357 NLRB No. 171
Newburg Eggs, Inc.
NEWBURG EGGS, INC.
357 NLRB No. 171
2191
Newburg Eggs, Inc. and United Food and Commer-
cial Workers, Local 342. Cases 3–CA–27834 and
03–RC–011918
December 31, 2011
DECISION, ORDER, AND DIRECTION OF
THIRD ELECTION
BY CHAIRMAN PEARCE AND MEMBERS BECKER
AND HAYES
On April 27, 2011, Administrative Law Judge Robert
A. Ringler issued the attached decision. On June 14,
2011, Judge Ringler issued a Supplemental Decision,
also attached.1 The Respondent filed exceptions with
supporting argument, and the Acting General Counsel
filed an answering brief.
The National Labor Relations Board has considered
the decisions and the record in light of the exceptions2
and brief and has decided to affirm the judge’s rulings,3
1 The judge’s April 27 decision stated that the Respondent failed to
submit a posthearing brief. It was subsequently discovered, however,
that the Respondent’s brief was erroneously filed with the Board’s
Regional Office instead of with the Division of Judges. The Respond-
ent thereafter filed a Motion for Reconsideration of Decision, which the
Board granted, remanding the case to the judge for reconsideration after
reviewing the Respondent’s brief. The judge subsequently issued a
supplemental decision, finding that the Respondent’s brief failed to
raise any matters that were not previously considered, and that the
original decision should stand in its entirety.
2 In the absence of exceptions, we adopt pro forma the judge’s rec-
ommendation to overrule Union Objections 2, 3, 9, 11, 12, 20, and 22.
3 The Respondent contends on exception that the judge abused his
discretion in ruling that its request for witness Reina Campos-Saravia’s
pretrial statement, after Campos-Saravia had been excused from the
witness stand, was untimely. In so ruling, the judge rejected, as im-
plausible, the Respondent’s claim that the Acting General Counsel had
previously represented that no pretrial statement existed. As explained
below, we find that any such error by the judge was a harmless one.
Chairman Pearce finds that the judge’s ruling was not an abuse of
discretion. Specifically, he finds no basis for disturbing the judge’s
conclusion that the Respondent’s contention was “implausible.” More-
over, even assuming, arguendo, that the judge’s ruling was an abuse of
discretion, Chariman Pearce finds that it was ultimately harmless error.
Employee Indiana Blandon, whose affidavit the Respondent did re-
ceive, testified similarly to Campos-Saravia regarding the Respondent’s
solicitation of grievances. Thus, any consideration of Campos-
Saravia’s testimony would not affect the adoption of the judge’s finding
of an unlawful and objectionable solicitation of grievances.
Member Becker finds it unnecessary to pass on the Respondent’s
exception because, even assuming the judge erred, any error was harm-
less for the reasons that Chairman Pearce states.
Member Hayes would affirmatively find that the judge’s ruling was
an abuse of discretion. Whatever counsel for the Acting General Coun-
sel said to Respondent’s counsel before the hearing, Respondent’s
counsel evidently believed that counsel for the Acting General Counsel
had denied that any witness statements existed. So believing, Respond-
ent’s counsel did not ask for Campos-Saravia’s statement before begin-
ning to cross-examine her. After Campos-Saravia was excused, Re-
spondent’s counsel sought to confirm his belief, learned that there was
a statement after all, and asked for the statement and for Campos-
findings, and conclusions only to the extent consistent
with this Decision, Order, and Direction of Third Elec-
tion.4
This case presents allegations that the Respondent vio-
lated Section 8(a)(1) of the Act, and engaged in objec-
tionable conduct, by statements it made at employee
meetings prior to the second election on July 29, 2010.5
As explained below, we adopt the judge’s findings of
objectionable and unlawful conduct in certain respects,
and we reverse or find it unnecessary to pass on other
such findings.6
Saravia to be recalled to the stand. The judge refused Respondent’s
requests. As there is no such thing as prehearing discovery for re-
spondents in Board proceedings, the judge’s ruling denied the Re-
spondent its sole opportunity to learn what Campos-Saravia had said
during the investigation of the charge. Under these circumstances,
Member Hayes finds that the Respondent’s interest in reviewing Cam-
pos-Saravia’s statement outweighed any minor disruption to the pro-
gress of the hearing that recalling her to the stand might have occa-
sioned. To the extent that Walsh Lumpkin Wholesale Drug Co., 129
NLRB 294, 296 (1960), enfd. 291 F.2d 751 (8th Cir. 1961) (per curi-
am), cited by the judge, is to the contrary, Member Hayes would over-
rule it. Nonetheless, Member Hayes also finds that the judge’s ruling,
although in error, was harmless error, for the reasons stated above by
Chairman Pearce.
4 We shall modify the judge’s recommended Order to conform to our
findings here, and to include the Board’s standard remedial language
for the violations found. We shall also substitute a new notice to con-
form to the Order as modified.
In addition, we shall delete from the judge’s recommended Order the
requirement that the notice be read to employees by a Board agent, in
English and Spanish, in the presence of the Respondent’s current presi-
dent and plant manager. We find that the Respondent’s conduct is
insufficient to warrant this extraordinary remedy. See Ishikawa Gasket
America, Inc., 337 NLRB 175, 176 (2001), enfd. 354 F.3d 534 (6th Cir.
2004).
5 The tally of ballots for this election showed 41 for and 77 against
the Union, with 2 void ballots and 10 challenged ballots, an insufficient
number to affect the results.
6 We adopt the judge’s finding that the Respondent engaged in ob-
jectionable conduct and violated Sec. 8(a)(1) by soliciting grievances
on July 15, 2010, when Plant Manager Joel Halpert asked employees to
report their work-related problems to him and promised to train em-
ployee Indiana Blandon to work in the “breakers” area of the facility.
We find it unnecessary to pass on the judge’s additional solicitation of
grievance findings, as any such findings would be cumulative and
would not affect the remedy or the direction of a new election.
We adopt the judge’s recommendations to sustain Union Objections
6, 7, and 14, which correspond to the unfair labor practices found by
the judge and adopted here. We therefore set aside the results of the
July 29, 2010 election and direct that a third election be held. See
American Red Cross Missouri-Illinois Blood Services Region, 347
NLRB 347, 354 (2006). Having adopted the judge’s recommendations
to sustain these objections, we find it unnecessary to pass on the
judge’s recommendations to sustain Objections 17, 23, and 26. Mem-
ber Hayes agrees that the election must be set aside and a third election
directed, but based solely on Objections 6 and 7 alleging an objectiona-
ble solicitation of grievances. He would overrule Objection 14, alleg-
ing an objectionable grant of benefits, as he would not find the corre-
sponding unfair labor practice for the reasons he states below.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2192
1. We agree with the judge that the Respondent en-
gaged in objectionable conduct and violated Section
8(a)(1) by announcing that the Respondent had hired a
bilingual human resources manager to improve work-
place communication.
The record shows that, at an employee meeting on July
27, 2010,7 the Respondent’s president and CEO, Moses
Goldstein, announced the hiring of Patty Finley as a bi-
lingual human resources manager.8 In announcing the
hiring, Goldstein first identified the lack of communica-
tion as a problem employees experienced at the work-
place. He then presented Finley’s hiring as a solution to
the problem by conveying that it would enhance employ-
ees’ ability to communicate with managers and thereby
improve their working conditions.9 Goldstein added that
Finley’s hiring was “going to cost me but it’s not going
to cost you.”
In these circumstances, employees would reasonably
construe Goldstein’s comments as an announcement of
improved working conditions. Such an announcement
during the critical period is impermissible. See, e.g.,
Parts Depot, Inc., 332 NLRB 670, 672 (2000), enfd.
mem. 24 Fed. Appx. 1 (D.C. Cir. 2001) (adopting
judge’s finding that employer violated Section 8(a)(1) by
asking employee whether terminating the warehouse
manager would “stop” the union, as it constituted an un-
lawful offer to improve working conditions).10 For this
reason, we adopt the judge’s finding.11
7 All dates hereafter are in 2010, unless otherwise noted.
8 The Acting General Counsel introduced transcripts of this meeting
and one on July 22 as an exhibit. The transcripts are English transla-
tions of statements by Finley and Labor Relations Consultant Michael
Rosado, who spoke to employees in Spanish. Goldstein spoke in Eng-
lish, and Finley translated his remarks into Spanish.
9 Goldstein said that Finley “understands [Spanish]” and “can help
everybody with whatever they need.”
10 We find no merit to our dissenting colleague’s contention that Fin-
ley’s hiring is not an employee benefit because it “redounds to every-
one’s benefit.” This contention ignores the fact that “[t]he relevant
inquiry is whether employees would view the change in working condi-
tions as a benefit to them.” Sun-Mart Foods, 341 NLRB 161, 163
(2004). Thus, the benefit is not removed from the realm of unlawful or
objectionable conduct simply because it would also be enjoyed by
others. Moreover, our colleague’s contention ignores the fact that
Goldstein very clearly presented Finley’s hiring as an improvement in
working conditions that would benefit employees without any corre-
sponding benefit accruing to the Respondent.
11 Member Hayes would reverse the judge’s finding. The complaint
alleged that the Respondent, by Goldstein, implied that it was granting
employees a benefit by hiring Patty Finley. Respondent’s hiring of
Finley was not an employee benefit. Finley was hired to bridge the
communication divide between its English-speaking managers and its
largely Spanish-speaking work force. An employer may lawfully hire
someone to improve communication within the workplace. Doing so is
not an employee benefit; it redounds to everyone’s benefit. Conse-
quently, saying that one has done so does not imply a grant of a benefit
—and reasonable employees would understand as much. See Sun Mart
2. The judge also found that the Respondent engaged
in objectionable conduct and violated Section 8(a)(1) by
promising employees future unspecified benefits if they
voted against union representation. We disagree.
At the July 27 meeting, Goldstein said, among other
things:
The first thing . . . [is that] we’re not threatening any-
body and we’re not offering anything and everybody
has the right to vote whichever way they want. I’m just
here to give . . . my honest advice . . . [and] thank . . .
all the people . . . on the last vote . . . for the support
and the trust . . . I couldn’t say what [I’d] . . . give you
[last time] but I said, I promise you’re going to get
something and I kept my promise. . . . And I hope that
this time even though I’m not offering anything be-
cause I gave . . . whatever the company could do, I still
hope . . . the people that voted last time no, they’re go-
ing to vote this time also no. . . .
In January, . . . I was almost losing the company and I
had to put [in] a lot of money [and] . . . borrow from the
banks . . . to save the company. . . . [T]he benefits that
we gave . . . is the best that I can do. . . . Now I would
like to talk . . . to the people that voted yes . . . I’m sure
a big part . . . voted yes . . . because they didn’t trust me
that I’m going to give them something. Now that I’ve
proved myself, that I did give benefits, like we said the
holidays and personal days and the bonus and the rais-
es, I’m sure that they’re going to . . . vote no. I can’t
believe that the people . . . believe that an outside per-
son could help them more than I can help. . . . And the
difference is that when I help, it doesn’t cost you any-
thing, if they . . . help you, they charge you. . . .
. . . .
[G]ive me one more chance . . . everybody should vote
no, to make sure they don’t come again. . . .
The judge found that, collectively, these comments
implied that employees would receive future benefits if
they voted against the Union. In finding a promise of
benefit, the judge explained that if Goldstein had not
intended such a message, he would not have referenced
his “earlier largesse” in asking for “another chance” in
the upcoming election.12
Foods, 341 NLRB 161, 167 (2004) (Member Schaumber, dissenting)
(observing that by “employee benefit,” the Board traditionally contem-
plates something “that inures directly to the advantage of, and is limited
to, the employees themselves”).
12 Goldstein’s prior promise and grant of benefits, which included
increased wages, bonuses, and paid holidays and personal days, were
encompassed in the Union’s objections to the first election. These
objections were settled by the parties’ stipulation for a rerun election.
NEWBURG EGGS, INC.
2193
Contrary to the judge, we find that the comments did
not convey a promise of future benefits. Goldstein made
no specific promises of benefits. To the contrary, he
explicitly stated that he was not offering any benefits,
and that the Respondent had already given everything it
could. Thus, Goldstein’s comments actually emphasized
that this time, no additional benefits would be forthcom-
ing.
In context, Goldstein’s statements would not reasona-
bly be understood as a promise of benefits. See, e.g.,
Noah’s New York Bagels, 324 NLRB 266, 267 (1997)
(finding employer’s request that employees give it a se-
cond chance not unlawful). Reno Hilton, 319 NLRB
1154 (1995), cited by our colleague, is distinguishable.
There, the employer did promise benefits when it said,
“[G]ive me a chance, and I’ll deliver.” Id. at 1156 (em-
phasis added). We therefore reverse the judge’s finding
of objectionable and unlawful conduct in this regard.13
3. The judge found that the Respondent engaged in ob-
jectionable conduct and violated Section 8(a)(1) by ex-
pressing to employees that voting for union representa-
tion would be futile. We disagree.
Michael Rosado, the Respondent’s labor relations con-
sultant, and Human Resources Manager Finley spoke at a
July 22 meeting with employees concerning the upcom-
ing election. Rosado’s remarks included the following
statements:
Another . . . very important point . . . negotiating a con-
tract you are thinking a lot about raises, benefits, all
this, but no one thinks about operation. The operation
remains in the hands of the company. No outside or-
ganization can . . . impact . . . the operation . . . if I am
the owner of this operation, and an organization comes
in, my only obligation is to try and reach an agreement
but if I want to make changes . . . in my operation,
change departments, . . . change different things in the
schedule, they are . . . changes in production, in opera-
tion—they are the company’s. No organization has the
right to change this or tell the company they have to
change this or do that. . . .
Finley then said:
13 Contrary to his colleagues, Chairman Pearce would adopt the
judge’s finding that Goldstein impliedly promised employees future
benefits. The Chairman finds that, in the context of the other unlawful
and objectionable statements, Goldstein’s repeated references to the
prior grant of benefits while pleading for “another chance,” suggested
that future benefits would be forthcoming if employees voted against
union representation. See generally Reno Hilton, 319 NLRB 1154,
1156 (1995) (finding unlawful the employer’s request that employees
give the employer “a chance, and I’ll deliver.”)
[N]o one says how to manage the company, it is always
the owner. He will be the only person that says . . . it’s
good for the company and good for the employees or
not. If [Goldstein] decides that it’s not good for the
company or that the company is losing money, then he
will be the only one who has the final say. . . .
Rosado spoke again, saying:
Don’t forget that negotiating is asking for something.
It is all asking, so this is coming here and asking the
company and the company always has the right to say
yes or no. . . .
The judge found that Rosado and Finley’s comments
reasonably left employees with the impression that col-
lective bargaining would be an exercise in futility. The
judge found that the statements conveyed that the Re-
spondent was in sole control of negotiations, and that
employees would obtain through bargaining only what
the Respondent unilaterally chose to bestow.
Contrary to the judge, we find that Finley and Ro-
sado’s statements did not express the futility of collective
bargaining. Rather, their statements more reasonably
conveyed descriptions of some of the parameters of
good-faith bargaining. Thus, Rosado correctly pointed
out to employees that there are operational matters that
fall outside the scope of an employer’s duty to bargain,
and Finley’s follow-up comments reiterated and eluci-
dated this point. Further, Rosado’s comments about say-
ing ‘yes’ and ‘no’ indicated that the Respondent would
be within its rights to bargain hard about mandatory sub-
jects of bargaining, and would not necessarily have to
accept the Union’s proposals. Such expressions, without
more, do not suggest an intent not to negotiate in good
faith with the Union; nor do they suggest that the out-
come of negotiations would be foreordained. See Alamo
Rent-A-Car, Inc., 338 NLRB 275, 276 (2002). Accord-
ingly we reverse this finding by the judge.14
ORDER
The National Labor Relations Board orders that the
Respondent, Newburg Eggs, Inc., Woodridge, New
York, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Soliciting grievances from employees and implied-
ly promising to remedy them in order to discourage em-
ployees from selecting union representation.
14 Contrary to his colleagues, Chairman Pearce finds that, when con-
sidered in context with the Respondent’s other unlawful and objection-
able conduct, Rosado and Finley’s comments conveyed that the em-
ployees would not gain anything through collective bargaining. He
would therefore adopt the judge’s findings that these comments con-
veyed that union representation would be futile.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2194
(b) Announcing improved working conditions to em-
ployees in order to discourage employees from selecting
union representation.
(c) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days after service by the Region, post at
its Woodridge, New York facility copies of the attached
notice marked “Appendix” in both English and Span-
ish.15 Copies of the notice, on forms provided by the Re-
gional Director for Region 3, after being signed by the
Respondent’s authorized representative, shall be posted
by the Respondent and maintained for 60 consecutive
days in conspicuous places, including all places where
notices to employees are customarily posted. In addition
to physical posting of paper notices, notices shall be dis-
tributed electronically, such as by email, posting on an
intranet or an internet site, and/or other electronic means,
if the Respondent customarily communicates with its
employees by such means.16 Reasonable steps shall be
taken by the Respondent to ensure that the notices are not
altered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facili-
ty involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since July 15,
2010.
(b) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
DIRECTION OF THIRD ELECTION
A third election by secret ballot shall be held among
the employees in the unit found appropriate, whenever
the Regional Director deems appropriate. The Regional
Director shall direct and supervise the election, subject to
the Board’s Rules and Regulations. Eligible to vote are
those employed during the payroll period ending imme-
diately before the date of the Notice of Third Election,
15 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
16 For the reasons stated in his dissenting opinion in J. Picini Floor-
ing, 356 NLRB 11 (2010), Member Hayes would not require electronic
distribution of the notice.
including employees who did not work during the period
because they were ill, on vacation, or temporarily laid
off. Also eligible are employees engaged in an economic
strike that began less than 12 months before the date of
the second election and who retained their employee sta-
tus during the eligibility period and their replacements.
Jeld-Wen of Everett, Inc., 285 NLRB 118 (1987). Those
in the military services may vote if they appear in person
at the polls. Ineligible to vote are employees who have
quit or been discharged for cause since the payroll peri-
od, striking employees who have been discharged for
cause since the strike began and who have not been re-
hired or reinstated before the date of the election directed
here, and employees engaged in an economic strike that
began more than 12 months before the date of the second
election and who have been permanently replaced.
Those eligible shall vote whether they desire to be repre-
sented for collective bargaining by United Food and
Commercial Workers, Local 342.
To ensure that all eligible voters have the opportunity
to be informed of the issues in the exercise of their statu-
tory right to vote, all parties to the election should have
access to a list of voters and their addresses that may be
used to communicate with them. Excelsior Underwear,
156 NLRB 1236 (1966); NLRB v. Wyman-Gordon Co.,
394 U.S. 759 (1969). Accordingly, it is directed that an
eligibility list containing the full names and addresses of
all the eligible voters must be filed by the Employer with
the Regional Director within 7 days from the date of the
Notice of Third Election. North Macon Health Care
Facility, 315 NLRB 359 (1994). The Regional Director
shall make the list available to all parties to the election.
No extension of time to file the list shall be granted by
the Regional Director except in extraordinary circum-
stances. Failure to comply with this requirement shall be
grounds for setting aside the election if proper objections
are filed.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
NEWBURG EGGS, INC.
2195
Choose not to engage in any of these protected
activities.
WE WILL NOT solicit grievances from you and promise
to remedy them in order to discourage you from selecting
union representation.
WE WILL NOT announce improved working conditions
to you in order to discourage you from selecting union
representation.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
NEWBURG EGGS, INC.
Brie Kluytenaar and Alfred Norek, Esqs., for the Acting Gen-
eral Counsel.
Jay Jason and Aryeh Lazarus, Esqs. (Tarshis, Catania, Liberth,
Mahon & Milligram, PLLC), for the Respondent.
Jonathan Friedman, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
ROBERT A. RINGLER, Administrative Law Judge. This case
was tried in Monticello, New York, on February 7, 2011. The
charge in this proceeding was filed by the United Food and
Commercial Workers, Local 342 (the Union) on October 21,
2010.1 The charge resulted in the issuance of a series of com-
plaints against Newburgh Eggs, Inc. (the Respondent or the
Company), which culminated in the second amended complaint
(the complaint) dated January 11, 2011. The Union also filed
several objections to the Company’s conduct at an election
conducted by the National Labor Relations Board (the Board)
on July 29. The objections were based on the same evidentiary
record as the complaint and were, as a result, consolidated to be
heard simultaneously with the complaint.
The complaint alleges that the Company violated Section
8(a)(1) of the National Labor Relations Act (the Act) by, inter
alia: soliciting and remedying grievances from employees be-
fore the July 29 election; telling employees that selecting the
Union as their representative would be a futile act; granting
employees benefits prior to the election; and implying to em-
ployees that they would be granted future benefits, if they voted
against unionization.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the brief filed by
the counsel for the Acting General Counsel,2 I make the follow-
ing
FINDINGS OF FACT
I. JURISDICTION
The Company, a corporation, operates an egg processing
plant at its Woodridge, New York plant. Annually, in conduct-
ing its operations, it purchases and receives at its Woodridge
1 All dates are in 2010, unless otherwise stated.
2 The Union and the Company failed to submit posthearing briefs.
plant goods and services valued in excess of $50,000 directly
from points located outside of New York State. Therefore, the
Company admits and I find that it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act. It also admits, and I find, that the Union is a labor
organization within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
The Company distributes whole eggs and liquefied egg
products from its Woodridge plant. Its work force is predomi-
nantly comprised of Spanish-speaking employees, who are not
fluent in English. It is run by Moses Goldstein, president and
chief executive officer. Joel Halpert serves as the plant manag-
er. Grace Patricia Finley, who is bilingual in Spanish and Eng-
lish, is the human resources manager.3
On August 18, 2009, the Union filed a petition with the
Board seeking to represent the Company’s production and
maintenance employees at its Woodridge plant. (GC Exhs. 2–
3.) On October 1, 2009, the Board held an election, which the
Union lost.4 (GC Exh. 4.) Thereafter, the Union filed objec-
tions to the Company’s preelection conduct, which the parties
settled by entering into a stipulation for a rerun election. (GC
Exhs. 5–6.) A rerun election was then conducted on July 29,
which the Union also lost.5 (GC Exh. 8.) Following this de-
feat, the Union filed objections to the July 29 election, which
are at issue here.
The complaint and objections are based upon a series of cap-
tive-audience meetings held at the plant shortly before the July
29 election. These meetings occurred on July 15, 22, 25, and
27. Goldstein, Halpert, Finley, and labor relations consultant
Michael Rosado spoke at these meetings.
B. July 15 Meeting
Reina Campos-Saravia, who has worked for the Company
for 5 years, testified via an interpreter that she and 25 cowork-
ers attended the July 15 meeting. She related that Halpert pri-
marily spoke and his comments were translated into Spanish by
Finley.6 She recalled Halpert asking employees to share their
work-related problems and offering his help. She stated that
she responded by asking him to not transfer her from her cur-
rent work area. She recounted Indiana Blandon, a coworker,
asking him to train her to work in the “breakers” area of the
plant,7 and repair her assigned machine.8 She recollected Nuvia
Cisneros-Camacho requesting him to repair her workstation.9
She stated that, within days, the Company fulfilled all of their
3 The Company stipulated that Finley was an agent within the mean-
ing of Sec. 2(13) of the Act.
4 The tally resulted in 43 employees voting for, and 80 voting
against, unionization.
5 The tally resulted in 41 employees voting for, and 77 voting
against, unionization.
6 Goldstein was present, but, did not address the employees.
7 In the “breakers” area, eggs are broken and liquid contents are col-
lected.
8 She asked him to solder certain metal ductwork, which was emit-
ting hot chlorine gas.
9 This repair involved the removal of a piece of metal.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2196
requests. She added that, before July, the Company had never
asked employees to share their workplace issues.
Indiana Blandon, who has worked for the Company since
May 2008, testified via a translator that she attended the July 15
meeting. She recalled Halpert stating:
If employees had any problems, we could tell him because
[Finley] was there . . . to help us.
She confirmed that the Company responded to her concerns
by promptly repairing her machine and training her to work in
the “breakers” area.10 She stated that she previously asked the
Company to repair her machine and was ignored.
I found Campos-Saravia and Blandon credible; they were
consistent, reliable, and candid. I will also draw an adverse
inference from the Company’s unexplained failure to rebut
their testimonies. See Douglas Aircraft Co., 308 NLRB 1217
(1992) (failure to call a witness “who may reasonably be as-
sumed to be favorably disposed to the party, [supports] an ad-
verse inference . . . regarding any factual question on which the
witness is likely to have knowledge”).
C. July 22 Meeting
The transcript of the July 22 meeting provided:11
ROSADO: . . . . [Y]ou are going to be negotiating a contract
. . . this takes a long time. . . . A strike can occur . . . if you do
not accept the offer of the company. . . . You have the right to
go out on strike but the company also has the right to continue
its operation . . . and . . . you can be permanently replaced. . . .
No outside organization can . . . impact . . . the operation . . . if
I am the owner of this operation, and an organization comes
in, my only obligation is to try and reach an agreement but if I
want to make changes . . . in my operation, change depart-
ments, to revoke to another . . . state, to another city, change
different things in the schedule, they are . . . changes in pro-
duction, in operation—they are the company's. No organiza-
tion has the right to change this or tell the company they have
to change this or do that. . . .
FINLEY: [N]o one says how to manage the company, it is al-
ways the owner. He will be the only person that says . . . it's
good for the company and good for the employees or not. If
[Goldstein] decides that it's not good for the company or that
the company is losing money, then he will be the only one
who has the final say. . . .
ROSADO: Don't forget that negotiating is asking for some-
thing. It is all asking, so this is coming here and asking the
company and the company always has the right to say yes or
no. . . .
(GC Exh. 10 (grammar as in original).)
D. July 25 Meeting
The transcript of the July 25 meeting provided:12
10 She was interested in the “breakers” area because it involved sed-
entary work.
11 The transcript is an English translation of a meeting, where Finley
and Rosado spoke to employees in Spanish.
FINLEY: . . . [I]f the union does come, . . . things can im-
prove, . . . get worse, or . . . remain the same. . . . Let's say
. . . the union . . . get[s] a ten cent raise for the employees. In
40 hours, that's $4.00 a week. In four weeks, you would earn a
$16.00 increase. If you have to pay . . . union [dues], assum-
ing you pay . . . $30.00, you are losing $14.00. Now . . .
where is the benefit in that? . . . .
The other thing is the union security clause. . . . [T]he people
who disagree with the union are going to be forced to enroll in
the union. This means they will be forced to pay dues. . . .
HALPERT: . . . We know our mistakes. We are correcting our
mistakes. We [were] . . . having a problem . . . communicating
with the people because of our language. Now we correct
this, [Finley’s] . . . so close . . . to the people now
. . . .
(GC Exh. 11 (grammar as in original).)
E. July 27 Meeting
In order to provide background information for the July 27
meeting, Campos-Saravia explained that, after the first election,
she was summoned to a meeting on October 4, 2009. She re-
lated that the meeting occurred on the shop floor and was at-
tended by 60 workers. She recalled Halpert distributing bonus
checks to employees worth 8 hours of pay and congratulating
them for their support in the election.13 She added that, on
October 27, 2009, she was called to another meeting with 150
coworkers, where workers received 11 paid leave days and
$100 bonuses. She related that the Company never previously
offered paid leave or bonuses.
The transcript of the July 27 meeting provided:14
GOLDSTEIN: The first thing . . . [is that] we're not threatening
anybody and we're not offering anything and everybody has
the right to vote whichever way they want. I'm just here to
give . . . my honest advice . . . [and] thank . . . all the people
. . . on the last vote . . . for the support and the trust . . . I
couldn't say what [I’d] . . . give you [last time] but I said, I
promise you're going to get something and I kept my promise
. . . . And I hope that this time even though I'm not offering
anything because I gave . . . whatever the company could do, I
still hope . . . the people that voted last time no, they're going
to vote this time also no. . . .
In January, . . . I was almost losing the company and I had to
put [in] a lot of money [and] . . . borrow from the banks . . . to
save the company. . . . [T]he benefits that we gave . . . is the
best that I can do. . . . Now I would like to talk . . . to the peo-
ple that voted yes . . . I'm sure a big part . . . voted yes
. . . because they didn't trust me that I'm going to give them
12 The transcript is an English translation of a meeting, where Finley
spoke to employees in Spanish. Finley also translated Halpert’s com-
ments into Spanish.
13 She received a $57 check.
14 The transcript is an English translation of a meeting, where Finley
spoke to employees in Spanish. Finley also served as Goldstein’s trans-
lator.
NEWBURG EGGS, INC.
2197
something. Now that I've proved myself, that I did give bene-
fits, like we said the holidays and personal days and the bonus
and the raises, I'm sure that they're going to . . . vote no. I
can't believe that the people . . . believe that an outside person
could help them more than I can help. . . . And the difference
is that when I help, it doesn't cost you anything, if they . . .
help you, they charge you. . . .
I also think . . . one of the reasons . . . why some . . . people
voted yes last time and . . . have some complaints . . . is be-
cause we never had good communication. . . . I hired Patty
[Finley] . . . so she has time to talk to all the people and . . .
understands your language . . . and . . . can help everybody
with whatever they need. And that's . . . a cost, it's going to
cost me but it's not going to cost you. . . .
[G]ive me one more chance . . . everybody should vote no, to
make sure they don't come again. . . .
FINLEY: . . . Communication . . . has been very bad. You
have been right . . . but now the communication is direct. I
understand you. . . .
(GC Exh. 12 (grammar as in original).)
III. ANALYSIS
A. Solicitation of Grievances
The Company violated Section 8(a)(1) when Halpert solicit-
ed and remedied grievances on July 15,15 and informed em-
ployees that it had hired Finley, who is bilingual, to remedy
their grievances on July 25.16 In Reliance Electric Co., 191
NLRB 44, 46 (1971), the Board held that an employer violates
Section 8(a)(1) under the following circumstances:
Where, . . . an employer, who has not previously had a prac-
tice of soliciting employee grievances or complaints, adopts
such a course when unions engage in organizational cam-
paigns . . . there is a compelling inference that [it] is implicitly
promising to correct those inequities . . . discover[ed] . . . and
likewise urging . . . employees that the combined program of
inquiry and correction will make union representation unnec-
essary.
See also Laboratory Corp. of America Holdings, 333 NLRB
284, 284–285 (2001).
On July 15, Halpert asked employees to allow him to remedy
their problems. They responded by making various training,
repair, and other requests, which were promptly remedied. On
July 25, Halpert informed employees that Finley was hired to
provide ongoing help with their grievances. Given that there is
no evidence that the Company had a prior practice of soliciting
and remedying employee grievances, Halpert’s solicitation of
grievances, followup remedial action, and statements regarding
Finley were unlawful.
B. Futility of Bargaining
The Company violated Section 8(a)(1), when Rosado and
Finley implied to employees at the July 22 meeting that it
15 This allegation is listed in par. VI(a) of the complaint.
16 This allegation is listed in par. VI(b) of the complaint.
would be futile for them to select the Union as their collective-
bargaining representative.17 The Board has held that, barring
outright threats to refuse to bargain in good faith with an in-
coming union, the legality of any particular statement depends
upon its context. See, e.g., Somerset Welding & Steel, Inc., 314
NLRB 829, 832 (1994). Statements made in a coercive context
are unlawful because they, “leave employees with the impres-
sion that what they may ultimately receive depends upon what
the union can induce the employer to restore.” Earthgrains
Co., 336 NLRB 1119, 1119–1120 (2001); see, e.g., Smithfield
Foods, 347 NLRB 1225, 1230 (2006) (statement from highest
official that company was in complete control of future negotia-
tions was unlawful); Aqua Cool, 332 NLRB 95, 95 (2000)
(statement that employees were unlikely to win anything more
at the bargaining table than other employees unlawfully implied
that unionizing would be futile).
On July 22, Rosado told employees:
[I]f I am the owner of this operation, and an organization
comes in, my only obligation is to try and reach an agreement
but if I want to make changes here, in my operation . . .
change different things in the schedule, they are . . . changes
in production, in operation . . . they are the company's. No
organization has the right to change this or tell the company
they have to change this or do that. . . .
(GC Exh 10. ) At the same meeting, Finley added:
[N]o one says how to manage the company, it is always the
owner. He will be the only person that says well, it's good for
the company and good for the employees or not. If [Gold-
stein] decides that it's not good for the company or that the
company is losing money, then he will be the only one who
has the final say. . . .
Id. I find that these comments, when taken as a whole, rea-
sonably left employees with the impression that collective bar-
gaining would become an exercise in futility because the Com-
pany was in sole control over negotiations. Or put another way,
these comments conveyed to employees that they would solely
obtain in bargaining what the Company unilaterally chose to
bestow. I find, therefore, that such comments were unlawful.
C. Granting of Benefits
The Company violated Section 8(a)(1) when, on July 27,
Goldstein told employees that he was giving them a valuable
Company-paid benefit by hiring Finley, who would communi-
cate with them in Spanish and help them address and remedy
their grievances.18 An allegation that an employer has unlaw-
fully granted benefits in response to union organizational ac-
tivity is analyzed under NLRB v. Exchange Parts, 375 U.S. 405
(1964). In NLRB v. Exchange Parts, the Supreme Court held
that, “the conferral of employee benefits while a representation
election is pending, for the purpose of inducing employees to
vote against the union,” interferes with their protected right to
17 These allegations are listed in pars. VIII and IX of the complaint.
18 This allegation is listed in par. VII(a) of the complaint.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2198
organize.19 Moreover, “[a]lthough 8(a)(1) allegations are typi-
cally analyzed under an objective standard, and motive is irrel-
evant, see American Freightways Co., 124 NLRB 146, 147
(1959), the 8(a)(1) analysis under Exchange Parts is motive-
based.” Network Dynamics Cabling, 351 NLRB 1423, 1424
(2007), citing Hampton Inn NY-JFK Airport, 348 NLRB 16, 18
fn. 6 (2006). In other words, the motive for the conferral of
benefits during an organizational campaign must be designed to
interfere with union organizing. Id. Under settled Board prec-
edent, “[a]bsent a showing of a legitimate business reason for
the timing of a grant of benefits during an organizing campaign,
the Board will infer improper motive and interference with
employee rights under the Act.” Yale New Haven Hospital, 309
NLRB 363, 366 (1992); see also Kanawha Stone Co., 334
NLRB 235 fn. 2 (2001).
I find that the Company hired Finley, in order to interfere
with the Union’s campaign. First, the timing of her hiring was
suspicious, inasmuch as she was hired shortly before the July
29 election. Second, the Company understood that her hiring
would be perceived by its mostly Spanish-speaking work force
as a substantial benefit, which would enhance their ability to
communicate with their employer and undercut their need for a
union representative. Goldstein openly admitted this under-
standing, when he stated:
[O]ne of the reasons . . . why some . . . people voted yes last
time and . . . have some complaints . . . is because we never
had good communication . . . . For that reason, I would like to
announce . . .that's why I hired Patty [Finley], especially for
human resources so she has time to talk to all the people and
she understands your language . . . can help everybody with
whatever they need.
(GC Exh 12.) Lastly, the Company, which did not call any
witnesses or present any evidence, failed to demonstrate that it
had a legitimate business reason that was unconnected to the
Union’s organizational campaign, or otherwise explain the
suspicious timing of Finley’s hiring. As a result, I find that
her hiring was unlawfully timed to interfere with the Union’s
campaign.
D. Implied Promise of Future Benefits
The Company violated Section 8(a)(1) of the Act, when
Goldstein impliedly promised employees future benefits on
July 27.20 The Board has held that, when an employer solely
asks for an opportunity to prove itself, without suggesting that
benefits would be forthcoming following the election, such
commentary is lawful. See Noah’s New York Bagels, 324
NLRB 266, 267 (1997), citing National Micronetics, 277
NLRB 993 (1985). However, employer requests for the chance
to prove itself, which are accompanied by express or implied
promises of benefits, are unlawful. See, e.g., Reno Hilton Re-
sorts Corp., 319 NLRB 1154, 1156 (1995) (preelection plea to
19 See also Mercy Hospital Mercy Southwest Hospital, 338 NLRB
545 (2002) (“an employer cannot time the announcement of the benefit
in order to discourage union support, and the Board may separately
scrutinize the timing of the benefit announcement to determine its
lawfulness”).
20 This allegation is listed in par. VII(b) of the complaint.
“give me a chance and I’ll deliver” is unlawful); Sunset Coffee
& Macadamia Nut Co-Op of Kona, 225 NLRB 1021, 1021
(1976) (announcement that there would be “good news” after
election is unlawful).
I find that Goldstein implicitly promised employees that the
Company would grant benefits after the July 29 election. On
July 27, he stressed that he kept his earlier promise to grant
benefits after the first election. He added that he could not
“believe that the people . . . believe that an outside person could
help them more than [he] can.” (GC Exh. 12.) He also im-
plored employees to give him “one more chance.” These
comments collectively implied that additional benefits might
follow after the election, as long as employees allowed Gold-
stein to continue to “help” them, instead of the Union. If Gold-
stein did not intend to imply such a message, he would not have
cited his earlier largesse, petitioned for another chance or prom-
ised ongoing “help” after the election.21 Therefore, I find that
employees could have reasonably interpreted the above-
described array of comments to mean that, if they trusted the
Company and voted “no,” they would receive unspecified re-
wards.22 I find, as a result, that Goldstein’s comments were
unlawful.
IV. THE REPRESENTATION CASE
A. Objections
On August 4, the Union filed 26 objections to the Compa-
ny’s conduct during the critical period, i.e., the period between
the initial election on October 1, 2009, and the rerun election on
July 29. (GC Exh 1(h)); Star Kist Caribe, Inc., 325 NLRB 304
(1998) (second critical period runs from first election to se-
cond). Many of these objections duplicate the complaint alle-
gations, which I have already analyzed and found unlawful.
At the hearing, the Union withdrew several objections,23 and
provided oral argument concerning its rationale for the remain-
ing objections. Although the Company was invited to respond
to these objections, it failed to present any witnesses,24 offer
21 A pledge of ongoing “help” is sufficiently comparable to a prom-
ise of “good news.” See Sunset Coffee, supra.
22 I also find that Goldstein’s introductory comment that he is not
presently offering workers anything was rendered almost meaningless
by his later discussion of his prior grant of benefits, plea for another
chance and offer of ongoing help.
23 The union withdrew Objections 4, 5, 8, 10, 13, 16, 18, 19, 21, 24,
and 25.
24 At the start of the hearing, the Company’s attorney announced,
“[W]e don’t intend to call any witnesses.” Tr. 21. After Campos-
Saravia was cross-examined and released, the Company’s attorney
belatedly realized that he neglected to request her Jencks statement.
Upon recognizing his oversight, he requested her Jencks statement and
accused counsel for the Acting General Counsel of misrepresenting the
statement’s existence, which opposing counsel vehemently denied. Tr.
64-67. Following a ruling that the request for the statement was un-
timely (see, e.g., Walsh Lumpkin Wholesale Drug Co., 129 NLRB 294,
296 (1960); Earthgrains Co., 336 NLRB 1119, 1122 (2001); SBC Cali-
fornia, 344 NLRB 243, 243 fn. 3 (2005)), and that the misrepresenta-
tion claim was implausible, the Company’s attorney sought to recall
Campos-Saravia as his own witness. In responding to a request for an
offer of proof regarding her testimony, he responded, “I would be call-
ing [Campos-Saravia] solely to question her about what’s in the affida-
NEWBURG EGGS, INC.
2199
oral argument or submit a posthearing brief.
1. Objection 1
Objection 1 alleged that, during the critical period, the Com-
pany implied that, “it was futile for [employees] . . . to vote for
the Union.” The Union asserted that this objection was based
upon comments made at the July 22 meeting, which I have
found unlawful. I find, therefore, that this objection is valid.
2. Objections 2 and 12
Objection 2 alleged that, during the critical period, the Com-
pany, “portray[ed] the selection of the Union . . . as an econom-
ic hazard which would result in the loss of jobs.” Objection 12
stated that the Company “threatened retaliation for union sup-
port.” The Union explained that these objections were based
upon Rosado’s discussion of strikes and permanent replacement
on July 22.
Rosado lawfully explained to employees that economic
strikes and permanent replacement were possibilities. See Novi
American, 309 NLRB 544 (1992) (comments about possible
strike not coercive); Eagle Comtronics, Inc., 263 NLRB 515,
516 (1982) (statements about economic strikers being potential-
ly replaced not coercive). As a result, I find that these objec-
tions lack merit.
3. Objection 3
Objection 3 alleged that, within 24 hours of the election, the
Company held a captive audience meeting and told employees
to vote “no.” I find that this objection lacks merit, inasmuch as
there is no evidence that the Company held a meeting within 24
hours of the July 29 election.25
4. Objections 6 and 7
Objections 6 and 7 alleged that, during the critical period, the
Company solicited and adjusted grievances. The Union averred
that this objection was based upon the July 15 meeting and
connected events, which I have found unlawful. Accordingly,
I find merit to these objections.
5. Objection 9
Objection 9 alleged that, within 24 hours of the election, the
Company allowed certain employees to conduct pro-Company
electioneering and polling. The Union failed to provide evi-
dence supporting this objection; thus, I find that it lacks merit.
6. Objection 11
Objection 11 alleged that, during the critical period, the
Company distributed leaflets and played videos, which implied
that employees’ job security “would be jeopardized if they
supported the Union.” The Union alleged that this objection
was based upon the Company’s distribution of leaflets and
video presentation on July 22. The Union, however, failed to
adduce witness testimony or other evidence concerning these
matters. Moreover, the transcript of the July 22 meeting solely
cited a video presentation, but, failed to describe its contents.
vit.” Tr. 68–69. His request to recall this witness was, as a result,
rejected as an attempt to evade the earlier Jencks ruling. He later rest-
ed, without seeking to call any additional witnesses.
25 Cf. Peerless Plywood Co., 107 NLRB 427 (1953) (speeches to
massed assemblies within 24-hours of an election are unlawful).
This objection, therefore, lacks merit.
7. Objection 14
Objection 14 alleged that, during the critical period, the
Company granted employees benefits, in order to persuade
them to vote against unionization. The Union explained that
this objection was based upon the July 25 and 27 statements
regarding Finley’s hiring, which I have found to be unlawful. I,
thus, find merit to this objection.
8. Objection 15
Objection 15 alleged that, during the critical period, the
Company implied that employees would receive certain un-
specified benefits after the election, if they voted against union-
ization. The Union asserted that this objection was based upon
Goldstein’s July 27 comments, which I have found unlawful. I
will, as a result, sustain this objection.
9. Objection 17
Objection 17 alleged that, during the critical period, the
Company, “conducted captive audience speeches on worktime
. . . [and] made improper anti-union representations and pro-
vided employees with ‘benefits’ not previously received.” The
Union asserted, without providing greater specificity, that this
objection was based upon the July 15, 22, 25, and 27 meetings.
Given that I have found that certain comments made at these
meetings were unlawful, I find that this objection, although
superfluous, is valid.
10. Objection 20
Objection 20 alleged that the Company granted monetary
and leave benefits to employees, who voted against unioniza-
tion. It is undisputed that the Company provided such benefits
after the first election and that the Union previously filed objec-
tions concerning this issue. (GC Exh. 5 (Objections 18–19).)
On March 17, however, the Company and the Union entered
into a Stipulation for a Rerun Election, which settled the objec-
tions, set a rerun election and waived the Union’s right to re-
file identical objections following the rerun election:
The parties agree that the conduct alleged in the Petitioner’s
objections filed on October 8, shall not constitute a basis for
objections to set aside the rerun election engendered by this
Stipulation, and the parties waive their right to file objections
based upon such alleged conduct.
(GC Exh. 6, par. 7 (emphasis added).)
The Union failed to adduce any evidence that the Company
provided monetary and leave benefits after October 2009, or in
a manner beyond that previously alleged in its earlier objec-
tions. I find, therefore, that this objection is simply a reiteration
of prior objections that were settled and waived. Accordingly,
this objection lacks merit.
11. Objection 22
Objection 22 alleged that, during the critical period, the
Company told employees that, “they would suffer from an ad-
verse change in working conditions,” if they unionized. The
Union asserted that this objection was based upon two matters:
(1) the July 22 strike and permanent replacement comments;
and (2) the July 25 statements that employees might receive a
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2200
net decrease in wages, if they failed to secure a negotiated raise
that offset their new union dues. As discussed under Objec-
tions 2 and 12, the strike and permanent replacement comments
were lawful. The union dues comments, which occurred 4
days before the election, were also lawful. These comments,
which were solely campaign propaganda, were verifiable. See
York Furniture Corp., 170 NLRB 1487 (1968) (dues-related
comments occurring 4 days before an election did not invali-
date the election, where such comments were campaign propa-
ganda that could be independently verified); Kalin Construction
Co., 321 NLRB 649, 652 (1996). Accordingly, I find that this
objection lacks merit.
12. Objection 23
Objection 23 alleged that, during the critical period, the
Company advised employees during a captive audience meet-
ing that the Union would cause the plant to close or relocate.
The Union contended that Rosado, unlawfully threatened em-
ployees with plant closure on July 22, when he stated that if the
Company “want[ed] to . . . revoke26 to another . . . state, to
another city, . . . they are the company’s [decisions].” (GC
Exh. 10.) The Board has held, while an employer is free to
make predictions regarding the foreseeable economic conse-
quences of unionization, a plant relocation prediction must be
carefully phrased on the basis of objective facts, in order to
avoid implying that the prediction is a threat of retaliation ra-
ther than objective and reasonable opinion. Eldorado Tool, 325
NLRB 222, 222–223 (1997).
I find that Rosado’s statement was a veiled threat that the
Company might relocate, if it unionized. Rosado failed to sup-
port his prediction with objective facts. He also failed to ex-
plain that relocation was not being entertained, and that he was
solely raising relocation in order to illustrate the difference
between mandatory and nonmandatory bargaining subjects. I
find, as a result, that this objection is valid.
13. Objection 26
Objection 26, a catchall objection, generally alleges that the
Company “interfered with . . . [employees’] ability to exercise
their free . . . choice in the election.” Given that I have already
found that several objections are valid, I find that this objection,
although duplicative, is legitimate.
B. Conclusion
In sum, I find that Objections 1, 6, 7, 14, 15, 17, 23, and 26
are valid, and that the conduct underlying these objections,
much of which violated Section 8(a)(1), prevented employees
from exercising a free choice during the July 29 election. Ac-
cordingly, I recommend that the election be invalidated. See
General Shoe Corp., 77 NLRB 124 (1948) (conduct during the
critical period that precludes free choice warrants invalidating
an election).27 Moreover, the Board has traditionally held that
26 “Revoke” means, “to annul by recalling or taking back.” See
http://www.merriam-webster.com/dictionary/revoke. I find that Ro-
sado’s usage of “revoke” in the phrase, “revoke [the company] to an-
other . . . state,” awkwardly communicated plant relocation.
27 “In election proceedings, it is the Board’s function to provide a la-
boratory in which an experiment may be conducted, under conditions
8(a)(1) violations serve as a basis for invalidating an election.
See, e.g., IRIS USA, Inc., 336 NLRB 1013 (2001); Diamond
Walnut Growers, Inc., 326 NLRB 28 (1988); Playskool Mfg.
Co., 140 NLRB 1417 (1963).
Even though the Union lost the first two elections by sub-
stantial margins, I nevertheless recommend that the results of
the second election be set aside and a new election be held.
The unfair labor practices (the ULPs) and other objectionable
conduct committed by the Company were serious and created
an atmosphere, which made the exercise of free choice improb-
able. In addition, if a third election were not held, the Compa-
ny would, ironically, be the beneficiary of its ongoing pattern
of illegal conduct. Employees, as a result, should be afforded
an opportunity to exercise their protected right to vote in an
untainted election.
CONCLUSIONS OF LAW
1. The Company is an employer engaged in commerce with-
in the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The Company violated Section 8(a)(1) of the Act by:
(a) Soliciting, remedying, and impliedly promising to reme-
dy grievances, in order to discourage employees from selecting
the Union as their collective-bargaining representative.
(b) Expressing to employees that it would be futile for them
to select the Union as their collective-bargaining representative.
(c) Granting employees benefits, in order to discourage them
from selecting the Union as their collective-bargaining repre-
sentative.
(d) Impliedly promising employees unspecified benefits, in
order to discourage them from selecting the Union as their col-
lective-bargaining representative.
4. The unfair labor practices set forth above affect com-
merce within the meaning of Section 2(6) and (7) of the Act.
5. By the foregoing violations of the Act, which occurred
during the critical period before the second election, and by the
conduct cited by the Union in Objections 1, 6, 7, 14, 15, 17, 23,
and 26, the Company has prevented the holding of a fair elec-
tion, and such conduct warrants setting aside the election con-
ducted on July 29, 2010, in Case 03–RC–011918.
REMEDY
Having found that the Company has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
The Company is ordered to distribute appropriate remedial
notices electronically via email, intranet, internet, or other ap-
propriate electronic means to its production and maintenance
employees, in addition to the traditional physical posting of
as nearly ideal as possible, to determine the uninhibited desires of the
employees.” General Shoe Corp., supra at 127.
NEWBURG EGGS, INC.
2201
paper notices on a bulletin board. See J. Picini Flooring, 356
NLRB 11 (2010).
In addition to the traditional remedies for the 8(a)(1) viola-
tions found here, counsel for the Acting General Counsel has
requested additional remedies to cure the effects of the Compa-
ny’s unlawful conduct. Specifically, counsel seeks an order
“requiring that a Board agent read the notice to employees in
English and Spanish during worktime in the presence of Re-
spondent’s representatives.” For several reasons, I find that this
request is appropriate. First, given that the forthcoming rerun
election will represent the Board’s third attempt to conduct an
untainted election, a reading of the notice will ideally foster the
environment required for a fair and final election result. Se-
cond, inasmuch as the Company’s employees are mostly not
fluent in English, a notice reading will present an effective way
to share and distribute information amongst a somewhat insular
work force. Lastly, a notice reading will counteract the coer-
cive impact of the instant ULPs, which were committed by
high-ranking management officials. See Consec Security, 325
NLRB 453, 454–455 (1998), enfd. 185 F.3d 862 (3d Cir. 1999)
(participation of high-ranking management in ULPs magnifies
the coercive effect). Accordingly, I conclude that a Board
agent should read the notice to production and maintenance
employees in English and Spanish during worktime, in the
presence of the Company’s current president and plant manag-
er. See Mcallister Towing & Transportation Co., 341 NLRB
394, 400 (2004) (“[T]he public reading of the notice is an ‘ef-
fective but moderate way to let in a warming wind of infor-
mation and . . . reassurance. [citations omitted].”’).
On these findings of fact and conclusions of law, and on the
entire record, I issue the following recommended28
ORDER
The Respondent, Newburgh Eggs, Inc., Woodridge, New
York, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Soliciting, remedying, and impliedly promising to reme-
dy grievances, in order to discourage employees from selecting
the Union as their collective-bargaining representative.
(b) Expressing to employees that it would be futile for them
to select the Union as their collective-bargaining representative.
(c) Granting employees benefits, in order to discourage them
from selecting the Union as their collective-bargaining repre-
sentative.
(d) Impliedly promising employees unspecified future bene-
fits, in order to discourage them from selecting the Union as
their collective-bargaining representative.
(e) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days after service by the Region, physically
28 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
post at its Woodridge, New York facility, and electronically
distribute via email, intranet, internet, or other electronic means
to its production and maintenance employees who were em-
ployed by the Respondent at its Woodridge, New York facility
at any time since July 15, 2010, copies of the attached notice
marked “Appendix”29 in both English and Spanish. Copies of
the notice, on forms provided by the Regional Director for Re-
gion 3, after being signed by the Respondent’s authorized rep-
resentative, shall be physically posted by the Respondent and
maintained for 60 consecutive days in conspicuous places in-
cluding all places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or covered by
any other material. In the event that, during the pendency of
these proceedings, the Respondent has gone out of business or
closed the facility involved in these proceedings, the Respond-
ent shall duplicate and mail, at its own expense, a copy of the
notice to all current employees and former employees em-
ployed by the Respondent at any time since July 15, 2010.
(b) Within 14 days after service by the Region, hold a meet-
ing or meetings during working hours, which will be scheduled
to ensure the widest possible attendance of production and
maintenance employees, at which time the attached notice
marked “Appendix” is to be read to its employees by a Board
agent in English and Spanish in the presence of its current pres-
ident and plant manager.
(c) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the Regional Director for Region
3 shall set aside the representation election conducted in Case
03–RC–011918, and that a new election be held at a date and
time to be determined by the Regional Director.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey this
notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties
29 If this Order is enforced by a judgment of a United States Court of
Appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2202
WE WILL NOT do anything that interferes with these rights.
Specifically:
WE WILL NOT ask you to tell us your problems at work, fix
your problems at work, or promise to fix your problems at
work, in order to persuade you to vote against the Union in an
election.
WE WILL NOT tell you that it would be useless or pointless for
you to choose the Union as your representative.
WE WILL NOT give you benefits, in order to persuade you to
vote against the Union in an election.
WE WILL NOT promise to give you benefits after the election,
in order to persuade you to vote against the Union.
WE WILL NOT in any other manner interfere with, restrain, or
coerce you in the exercise of the rights guaranteed you by Sec-
tion 7 of the Act.
WE WILL hold a meeting or meetings during working hours
and have this notice read to you and your fellow workers in
English and Spanish by an agent of the National Labor Rela-
tions Board in the presence of the Company’s current president
and plant manager.
NEWBURG EGGS, INC.
Brie Kluytenaar and Alfred Norek, Esqs., for the Acting Gen-
eral Counsel.
Jay Jason and Aryeh Lazarus, Esqs. (Tarshis, Catania, Liberth,
Mahon & Milligram, PLLC), for the Respondent.
Jonathan Friedman, Esq., for the Charging Party.
SUPPLEMENTAL DECISION
ROBERT A. RINGLER, Administrative Law Judge. On Febru-
ary 7, 2011,1 this consolidated case was tried in Monticello,
New York. On April 27, a decision issued (the decision),
which found, inter alia, that Newburg Eggs, Inc. (the Respond-
ent or the Company) violated Section 8(a)(1) of the National
Labor Relations Act (the Act). The decision, which also sus-
tained several objections to the Company’s conduct prior to an
election, found that such conduct warranted setting aside the
election results and conducting a new election.
In footnote 2, the decision indicated that the Company’s
counsel failed to submit a posthearing brief (the brief). Follow-
ing the issuance of the decision, it was discovered that the brief
was errantly filed with the Region 3 field office, instead of the
Division of Judges. Upon discovering this error, counsel con-
tacted the office of the chief administrative law judge, and
asked for the decision to be rescinded and reissued, following
due consideration of the errantly filed brief.
By letter dated May 4, the chief administrative law judge re-
sponded:
I understand . . . your office has been in communication with
my Executive Assistant . . . about the e-filing of your brief in
the above consolidated case. . . . As [the] Judge . . . pointed
1 All dates are in 2011, unless otherwise stated.
out in his decision, Respondent did not file a brief with the
Judges Division. The e-mail confirmation you provided . . .
shows that your brief was improperly filed with Region 3 of
the NLRB. The Board's Rules provide that briefs to adminis-
trative law judges must be timely filed with the Judges Divi-
sion. And the e-filing instructions on the Board's web-site
permit the e-filer to select the appropriate office with which to
file a document. In this case, the e-filer selected Region 3.
The Judges Division never received a copy of the Respond-
ent's brief, either directly from the Respondent or from Re-
gion 3.
It is regrettable that your brief was not considered by [the]
Judge . . . , but I am satisfied that the brief was never properly
placed before [the] Judge. . . . I would note that, pursuant to
Rule 102.46 of the Board's Rules, you may file exceptions to
[the] . . . decision with the Board, along with a supporting brief.
Any further questions in this regard should be addressed to the
Board, through the office of the Executive Secretary.
The Company, subsequently, filed a Motion for Reconsidera-
tion of Decision with the National Labor Relations Board (the
Board), which was opposed by the other parties to this proceed-
ing.
On May 25, the Board issued the following Order:
The Motion for Reconsideration of Decision filed by Re-
spondent . . . is granted. Accordingly, this matter is remanded
to [the] Administrative Law Judge . . . for reconsideration of
his April 27, 2011 decision after reviewing the . . . brief.
Based upon the entire record, which now includes the errant-
ly filed brief,2 I find that the decision remains correct and
should stand in its entirety. The brief failed to raise any new
matters that were not previously considered. The factual record
in the underlying consolidated cases, which consisted mainly of
transcripts of recorded meetings and other documentary evi-
dence, was essentially undisputed. Moreover, the Company
failed to call any witnesses, and the two witnesses presented by
its opposition were highly credible. I find, therefore, that the
brief failed to demonstrate that the findings of fact contained in
the decision were flawed, or should otherwise be revised. I
find, furthermore, that the brief failed to cite any legal prece-
dent or advance any connected argument, which was not previ-
ously considered or addressed. I find, as a result, that the deci-
sion should stand in its entirety.3
[Recommended Order omitted from publication.]
2 The brief has now been placed in the correct electronic folder.
3 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order, which were fully set forth in the decision dated April 27 and are
incorporated here by reference, shall as provided in Sec. 102.48 of the
Rules, be adopted by the Board and all objections to them shall be
deemed waived for all purposes.