358 NLRB 473
New Vista Nursing & Rehabilitation
473
NEW VISTA NURSING & REHABILITATION, LLC
358 NLRB No. 55
New Vista Nursing and Rehabilitation, LLC and 1199
SEIU United Healthcare Workers East, NJ Re-
gion. Case 22–CA–029845
June 15, 2012
DECISION AND ORDER
BY MEMBERS HAYES, GRIFFIN, AND BLOCK
On November 21, 2011, Administrative Law Judge
Mindy E. Landow issued the attached decision. The Re-
spondent filed exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions, and has decided to affirm the
judge’s rulings, findings,11 and conclusions,2 and to
adopt the recommended Order as modified.3
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, New
Vista Nursing and Rehabilitation, LLC, Newark, New
Jersey, its officers, agents, successors, and assigns, shall
take the action set forth in the Order as modified.
1. Substitute the following for paragraph 1(d).
“(d) Altering the duties of its licensed practical nurses
to convert the licensed practical nurses into supervisors
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 We agree with the judge that the Respondent unlawfully interro-
gated Abosede Adekanmbi. However, we do not rely on Bloomfield
Health Care Center, 352 NLRB 252 (2008), enfd. mem. 372 Fed.Appx.
118 (2d Cir. 2010), a two-member decision, in support of this finding.
In agreeing with the judge that the Respondent violated Sec. 8(a)(1) by
unlawfully soliciting employees’ grievances and promising increased
benefits and improved terms and conditions of employment, we do not
rely on the judge’s citation to Bally’s Atlantic City, 355 NLRB 1319
(2010), enfd. 646 F.3d 929 (D.C. Cir. 2011).
Member Hayes agrees with his colleagues’ adoption of the judge’s
finding that the Respondent unlawfully altered the duties of its licensed
practical nurses in order to convert them into supervisors and thereby to
prevent them from obtaining union representation. He adheres to the
view he expressed in New Vista Nursing & Rehabilitation, 357 NLRB
No. 714, 715 fn. 5 (2011), that “there will be circumstances in which an
employer may lawfully change the duties of a certain job classifica-
tion—adding Sec. 2(11) authority—in response to a Board ruling that
the job classification is not supervisory. An employer may lawfully
act—based on legitimate business reasons—to ensure that it has super-
visors with undivided loyalty present to oversee and direct its opera-
tion.”
3 We shall modify the judge’s recommended Order and substitute a
notice to conform to the violations found.
within the meaning of Section 2(11) of the Act in order
to prevent them from obtaining union representation.”
2. Substitute the following for paragraph 2(b).
“(b) Within 14 days after service by the Region, post at
its facility in Newark, New Jersey, copies of the attached
notice marked “Appendix.”31 Copies of the notice, on
forms provided by the Regional Director for Region 22,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and main-
tained for 60 consecutive days in conspicuous places
including all places where notices to employees are cus-
tomarily posted. In addition to physical posting of paper
notices, notices shall be distributed electronically, such
as by email, posting on an intranet or an internet site,
and/or other electronic means, if the Respondent custom-
arily communicates with its employees by such means.
Reasonable steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or cov-
ered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone
out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at
its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Re-
spondent at any time since January 27, 2011.”
3. Substitute the attached notice for that of the admin-
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT coercively interrogate you about your
union activities and sympathies.
WE WILL NOT create an impression that your union ac-
tivities are under surveillance.
WE WILL NOT solicit employee complaints and griev-
ances and promise you increased benefits and improved
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
474
terms and conditions of employment to encourage you to
refrain from union organizational activities.
WE WILL NOT alter the duties of our licensed practical
nurses to convert the licensed practical nurses into super-
visors within the meaning of the Act in order to prevent
them from obtaining union representation.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL rescind and give no further effect to the new
duties assigned to our licensed practical nurses on Janu-
ary 31 and March 25, 2011, insofar as such duties con-
vert the licensed practical nurses into supervisors within
the meaning of the Act.
NEW VISTA NURSING AND REHABILITATION,
LLC
Lisa Pollack, Esq., for the Acting General Counsel.
Morris Tuchman, Esq. (Law Offices of Morris Tuchman), New
York, New York, for the Respondent.
William S. Massey, Esq. (Gladstein, Reif & Meginniss, LLP),
New York, New York, for the Charging Party.
DECISION
STATEMENT OF THE CASE
MINDY E. LANDOW, Administrative Law Judge. Upon charg-
es and amended charges filed on February 11, March 2 and
March 15, 2011,1 by 1199 SEIU United Healthcare Workers
East, NJ Region (the Union), on April 28 the Regional Director,
Region 22 issued a complaint and notice of hearing (the com-
plaint) alleging that New Vista Nursing and Rehabilitation,
LLC (New Vista or Respondent) violated Section 8(a)(1) of the
Act by: interrogating employees about their union activities and
sympathies; creating an impression among employees that their
union activities were under surveillance; soliciting employee
grievances and promising employees increased wages, benefits
and improved terms, and conditions of employment if they
refrained from union organizational activities, and if they re-
frained from seeking union representation. The complaint fur-
ther alleges that Respondent violated Section 8(a)(3) and (1) of
the Act by altering the duties of its licensed practical nurses
(LPNs) by requiring them to complete employee evaluations of,
monitor the performance of and discipline its certified nursing
assistants (CNAs) in order to convert the LPNs into supervisors
within the meaning of the Act so as to prevent them from ob-
taining union representation. Respondent filed an answer in
which it denied the material allegations of the complaint. This
matter was tried before me in Newark, New Jersey, on July 28.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by counsel for the Acting General Counsel2 and the Respond-
ent, I make the following
1 Unless otherwise indicated, all dates are in 2011.
2 Also referred to here as the General Counsel.
FINDINGS OF FACT
I. JURISDICTION
Respondent is a New Jersey corporation with an office and
place of business located in Newark, New Jersey, where it is
engaged in the operation of a nursing home and rehabilitation
center. During the 12-month period preceding the issuance of
the complaint, Respondent derived gross revenues in excess of
$100,000 and purchased and caused to be delivered to its New-
ark, New Jersey facility goods and supplies valued in excess of
$50,000 directly from suppliers located outside the State of
New Jersey. Respondent admits and I find that it is an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act and that the Union is a labor organization
within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. The Underlying Representation Case and Subsequent
Determination as to the Asserted Supervisory
Status of LPNs
The Union has been the collective-bargaining representative
of certain employees of Respondent including the CNAs and
housekeeping and dietary employees. Recently, the Employer
also agreed to recognize the four or five cooks who work at the
facility. After an organizational campaign among the LPNs, on
January 25 the Union filed a representation petition in Case 22–
RC–013204 seeking an election the following unit:
All full-time and regular part-time Licensed Practical Nurses
employed by the Employer at its Newark, New Jersey facility,
excluding all other employees, guards, and supervisors as de-
fined in the Act.
There was a preelection hearing conducted over the course of
several days in February where Respondent argued and pre-
sented evidence in support of its contention that the petitioned-
for unit was inappropriate because all of the LPNs were super-
visors within the meaning of Section 2(11) of the Act. Thereaf-
ter, on March 9, the Regional Director for Region 22 issued a
Decision and Direction of Election rejecting the argument that
the LPNs were supervisors. In doing so, the Regional Director
noted, among other things, that the LPNs had never been evalu-
ated on their ability to monitor the work of or discipline the
CNAs. On March 23, the Respondent filed a request for review
of the Regional Director’s Decision and Direction of Election
which was denied by the Board on April 8.
Following the representation election held on April 8, the
Union was certified as the exclusive collective-bargaining rep-
resentative of the employees in the above-described unit. About
May 3, the Union by letter requested that the Respondent rec-
ognize and bargain collectively with it as the exclusive collec-
tive-bargaining representative of the unit and to provide the
Union with specific information. On May 13, the Respondent
sent an email to the Union stating that it would not bargain and
that it was testing the Union’s certification. Thereafter, pursu-
ant to a charge filed by the Union on May 13, the Acting Gen-
eral Counsel issued a complaint on May 19, alleging that Re-
spondent had violated Section 8(a)(5) and (1) of the Act by
475
NEW VISTA NURSING & REHABILITATION, LLC
refusing the Union’s requests to bargain and to furnish neces-
sary and relevant information following the Union’s certifica-
tion. The Respondent filed an answer admitting in part and
denying in part the allegations in the complaint and contested
the validity of the certification on the basis that the unit was
inappropriate.
On June 9, the Acting General Counsel filed a Motion for
Summary Judgment and a Memorandum in support thereof. On
June 10, the Board issued a Notice to Show Cause why the
motion should not be granted. Respondent filed a response
asserting that a hearing was warranted.
On August 26, after the hearing in the instant matter was
held, the Board issued a decision in New Vista Nursing & Re-
habilitation, LLC, 357 NLRB 714,3 granting the Acting General
Counsel’s Motion for Summary Judgment, certifying the bar-
gaining unit and finding that Respondent had failed and refused
to provide information to and to bargain with the Union. The
Board ordered the Respondent to bargain with the Union as the
collective-bargaining representative of the unit and directed,
among other things, that the initial period of the Union’s certi-
fication as bargaining representative begin to run on the date
that Respondent begins to bargain in good faith with the Union.
As the Board noted in the above-referenced decision, in its
response to the General Counsel’s Motion for Summary Judg-
ment, Respondent had contended that the duties of the LPNs
had been changed on March 25, at a point in time after Re-
spondent filed its request for review of the Regional Director’s
finding that the LPNs were not statutory supervisors but prior
to the Board’s denial of review of that finding. The Respondent
asserted that on that date the LPNs were given supervisory
authority over the CNAs and that this change would require the
Regional Director to reach a different result regarding their
supervisory status and the appropriateness of the unit.4
In granting the General Counsel’s Motion for Summary
Judgment, the Board addressed Respondent’s contentions re-
garding the asserted new duties of the LPNs as follows:
The Respondent’s attempt to raise alleged changes to the
LPNs duties in this proceeding is procedurally improper. As
indicated, the alleged changes occurred before the Board de-
3 I take administrative notice of this Decision and the Board’s find-
ings.
4 In particular, the submission sent to the Board by Respondent’s
counsel asserted: “The request for review in the representation case was
dated March 23, 2011, before the alleged change took place. It, there-
fore, dealt only with the facts extant at that time. The events of March
25, 2011, however, could and likely did, change the finding that the
LPNs were not supervisors. Surely an employer, where there is no
allegation of improper motive, may structure their company as they see
fit. In this case[,] the facility after a Regional Director’s decision that
the LPNs were not supervisors that it had appealed, decided to make
certain that its business model and will; that its LPNs be supervisors, be
effected. After all, a company cannot be expected to permanently run
its company without its LPN supervisors merely because at some point
in the past, they were found to be wanting in supervisory indicia. The
employer clearly could then make clear beyond peradventure that the
LPNs are supervisors by specifically assuring that they have superviso-
ry indicia thereafter. So long as they have statutory supervisory authori-
ty, they would be statutory supervisors” (emphasis in original).
nied the Respondent’s request for review of the Regional Di-
rector’s finding that the LPNs were not supervisors. Although
the Respondent’s request for review had already been filed, it
could have filed a motion to reopen the record. The Respond-
ent did not file such a motion, however, or make any other ef-
fort to bring the alleged changes to the Board’s attention.
Thus, the Respondent is improperly attempting to raise an is-
sue that could have been litigated in the representation pro-
ceeding.
New Vista Nursing & Rehabilitation, supra, slip op. at 2 (emphasis
in original; citations omitted).5
B. Respondent’s Operations
The Employer operates a 340-bed nursing and subacute care
facility in Newark, New Jersey. Administrator Newt Wein-
berger oversees the facility. Victoria Alfeche (Vicky) is the
Director of Nursing (DON). As is set forth in the Decision and
Direction of Election, reporting to Alfeche are two nursing
supervisors, one working during the evening and the other the
overnight shift during which time they supervise the entire
facility. Residents are housed on three floors of the facility and
each residential floor is divided into east and west units. The
facility employs both LPNs and registered nurses (RNs). When
5 In its posthearing brief, Respondent appears to suggest that I rely
upon the underlying representation case transcript, which was entered
into evidence here, and reconsider the issue of the supervisory status of
the LPNs. In this regard, Respondent relies upon JAMCO, 29 NLRB
896, 899 (1989), and Bon Harbor Nursing & Rehabilitation Center,
348 NLRB 1062 (2006), as standing for the proposition that a determi-
nation in a representation case that an individual is not a supervisor is
not binding in a subsequent unfair labor practice proceeding involving
independent violations of Sec. 8(a)(1) of the Act. However, the authori-
ty relied upon by Respondent is inapposite to the situation here. Those
cases involve situations calling into question the supervisory status of a
particular individual or individuals which has become material in a
subsequent unfair labor practice case involving the employer’s respon-
sibility for alleged unfair labor practices. Such circumstances are quali-
tatively and substantively different from the situation presented here,
where the supervisory issue was not collateral, but central to the issues
litigated in the underlying representation case and which called into
question the appropriateness of the unit in its entirety. Sec. 102.67(f) of
the Board’s Rules and Regulations precludes relitigating “in any related
subsequent unfair labor practice proceeding, any issue which was, or
could have been, raised in the representation proceeding.” As that pro-
vision also provides: “Denial of a request for review shall constitute an
affirmance of the regional director’s action which shall also preclude
relitigating any such issues in any related subsequent unfair labor prac-
tice proceeding.” The Board has stated that “[s]ubsequent unfair labor
practice cases related to prior representation proceedings include not
only Section 8(a)(5) refusal-to-bargain cases where there is a test of
certification, but also in appropriate circumstances, unfair labor practice
cases that arise under other sections of the Act.” Hafadai Beach Hotel,
321 NLRB 116, 117 (1996). See also Cutter of Maui, Inc., 344 NLRB
1197 (1995); Verland Foundation, 296 NLRN 442, 443 (1989). I find
that such “appropriate circumstances” are present here. Moreover, I
note that the Board has now certified the bargaining unit. Accordingly,
I find it unwarranted to consider the issue of whether the LPNs are
supervisors within the meaning of the Act, and rely upon the Board’s
determination that a unit comprised of such employees is an appropriate
unit for the purposes of collective bargaining.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
476
working in the capacity of floor nurse, the LPNs, and RNs per-
form substantially similar functions. In addition to the approx-
imately 38 LPNs, Respondent employs about 150 CNAs and 17
RNs who function as floor nurses. In addition, as Weinberger
testified in the instant hearing, there are “four additional RNs
that do oversight of the MDSs and stuff like that.” (The issue of
the MDS reporting requirement is discussed in further detail
below.)
One nurse and four or five CNAs are assigned to each unit.
There are also unit managers assigned to each floor. The facili-
ty operates with three shifts of employees. The day shift runs
from 7 a.m. to 3 p.m.; the evening shift is from 3 to 11 p.m.;
and the overnight shift is from 11 p.m. to 7 a.m.
The testimony of the LPNs at this hearing was to the effect
that RNs are authorized to “write up” LPNs for infractions. The
evidence is unclear, however, as to whether this is limited to
instances of substandard patient care or extends to other per-
sonnel practices and procedures. At the instant hearing, the
General Counsel took the position, in concurrence with the
Respondent, that the RNs are statutory supervisors.
C. The Alleged Interrogation and Impression of
Surveillance of Employees
Abosede Adekanmbi is an LPN who has worked for New
Vista since 2000, and presently works on the evening shift. As
she testified, on or about January 27, at about 3:30 p.m. she was
called into DON Alfeche’s office. No one else was present at
the time. Prior to this time, Adekanmbi had not received any
indication from any employer representative that they were
aware of any union activity on her part.
Alfeche stated that she had heard that Adekanmbi was pass-
ing union cards to organizers. Adekanmbi denied doing so and
demanded that Alfeche should present that person to her.
Alfeche asked Adekanmbi again whether she was passing
cards, and again Adekanmbi denied doing so. Adekanmbi then
stated that employees would like to join the Union and asked if
they could do so. As Adekanmbi testified, Alfeche continued to
ask her if she had passed cards, and Adekanmbi again denied
doing so. After a while, the encounter ended and Adekanmbi
returned to her floor. Alfeche did not testify in this proceeding.
D. The January 31 Meetings with Employees
On January 31, Administrator Weinberger held two meetings
with nurses: one for those on the day shift and the other for
those on the evening shift.6 These were attended both by LPNs
and RNs.7 Also attending were Alfeche, a consultant named
Toni Krug, and an assistant administrator referred to in the
record only as “Ben.”
The first of these meetings was held at about 11 a.m. in the
second floor classroom located at the facility. Two employee
witnesses, Christiana Adeoye and Wendy Thompson8 testified
as to what occurred at this time. When employees arrived, they
signed an in-service attendance record. The exemplar of this
6 No meeting was held for the nurses on the overnight shift.
7 According to the sign-in sheets, 16 nurses attended the morning
meeting, and 8 were present for the meeting held for the evening shift.
8 Thompson testified that she was openly prounion but that the ma-
jority of the organizing at the facility was done discreetly.
document introduced into evidence at the hearing bore the fol-
lowing heading: “Nurses (LPN/RN) should evaluate their
CNAs. Nurses to be evaluated by UM & Supervisors. Raises
will be based upon performance schedule. Nurses to supervise
CNAs.” This appears to have been added after the event in
question, however, as the witnesses at the hearing testified that
when they signed the attendance sheet the top of it was blank.
Thompson and Adeoye both testified that Weinberger stated
that he had heard that the nurses were unhappy and that the
LPNs were considering joining the Union. He asked the nurses
to tell him what their issues and concerns were.
LPN Pat Edwards spoke first and stated that nurses had not
received raises for a couple of years. According to both
Thompson and Adeoye, Weinberger replied that he knew that
and that he was prepared to give nurses a wage increase of 2
percent if they demonstrated good job performance; otherwise
they would receive a 1-percent raise.
Thompson complained that the Martin Luther King and Pres-
idents’ Day holidays had been taken away from employees; in
prior years employees had been paid for those days. Wein-
berger responded that he was aware of that, and he would con-
tact someone in the payroll department, who was on vacation at
the time, and would get back to the employees about that issue.
The per diem nurses in the room mentioned that they too had
not received raises for some years. Weinberger replied that he
would look in the surrounding area to see what other nursing
homes were paying per diem employees and get back to them
about that.
Alfeche stated that when she started working at the facility,
she was earning only $17 per hour and maintained that the
nurses were being well paid.
Thompson asked whether Weinberger would consider giving
the nurses additional sick days. He asked how many they were
getting, and she replied 6 days and that other nurses in the area
received 11 days. Weinberger replied that he did not think that
was the case and Ben agreed with him. Alfeche said that nurses
in other hospitals receive only 4 days per year. Thompson ar-
gued that the CNAs at the facility received 11 sick days and
Weinberger replied that he was not aware of that. He then
asked Thompson whether she wanted to be a CNA, and
Thompson replied that she did not.
Adeoye asked Weinberger about a payout for unused sick
days, a practice which had been followed in the past but discon-
tinued in the prior year. Weinberger replied that he was not
aware of that and would look into it.
According to Thompson and Adeoye, Weinberger also told
the nurses that he would do his best to have difficult residents
transferred elsewhere.
During this meeting Alfeche announced that, beginning in
February 2011, LPNs would be required to evaluate CNAs.
Krug asked Thompson if she was prepared to do so, and
Thompson relied that if she had to, she would. As Thompson
testified, in the past, such evaluations had been done by unit
managers. Although there were RNs in the room, nothing was
477
NEW VISTA NURSING & REHABILITATION, LLC
said about their having new responsibilities. Thompson was
uncertain about whether they already performed such tasks.9
As noted above, Weinberger held another meeting for nurses
assigned to the evening shift, which took place at approximate-
ly 4 p.m. According to Adekanmbi, who attended this meeting,
Weinberger stated that he heard that the nurses were not happy
and that they were trying to join the Union. He said he would
like to know what the nurses’ problems were. He stated that he
was prepared to give nurses a 2-percent or 1-percent wage in-
crease,
depending
on
their
performance
evaluations.
Adekanmbi stated that she did not think the 2-percent and 1-
percent proposed wage increase was fair and argued that em-
ployees should be given the same raises. She also complained
that the last time raises had been given to nurses they had not
been given to per diems.
Adekanmbi also raised the issue of payout for unused sick
days and the two holidays that had been taken from employees.
Ben replied that it seemed as though Adekanmbi had a lot of
“issues.” However, Weinberger responded that he was consid-
ering giving employees additional sick days and reinstating the
Martin Luther King and President’s Day holidays.
According to Adekanmbi, an employee named Alice Morris
complained that her unit had a lot of difficult residents. Wein-
berger stated that he had been trying to remove them.
As Adekanmbi testified, Alfeche announced that the LPNs
would be responsible for evaluating the CNAs. Adekanmbi said
that the LPNs did not have enough experience to evaluate or
discipline the CNAs and that there were RN supervisors who
had previously done such evaluations. Adekanmbi asked what
their duties would be now that LPNs were doing these evalua-
tions. Alfeche replied that they would see, and that they had to
move on.
Weinberger offered a differing account of events. He testi-
fied that at some time prior to January 31 LPN Edwards ap-
proached him and told him that the nurses had complaints, so
he said he did not have a problem meeting with them. He there-
after met with the nurses in the morning and said that since they
had requested a meeting, he wanted to know if there anything
they wanted to discuss with him. Weinberger stated that the
nurses told him that they wanted systematic raises guaranteed
on an annual basis. Weinberger also stated that he thought that
the nurses raised the issue of sick days as well. He stated that
the word “union” was not mentioned at the meeting.10
With regard to the announcement that LPNs would be re-
quired to evaluate CNAs, Weinberger testified that this
stemmed from the initiation of a new reporting requirement,
called the MDS 3.0, in October 2010. Weinberger testified that
9 Adeoye testified that there was no mention of LPNs evaluating the
CNAs at this meeting; however, judging from the heading which was
later added to the in-service attendance sheet and the witness testimony
generally and the record as a whole, this fact does not appear to be
disputed by the Respondent.
10 While testifying at the representation case hearing, Alfeche denied
that Weinberger had mentioned the Union at the January 31 meetings.
She did, however, testify that Weinberger asked the nurses what prob-
lems they had; that nurses raised the issues of salary, sick time, and
holidays and that Weinberger promised that he would consider meeting
some of their requests.
this entailed a voluminous amount of paperwork for the unit
managers toward the end of the calendar year, which was when
the CNA evaluations were usually performed. As Weinberger
testified, the amount of paperwork required was “off the
charts.” Thus, it had been decided that the responsibility for
evaluating the CNAs would be shifted to nurses, and they were
told at the January 31 meeting that, after the annual inspection
and review of the facility referred to as the “survey” had been
completed,11 they would take on these additional responsibili-
ties.12
Weinberger further testified that, at the time he met with the
nurses on January 31, he was unaware that the Union had filed
a petition for an election, and that he did not learn of that fact
until sometime in February.13
On cross-examination, Weinberger explained that MDS
forms are monthly forms which are completed for all residents
which describe their mental status, behavior, if they are respon-
sive to activities and so forth. There are nurses whose responsi-
bility it is to ensure that these forms are properly completed.
Prior to the institution of the MDS 3.0, the facility completed
an earlier version of the form called MDS 2.0. No exemplar of
either of these forms was introduced into the record.
When Weinberger was asked if he had ever pulled nurses off
their units for a general meeting in the past, Weinberger replied
that he rarely did so and generally met with nurses on their
units. He asserted that there had been times, however, when he
met with nurses as a group. When asked specifically what these
meetings entailed, Weinberger noted meetings in preparation
for the facility’s annual survey. Weinberger acknowledged that
11 The survey is conducted on an annual but unannounced basis. The
prior year’s survey had taken place in December, and was expected to
occur any day. Weinberger testified that he did not want to institute any
changes until that had taken place.
12 Although Alfeche did not testify in the instant proceeding, she did
offer testimony about her announcement to the LPNs regarding their
assuming new duties in evaluating the CNAs during the underlying
representation proceeding. Her testimony in this regard is as follows:
Q. [by counsel for the Employer]: When did you decide the
LPNs would evaluate?
A. When did I decide? It was already in my mind. It’s just
like I was thinking we have to do this after the survey because we
are waiting for the survey right now, too much things going on,
it’s going to complicate matters. We will be so confused of doing
so much things and the MDS just changed to like MDS.3.0, so it’s
too much. So that’s why I said like we have to do everything all
after the survey.
Q. Did you make the decision on the day of the in-service?
A. No, I’ve been thinking about it. But I was just waiting for
the survey. But it was just brought in because they were asking
about the raise.
Q. How long have you been thinking about it?
A. I would say November. But I just didn’t. Like before I
would take just one month to finish everyone. But now since it’s
too long, it takes longer time for the unit managers with the
MDS and everything to complete and it’s not fair.
13 The petition was filed on January 25, and the record establishes
that it was mailed to the Employer on January 26. Although there is an
indication that the petition was also transmitted by facsimile, the Gen-
eral Counsel could not establish when this had been sent.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
478
these meetings typically did not include discussions of compen-
sation and benefits, but he maintained that these issues did
come up at times. Nurses also generally get together on a day
set aside for acknowledgement of the nurses and their contribu-
tions known as “Nurses’ Recognition Day.”
Called on rebuttal, Thompson stated that the only time
Weinberger held general meetings with nurses from different
units was in preparation for the annual survey. While, Wein-
berger has, on occasion, stated that if the facility does well,
employees will receive a bonus, this promise was never kept.
Otherwise there has been no discussion of wages or benefits on
such occasions. With regard to Nurses’ Recognition Day,” the
facility provides a lunch for employees, and Alfeche usually
addresses them and compliments their efforts.
The General Counsel also called Edwards as a rebuttal wit-
ness. She testified that at some time prior to the January 31
meeting, she had a conversation with Weinberger in the lobby
of Respondent’s facility. She could not recall the exact date;
only that it was snowing and she therefore presumed that the
meeting took place some time in January. Edwards testified that
Weinberger told her something to the effect that the nurses
were going to get into the Union. Edwards replied that this was
because the nurses were not happy because they had not had a
raise in 4 to 5 years. Weinberger replied that Edwards was
right, and he should have given the nurses a raise.
Edwards denied suggesting that Weinberger hold a meeting
with the nurses to discuss their problems.
In an attempt to impeach Edwards, Respondent’s counsel
brought out the fact that Edwards had been subpoenaed to testi-
fy in the underlying representation proceeding and that she
failed to attend. As she explained, after receiving the subpoena,
Edwards went to Weinberger and explained that due to her age
and seniority, the Union would not benefit her personally and
she had a right to not come to the proceedings. She asked
Weinberger not to bother her with it, and he agreed.14
All of the witnesses who testified about what occurred at the
January 31 meetings asserted that they had never had the au-
thority to discipline or evaluate the CNAs. Moreover, since this
series of meetings was held, no actual changes in their duties
with regard to evaluating or disciplining or monitoring the per-
formance of CNAs have been implemented, and at least as of
the date of the hearing it remained the case that the LPNs had
not been required to do so.
E. The March 25 Meetings
On March 25, at approximately 2 p.m., Adeoye attended a
mandatory in-service training for morning-shift nurses held in
14 Respondent further brought out the fact that Edwards had testified
on a prior occasion in connection with another attempt to organize the
LPNs and insinuated that her sense of responsibility for this testimony
and the effect it had upon her coworkers influenced her testimony in the
instant proceeding. Edwards denied this was the case but acknowledged
that her involvement in the prior hearing was one of the reasons she had
not wanted to become involved in the current situation.
the second-floor classroom in the Respondent’s facility and led
by Alfeche.15 Also attending this meeting was LPN Joyce Silva,
who testified here. The in-service attendance sheet shows that
several RNs also attended this meeting, although Silva main-
tained that certain of the RNs listed as attending were not pre-
sent at the time. In total, 14 individuals assigned the attendance
sheet. 16
A handout was distributed to employees and a video, which
tracked the contents of the handout, was shown to employees. 17
Alfeche read through the handout page by page in tandem with
showing employees the corresponding video.
The handout bore the title “Disciplinary Actions and Perfor-
mance Evaluations” and lists duties assigned to the LPNs, as
follows:
LPNs are responsible for instructing nursing assistants in
proper, preventative safety measures and use of equipment to
meet residents[‘] needs.
This means that LPNs should be monitoring the CNAs use of
equipment and providing feedback, education or discipline as
necessary to insure that the CNA is providing proper safe care
for all residents
See job description #2418
LPNs were further instructed as follows:
15 Although Adeoye testified that this meeting took place at approx-
imately 10 a.m., the sign-in sheet indicates that it occurred at about 2 or
2:30 p.m. This is generally corroborated by Silva’s testimony that the
meeting took place in the afternoon. Based upon the record as a whole,
I conclude that Adeoye is confused about the time the meeting in ques-
tion occurred.
16 According to records introduced into evidence by the Respondent,
there was also a meeting at 3 p.m., attended by nine employees and
another meeting at an unspecified time on March 25 attended by six
employees. There were additional meetings held on April 7, 11, and 12
attended by four, one, and eight employees, respectively.
17 There are two versions of this handout in evidence. The General
Counsel’s witnesses testified that the exhibit referred to as GC Exh. 9
was the form they received. Respondent asserted that this exhibit was
not complete and introduced its own exhibit into evidence as R. Exh. 1.
It is the case, however, that GC Exh. 9 contains more material than the
version of R. Exh. 1 which was placed into evidence. Based upon the
witness’ mutually corroborative testimony about the version they re-
ceived and reviewed during the meeting, coupled with inferences drawn
from the record as a whole, I generally rely on the General Counsel’s
exhibit and have referred to Respondent’s version only to the extent
that it contains material (such as that appearing on the bottom of the
page) which appears to have been inadvertently omitted during photo-
copying.
18 While the handout contains various references to job descriptions
and the Employee Handbook; it does not appear from the documents in
evidence or the testimony of the witnesses that any such additional
materials were attached to the handout given to employees on that day.
Moreover, no party sought to introduce such material into evidence.
479
NEW VISTA NURSING & REHABILITATION, LLC
NOTICE OF DISCIPLINARY ACTION
The former Notice of Corrective Action and Employee Warn-
ing Form has been replaced by the Notice of Disciplinary Ac-
tion
The following changes have been made to the form to insure
proper completion and routing of the forms.
The LPN must sign after completing the top portion of the
form. The top portion indicates that the facts that have created
the need for the disciplinary action and specifics related to the
employee’s unit and shift.
The training then addressed itself to various features of the
Employer’s progressive discipline program; the levels of disci-
pline contemplated by this program as well as so-called group 1
infractions.
A section entitled, “Performance Evaluations” provides as
follows:
In order to be able to monitor and assess CNA performance
and in order to evaluate CNA performance, you must be fa-
miliar with the CNA job description.
LPNs are responsible for complet[ing] an annual evaluation of
each CNA, which may or may not result in the assessment of
a wage increase for the employee.
Human Resources will provide each LPN with a list of evalu-
ations 30 days prior to the due date, to allow the LPN time to
complete the evaluation and to meet with the CNA to review
their performance.
There is then a discussion of the Employer’s “competency
scale” which is used to evaluate the quality of work of employ-
ees.
The handout further states:
LPN’s will be evaluated by Unit Managers on their ability to
independently assess and monitor CNA performance and their
ability to take the necessary corrective actions to improve per-
formance on their unit.
The version of this handout which employees claimed to have
received also has additional material relating to guidelines for
evaluation, group II infractions, and penalties.
A section entitled, “LPN Responsibilities” states:
As a “supervisor” you are responsible for assessing CNA per-
formance and deciding the appropriate action to take.
Since New Vista has a progressive discipline system in place,
the LPN will not be able to assess the exact type of infraction
as it is not practical for LPNs to have access to employee rec-
ords at all times of the day.
These records are housed in Human Resources.
Under a section entitled, “Educational Consult” employees
were advised that:
A new educational consult form is also being provided in or-
der to allow LPNs to manage their staff effectively.
If an employee needs to be educated on a procedure or alerted
to a process, a disciplinary action [may] not need to be taken.
It is acceptable to educate a CNA on their job performance
when necessary to insure safe resident.
LPNs are to counsel supervised staff (CNAs) and to recom-
mend disciplinary action to the Director of Nursing Services.
See job description #26.
This means that LPNs, after monitoring CNA work perfor-
mance are responsible for making a decision where work per-
formance does not meet standards of care, such as:
-No action
-Verbal Warning
-Educational Consult
The LPN’s were additionally instructed that:
As a “supervisor” all LPNs are required to:
Supervise and evaluate all direct resident care provided and
initiate all appropriate action. (See job description #2.)
This means that the LPN should monitor the care being pro-
vided to the residents by the CNAs and intervene where nec-
essary to redirect, educate or discipline the CNAs with regard
to any deficiencies.
The handout also contains exemplars of a CNA “job descrip-
tion and performance standards form (which is, in fact, a com-
prehensive employee evaluation form), an “education consult”
form and a “notice of disciplinary action” form.
There is no evidence that any LPN ever completed any of
these forms with regard to any CNA and, as noted above, the
employees who testified here all stated that this new program
with its concomitant responsibilities has not been implemented,
and that there has been no change in their work relationships
with the CNAs.
Weinberger offered the following testimony about the factors
leading to the March 25 meetings:
Q. [by counsel for Respondent]: Can you describe to
the Judge what occurred in your setting up that meeting?
What precipitated the meeting?
A. Well, I think what precipitated the meeting was that
we had the hearing here at the National Labor Relations
Board and some of my nurses got up and they clearly said
they didn’t read what they were required to do, they didn’t
read their employee handbook, they didn’t read their job
description well and we wanted to re-educate all of our
nurses as to what their responsibilities were.
Q. Now to your knowledge was—did you—at that
meeting on March 25th, did you alter the duties of the li-
censed practical nurses?
A. No, we wanted to just clarify it for them. We did
not alter anything. As a matter of fact, I even—I think we
include[ed] the existing job descriptions and their evalua-
tions, to tell them here’s where it says that and we brought
it to their attention.
Weinberger stated that the content and nature of the in-
service training was “reiterating to the employee what was in
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
480
their job description and what they were required to do as part
of their job requirements.” Weinberger further testified that the
LPNs were, at all times, supervisors at the facility.
The employees who testified at the hearing all maintained
that since the March 25 in-service training no actual changes
have been made to their job duties and their relationship with
regard to the CNAs has remained as it always had been. In
particular, they have neither evaluated nor disciplined any
CNA.
III. ANALYSIS AND CONCLUSIONS
A. General Credibility Resolutions
As a general matter, I credit the testimony of the employee
witnesses, who were all employed by Respondent as of the date
of the hearing. As the Board has acknowledged, when a current
employee offers testimony contrary to the interests of her em-
ployer, such testimony tends to be reliable. As the Board has
stated: “the testimony of current employees which contradicts
statements of their supervisors is likely to be particularly relia-
ble because these witnesses are testifying adversely to their
pecuniary interests . . . . [t]hus, a witness’ status as a current
employee may be a significant factor, but it is one among many
which a judge utilizes in resolving credibility issues.” Advocate
South Suburban Hospital, 346 NLRB 209 fn. 1 (2006), citing
Flexsteel Industries, 316 NLRB 745 (1995), enfd. 83 F.3d 419
(5th Cir. 1996). See also International Automated Machines,
285 NLRB 1122, 1123 (1987).
Aside from any legal presumptions, however, there are other
independent factors which lead me to credit the testimony of
the employees. As an initial matter, I note that their demeanor
was impressive. All gave composed, concise, and thoughtful
testimony and were generally cooperative when being ques-
tioned on cross-examination. Although there were some fail-
ures of recollection, these were generally regarding ancillary
matters and were of the sort that one might reasonably expect
from lay witnesses testifying truthfully to the best of their rec-
ollection. Moreover, the testimony of the employee witnesses
was generally corroborative. Thus, Adeoye and Thompson
presented consistent accounts of what occurred during the 10
a.m. meeting on January 31. Adekanmbi’s version of what
occurred later that day was substantially similar. Moreover,
Weinberger failed to specifically deny the nurses’ testimony to
the effect that they were asked about their concerns and they
raised the issues of wage increases, the elimination of paid
holidays, raises for the per diem nurses, payment for accrued
sick leave and disruptive residents. The consistent testimony of
the witnesses that Weinberger offered them 1- or 2-percent
wage increases and promised to look into and possibly remedy
the other issues raised during the meetings was not rebutted.
Similarly, it is not rebutted that Alfeche told the LPNs at this
meeting that in the future they would be responsible for evalu-
ating the CNAs.
Conversely, and as will be discussed in further detail below,
I found that Weinberger was not a credible witness in regard to
certain salient factors for several reasons which include unex-
plained vagueness, the fact that his testimony was not corrobo-
rated by apparently available witnesses or other evidence, the
inherent improbabilities of events as he recounted them and
rebuttal by more reliable evidence.
Specifically, I do not credit Weinberger’s testimony that he
agreed to the January 31 meetings because of his prior conver-
sation with Edwards; or that Respondent has in the past held
general meetings with its employees which included discus-
sions of their terms and conditions of employment. I also do not
credit Weinberger’s assertion that Respondent did not learn of
the representation petition until sometime in February 2011;
that the word “union” was never mentioned at any of the meet-
ings held on January 31, and that the decision to have LPNs
evaluate and issue discipline to the CNAs was made as a result
of the fact that a new reporting requirement involved volumi-
nous paperwork for the floor managers. I also do not credit, for
reasons discussed below, that the March 25 meetings were held
to “re-educate” nurses as to their existing job responsibilities.
As an initial matter, I note that Edwards, whose testimony I
credit for the reasons cited above, clearly denied approaching
Weinberger and suggesting he meet with employees. In this
regard, Edwards testified that it was Weinberger who broached
the subject of the Union with her. Weinberger’s suggestion that
he has, in the past, held general meetings with employees for
the purpose of discussing matters such as salaries and benefits
was credibly rebutted by both Thompson and Adekanmbi.
Moreover, I note that Weinberger’s testimony in this regard
was unimpressive beyond the extent that one might attributable
to a mere failure of recollection: he was simply unable to pro-
vide any probative detail regarding what might have occurred
in the past.
I fail to credit Weinberger’s rather improbable assertion that
he did not know about the union petition until some time after
the January 31 meeting. The record establishes that the petition
was mailed from the Region’s Newark, New Jersey office to
the Respondent’s Newark, New Jersey facility on January 26.
Moreover, the credited testimony of Edwards and Adekanmbi
establishes that Weinberger and Alfeche each broached the
subject of the Union with them at a time prior to the meetings
with employees on January 31. In fact, Weinberger admitted
that his discussion with Edwards occurred prior to this time.
I additionally discredit Weinberger’s assertion that he did not
mention the Union at the January 31 meeting, as it is uniformly
contradicted by the employee witnesses who testified here.19
Respondent argues that Alfeche corroborated Weinberger in the
underlying representation case proceeding, however, I do not
rely upon such testimony. Insofar as Respondent is concerned,
such testimony is hearsay evidence. Moreover, I did not ob-
serve Alfeche’s testimony and therefore have no independent
basis to evaluate her demeanor. In addition, as is well settled, a
representation proceeding is akin to an investigatory process
rather than an adversarial one and credibility resolutions are
19 Edwards did not offer testimony about this meeting but she was
called on rebuttal solely to rebut Weinberger’s testimony that the Janu-
ary 31 meeting had been as a result of their prior discussion.
481
NEW VISTA NURSING & REHABILITATION, LLC
generally not part of the Regional Director’s calculus in deter-
mining whether to direct an election.20
Moreover, it is apparent that this is a significant factual dis-
pute going directly to the issue of Respondent’s motive and
there is no evident reason why Respondent could not have pro-
duced Alfeche, or Ben for that matter, at the instant hearing, to
corroborate Weinberger’s testimony on this important and con-
tested issue. Respondent’s failure to do so leads me to conclude
that any such testimony, if truthful, would not have been favor-
able to its position in this case. Martin Luther King, Sr., Nurs-
ing Center, 231 NLRB 15 fn. 1 (1977) (where respondent of-
fered no explanation as to why supervisors did not testify, the
drawing of an adverse inference against respondent is proper);
Flexsteel Industries, supra at 758 (failure to examine a favora-
ble witness regarding any factual issue upon which that witness
would likely have knowledge gives rise to the “strongest possi-
ble adverse inference against [a respondent]” regarding any
such fact).
I further discredit Weinberger’s testimony regarding the ra-
tionale for and timing of the announcement of the new duties
for LPNs. As discussed above, Weinberger stated that he was
responding to the increased amounts of paperwork caused by
the implementation of the MDS 3.0, but waiting until after the
annual survey to implement it. I note, however, that Wein-
berger failed to present specific testimony about any additional
reporting requirement created by the MDS 3.0 or the burden it
may have placed on his employees. As will be discussed in
further detail below, Weinberger’s vague and general testimony
about such matters is insufficiently probative. I further note that
Weinberger acknowledged that the MDS forms were completed
on a monthly basis and he simply failed to explain why there
would be any additional work for employees at the specific
time of year that CNA evaluations were typically conducted. In
addition, Weinberger’s testimony establishes that the facility
employs four RN employees whose responsibilities are to en-
sure compliance with the MDS and other reporting require-
ments and no testimony whatsoever was adduced regarding any
purported additional duties the new form required for these
employees. Moreover, Respondent failed to present testimony
or any other evidence as to whether these particular employees
had any responsibility whatsoever in connection with the eval-
uation of the CNAs.
In general, I found Weinberger to be a witness who offered
vague and self-serving testimony which was markedly lacking
in specificity and detail. In this regard, the Board has held that a
lack of specific recollection, general denials, and comparative
vagueness is generally insufficient to rebut more detailed testi-
mony of other witnesses. Precoat Metals, 341 NLRB 1137,
1150 (2004); see also Mercedes Benz of Orlando Park, 333
NLRB 1017, 1035 (2001), enfd. 309 F.3d 452 (7th Cir. 2002)
(general denials by witness are insufficient to refute specific
and detailed testimony advanced by opposing side’s witness).
Accordingly, based upon the foregoing, I generally credit the
testimony of the General Counsel’s witnesses here, unless such
20 I note, however, that the Regional Director did address certain cir-
cumstances where Alfeche’s testimony was contradicted by other rec-
ord evidence.
testimony is inherently improbable or otherwise contradicted by
other, more reliable evidence. Conversely, I have found ample
reason to reject much of what Weinberger testified to, to the
extent his testimony was rebutted by more reliable, detailed,
and corroborated testimony offered by Respondent’s employ-
ees.
B. The Interrogation of Employees
The General Counsel has alleged that DON Alfeche unlaw-
fully interrogated Adekanmbi in violation of Section 8(a)(1) of
the Act. Section 7 of the Act grants employees, among other
rights, “the right to self organization, to form, join or assist
labor organizations.” Section 8(a)(1) of the Act makes it an
unfair labor practice for an employer to “interfere with, restrain,
or coerce employees in the exercise of the rights guaranteed
them in section 7.”
In determining whether an interrogation violates Section
8(a)(1) of the Act, the Board considers “whether under all the
circumstances the interrogation reasonably tends to restrain,
coerce or interfere with rights guaranteed by the Act.” Bloom-
field Health Care Center, 352 NLRB 252 (2008), quoting
Rossmore House, 269 NLRB 1176, 1178 fn. 20 (1984), enfd.
sub nom. HERE Local 11 v. NLRB, 760 F.2d 1006 (9th Cir.
1985). This is an objective standard, and it does not turn on
whether the “employee in question was actually intimidated.”
Multi-Ad Services, 331 NLRB 1226, 1228 (2000), enfd. 255
F.3d 363 (7th Cir. 2001). Among the factors that may be con-
sidered in making such an analysis are the identity of the ques-
tioner, the place and method of the interrogation, the back-
ground of the questioning, the nature of the information sought,
and whether the employee is an open union supporter. Stevens
Creek Chrysler Jeep Dodge, 357 NLRB 633 (2011) (incorpo-
rating by reference, in relevant part 353 NLRB 1294, 1295
(2009)). Applying these factors, I find that Alfeche’s interroga-
tion of Adekanmbi was coercive.
The first two factors strongly indicate a coercive interroga-
tion here. It was carried out by the most highly ranked nursing
supervisor at the facility and took place in her office, to which
Adekanmbi had been summoned. The context of the question-
ing and the manner in which it was conducted also contributed
to the coercive circumstances. Alfeche’s inquiry was neither
casual nor accidental; it was a direct test of Adekamnbi’s
knowledge of and involvement in union activity in the facility.
In this regard, although the Union was in the midst of an organ-
izing campaign, there is no evidence that Adekanmbi held her-
self out as or was otherwise known as an open supporter of the
Union prior to the interrogation. Moreover, Adekanmbi’s unre-
butted testimony establishes that Alfeche refused to accept her
denials and continued asking Adekanmbi about whether she
had been passing union cards. This continued insistence upon
an affirmative answer, under the circumstances described
above, further enhanced the coercive impact of Alfeche’s ques-
tioning. Thus, Adekanmbi was put in the position of having to
repeatedly confirm or deny protected activity that she had a
right to keep confidential. See Bloomfield Health Care Center,
supra.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
482
Moreover, there is no evidence of any other lawful reason
why Alfeche summoned Adekanmbi to her office that day.21
Accordingly, based upon the foregoing I find that, by coercive-
ly interrogating Adekanmbi about whether she had been pass-
ing union cards, Respondent violated Section 8(a)(1) of the Act.
C. The Unlawful Impression of Surveillance
The General Counsel further alleges that Alfeche’s interroga-
tion of Adekanmbi unlawfully created an impression that
Adekanmbi’s union activities were under surveillance by Re-
spondent in violation of Section 8(a)(1) of the Act.
Employer surveillance or creation of an impression of sur-
veillance constitutes unlawful interference with Section 7 rights
because employees should feel free to participate in union ac-
tivity “without the fear that members of management are peer-
ing over their shoulders [.]” See Flexsteel Industries, 311
NLRB 257, 257 (1993). An employer creates an impression of
surveillance when “the employee would reasonably assume
from the [employer’s] statement that [his] union activities had
been placed under surveillance.” Id. (violation found where the
personnel manager informed an employee on two occasions
that he had heard a rumor that the employee instigated the un-
ion campaign and was passing out authorization cards). In gen-
eral, the Board finds that this test has been met when an em-
ployer reveals specific information about a union activity that is
not generally known, and does not reveal its source. Under such
circumstances, employees may reasonably conclude that the
information was obtained through employer monitoring. Ste-
vens Creek Chrysler Jeep Dodge, supra (quoting North Hills
Office Services, 346 NLRB 1099, 1103 (2006)) (employer’s
failure to identify employee source of information was the
“gravamen” of an impression of surveillance violation); Sam’s
Club, 342 NLRB 620, 620–621 (2004) (store manager told
employer he had heard the employee was circulating a petition
about wages without revealing how he came by the infor-
mation); Avondale Industries, 329 NLRB 1064, 1265 [or 1065]
(1999) (supervisor told employee that he knew employee was a
union supporter and, when asked how he got his information,
responded that he “couldn’t say”).
Respondent argues that the evidence fails to establish that
Alfeche was surveilling Adekanmbi, and suggests in its
posthearing brief that Alfeche was merely discussing rumors
relating to organizational activities. In this regard, Respondent
argues that there is no evidence that Alfeche’s information
came from “spying” as opposed to the “rumor mill.” Respond-
ent argues that Alfeche’s conduct was not unlawful and cites
several cases in support of this contention.
In SKD Jonesville Division, LP, 340 NLRB 101 (2003), the
administrative law judge, affirmed by the Board, found that the
respondent did not unlawfully create the impression of surveil-
lance when he told an employee that, “he heard that I was going
to organize . . . that the employees wanted me to organize a
union[.]” In finding no violation, the judge reasoned that one
21 The Respondent’s failure to call DON Alfeche to testify with re-
gard to this issue also gives rise to an adverse inference that she would
have testified against the Respondent’s interest. Martin Luther King,
Sr., Nursing Center, supra at 15 fn. 1 (1977); Flexsteel Industries, supra
at 758.
could conclude from the statement at issue that someone op-
posed to the Union’s activities had voluntarily informed the
manager about the employee’s union activities. In South Shore
Hospital, 229 NLRB 363 (1977), also relied upon by the Re-
spondent, the Board concluded that a supervisor’s statement to
an employee that he “had just come from a meeting with [the
respondent’s director] and talk of central having a union was all
over the hospital” was not unlawful. In so concluding, the
Board noted that it has held that a respondent does not create an
impression of surveillance by merely stating that it is aware of a
rumor pertaining to the union activities of employees as long as
there is no evidence indicating that the respondent could only
have learned of the rumor through surveillance. Id. (citing C.
Murphy Co,, 217 NLRB 34, 36 (1975)). In Clark Equipment
Co., 278 NLRB 498, 503 (1986), also relied upon by Respond-
ent, the Board found that two statements at issue were not vio-
lative of the Act. The first involved a foreman’s comment to an
employee that not many people were attending the union meet-
ings on Sunday and he heard that only about 500 people had
signed cards. When the employee asked the foreman how he
knew this, the foreman responded that this was what he had
heard. The Board concluded that, because the foreman’s state-
ments contained only general or known facts, an employee to
whom this kind of statement was directed could not reasonably
believe that the respondent had intentionally embarked on a
course of monitoring union activity. With regard to the second
comment, a supervisor told an open union supporter who had
been passing out union leaflets that he had heard about that
activity, and was disappointed in the employee. When the em-
ployee asked how the supervisor had found out about it, the
supervisor replied that “one of the guys” had seen him. The
Board concluded that in this instance the open union activity of
an employee was witnessed and commented upon; thus the
supervisor’s statement could not reasonably convey the impres-
sion that the respondent had placed union activity under sur-
veillance. For the following reasons, I do not find the authority
relied upon by Respondent to be apposite, or persuasive, here.22
As is well settled, the test for whether an employer unlawful-
ly creates an impression that an employee’s union activities are
under surveillance is whether the employee would reasonably
assume from the statement that his or her union activities were
under surveillance. United Charter Service, 306 NLRB 150
(1992). Moreover, as was stated in Mountaineer Steel, Inc., 326
NLRB 787, 787 (1998), enfd. 8 Fed. Appx. 180 (4th Cir. 2001),
“the Board does not require that an employer’s words on their
face reveal that the employer acquired its knowledge of the
employee’s activities by unlawful means” (quoting United
Charter Service, supra at 151).
Here, there is no evidence that the union organizing at Re-
spondent’s facility was a publicized, open event. To the contra-
ry, witness testimony establishes generally that it was conduct-
22 Respondent further relies upon Astro Container Co., 180 NLRB
815 (1970). There, the Board, contrary to the trial examiner, found that
a supervisor’s series of statements to an employee could not be frag-
mentized, but must be viewed in their entirely. To the extent, therefore,
that Respondent attempts to parse what Alfeche is alleged to have told
Adekanmbi, such authority fails to support its contentions here.
483
NEW VISTA NURSING & REHABILITATION, LLC
ed quietly. Moreover, Respondent has presented no evidence
that Adekanmbi held herself out as or was known as an open
union supporter. Nevertheless, Alfeche, Respondent’s most
highly-ranked nursing supervisor, summoned Adekanmbi to her
office and stated that she had heard that Adekanmbi was pass-
ing cards to union organizers. When Adekanmbi demanded to
be confronted with the source of such information, Alfeche’s
only response was to repeat these allegations which, as I have
found above, amount to an unlawful interrogation. Thus,
Alfeche failed to reveal the source of her information and,
therefore, it was reasonable for Adekanmbi to conclude that it
was obtained through employer monitoring. Further, Alfeche’s
comments did not address general rumors in the facility or un-
ion activities in the abstract or at large, but were addressed
individually to Adekanmbi and specific protected conduct she
was alleged to have engaged in. Moreover, no innocent expla-
nation for Alfeche’s comments was communicated to
Adekanmbi at the time. Mountaineer Steel, 326 NLRB at 787
fn. 4; see also United Charter Service, 306 NLRB at 151. And
there is no evidence of any other ostensible reason why Alfeche
summoned Adekanmbi to her office on this occasion. For these
reasons, I find that Alfeche’s comments reasonably suggested
to Adekanmbi that her union activities were under surveil-
lance.23 Accordingly, I find that Respondent unlawfully created
an impression of surveillance in violation of Section 8(a)(1) of
the Act.24
D. The Solicitation of Employee Complaints and
Grievances and Promise of Wage Increases and other
Improved Terms and Conditions of Employment
Section 8(a)(1) of the Act prohibits employers from solicit-
ing employee grievances in a manner that interferes with, re-
strains or coerces employees in the exercise of Section 7 activi-
ties. While the solicitation of grievances alone is not per se
unlawful, it may raise an improper inference that the employer
is promising to remedy such grievances. Amptech, Inc. 342
NLRB 1131, 1137 (2004), enfd. 165 Fed. Appx. 435 (6th Cir.
2006); Uarco, Inc., 216 NLRB 1, 2 (1974). Moreover, as the
23 Respondent further attempts to argue that because Adekanmbi de-
nied Alfeche’s accusations, Alfeche cannot be found to have engaged
in surveillance, because she was apparently incorrect. Such as assertion
fails to take into account that an employee may, for any number of
reasons, deny an employer’s accusations of union activity. Moreover,
as is set forth above, whether an employer creates the impression of
surveillance among its employees is not dependent upon whether that
surveillance has actually taken place: the test is whether the comments
at issue would reasonably suggest to an employee that his or her pro-
tected conduct was the subject of scrutiny. Here, for the reasons set
forth above, I have found that the Respondent has met that test.
24 To the extent Respondent has based its defense to the foregoing
allegations on Adekanmbi’s purported supervisory status, I find that
Respondent has failed to offer any newly discovered or previously
unavailable evidence that she has new or additional job responsibilities
that would distinguish her from the bargaining unit of LPNs as a whole.
Moreover, I have examined Adekanmbi’s testimony in the underlying
representation case proceeding and fail to find any basis to conclude
that she, as an individual target of allegedly unlawful conduct, is a
supervisor within the meaning of Sec. 2(11) of the Act. Cf. Bon Harbor
Nursing & Rehabilitation Center, supra.
Board has held, the solicitation of grievances in the midst of a
union campaign inherently constitutes an implied promise to
remedy those grievances. Manor Care of Easton PA, 356
NLRB 202, 220 (2010), enfd. 661 F.3d 1139 (D.C. Cir. 2011)
(citing Capitol EMI Music, 311 NLRB 997, 1007 (1993), enfd.
23 F.3d 399 (4th Cir. 1994)); see also Bally’s Atlantic City, 355
NLRB 1319, 1326 (2010).
In this case, it is clear that the meetings Weinberger held
with employees on January 31 were for the precise purpose of
and did in fact involve the solicitation of grievances. Moreover,
I find, based upon the credited testimony of the employee wit-
nesses and the record as a whole that this meeting occurred
within the context of an organizational campaign of which the
Employer was well aware. The credited evidence establishes
that Weinberger specifically referenced the union campaign and
asked his nurses why they were unhappy. He expressly prom-
ised his employees a wage increase. With regard to other is-
sues, while Weinberger may have not made a similar sort of
explicit promise, under all the circumstances he clearly con-
veyed an intent to address and remedy at least some of the is-
sues raised by employees at these meetings. According to the
credited testimony of employees, Weinberger said he would
look into matters such as the removal of two paid holidays from
employees, raises for the per diem nurses, payment for accrued
sick days, and the problem of difficult residents.
To the extent Respondent has attempted to rely upon an as-
serted past practice, that is to suggest that Weinberger held
similar sorts of meetings with his employees prior to the Un-
ion’s organizational campaign, such a contention is misplaced
and unsupported by the credible evidence. As an initial matter,
the evidence establishes that Weinberger had never in the past
summoned his nurses together for the purpose of discussing
their dissatisfaction with their terms and conditions of employ-
ment. In fact, the only group meetings held regarded facility
preparation for the annual survey and the celebration of Nurses
Recognition Day. Moreover, an asserted past practice of solicit-
ing grievances does not immunize an employer from liability
when the solicitation is accompanied by a promise to remedy
grievances to discourage unionization. “it must be borne in
mind that the issue is . . . whether the instant solicitation implic-
itly promised a benefit.” American Red Cross Missouri-Illinois,
347 NLRB 347, 351 (2006).
Here, I find that, in conjunction with his solicitation of
grievances in the context of a union organizational campaign,
Weinberger both expressly and implicitly promised employees
improved terms and conditions of employment. Accordingly,
his solicitation of grievances from his employees as well as the
express and implied promises themselves are in violation of
Section 8(a)(1) of the Act.
E. The Announcement of and Purported Assignment of
Additional Duties to LPNs
The General Counsel has alleged that by altering the duties
of its LPNs by requiring them to complete employee evalua-
tions and monitor the performance of and discipline the CNAs,
Respondent has violated Section 8(a)(1) and (3) of the Act.
Respondent argues that there is no unlawful discrimination here
because there is no proof of improper motive, animus, or a
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
484
causal relationship between the announcement of these duties
and the employees’ protected conduct. Respondent argues that
the LPNs were always considered to be supervisory employees
and there is no evidence of any attempt to destroy an existing
bargaining unit. Respondent further contends that the an-
nouncement of these additional duties did not amount to an
adverse employment action.
The Board has long held that an employer violates Section
8(a)(1) and (3) of the Act by promoting employees to supervi-
sory positions, and thus stripping them of their right to self-
organization, because of a union campaign. Hospital Motor Inn,
Inc., 249 NLRB 1036, 1036–1037 (1980), enfd. 667 F.2d 562
(6th Cir.), cert. denied 459 U.S. 969 (1982); United Oil Mfg.
Co., 254 NLRB 1320, 1320, 1324–1325 (1981), enfd. on other
grounds 672 F.2d 1208 (3d. Cir), cert. denied 459 U.S. 1036
(1982). Similarly, an employer violates the Act by accelerating
a promotion or other employment action affecting employee
status, in response to union activity. AMFM of Summers Coun-
ty, Inc., 315 NLRB 727 (1994), enfd. 89 F.3d 829 (4th Cir.
1996) (promotion to supervisory status); Matson Terminals,
Inc., 321 NLRB 879, 879 (1996), enfd. 114 F.3d 300 (D.C. Cir.
1997) (same); see also Dickerson-Chapman, Inc., 313 NLRB
907, 930–940 (1994); Venture Packaging, Inc., 294 NLRB 544,
551–553 (1989), enfd. mem. 923 F.2d 855 (6th Cir. 1991).
As noted above, Respondent maintains that there is no evi-
dence of unlawful motivation here. In analyzing motive, the
Board applies the test articulated in Wright Line, 251 NLRB
1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied
455 U.S. 989 (1982).
Under Wright Line, the General Counsel must make a prima
facie showing sufficient to support the inference that the pro-
tected conduct was a “motivating factor” in the challenged
decision. The General Counsel makes such a showing by prov-
ing the employee’s protected activity, the respondent’s
knowledge of that activity, and animus toward the employee’s
protected conduct, Naomi Knitting Plant, 328 NLRB 1279,
1281 (1999). Inferences of animus or discriminatory motivation
may be warranted and may be drawn from circumstantial evi-
dence and the record as a whole. See Flour Daniel, Inc. 304
NLRB 970 (1991); Real Foods Co., 350 NLRB 309, 312 fn. 17
(2007) (unlawful motive demonstrated not only by direct, but
by circumstantial evidence such as timing, disparate or incon-
sistent treatment, expressed hostility, departure from past prac-
tice and shifting or pretextual reasons being offered for the
action).
Once the General Counsel establishes its prima facie case,
the burden of persuasion then shifts to the respondent to prove
that it would have taken the same action even in the absence of
protected activity. See Manno Electric, 321 NLRB 278, 280 fn.
12 (1980); Naomi Knitting Plant, supra. At this time, a re-
spondent does not satisfy its burden merely by stating a legiti-
mate reason for the action taken, but instead must persuade by a
preponderance of the credible evidence that it would have taken
the same action in the absence of the protected conduct. T&J
Trucking Co., 316 NLRB 771 (1995); Manno Electric, Inc.,
supra at 280 fn. 12.
Here, the evidence adduced by the General Counsel estab-
lishes protected conduct (the union campaign) and, as discussed
above, Respondent’s knowledge of that campaign. The evi-
dence further shows that the Respondent announced new duties
for its LPNs on two occasions, the first within 1 week after the
representation petition was filed and the second shortly after the
Regional Director issued the Decision and Direction of Election
in which he found that the LPNs were not statutory supervisors.
Within days of each of these seminal events, Respondent made
announcements which appeared to shift supervisory responsi-
bilities to the LPNs. Thus, on January 31, Alfeche announced
that as of the following month LPNs would be required to eval-
uate CNAs. After the Employer’s argument that its LPNs were
supervisors was rejected by the Regional Director, LPNs were
told, for the first time, that they were responsible for: instruct-
ing the CNAs on safety measures and use of equipment; com-
pleting a newly-devised form entitled “Notice of Disciplinary
Action”; familiarizing themselves with the CNA job descrip-
tion; completing annual evaluations of CNAs; assessing CNA
performance; and counseling staff and recommending educa-
tional consults or disciplinary action, among other things. The
LPNs were also advised that they now would be evaluated on
their fulfillment of these additional responsibilities.25
Contrary to Respondent’s contentions, these attempts to alter
the duties of the LPNs may be found, in and of themselves, to
demonstrate animus to employees’ protected conduct. Regency
Manor Nursing Home, 275 NLRB 1261, 1277 (1985); Matson
Terminals, supra at 884. Moreover, the timing of such attempts
further demonstrates an unlawful motive. See generally Allstate
Power Vac., 357 NLRB 344, 347 (2011), quoting NLRB v.
Rubin, 424 F.2d 748, 750 (2d Cir. 1970) (“stunningly obvious”
timing); McClendon Electrical Services, 340 NLRB 613 fn. 6
(2003) (“where adverse action occurs shortly after an employee
has engaged in protected activity, an inference of unlawful
motive is raised”). Further, as has been discussed elsewhere in
this decision, this purported altering of responsibilities also
came during a period when Respondent was engaged in other
unlawful conduct such as the interrogation of and creating the
impression of surveillance among its employees and the solici-
tation of grievances coupled with express and implied promises
of benefits. I infer animus from these contemporaneous unfair
labor practices as well. See Amptech, Inc., 342 NLRB 1131,
1135 (2004). I further infer animus from the fact that Respond-
ent’s wholesale attempt to create supervisory status among its
LPNs would not have merely reduced the size of the unit, but
would have eradicated it. See Matson Terminals, supra at 884.
Thus, I conclude that the General Counsel has made out a
strong prima facie case under Wright Line. It, therefore, now
falls to the Respondent to shoulder a “substantial” burden to
show that it would have assigned these additional duties to the
LPNs for nondiscriminatory reasons. Bally Atlantic City, 355
NLRB 1319, 1321 (2010), affd. Bally’s Park Place, Inc. v.
NLRB, 646 F.3d 929 (D.C. Cir. 2011) (“Where, as here, the
General Counsel makes a strong showing of discriminatory
motivation, the employer’s rebuttal burden is substantial.”).
25 As counsel for the General Counsel has noted, in the Decision and
Direction of Election the Regional Director relied, in part, on the fact
that the LPNs had never been evaluated based on their purported ability
to monitor and discipline the CNAs.
485
NEW VISTA NURSING & REHABILITATION, LLC
Thus, Respondent is obliged to prove, by a preponderance of
the evidence, that it would have announced these changes in the
duties of its LPNs notwithstanding their protected activity.
Here, for the reasons set forth below, the evidence adduced by
Respondent and otherwise set forth in the record fails to meet
that burden.
In defending the lawfulness of its actions, Respondent points
to its long collective-bargaining history with the Union and the
fact that it voluntarily recognized the Union as the representa-
tive of its four or five cooks during the prior year. Weinberger’s
conclusory testimony about his amicable relations with the
collective-bargaining representative of his other employees,
however, is insufficient to prove that the Employer would not
seek to resist an organizational campaign among a bargaining
unit of LPNs. Hearst Corp., 281 NLRB 764, 781–782 (1986).
In this regard, I note that the petitioned-for unit is comprised of
a substantial number of employees and, moreover, that Re-
spondent had not given these employees a wage increase for
some period of time and had, in the past year, reduced certain
other benefits in terms of paid holidays and credit for unused
sick leave. It is apparent that a collective-bargaining representa-
tive might well seek to address employee concerns in this re-
gard.
Respondent’s reliance upon the onerous reporting require-
ments of the MDS 3.0 is similarly unavailing. Although Wein-
berger testified that the paperwork required was “just off the
charts” he failed to offer any specific or concrete testimony as
to how this new version of an existing form created an unduly
onerous work burden for his employees. This is particularly the
case where Weinberger admitted that there were four such em-
ployees who were specifically designated to address such mat-
ters. Weinberger’s assertion that there was a significant end-of -
year burden is called into question by his admission, on cross-
examination, that the forms must be completed on a monthly
basis. In addition, and notwithstanding any of the foregoing,
Respondent could have produced exemplars of the documents
in question to substantiate its claims, but failed to do so or pro-
vide an explanation as to why it could not.
Not only does Weinberger’s conclusory and unsubstantiated
testimony fail to meet Respondent’s burden of persuasion, it
appears to be false and as such is evidence of pretext, and ac-
cordingly, of unlawful motivation. TCB Systems, Inc., 355
NLRB 883, 885 (2010), enfd. mem. 448 Fed.Appx. 993 (11th
Cir. 2011), failure to substantiate an asserted rationale for a
disputed employment action coupled with some evidence un-
dermining that rationale will support a finding of unlawful mo-
tivation.) See also, Laro Maintenance Corp. v. NLRB, 56 F.3d
224, 230 (1995) (“when the employer presents a legitimate
basis for its actions which the factfinder concludes is pretextual
. . . the factfinder may not only properly infer that there is some
other motive, but that the motive is one that the employer de-
sires to conceal—an unlawful motive”) (internal quotation
omitted).26
26 I also note that there is no evidence that Respondent ever told its
LPNs that new reporting requirements imposed by the MDS 3.0 were
the reason these new duties were being assigned to them.
Respondent’s contention that the March 25 meeting was
nothing more than an attempt to “re-educate” the nurses about
their existing job responsibilities must be rejected as unsup-
ported by the record. As an initial matter, I note that in its op-
position to the Acting General Counsel’s Motion for Summary
Judgment, Respondent took a wholly inconsistent approach
and, as the Board noted, specifically argued that the job respon-
sibilities of the LPNs had indeed been altered on that date and
that, based upon these new duties, the Regional Director might
well have found the LPNs to be supervisors. It is well-settled
that such statements may be deemed admissions binding on the
Respondent. See, e.g., McKenzie Engineering Co., 326 NLRB
473, 485 fn. 6 (1998); Hogan Masonry, 314 NLRB 332, 333 fn.
1 (1994). In addition, one may view such varying contentions
as nothing more than “shifting defenses” which in and of them-
selves may be found to constitute evidence of unlawful motive.
See McClendon Electrical Services, 340 NLRB 613, 614
(2003) (“[s]uch shifting assertions strengthen the inference that
the true reason was for [protected] activity” (citation omitted)).
In any event, leaving such contentions aside, it is evident that
the material distributed to the LPNs on that date demonstrates
that that the Respondent was attempting to alter their job re-
sponsibilities to so imbue the LPNs with the appearance (if not
the reality) of supervisory status. Thus, as has been discussed in
further detail above, the LPNs were told that they had job re-
sponsibilities of a serious and substantial nature that they had
never before performed.
Weinberger testified that the meeting was called because the
LPNs had testified that they didn’t read what they were re-
quired to do, didn’t read their employee handbook or job de-
scriptions. I note, however, that Weinberger failed to identify
any precise duty or set of responsibilities which had been as-
signed to the LPNs of which they were apparently unaware.27
Further, it does not escape notice that the contention that the
LPNs had always been responsible for the oversight and eval-
uation of the CNAs, but were unaware of these duties, is con-
trary to the testimony adduced by and relied upon by Respond-
ent that these were new responsibilities necessitated by the
MDS 3.0 which had been announced on January 31 but not
implemented because of the imminence of the annual survey.
Moreover, it defies credulity that 38 of Respondent’s employ-
ees would have been oblivious to their extant job responsibili-
ties and, further, that they would not have been instructed to
and would not have been required to perform such duties had
they, in fact, been assigned to them.
In arguing that there is no evidence that it is seeking to de-
stroy the bargaining unit of LPNs, Respondent relies upon
Bridgeport & Port Jefferson Steamboat Co., 313 NLRB 542
(1993). In that case, the Board held that it was not a violation
for the respondent to assign supervisory duties to the captains
of its vessels, even though the Board had previously held that
they were not statutory supervisors. There, however, the Board
explicitly stated that the reason that the assignment of the new
27 Respondent’s counsel made some attempt to cross-examine the
General Counsel’s witnesses about references to their job description in
the March 25 presentation, but no specific evidence was adduced in this
regard.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
486
supervisory duties was lawful was that the employer’s action
was “not a sham aimed at undermining the Union but a sincere
effort to provide onsite supervision of its vessels through the
performance of supervisory duties by its captains.” 313 NLRB
at 544. In that case, this conclusion was supported by credible
evidence, including written directives and memoranda, showing
that the employer was having serious problems with the opera-
tion of its vessels due to a complete lack of on-board supervi-
sion. The evidence showed that Bridgeport’s recognition of
these problems, and its desire to remedy them, predated the
Board’s ruling that Bridgeport’s captains were nonsupervisory
employees. The evidence also showed that Bridgeport had not
merely assigned the new supervisory tasks, but “required the
captains to perform” them. Id.
The facts of the instant case stand in stark contrast to those in
Bridgeport. Here, there is a lack of credible evidence that the
Respondent contemplated assigning supervisory duties to the
LPNs prior to the organizing campaign. The scant evidence,
which goes to this issue, fails to establish a legitimate business
purpose for the decision to do so. In particular, there is no cred-
ible, specific, or probative evidence of a need for additional
supervisory personnel at any relevant time. With regard to Re-
spondent’s claim that these individuals possessed, but did not
realize, their supervisory job responsibilities, aside from the
fact that there is no documentary evidence to support such a
claim, the credited testimony of the employee witnesses on this
issue is unequivocal that prior to the organizational campaign
they were never advised of any supervisory responsibilities
with regard to the CNAs. On the Bridgeport’s vessels there had
been a true supervisory vacuum. Respondent, to the contrary,
has an established supervisory hierarchy comprised of adminis-
trators, unit heads, and registered nurses.
Moreover, the evidence demonstrates that, unlike the disput-
ed employees in Bridgeport, the LPNs have not been called
upon to exercise their new supervisory duties. This supports the
conclusion that the assignment of the new duties to these em-
ployees was mere pretense. Thus, under all the circumstances
and in sharp contrast to the situation in Bridgeport, Respond-
ent’s decision to impart supervisory duties to the LPNs can
fairly be deemed a “sham aimed at undermining the Union” and
therefore unlawful.28
28 In its posthearing brief, Respondent advances additional argu-
ments which are similarly unavailing. For example, Respondent further
contends that only a “handful” of employees attended the January 31
meetings: thus the purpose could not have been to create supervisory
status among these employees. As a factual matter, Respondent is in-
correct. The sign-in sheets for these meetings indicate that 16 employ-
ees attended the morning meeting and 8 attended the one held in the
afternoon. While it is the case that no meeting was held for the over-
night shift of employees, as Respondent acknowledges, the record
establishes a supervisor was designated to advise those employees of
their new duties. Respondent further argues that since the record shows
that LPNs perform the same duties as RNs, and the General Counsel
acknowledged on the record that RNs are statutory supervisors, such an
acknowledgement is tantamount to an admission that the LPNs are
supervisory personnel as well. While it is the case that while acting in
their capacity as floor nurses, i.e., in providing patient care, LPNs and
RNs perform similar functions, the record is undisputed that RNs have
additional responsibilities which include the authority to “write up”
Thus, based upon the foregoing, I find that Respondent’s at-
tempts to imbue its LPNs with apparent indicia of supervisory
authority by assigning them duties which included completing
employee evaluations of, monitoring the performance of and
disciplining the CNAs was nothing more than an attempt to
“wrest away from the LPNs the right under the Act to engage in
union activity. In short, Respondent’s action was simply part of
a scheme to deprive employees of Section 7 rights guaranteed
them by the Act.” AMFM of Summers County, supra at 730
(citing Regency Manor Nursing Home, supra). Accordingly, I
find that in doing so, Respondent violated Section 8(a)(1) and
(3) of the Act.29
CONCLUSIONS OF LAW
1. Respondent, New Vista Nursing and Rehabilitation, LLC
is and at all material times has been an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
2. 1199 SEIU United Healthcare Workers East, NJ Region
(the Union) is and at all material times has been a labor organi-
zation within the meaning of Section 2(5) of the Act.
3. By coercively interrogating employees about their union
activities and sympathies on or about January 27, 2011, Re-
spondent violated Section 8(a)(1) of the Act.
4. By creating an impression among its employees that their
union activities were under surveillance on or about January 27,
2011, Respondent violated Section 8(a)(1) of the Act.
5. By soliciting employee complaints and grievances and
promising employees increased benefits and improved terms
and conditions of employment to encourage them to refrain
from union organizational activities, on or about January 31,
2011, Respondent violated Section 8(a)(1) of the Act.
6. By altering the duties of its licensed practical nurses by
requiring them to complete employee evaluations of, to monitor
the performance of and discipline its certified nursing assis-
tants, on or about January 31 and March 25, 2011, in an attempt
to convert the licensed practical nurses into supervisors within
the meaning of Section 2(11) of the Act in order to prevent
them from obtaining union representation, Respondent violated
Section 8(a)(3) and (1) of the Act.
7. The above unfair labor practices are unfair labor practices
affecting commerce within the meaning of Section 2(6) and (7)
of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act. Respondent should also be required
to rescind and give no further effect to the new duties an-
LPNs for infractions. In any event, such an argument appears to be yet
another invitation to revisit the issue of the supervisory status of the
LPNs, which I decline to accept.
29 In my view, the fact that the LPNs apparently have not, to date,
been required to perform such newly-assigned duties does not alter the
conclusion that such duties were assigned in violation of Sec. 8(a)(1)
and (3) of the Act.
487
NEW VISTA NURSING & REHABILITATION, LLC
nounced and assigned to its licensed practical nurses on January
31 and March 25, 2011.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended30
ORDER
The Respondent, New Vista Nursing and Rehabilitation
LLC, Newark, New Jersey, its officers, agents, successors, and
assigns, shall
1. Cease and desist from
(a) Coercively interrogating employees about their union ac-
tivities and sympathies.
(b) Creating an impression among its employees that their
union activities are under surveillance.
(c) Soliciting employee complaints and grievances and
promising employees increased benefits and improved terms
and conditions of employment to encourage them to refrain
from union organizational activities.
(d) Altering the duties of its licensed practical nurses by re-
quiring them to complete employee evaluations of, to monitor
the performance of and discipline its certified nursing assistants
in an attempt to convert the licensed practical nurses into su-
pervisors within the meaning of Section 2(11) of the Act in
order to prevent them from obtaining union representation.
(e) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
30 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
(a) Rescind and give no further effect to the new duties an-
nounced and assigned to its licensed practical nurses on January
31 and March 25, 2011.
(b) Within 14 days after service by the Region, post at its fa-
cility in Newark, New Jersey, copies of the attached notice
marked “Appendix.”31 Copies of the notice, on forms provided
by the Regional Director for Region 22, after being signed by
the Respondent’s authorized representative, shall be posted by
the Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. In addition to the physical posting of
paper notices, the notices shall be distributed electronically,
such as by email, posting on an intranet and/or by other elec-
tronic means if Respondent customarily communicates with its
members by such means. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone out of
business or closed the facility involved in these proceedings,
the Respondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former employ-
ees employed by the Respondent at any time since January 31,
2011.
(c) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
31 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”