015 NLRB 1008
Clyde Mallory Lines
In the Matter of CLYDE MALLORY LINES and INDUSTRIAL UNION OF-
MARINE & SHIPBUILDING WORKERS OF AMERICA, LOCAL No. 22
Case No. B-13,09.-Decided October 10, 1939
Shipping Industry-investigation of Representatives : controversy concerning:
representation of employees : rival organizations-Contract: renewed subsequent
to filing of petition ; held no bar to determination of representatives -Unit Appro-
priate for Collective Bargaining: employees engaged in general maintenance and,
repair of ships or piers , including deck department shore gang , boiler scalers,.
carpenters and helpers, sailmakers and assistants , tinsmiths, electric .truck me-
chanics and helpers, batterymen , night donkeymen , storekeeper, and sweepers,.
exclusive of supervisory employees ; current bargaining contract not determina--
tive of; heterogeneous , non-craft groups; inclusion of employees represented by
another - union ; inclusion of employees who would otherwise be unrepresented,:
controversy as to-Election Ordered
Mr. Will Maslow, for the Board.
Burlingham, Veeder, Clark c Hupper, of New York City, by 111r-
Burton H. White, for the Company.
Boudin, Cohn cC Glick-stein, of New York Coty, by Mr. Leonard B_
Boudin, for the Industrial Union.
Phillips, Mahoney di Fielding, of New York City, by Mr. W. E_
Goldman, for the I. L. A.
Mrs. Evelyn Neilson Cooper, of counsel to the Board.
DECISION
AND
DIRECTION OF ELECTION
STATEMENT OF THE CASE
On February 16, 1938, Industrial Union of Marine & Shipbuilding
Workers of America, Local No. 22, herein called the Industrial Union,,
filed with the Regional Director for the Second Region (New York
City) a petition alleging that a question affecting commerce had
arisen concerning the representation of employees of Agwilines, Inc.,.
in the operation of Clyde Mallory Lines,' New York City, herein called
the Company, and requesting an investigation and certification of
representatives pursuant to Section 9'(c) of the National Labor Rela-
tions Act, 49 Stat. 449, herein referred to as the Act.
On April 19,
' In the petition, the Company was erroneously designated as the Clyde Mallory Lines.
This error was corrected by stipulation between the parties.
15 N. L. R. B., No. 111.
1008
CLYDE -MALLORY LINES
1009
the National Labor Relations Board, herein referred to as the Board,
acting pursuant to Section 9 (c) of the Act and Article III, Section 3,
of National Labor Relations Board Rules and Regulations-Series 1,
.as amended, ordered an investigation and authorized the Regional
Director to conduct it and to provide for an appropriate hearing upon
due notice.
In pursuance of Article III, Section 10 (c) (2), and
Article II, Section 37 (b), of said Rules and Regulations, the Board
further ordered that the instant case be consolidated for the purposes
,of hearing with a second case involving-a. charge of unfair labor prac-
tices which the Industrial Union had filed with the Regional Director
simultaneously with its filing of the above-mentioned petition.
On May 10, 1938, the Regional Director issued a notice of hearing,
copies of which were duly served upon the Company, upon the Indus-
trial Union, and upon the International Longshoremen's Association,
Local No. 1474, herein referred to as the I. L. A., a labor organization
claiming to represent employees directly affected by the investigation.
After several postponements of the hearing, the Board, on March 20,
1939, in accordance with Article II, Section 37 (b), and Article III,
Section 1.0 (c) (2), of said Rules and Regulations, ordered'the instant
case severed from the above-mentioned second case involving a charge
of unfair labor practices and ordered that the instant case be con-
tinued as a- separate proceeding.
Said second case was subsequently
closed.
On March 22, 1939, the Regional Director issued a further
notice of hearing, copies of which were duly served upon all parties.
Pursuant to notice, a hearing was held March 27, 28, 29, and 30, 1939,
.at New York City, before Edward G. Smith, the Trial Examiner duly
designated by the Board.
The Board, the Company, the Industrial
Union, and the I. L. A. were represented by counsel and participated
in the hearing.
Full opportunity to be heard, to examine and cross-
^examine witnesses, and to introduce evidence bearing on the issues
was afforded all parties .
During the course of the hearing, the Trial
Examiner made several rulings on motions and on objections to the
admission of evidence.
Thereafter, the Industrial Union filed a brief
with the Board; the I. L. A. waived the right to do likewise. The Board
has reviewed the rulings of the Trial Examiner and finds that no
prejudicial errors were committed.
The rulings are hereby affirmed.
Upon the entire record in the case, the Board makes the following :
FINDINGS OF FACT
1. THE' BUSINESS OF THE COMPANY 2
Agwilines, Inc., is a. corporation duly organized and existing under
the laws of the State of Maine, having its principal office and place
2 The facts pertaining to the business of the Company are derived from stipulations
between the parties.
1010
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
of business in New York City. Clyde Mallory Lines is a trade name
under which Agwilines, Inc., as one branch of its activities, operates 16
vessels in coastwise trade between New York, Boston, and South
Atlantic and Gulf ports.
The New York terminal of the Clyde Mal-
lory Lines Division is located on the North River.
About 75 workers
are there employed by the Company in the maintenance and repair of
ships and docks.
The Company has stipulated, and we find, that in the operation of
Clyde Mallory Lines it is engaged in transportation and commerce as
defined in Section 2 (6) and (7) of the Act.
H. THE ORGANIZATIONS. INVOLVED
Industrial Union of Marine & Shipbuilding Workers of America,
Local No. 22, is a labor organization, affiliated with the Congress of
Industrial Organizations, whose membership includes ship main-
tenance and repair employees of the Company, excluding supervisory
employees.
International Longshoremen's Association, Local No. 1474, is a labor
organization affiliated with the American Federation of Labor, admit-
ting to its membership workers engaged in the maintenance and repair
of ships and piers.
III. THE QUESTION CONCERNING REPRESENTATION
The Industrial Union and the I. L. A. each began its organiza-
tional activity among the Company's employees engaged in ship or
pier maintenance and repair work in June 1937.
On February 5,
1938, the Industrial Union by letter requested the Company to nego-
tiate with it on behalf of the ship workers, exclusive of the pier
workers.s
This request was not answered by the Company.
On
February 11, 1938, the Company entered into a preferential-shop
agreement with the I. L. A., constituting the latter the exclusive
bargaining agent for employees engaged in maintenance work on its
ships and on its piers in the Port of New York. The terms of the
agreement provided that it should be effective until October 31, 1938,
and self-renewing thereafter from year to year unless terminated by
either party on the annual expiration date by thirty (30) days' prior
written notice.
On February 16, 1938, the petition was filed by the
Industrial Union.
The first notice of hearing in this proceeding was served upon the
Company and the I. L. A. on May 10, 1938, more than 5 months prior
to the renewal date of the contract. - Neither the Company nor the
9 A copy of a letter allegedly sent by the Industrial Union to the Company in August
1937, in which a similar request was made, was introduced into evidence.
The Company
denied receiving the August 1937 letter.
CLYDE MALLORY LINES
1011
I. L. A. thereafter gave notice of 'termination of the contract.
Both
parties contend that the contract was automatically renewed on No-
vember 1', 1938, for another year ending October 31, 1939.
The I. L.
A. contends further that the contract is a bar to the investigation
and certification sought by the Industrial Union.
Since, however,
the renewal of the contract was effected during the pendency of this
proceeding, we find that it does not now operate as a bar to a
determination of representatives.'
We find that a question has arisen concerning the representation
of the Company's employees.
IV. THE EFFECT OF THE QUESTION CONCERNING REPRESENTATION UPON
COMMERCE
We find that the question concerning representation which has
arisen, occurring in connection with the operations of the Company
described in Section I above, tends to lead to labor disputes burdening:
and obstructing commerce and the free flow of commerce.
V. THE APPROPRIATE UNIT
The Industrial Union claimed that all of the Company's employees,
engaged in the maintenance and the repair of ships, including the.
deck department ' shore gang, the boiler scalers, and the workers em--
ployed on the "carpenters and sailmakers " pay roll (which includes.
carpenters, carpenters' helpers, sailmakers, sailmakers' assistants,. and
tinsmiths), but excluding supervisory employees , constitute the "shore:
gang" and, as such, the appropriate bargaining unit.
In partial
support of this position, reference was made to outstanding contracts:
between the Industrial Union and 10 other companies in the Port of
New York in which ship maintenance and repair workers are desig-
nated as the bargaining unit.
The Industrial Union claimed , on the.
other hand, that certain other groups of employees mentioned during
the hearing do no ship maintenance and repair work and should,
therefore, be excluded from the bargaining unit : (1) workers on the
"mechanics, etc." pay roll
(which includes electric truck mechanics
and helpers, batterymen, storekeeper, and night donkeymen) ; (2).
sweepers . employed on the "dock" pay roll ; and (3 ) the steward's,
department shore gang.
The I. L. A. made no contention for a bargaining unit different
from that constituted by its contract.
The contract covered certain..
categories of employees engaged in maintenance and -repair work on
'Matter of American France Line, et al.
( Shepard Steamship Company ) and Interna-
tional Seamen's Union of America, 7 N. L. R. B. 79; Matter of Unit Cast Corporation and
Steel Workers Organizing Committee, 7 N. L. R. B. 129; Matter of Pacific Lumber Inspec-
tion Bureau, Inc.
and Northwest Lumber Inspectors Union, Local No.
20877,
7
N.
L.
R. B. 629.
1012
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the ships and on the piers : boiler scalers ; employees on the - "car-
penters and sailmakers" pay roll, excepting the carpenters; employees
on the "mechanics, etc." pay roll, excepting the donkeymen; and, of
the maintenance employees on the "dock" pay roll, only the sweepers.
It excluded entirely the deck department shore gang and the
steward's department shore gang.
The Company agreed to the exclusion of supervisory employees
from the unit but contested the inclusion of the deck department
shore gang. It argued that the latter group was functionally related
to the sea-going sailors rather than to the shore gang.of maintenance
and repair workers and that the National Maritime Union, the recog-
nized bargaining representative for the Company's sea-going per-
sonnel, had sought also to bargain for the deck department shore
gang.
During the hearing, officials of the National Maritime Union
testified on behalf of their organization that it did not represent and
had never claimed to represent the deck department shore gang, and
we so find.
The parties are in agreement, therefore, as to the inclusion within
the bargaining unit of the boiler scalers and the employees on the
"carpenters and sailmakers" pay roll, with the exception of the car-
penters, both of which groups are engaged in the maintenance and
repair of ships.
They are. also in agreement as to the exclusion of
the steward's department shore gang and supervisory employees.
Since none of the parties expressed a desire to have the steward's
department shore gang included in the unit, since it is a working
group separate from the maintenance employees and since it is repre-
sented by another I. L. A. local, we shall not include it in the unit.
The parties are in disagreement, however, as to the inclusion within
the bargaining unit of the deck department shore gang; carpenters;
employees on the "mechanics, etc." pay roll, excepting the donkey-
men; and sweepers.
Despite the I. L. A.'s contract covering a miscellaneous unit, the
past bargaining history in this case does not afford an adequate
basis for determination of the unit. It is apparent from the record
that the demarcations by which the I. ,L. A. sought to justify the
exclusion of certain categories of ship and pier workers and by
which the Industrial Union sought to segregate the ship from the
pier workers are arbitrary ones, founded on the fortuitous organiza-
tional development of the two labor organizations. It is equally
apparent that there is no warrant for the segregation of the deck
department shore gang from the other ship workers, as urged by the
Company.
The various categories of employees involved comprise a hetero-
geneous group of general maintenance workers.
That the duties of
some are performed on or in connection with the piers, rather than
CLYDE MALLORY LINES
1013
on or in connection with the ships, is not considered to be controlling.
No one category or combination of categories constitutes a distinctly
separate employee group.
On the contrary, there is an overlapping
of duties and of supervisipn between the categories of pier workers
on the one hand and some of the categories of ship workers on the
other.
Substantially similar wages, 'hours, and other working con-
ditions govern both the pier and the ship employees. The feasibility
of collective bargaining on behalf of both groups as a single unit
has been demonstrated by the contractual relations under the
I. L. A.'s agreement.
These circumstances lead us to the conclusion
that all of the employees engaged generally in maintenance and
repair work, whether on the ships or on the piers, can appropriately
be included iii one bargaining unit.'
This conclusion applies to the carpenters who are engaged--essen-
tially in ship work, to the storekeeper and donkeymen who are em-
ployed with pier workers on the "mechanics, etc." pay roll, and to
the sweepers who are employed on the piers. The fact that the car-
penters are represented by another. I. L. A. local does not warrant
their exclusion from the appropriate unit.
Unlike the steward's de-
partment shore gang, the carpenters do not constitute a separate
working group of employees; moreover, they have been admitted to
membership in the I. L. A. local here involved.
Although the store-
keeper and donkeymen may not be engaged as strictly in maintenance
and repair work as are other pier workers, we see no reason to remove
them from their employee unit, and thus to leave them without repre-
sentation, particularly since the storekeeper has been considered one of
the pier-maintenance and repair employees for the purposes of the
1. L. A.'s contract.
The sweepers share the above-mentioned elements
of mutuality common to the ship workers and other pier workers
Except in so far as they are under separate supervision, are paid on
a weekly rather than an hourly basis, and work irrespective of the
presence of the ships and, hence, more regularly. Iii view of all the
circumstances, we are-of the opinion that the sweepers should be
included in the unit.
It is objected that the Board has no authority to alter the unit as
fixed:by the contract between the Company and the I. L. A. The
majority of the Board has already indicated that .the existence of it
previous contract does not necessarily fix the appropriate bargaining
unit, but is merely one element in the total situation to be considered
along with many other relevant factors.'!
The unfortunate result of
arbitrarily fixing the bargaining unit by reference only to the unit
5Cf. In the Matter of United Fruit Company and Industrial Union of Marine & Ship-
bnilding Workers of America, Local 22, 9 N. L. R. B. 591.
9 See the concurring ' opinion of Mr. Edwin S. Smith and the dissenting opinion of Chair-
man Madden in Matter of American Can Company and Engineers Local No. 20 et al., 13
N. L. R. B. 1252.
199:149--89-vol. 15--65
1014
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
established in a previous contract is well illustrated by the instant
case.
Here both the I. L. A. and the Industrial Union began to or-
ganize the Company's employees at approximately the same time-
Prior to the execution of any contract each union requested the Com-
pany to negotiate with it as representative of the employees in that
particular unit which each claimed to be appropriate.
The Company
chose to execute the contract with the I. L. A. and ignored the conten-
tions of the Industrial Union.
Under such circumstances it seems,
plainly unfair to hold that the I. L. A. contract fixes in perpetuity
the appropriate bargaining unit.
We therefore must consider all the
factors in the case and in .light of all the circumstances determine
what unit will "insure to employees the full benefit of their right to
self-organization
and to collective - bargaining, and otherwise
... effectuate the policies of this Act."
We find that the Company's employees engaged generally in the
maintenance and repair of ships or piers, namely : the deck depart-
ment shore gang, boiler scalers, carpenters, carpenters' helpers, sail-
makers, sailmakers ' assistants, tinsmiths, electric truck mechanics and
helpers, batterymen, storekeeper, night donkeymen, and sweepers,
exclusive of supervisory employees, constitute a unit appropriate for
the purposes of collective bargaining, and that said unit will insure
to the employees of the Company the full benefit of their right to
self-organization and to collective bargaining and otherwise effec-
tuate the policies of the Act.
VI. THE DETERMINATION OF REPRESENTATIVES
The Industrial Union and the I. L. A. each submitted substantial
card proof of membership. Some of the': cards were unsigned, others
were undated, while many had been secured more than 2 years ago
when the organizational drives of both unions were first begun. In
addition, there are a number of duplications as between the cards
of the two organizations.
Under these circumstances, the question of
representation which has arisen can best be resolved by an election by
secret ballot 7 among the employees to determine 'whether they desire
to be represented by the Industrial Union, or by the I. L. A., or- by
neither.
We shall direct accordingly.
The Company's pay rolls dated February 10 through March 16,
1939, are in evidence.
The Industrial Union requested an election
among the employees in the appropriate unit listed on such pay
rolls.
The I. L. A., though relying on its asserted contract, claimed
'See Matter of The Cudahy Packing Company and United Packinghouse Workers of
America, Local No. 21, of Packinghouse Workers Organizing Committee, affiliated with the
Congress of Industrial Organizations, 13 N. L. R. B. 526 ; Matter of Armour & Company
and United Packinghouse Workers Organizing Committee, etc., 13 N. L. R. B. 567.
CLYDE MALLORY LINES
1015
that in the event of an election only those persons employed by the
Company for 10 or 15 days in any month preceding the filing of
the petition should be considered eligible to vote.
Because of the lapse of time since the filing of the petition and
because of the turn-over among the less regularly engaged employees,
we are of the opinion that a more current pay roll than that pro-
posed either by the Industrial Union or by the I. L. A. should serve
as the basis for the election .
We shall therefore direct that the
employees eligible to vote shall be those employees in the appropriate
unit, as defined in Section IV above, who have worked 5 or more
days during the month immediately preceding this Direction.
On the basis of the above findings of fact and upon tht entire
record of the case, the Board makes the following:
CONCLUSIONS OF LAW
1. A question affecting commerce has arisen concerning the repre-
sentation of employees of Agwilines, Inc., in the operation of Clyde
Mallory Lines, New York City, within the meaning of Section 9 (c)
and Section 2 (6) and (7) of the National Labor Relations Act.
2. The employees of the Company engaged generally in the main-
tenance and repair of ships' or piers, namely : the deck department
shore gang, boiler scalers, carpenters, carpenters' helpers, sailmakers,
sailmakers' assistants, tinsmiths, electric truck mechanics and, helpers,
batterymen, storekeeper, night donkeymen, and sweepers, exclusive
of supervisory employees, constitute a unit appropriate for the pur-
poses of collective bargaining, within the meaning of Section 9 (b)
of the National Labor Relations Act.
DIRECTION OF ELECTION
By virtue of and pursuant to the power vested in the National
Labor Relations Board by Section 9 (c) of the National Labor Re-
lations. Act, 49 Stat. 449, and pursuant to Article III, Section 8, of
National Labor Relations Board Rules and Regulations-Series 2,
it is hereby
DIRECTED that, as part of the investigation authorized by the
Board to ascertain representatives for the purposes of collective
bargaining with Agwilines, Inc., in the operation of Clyde Mallory
Lines, New York City, an election by secret ballot shall be con-
ducted as early as possible but not later than thirty (30) days from
the date of this Direction of Election, under the direction and super-
vision of the Regional Director for the Second Region, acting in
this matter as agent for the National Labor Relations Board, and
subject to Article III, Section 9, of said Rules and Regulations,
among the employees of Agwilines, Inc., in the operation of Clyde
1016
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Mallory Lines, engaged generally in the maintenance and repair.. of
ships or piers, namely : the deck department shore gang, boiler scal-
ers, carpenters, carpenters' helpers, saihnakers, sailmakers' assistants,
tinsmiths, electric truck mechanics and helpers, batterymen, store-
keeper, night doukeymen, and sweepers, exclusive of supervisory
employees, who have worked 5 days or more during the month im-
mediately preceding this Direction, to determine whether they desire
to be represented for the purposes of collective bargaining by the
Industrial Union of Marine & Shipbuilding Workers of America,
Local No. 22, affiliated with the C. I. 0., or by the Industrial Long-
shoreNne.n's Association, Local No. 1474, affiliated with the A. F. of L.,
or by ireither.
MR. WILLIAM M. LEISEeSON, .dissenting:
I cannot agree with the majority decision concerning the appro-
priate unit in this case. It is true, as the decision states, that the
current contract between the Company and the I. L. A. is no bar
to an election to determine representation.
But this contract, since
it fixes an appropriate bargaining unit, is a bar to permitting other
employees not covered by the contract to vote in an election for the
purpose of choosing a new representative. It seems to me that
simple fairness requires that only those in an appropriate unit under
an existing contract shall decide if they desire a change in
representation.
A bargaining unit legally established by a valid: collective agree-
ment is for industrial elections what a Congressional district is for
political elections.
If a board of elections undertook to add to the
voters of one Congressional district parts of the voters of two other
districts it would be doing what the majority decision is ordering
in the. present case.
The decision not only disregards the existing appropriate unit as
estabiishe d by-the collective bargaining contract between the I. L. A.
and the Company, but it also disregards the appropriate unit pro-
posed by the Industrial Union, whose members are organized to
bargain for employees on a somewhat wider basis than the I. L.-A.
Both of these units the majority of the Board characterizes as
"arbitrary" (and) "founded on the fortuitous organizational devel-
opment of the two labor organizations," and it creates a new bargain-
ing unit which neither the employer, the employees, nor their organi-
zations consider appropriate but which the two Board members con-
sider more effective for collective bargaining.
The plain intent of the National Labor Relations Act seems to Ine
to be that the Board, in determining the bargaining units, shall be
bound by the units that have been developed by the employees them-
CLYDE MALLORY LINES
1017
selves through their organizational efforts and the development of
their collective bargaining with employers. I cannot believe that
Congress intended that. the necessarily theoretical opinions of indi-
vidual Board members as to what units would prove most effective
for collective bargaining should be imposed on employees and labor
organizations against their will.
It is the units established by Board members on the basis of their
own opinions as to appropriateness that seem to me to be arbitrary
and. fortuitous, whereas those developed in the process of labor organ-
ization and collective bargaining are the practical and workable
units which form the basis for sound labor relations wherever col-
lective dealing between employees and management prevails.
Where, as in this case, two employees'' organizations differ as to
appropriate units, and one has succeeded in establishing and main-
taining a unit by a collective agreement with the employer, the duty
of the Board is plain.
A vote should be ordered among the em-
ployees included in the unit covered by the contract, and a separate
vote should be taken among the employees whom the petitioning
organization claims to represent but who are not now included in
the contractual: bargaining unit.
Then, if one organization wins
both elections it will be free to combine all the employees in a single
unit under a new contract with the employer. In this way the em-
ployees by their own free choice are in a position to establish, main-
tain, or alter their bargaining units in accordance with their own
ideas of appropriateness and through the process of bargaining and
making agi eenients wit' their employers.