359 NLRB 208
First Student, Inc.
208
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
359 NLRB No. 12
First Student, Inc. and Oregon School Employees As-
sociation. Cases 36–CA–010762, 36–CA–010766,
36–CA–010767, 36–CA–010848, and 36–CA–
010870
September 28, 2012
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS GRIFFIN
AND BLOCK
On December 7, 2011, Administrative Law Judge John
J. McCarrick issued the attached decision. The Re-
spondent filed exceptions and a supporting brief. The
Acting General Counsel and the Charging Party filed
answering briefs.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions, to
amend the remedy, and to adopt the recommended Order
as modified and set forth in full below.2
AMENDED REMEDY
In addition to the remedies provided in the judge’s de-
cision,3 we shall order the Respondent to make unit em-
ployees whole for any loss of earnings and other benefits
suffered as a result of its unilateral changes. This make-
whole remedy applies to all unit employees who were
employed at any time during the period when the annual
wage increases at the Molalla, Lake Oswego, and Gresh-
am facilities or the Lake Oswego monthly attendance
bonuses were due and not granted. The make-whole
remedy shall be computed in accordance with Ogle Pro-
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 We shall modify the judge’s recommended Order to conform to the
violations found and the Board’s standard remedial language. We shall
also substitute a new notice to conform to the recommended Order as
modified. The new notice deletes the requirement that the Respondent
post the notice in both English and Spanish, because no party requested
a Spanish-language notice.
3 In adopting the judge’s recommendation that the certification year
be extended at the Gresham facility, pursuant to Mar-Jac Poultry Co.,
136 NLRB 785 (1962), we clarify that the 1-year extension will com-
mence when the Respondent begins to bargain in good faith with the
Union.
We do not adopt the judge’s remedy insofar as it provides for rein-
statement and make-whole relief for employee Rhandy Villanueva.
There is no such employee or allegation in this case, and this provision
appears to be an inadvertent error.
tection Services, 183 NLRB 682 (1970), enfd. 444 F.2d
502 (6th Cir. 1971), with interest at the rate prescribed in
New Horizons for the Retarded, 283 NLRB 1173 (1987),
compounded daily as prescribed in Kentucky River Medi-
cal Center, 356 NLRB 6 (2010).4
ORDER
The National Labor Relations Board orders that the
Respondent, First Student, Inc., Molalla, Lake Oswego,
and Gresham, Oregon, its officers, agents, successors,
and assigns, shall
1. Cease and desist from
(a) Telling employees that they will not be granted step
increases during contract negotiations.
(b) Telling employees that they will not be granted ret-
roactive step increases if they engage in protected activi-
ties.
(c) Telling employees that monthly attendance bonuses
will not be paid due to contract negotiations.
(d) Informing employees that only nonunion partici-
pants in its Retirement Savings Plan will receive an em-
ployer matching contribution.
(e) Failing and refusing to recognize and bargain in
good faith with the Union as the exclusive collective-
bargaining representative of the employees in the appro-
priate bargaining units below by:
(1) Failing and refusing to negotiate wages, bene-
fits, and other economic matters in the Gresham bar-
gaining unit unless and until agreement was reached
on noneconomic issues.
(2) Failing or refusing to meet at reasonable
times and/or places for bargaining with the Union
concerning the Gresham unit and unilaterally cancel-
ing bargaining scheduled for June 21–23, 2011, for
the Gresham unit.
(3) Unilaterally and without notice to and bar-
gaining with the Union canceling or delaying annual
wage or step increases for employees in the Lake
Oswego and Gresham units during negotiations for
initial collective-bargaining agreements.
(4) Unilaterally canceling or delaying annual
wage or step increases for employees in the Molalla
4 The judge, without discussion, ordered the Respondent to read the
notice to employees. This appears to be an inadvertent error as this
provision was neither included in the judge’s remedy section nor refer-
enced in his notice. In any event, the Respondent’s unfair labor prac-
tices have not been shown to warrant this extraordinary remedy. Ra-
ther, we find that the Board’s traditional remedies and the extension of
the certification year for the Gresham unit are sufficient to remedy the
Respondent’s violations. See Bruce Packing Co., 357 NLRB 1084,
1084 fn. 4 (2011); First Legal Support Services, 342 NLRB 350, 350
fn. 6 (2004). Therefore, we decline to order this additional remedy.
For the same reason, we substitute a narrow cease-and-desist order for
the broad order recommended by the judge.
FIRST STUDENT, INC.
209
unit during negotiations for a successor collective-
bargaining agreement without bargaining to overall
impasse on the entire agreement.
(5) Unilaterally and without notice and bargain-
ing with the Union delaying payment of monthly at-
tendance bonuses in the Lake Oswego unit.
(6) Refusing to bargain collectively with the Un-
ion by failing and refusing to furnish it with request-
ed information that is relevant and necessary to the
Union’s performance of its functions as the collec-
tive-bargaining representative of the Respondent’s
unit employees.
The appropriate bargaining units are:
All full time and regular part time school bus operators
and driver trainers employed by Respondent at its Mo-
lalla, Oregon, facility; but excluding all other employ-
ees, managers, technician in charge (mechanics), tech-
nicians (mechanics), clerical employees, and guards
and supervisors as defined in the Act.
All full time and regular part time drivers employed out
of Respondent’s Lake Oswego, Oregon facility; but ex-
cluding all mechanics/technicians, office clerical em-
ployees, professional employees, dispatchers, guards
and supervisors as defined in the Act and all other em-
ployees.
All full time and regular part time bus drivers and driv-
er trainers at Respondent’s Gresham-Barlow School
District Location; but excluding all other employees,
including dispatchers, mechanic technicians, and
guards, professional employees, and supervisors as de-
fined in the Act.
(f) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request, bargain with the Union as the exclusive
collective-bargaining representative of the employees in
the Molalla, Lake Oswego, and Gresham bargaining
units concerning terms and conditions of employment
and, if understandings are reached, embody the under-
standings in signed agreements.
(b) Make whole the unit employees at the Molalla,
Lake Oswego, and Gresham facilities for any loss of
earnings and other benefits suffered as a result of the
unlawful unilateral changes in terms and conditions of
employment, in the manner set forth in the remedy sec-
tion of the judge’s decision as amended in this decision.
(c) Furnish to the Union in a timely manner the infor-
mation it requested between August 23, 2010, and April
17, 2011.
(d) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents for examination and
copying, all payroll records, social security payment rec-
ords, timecards, personnel records and reports, and all
other records, including an electronic copy of such rec-
ords if stored in electronic form, necessary to analyze the
amount of back pay due under the terms of this Order.
(e) Within 14 days after service by the Region, post at
its facilities in Molalla, Lake Oswego, and Gresham,
Oregon, copies of the attached notice marked “Appen-
dix.”5 Copies of the notice, on forms provided by the
Regional Director for Region 19, after being signed by
the Respondent’s authorized representative, shall be
posted by the Respondent and maintained for 60 consec-
utive days in conspicuous places, including all places
where notices to employees are customarily posted. In
addition to physical posting of paper notices, notices
shall be distributed electronically, such as by email, post-
ing on an intranet or an internet site, and/or other elec-
tronic means, if the Respondent customarily communi-
cates with its employees by such means. Reasonable
steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other
material. The Respondent shall also mail a copy of the
notice to each bargaining unit employee who was laid off
since July 1, 2010. In the event that, during the penden-
cy of these proceedings, the Respondent has gone out of
business or closed the facility involved in these proceed-
ings, the Respondent shall duplicate and mail, at its own
expense, a copy of the notice to all current employees
and former employees employed by the Respondent at
any time since July 1, 2010.
(f) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
5 If this Order is enforced by a judgment of the United States court
of appeals, the words in the notice reading “Posted by Order of the
National Labor Relations Board” shall read “Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board.”
210
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES EMPLOYEES THE RIGHT
TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT tell you that you will not be granted step
increases during contract negotiations.
WE WILL NOT tell you that you will not be granted ret-
roactive step increases if you engage in protected activi-
ties.
WE WILL NOT tell you that monthly attendance bonuses
will not be paid due to contract negotiations.
WE WILL NOT inform employees that only nonunion
participants in our Retirement Savings Plan will receive
employer matching contributions.
WE WILL NOT fail and refuse to recognize and bargain
in good faith with Oregon School Employees Associa-
tion (the Union) as the exclusive collective-bargaining
representative of the employees in the appropriate bar-
gaining units below by:
Failing and refusing to negotiate wages, benefits, and
other economic matters in the Gresham bargaining unit
unless and until agreement was reached on noneco-
nomic issues.
Failing or refusing to meet at reasonable times and
places for bargaining with the Union concerning the
Gresham unit and unilaterally canceling bargaining
scheduled for June 21–23 for the Gresham unit.
Unilaterally and without notice and bargaining with the
Union canceling or delaying annual wage or step in-
creases for employees in the Lake Oswego and Gresh-
am bargaining units during bargaining for initial collec-
tive-bargaining agreements.
Unilaterally canceling or delaying annual wage or step
increases for employees in the Molalla unit during ne-
gotiation for a successor collective-bargaining agree-
ment in the absence of overall impasse on the entire
agreement.
Unilaterally and without notice and bargaining with the
Union delaying payment of monthly attendance bonus-
es in the Lake Oswego bargaining unit.
Refusing to bargain collectively with the Union by fail-
ing and refusing to furnish it with requested infor-
mation that is relevant and necessary to the Union’s
performance of its functions as the collective-
bargaining representative of our unit employees.
The appropriate bargaining units are:
All full time and regular part time school bus operators
and driver trainers employed by us at our Molalla, Ore-
gon, facility; but excluding all other employees, man-
agers, technician in charge (mechanics), technicians
(mechanics), clerical employees, and guards and super-
visors as defined in the Act.
All full time and regular part time drivers employed out
of Respondent’s Lake Oswego, Oregon facility; but
excluding all mechanics/technicians, office clerical
employees,
professional
employees,
dispatchers,
guards and supervisors as defined in the Act and all
other employees.
All full time and regular part time bus drivers and driv-
er trainers at Respondent’s Gresham-Barlow School
District Location; but excluding all other employees,
including dispatchers, mechanic technicians, and
guards, professional employees, and supervisors as de-
fined in the Act.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, on request, bargain with the Union as the
exclusive collective-bargaining representative of our
employees in the Molalla, Lake Oswego, and Gresham
bargaining units concerning terms and conditions of em-
ployment and, if understandings are reached, embody the
understandings in signed agreements.
WE WILL make whole the unit employees at the Mo-
lalla, Lake Oswego, and Gresham facilities for any loss
of earnings and other benefits resulting from our unlaw-
ful unilateral changes in terms and conditions of em-
ployment, with interest.
WE WILL furnish to the Union in a timely manner the
information it requested between August 23, 2010, and
April 17, 2011.
FIRST STUDENT, INC.
FIRST STUDENT, INC.
211
Daniel G. Mueller Esq., for the General Counsel.
Kristen J. Huening, Esq., for the Respondent.
Naomi Loo, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
JOHN J. MCCARRICK, Administrative Law Judge. This case
was tried in Portland, Oregon, on August 8 and 9, 2011, upon
the third order consolidating cases, third consolidated com-
plaint, and notice of hearing, as amended, complaint, issued on
July 7, 2011, by the Acting Regional Director for Region 19.
The complaint alleges that First Student, Inc., Respondent,
violated Section 8(a)(1) of the Act by telling employees that
they would not receive raises because of the Union and contract
negotiations, that employees would not receive retroactive
wage increases if they engaged in a strike, that attendance bo-
nuses would not be paid due to contract negotiations, that em-
ployees’ wages were frozen because of contract negotiations,
and that only nonunion employees would receive matching
contributions to Respondent’s retirement savings plan.
The complaint alleges that Respondent violated Section
8(a)(5) of the Act by unilaterally cancelling or delaying annual
step increases for its employees in the Molalla, Lake Oswego,
and Gresham bargaining units, and by delaying attendance
bonuses in the Lake Oswego unit.
The complaint also alleges Respondent violated Section
8(a)(5) of the Act concerning the Gresham bargaining unit by:
refusing to negotiate economic terms and conditions of em-
ployment until agreement was reached on all noneconomic
issues, by failing to meet at reasonable times and places for
bargaining with the Union, and by unilaterally cancelling bar-
gaining meetings.
The complaint finally alleges Respondent violated Section
8(a)(5) of the Act by failing and refusing to furnish the Union
with information relevant and necessary to the Union’s perfor-
mance of its duties as collective-bargaining representative of
employees in the Gresham bargaining unit.
Respondent filed a timely answer to the complaint stating it
had committed no wrongdoing.
FINDINGS OF FACT
Upon the entire record herein, including the briefs from the
counsel for the Acting General Counsel, General Counsel,
Charging Party, and Respondent, I make the following findings
of fact.
I. JURISDICTION
Respondent admitted that it is a State of Delaware corpora-
tion with offices and places of business in Molalla, Lake
Oswego, and Gresham, Oregon, and is engaged in the business
of providing schoolbus transportation services to various school
districts. During the 12 months, in conducting its business,
Respondent purchased and received at its Molalla, Lake
Oswego, and Gresham, Oregon facilities goods valued in ex-
cess of $50,000 directly from points outside the State of Ore-
gon.
Based upon the above, Respondent is an employer engaged
in commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
II. LABOR ORGANIZATION
Respondent admitted and I find that the Oregon School Em-
ployees Association Union (the Union) is a labor organization
within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. The Facts
Respondent provides schoolbus transportation for school dis-
tricts in Molalla, Lake Oswego, and Gresham, Oregon. Re-
spondent employs about 45 full- and part-time drivers in Mo-
lalla, 40 drivers in Lake Oswego and 110 drivers in Gresham.
Respondent’s managers are Tammy Clifford at Molalla, Darryl
Jefferson at Lake Oswego, and Michael Jourdan at Gresham.
An entity related to Respondent, First Group America, provides
labor relations assistance to Respondent. Peter Briggs is direc-
tor of labor relations for First Group America and was Re-
spondent’s chief negotiator at Gresham. Respondent’s director
of human resources is Kim Mingo. Mingo acted as Respond-
ent’s lead negotiator in collective bargaining with the Union at
Respondent’s Lake Oswego and Molalla facilities. Respond-
ent’s regional operations manager is Kay Hemstreet. Respond-
ent admitted that these individuals were supervisors or agents
of Respondent within the meaning of the Act.
Since April 27, 2007, the union has been the exclusive col-
lective-bargaining representative of the following unit of em-
ployees:
All full time and regular part time school bus operators and
driver trainers employed by Respondent at its Molalla, Ore-
gon, facility; but excluding all other employees, managers,
technician in charge (mechanics), technicians (mechanics),
clerical employees, and guards and supervisors as defined in
the Act.
Respondent’s recognition of the Union as the exclusive col-
lective-bargaining representative of the employees in the above
unit has been embodies in a collective-bargaining agreement
effective from July 1, 2007, to June 30, 2010.
On January 15, 2010, the Union was certified as the exclu-
sive collective-bargaining representative of employees in the
following unit:
All full time and regular part time drivers employed out of
Respondent’s Lake Oswego, Oregon facility; but excluding
all mechanics/technicians, office clerical employees, profes-
sional employees, dispatchers, guards and supervisors as de-
fined in the Act and all other employees.
On June 18, 2010, the Union was certified as the exclusive
collective-bargaining representative of employees in the fol-
lowing unit:
All full time and regular part time bus drivers and driver train-
ers at Respondent’s Gresham-Barlow School District Loca-
tion; but excluding all other employees, including dispatchers,
mechanic technicians, and guards, professional employees,
and supervisors as defined in the Act.
212
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
This case surrounds separate collective bargaining between
Respondent and the Union in 2010 and 2011 at Respondent’s
three facilities at Molalla, Lake Oswego, and Gresham, Oregon,
described above. Respondent’s employees at each of the three
locations work during for the most part during the school year
beginning after Labor Day in September unit school is out in
June of the following year. At each of the locations prior to the
advent of the Union, employees were given wage increases
when they returned to work in September. At Molalla the Un-
ion negotiated a wage scale effective July 1, 2007, to June 30,
2010.
1. The Molalla unit
Respondent has provided schoolbus transportation services
out of its Molalla facility pursuant to a contract with the Mo-
lalla River School District since about 1998. After the Union
was certified at Respondent’s Molalla facility, the parties en-
tered into negotiations that culminated in the 2007–2010 collec-
tive-bargaining agreement.1 Prior to the Union’s certification,
from 2003–2006 drivers got an annual pay increase at the be-
ginning of the school year. The collective-bargaining agree-
ment provided for wage increases each July through its expira-
tion in June 2010 as follows:
ARTICLE 16—WAGES
Section I. Route Wages.
Effective July 1, 2007
Years Employed Per hour rate
1st year $11.60
2nd year $11.80
3rd year $12.00
4th year $12.10
5th year $12.35
6th year+ $13.75
Grandparented $14.80
Effective July 1, 2008
Years Employed Per hour rate
1st year $11.65
2nd year $11.85
3rd year $12.10
4th year $12.25
5th year $12.40
6th year+ $14.05
Grandparented $15.50
Effective July 1, 2009
Years Employed Per hour rate
1st year $11.70
2nd year $11.95
3rd year $12.20
4th year $12.45
5th year $12.60
6th year+ $14.50
Grandparented $15.85
1 GC Exh. 33.
Section 2. Steps. Employees shall be moved ahead step by
step on the salary schedule each July 1 or upon the first day of
work in each school year, whichever comes later.
Prior to the expiration of the 2007–2010 contract, the parties
commenced negotiations for a successor contract in March
2010. At the start of the 2010–2011 school year, Molalla Unit
drivers who were not at the top step under the wage scale effec-
tive July 1, 2009, did not receive a step increase.
During bargaining Respondent’s regional human resources
manager, Kim Mingo, took the position that drivers would be
given no raises in September 2010 because the expiring con-
tract did not provide for raises after June 2010 and because the
parties were in negotiations to bargain for increases. However,
in February 2010 Respondent moved its Molalla drivers up one
step in pay grade in an effort to settle a pending unfair labor
practice and to make a movement in bargaining. In July 2011,
the parties reached agreement on a successor contract, effective
from July 1, 2010, through June 30, 2012.2 The 2010 contract
included a 9-step pay scale which increased wages from the
2007 collective-bargaining agreement. In about June 2011,
Respondent paid the wage increases set forth in the 2010 con-
tract retroactively to July 1, 2010, without interest, but only for
drivers who worked the entire 2010–2011 school year.3 Several
drivers who worked during the 2010–2011 school year, but left
Respondent’s employment prior to the end of that year, did not
receive retroactive pay.
2. The Lake Oswego unit
a. The wage issue
Respondent has provided school bus transportation services
out of its Lake Oswego facility since at least 2008 pursuant to a
contract with the Lake Oswego School District. After certifica-
tion in January 2010, the parties commenced bargaining and in
January 2011 entered into a collective-bargaining agreement
effective from 2011–2013. Prior to the Union’s certification in
January 2010, drivers received annual pay raises in September
from 2006 to 2009 according to a pay scale that provided hour-
ly wage increases based upon time in service.4 Drivers spent 1
full year at each step, and moved up the scale automatically
each year.5 At the start of the 2009–2010 school year, drivers
who had spent a full year in their current step received a step
increase. That school year, the hourly rate at steps 1–5 of the
wage scale was unchanged from the 2008–2009 school year,
but the hourly rate in step 6 increased by $0.25, so even drivers
who had been at the top of the 2008–2009 pay scale received a
pay increase. The 2009–2010 wage scale provides:
Years
09/10 wage
New Drivers
$11.80
1-2 year
$12.00
2-3 year
$12.50
2 GC Exh. 36.
3 GC Exh. 37.
4 GC Exh. 42.
5 R. Exh. 12.
FIRST STUDENT, INC.
213
3-4 year
$13.00
4-5 year
$13.40
5 years and
beyond
$14.65
While Respondent contends that employees in the Lake
Oswego unit had their wages frozen at the start of the 2009–
2010 school year, Manager Jefferson testified that every driver
who had been in their current step a full year received a step
increase at the start of the 2009–2010 school year. The hourly
rate earned at steps 1–5 of the 2009–2010 wage scale was the
same hourly rate earned under steps 1–5 of the 2008–2009
school year, but drivers nevertheless moved up the scale, re-
ceiving their step increases. Further, the hourly rate at step 6
increased by $0.25, which ensured that even drivers who had
been at the top of the 2008–2009 pay scale received a pay in-
crease.
During bargaining in September 2010 the Lake Oswego
drivers received no pay increase. On August 25, 2010, driver
Brian McLaughlin was told by Manager Jefferson, that he
would not get a pay raise because the parties were under con-
tract negotiations. Jefferson admits that during these one-on-
one meetings on August 25 he told every driver that there
would be no pay increases “until the negotiations were done.”
At a bargaining session on August 31, 2010, Union Field
Representative Kimberly Bonner asked Mingo if drivers were
getting pay raises. Mingo told Bonner that there would be no
raises while bargaining was ongoing but raises would be paid
retroactively when the contract was signed. However, Mingo
added if the employee struck there would be no raises. There
were several bargaining unit employees at this bargaining ses-
sion.
Respondent and the Union reached a first contract at the
Lake Oswego facility in early 2011. The contract was ratified
in January 2011 and finalized by the parties in March 2011.
After the contract was ratified, wage increases were paid retro-
actively to September 1, 2010, the effective date of the contract.
However, only drivers who were employed as of the contract
ratification date received retroactive pay increases around Feb-
ruary or March 2011.
b. Good attendance bonus
Prior to 2010 a $60 good attendance bonus was paid monthly
to drivers with perfect attendance in the previous month. Driv-
er McLaughlin had perfect attendance for the month of Sep-
tember 2010. However, he did not receive a bonus the follow-
ing month. When McLaughlin complained to Jefferson, Jeffer-
son told McLaughlin that while the parties were in negotiations
there would be no bonuses paid. Shortly thereafter Jefferson
wrote on the bulletin board in the breakroom: “Attendance
bonuses checks will not be issued due to ongoing negotiations.”
Jefferson admitted that during this meeting he told McLaughlin
that attendance bonuses would not be paid until negotiations
were complete.
Later that same day, Jefferson wrote a note on the chalk-
board in the employee breakroom, which he customarily uses to
communicate with drivers, stating: “Attendance bonus checks
will not be issued due to negotiations.” At hearing, Jefferson
admitted that attendance bonuses earned in September 2010,
were not timely paid, explaining that he had been “instructed
not to pay the attendance bonuses until negotiations were
done.”
McLaughlin was paid his September bonus in November
2010. However, Respondent never repudiated its unlawful re-
fusal to pay bonuses during negotiations.
3. The Gresham unit
Respondent has provided schoolbus transportation services
out of its Gresham facility since 2000 pursuant to a contract
with the Gresham-Barlow School District. The Union was
certified at the Gresham facility on June 18, 2010. Dr. Fernan-
do Gapasin (Gapasin), the Union’s field representative, was
responsible for bargaining with Respondent at Gresham.
a. Wage increase
On August 19, 2010, Gapasin attended a meeting of drivers
at the Gresham facility prior to the start of the school year. At
this meeting driver Jennie Seibel asked Gresham, Manager
Jourdan if employees were going to get a pay raise. Jourdan
replied no, due to the Union and settling on a committee in
Cincinnati. When Seibel asked what had to be done to get a
raise Jourdan said, “[T]hat’s the way it is till things are settled
and pay rates decided upon.”
Employee testimony, as well as the testimony of Dr. Jour-
dan, establishes that, until the 2010–2011 school year, Gresham
unit drivers customarily received a pay increase at the start of
every school year. Dr. Jourdan, the manager at the Gresham
facility since January 2008, admitted that it is customary for
Gresham unit drivers to receive an annual pay increase. As
confirmed by the spreadsheet6 produced by Respondent pursu-
ant to subpoena, Gresham unit drivers received a wage increase
each August from 2006 through 2009, the year prior to the
Union’s certification. The information contained in the spread-
sheet further establishes that Respondent maintained a several
step pay scale for its Gresham drivers.
At hearing, Respondent suggested that Gresham unit drivers
did not receive a wage increase at the start of the 2010–2011
school year due to an alleged wage freeze implemented in July
or August 2009. Respondent did not produce its 2008–2009
and 2009–2010 wage scales, despite subpoena. However, Jour-
dan admitted that all Gresham unit drivers received a pay in-
crease at the start of the 2009–2010 school year. Jourdan stated
that the pay increases that drivers received at the start of the
2009–2010 school year were merely step increases under the
2008–2009 wage scale, which had not been revised. Further,
the spreadsheet shows that in August 2009, eight drivers re-
ceived a pay increase to $15.40 an hour, a rate that no driver
earned the year before. This indicates that there was no such
rate under the 2008–2009 wage scale. Thus, consistent with the
custom at the Gresham facility, all Gresham unit drivers re-
ceived a pay increase at the start of the 2009–2010 school year.
Furthermore, no documentary evidence was proffered that Re-
spondent implemented any sort of wage freeze. While Jourdan
6 GC Exh. 44, pp. 1–31.
214
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
testified that a wage freeze was implemented in July or August
2009, he admitted that the wage freeze may have been only a
rumor that was discussed and he was not aware of any final
decision concerning a wage freeze.
b. Retirement plan
On November 10, 2010, Respondent’s president, Burtwistle,
sent Gresham unit drivers a letter regarding Respondent’s re-
tirement savings plan.7 In his letter, Respondent announced
that it was reinstating its “employer matching contribution,”
retroactive to January 2010. The “employer matching contribu-
tion,” however, would be paid to only “non-union participants:”
All non-union participants will receive an employer matching
contribution of 100% of the before tax savings contributions
that the participant contributes to the Plan.
c. Information requests
On August 23, 2010, Cory Blacksmith, the president of Un-
ion chapter 204 at the Gresham facility sent a letter8 to Jourdan
that stated:
We are formally requesting the step up raise sheets that have
been issued to Payroll for the past 5 years (2004–2005 thru
2009–2010 school years) and all First Student Policy’s re-
garding this matter.
The wage scale shows, in table format, the hourly rate paid
to drivers at each step of the scale; the steps of the wage scale
are based on years of service. Blacksmith had seen such a wage
scale in the payroll office in 2006, and again in 2010.
On August 31, 2010, Gapasin sent an email9 to Respondent’s
vice president, labor relations, Tom Secrest, with a copy to
Jourdan requesting information about pay increases together
with a copy of Blacksmith’s August 23, 2010 letter.
On October 14, 2010, Gapasin sent an email10 to Peter
Briggs, Respondent’s chief negotiator for Gresham and again
requested wage increase information as well as a list of all bar-
gaining unit employees, including names, addresses, rates of
pay and benefits, and date hired.
On November 2, 2010, by email11 Gapasin requested from
Briggs dates for negotiation meetings. In addition, Gapasin
requested additional information including the current service
contract made between the Gresham School District and Re-
spondent. The Union again requested a current list of all bar-
gaining unit personnel including their names, addresses, phone
numbers, date of hire, job assignment, hours worked per day,
hourly pay and benefits received, as well as past and current
First Student policies regarding annual salary increases.
Briggs replied to Gaspasin’s information request on Novem-
ber 2, 2010,12 denying the request for the contract between
Respondent and the Gresham School District, the annual wage
increase information names, addresses, phone numbers, date of
hire, job assignment, hours worked per day, hourly pay and
7 GC Exh. 31.
8 GC Exh. 2.
9 Ibid
10 GC Exh. 3.
11 GC Exhs. 4 and 5.
12 GC Exh. 6.
benefits received, as well as past and current First Student poli-
cies regarding annual salary increases. Brigg’s response stated
in part:
In addition to the foregoing, be advised that the Company be-
lieves its contract with the Gresham School District is proprie-
tary information so if you desire that document you could
pursue such through the District as we believe it is public in-
formation and is not our place to share the document directly
with the union. Furthermore, how we have conducted our
processes for adjusting wages as a non-union entity is also
considered proprietary information, however we will provide
you the current pay rates for all members of the bargaining
unit as part of the information Mr. Jourdan will be forwarding
to you.
The Union did not agree that the wage information it had re-
quested was proprietary, but nevertheless offered, repeatedly, to
discuss the issue of confidentiality with Respondent.13 Re-
spondent, however, never accepted the Union’s repeated offers
to negotiate confidentiality protections.
With respect to dates for bargaining, Briggs stated:
With respect to possible dates for bargaining, this will be chal-
lenging due to holidays and the respective schedules of the
Company’s bargaining team members. Therefore, by copy of
this message to Michael and Kay, I am sharing with all of you
my possible dates, these of course being subject to everyone’s
availability and how such may mesh with your own schedule.
As things stand now, we could begin discussions on Decem-
ber 1 and 2 or December 6 and 7. Another alternative might
be November 22 and 23 however this is the week of Thanks-
giving and flights may be hard to come by.
Attached to Briggs email of November 2, 2010, was Re-
spondent’s proposal for ground rules.14 Respondent’s proposed
ground rules included item 2 which stated in part, “Non eco-
nomic discussions will be concluded before any economic talks
will be entertained.” At no time did the Union agree to this
proposal. In fact on November 17, 2010, the Union responded
to Respondent’s ground rules and struck the provision of
ground rule 2 that stated, “Non economic discussions will be
concluded before any economic talks will be entertained.”
The Union also made another request for information on No-
vember 17, 2010.15 The request included:
(1) Fleet cost information including the depredation log, miles
driven and total number of gallons of fuel purchased in the
2010 fiscal year (through March 31, 2010) by each vehicle
used in the Gresham Barlow School District.
(2) Maintenance costs per vehicle to include hours billed and
price per hour, services rendered, and if the services were for
scheduled maintenance or outside of scheduled maintenance
regarding the Gresham Barlow contract in the 2010 fiscal
year.
(3) All costs associated with building leases, loans, mortgag-
13 GC Exhs. 7–11.
14 GC Exh. 6, p. 3.
15 GC Exh. 12.
FIRST STUDENT, INC.
215
es, debt service and/or rents regarding the Gresham Barlow
contract for the 2010 fiscal year and scheduled for the 2011
fiscal year.
(4) All actual costs associated with purchasing supplies for the
2010 fiscal year regarding the Gresham Barlow contract.
(5) Total amount of fuel purchased separated by vehicles used
to transport Gresham Barlow students and other vehicles for
the 2010 fiscal year.
(6) Total number of hours including route hours, overage
hours, athletic/field trip route hours and athletic/field trip lay-
over hours for the 2010 fiscal year.
(7) Total cost of any additional surcharge costs for mountain
trips or overnight hours for the 2010 fiscal year.
(8) Total costs billed to Gresham Barlow school district by
object to include payroll associated payroll costs; supplies,
purchased services, capital outlay, or other costs in the 2010
fiscal year.
(9) All revenue earned from charter services of the fleet used
to transport Gresham Barlow students in the 2010 fiscal year.
(10) All past and current cost estimates, contract addendums
and price escalation agreements.
At the bargaining table on March 22, 2011, Briggs claimed
that information regarding annual pay increases was not availa-
ble. However, Jourdan’s testimony established that there is an
annual wage scale at the Gresham facility stored on a computer,
with a hardcopy maintained in Jourdan’s office. The wage
scale shows the wage rates for the current year, as well as the
preceding year, broken down by steps. During bargaining at
the Gresham facility, Respondent never produced any wage
scale to the Union.
Respondent, moreover, never produced any Gresham wage
scale to the Acting General Counsel, despite subpoena. The
General Counsel served on Respondent a subpoena seeking
“documents and communications related to or showing the
wage rates and wage increases at Respondent’s facility in
Gresham, Oregon, from January 1, 2006, through the present,
including but not limited to, . . . wage sheets and wage summar-
ies.” (Tr. 563:7–14.) Dr. Jourdan admitted receiving a copy of
this subpoena before the hearing and looking for responsive
documents. (Tr. 563:7–16.) Respondent, however, did not pro-
duce to counsel for the Acting General Counsel the wage scales
that Dr. Jourdan described at hearing. On the third and final day
of hearing, Respondent’s counsel belatedly offered to produce
the subpoenaed wage scales, but the Court properly rejected
this offer as untimely. (Tr. 586:122.) Respondent’s wage scales
were undeniably relevant, as they relate to the core issue of
whether Respondent unlawfully ended its practice of granting
Gresham unit drivers a pay increase at the start of every school
year, and they should have been produced before the hearing
commenced. The Acting General Counsel, therefore, requests
that an adverse inference be drawn against Respondent for fail-
ing to produce such relevant documents. Specifically, the Act-
ing General Counsel asks that Judge McCarrick find that: (1)
the wage scales that were not produced would confirm that
Respondent had a custom of granting its drivers a pay increase
at the start of every school year, as already established by doc-
umentary and testimonial evidence, and (2) there was no wage
freeze in 2009, as Dr. Jourdan claimed, as at least the rate at the
top step of the pay scale increased that year.
At the March 22, 2011 bargaining session, the Union made
an additional information request16 that included:
4. Please provide the number of employees and their work
hours per day that fit into the following categories: Driv-
erltrainer, Special Education driver, Bus washer, Cover driver
and Translator (hours spent translating would suffice).
The Union sought this information in order to enable the Un-
ion to accurately cost its contract proposals, including a differ-
ential for the different categories of workers. Respondent had
not previously provided the Union with this information. Jour-
dan testified that Respondent’s payroll department should be
able to generate the information requested in item 4 of the Un-
ion’s March 22 request. Nevertheless, Respondent refused to
provide this information, telling the Union that it did not have
those categories of workers and the Union had received all it
was going to get. Respondent said that they had no information
responsive to item 4 and that the Union had all the information
they were going to get on busdrivers.17
Respondent’s first contract language proposal, given to the
Union during bargaining on February 8, Respondent included a
management-rights clause that stated:18
The relevant portions of the contract between the company
and its client under which an employee of the company per-
forms work shall be incorporated by reference into this
Agreement, to the extent only that such provisions impose
terms, conditions or requirements upon the Company’s em-
ployees that are not required under the terms of this Agree-
ment. In a situation in which a provision of this Agreement is
in conflict with any of the provisions of said contract or the di-
rectives of the Company’s client regarding the Company’s
employees, the relevant portions of said contract or the cli-
ent’s directives shall prevail for all employment related pur-
poses. All employees of the Company are employed subject
to the consent of the Company’s Client. Should the client
consent be denied or withdrawn, the employee must be dis-
charged. Such discharge shall not be subject to the grievance
or arbitration procedures of this Agreement.
On February 8, at the bargaining table, the Union told Re-
spondent that it could not agree to Respondent’s proposed man-
agement rights language without seeing a copy of the Gresham
Revenue Contract, referenced in Respondent’s February 8 pro-
posal. Respondent refused to produce the Gresham Revenue
Contract claiming it is both proprietary and publicly available.
In its second contract language proposal,19 given to the Un-
16 GC Exh. 10.
17 Jordan’s response of November 8, 2010, GC Exh. 20, did not con-
tain all of the information the Union requested in its March 22 infor-
mation request.
18 GC Exh. 18, p. 5.
19 GC Exh. 19.
216
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ion during bargaining on March 21, Respondent’s proposed
management-rights clause was unchanged from February 8.
The following day, the Union gave Respondent a written re-
quest for the Gresham Revenue Contract.20
On April 7, 2011, the Union again requested21 revenue
agreements between Respondent and the Gresham School Dis-
trict in response to Respondent’s proposed management rights
clause The Union requested the Gresham Revenue Contract
again on April 7 and 17, but Respondent still did not provide it
to the Union.
Respondent never provided the Gresham Revenue Contract
to the Union, despite having referenced it in each of its contract
proposals through April 14, 2011. Although Briggs testified
that he expected the Union to trust his representations as to
what the Gresham Revenue Contract provided although he
admitted he is not familiar with the specific terms of the Gresh-
am Revenue Contract.
On several occasions, including March 15, 17, 18, and 22, as
well as April 7 and 17, 2011, the Union requested22 that Re-
spondent produce copies of its revenue contracts with the
school districts in Sandy and West Linn-Wilsonville, Oregon.
The Union requested these contracts because Respondent had
represented at the bargaining table that its proposed manage-
ment-rights language was required in all of its contracts, and
the Union wanted to verify that assertion. Respondent never
provided the Union with copies of its revenue contracts with
the school districts in Sandy and West Linn-Wilsonville, Ore-
gon.
d. Bargaining
The parties first bargaining session was scheduled for De-
cember 2, 2010. However, Respondent refused to meet with
the Union because the Union had brought about 22 observers to
the meeting. Gapasin told Briggs that Respondent had permit-
ted observers at the Molalla and Lake Oswego bargaining ses-
sions and Respondent should discuss this with the Union.
Briggs replied he was not going to bargain in front of an audi-
ence.
The next bargaining session did not take place until January
6, 2011. At that time Respondent presented its second ground
rules proposal23 which continued to include item 2 requiring all
non economic issues be resolved before economic issues would
be discussed. Bargaining lasted for about 3 hours and consisted
almost entirely of discussing ground rules. No agreement was
reached regarding ground rules because of the parties’ disa-
greement over rules 2 and 4. Respondent’s proposed ground
rule 4 excluded any bargaining unit observers from being pre-
sent during bargaining sessions. At this meeting the Union
gave Respondent a comprehensive bargaining proposal.24
On January 14, 2011, Briggs confirmed that the parties had
agreed to meet on February 7 and 8, 2011, and he proposed
additional meetings for March 21, 22, and 23, April 14 and 15,
and June 21–23, 2011. On February 1, 2011, Gapasin con-
20 GC Exh. 10.
21 GC Exh. 21.
22 GC Exhs. 8–11 and 21.
23 GC Exh. 13.
24 GC Exh. 14.
firmed those dates and also requested May 26 and 27. Briggs
responded he could not meet on May 26 and 27 due to previous
commitments.25
On January 17, 2011, the Union sent a copy of its proposed
ground rules26 to Respondent. The Union’s proposed ground
rules deleted any reference to noneconomic issues being re-
solved before economic issues could be discussed but agreed
that there would be no observers in bargaining sessions.
At the February 7, 2011 bargaining session the entire 3 hours
was devoted to discussion of ground rules with Respondent
insisting that noneconomic issues being resolved before eco-
nomic issues could be discussed. Finally at the February 8,
2011 bargaining session the parties agreed to ground rules27
with no agreement on the order of discussion of economic ver-
sus non economic issues. The rules stated in part at item 2:
It is the intent of the Company that non-economic discussions
will be concluded before any economic talks will be enter-
tained. The union’s intent is to the contrary.
At the February 8 session Respondent made its first substan-
tive proposal.28 It contained no economic proposals.
The next bargaining took place on March 21–23, 2011. Re-
spondent made another proposal on March 21, 2011.29 Once
again Respondent’s proposal contained no economic terms.
Respondent continued to refuse to bargain on economic is-
sues at the March bargaining meetings.
The next bargaining sessions took place on April 14 and 15,
2011. At the April 14 meeting, the Union made a full contract
proposal to Respondent.30 However, Respondent continued to
refuse to bargain over economics. Respondent made a new
proposal on April 15, however, it contained no economic
terms.31
Ground rules at Lake Oswego took one-half hour to agree to
and Respondent did not insist on all noneconomic issues being
resolved before economic issues were discussed.
On April 17, 2011, the Union made yet another contract pro-
posal that contained economic concessions. The offer was
made contingent upon its being accepted by Respondent by
April 20, 2011. Respondent made no response to this proposal.
The next bargaining was not scheduled to take place until
June 21, 2011. In a further effort to advance the negotiations,
on April 24, 2011, the Union again requested bargaining dates
prior to June 21.32 The Union requested more bargaining dates
prior to the next scheduled June dates, and offered to meet via
teleconference. Briggs denied this request the following day,
stating that the June 2011 dates were “established in good
faith” and “there are no other dates available for us to meet.”33
On April 25, the Union urged Respondent to find time for bar-
25 GC Exh. 15.
26 GC Exh. 16.
27 GC Exh. 17.
28 GC Exh. 18.
29 GC Exh. 19.
30 GC Exh. 22.
31 GC Exh. 23.
32 GC Exh. 25.
33 Ibid.
FIRST STUDENT, INC.
217
gaining prior to June 21.34 Again on May 19, 2011,35 the Union
made requests to Respondent to bargain before June 21.
The Union also sought the assistance of the Federal Media-
tion and Conciliation Service which offered to mediate bargain-
ing any time during the week of June 6, 2011.36 Respondent
declined FMCS’ invitation:
Please be advised that we are aware of the services provided
by FMCS, but the parties to the subject negotiation have NOT
mutually agreed to utilize your services at this time. Accord-
ingly we are expecting to meet with representatives of the
OSEA as originally scheduled, their repeated attempts to alter
the normal process notwithstanding.37
Despite the agreed upon bargaining date of June 21, 2011,
Respondent refused to bargain with the Union on the ground
that the employees in the Gresham bargaining unit had filed a
decertification petition.38 However, Respondent had no evi-
dence of how many employees supported the decertification
petition.
The following day Briggs retracted his refusal to bargain
with the Union.39 As noted in his email of June 22, 2011,
Briggs advised Gapasin:
Dr. Gapsin, contrary to my previous communications re-
garding the impact of the decertification filed by our em-
ployees, please be advised we will continue to bargain
with you in the interest of attempting to continue to build
positive relations.
Briggs suggested meeting on June 27–29, 2011. Gapasin re-
sponded by proposing the dates of July 11–13, 2011.40 Briggs
countered with August 2–4.41 Gapasin agreed to meet August
2–4.
At the August 2, 2011 meeting Respondent made its first
economic proposals.42 Respondent’s proposals included a 1
year contract duration and a wage scale effective August 2011
with no wage increases.
As of August 4, 2011, Respondent had provided none of the
information requested by the Union since October 14, 2010,
other than Jordan’s November 8, 2010 letter providing employ-
ee names, hire dates, daily average hours worked, and hourly
pay rates.
B. The Analysis
1. The 8(a)(5) allegations
a. The unilateral changes
Complaint paragraphs 7(a), (b), and (d) allege that between
July 1 and August 2010, Respondent canceled or delayed annu-
34 Ibid.
35 GC Exh. 27.
36 GC Exh. 26.
37 Ibid.
38 GC Exh. 28.
39 GC Exh. 29, pp. 4–5.
40 Ibid at p. 4.
41 Ibid at p. 3.
42 GC Exh. 30.
al wage increases for its Molalla, Lake Oswego, and Gresham
employees.
Complaint paragraph 7(c) alleges that on about October 15,
2010, Respondent delayed payment of monthly attendance
bonuses to its Lake Oswego employees.
Section 8(a)(5) of the Act provides that, “It shall be an unfair
labor practice for an employer-(5) to refuse to bargain collec-
tively with the representative of his employees.”
It is well established that when employees are represented by
a labor organization their employer may not make unilateral
changes in their terms and conditions of employment. This is
the so called “status quo” which the employer must maintain.
See NLRB v. Katz, 369 U.S. 736, 747 (1962); Jensen Enterpris-
es, 339 NLRB 877, 877 (2003). It is not a defense that unilat-
eral changes were made pursuant to established company poli-
cy, or without antiunion motivation. Id. To be found unlawful,
the unilaterally imposed change must be “material, substantial,
and significant” and impact the employees or their working
conditions. Toledo Blade Co., 343 NLRB 385 (2004).
The duty to maintain the “status quo” imposes an obligation
upon the employer not only to maintain what it has already
given its employees, but also to implement benefits that have
become conditions of employment by virtue of prior commit-
ment or practice. Jensen Enterprises, supra. Periodic wage
increases become conditions of employment if they are, “an
established practice. . . regularly expected by the employees.”
Daily News of Los Angeles, 315 NLRB 1236 (1994), enfd., 73
F.3d 406 (D.C. Cir. 1996). As the Board noted in Jensen at
877:
Accordingly, following its employees’ selection of an exclu-
sive bargaining representative, an employer may not unilater-
ally discontinue a practice of granting periodic wage increas-
es. By withholding customary increases during the potentially
long period of negotiations for an agreement covering overall
terms and conditions of employment, an employer, in effect,
changes existing terms and conditions without bargaining to
agreement or impasse, in violation of Section 8(a)(5).
Accord: Covanta Energy Corp., 356 NLRB 706, 719–723
(2011).
The Board has recognized a limited exception to the general
rule that there may be no implementation of a unilateral change
prior to impasse. Stone Container Corp., 313 NLRB 336
(1993); TXU Electric Co., 343 NLRB 1404 (2004); Neighbor-
hood House Assn., 347 NLRB 553 (2006); and Covanta Energy
Corp., supra.
The Stone Container exception provides that:
[I]f a term or condition of employment concerns a discrete re-
curring event, such as annually scheduled wage review, and
that event is scheduled to occur during negotiations for an ini-
tial contract, the employer may lawfully implement a change
in that term or condition if it provides the union with a rea-
sonable advance notice and an opportunity to bargain about
the intended change.” Neighborhood House Assn., 347 NLRB
553, 554 (2006).
In order to rely on this exception, the employer cannot simp-
ly propose elimination of the annual practice but must be will-
218
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ing to bargain over the amount of the annual payment for that
particular year. Neighborhood House Assn., 347 NLRB at fn. 4
and 556. Thus, the employer is “obliged to maintain the fixed
elements of the [practice or program] and to negotiate with the
Union over the discretionary element of the [practice or pro-
gram]—the amount.” Mission Foods, 350 NLRB 336, 337–338
(2007). Further, “The employer relying on the Stone Container
exception has to tell the Union that it is not going to continue
the specified terms and conditions of employment.” Covanta
Energy Corp., 356 NLRB 721–722.
Respondent, in its brief, acknowledges its obligation to
maintain the status quo but contends that the Stone Container
exception applies here with respect to the annual wage increas-
es. Respondent’s reliance is misplaced.
The facts are undisputed that Respondent had a past practice
of granting annual wage increases at each of its three facilities
involved here. While both Jourdan and Jefferson denied there
was a wage increase in the 2009–2010 year, the wage stubs of
employees as well as spreadsheets provided by Respondent
belie this assertion. Respondent contends that any past practice
of annual wage increases at the Molalla facility were supersed-
ed by the 2007–2010 collective-bargaining agreement. Re-
spondent fails to recognize that it had an obligation to continue
following the economic terms of the expired Molalla collective-
bargaining agreement which provided for annual step increases.
Here Respondent utterly failed to bargain with the Union
over the amount to be paid under its extant wage programs.
Rather, Respondent unilaterally eliminated the annual wage
increases at all of its facilities by when it first announced to
employees they would be getting no annual raise while negotia-
tions continued, suggesting a fait accompli, not a meaningful
proposal. Covanta Energy Corp., supra at 722.
Any suggestion that Respondent’s announcements concern-
ing annual wage increases to employees and Dr. Gapasin at
Gresham and to employees at Lake Oswego, constituted notice
to the Union and an opportunity to bargain is specious since the
employees were presented not with a proposal but a final deci-
sion.
Finally Respondent’s novel argument that the unilateral
changes in its annual wage increases were not material since
there is no 8(a)(3) allegation herein is unsupported in the law.
Moreover, there is nothing de minimus about a unilateral
change during the course of initial bargaining for a collective-
bargaining agreement.
With respect to the attendance bonus at the Lake Oswego fa-
cility, there is no dispute that Respondent failed to make a time-
ly payment of the bonus to McLaughlin. There is no dispute
that Jefferson told McLaughlin and later wrote on the employ-
ees’ bulletin board that the reason employees would not be paid
attendance bonuses until negotiations were completed. Like the
annual wage increases, the attendance bonus was Respondent’s
extant practice. Prior to its discontinuance of the bonus, Re-
spondent never gave the Union notice or an opportunity to bar-
gain over the amount of the bonus but presented its decision as
a fait accompli. Under these circumstances, the Stone Contain-
er exception does not apply. Further, since the bonus is a term
and condition of employment whose cessation occurred while
in the first year of bargaining for an initial agreement, Re-
spondent’s discontinuance of the bonus for 1 month is a materi-
al change. Moreover, while McLaughlin was later paid his
September bonus in November, Respondent never repudiated
Jefferson’s statement. Thus, I can not find Respondent’s action
de minimus.
I find that in ceasing its annual wage increases and its at-
tendance bonus Respondent violated Section 8(a)(1) and (5) of
the Act as alleged.
b. Failure to negotiate on economic issues
Complaint paragraph 8(b) alleges that from December 2010
through April 15, 2011, Respondent failed to negotiate eco-
nomic issues in collective bargaining with the Union until
agreement was first reached on all non economic issues.
Section 8(d) of the Act defines the obligation to bargain col-
lectively as the requirement of an employer and the representa-
tive of its employees to, “meet at reasonable times and confer
in good faith with respect to wages, hours, and other terms and
conditions of employment, or the negotiation of an agreement
or any question arising thereunder.”
While a determination of whether an employer bargained in
good faith, requires an examination of the totality of the Re-
spondent’s conduct both at and away from the bargaining table,
see Hardesty Co., 336 NLRB 258, 259 (2001), enfd. 308 F.3d
859 (8th Cir. 2002), it has long been settled that an employer
may not condition bargaining over economic issues upon reso-
lution of all noneconomic issues. Erie Brush & Mfg. Corp., 357
NLRB 363, 373 (2011) (citing John Wanamaker Philadelphia,
279 NLRB 1034 (1986); South Shore Hospital, 245 NLRB 848
(1979), enfd. 630 F.2d 40 (1st Cir. 1980); also see Eastern
Maine Medical Center, 253 NLRB 224, 245 (1980), enfd. 658
F.2d 1 (1st Cir. 1981); Northwest Graphics, Inc., 342 NLRB
1288 fn. 24 (2004)).
The facts establish that Respondent continuously, from at
least January 6, 2011, until August 2011, refused to bargain
over economic terms until all noneconomic terms had been
concluded. This position was embodied in Respondent’s
ground rules proposal43 which included item 2 that required all
noneconomic issues be resolved before economic issues would
be discussed. From the first bargaining session on January 6,
2011, until Respondent made its first economic proposals on
August 2, 2011, all bargaining consisted of discussions on non-
economic issues. Despite the Union’s efforts to discuss eco-
nomic issues and present economic as well as noneconomic
proposals, Respondent steadfastly refused to discuss econom-
ics.
Respondent contends that its insistence on resolution of all
noneconomic items as a prerequisite for economic discussions
was part of a strategy of hard bargaining motivated by its busi-
ness considerations. This is no defense since it is well estab-
lished that such conduct is unlawful. Respondent further as-
serts that it never refused to negotiate economic items with the
Union. This contention is simply not supported by the record.
The record is clear that Respondent never submitted an eco-
nomic proposal or discussed economic items until August 2011.
While the parties ultimately agreed to ground rules, the record
43 GC Exh. 13.
FIRST STUDENT, INC.
219
is clear that there was never a meeting of the minds concerning
ground rules for discussing economic items absent full agree-
ment on non economic terms. The ground rules44 are clear that
Respondent insisted on full agreement on noneconomics first
while the Union insisted on discussing both economic and non-
economic issues together. It is pure sophistry to suggest that
item 6 of the ground rules was an agreement to discuss noneco-
nomics first. This interpretation flies in the face of ground rule
item 2. Item 6 merely states that the economic package shall be
agreed upon as a whole not that economics cannot be discussed
until noneconomics are resolved.
I find that in insisting from January 6 to August 2, 2011, on
resolution of all noneconomic issues before there could be any
discussion of economic issues, Respondent bargained in bad
faith in violation of Section 8(a)(1) and (5) of the Act as al-
leged.
c. Failure to meet at reasonable times from April 15 through
August 2, 2011
Complaint paragraph 8(c) alleges that from April 15 through
June 20, 2011, Respondent failed to meet at reasonable times
and places for bargaining with the Union concerning employees
at the Gresham facility.
Complaint paragraph 8(e) alleges that from June 21 through
August 2, 2011, Respondent failed to meet at reasonable times
and places for bargaining with the Union concerning employees
at the Gresham facility.
As noted earlier, Section 8(d) of the Act defines the obliga-
tion to bargain collectively as the requirement of an employer
and the representative of its employees to, “meet at reasonable
times and confer in good faith with respect to wages, hours, and
other terms and conditions of employment, or the negotiation of
an agreement or any question arising thereunder.”
An employer’s obligation to bargain in good faith includes a
duty to make its authorized representative available for negotia-
tions at reasonable times and places. Nursing Center at Vine-
land, 318 NLRB 901, 905 (1995). See also Milgo Industrial,
Inc., 229 NLRB 25, 31 (1977). An employer acts at its peril
when it chooses as a bargaining agent someone who is encum-
bered by conflicts. Caribe Staple Co., 313 NLRB 877, 893
(1994); O & F Machine Products Co., 239 NLRB 1013, 1019
(1978); Imperial Tile Co., 227 NLRB 1751, 1754 (1977). The
fact that its attorney may have been too busy to meet as sched-
uled does not serve to excuse an employer from its obligation to
bargain in good faith. Lawrence Textile Shrinking Co., 235
NLRB 1178, 1179 (1978); see also Caribe Staple Co., 313
NLRB at 893; O & F Machine Products Co., 239 NLRB at
1019.
In assessing Respondent’s good faith or lack thereof, one
cannot look at isolated circumstances, i.e., merely the schedul-
ing of meetings. This case did not occur in a vacuum. Re-
spondent’s unilateral changes in refusing to grant annual wage
increases and monthly attendance bonuses had the effect of
undermining the Union’s support among its members. Re-
spondent further unlawfully insisted on negotiating all noneco-
nomic terms before it would consider the meat of the collec-
44 GC Exh. 17.
tive-bargaining agreement wages, hours, and benefits. In addi-
tion, Respondent, as will be discussed further below, placed the
Union in an untenable position in bargaining by refusing to
provide information the Union had requested that was essential
to the Union in making informed decisions in bargaining.
Between certification of the Union at the Gresham facility in
June 18, 2010, and August 2, 2011, a period of almost 14
months, there were a total of 15 bargaining sessions scheduled.
The parties met only 11 times because Respondent refused to
meet without justification on four of those sessions. Between
December 2, 2010, and August 2, 2011, a period of 8 months a
total of 11 bargaining sessions took place. Respondent refused
to meet at the initial session on December 2, 2010, because the
Union had brought about 22 observers to the meeting. Gapasin
told Briggs that Respondent had permitted observers at the
Molalla and Lake Oswego bargaining sessions and Respondent
should discuss this with the Union. Nevertheless, Briggs re-
fused to bargain in front of an audience. Before the scheduled
June 21–23, 2011 bargaining sessions, Respondent refused to
bargain with the Union on the basis of a decertification petition
file by employees in the Gresham bargaining unit. Though
Respondent repudiated its withdrawal of recognition, the June
21–23 bargaining sessions were canceled. While the Union
repeatedly requested additional bargaining sessions with and
without a Federal Mediator, Respondent repeatedly refused to
more bargaining sessions.
The parties did not meet for bargaining from April 15 to Au-
gust 2, 2011. On April 24, the Union requested more bargain-
ing dates prior to the next scheduled June dates, offering to
meet via teleconference. Briggs denied this request on April 25,
stating that the June 2011 dates were “established in good
faith” and “there are no other dates available for us to meet.”45
On April 25, the Union urged Respondent to find time for bar-
gaining prior to June 21. Again on May 19,46 the Union made
requests to Respondent to bargain before June 21.
The Union also sought to utilize the Federal Mediation and
Conciliation Service which offered to mediate bargaining any
time during the week of June 6, 2011. Respondent declined to
utilize the services offered by FMCS, explaining to the FMCS
Mediator that Respondent would bargain directly with the Un-
ion under the long-established schedule on June 21–23.
After having unilaterally canceled the June 21–23 bargaining
sessions, Briggs suggested meeting on June 27–29, 2011.
Since the school year was over and many drivers had left the
area for other work, Gapasin responded by proposing the dates
of July 11–13, 2011. Briggs countered with August 2–4.47
Gapasin agreed to meet August 2–4.
Respondent met with the Union less that once a month be-
tween certification and August 2, 2011. Between April 15 and
June 20, 2011, the parties failed to meet. Respondent contends
that Briggs and its bargaining team were too busy to meet more
frequently. However, as the Board has held, once a month
meetings are scarcely regular intervals. Milgo Industrial, Inc.,
229 NLRB 25, 31 (1977). Moreover, the unavailability of its
45 GC Exh. 25.
46 GC Exh. 27.
47 Ibid at p. 3.
220
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
chosen negotiator does not excuse Respondent of its obligation
to bargain in good faith at reasonable times. Nursing Center at
Vineland, 318 NLRB 901, 905 (1995); Caribe Staple Co., 313
NLRB at 893; Lawrence Textile Shrinking Co., 235 NLRB at
1179.. As the ALJ, affirmed by the Board, found in Caribe
Staple Co., 313 NLRB 877, 893 (1994):
The statute does not restrict any party’s right to select whom
they please as bargaining representative, provided that this
designation does not collide with the duty under Section 8(d)
‘‘to meet at reasonable times.’’ Considerations of personal
convenience, including geographic or professional conflicts,
do not take precedence over the statutory demand that the
bargaining process take place with expedition and regularity.
An employer acts at its peril when it selects an agent incapaci-
tated by these or any other conflicts.
Respondent’s argument to justify the large gap in bargaining
was Briggs’ busy schedule. The Board, however, has repeatedly
rejected this “busy negotiator” argument. Calex Corp., 322
NLRB 977, 978 (1997); Barclay Caterers, 308 NLRB 1025,
1035–1037 (1992). Furthermore, in Barclay Caterers, supra at
1037, the ALJ went on to reason that the violation in that case
was “especially clear here where much of the little time that
Respondent allowed for bargaining was spent attempting to get
Respondent to comply with its statutory duty to furnish relevant
information and its statutory duty to meet more often.”
In this case, in the context of the Union unsuccessfully seek-
ing relevant information, unsuccessfully seeking earlier bar-
gaining dates, and Respondent arbitrarily cancelling scheduled
meetings since December 2, 2010, I find that between April 15
and August 2, 2011, Respondent refused to meet at reasonable
times and violated Section 8(a)(5) of the Act as alleged.
d. Cancellation of bargaining sessions
Complaint paragraph 8(d) alleges that on June 21, 2011, Re-
spondent unilaterally canceled bargaining scheduled for June
21–23, 2011.
In Dresser Industries, 264 NLRB 1088 (1982), the Board
held that the filing of a decertification petition alone does not
provide a reasonable ground for an employer to refuse to rec-
ognize a bargaining representative or to withdraw from bar-
gaining. In this regard the Board held:
A decertification petition may be properly filed with the
Board on the basis of a representation, evidenced by authori-
zation cards or other signatures, that 30 percent of the unit
employees desire such an election. On its face, the petition in-
dicates nothing more than the disaffection of a minority of
unit employees. Absent evidence . . . that a majority of the
employees supported the petition, such a petition in no way
reflects, or purports to reflect, the sentiment of the unit majori-
ty. [Dresser Industries, 264 NLRB at 1088.]
Other than the decertification petition itself, Respondent of-
fered no evidence to justify its refusal to meet and bargain with
the Union. While Respondent withdrew its June 21, 2011 re-
fusal to bargain the following day by offering to bargain during
the week of June 27, Respondent never repudiated its unlawful
announcement, made on June 21 that it would not bargain with
the Union until after the decertification election due to the fact
that the Union’s status had been questioned. Passavant Memo-
rial Area Hospital, 237 NLRB 138, 138 (1978).
Respondent contends it was privileged to refuse to bargain
with the Union on June 21, 2011, because it had a good-faith
doubt that the Union continued to represent a majority of its
employees. This argument is without merit. No evidence was
adduced that Respondent entertained a good-faith doubt as to
the Union’s continued majority support of the employees in the
Gresham bargaining unit. As the Board held in Dresser Indus-
tries, supra, the mere filing of a decertification petition does not
supply Respondent with a good-faith doubt.
Moreover, contrary to Respondent’s argument, the mere at-
tempt to reschedule bargaining after June 23, “in the interest of
attempting to continue to build positive relations.” does not
satisfy the requirements of Passavant Memorial Area Hospital,
supra at 138–139, for in order to be effective the repudiation:
[M]must be “timely,” “unambiguous,” “specific in nature to
the coercive conduct,” and “free from other proscribed illegal
conduct.” Douglas Division, The Scott & Fetzer Company,
228 NLRB 1016 (1977), and cases cited therein at 1024. Fur-
thermore, there must be adequate publication of the repudia-
tion to the employees involved and there must be no pro-
scribed conduct on the employer’s part after the publication.
Pope Maintenance Corporation, 228 NLRB 326. 340 (1977).
And, finally, the Board has pointed out that such repudiation
or disavowal of coercive conduct should give assurances to
employees that in the future their employer will not interfere
with the exercise of their Section 7 rights. See Fashion Fair,
Inc., et al.. 159 NLRB 1435, 1444 (1966): Harrah’s Club,
150 NLRB 1702, 1717 (1965).
In the instant case, the so called repudiation was not free of
other proscribed illegal conduct, including Respondent’s refusal
to meet at reasonable times, its unilateral changes and as will be
seen below its refusal to furnish information. In addition Re-
spondent’s “repudiation” was not published to its employees
with assurances that in the future it would not interfere with the
exercise of their Section 7 rights.
I find that in arbitrarily cancelling the June 21–23 bargaining
sessions without good cause, Respondent failed to bargain in
good faith by refusing to meet at reasonable times and places
and violated Section 8(a)(5) of the Act as alleged.
e. The requests for information.
Complaint paragraph 9(a) alleges that on about August 23,
2010, the Union requested that Respondent furnish it with step
up raise sheets for the past 5 years and all related policies at the
Gresham facility.
Complaint paragraph 9(b) alleges that on about August 31,
October 14, and November 2, 2010, and January 25, March 15,
18, 22, and April 17, 2011, the Union requested that Respond-
ent furnish the Union with wage step up information at the
Gresham facility.
Section 8(a)(5) of the Act mandates that employers must
provide unions, upon request, with information which is rele-
vant for the purpose of contract negotiations. NLRB v. Acme
Industrial Co., 385 U.S. 432, 435–436 (1967); Shoppers Food
FIRST STUDENT, INC.
221
Warehouse Corp., 315 NLRB 258, 259 (1994). The Board has
held that an employer is obligated to furnish a union infor-
mation relevant and necessary to enable the union to carry out
its statutory obligations as the employees’ exclusive bargaining
representative including information related to contract negotia-
tions. Day Automotive Group, 348 NLRB 1257, 1257, 1262
(2006); Newcor Bay City Division, 345 NLRB 1229, 1237
(2005). Information about bargaining unit employees’ terms
and conditions of employment is presumptively relevant. Bos-
ton Herald-Traveler Corp., 110 NLRB 2097 (1954), enfd. 223
F.2d 58 (1st Cir. 1955).
The record reflects that since August 23, 2010, the Union has
repeatedly made requests for wage raise sheets Respondent
used in giving drivers wage increases at the Gresham unit.
Given Respondent’s failure to give step increases in 2010, this
information was relevant to the Union in order to determine if
Respondent had violated a past practice and for the purposes of
collective bargaining.
First Respondent contends that there is no evidence that such
information exists. This argument is refuted by its own wit-
ness, Gresham’s manager, Jourdan, who admitted that there is
an annual wage scale at the Gresham facility stored on a com-
puter, with a hard copy maintained in Jourdan’s office.
Respondent next argues that what the Union requested was
Respondent’s policies regarding step up pay increases and Re-
spondent has no such policies. There is no doubt what the Un-
ion requested on August 23, 2010, when Cory Blacksmith, the
president of Union at the Gresham facility sent the letter48 to
Jourdan requesting:
. . . the step up raise sheets (emphasis added) that have been
issued to Payroll for the past 5 years (2004–2005 thru 2009–
2010 school years) and all First Student Policy’s regarding
this matter.
The wage sheets were never supplied. This information was
necessary and relevant to the Union in performing its duties as
exclusive collective-bargaining representative and since it re-
lates to wages it is presumptively relevant. In failing to provide
this information Respondent violated Section 8(a)(5) of the Act.
Complaint paragraphs 9(c) and (d) allege that on about Feb-
ruary 8, April 7 and 17, 2011, the Union requested that Re-
spondent furnish the Union with the current service contract
between the Gresham School District and Respondent.
Respondent interjected the Gresham Revenue Agreement in-
to bargaining when it proposed on February 8, 2011, that the
Gresham Revenue Agreement be incorporated into the parties’
collective-bargaining agreement. The Union could not agree to
such a proposal without reviewing the document since portions
of the Revenue Agreement deal with discipline of bargaining
unit employees. Since the Revenue Agreement deals with dis-
cipline it is presumptively relevant and must be produced.
Respondent’s contention that the Gresham Revenue Agree-
ment is proprietary information is not supported by the case
law. In Pennsylvania Power & Light Co., 301 NLRB 1104,
1105–1106 (1991), the Board established a test for dealing with
48 GC Exh. 2.
an employer’s claimed confidential information:
It is clear from the foregoing that in dealing with union re-
quests for relevant, but assertedly confidential information,
the Board is required to balance a union’s need for the infor-
mation against any “legitimate and substantial” confidentiality
interests established by the employer. The appropriate ac-
commodation necessarily depends on the particular circum-
stances of each case. The party asserting confidentiality has
the burden of proof. (footnote omitted) Legitimate and sub-
stantial confidentiality and privacy claims will be upheld
(footnote omitted) but blanket claims of confidentiality will
not.(footnote omitted) Further, a party refusing to supply in-
formation on confidentiality grounds has a duty to seek an ac-
commodation. Thus, when a union is entitled to information
concerning which an employer can legitimately claim a partial
confidentiality interest, the employer must bargain toward an
accommodation between the union’s information needs and
the employer’s justified interests. (Footnote omitted.)
In this case, Respondent has failed in its threshold obligation
to establish that it has a confidential or proprietary interest in
the Gresham Revenue Agreement. Moreover, the record estab-
lishes that Respondent made no effort to bargain to an accom-
modation with the Union regarding the Revenue Agreement.
Rather the evidence establishes that Respondent simply refused
to provide the agreement to the Union.
Respondent’s contention that the Union could have obtained
the requested information elsewhere, likewise fails. The Board
has held that an employer may not refuse to furnish relevant
information to a union on the grounds that the union has an
alternative source or method of obtaining that information.
Hospitality Care Center, 307 NLRB 1131, 1135 (1992); Public
Service Corp. of Colorado, 301 NLRB 238 (1991); Washington
Hospital Center, 270 NLRB 396, 401 (1984); Kroger Co., 226
NLRB 512–514 (1976).
Respondent’s contention that the management-rights clause
was later withdrawn does not obviate the relevance of the doc-
ument at the time of the demand. No final agreement has been
reached at this point and there is nothing to prevent Respondent
from renewing its previous management-rights language. Re-
spondent’s management-rights proposal that incorporated the
Gresham Revenue Agreement was not withdrawn until April
15, 2012.49
Respondent’s argument that the refusal to furnish this infor-
mation was somehow de minimus is likewise rejected in view
of the plethora of other violations of the Act Respondent has
committed.
Thus, Respondent refused to provide relevant information
from February 8, 2011, and violated Section 8(a)(5) of the Act
as alleged.
Complaint paragraphs 9(e) and (f) allege that on about
March 15, 22, April 7 and 17, 2011, the Union requested that
Respondent furnish it with the current service contracts be-
tween Respondent and the Sandy and West Linn-Wilsonville
School Districts.
49 Compare the language of GC Exh. 19 with GC Exh. 23.
222
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Again Respondent interjected outside revenue agreements
into bargaining when it represented at the bargaining table that
its proposed management-rights language, incorporating its
revenue agreement with the Gresham School District, was re-
quired in all of its revenue contracts. The Union wanted Re-
spondent’s agreements with the Sandy and West Linn-
Wilsonville School Districts to verify that assertion.
I have already rejected Respondent’s argument that these
revenue agreements are protected from disclosure to the Union
because Respondent has failed to either establish that these
revenue agreements are proprietary or that it bargained with the
Union to reach some accommodation. Moreover, the docu-
ments continue to be relevant until a final agreement has been
reached.
Thus, Respondent refused to provide relevant information
from March 15, 2011, and violated Section 8(a)(5) of the Act as
alleged.
Complaint paragraph 9(g) alleges that on about March 22,
2011, the Union requested Respondent furnish it the number
employees in each of several job classifications in the Gresham
facility.
The Union sought this information in order to enable it to
make wage proposals for the different categories of employees.
This information is presumptively relevant as it relates to wages
of bargaining unit employees.
Respondent contends that it provided the Union with this in-
formation. Contrary to Respondent’s assertion, the list provid-
ed by Jourdan50 did not contain the information requested by
the Union, i.e., the number of employees and their work hours
per day in each category was not contained in Jourdan’s list nor
could it be extrapolated from the list. Nor was the information
request vague or ambiguous in any manner.
By failing to provide the information regarding number of
employees in each of several job classifications in the Gresham
facility since March 22, 2011, Respondent has violated Section
8(a)(5) of the Act.
2. The 8(a)(1) allegations
Complaint paragraph 6(a) alleges that on August 25, 2010,
Respondent through its Manager Jefferson, at the Lake Oswego
facility told employees that they would not receive raises be-
cause it did not want to give raises during contract negotiations.
I have found that On August 25, 2010, driver Brian
McLaughlin was told by his supervisor, Lake Oswego Manager
Darryl Jefferson, that he would not get a pay raise because the
parties were under contract negotiations. Jefferson admits that
during these one-on-one meetings on August 25 he told every
driver that there would be no pay increases “until the negotia-
tions were done.”
Similar statements have been previously found unlawful as a
threat to change the status quo in connection with this Re-
spondent in First Student, 341 NLRB 136, 141 (2004). See
also Covanta Energy Corp., 356 NLRB 706, 714–716 (2011).
Respondent contends that the statements are lawful and
truthful because Respondent cannot make unilateral changes
while in bargaining. Respondent is simply wrong in view of
50 GC Exh. 20.
the above analysis of Covanta Energy and Stone Container.
Jefferson’s August 25, 2010, statements to drivers that there
would be no pay increases until the negotiations were done
violated Section 8(a)(1) of the Act as alleged.
Complaint paragraph 6(b) alleges that on August 31, 2010,
Respondent, through Director of Human Resources Mingo, at
the Lake Oswego facility told employees that they would not
receive customary wage increases until contract negotiations
were completed and that any raises would not be paid retroac-
tively if employees engaged in protected job actions such as a
strike.
I have found that at a bargaining session on August 31, 2010,
Mingo told Union Representative Bonner, in the presence of
bargaining unit employees, that there would be no raises while
bargaining was ongoing but raises would be paid retroactively
when the contract was signed. However, Mingo added if the
employee struck there would be no raises.
Mingo’s statement that there would be no raises while bar-
gaining was ongoing violated Section 8(a)(1) of the Act. First
Student, supra; Covanta Energy Corp., supra. Similarly, her
statement that if the employee struck there would be no raises
violated Section 8(a)(1) of the Act as threatening a reprisal for
engaging in activity protected by Section 7 of the Act.
Respondent’s contention that Mingo’s statements are de min-
imus flies in the face of the multitude of other unfair labor prac-
tices that Respondent has committed and is rejected
Complaint paragraph 6(c) alleges that on October 15, 2010,
Respondent, through Manager Jefferson, at the Lake Oswego
facility told employees that monthly attendance bonuses would
not be paid due to contract negotiations.
I have found Jefferson made these statements.
An employer violates Section 8(a)(1) of the Act if it tells
employees they will lose a benefit because they are represented
by a union. Goya Foods of Florida, 347 NLRB 1118, 1131
(2006); VOCA Corp., 329 NLRB 591 (1999). I find Jefferson’s
statements violated Section 8(a)(1) of the Act as alleged.
Complaint paragraph 6(d) alleges that on August 20, 2010,
Respondent, through Jourdan, at the Gresham facility told em-
ployees they were not getting raises because of the Union.
Complaint paragraph 6(e) alleges that on August 24, 2010,
Respondent, through Jourdan, at the Gresham facility told em-
ployees that their wages were frozen during contract negotia-
tions with the Union.
There is no dispute that at an August 19, 2010 meeting of
drivers at the Gresham facility prior to the start of the school
year, Jourdan told employees that they were not going to get a
pay raise due to the Union and settling on a committee in Cin-
cinnati. Likewise on August 24, 2010, Jourdan told employee
Blacksmith that drivers would not be receiving a raise unless
and until the parties reached a collective-bargaining agreement.
As noted above, such statements violate Section 8(a)(1) of
the Act. I conclude Jourdan’s statement to Blacksmith violated
Section 8(a)(1) of the Act as alleged.
Complaint paragraph 6(f) alleges that on November 10,
2010, Respondent by letter told its employees at the Gresham
facility that only nonunion participants in its Retirement Sav-
ings Plan would receive an employer matching contribution.
FIRST STUDENT, INC.
223
The November 10, 2010 letter51 from Respondent’s presi-
dent, Burtwistle, sent to Gresham unit drivers states:
This letter is to inform you of important changes regarding the
FirstGroup America, Inc. Retirement Savings Plan (the
“Plan”). I am pleased to announce that the Company has rein-
stated the employer matching contribution and has imple-
mented the contribution retroactively to January 2010.
All non-union participants will receive an employer matching
contribution of 100% of the before tax savings contributions
that the participant contributes to the Plan.
As noted above, an employer violates Section 8(a)(1) of the
Act if it tells employees they will lose a benefit because they
are represented by a union. Goya Foods of Florida, 347 NLRB
at 1131; VOCA Corp., supra.
In seeking to distinguish the above cases and Niagara Wires,
Inc., 240 NLRB 1326, 1327 (1979), Respondent contends that
it has not run afoul of the Board’s ruling, “. . . that the promul-
gation, maintenance, and publication of an employee benefit
plan whose benefits are conditioned on the unrepresented status
of the employees are themselves sufficient for finding an
8(a)(1) violation.”
Respondent maintains that union employees were eligible to
participate in its Retirement Savings Plan, but that they were
ineligible to receive employer matching contributions. I fail to
see how this limitation on the benefits of employer matching
contributions is not a limitation on employer pension benefits
conditioned on unrepresented status. In view of the numerous
violations of Section 8(a)(1) and (5) of the Act, this violation
cannot be viewed in isolation as a de minimus violation.
I find that Respondent, in limiting matching contributions to
those in an unrepresented status violated Section 8(a)(1) of the
Act.
CONCLUSIONS OF LAW
1. Respondent, First Student, Inc., is an employer engaged in
commerce and in an industry affecting commerce within the
meaning of Section 2(2), (6), and (7) of the Act.
2. Oregon School Employees Association is a labor organi-
zation within the meaning of Section 2(5) of the Act.
3. At all times since April 27, 2007, the Union has been the
exclusive collective-bargaining representative of the following
unit of employees:
All full time and regular part time school bus operators and
driver trainers employed by Respondent at its Molalla, Ore-
gon, facility; but excluding all other employees, managers,
technician in charge (mechanics), technicians (mechanics),
clerical employees, and guards and supervisors as defined in
the Act.
4. At all times since January 15, 2010, the Union was certi-
fied by the Board as the exclusive collective-bargaining repre-
sentative of employees in the following unit:
All full time and regular part time drivers employed out of
Respondent’s Lake Oswego, Oregon facility; but excluding
51 GC Exh. 31.
all mechanics/technicians, office clerical employees, profes-
sional employees, dispatchers, guards and supervisors as de-
fined in the Act and all other employees.
5. At all times since June 18, 2010, the Union was certified
as the exclusive collective-bargaining representative of em-
ployees in the following unit:
All full time and regular part time bus drivers and driver train-
ers at Respondent’s Gresham-Barlow School District Loca-
tion; but excluding all other employees, including dispatchers,
mechanic technicians, and guards, professional employees,
and supervisors as defined in the Act.
6. By engaging in the following conduct, the Respondent
committed unfair labor practices in violation of Section 8(a)(1)
of the Act:
a. On or about August 25, 2010, by telling its employees at
the Lake Oswego facility that they would not be receiving rais-
es because Respondent did not want to give raises during con-
tract negotiations.
b. On or about August 31, 2010, telling its employees at the
Lake Oswego facility that they would not receive their custom-
ary wage increase until contract negotiations were completed
and that any wage increase would not be paid retroactively if
employees engaged in a strike.
c. On or about October 15, 2010, by telling its employees at
the Lake Oswego facility that monthly attendance bonuses
would not be paid due to contract negotiations.
d. On or about August 20, 2010, by telling its employees at
the Gresham facility that they were not getting wage increases
because of the Union.
e. On or about August 24, 2010, by telling its employees at
the Gresham facility that their wages were frozen during con-
tract negotiations with the Union.
f. On or about November 10, 2010, by informing its employ-
ees in the Gresham facility that only non-Union participants in
its Retirement Savings Plan would receive an employer match-
ing contribution.
7. By engaging in the following conduct, the Respondent
committed unfair labor practices in violation of Section 8(a)(5)
and (1) of the Act:
a. Since on or about July 1, 2010, by cancelling annual step
increases for its employees in the Molalla bargaining unit.
b. Since about August 2010, by cancelling annual step in-
creases for its employees in the Lake Oswego and Gresham
bargaining units.
c. Since about October 15, 2010, by cancelling or delayed
payment of monthly attendance bonuses to employees in the
Lake Oswego bargaining unit.
d. From December 2, 2010, through August 1, 2011, by re-
fusing to negotiate wages, benefits, and other economic matters
in collective bargaining with the Union in the Gresham bargain-
ing unit until agreement was reached on all noneconomic is-
sues.
e. From between April 15, 2011, and August 1, 2011, by fail-
ing to meet at reasonable times and places for bargaining with
the Union in the Gresham bargaining unit.
f. On about June 21, 2011, by unilaterally cancelling bar-
224
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
gaining meetings scheduled for June 21–23, 2011.
g. From August 23, 2010, through April 17, 2011, the Union
made various demands for relevant information including Re-
spondent’s step increases at its Gresham facility for the past 5
years, Respondent’s service contracts with the Gresham, Sandy
and West Linn-Wilsonville School Districts, and the number of
employees in each of several job classifications in the Gresham
bargaining unit. The Respondent did not reply to any of these
requests nor did not provide the requested information in a
timely manner.
THE REMEDY
The ActingGeneral Counsel seeks the remedy of an exten-
sion of the certification year at the Gresham facility in which
the Respondent is ordered to bargain with the Union upon re-
quest, in good faith for “the period required by” Mar-Jac Poul-
try Co., 136 NLRB 785 (1962).
The Board has long held that where there is a finding that an
employer, after a union’s certification, has failed or refused to
bargain in good faith with that union, the Board’s remedy there-
fore ensures that the union has at least 1 year of good-faith
bargaining during which its majority status cannot be ques-
tioned. Mar-Jac Poultry, Inc., supra. The Board has also held
that the certification year should be extended in cases in which
the employer has engaged in pervasive and extensive illegal
practices that commenced at the outset of bargaining. In re
Pratt Towers, Inc., 338 NLRB 61, 74 (2002); Frank Leta Hon-
da, 321 NLRB 482 (1996).
In this case on June 18, 2010, the Union was certified as the
exclusive collective-bargaining representative of employees at
Respondent’s Gresham facility. Bargaining did not commence
until January 6, 2011. However, even prior to the commence-
ment of bargaining, Respondent had embarked on a pervasive
campaign of unfair labor practices which had as its object un-
dermining the Union’s support among its members by unilater-
ally ceasing wage step increases, matching pension contribu-
tions, and attendance bonuses. In addition on November 2,
2010, Respondent commenced a stonewalling of the Union’s
efforts to obtain relevant information from Respondent in order
to preclude the Union from engaging in meaningful collective
bargaining. Further on December 2, 2010, Respondent began a
series of delays in bargaining that resulted in the cancellation of
four bargaining sessions and the scheduling of only 11 sessions
between December 2, 2010, and August 2, 2011.
The sessions that occurred from January 6, 2011, until Au-
gust 2, 2011, were devoted entirely to Respondent’s unlawful
insistence upon bargaining first over noneconomic subjects.
I conclude that the Union is entitled to a period free from
Respondent’s failure to bargain in good faith and I recommend
that the certification year be extended for one year from the
date that Respondent complies with any Order issued by the
Board. Mar-Jac Poultry Co., supra; In re Pratt Towers, Inc.,
338 NLRB supra at 74 (2002).
The Respondent will be ordered to offer reinstatement to
Rhandy Villanueva who it unlawfully terminated and make him
whole for any wages or other rights and benefits he may have
suffered as a result of the discrimination against him in accord-
ance with the formula set forth in F. W. Woolworth Co., 90
NLRB 289 (1950), with interest as provided for in New Hori-
zons for the Retarded, 283 NLRB 1173 (1987), and Jackson
Kentucky River Medical Center, 356 NLRB 6 (2010).
[Recommended order omitted from publication.]