359 NLRB No. 56
Local Union No. 18 of Sheet Metal Workers' International Association
570
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
359 NLRB No. 56
Local Union No. 18 of Sheet Metal Workers’ Interna-
tional Association and TOTAL Mechanical and
Local Union 601 Steamfitters and Refrigera-
tion/Service Fitters. Case 30–CD–078120
January 30, 2013
DECISION AND ORDER QUASHING
NOTICE OF HEARING
BY CHAIRMAN PEARCE AND MEMBERS GRIFFIN
AND BLOCK
The charge in this Section 10(k) proceeding was filed
on April 4, 2012, by TOTAL Mechanical (the Employ-
er), alleging that the Respondent, Local Union No. 18 of
Sheet Metal Workers’ International Association (Local
18), violated Section 8(b)(4)(D) of the National Labor
Relations Act by engaging in proscribed activity with an
object of forcing the Employer to assign certain work to
employees Local 18 represents rather than to employees
represented by Local Union 601 Steamfitters and Refrig-
eration/Service Fitters (Local 601). The hearing was
held on April 27, 2012, before Hearing Officer Andrew
S. Gollin.
The National Labor Relations Board affirms the hear-
ing officer’s rulings, finding them free from prejudicial
error. On the entire record, the Board makes the follow-
ing findings.
I. JURISDICTION
The parties stipulated that the Employer is an HVAC
contractor based in Pewaukee, Wisconsin, and that dur-
ing 2011, a representative period, the Employer pur-
chased and received goods and services valued in excess
of $50,000 directly from suppliers located outside the
State of Wisconsin. The parties further stipulated, and
we find, that the Employer is engaged in commerce with-
in the meaning of Section 2(6) and (7) of the Act and that
Local 18 and Local 601 are labor organizations within
the meaning of Section 2(5) of the Act.
II. THE DISPUTE
A. Background and Facts of the Dispute
The Employer provides residential and commercial
heating, ventilating, and air-conditioning service for cus-
tomers throughout Wisconsin. The Employer employs
30–40 service technicians. Some of the technicians are
represented by Local 18 and others are represented by
Local 601. The Employer variously assigns work to ei-
ther group of represented employees based upon consid-
erations including the technicians’ availability, their skill
level, their geographic proximity, and the customer’s
relationship with particular technicians.
The Employer is a member of the Plumbing and Me-
chanical Contractors’ Association of Milwaukee and
Southeastern Wisconsin (PMC). The PMC is signatory to
a collective-bargaining agreement with Local 601. The
Employer is also a member of the Milwaukee Chapter of
the Sheet Metal and Air Conditioning Contractors’ Asso-
ciation of Milwaukee (SMACCA), which has a collec-
tive-bargaining agreement with Local 18. Both agree-
ments were effective from June 1, 2011, to May 31,
2012. In addition, the Employer is party to the national
service and maintenance agreement (NSMA), a nation-
wide agreement negotiated between the Mechanical Ser-
vice Contractors of America (MSCA) and the United
Association of Journeyman and Apprentices of the
Plumbing and Pipefitting Industry of the United States
and Canada, AFL–CIO (UA) (Local 601 is affiliated
with the UA). The NSMA is effective from August 1,
2010, to July 31, 2015. All three agreements cover ser-
vice technician work of the kind performed by the Em-
ployer.1
On February 21, 2011,2 Local 601 and the PMC bar-
gaining committee met over dinner to discuss their up-
coming negotiations for a new local agreement. Local
601 was represented by its business manager, Kevin
LaMere, and its financial secretary, Joel Zielke. PMC
was represented by its executive director, Peter Lentz,
and Tim Braun, the head of the Employer’s service de-
partment. During this meeting, the parties discussed a
variety of issues. Lentz testified that at some point the
discussion turned to rumors that Local 601 had changed
its position regarding the assignment of Local 18 mem-
bers to service technician work. According to Lentz,
LaMere stated that “service work is our work” and that
the NSMA “clearly provides that it . . . is our work.”
1 PMC’s agreement with Local 601 covers “[T]he rate of pay, hours,
and working conditions of all Employees engaged in the installation
and service of all refrigeration, HVAC and Mechanical systems and
component parts related to this Industry. . . .”
SMACCA’s agreement with Local 18 covers “employees of the em-
ployer engaged in the manufacture[,] fabrication, assembling, handling,
erection, installation, dismantling, conditioning, adjustment, alteration,
repairing and servicing of all ferrous or nonferrous metal work . . . and
all air-veyor systems and air handling systems . . . and all other work
included in the jurisdictional claims of Sheet Metal Workers’ Interna-
tional Association.”
The NSMA agreement provides that “[t]his Agreement shall apply
to and cover all work performed by the Employer, and all its subsidiar-
ies and branches in the United States, in order to keep existing mechan-
ical, refrigeration and plumbing systems within occupied facilities
operating in an efficient manner. This work shall include the inspec-
tion, service, maintenance, start-up, testing, balancing, adjusting, repair,
modification and replacement of mechanical refrigeration or plumbing
equipment including related piping connections and controls in addition
to all other service, maintenance and operations work in order to meet
customer obligations.”
2 All dates refer to 2011, unless otherwise indicated.
SHEET METAL WORKERS LOCAL 18 (TOTAL MECHANICAL)
571
Braun testified that LaMere stated that the contractors
were “in violation of their contract” by using Local 18
members to perform the service work, that “the contract
very specifically states that [the contractors] have to use
UA members only,” and “that [the contractors] needed to
basically get rid of [their] Local 18 guys to stay within
compliance.” According to Braun, LaMere added that he
“would be more than willing to open his arms” to the
Local 18 technicians and bring them into Local 601.
LaMere testified that during this conversation he of-
fered his “opinion of the national service agreement,”
and that he “was not speaking of any contractor sitting at
the table or any contractor in the local agreement, and
was only referring to the signatory contractors of the
national service agreement.” LaMere stressed in his tes-
timony that he gave his opinion that the national agree-
ment prohibits signatory contractors from using Local
18-represented employees for their service technician
work. LaMere further testified that, in response to a
question by Braun about what the Employer should do
with its Local 18-represented employees if the technician
work was assigned exclusively to members of the UA, he
responded that Local 601 had “a way to organize [those
employees] into our association.” LaMere denied de-
manding that any specific work be assigned exclusively
to employees represented by Local 601.
On March 1, Lentz and Braun met with Local 18 Busi-
ness Manager Pat Landgraf. Lentz testified that he told
Landgraf that “contractors were now faced with a possi-
ble decision or probable decision of having to not use
Local 18 workers anymore for doing service work.” He
said Landgraf responded that he would not stand for that,
that Local 18 would fight for its jurisdiction and do
whatever it needs to do, and that the Employer was going
to see picket lines.3
On March 21, Lentz sent a letter to Landgraf stating
that “Local 601 Steamfitters officials have advised the
contractors who serve on the contractors’ association
labor committee that the NSMA provides that contractors
who are signatory to NSMA may only use employees
represented by UA-affiliated unions for service work”
and that “the contractors have taken the position that
those employers may have to assign service work solely
to UA-affiliated workers in the future.”
By letter dated March 26, Landgraf responded to Lentz
that service work is “covered by our labor agreement and
historically performed by employees represented by Lo-
cal 18,” and that, if “this work is assigned exclusively to
3 Landgraf testified that he did not mention anything about strikes
during this meeting, and that he told Lentz to “seek out counsel because
there were avenues.”
employees represented by another union, we will picket
the Association contractors and engage in other activities
in order to protect our jurisdiction.”
B. Work in Dispute
The Employer and Local 18 assert that the work in
dispute is as follows:
Service technician work on TOTAL Mechanical jobs
for commercial, industrial and residential customers in
the Wisconsin counties of: Milwaukee, Ozaukee,
Washington, Waukesha, Green, Jefferson, Lafayette,
Rock, Columbia, Dane, Iowa, Marquette, Richland,
Sauk (“Fourteen County WI Area”). Service techni-
cians perform work to keep operational mechanical and
HVAC systems and equipment within occupied facili-
ties including inspection, service maintenance, start-up,
testing, balancing, adjusting, repairing, modifying and
replacing mechanical and HVAC equipment.
Local 601 contends that there are no competing claims
for any work assignments but, if there were, the above
description would be accurate.4
C. Contentions of the Parties
Local 601 moves to quash the notice of hearing, con-
tending that there are no actual competing claims for any
assignment of work. Local 601 argues that, rather than
demanding an exclusive assignment of work for Local
601 members, LaMere only offered his personal opinion
of what the NSMA requires. Local 601 further contends
that Local 18 and the Employer contrived the threat to
picket in order to invoke the Board’s 10(k) process.
The Employer and Local 18 oppose Local 601’s mo-
tion, contending that there is reasonable cause to believe
that there are competing claims to work in dispute and
that Section 8(b)(4)(D) has been violated. In particular,
they contend that LaMere’s statement at the dinner meet-
ing on February 21 conveyed a demand that the Employ-
er assign all of its service technician work exclusively to
employees represented by Local 601, and that Local 18
threatened to picket the Employer if it acquiesced to Lo-
cal 601’s demand. The Employer and Local 18 further
contend that the work in dispute should continue to be
assigned to employees represented by both unions based
on the factors of certifications and collective-bargaining
agreements, employer preference and past practice, area
and industry practice, relative skills, and economy and
efficiency of the operations.
4 As discussed below, we find, in agreement with Local 601, that
there is no work in dispute.
572
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
D. Applicability of the Statute
Before the Board may proceed with a determination of
a dispute pursuant to Section 10(k) of the Act, it must be
established that: (1) there are competing claims for the
work; (2) there is reasonable cause to believe that Section
8(b)(4)(D) has been violated; and (3) the parties have not
agreed on a method for the voluntary adjustment of the
dispute.5 On the record before us, we are not satisfied
that these factors have been established. Specifically, we
find that the record fails to establish reasonable cause to
believe that there are competing claims for any disputed
work.
A work dispute under Section 8(b)(4)(D) requires a
choice between two competing groups, and there must be
“either an attempt to take a work assignment away from
another group, or to obtain the assignment rather than
have it given to the other group.” Food & Commercial
Workers Local 1222 (FedMart Stores), 262 NLRB 817,
819 (1982), quoting Communications Workers (Moun-
tain States Telephone), 118 NLRB 1104, 1107–1108
(1957). Section 8(b)(4)(D) and Section 10(k) are not in-
tended to cover situations that are representational in
nature. Glass & Pottery Workers Local 421 (A-CMI
Michigan Casting Center), 324 NLRB 670, 673–674
(1997) (granting motion to quash where essence of dis-
pute did not involve an attempt to take a work assign-
ment away from a particular group of employees). Ra-
ther, they are intended to deal with “disputes between
two or more competing employee groups claiming the
right to perform certain tasks.” Teamsters Local 522
(Skyline Windows), 307 NLRB 479, 480 (1992) (finding
correspondence among the unions “did not ripen into
competing claims for the work”).
Here, there is no evidence of an attempt (or demand) to
have any particular work reassigned to another group of
employees. Rather, the record shows that, at a dinner
meeting attended by representatives of the Employer and
Local 601, the parties merely discussed preliminary is-
sues relevant to their upcoming negotiation for a new
local contract. No particular project or work assignment
was discussed at this meeting, and there is no testimony
that LaMere demanded that any particular work be per-
formed exclusively by employees represented by Local
601.
The Employer and Local 18 contend that a work dis-
pute is evinced by LaMere’s statements regarding the
requirements of the NSMA. According to Lentz and
5 Carpenters Local 275 (Lymo Construction Co.), 334 NLRB 422,
423 (2001); Teamsters Local 259 (Globe Newspaper Co.), 327 NLRB
619, 622 (1999); Laborers Local 113 (Super Excavators), 327 NLRB
113, 114 (1998).
Braun, LaMere stated that the use of employees repre-
sented by Local 18 would violate the terms of the NSMA
agreement [not their local agreement] and, according to
Braun, LaMere also said “basically” that contractors
needed to “get rid” of their Local 18-represented em-
ployees to stay in compliance with the agreement. These
statements are very general and, at most, demonstrate
LaMere’s interpretation of the NSMA. They do not in-
clude a reference to any particular work or assignment of
work. Indeed, LaMere testified that he was only offering
an opinion of what the NSMA provides and was not
speaking of any contractor sitting at the table.6
The Employer and Local 18 further rely on testimony
indicating that LaMere conveyed that he would welcome
Local 18-represented technicians as members in Local
601. LaMere’s comments in this regard were apparently
made in response to a hypothetical question about what
would happen if—in the future—work was assigned ex-
clusively to employees represented by Local 601. If any-
thing, this remark appears to implicate a representational
issue and, as such, is not the type of matter that Section
10(k) was designed to address. Glass & Pottery Workers
Local 421, supra at 673–674. In any event, the statement
did not convey a demand for an assignment of any par-
ticular work.
As the record before us fails to reference any dispute
over an assignment of work to one group of employees
rather than another, we find that the requirement for
competing claims for work has not been met. Accord-
ingly, and on this basis, we grant the motion to quash the
notice of hearing. See generally Machinists District 9
(Anheuser-Busch, Inc.), 101 NLRB 346, 351 (1952)
(quashing notice of hearing where dispute concerned the
incorporation of a contractual provision and not a “pre-
sent demand for the assignment of work”); Typograph-
ical Union & Pueblo Typographical Union Local 175
(Rocky Mountain Bank), 145 NLRB 921, 923–924
(1964) (quashing notice of hearing where dispute was
over terms of a collective-bargaining agreement and not
over the assignment of work).7
6 Moreover, the context in which the conversation took place—i.e., a
discussion of preliminary issues in advance of formal negotiations for
their local agreement—suggests that LaMere’s purpose was more likely
to convey a position relevant to the upcoming negotiations rather than a
demand that any specific work be reassigned to employees represented
by Local 601.
7 Because the record fails to show that there is actual work in dis-
pute, we find it unnecessary to pass on Local 601’s contention that
Local 18’s threat to picket was contrived.
SHEET METAL WORKERS LOCAL 18 (TOTAL MECHANICAL)
573
ORDER
IT IS ORDERED that the notice of hearing issued in this
case is quashed.