360 NLRB 304
Pratt Corrugated Logistics and Pratt Industries, Inc. Single Employer
304
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
360 NLRB No. 48
Pratt (Corrugated Logistics), LLC and Teamsters
Local 773. Cases 04–CA–079603, 04–CA–079858,
04–CA–079976, and 04–RC–080108
February 21, 2014
DECISION, ORDER, AND ORDER REMANDING
BY CHAIRMAN PEARCE AND MEMBERS MISCIMARRA
AND HIROZAWA
On March 12, 2013, Administrative Law Judge Robert
A. Giannasi issued the attached decision. The Respond-
ent filed exceptions and a supporting brief. The General
Counsel filed an answering brief and the Respondent
filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order as modified.2
The Respondent excepted to the judge’s finding that its
labor relations consultant, Jason Greer, was its agent and
was acting within the scope of his agency when he un-
lawfully solicited employee grievances and promised to
remedy them. Similarly, the Respondent has excepted to
the judge’s finding that because Francisco Ortiz was the
Respondent’s stipulated agent, Ortiz acted within the
scope of his agency when he interrogated and threatened
employee Dennis Cortes and threatened employee Mi-
chael Messina. Therefore, the Respondent argues that
neither Greer’s nor Ortiz’ statements should be imputed
to the Respondent. Both of these exceptions are without
merit.
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
There were no exceptions to the judge’s finding that the Respondent
violated Sec. 8(a)(1) by requiring employees to sign severance agree-
ments that included broad confidentiality and nondisparagement provi-
sions that restricted protected activity.
The Respondent has excepted to the judge’s finding that employee
Christian Salazar’s conversations with his coworkers about the Union
occurred “mostly in person and in the yard at the Macungie facility.”
The evidence shows that many of Salazar’s conversations occurred
over the phone. This error, however, concerned only a tangential mat-
ter that does not affect the judge’s findings on the essential factual
issues. See Southern Florida Hotel & Motel Assn., 245 NLRB 561,
561–562 (1979), enfd. in relevant part 751 F.2d 1571 (11th Cir. 1985).
2
In his conclusions of law, the judge remanded Case 04–RC–
080108 to the Regional Director to open and count challenged ballots.
We have included language in the Order reflecting that conclusion. We
shall substitute a new notice to conform to the Board’s standard reme-
dial language.
Under common-law principles of agency, which the
Board applies when examining whether an individual
was an agent of the employer in the course of making a
particular statement or taking a particular action, the
Board may find agency based on either actual or apparent
authority to act for the employer. “Apparent authority
results from a manifestation by the principal to a third
party that creates a reasonable basis for the latter to be-
lieve that the principal has authorized the alleged agent to
perform the acts in question.” Southern Bag Corp., 315
NLRB 725, 725 (1994). The test is whether, under all
the circumstances, employees “would reasonably believe
that the [alleged agent] was reflecting company policy
and speaking and acting for management.”
Waterbed
World, 286 NLRB 425, 426–427 (1987) (quoting Ein-
horn Enterprises, 279 NLRB 576 (1986)). In addition,
an employer may have an employee’s statements at-
tributed to it if the employee is “held out as a conduit for
transmitting information [from management] to other
employees.” Debber Electric, 313 NLRB 1094, 1095 fn.
6 (1994). “A principal is responsible for its agents’ con-
duct if such action is done in furtherance of the princi-
pal’s interest and is within the general scope of authority
attributed to the agent[;] . . . it is enough if the principal
empowered the agent to represent the principal within the
general area in which the agent has acted.” Tyson Fresh
Meats, Inc., 343 NLRB 1335, 1337 (2004) (quoting Bio-
Medical Applications of Puerto Rico, Inc., 269 NLRB
827, 828 (1984)).
Here, ample evidence supports the judge’s finding that
Greer was the Respondent’s agent. The Respondent’s
logistics manager, human resource manager, and dis-
patcher directed employees on several occasions to meet
with Greer, on company time, in the Respondent’s con-
ference room. At those meetings, Greer asked employ-
ees if they had complaints or would like to see changes,
and promised employees that they would see changes
“real soon.” The Respondent thus held Greer out as a
conduit for transmitting information from the employees
to management and from management to employees.
See Debber Electric, supra.
We also find that both Ortiz and Greer acted within the
scope of their agency when they engaged in unlawful
conduct. As found by the judge, Ortiz regularly directed
and assigned work to the Respondent’s yard jockeys and
drivers. In this capacity, Ortiz served as a “link between
employees and upper management” and helped to “im-
plement company policies on the production floor.”
Hausner Hard-Chrome of KY, Inc., 326 NLRB 426, 428
(1998). As discussed above, Greer spoke to employees
about labor relations matters at meetings that employees
were directed to attend by the Respondent’s managers.
PRATT (CORRUGATED LOGISTICS), LLC
305
Thus, we find that the Respondent empowered both Ortiz
and Greer to deal with its employees on its behalf, and
that they were acting within that general area when they
made threats to employees, coercively interrogated an
employee, implied that employees’ union activities were
under surveillance, and solicited employee grievances
with the promise to remedy them. Therefore, we find
that the statements of Ortiz and Greer on which the judge
found violations of Section 8(a)(1) are properly attribut-
ed to the Respondent.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Pratt
(Corrugated Logistics), LLC, Macungie, Pennsylvania,
its officers, agents, successors, and assigns, shall take the
action set forth in the Order as modified.
1. Insert the following after paragraph 2(e).
“IT IS FURTHER ORDERED that Case 04–RC–080108 is
severed and remanded to the Regional Director for the
purpose of opening and counting the challenged ballots
of Michael Messina, William Lengle, Jay Lohrman,
Michael Dolan, William Lehuta, Zsolt Harskuti, Brian
Fritzinger, Abel Camilo, Luis Hernandez, Guillermo
Mejia, Christian Salazar, and Dennis Cortes. The Re-
gional Director shall then serve on the parties a revised
tally of ballots and issue the appropriate certification.”
2. Substitute the attached notice for that of the admin-
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT coercively interrogate you about your union
or other protected concerted activities.
WE WILL NOT threaten you with reprisals, including
termination, for engaging in union activities.
WE WILL NOT create the impression that your union ac-
tivities are under surveillance.
WE WILL NOT solicit grievances from you with the
promise that they will be resolved without a union.
WE WILL NOT require you to sign a severance agree-
ment or any agreement that contains confidentiality or
nondisparagement clauses that restrict you from engag-
ing in protected concerted activities.
WE WILL NOT discharge, lay off, discipline, or other-
wise discriminate against you for engaging in union or
other protected concerted activities.
WE WILL NOT in any other manner interfere with, re-
strain, or coerce you in the exercise of the rights listed
above.
WE WILL, within 14 days from the date of the Board’s
Order, offer employees Christian Salazar, Guillermo
Mejia, Abel Camilo, Dennis Cortes, Michael Dolan, Ty-
ler Donnelly, Brian Fritzinger, Zsolt Harskuti, Luis Her-
nandez, William Lehuta, William Lengle, Jay Lohrman,
and Michael Messina full reinstatement to their former
jobs or, if those jobs no longer exist, to substantially
equivalent positions, without prejudice to their seniority
or any other rights and privileges previously enjoyed.
WE WILL make the employees named above whole for
any loss of earnings and other benefits suffered as a re-
sult of the discrimination against them, less any net inter-
im earnings, plus interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any references to the un-
lawful discharges and layoffs of the above employees,
and WE WILL, within 3 days thereafter, notify them in
writing that this has been done and that the discharges
and layoffs will not be used against them in any way.
PRATT (CORRUGATED LOGISTICS), LLC
Donna Brown, Esq. and David Rodriguez, Esq., for the General
Counsel.
Eric C. Stuart, Esq. and Christopher R. Coxson, Esq. (Ogletree,
Deakins, Nash, Smoak & Stewart, P.C.), of Morristown,
New Jersey, for the Respondent.
Jeremy E. Meyers, Esq., of Philadelphia, Pennsylvania, for the
Charging Party.
DECISION
STATEMENT OF THE CASE
ROBERT A. GIANNASI, Administrative Law Judge. This case
was tried in Philadelphia, Pennsylvania, on January 15, 16, and
17, 2013. The complaint, as amended, alleges that Respondent
violated Section 8(a)(1) of the Act by coercively interrogating
employees, creating the impression of surveillance, threatening
306
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
retaliation if employees engaged in union activities, and solicit-
ing employee complaints with the promise to resolve them in
order to discourage union activities. The complaint also alleges
that Respondent violated Section 8(a)(3) and (1) of the Act by
discriminatorily discharging and laying off a total of 13 em-
ployees because of union activity, and Section 8(a)(1) by re-
quiring employees to agree to unlawfully broad confidentiality
and nondisparagement pledges in order to obtain severance pay.
The Respondent filed an answer denying the essential allega-
tions in the complaint.1
The complaint case was consolidated with a related represen-
tation case, Case 04–RC–080108, which was initiated by a
petition filed by the Charging Party Union (the Union) on May
2, 2012. In that case, the parties entered into a stipulated elec-
tion agreement. Pursuant to that agreement, a Board election
was conducted on June 8, 2012, in a unit of Respondent’s
truckdrivers, including the yard jockey, at its Macungie, Penn-
sylvania location. The Union lost the election by a vote of 4 to
1, but 12 employees voted challenged ballots that were out-
come determinative. Those employees were allegedly unlaw-
fully terminated, as indicated above in the unfair labor practice
complaint. Thus, the election outcome turns on whether the
allegations of discriminatory terminations are sustained.2
After the trial, the Acting General Counsel and the Respond-
ent filed briefs, which I have read and considered. Based on
the entire record in this case, including the testimony of the
witnesses, and my observation of their demeanor, I make the
following
FINDINGS OF FACT
I. JURISDICTION
Respondent, a Delaware limited liability company with a fa-
cility at 7533 Industrial Way, Macungie, Pennsylvania, is en-
gaged in the distribution of corrugated products. During a rep-
resentative 1-year period, Respondent purchased and received,
at its Macungie facility, goods valued in excess of $50,000
from points outside the Commonwealth of Pennsylvania. Ac-
cordingly, I find, as Respondent admits, that it is an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
Respondent also admits that the Union is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
The Facts
Background
Respondent supplies transportation services at various loca-
tions throughout the country for Pratt operating entities that are
affiliated with Respondent. It uses its own drivers, but it also
contracts to use drivers from external third-party carriers. Tom
Olshefski, whose title is national director of logistics, has gen-
1 The amended complaint included two other Pratt-affiliated re-
spondents as a single employer with the named respondent, but, at the
hearing, the parties entered into a stipulation that removed the other
respondents from the case. The present caption reflects that change.
2 Apparently only 12 of the 13 alleged discriminatees voted in the
election.
eral supervision over Respondent’s trucking operations. He is
located in Valparaiso, Indiana, and also spends time at the Pratt
parent’s corporate offices in Conyers, Georgia. (Tr. 318.)
Since November 2011, Respondent operated a trucking facility
in Macungie, Pennsylvania, where its affiliate, Pratt Corrugated
of Allentown, has a large production and manufacturing plant.
Either Pratt Corrugated or another Pratt entity also operates a
warehouse at this location. (Tr. 80.) The plant manufactures
corrugated boxes and other paper products, which are trans-
ported by Respondent from its Macungie facility. The plant
employs about 105 people. Corrugated of Allentown and
whichever Pratt entity operates the warehouse have offices in
the same office complex that houses Phaedra Powell, Respond-
ent’s onsite logistics manager, and its dispatch supervisor.
Nearby are an office for Erin Cutler, the human resources man-
ager, and a desk for Francisco Ortiz, the second-shift shipping
supervisor. (Tr. 382–383, 395–396.) Although other Pratt
entities apparently employ Ortiz and Cutler, it is clear that they
are agents of Respondent. Cutler participated in disciplinary
meetings with Respondent’s employees and signed their disci-
plinary documents. Ortiz, who was present at the facility dur-
ing hours when Powell was not, directed and assigned work to
the yard jockeys and drivers, and, at the hearing, the parties
stipulated that Ortiz was an agent of Respondent.3
When the Respondent first opened its Macungie trucking op-
eration, Powell initially used three drivers from National
Freight Industries (NFI), an external carrier for whom she pre-
viously worked. NFI apparently charged a flat daily rate. (Tr.
328.) In addition, Powell started hiring new drivers, pursuant
to directions from Olshefski to build a staff of drivers employed
directly by Respondent. Respondent apparently did not use its
own trucks, at least in Macungie; it rented tractors from Penske
and trailers from Covenant Transport. (Tr. 377.) The record
shows that Respondent rented trailers, at a cost of about
$22,000 per month, from January through November 2012. (R.
Exh. 9.)4
At some point in the next few months, Respondent apparent-
ly stopped using NFI drivers because it hired those drivers as
Respondent’s employees. There is no reliable evidence, cer-
tainly no documentary evidence, that drivers from external
carriers were used again at Macungie until late April when
Respondent laid off most of its existing drivers. By mid-April
of 2012, Respondent employed some 18 drivers, including 2
yard jockeys. The employees were added in ascending incre-
ments. The record shows that one of the first drivers hired was
Christian Salazar on November 16, 2011, and the last two,
3 Not only did Respondent’s supervisors and drivers work in close
proximity to and have contact with employees and supervisors of relat-
ed Pratt entities, but it appears that Respondent expected its employees
to abide by the policies of all Pratt entities. Thus, Respondent’s em-
ployees were required to sign a document that called for their compli-
ance with the operational policies of “Corrugated Logistics LLC Pratt
Industries and/or its subsidiaries.” (R. Exh. 1.) And Respondent’s
employees who were laid off in April 2012 signed a severance agree-
ment that prohibited them not from casting a negative characterization
upon “Pratt and/or any Pratt Entity.” (GC Exh. 20.)
4 In the first 2 months of the Macungie operation, the monthly rental
cost for the trailers was $13,600.
PRATT (CORRUGATED LOGISTICS), LLC
307
Mike Messina and Tyler Donnelly, were hired on April 12 and
16, 2012, respectively (Exhs. 3 and 4 of GC Exh. 26).
The Initial Union Activity
On April 13 and 19, 2012, Union Business Agent Darren Fry
went to the Macungie facility and passed out leaflets to some of
Respondent’s drivers as they were leaving the premises on their
runs. On Thursday, April 19, one of those drivers, Christian
Salazar, called Fry and they talked about getting support to
organize the employees. On that same day, Salazar talked to a
number of employees about supporting the Union and some
agreed to meet with Fry. Those conversations were mostly in
person and in the yard at the Macungie facility. Among those
employees with whom Salazar spoke about the Union on April
19 was Guillermo Mejia, a yard jockey at Macungie. (Tr. 101,
142, 167, 174.) According to Salazar, all but two of the em-
ployees with whom he spoke seemed interested; the two who
were not were Steve West and Brian Fritzinger. (Tr. 67–68.)
Indeed, West seemed to be strongly opposed to forming a un-
ion. West told employee Jay Lohrman that Salazar had ap-
proached him about “getting a union in here.” According to
Lohrman’s uncontradicted testimony, West was very upset
about the matter and said he was going to see Powell about it.
(Tr. 191.)
A union meeting was scheduled for Monday, April 23, at a
nearby eating place, the Starlight Diner. At the appointed time
and place, about 8 to 10 employees attended the meeting.
Among those employees were Salazar and Mejia. All the em-
ployees in attendance signed union authorization cards and
some took blank cards for other employees to sign. Mejia took
a blank card to bring to another employee who did not attend
the meeting. (Tr. 102.)
The Discharge of Salazar
At the end of his workday, at about 9:30 p.m. on April 20,
2012, Salazar returned to the Macungie facility. When he
drove his vehicle on to the parking lot, he saw a lot of cars in
the parking lot, which was unusual at that hour of the night.
(Tr. 68–69.) As Salazar was performing his posttrip inspection,
Powell came up to him and asked him to come to her office.
(Tr. 71.) When Salazar got to the office with Powell, Human
Resources Manager Cutler and Warehouse Manager Paul Zallas
were already there. Shortly thereafter Zallas left and a meeting
took place between Powell, Cutler, and Salazar. Powell told
Salazar that Respondent was discharging him because of a De-
cember 29, 2012 accident in which he was involved. Salazar
protested that the accident had taken place almost 4 months
before, but either Powell or Cutler said that the decision was
made by “corporate.” (Tr. 72.) Powell appeared to be reading
from something in her laptop and stated that an investigation
showed that he had been driving at excessive speed before the
accident and his driving caused considerable damage. When
Salazar asked to see any report that said that, Powell said she
could not show him anything and that he should “call corpo-
rate” for anything further. (Tr. 71–73.)5
5 The above is based on Salazar’s credible testimony. Powell did
not dispute Salazar’s account of the meeting. She admitted telling
Salazar that “corporate” had decided on the discharge, which she at-
Salazar had indeed been involved in an accident on Decem-
ber 29, 2011. The accident happened on his way back to
Macungie after he picked up a load from another Pratt facility.
When Salazar’s tractor-trailer was making a turn coming off an
exit ramp, it became embedded on a railing. The speed limit on
the exit ramp was, according to Salazar’s uncontradicted testi-
mony, 25 miles per hour. (Tr. 95.) The trailer apparently suf-
fered considerable damage that could not be repaired; it was
used for scrap, according to Powell, who was unable to testify
whether the damaged trailer was covered by insurance. (Tr.
406–408.) In any event, Salazar received a citation for his ac-
cident and he paid the fine and costs, which totaled $113.25,
with a credit card issued to him by Respondent. The citation
does not indicate whether Salazar was speeding or what rate of
speed he was going before the accident. On January 9, 2012,
Salazar was issued an “employee corrective action report,”
signed by Powell, which indicated that it was intended to be a
warning. Salazar was permitted to fill out the body of report
and he signed it, stating that he was not traveling fast, but that
the load had shifted on the trailer. Salazar also stated that he
was protesting the warning. (GC Exh. 8.)6
Salazar was concerned at the time of the accident that he
might lose his job and Powell told him that the Respondent
would conduct an investigation of the accident and any decision
on that matter would be made by Tom Olshefski. (Tr. 85.)
According to Olshefski, he completed his investigation of the
accident in the middle of January. (Tr. 355.) And, according to
Salazar, no representative from Respondent contacted him
about the accident from the date of his warning to the date of
his discharge. (Tr. 65–66, 91.)
Salazar suffered minor injuries in the accident and was off
work for one day. On December 31, he returned to work on
light duty. For the next two or three months, he performed
office duties, including some dispatch functions, since the ex-
isting dispatcher had recently left Respondent’s employ. Sala-
zar also helped install on-board computers on the trucks, for
which he was trained and certified. (Tr. 51–53.) He worked
outside Powell’s office and interacted daily with the shipping
supervisors, one of whom was Francisco Ortiz, who had a desk
near Salazar’s. Ortiz or the other shipping supervisor, who
apparently alternated shifts, would hand Salazar driver assign-
ments and tell him the priority order for those assignments that
had been set by the scheduler. (Tr. 64–65.) When a new dis-
tributed to Tom Olshefski and Tina Overstreet, who was an official in a
Pratt-related entity involved in safety issues. (Tr. 408–409.) Olshefski
testified that the decision was his. (Tr. 354.)
6 Salazar testified on cross-examination that when he was asked to
sign the warning, which he did, Powell told him that he was asked to
sign it to evidence that he was driving too fast for conditions. In fact
the warning does not say that; it says the opposite that he was going at a
“low rate of speed.” Indeed, Salazar told Powell that he was going
under the speed limit, which is what his uncontradicted testimony
shows (Tr. 86). There is apparently a conflict between what he said
was his speed on the warning (10 miles per hour) and what he said was
his speed in a pre-trial affidavit he gave to a Board agent (between 15
and 25 miles per hour). That conflict does not impair Salazar’s credi-
bility because, in either version, Salazar was going under the speed
limit.
308
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
patcher was hired, in about mid-March, Salazar returned to his
driver position. He continued to drive regularly until his dis-
charge on April 20. (Tr. 59–61, 95–97.)7
The Discharge of Mejia
Mejia was hired as a yard jockey at the end of November
2011. His duties included moving trailers within the confines
of the Macungie facility, and inspecting them and making sure
they were safe to drive. If the trailers did not pass inspection,
he or the other yard jockey, who worked nighttime hours, were
to tag them as damaged or defective. Although Powell and
Dispatcher Christian Westgate were his immediate supervisors,
Mejia was told to follow the instructions of the shipping super-
visors, including Ortiz, which he did on a daily basis, particu-
larly during the times when Powell and Westgate were not
present. (Tr. 132, 135, 423–424.) According to Mejia, Powell
told him, in Ortiz’s presence, that he had to follow Ortiz’s in-
structions. She also told him, in a separate conversation, that
he was to follow the instructions of another shipping supervi-
sor, identified as Gregg, who worked during hours when Powell
was not present. (Tr. 100, 135–136.) Powell did not specifical-
ly contradict Mejia’s testimony about these conversations and
Ortiz did not testify in this proceeding.8
Before the union campaign began, Mejia received two “em-
ployee disciplinary” reports about his work. On March 30, he
received a written disciplinary report that was identified as a
warning and signed by Powell about damaging a trailer that
same day. He had moved a trailer without realizing that the
landing gear was not raised off the ground. (GC Exh. 10.)
Mejia also received a written disciplinary report on April 4, in
which the warning box was not marked, but the counseling box
was marked. The document, which was also signed by Powell,
contained the notation “verbal” on it, and was described by
Powell as a “counseling.” The document stated that Powell
“had a discussion with [Mejia] regarding reporting information
to shipping or any department without the knowledge of his
direct supervisor [Powell] and without letting his supervisor
know first causing Logistics to be blindsided and questioned
without having all the facts.” (GC Exh. 11.) Powell testified
that she did not give Mejia a written warning or a final warning
at this time because “this was the first time I had [written] him
up for this particular type of incident, reporting information to
my customer.” (Tr. 391.)9
7 Powell confirmed that Salazar worked in the office for a period in
early 2012 and did some dispatching duties. She also testified that the
previous dispatcher, Lisa Schmetzel, left sometime in February and the
new dispatcher, Christian Westgate, was hired in mid-March. (Tr. 403–
404.)
8 I find Mejia’s uncontradicted testimony on this point plausible.
The nighttime yard jockey, Eric Balsavage, worked mostly when Pow-
ell was not present, and, if someone had to instruct or supervise him, it
would have been Ortiz or whichever other shipping supervisor was on
duty during the second shift. (Tr. 440.) Moreover, upon his employ-
ment, Mejia signed a document that required him to comply with the
policies of Respondent, “Pratt Industries and/or its subsidiaries.” (R.
Exh. 1.)
9 It is clear that here, and at other points in her testimony, when
Powell refers to her “customer,” she means representatives of Corru-
Mejia had been one of the employees approached by Salazar
in support of the Union. He attended the April 23 union meet-
ing and obtained a blank card to solicit support from another
employee. Mejia gave the blank card to driver Mike Messina
while sitting in his jockey truck at the Macungie yard on April
24. It must have been after noon because that is when Messina
reported for work. (Tr. 102, 155, 142, 156.)
Later on April 24, Mejia was discharged. At 6:45 p.m., he
was called by Cutler on his cell phone and asked to come to her
office. When he got there, Cutler, Powell and the dispatcher,
Christian Westgate, were present.10 According to Mejia, Pow-
ell told Mejia that he had not followed her directions, had not
properly done so-called yard sheets that had something to do
with the inspection of trailers, and had made mistakes in park-
ing “bad trailers.” (Tr. 104.) Westgate added that Mejia had
not answered his radio calls. (Tr. 106.) Mejia testified that he
protested, stating that, just 2 weeks before, Powell had praised
his work, but Powell denied she had done so. (Tr. 106.)
According to Mejia, no one mentioned a specific incident at
this meeting (Tr. 106), and nothing was said about unsafe or
damaged trailers. (Tr. 107, 111.) Mejia did testify that, on
several occasions in the past, the last of which apparently took
place on April 19, he did have conversations with Powell about
damaged trailers that he was taking out of service, which had
no available parking space at the facility. According to Mejia,
Powell told him where to put the trailers and nothing further
was said about his responsibilities in this respect. Either he or
the drivers tagged the damaged trailers to keep them out of
service. (Tr. 111–114.) He also testified about another dam-
aged trailer that he took out of service earlier on the day he was
fired, but that matter was not raised during the meeting at
which he was discharged. (Tr. 114–115.) And it is uncontra-
dicted that, at no time before the April 24 meeting, did Powell
or any other representative of Respondent tell Mejia that he was
in danger of losing his job. (Tr. 110.)
Powell testified that, at the April 24 meeting, she gave Mejia
a written document that was not introduced into evidence but
reflected an incident that allegedly occurred on April 16, when
Mejia allegedly permitted a damaged trailer to go out on the
road, contrary to instructions by her to put the trailer out of
service. Powell testified that she only discovered that the trailer
had gone out on the road a “couple of days” after she told Mejia
to “put the trailer out of service.” (Tr. 392–393.) On cross
examination, Powell testified that she found out from Westgate
that the trailer was taken out on the road. (Tr. 428.) Powell
provided no further details about the incident or how it was tied
to Mejia. Powell also testified that the document about letting
the damaged trailer go out on the road was a “final warning.”
(Tr. 393.)11
gated Allentown, which manufactures the product Respondent ships
and whose plant and offices are located at the Macungie facility.
10 Powell identified Westgate as Mejia’s “direct supervisor.” (Tr.
395.)
11 Buried deep as an attachment to one of Respondent’s lengthy po-
sition statements, submitted to the General Counsel in the investigation
of this case and received in evidence as GC Exh. 24, was an “employee
disciplinary report” that appears to be the one Powell was referring to
in her testimony about the April 16 incident. Because it was not for-
PRATT (CORRUGATED LOGISTICS), LLC
309
Powell also testified that she gave Mejia another document at
this meeting, which likewise was not introduced in evidence,
but which apparently led to Mejia’s dismissal. (Tr. 395.) That
document, apparently prepared by Westgate, reflected an inci-
dent that allegedly occurred the day before, on April 23, where,
according to Powell, “Guillermo walked right past Christian
[Westgate], his direct supervisor, and he walked past my office,
went directly to the customer [presumably a shipping supervi-
sor or other employee of Corrugated Allentown] to give him
information without speaking to the dispatch manager or my-
self.” (Tr. 395.) Aside from that bare testimony, Powell never
gave a detailed account of that incident or what was said about
it at the April 24 meeting.12
According to Powell, after she explained the matters she tes-
tified about to Mejia and handed him the written documents
memorializing those matters, Mejia refused to sign the docu-
ments and he was discharged. (Tr. 397.) Mejia denied that he
was ever given either of the documents referred to by Powell in
her testimony. (Tr. 111.) He also denied being involved in the
incident that Powell described as having occurred on April 16.
He specifically denied being told by Powell to lock down that
trailer. (Tr. 124–125.) In addition, Mejia also offered uncon-
tradicted testimony that he was not the only one who tagged
trailers as defective or damaged; the night shift yard jockey also
performed the same tagging function as Mejia. Moreover, oth-
mally introduced in evidence, I am not sure of its authenticity or what
weight to give the document. It was signed and apparently prepared by
Powell on April 24, the day Mejia was discharged and is labeled a final
warning. It states that “[o]n April 16th I asked Guillermo Mejia to lock
trailer 530013 down because it needed to have a sensor replaced and
the landing gear wouldn’t come up. The trailer wasn’t locked down as
instructed resulting in the trailer being DOT noncompliant putting
[undecipherable] at serious risk. He was asked by the dispatcher and
myself.” Assuming the document is properly in evidence, most of it
amounts to unreliable hearsay. Although Powell could report what she
told Mejia, and she did testify about that, there is no foundation for the
statements in the document about whether the defective trailer was the
one that Powell instructed Mejia to put out of service or whether Mejia
was responsible for not putting it out of service. The document itself
was prepared well after the incident and no other documentary or testi-
monial evidence casts any light on those matters so I cannot rely on the
document itself for their truth.
12 Also buried deep in GC Exh. 24, was an “employee disciplinary
report” that appears to be the one Powell was referring to in her testi-
mony about the April 23 incident. Because it was not formally admit-
ted in evidence, and was apparently signed and prepared by Dispatcher
Westgate, who was identified as the supervisor, but did not testify in
this proceeding, I am not sure of its authenticity or what weight to give
the document. The document shows that the dismissal box was marked
and notes three previous earnings, including the April 16 incident that
was mentioned in Powell’s testimony about the April 24 meeting. It
states “At approximately 1400 Guillermo came into the office to talk
with the shipping supervisor Joseph Hoofnagle. While talking to Joe, I
overheard Guillermo tell Joe that he couldn’t pull trailer 550017 due to
an [undecipherable] leak. Guillermo did not tell Phae or myself. The
issue of coming directly to Logistics staff was addressed before.”
Assuming that the document is properly in evidence, I find it unreliable
hearsay as to the truth of its contents because Westgate did not testify.
But the document also shows that Powell’s testimony about the incident
was double hearsay because she only relied on Westgate’s account for
the truth of the matter.
er drivers who moved trailers at the request of shipping super-
visors may also have done some tagging. (Tr. 133–134). As to
the second incident, Mejia admitted talking to a representative
of Pratt Corrugated about moving a trailer, but denied doing
anything wrong because he testified that he did not release any
private information. (Tr. 126–127.) Neither Westgate nor
Cutler testified in this proceeding and there is no evidence that
Powell or any other representative of Respondent mentioned
either the April 16 or the April 23 incident to Mejia at the time
of those incidents or at any time before the meeting at the end
of the day on April 24, when Mejia was discharged.
Other Responses to the Union Campaign
Driver Mike Messina began working for Respondent on
April 12, 2012. When he began work, he was assigned a men-
tor, Steve West, another driver whom Salazar had identified as
being against the Union. Since Messina worked from about
noon to midnight, he also dealt directly with Second Shift
Shipping Supervisor Francisco Ortiz, who was the only super-
visor on duty when Powell was not present.
Although Ortiz is apparently employed by Pratt Corrugated,
identified by Powell as her “customer” and a Respondent-
affiliated company at the Macungie facility whose product is
shipped by Respondent, Ortiz is an admitted agent of Respond-
ent. But he is much more since he is intimately involved with
Respondent’s employees, as shown by the testimony of Salazar
and Mejia, set forth above in the sections dealing with their
discharges. Ortiz, who did not testify in this proceeding, has a
desk adjacent to Powell’s office and near the desk of Respond-
ent’s daytime dispatcher in the office complex. (Tr. 218.)
Although Ortiz is identified as the second shift shipping super-
visor, there is testimony that he and another shipping supervisor
sometimes alternated shifts. The shipping supervisors work
closely with Respondent’s dispatcher and the scheduler of de-
liveries, who is apparently an employee of Pratt Corrugated.
(Tr. 64–65.) Because drivers often began work before Powell
arrived at the facility and ended their runs after she left, when
he worked the night shift, Ortiz was the only supervisor who
dealt with Mejia and the nighttime yard jockey when Powell
was not present. He was also the only supervisor present when
drivers returned from their runs after Powell left for the day.
On those occasions, Ortiz directed drivers to move trailers in
the yard and gave them their work orders for the next day, thus
providing them notification of when they were to report for
work. He also dismissed the drivers when they were no longer
needed. (Tr. 70–71, 133–134, 142, 156, 213–215.)
As it was a widely discussed topic of discussion among the
employees, Messina discussed the scheduled April 23 union
meeting with West and Ortiz. According to Messina’s uncon-
tradicted testimony, both West and Ortiz separately advised
him not to attend the meeting. (Tr. 143.) On another occasion,
after Salazar had been fired, and on the day of the scheduled
union meeting, Ortiz told Messina that he was not allowed to
say anything about unions, but he advised Messina to stay away
from “certain individuals” and “stay clear of this situation.”
(Tr. 143–144, 157.)
Sometime after Salazar had been fired and before the date of
the union meeting, Messina went to see Powell in her office.
310
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
He was concerned that Respondent knew he had once been a
member of the Teamsters Union because that fact was men-
tioned on his application for employment. He told Powell that
he had no interest in attending the union meeting and he was
going to remain neutral on the question of union representation.
Powell acknowledged Messina’s statement, but made no other
response. (Tr. 144–146, 164.)13
After Messina received the blank union authorization card
from Mejia, he spoke to West about it. West told him to “get
rid of” the card. The day after Mejia was fired, which would
have been April 25, Messina again went to Powell’s office, this
time to speak to her about the union authorization card he had
been given by Mejia. He wanted to emphasize his neutrality so
he handed the card to Powell. She refused to accept it and told
him to present it to the office of Human Resources. Messina
then went to that office, spoke to Cutler and gave her the card.
Cutler accepted the card, put it in an envelope, and thanked him
for his loyalty. (Tr. 146–147.)14
On April 24, Driver Dennis Cortes also had a conversation
with Ortiz. Cortes was returning some paperwork in the dis-
patch office after his run where he encountered Ortiz. Ortiz
asked Cortes whether he was involved with the Union. Cortes
replied by asking what Ortiz was talking about. Ortiz said that
Cortes knew what he was talking about. Then, Ortiz said that,
if he were Cortes, he would not get involved with the Union,
stating that was why Salazar was fired. (Tr. 241–242.) Cortes
then mentioned Mejia, who had been fired earlier that day. (Tr.
253–254.) Ortiz said that Mejia had been trying to reach him
all day, but that he, Ortiz, had nothing to do with Mejia’s dis-
charge. According to Cortes, Ortiz said Mejia was fired be-
cause he wanted to do whatever he wanted in the yard. (Tr.
243, 253–255.) At one point in the conversation, another em-
ployee came into the office and Ortiz turned to Spanish, a lan-
guage that the other employee did not understand, but Cortes
did. Ortiz said that the other employee was going to be fired
and he again told Cortes to steer clear of the Union. (Tr. 243–
244.) In fact, that other employee, Eric Balsavage, the night
shift yard jockey, was not fired, and he survived the subsequent
13 At some points during his testimony, Messina mentioned that his
first meeting with Powell was on April 16, but, on redirect, he clarified
the date. The conversation, as it was obvious in its context, took place
after Salazar was fired and before he was given an authorization card
by Mejia, which would have placed it between April 20 and 24. (Tr.
156.) On cross examination, Messina also confirmed that he had sever-
al conversations with Powell in which he raised the topic of unions, but
she always said that she did not want to talk about the topic. (Tr. 154.)
14 The above testimony by Messina was uncontradicted since West,
Cutler, and Ortiz did not testify. Powell did testify, but she did not
controvert Messina’s testimony about his meetings with her. Even
apart from his uncontroverted testimony, I found Messina to be an
entirely credible witness. He was employed by Respondent when he
testified. He was thus testifying against his employer’s interest. I also
observed, from his demeanor, that he was testifying reluctantly because
he did not want to become embroiled in a controversial matter, but,
painful as it was for him, I viewed him as a witness committed to tell-
ing the truth.
layoff of April 27, in which most of the remaining drivers were
released. (Tr. 244, 261, 434–435.)15
Consultant Jason Greer Conducts Meetings with Employees
During the week of April 23, Respondent’s employees were
directed in separate groups to meet with Jay Greer, a consultant
hired by Respondent or one of the affiliated Pratt entities to
meet and speak with employees. The meetings were held in a
conference room in the office complex at the Macungie facility.
A number of employees testified that, in those meetings, Greer
identified himself as “Jay,” refusing to give his last name, and
said he was hired as a consultant to find out if the employees
had any problems with the opening of the Macungie facility
and how Respondent could improve their working conditions.
On most aspects of what Greer said, the employees’ testimony
was mutually corroborative. But, in all respects, it was uncon-
tradicted because Greer did not testify.16
It is also uncontradicted that Greer identifies himself as a
“union buster” on one screen of his web page; and another
screen states that his specialty is defeating unions who are try-
ing to organize employers. Greer’s web page contains his pic-
ture, which was identified by employee Jay Lohrman as being
the person who made the presentation. (GC Exh. 19.) One
statement on Greer’s web page reads as follows:
Discover the secrets behind unions and why union organizers
will stop at nothing to cripple businesses from Jason Greer,
labor management relations expert and former Board Agent
of the National Labor Relations Board. Jason has provided
labor relations and employee relations services to multiple
companies, which have experienced threats of union organiz-
ing.
Two of the meetings were described by the employees who
attended them.17 The first, on April 24, the day after the union
meeting, was attended by employees Jay Lohrman, Mike Mes-
sina, and Zsolt Harskuti. In that meeting, Greer said that Re-
spondent was a “start-up company,” apparently referring to the
Macungie facility that had been operating for 5 months. Ac-
15 The above testimony by Cortes was uncontradicted because Ortiz
did not testify. Even apart from his uncontroverted testimony, I found
Cortes to be a reliable witness, who testified candidly and in detail. In
addition, his testimony has enhanced credibility because he was a cur-
rent employee testifying against his employer’s interest.
16 In its answer, Respondent denied that Greer was its agent. In
view of all the circumstances surrounding Greer’s appearance at the
Macungie facility, including that the employees were directed to attend
the meetings, and that the meetings were held in Respondent’s confer-
ence room, I find that Greer was indeed an agent of Respondent. It is
clear that Respondent was responsible for Greer’s meetings, which
created a reasonable basis for the employees to believe that Respondent
authorized Greer’s statements to them. Greer thus possessed at least
apparent authority to bind Respondent. See Mastec Direct TV, 356
NLRB 809, 809–810 (2011), citing Corner Furniture Discount Center,
339 NLRB 1122, 1122 (2003); and Pan-Oston Co., 336 NLRB 305,
306 (2001). See also DHL Express, 355 NLRB 680, 690 (2010), with
respect to the agency status of a labor relations consultant.
17 There was no testimony about other meetings Greer may have
held with employees, except for that of employee Brian Fitzinger, who
testified that he met with Greer alone. I make no findings concerning
that meeting.
PRATT (CORRUGATED LOGISTICS), LLC
311
cording to Harskuti, Greer asked if the employees had “sugges-
tions or complaints that we would like to see changes and what,
if we do.” (Tr. 182.) The employees present made suggestions
and complaints, including a request for overtime pay. (Tr. 150,
168–170.) One complaint was that an employee was making
reports about them to Powell. Although the employee was not
identified at the meeting, Harsduti testified that the employee
was Steve West. (Tr. 182–183.) There was also a discussion
about Powell’s ability to manage the operation and whether she
was overwhelmed by the job. (Tr. 203–205.) According to
Harskuti, after hearing the employee suggestions, Greer said
that the employees would have to be patient, but they would
“see changes real soon.” (Tr. 183.) Lohrman confirmed that,
after hearing what the employees had to say, Greer said that
“there would be changes.” (Tr. 193.) Lohrman also testified
that Greer said that he would be at Macungie for the rest of the
week and if the employees wanted to add anything to what they
had said they could contact him there. (Tr. 194.)18
The second meeting was held on April 25. It was attended
by employees Michael Dolan, Abel Camilo, Luis Hernandez,
and Dennis Cortes, all of whom testified about the meeting.
Greer introduced himself, stated the purpose of the meeting,
and invited suggestions and complaints in the same manner as
in the first meeting described above. According to Camilo,
Greer asked whether the employees had complaints or sugges-
tions and said that he would take them to his superiors to make
Macungie a “better place to work.” (Tr. 231.) According to
Cortes, Greer asked how Powell was treating them and what the
employees wanted to see in terms of improvement. (Tr. 245–
247.) According to Hernandez, Greer asked what the company
could do to make the employees “happier,” and Greer also said
that he would try to get “something better” for the employees.
(Tr. 264–265.) On cross-examination, Hernandez resisted an
effort to alter his testimony on this point and confirmed that
Greer said he would try “to get something for us.” (Tr. 272.)
Among the suggestions made by employees in this meeting
were safety bonuses and overtime for over 40 hours per week.
(Tr. 231, 265.) According to Hernandez, Greer was writing
while the employees made their suggestions. (Tr. 266.) I credit
the mutually corroborative and uncontradicted composite testi-
mony of Cortes, Hernandez and Camilo about Greer’s second
meeting with employees.19
18 The most detailed and reliable testimony about this meeting was
given by Lohrman and Harskuti. Messina, who also testified about the
meeting, had less of a clear recollection of the meeting, and did not
provide as much detail. Although nothing in Messina’s testimony
contradicted that of Harskuti and Lohrman, and he added that he him-
self raised the suggestion of overtime pay in response to Greer’s invita-
tion for suggestions, I rely particularly on the more reliable and mutual-
ly corroborative testimony of Lohrman and Harskuti in making findings
about this first meeting.
19 Dolan’s testimony about the meeting was not as detailed as that of
the other three employees who testified about it. He got to the meeting
somewhat late, after it had started. Although he testified, consistent
with that of the other three employees, that Greer asked about any
problems the drivers had, that he wanted to get to the bottom of those
problems, and that drivers did make some suggestions, he could not
remember what Greer said about what he would do about them (Tr.
169–170). On cross-examination, he admitted that, in his pre-trial affi-
Eleven of Respondent’s Remaining 15 Macungie Drivers are
Laid Off
At the end of the workday on Friday, April 27, Respondent
laid off 11 drivers.20 The drivers met, in groups or individually,
with Powell, Cutler, and Westgate in one of the offices at the
Macungie facility. Powell told the drivers that the Respondent
had decided to replace them with drivers from external carriers.
After the layoffs, the Respondent employed only four drivers
and one yard jockey.21
Many of the drivers questioned the decision because they
had no inkling of it and some were just recently hired. Indeed,
it appears that Respondent was still seeking new drivers. On
the day of the layoff, a sign advertising for drivers remained
posted at the Macungie facility. According to Powell, the sign
was taken down only “after we let the drivers go.” (Tr. 417).
There is also uncontradicted testimony that two potential new
drivers had been provided applications for employment about a
week before the layoff. (Tr. 229–230, 288–289). Later in the
day on Friday, April 27, the day of the layoff, Powell called
NFI, the company that had initially provided drivers to Re-
spondent, to obtain drivers to report for work the following
Monday. (Tr. 416). It is unclear how many drivers from exter-
nal carriers reported to Respondent’s Macungie facility for
work on Monday, April 30.
The laid-off drivers were given letters of recommendation
and offered severance pay. In order to obtain the severance
pay, the laid-off drivers were required to sign a form entitled
“Severance Agreement and General Release” that included
confidentiality and nondisparagement language. The language
reads as follows:
7. Confidentiality of Agreement. Employee will keep the fact
and terms of this Agreement completely confidential and not
disclose its contents to anyone except, on a confidential basis,
to his/her spouse, tax accountant, financial advisor, or attor-
ney. A violation of this confidentiality provision by any such
person is considered a violation by Employee. This section
does not prohibit disclosures to the extent legally required
pursuant to a court order or subpoena. Employee, however,
promises to notify Pratt in advance of such a disclosure obli-
gation or request within two days after Employee learns of it
and permit Pratt to take all steps it deems appropriate to pre-
vent or limit the required disclosure.
. . . .
9. Nondisparagement. Employee agrees that he/she will not
make any oral or written statement or engage in conduct that
either directly or indirectly disparages, criticizes, defames, or
davit, he stated that Greer did not say what, if anything, Respondent
would do about the problems mentioned at the meeting. (Tr. 176). To
the extent that Dolan’s testimony is different than that of the other three
employees about how Greer responded to employee suggestions, my
findings are based on the credible and mutually corroborative testimony
of Hernandez, Cortes, and Camilo.
20 They were: Abel Camilo, Dennis Cortes, Michael Dolan, Tyler
Donnelly, Brian Fritzinger, Zsolt Harskuti, Luis Hernandez, William
Lehuta, William Lengle, Jay Lohrman, and Michael Messina.
21 They were: Steven West, Wayne Webb, Dale Seidel, Dragan Tur-
zic, and Eric Balsavage.
312
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
otherwise casts a negative characterization upon Pratt and/or
any Pratt Entity, nor will he/she encourage or assist anyone
else to do so. Nothing in this section is intended to prevent
Employee from testifying truthfully in any legal proceeding or
complying with any lawful subpoena or court order.
Subsequent Events
As indicated above, the Union filed an election petition on
May 2, 2012, and agreed to go to an election on June 8, 2012.
The Union lost the election by a vote of 4 to 1, but there were
12 challenged ballots that affected the outcome of the election.
Those challenged ballots were cast by employees who were
allegedly discriminatorily discharged or laid off. The Union
filed charges and amended charges alleging those layoffs and
discharges were unlawful, as well as other violations that are
the subject of this case, on various dates in late April, May,
June, and August of 2012.
In the fall of 2012, the Acting General Counsel filed a peti-
tion for a Section 10(j) injunction with a United States district
court. In a settlement of that matter, the Respondent agreed to
offer reinstatement to a number of the terminated employees.
Some of them agreed to accept reinstatement and many of them
testified in this proceeding.
Discussion and Analysis
The 8(a)(1) Violations by Ortiz and Greer
As shown in the factual statement, on April 24, Ortiz, an
admitted agent of Respondent, questioned employee Cortes
about whether he was involved with the Union. Because Cortes
responded evasively and because the question was followed by
a threat, as shown below, it is clear that the circumstances sug-
gested coercion. The questioning was thus unlawful and a vio-
lation of Section 8(a)(1) of the Act.22 Ortiz followed his ques-
tion by warning Cortes not to get involved with the Union,
stating that Salazar had been fired for that reason. This warn-
ing threatened Cortes with the same fate that befell Salazar and
thus amounted to an unlawful threat of reprisal in violation of
Section 8(a)(1).23 Ortiz’s statement that another employee
would also be discharged for union activities amounted to a
similar threat, whether or not the employee was actually fired
for that reason or was even a union activist; the threat is in the
statement itself and its effect on the employee hearing it. Be-
cause Ortiz’s remarks also suggested that Respondent knew
who was involved in union activities, his statements also creat-
ed an impression of surveillance, another violation of Section
8(a)(1).24
The day before, on the day of the scheduled union meeting,
April 23, after saying he could not talk about the Union, Ortiz
similarly warned employee Messina to stay away from “certain
individuals” and “stay clear of [the] situation.” He had previ-
ously warned Messina not to attend the union meeting. In con-
22 See Stations Casinos, LLC, 358 NLRB 1556, 1574 (2012).
23 See Paramount Farms, 334 NLRB 810, 817 (2001); Extreme
Building Services, Corp., 349 NLRB 914, 928 (2007); and TPA, Inc.,
337 NLRB 282, 283 (2001).
24 See Bridgestone Firestone South Carolina, 350 NLRB 526, 527
(2007); and Mercedes-Benz of Orlando, 358 NLRB 1729, 1729 fn. 4
(2012).
text, the warning to stay away from certain individuals and the
“situation” could only have referred to the union campaign,
which was a wide topic of discussion at the Macungie facility at
the time. I thus find that Ortiz’s warning to Messina was an
additional unlawful threat of reprisal, in violation of Section
8(a)(1) of the Act.25
As also shown in the factual statement, Jason Greer, an agent
of Respondent, who advertised himself as a “union buster,”
spoke to two groups of employees at the Macungie facility on
April 24 and 25. In those meetings, Greer solicited complaints
and suggestions from the employees and stated in several ways
that they would be resolved by Respondent. I find that Greer’s
appearance and statements were a response to the nascent, but
ongoing, union campaign, contrary to Respondent’s suggestion
that Greer was simply trying to increase efficiency and produc-
tivity without regard to the union campaign. The timing of
Greer’s appearance, his background and his furtive reluctance
to reveal his last name support the inference, which I make, that
his promise to resolve the grievances he solicited was condi-
tioned on the employees rejecting the Union, notwithstanding
that nothing was mentioned about a union in those meetings.
Thus, Greer’s solicitation of grievances with the promise to
resolve them amounted to still another violation of Section
8(a)(1) of the Act.26
The 8(a)(3) and (1) Violations
In cases such as this one that turn on an alleged discriminato-
ry motive, the analytical framework is based on the Board’s
Wright Line decision.27 Under that decision, the General Coun-
sel must make an initial showing that the employees’ protected
or union activity was a motivating factor in the adverse em-
ployment action. That burden may be satisfied by a showing
that the employees engaged in union activity, that the employer
knew about those activities and bore animus toward the union
activity. Animus and knowledge need not be shown by direct
evidence, but may be inferred from the circumstances such as
the timing of the adverse action or the pretextual nature of the
proffered justification. Vision of Elk River, Inc., 359 NLRB 69,
71–72 (2012); Montgomery Ward & Co., 316 NLRB 1248,
1253 (1995).
Once the General Counsel makes that showing, the burden of
persuasion “shift[s] to the employer to demonstrate that the
same action would have taken place even in the absence of the
protected conduct.” Bally’s Atlantic City, 355 NLRB 1319,
1321 (2010). At that point, the issue is not simply whether the
employer “could have” taken action against the employees in
the absence of protected activity, but whether it “would have.”
Carpenter Technology Corp., 346 NLRB 766, 773 (2006). See
25 See Airborne Freight Corp., 343 NLRB 580, 617 (2004).
26 See Bally’s Atlantic City, 355 NLRB 1319, 1326 (2010). Actual-
ly, Greer’s statements that he would in effect help resolve the grievanc-
es he solicited make this a very strong case for the violation. As Bal-
ly’s makes clear, even without a specific statement that the grievances
will be resolved, the bare solicitation of grievances during a union
campaign permits a “compelling inference” that they would be resolved
without a union.
27 Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir.
1981), cert. denied 455 U.S. 989 (1982).
PRATT (CORRUGATED LOGISTICS), LLC
313
also Bally’s Atlantic City, 355 NLRB at 1322. Put another
way, to satisfy its burden, the employer “cannot simply present
a legitimate reason for its actions,” but must “persuade by a
preponderance of the evidence that the same action would have
taken place even in the absence of the protected conduct.”
Peter Vitale Co., 310 NLRB 865, 871 (1993). However, where
the evidence establishes that the reason given for the employ-
er’s action was a pretext—that is, that it was false or not in fact
relied on—the employer “fails by definition to show that it
would have taken the same action for that reason, absent the
protected conduct. There is thus no reason to perform the sec-
ond part of the Wright Line analysis.” Vision of Elk River, Inc.,
359 NLRB 69, 75 (2012), citing and quoting authorities.
Applying the above principles, I find that the evidence
strongly supports a finding of discrimination. As shown in the
factual statement, within 8 days of the first extensive union
discussions among employees initiated by employee Christian
Salazar, he and 12 other employees were terminated. Salazar
was terminated the day after he initiated those discussions; four
days later, Guillermo Mejia was discharged—the day after the
union meeting he attended and the very day he gave a union
authorization card to another employee. That same week, Re-
spondent brought in a consultant who unlawfully solicited
grievances with the promise to resolve them without a union.
And Francisco Ortiz told an employee that Salazar had been
fired because of his union activities and that that employee
should avoid getting involved with the Union, implying that the
same thing would happen to him. Still another employee was
warned to stay away from union supporters and he thereafter
turned in the authorization card given to him by Mejia to Re-
spondent’s representatives. The above statements and inci-
dents, together with the timing of the discharges during the
union campaign, lead to a strong inference of antiunion animus
and knowledge. And, in the context of the Respondent’s Sec-
tion 8(a)(1) violations, the evidence makes a compelling case
that the terminations of Salazar and Mejia were motivated by
their contemporary union activities.28
The sudden April 27 layoff of 11 of the remaining 15 drivers
without prior notice, shortly after the discharges of Salazar and
Mejia, not only decimated the work force, but shows that all the
terminations were motivated by the same discriminatory rea-
son. That all of the terminations are to be viewed as a group is
28 I reject Respondent’s contention (Br. 25–27) that it had no
knowledge of the union activity of Salazar and Mejia before their dis-
charges. As indicated above, I infer knowledge from the timing of their
discharges and Respondent’s animus expressed by its unlawful con-
temporaneous threats. As I have indicated, Ortiz, Respondent’s agent,
admitted that Salazar was fired for union activities. Indeed, the very
day of Salazar’s talks with employees on behalf of the Union, anti-
union employee Steve West told a fellow employee that he was upset at
Salazar’s organizing activity and he was going to report it to Powell.
Salazar was fired the very next day, allegedly for an accident that oc-
curred almost 4 months before. Mejia was fired hours after he present-
ed an authorization card to employee Messina, the very day Ortiz made
his unlawful statement about Salazar’s discharge, and the day after the
union meeting he attended, which was also the day Messina was unlaw-
fully warned to stay away from certain individuals. The inference is
also strengthened by reference to the pretextual reasons offered for the
discharges discussed below.
confirmed by Olshefski’s testimony that he considered Sala-
zar’s termination when considering the mass layoff of April 27.
This is his testimony about his decision to discharge Salazar:
“When I was going through the employee roster for the em-
ployee selection when we were going to do the restructuring,
and I was looking at the performance levels of each team mem-
ber or driver, his situation came back so I reviewed his file
again. And as I felt then actually, I decided to terminate him at
that time.” (Tr. 356). The April 27 layoffs themselves made no
sense on an objective basis. Respondent had hired a driver as
recently as 11 days before, had handed out applications to two
drivers who were expected to be employed shortly thereafter,
and was advertising for drivers up to the very day of the
layoffs.29
As shown below, the Respondent’s stated reason for the
layoffs, a need to use third-party external drivers instead of its
own employees, was a pretext. Also pretextual were the rea-
sons given for the discharge of Salazar, who was allegedly fired
for an accident he was involved in almost 4 months before, and
for the discharge of Mejia, who was allegedly fired for two
ambiguous incidents that were not mentioned to him when they
happened. Thus, the Acting General Counsel has satisfied his
initial burden of establishing a discriminatory motivation for all
13 terminations involved in this case. My findings that the rea-
sons for all the terminations were pretextual not only strengthen
the Acting General Counsel’s initial showing of discrimination,
but they show that the Respondent has failed to rebut the case
of discrimination. I discuss Respondent’s pretextual reasons in
more detail below.30
Salazar
According to Respondent, Olshefski made the decision to
discharge Salazar and Powell merely transmitted that decision.
The reason offered by Respondent for Salazar’s discharge—
that he was fired for an accident in which he was involved al-
most 4 months before—is a pretext. Salazar was discharged at
the end of his work day at 9:30 p.m. on April 20. Not only was
this the day after he held initial discussions with employees
about the Union, but the discharge took place under unusual
circumstances. The discharge was effectuated in a meeting that
was well outside the work hours of both Powell and Human
Resources Manager Cutler. It is highly unlikely that this
nighttime assemblage would have been necessitated by the
discharge of a driver for a 4-month-old accident. Respondent
never gave Salazar any indication, certainly after mid-January
2012, that his job was in jeopardy because of the accident, and
he was permitted to go back on the road driving trailers in mid-
29 Contrary to Respondent’s suggestion (Br. 29), it is not necessary
in assessing the motive for a mass layoff to make a specific finding that
each individual in the mass layoff was a known union adherent. It is
settled that knowledge of general union activity is sufficient where, as
here, the employer’s intent is to send a message, by using a mass layoff,
that union activity will not be tolerated. See Delchamps, Inc., 330
NLRB 1310, 1317 (2000); and Sonicraft, Inc., 295 NLRB 766, 783
(1989), enfd. 905 F.2d 146 (7th Cir. 1990).
30 Even apart from my specific findings of pretext, I find that the
Respondent’s evidence failed to meet its Wright Line burden to over-
come the Acting General Counsel’s strong evidence of discriminatory
motive. See Bally’s Atlantic City, cited above, 355 NLRB at 1321.
314
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
March 2012. If the Respondent had only legitimate reasons for
the discharge and if it was honestly concerned about damage
and safety issues, it would have discharged him sooner or noti-
fied him that his job was in jeopardy and would not have per-
mitted Salazar to go back on the road driving trailers.
I do not credit Olshefski’s testimony that union reasons did
not play a role in Salazar’s discharge. According to his testi-
mony, he communicated with the plant that provided the load
that Salazar hauled on the day of the accident and determined
that the load was properly secured and that Salazar was going
too fast for conditions. (Tr. 353). But Olshefsky did not con-
sult Salazar during his alleged investigation. Nor did Respond-
ent offer any corroboration from any other source that an inves-
tigation was ongoing or what that investigation entailed. Be-
cause of the interval between Salazar’s accident and his dis-
charge, together with the fact that Salazar was permitted back
on the road for over a month before his discharge, I find the
lack of corroboration for Olshefski’s testimony to be signifi-
cant. Indeed, Olshefski testified that he completed his investi-
gation in the middle of January, but he never gave a reason for
the delay in implementing the discharge decision, which is
particularly perplexing since he apparently knew Salazar was
back driving. (Tr. 354–356). As indicated above, he testified
that he only decided to implement the decision when he was
considering the April 27 layoff of most of the remaining
Macungie drivers and replacing them with drivers from third-
party carriers. He testified he reviewed Salazar’s file at that
time and decided to terminate him at that time. (Tr. 356). This
story is strange indeed because it suggests that Olshefski did
not consider Salazar’s December 29 accident to have warranted
discharge even after Salazar was permitted back on the road,
but only after the union campaign, which was spearheaded by
Salazar. I find that the real reason for the discharge was Sala-
zar’s union activities.
In addition, Francisco Ortiz admitted that Respondent fired
Salazar for union activities. Although I would find Salazar’s
discharge discriminatory even without this piece of evidence, I
reject Respondent’s contention that Ortiz had nothing to do
with Respondent’s operation and thus had no knowledge of
why Salazar was fired. I find, instead, that Powell likely knew
the real reason for Salazar’s discharge and likely shared it with
Ortiz.
As I have indicated above, although employed by a different
but related Pratt entity, Ortiz was an admitted agent of Re-
spondent, and, as the second-shift shipping supervisor, Ortiz
dealt directly with Respondent’s drivers and yard jockeys. In
these circumstances, and because Ortiz had a desk adjacent to
Powell’s office, I find it plausible that she shared personnel
information with Ortiz, including the real reason for Salazar’s
discharge. Indeed, when she was asked on cross-examination
whether she told Ortiz that certain named employees were fired
for union activity, Powell denied she had, but added that she
does not “discuss anything with my customer [presumably
Ortiz and other supervisors and managers of Corrugated Allen-
town] regarding Corrugated Logistics.” In response to a ques-
tion about whether Ortiz had a role in the discipline of Re-
spondent’s drivers, she answered “no,” but added that Ortiz had
“nothing to do with my operation.” (Tr. 419–420). I found
Powell’s testimony on these matters far too broad and exagger-
ated, embellishing what should have been a simple answer, and
implausible. She protested too much because she obviously
spoke to Pratt Allentown people, including Ortiz, who had a
desk near her office. She was, after all, responsible for ship-
ping its products, and, at points in her testimony, she spoke
about her unhappiness when she received complaints from the
manufacturing and shipping departments about the trucking
operation. (Tr. 389–390). On cross-examination, she also
seemed to contradict her own previous answers to the questions
about Ortiz on direct by admitting that she did talk to shipping
managers and shipping supervisors. (Tr. 422–423). Moreover,
it is clear that Ortiz did indeed have something to do with Re-
spondent’s operation, especially during times when Powell was
not present, as shown by the overwhelming evidence discussed
above. Powell’s answers to the questions about Ortiz cast
doubt on her credibility as a witness and I am inclined to be-
lieve that she did share the reason for the discharge of Salazar
with Ortiz. It is settled that a trier of fact may not only reject a
witness’s story, but find that the truth is the opposite of that
story. See Mar-Kay Cartage, 277 NLRB 1335, 1340 (1985),
citing NLRB v. Walton Mfg. Co., 369 U.S. 404, 408 (1962).
There is no doubt in my mind that Powell knew the real rea-
son for the decision to discharge Salazar. After all, she admitted
that she spoke with Olshefski “several times” a day, and dis-
cussed with him such things as damage reports and the disci-
pline of drivers. (Tr. 381–383, 387, 410). This was confirmed
by Olshefski. (Tr. 355–356). I find it perfectly plausible that
Powell shared that reason with Ortiz and that Ortiz’s statement
to Cortes accurately reflected the real reason for the discharge,
particularly in view of Powell’s close proximity to Ortiz and
the latter’s relationship with the drivers in her absence. Based
on all the circumstances, including my assessment of Powell’s
credibility, I make that inference. Indeed, Respondent was free
to rebut that inference by calling Ortiz as a witness and have
him either deny he made the statement or explain that he was
simply speculating about the reason for Salazar’s discharge.
Tellingly, the Respondent did not call Ortiz, its agent, as a wit-
ness. See International Automated Machines, 285 NLRB 1122,
1123 (1987).
Mejia
Mejia’s case is not as egregious as Salazar’s, but, here again,
I found the circumstances of his discharge unusual and the
reasons given by Respondent to be pretexts. Mejia was dis-
charged the day after the union meeting he attended and the
same day he gave a blank authorization card to driver Mike
Messina. Messina later delivered the card to Respondent’s offi-
cials and pledged his neutrality on the union issue. But Mejia
was allegedly discharged for two questionable incidents, one of
which allegedly took place 8 days before and the other that
allegedly took place the day before, after he had distributed the
authorization card to Messina. For the reasons stated below, I
find that the Respondent’s reasons for Mejia’s discharge were
pretextual.
According to Powell, who testified that she alone made the
decision to discharge Mejia, the first incident involved Mejia
approving an allegedly damaged trailer to go on the road con-
PRATT (CORRUGATED LOGISTICS), LLC
315
trary to her specific instructions. That incident apparently took
place on April 16. But no one mentioned that impropriety to
Mejia until the date of his discharge, at the end of the day on
April 24. Powell claimed that she did not know that the dam-
aged trailer was on the road until a “couple of days later,” when
told of that fact by Westgate, who did not testify in this case.
But, even accepting the truth of that testimony, she had ample
time before the actual discharge to discuss the matter with
Mejia, which would have been done had there been a legitimate
concern that Mejia did something wrong. But she did not. Not
only did Mejia not know there was any impropriety on his part,
but he could not know even that there was an “incident,” be-
cause presumably Powell gives a lot of instructions to Mejia. It
would thus have been difficult for Mejia to know what Powell
was talking about in the April 24 meeting. Indeed, there is no
corroborative testimony or documentary evidence that the trail-
er Powell instructed should not go on the road was the one that
was damaged or that Mejia was the one who permitted it to go
on the road. Another yard jockey or another driver may have
permitted it to go on the road. In these circumstances, and
because I have discredited Powell on another matter in this
case, I cannot credit her on this issue.
The second incident, which took place on April 23, the day
before the discharge, is even less understandable. Powell de-
scribed the alleged impropriety, but she apparently did not wit-
ness it. She relied on the report of Christian Westgate, who, as
indicated above, did not testify in this proceeding. The details
are sketchy, but Westgate supposedly saw Mejia approach a
shipping supervisor for Pratt Corrugated to talk about a trailer
and this was deemed to be an impropriety because Mejia failed
to notify Powell or Westgate first. If indeed this was a legiti-
mate concern there is no reason why Westgate or Powell would
not immediately mention the matter to Mejia. But they did not;
instead Powell waited until the next day and combined the pre-
textual April 16 incident discussed above, with this new inci-
dent, and used them, in combination, to effectuate Mejia’s dis-
charge. Significantly, Mejia had two prior disciplinary reports
about these very subjects before the advent of the union cam-
paign. One involved a damaged trailer and the other, a counsel-
ing and not a warning, according to Powell, involved failing to
notify her before talking to shipping supervisors. In a remarka-
ble coincidence, both the April 16 and the April 23 incidents
involved the same subjects discussed in the two prior lawful
disciplinary reports. I find that this was no coincidence. Re-
spondent used the April 16 and April 23 incidents as a pretext
to mask a discriminatory reason for the discharge of Mejia.
The Layoffs
In view of the prior two discriminatory discharges and the
timing of Respondent’s sudden decision to lay off 11 of its
remaining drivers, one week after Salazar’s discriminatory
discharge, the inference is clear that the April 27 layoffs were
also discriminatory and part of a wholesale effort to defeat the
Union. Indeed, as I have mentioned above, Olshefski virtually
admitted that Salazar’s discharge at least was part of his deci-
sion to lay off the drivers on April 27.
The Respondent’s asserted reason for the April 27 layoff—
that Respondent decided to replace its drivers with third-party
carriers because its drivers were responsible for damaging too
many trailers and that the use of third-party carriers would
somehow cure this—is a pretext. There was no prior notifica-
tion to the drivers that this was going to happen or that a man-
agement assessment about replacing them with third-party car-
riers was ongoing. Powell herself testified that she only learned
about the decision the day before the layoffs, an odd omission
since both Powell and Olshefski testified that they spoke sever-
al times a day. The Respondent had recently hired new drivers
and had advertised and was planning to hire more. Surely, if
there were a legitimate reason for the layoff and indeed an hon-
est assessment of utilizing third-party carriers, some prior no-
tice would have been given, at least to Powell, and Respondent
would have stopped its hiring of new drivers. The only signifi-
cant things that happened between April 16, when the last driv-
er was hired, and April 27, when the drivers were laid off, how-
ever, was the union campaign, the commission of several unfair
labor practices, including the discriminatory discharges of Sal-
azar and Mejia, and the meetings of the self-styled “union bust-
er” on Respondent’s behalf. Indeed, after the layoffs, on Fri-
day, April 27, Powell had to scramble to get drivers from third-
party carriers, in order to operate on the following Monday.
And Olshefski admitted that, in the next 30 days, Respondent
used some five to eight different carriers. As he testified,
“some came in for a couple weeks, some left, others came in. It
was a moving target.” (Tr. 359–360). This chaotic transition is
not the way an employer with a legitimate reason to replace
existing drivers with drivers from third-party carriers operates.
I specifically reject Olshefski’s testimony about his reason
for the layoff as not credible. As indicated above, I found Ol-
shefski’s testimony about the Salazar discharge incredible. His
testimony on the mass layoff on April 27 stands on no stronger
footing. Perhaps the most startling part of his testimony on this
point was that, in his deliberations as to who would be laid off,
Olshefski said he considered the work records of the drivers,
including Salazar, who had been fired the week before. Yet
Powell testified that, when she was notified of the layoffs, the
day before they took place, Olshefski told her that Respondent
would retain the four most senior or seasoned drivers, along
with the yard jockey. Nothing in Powell’s testimony suggests
that Olshefsky said anything about considering the work rec-
ords of the drivers in determining who was to be laid off. (Tr.
434–437). This conflict is a serious impediment to accepting
Olshefski’s testimony.31
Olshefski testified at length about why and when he decided
to go with third-party carriers, but his testimony on this issue is
no more convincing than his other testimony on the important
issues in this case. According to Olshefski, he decided to use
third-party carriers primarily because of an increase in the cost
of repairing damaged trailers at the Macungie facility. He testi-
fied that he started to “hit the panic button in terms of concern”
31 Powell testified as follows about what Olshefski told her about
the decision to go to third-party carriers the day before the layoff itself:
“We’re going to go with restructuring and these guys are just banging
up too much stuff, and we decided to go with a third-party carrier be-
cause if they mess up the equipment they’re going to pay for it and it’s
going to save us a lot of money in the long run.” Tr. 434.
316
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
in February or early March 2012. (Tr. 343.) That is difficult to
accept because Olshefski approved the hiring of numerous
drivers after this “panic button” type of concern, and apparently
never notified Powell that this concern would result in a mass
layoff until April 26, the day before the layoff. Another reason
to doubt his testimony is shown by the frantic effort to get driv-
ers from third-party carriers after the layoffs. As indicated
above, Olshefski admitted that Respondent used a lot of differ-
ent carriers in the days after the layoff. And although Olshefski
testified that he was speaking with representatives of U.S. Ex-
press to replace at least part of its driver work force well before
the April 27 layoff, Respondent did not secure a bid from U.S.
Express until September 2012. (Tr. 361.)
Nor does Olshefski’s testimony about unusual trailer damage
at Macungie support the decision to terminate some but not all
of the drivers. For example Respondent offered two exhibits
(R. Exhs. 7 and 8) to show repairs to damaged trailers during
the period from about February 1 through late April 2012. But
Olshefski admitted that it could not be determined from those
exhibits whether Respondent’s drivers, or who among them,
were responsible for the damages. (Tr. 364–366.) Thus, some
of the damages could have been attributable to the leased
equipment itself and not to the drivers at all. And there was no
way to determine whether NFI drivers, who were driving some
trailers during this period, were responsible for at least some of
the damages. Nor was there any way to determine whether the
terminated drivers or the retained drivers were responsible for
the damages. Finally, as indicated above, there is a conflict in
the testimony of Olshefski and Powell as to whether Respond-
ent even considered the driving records of the drivers before the
layoff decision.
Olshefski also testified that, after the change to mostly third-
party carriers, Respondent had a measurable improvement in
on-time deliveries, a decrease in equipment costs and damages,
and a “positive financial result.” (Tr. 359.) But Respondent
offered no corroborating documentary support for that testimo-
ny. There was not even any documentary evidence about on-
time deliveries before the layoff. Indeed, Respondent offered
no documentary evidence that could be used to compare the
cost for using third-party drivers as opposed to the cost of using
its own drivers. Nor was there any way to determine whether
the use of any of the retained employees was justified, given
the alleged cost saving of using third-party carriers. Lack of
such documentary evidence, especially when the only support
for an economic defense comes from a witness who has other-
wise been discredited, is not sufficient to defeat a finding of
pretext or establish the defense. See Davey Roofing, Inc., 341
NLRB 222, 223 (2004).
The Confidentiality and Nondisparagement Clauses32
As shown in the factual statement, in order to receive sever-
32 Although the Acting General Counsel’s brief mentions the com-
plaint allegation covering these clauses in its introductory section (Br.
2), no further mention of the relevant allegation appears in the substan-
tive portion of the brief. Without more, however, I cannot consider this
omission a waiver of the issue. The complaint allegation was not with-
drawn and the evidence on the matter remains in the record. Indeed, the
Respondent fully briefed the issue. I am thus required to address it.
ance pay after the unlawful April 27 layoff, employees were
required to sign a severance agreement that included a provi-
sion prohibiting them from disclosing the contents of the
agreement to anyone, with exceptions not applicable here.
Another provision prohibited employees from making state-
ments or engaging in conduct that “disparages, criticizes . . . or
otherwise casts a negative characterization upon . . . any Pratt
Entity . . . nor . . . encourage or assist anyone else to do so.”
These provisions are too broad. They clearly prohibit employ-
ees from engaging in activity protected by Section 7 of the Act,
including taking concerted action with fellow employees, or
even talking to them, union representatives, or agents of the
National Labor Relations Board with respect to the agreement.
These provisions also prohibit employees from engaging in
other protected activity, including criticizing their employer, for
taking the very unlawful activity that spawned this case. In-
deed, even without the involvement of the Board, employees
are permitted to criticize their employer for its conduct in deal-
ing with hours, wages and working conditions, so long as it
does not amount to disloyal, reckless or maliciously untrue and
unprotected representations or conduct. See Endicott Intercon-
nect Technologies, 345 NLRB 448, 450–452 (2005). It is set-
tled that that the Board may find a violation based on the very
existence of rules that could reasonably be construed by em-
ployees to prohibit protected activity, even if those rules are not
actually enforced. See Lutheran Heritage Village-Livonia, 343
NLRB 646, 647 (2004).
Here, the broadly phrased language does not stand alone and
unenforced. It was actually used in the severance agreements
presented to the unlawfully laid-off employees. Accordingly,
by requiring employees to abide by the unlawfully broad confi-
dentiality and nondisparagement clauses as conditions for re-
ceiving severance pay, Respondent violated Section 8(a)(1) of
the Act. See DirectTV U.S. DirectTV Holdings, LLC, 359
NLRB 545, 547 (2013); and Clarement Resort & Spa, 344
NLRB 832 (2005).
Contrary to Respondent’s contention (Br. 46) the nondispar-
agement clause is not saved from its unlawful breadth by its
provision that nothing in the clause is intended to prevent the
employee signatory from testifying in a legal proceeding or
complying with a subpoena. Employees have the right to con-
sult with each other and with their union on employment mat-
ters, whether or not those matters lead to court or legal proceed-
ings.
Respondent also asserts (Br. 48–49) that its position on the
nondisparagement clause is supported by my decision concern-
ing a different disparagement clause, which was affirmed, in
pertinent part, in Heartland Catfish Co., 358 NLRB 1117
(2012). While I am flattered by the reference, I have no diffi-
culty in distinguishing the two cases. In Heartland, the no
disparagement clause, which was found lawful, was part of a
general “common sense” rule that covered objectionable con-
duct in the workplace, including dishonest conduct, horseplay
and abusive language. And, as Respondent observes, the rule
in Heartland had no penalty attached to it. Here, on the other
hand, Respondent’s prohibition against disparagement is not a
workplace rule; it is a post-employment prohibition, a condition
for receipt of severance pay. Moreover, other penalties attach
PRATT (CORRUGATED LOGISTICS), LLC
317
for breach of the severance agreement. (See sections 6 and 15C
of G.C. Exh. 20). Nor, contrary to the rule in Heartland, can
the nondisparagement clause herein be limited to unprotected
conduct since the context, not present in Heartland, was the
discriminatory layoff of employees. Thus, the situation here is
more akin to the Claremont case, 344 NLRB 832, cited above
and distinguished in Heartland, than to the situation presented
in the Heartland case itself. Indeed, because of the context of
the unlawful layoff, the situation here is much stronger in sup-
port of a violation than that in Claremont.33
CONCLUSIONS OF LAW
1. By coercively interrogating employees about their union
activities, threatening employees with reprisals for engaging in
union activities, creating the impression that union activities are
under surveillance, soliciting employee complaints with the
promise that they will be resolved without a union, and requir-
ing employees to agree to broad confidentiality and nondispar-
agement provisions that restricted protected activity, Respond-
ent has violated Section 8(a)(1) of the Act.
2. By discharging employees Christian Salazar and Guiller-
mo Mejia, and laying off employees Abel Camilo, Dennis Cor-
tes, Michael Dolan, Tyler Donnelly, Brian Fritzinger, Zsolt
Harskuti, Luis Hernandez, William Lehuta, William Lengle,
Jay Lohrman, and Michael Messina, Respondent has violated
Section 8(a)(3) and (1) of the Act.
3. The above violations are unfair labor practices within the
meaning of the Act.
4. The unlawfully discharged and laid off employees named
above were entitled to vote in the election of June 8, 2012.
Thus, Case No. 04–RC–080108 is remanded to the Regional
Director to open and count the challenged ballots cast by those
employees. After opening and counting the challenged ballots,
the Regional Director shall issue a new tally and certify the
results of the election.
REMEDY
Having found that Respondent engaged in certain unfair la-
bor practices, I shall order it to cease and desist from such con-
duct and take certain affirmative action designed to effectuate
the policies of the Act.34 Having found that Respondent unlaw-
33 I am unpersuaded by Respondent’s attempt (Br. 47–48) to cast the
severance agreement in this case as a non-Board settlement agreement
under Independent Stave, 287 NLRB 740 (1987). The General Counsel
was not party to the severance agreements and indeed there was no
recognition in the severance agreements that the discriminatory layoff
that precipitated the agreements was a potential violation of the Act.
Thus, the employees could not possibly be fully informed of their rights
under the Act in advance of signing the severance agreements.
34 Because of Respondent’s egregious and widespread violations, I
shall include broad language in the order that Respondent not commit
future violations in the manner it did in this case or “in any other man-
ner.” See Hickmott Foods, 242 NLRB 1357 (1979); and Blankenship
& Associates, 306 NLRB 994, 995 (1992), enfd. 999 F.2d 248 (7th Cir.
1993). I am not convinced that the order should include a provision
that requires Respondent to read the notice before assembled employ-
ees, as requested by the Acting General Counsel (Br. 58–59). I believe
that the broad language and other remedies in the order, especially if
enforced by a court of appeals, are sufficient impediments against fu-
fully and discriminatorily discharged and laid off certain named
employees, I shall order it to offer them full and immediate
reinstatement to their former jobs, or, if those jobs no longer
exist, to substantially equivalent positions, without prejudice to
their seniority or any other rights and privileges previously
enjoyed, and to make them whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
them. Backpay shall be computed in accordance with F.W.
Woolworth Co., 90 NLRB 289 (1950), plus interest as comput-
ed in New Horizons, 283 NLRB 1173 (1987), compounded
daily under Kentucky River Medical Center, 356 NLRB 6
(2010). Respondent shall file a report with the Social Security
Administration allocating backpay to the appropriate calendar
quarters, and shall compensate the affected employees for the
adverse tax consequences, if any, of receiving one or more
lump-sum backpay awards covering periods of longer than one
year. Latino Express, Inc., 359 NLRB 518 (2012).35
On these findings of fact and conclusions of law, and on the
entire record here, I issue the following recommended36
ORDER
The Respondent, Pratt (Corrugated Logistics), LLC,
Macungie, Pennsylvania, its officers, agents, successors and
assigns, shall
1. Cease and desist from
(a) Coercively interrogating employees about their union or
other protected concerted activities.
(b) Threatening employees with reprisals, including termi-
nation, for engaging in union activities.
(c) Creating the impression among employees that union ac-
tivities are under surveillance.
(d) Soliciting grievances from employees with the promise
that they will be resolved without a union.
(e) Requiring employees to sign a severance agreement or
any agreement that contains confidentiality or nondisparage-
ment clauses that restrict employees from engaging in protected
concerted activities.
(f) Discharging, laying off, disciplining, or otherwise dis-
criminating against employees for engaging in union or other
protected concerted activities.
(g) In any other manner, interfering with, restraining, or co-
ercing employees in the exercise of the rights guaranteed them
by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act
(a) Within 14 days from the date of this order, offer employ-
ture violations. See Judge Paul Buxbaum’s discussion of this issue in
Print Fulfillment Services, JD 29-12, 9–CA–068069, 2012 WL
2458520, at pp. 65–67 (2012).
35 I understand that some of the employees may have been reinstat-
ed. Any questions concerning whether employees were properly of-
fered reinstatement or whether those who accepted such offers were
properly reinstated may be resolved in the compliance phase of this
case.
36 If no exceptions are filed, as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended order shall, as provided in Sec. 102.48 of the Rules, be adopted
by the Board and all objections to them shall be waived for all purpos-
es.
318
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ees Christian Salazar, Guillermo Mejia, Abel Camilo, Dennis
Cortes, Michael Dolan, Tyler Donnelly, Brian Fritzinger, Zsolt
Harskuti, Luis Hernandez, William Lehuta, William Lengle,
Jay Lohrman, and Michael Messina immediate and full rein-
statement to their former jobs, or, if those jobs no longer exist,
to substantially equivalent jobs, without prejudice to their sen-
iority or any other rights and privileges previously enjoyed; and
make those employees whole for any loss of earnings and other
benefits suffered as a result of the discrimination against them,
in the manner set forth in the remedy section of this decision.
(b) Within 14 days of the date of this order, remove from its
files any references to the unlawful discharges and layoffs of
the above employees, and, within 3 days thereafter, notify them
in writing that this has been done and that the discharges and
layoffs will not be used against them in any way.
(c) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, including an electronic copy of
such records if stored in electronic form, necessary to analyze
the amount of backpay due under the terms of this order.
(d) Within 14 days after service by the Region, post, at its
facility in Macungie, Pennsylvania, copies of the attached no-
tice marked “Appendix.”37 Copies of the notice, on forms pro-
37 If this order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
vided by the Regional Director for Region 4, after being signed
by the Respondent’s authorized representative, shall be posted
by the Respondent and maintained for 60 consecutive days in
conspicuous places, including all places where notices to em-
ployees are customarily posted. In addition to physical posting
of paper notices, the notices shall be distributed electronically,
such as email, posting on an intranet or an internet site, and/or
other electronic means, if the Respondent customarily com-
municates with employees by such means. Reasonable steps
shall be taken by the Respondent to ensure that the notices are
not altered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the Re-
spondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and all former employees employed by the Respondent
at any time since April 20, 2012.
(e) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”