360 NLRB 605
SSC MYSTIC OPERATING COMPANY, LLC D/B/A PENDLETON HEALTH & REHABILITATION CENTER
PENDLETON HEALTH & REHABILITATION CENTER
605
360 NLRB No. 68
SSC Mystic Operating Company, LLC d/b/a Pend-
leton Health & Rehabilitation Center and New
England Health Care Employees Union, District
1199, SEIU. Case 01–CA–120161
March 31, 2014
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS HIROZAWA
AND JOHNSON
This is a refusal-to-bargain case in which the Re-
spondent is contesting the Union’s certification as bar-
gaining representative in the underlying representation
proceeding. Pursuant to a charge and an amended charge
filed on January 6 and 14, 2014, respectively, by New
England Health Care Employees Union, District 1199,
SEIU (the Union), the General Counsel issued the com-
plaint on January 17, 2014, alleging that the Respondent
has violated Section 8(a)(5) and (1) of the Act by refus-
ing the Union’s requests to recognize and bargain follow-
ing the Union’s certification in Case 01–RC–098982.
(Official notice is taken of the “record” in the representa-
tion proceeding as defined in the Board’s Rules and
Regulations, Secs. 102.68 and 102.69(g). Frontier Ho-
tel, 265 NLRB 343 (1982).) The Respondent filed an
answer, admitting in part and denying in part the allega-
tions in the complaint.
On February 6, 2014, the General Counsel filed a Mo-
tion for Summary Judgment and a Memorandum in Sup-
port of Motion for Summary Judgment. On February 7,
2014, the Board issued an order transferring the proceed-
ing to the Board and a Notice to Show Cause why the
motion should not be granted. The Respondent filed a
response.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Ruling on Motion for Summary Judgment
The Respondent admits its refusal to bargain, but con-
tests the validity of the certification on the basis of its
objections to the election in the underlying representation
proceeding, including its assertion that the Board lacked
a quorum on April 4, 2013, when the Regional Director
conducted the representation election. The Respondent
further asserts that this matter should be held in abeyance
until the United States Supreme Court issues its decision
in Noel Canning v. NLRB, 705 F.3d 490 (D.C. Cir.), cert.
granted 133 S.Ct. 2861 (2013).1
1 The Respondent’s arguments are without merit. As an initial mat-
ter, this case does not raise a quorum issue because the current Board,
which includes five Board Members who were confirmed by the United
States Senate, certified the Union. Further, even if the Board lacked a
quorum at the time the Regional Director conducted the election, that
All representation issues raised by the Respondent
were or could have been litigated in the prior representa-
tion proceeding. The Respondent does not offer to ad-
duce at a hearing any newly discovered and previously
unavailable evidence, nor does it allege any special cir-
cumstances that would require the Board to reexamine
the decision made in the representation proceeding.2 We
therefore find that the Respondent has not raised any
representation issue that is properly litigable in this un-
fair labor practice proceeding. See Pittsburgh Plate
Glass Co. v. NLRB, 313 U.S. 146, 162 (1941). Accord-
ingly, we grant the Motion for Summary Judgment.
On the entire record, the Board makes the following
FINDINGS OF FACT
I. JURISDICTION
At all material times, the Respondent has been a cor-
poration with an office and place of business located at
44 Maritime Drive, Mystic, Connecticut, and has been
circumstance would not impair the Regional Director’s authority to
process the instant petition. The Board has delegated decisional author-
ity in representation cases to Regional Directors, 26 Fed.Reg. 3911
(1961), pursuant to the 1959 amendment of Sec. 3(b) of the National
Labor Relations Act expressly authorizing the delegation, Pub. L. 86-
257, 86th Cong., 1st Sess., § 701(b), 73 Stat. 519, 542; see Magnesium
Casting Co. v. NLRB, 401 U.S. 137, 142 (1971) (by Sec. 3(d) Congress
allowed the Board to make a delegation of its authority over representa-
tion elections to the regional director). Pursuant to this delegation,
NLRB Regional Directors remain vested with the authority to conduct
elections and certify their results, regardless of the Board’s composition
at any given moment. Further, in New Process Steel v. NLRB, 560 U.S.
674 (2010), the Supreme Court expressed doubt about a contention
that the lack of a Board quorum voids the previous delegations of
authority to nonmembers, such as Regional Directors. Although the
Supreme Court did not expressly rule on the question, it noted that its
“conclusion that the delegee group ceases to exist once there are no
longer three Board members to constitute the group does not cast doubt
on the prior delegations of authority to nongroup members, such as the
regional directors or the general counsel.” 560 U.S. at 684 fn. 4. Fur-
ther, since New Process, all of the courts of appeals that have consid-
ered this issue have upheld the principle that Board delegations of
authority to nonmembers remain valid during a loss of quorum by the
Board. See Kreisberg v. Healthbridge Management, LLC, 732 F.3d
131 (2d Cir. 2013); Frankl v. HTH Corp., 650 F.3d 1334, 1354 (9th
Cir. 2011), cert. denied 132 S.Ct. 1821 (2012); Osthus v. Whitesell
Corp., 639 F.3d 841, 844 (8th Cir. 2011); Overstreet v. El Paso Dis-
posal, LP, 625 F.3d 844, 853 (5th Cir. 2010).
2
The Respondent alleges as a special circumstance that its argu-
ments are supported by the reasoning in Hooks v. Kitsap Tenant Sup-
port Services, 2013 WL 4094344 (W.D. Wash., August 13, 2013), a
case that issued after the Respondent had filed exceptions to the hearing
officer’s report, and which it argues that no Board decision has fully
analyzed. We find that the issuance of Hooks v. Kitsap does not consti-
tute a special circumstance warranting reexamination of the representa-
tion proceeding, and we observe that the Board has previously rejected
the court’s reasoning in Hooks v. Kitsap and has found that the Acting
General Counsel was validly selected. See Avenue Care & Rehabilita-
tion Center, 360 NLRB 152, 153 (2014).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
606
engaged in the operation of a nursing home (the Mystic
facility).
Annually, the Respondent, in conducting its operations
described above, derives gross revenues in excess of
$100,000 and purchases and receives at its Mystic facili-
ty goods valued in excess of $5000 directly from points
located outside the State of Connecticut.
We find that the Respondent is an employer engaged
in commerce within the meaning of Section 2(2), (6), and
(7) of the Act and a health care institution within the
meaning of Section 2(14) of the Act, and that the Union,
New England Health Care Employees Union, District
1199, SEIU, is a labor organization within the meaning
of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. The Certification
Following the representation election held on April 4,
2013, the Union was certified on December 3, 2013, as
the exclusive collective-bargaining representative of the
employees in the following appropriate unit:
All full-time and regular part-time employees working
in the following classifications at Respondent’s Mystic,
CT facility: Licensed Practical Nurse, Resident Care
Specialist, Resident Care Advisor, Food Service Aide,
Cook, Maintenance Technician, Rehab Aid, Activities
Assistant, Central Supply Coordinator, Unit Assistant
and Health Information/Medical Records Clerk; but
excluding all other employees, Housekeeping and
Laundry employees, Occupational Therapist, Occupa-
tional Therapy Assistant, Speech Therapist, Registered
Nurses, Physical Therapist, Physical Therapist Assis-
tant, Unit Coordinators, Registered Dieticians, Social
Workers, MDS Coordinators, Business Office employ-
ees, Admissions employees, Scheduler, Receptionists,
Department Managers, and other professional employ-
ees, guards, and supervisors as defined in the Act.
The Union continues to be the exclusive collective-
bargaining representative of the unit employees under
Section 9(a) of the Act.
B. Refusal to Bargain
By letters dated December 10 and 17, 2013, the Union
requested that the Respondent bargain collectively with it
as the exclusive collective-bargaining representative of
the unit, and, since about December 10, 2013, the Re-
spondent has refused to recognize and bargain with the
Union as the exclusive collective-bargaining representa-
tive of the unit.
We find that this failure and refusal constitutes an un-
lawful failure and refusal to recognize and bargain with
the Union in violation of Section 8(a)(5) and (1) of the
Act.
CONCLUSION OF LAW
By failing and refusing since about December 10,
2013, to recognize and bargain with the Union as the
exclusive collective-bargaining representative of the em-
ployees in the appropriate unit, the Respondent has en-
gaged in unfair labor practices affecting commerce with-
in the meaning of Section 8(a)(5) and (1) and Section
2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has violated Section
8(a)(5) and (1) of the Act, we shall order it to cease and
desist, to bargain on request with the Union and, if an
understanding is reached, to embody the understanding
in a signed agreement.
To ensure that the employees are accorded the services
of their selected bargaining agent for the period provided
by law, we shall construe the initial period of the certifi-
cation as beginning the date the Respondent begins to
bargain in good faith with the Union. Mar-Jac Poultry
Co., 136 NLRB 785 (1962); accord Burnett Construction
Co., 149 NLRB 1419, 1421 (1964), enfd. 350 F.2d 57
(10th Cir. 1965); Lamar Hotel, 140 NLRB 226, 229
(1962), enfd. 328 F.2d 600 (5th Cir. 1964), cert. denied
379 U.S. 817 (1964).
ORDER
The National Labor Relations Board orders that the
Respondent, SSC Mystic Operating Company, LLC d/b/a
Pendleton Health & Rehabilitation Center, Mystic, Con-
necticut, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Failing and refusing to recognize and bargain with
New England Health Care Employees Union, District
1199, SEIU, as the exclusive collective-bargaining repre-
sentative of the employees in the bargaining unit.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request, bargain with the Union as the exclusive
collective-bargaining representative of the employees in
the following appropriate unit on terms and conditions of
employment and, if an understanding is reached, embody
the understanding in a signed agreement:
All full-time and regular part-time employees working
in the following classifications at Respondent’s Mystic,
CT facility: Licensed Practical Nurse, Resident Care
PENDLETON HEALTH & REHABILITATION CENTER
607
Specialist, Resident Care Advisor, Food Service Aide,
Cook, Maintenance Technician, Rehab Aid, Activities
Assistant, Central Supply Coordinator, Unit Assistant
and Health Information/Medical Records Clerk; but
excluding all other employees, Housekeeping and
Laundry employees, Occupational Therapist, Occupa-
tional Therapy Assistant, Speech Therapist, Registered
Nurses, Physical Therapist, Physical Therapist Assis-
tant, Unit Coordinators, Registered Dieticians, Social
Workers, MDS Coordinators, Business Office employ-
ees, Admissions employees, Scheduler, Receptionists,
Department Managers, and other professional employ-
ees, guards, and supervisors as defined in the Act.
(b) Within 14 days after service by the Region, post at
its facility in Mystic, Connecticut, copies of the attached
notice marked “Appendix.”3 Copies of the notice, on
forms provided by the Regional Director for Region 1,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and main-
tained for 60 consecutive days in conspicuous places,
including all places where notices to employees are cus-
tomarily posted. In addition to physical posting of paper
notices, notices shall be distributed electronically, such
as by email, posting on an intranet or an internet site,
and/or other electronic means, if the Respondent custom-
arily communicates with its employees by such means.
Reasonable steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or cov-
ered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone
out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at
its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Re-
spondent at any time since December 10, 2013.
(c) Within 21 days after service by the Region, file
with the Regional Director for Region 1 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that the Respondent has
taken to comply.
3 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT fail and refuse to recognize and bargain with
New England Health Care Employees Union, District 1199,
SEIU, as the exclusive collective-bargaining representative of
the employees in the bargaining unit.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, on request, bargain with the Union and put
in writing and sign any agreement reached on terms and
conditions of employment for our employees in the fol-
lowing bargaining unit:
All full-time and regular part-time employees working
in the following classifications at Respondent’s Mystic,
CT facility: Licensed Practical Nurse, Resident Care
Specialist, Resident Care Advisor, Food Service Aide,
Cook, Maintenance Technician, Rehab Aid, Activities
Assistant, Central Supply Coordinator, Unit Assistant
and Health Information/Medical Records Clerk; but
excluding all other employees, Housekeeping and
Laundry employees, Occupational Therapist, Occupa-
tional Therapy Assistant, Speech Therapist, Registered
Nurses, Physical Therapist, Physical Therapist Assis-
tant, Unit Coordinators, Registered Dieticians, Social
Workers, MDS Coordinators, Business Office employ-
ees, Admissions employees, Scheduler, Receptionists,
Department Managers, and other professional employ-
ees, guards, and supervisors as defined in the Act.
SSC MYSTIC OPERATING COMPANY, LLC D/B/A
PENDLETON
HEALTH
&
REHABILITATION
CENTER