360 NLRB 694
Durham School Services
694
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
360 NLRB No. 85
Durham School Services, L.P. and Freight, Construc-
tion and General Drivers, Warehousemen &
Helpers–Teamsters Union Local No. 287, a/w In-
ternational Brotherhood of Teamsters, Change
To Win. Cases
32–CA–077078 and 32–RC–
066466
April 25, 2014
DECISION, ORDER, AND DIRECTION OF THIRD
ELECTION
BY CHAIRMAN PEARCE AND MEMBERS MISCIMARRA,
HIROZAWA, JOHNSON, AND SCHIFFER
On February 11, 2013, Administrative Law Judge
Gregory Z. Meyerson issued the attached decision. The
Respondent filed exceptions and a supporting brief, the
General Counsel filed an answering brief, and the Re-
spondent filed a reply brief. The Charging Party filed
cross-exceptions and a supporting brief, and the Re-
spondent filed an answering brief.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings, find-
ings,1 and conclusions as modified below and to adopt
his recommended Order as modified and set forth in full
below.
We adopt the judge’s factual finding that the Respond-
ent discharged employee Helen Cheesman.2 For the rea-
sons stated by the judge, we further adopt his finding that
the Respondent violated Section 8(a)(3) and (1) of the
Act by terminating Cheesman because of her union activ-
ities and to discourage her from voting in the March 9,
2012 representation election.3 We find it unnecessary to
pass on the judge’s further findings that the Respondent
violated the Act by informing Cheesman of her termina-
tion because such findings would not materially affect
1
The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2
Although ultimately concluding that Cheesman was discharged,
the judge expressed some uncertainty as to whether she was in fact
discharged or merely told as much. But the judge found that General
Manager Ron Mahler terminated Cheesman on March 6, 2012, and the
Respondent does not except to that finding.
3 We agree with the judge that the termination of Cheesman was un-
lawful under Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899
(1st Cir. 1981), cert. denied 455 U.S. 989 (1982), approved in NLRB v.
Transportation Management Corp., 462 U.S. 393 (1983). We find it
unnecessary to pass on the judge’s recitation of the Wright Line stand-
ard.
the remedy.4 Turning to the representation case, we also
adopt the judge’s finding that the Respondent’s objec-
tionable conduct requires setting aside the results of the
March 9 election. We do so based on Cheesman’s dis-
charge and on the Respondent’s maintenance of objec-
tionable off-duty access and social networking policies.5
AMENDED REMEDY
Section 10(c) of the Act gives the Board “broad, dis-
cretionary” authority to remedy unfair labor practices.
See, e.g., NLRB v. J.H. Rutter-Rex Mfg. Co., 396 U.S.
258, 262–263 (1969). This includes the statutory author-
ity to order a respondent to post or otherwise furnish an
appropriate notice to employees (or, if the respondent is a
labor organization, to members) setting forth their rights
under Section 7 of the Act and the respondent’s readiness
to fulfill the remedial obligations imposed by the Board’s
order. See, e.g., NLRB v. Express Publishing Co., 312
U.S. 426, 438 (1941); J. Picini Flooring, 356 NLRB 11,
11 (2010). It also necessarily includes the power to mod-
ify the standard notice language. The Board has done so
previously to better effectuate the policies of the Act.
See Ishikawa Gasket America, Inc., 337 NLRB 175,
176–177 (2001), enfd. 354 F.3d 534 (6th Cir. 2004).
In its cross-exceptions, the Charging Party Union asks
that we modify the current standard notice to inform em-
ployees that a copy of the Board’s full decision and order
is available on the Board’s website. This request has
merit. As currently worded, the notice refers to actions
the respondent must undertake within a specified number
of days “from the date of the Board’s Order.” Yet the
notice does not tell employees how to access that order.
Making the Board’s decisions and orders more readily
4 There are no exceptions to the judge’s findings that Cheesman was
reinstated on March 21 and did not lose any income, seniority, or other
benefits as a result of her discharge. Thus, we adopt the judge’s rec-
ommendation to omit any make-whole remedy for Cheesman.
5 For the reasons stated by the judge, we find objectionable the pro-
vision of the Respondent’s social networking policy requiring that
employees’ contacts with parents, school representatives and school
officials be “appropriate,” and the provision subjecting employees to
investigation and possible discipline for publicly sharing “unfavorable
. . . information related to the company or any of its employees.” We
find it unnecessary to decide whether any other provision in that policy
also is objectionable.
The judge mistakenly stated that the Respondent’s off-duty access
rule violated the second prong of the test articulated in Tri-County
Medical Center, Inc., 222 NLRB 1089 (1976), because it limited access
to the exterior premises as well as the interior premises. This reasoning
would be consistent with a violation of the first prong of the test, rather
than the second, and we affirm his finding on that basis.
Members Miscimarra and Johnson join their colleagues in setting
aside the election, but do so based solely on Cheesman’s unlawful
discharge. They do not reach or join in the findings of the majority or
the judge regarding the Respondent’s off-duty access and social net-
working policies.
DURHAM SCHOOL SERVICES
695
accessible to employees will facilitate a better under-
standing of what the respondent did, why it was unlaw-
ful, and why the Board granted (or denied) particular
remedies.
Accordingly, we shall revise the notice in this case,
and our standard notice language in future cases, to in-
clude a hyperlink to a copy of the decision on the
Board’s website. Even if employees cannot use the hy-
perlink, it will give them an electronic address where
they can obtain a copy of the decision. For those em-
ployees who do not have access to or do not wish to use
a computer to obtain an electronic copy of the decision,
the notice also will provide an address to which they may
write, and a telephone number which they may call, to
obtain a printed copy of the decision from the Board’s
Executive Secretary.
ORDER
The National Labor Relations Board orders that the
Respondent, Durham School Services, L.P., Campbell,
California, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Discharging or otherwise discriminating against its
employees because they engaged in union or other pro-
tected concerted activity or to discourage them from vot-
ing in a representation election.
(b) In any like or related manner interfering with, re-
straining, or coercing its employees in the exercise of the
rights guaranteed to them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, re-
move from its files any reference to the unlawful dis-
charge of Helen Cheesman, and within 3 days thereafter,
notify her in writing that this has been done and that her
discharge will not be used against her in any way.
(b) Within 14 days after service by the Region, post at
its Campbell, California facility copies of the attached
notice marked “Appendix.” 6 Copies of the notice, on
forms provided by the Regional Director for Region 32,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and main-
tained for 60 consecutive days in conspicuous places,
including all places where notices to employees are cus-
tomarily posted. In addition to physical posting of paper
notices, notices shall be distributed electronically, such
6 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
as by email, posting on an intranet or an internet site,
and/or other electronic means, if the Respondent custom-
arily communicates with its employees by such means.
Reasonable steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or cov-
ered by any other material. If the Respondent has gone
out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at
its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Re-
spondent at any time since March 6, 2012.
(c) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
DIRECTION OF THIRD ELECTION
A third election by secret ballot shall be held among
the employees in the unit found appropriate, whenever
the Regional Director deems appropriate. The Regional
Director shall direct and supervise the election, subject to
the Board’s Rules and Regulations. Eligible to vote are
those employed during the payroll period ending imme-
diately before the date of the Notice of Third Election,
including employees who did not work during that period
because they were ill, on vacation, or temporarily laid
off. Also eligible are employees engaged in an economic
strike that began less than 12 months before the date of
the first election and who retained their employee status
during the eligibility period and their replacements.
Jeld-Wen of Everett, Inc., 285 NLRB 118 (1987). Those
in the military services may vote if they appear in person
at the polls. Ineligible to vote are employees who have
quit or been discharged for cause since the payroll peri-
od, striking employees who have been discharged for
cause since the strike began and who have not been re-
hired or reinstated before the election date, and employ-
ees engaged in an economic strike that began more than
12 months before the date of the first election and who
have been permanently replaced. Those eligible shall
vote whether they desire to be represented for collective
bargaining by the Freight, Construction and General
Drivers, Warehousemen & Helpers-Teamsters Union
Local No. 287.
To ensure that all eligible voters have the opportunity
to be informed of the issues in the exercise of their statu-
tory right to vote, all parties to the election should have
access to a list of voters and their addresses that may be
used to communicate with them. Excelsior Underwear,
156 NLRB 1236 (1966); NLRB v. Wyman-Gordon Co.,
394 U.S. 759 (1969). Accordingly, it is directed that an
eligibility list containing the full names and addresses of
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
696
all the eligible voters must be filed by the Employer with
the Regional Director within 7 days from the date of the
Notice of Third Election. North Macon Health Care
Facility, 315 NLRB 359 (1994). The Regional Director
shall make the list available to all parties to the election.
No extension of time to file the list shall be granted by
the Regional Director except in extraordinary circum-
stances. Failure to comply with this requirement shall be
grounds for setting aside the election whenever proper
objections are filed.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your benfit
and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT discharge or otherwise discriminate
against any of you for engaging in union or other pro-
tected concerted activity or to discourage you from vot-
ing n a representation election.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful discharge of Helen Cheesman, and WE WILL, within 3
days thereafter, notify her in writing that this has been
done and that her discharge will not be used against her
in any way.
DURHAM SCHOOL SERVICES, L.P.
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/32-CA-077078 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor
Relations Board, 1099 14th Street, N.W., Washington,
D.C. 20570, or by calling (202) 273–1940.
D. Criss Parker, Esq., for the General Counsel.
David A. Rosenfeld, Esq., and Sarah Wright-Schreiberg, Esq.,
of Alameda, California, for the Union/Petitioner.
Stephen M. Astor, Esq., and Keith A. Sharp, Esq., of Pasadena,
California, for the Respondent/Employer.
DECISION
STATEMENT OF THE CASE
GREGORY Z. MEYERSON, Administrative Law Judge. Pursu-
ant to notice, I heard this case in Oakland, California, on Sep-
tember 18, 2012. This case was tried following the issuance of
a complaint and notice of hearing (the complaint) by the Re-
gional Director for Region 32 of the National Labor Relations
Board (the Board) on June 28, 2012. The complaint was based
on an unfair labor practice charge in Case 32–CA–077078 filed
on March 20, 2012, by Freight, Construction and General Driv-
ers, Warehousemen & Helpers-Teamsters Union Local No.
287, a/w International Brotherhood of Teamsters, Change to
Win (the Union or the Petitioner). It is alleged in the complaint
that Durham School Services, L.P. (the Respondent, the Em-
ployer, the Company, or Durham) violated Section 8(a)(1) and
(3) of the National Labor Relations Act (the Act). The Re-
spondent filed a timely answer to the complaint denying the
commission of the alleged unfair labor practices.1
Pursuant to a representation petition filed by the Petitioner in
Case 32–RC–066466 on October 11, 2011, and a Stipulated
Election Agreement thereafter executed by the parties and ap-
proved by the Regional Director on October 27, 2011, an elec-
tion by secret ballot was conducted on November 18, 2011,
among a unit of the Employer’s employees. The Petitioner
received a majority of the valid votes counted in the November
18, 2011 election. However, the Employer filed timely objec-
tions and, on February 7, 2012,2 an administrative law judge of
the National Labor Relations Board issued a Report on Objec-
tions recommending that the results of the first election be set
aside and a rerun election held. The parties thereafter agreed to
set aside the results of the first election and to hold a rerun elec-
tion.
At the conclusion of the rerun election, which was held on
March 9, the tally of ballots indicated that the six challenged
ballots were sufficient to affect the results of the election. On
May 24, the Regional Director approved the parties’ stipulation
on challenged ballots, and, after two resolved challenges were
1 All pleadings reflect the complaint and answer as those documents
were finally amended at the hearing.
2 All dates hereinafter refer to 2012, unless otherwise indicated.
a
o
a
-
DURHAM SCHOOL SERVICES
697
opened and counted on May 30, a revised tally of ballots was
prepared and made available to the parties, which showed that
of approximately 115 eligible voters, 108 cast ballots, of which
52 were cast for the Petitioner and 54 were cast against the
Petitioner. There were 2 challenged ballots, a number insuffi-
cient to affect the results of the election.
On March 16, the Petitioner filed timely objections to the re-
sults of the election. On July 5, the Regional Director issued a
report and recommendation on objections, order consolidating
cases and notice of hearing. (GC Exh. 1(f).) In his report, the
Regional Director set for hearing the Petitioner’s objections
number 2, 3, 4, and 6, plus certain parts of objection number 5.
As the Regional Director found that those objections raised
material issues of fact and credibility, which could best be re-
solved at a hearing, and that certain of those objections raised
matters also alleged in the complaint, he determined that the
purposes of the Act would best be effectuated and unnecessary
cost or delay avoided by considering jointly the unfair labor
practice allegations in the complaint and the Petitioner’s objec-
tions. He therefore ordered that these matters be consolidated
for purposes of hearing, ruling, and decision, by an administra-
tive law judge. Accordingly, I heard the issues relating to the
Petitioner’s objections at the same time as I heard the unfair
labor practice allegations in this combined matter.
All parties appeared at the hearing, and I provided them with
the full opportunity to participate, to introduce relevant evi-
dence, to examine and cross-examine witnesses, and to argue
orally and file briefs. Based on the record, my consideration of
the briefs filed by counsel for the General Counsel, counsel for
the Respondent, and counsel for the Union, and my observation
of the demeanor of the witnesses,3 I now make the following
finding s of fact and conclusions of law.
FINDINGS OF FACT
I. JURISDICTION
The complaint alleges, the answer admits, and I find that at
all times material here, the Respondent has been a California
corporation with an office and place of business in Campbell,
California, where it has been engaged in providing school and
other transportation services. Further, I find that in the 12
months immediately preceding the issuance of the complaint,
the Respondent, in the course and conduct of its business opera-
tions just described, derived gross revenues in excess of
$250,000; and during the same period of time, purchased and
received goods valued in excess of $5000, which originated
outside the State of California.
Accordingly, I conclude that the Respondent is now, and at
all material time here has been, an employer engaged in com-
merce within the meaning of Section 2(2), (6), and (7) of the
3 The credibility resolutions made in this decision are based on a re-
view of the testimonial record and exhibits, with consideration given
for reasonable probability and the demeanor of the witnesses. See
NLRB v. Walton Manufacturing Co., 369 NLRB 404, 408 (1962).
Where witnesses have testified in contradiction to the findings here, I
have discredited their testimony, as either being in conflict with credit-
ed documentary or testimonial evidence, or because it was inherently
incredible and unworthy of belief.
Act.
II. LABOR ORGANIZATION
The complaint alleges, the answer admits, and I find that at
all times material here, the Union has been a labor organization
within the meaning of Section 2(5) of the Act.
III. ALLEGED UNFAIR LABOR PRACTICES AND ALLEGED
OBJECTIONABLE CONDUCT
A. Background Facts and the Dispute
The Employer operates a fleet of buses, which transport
children to and from various schools in the Santa Clara County,
California metropolitan area. Some of the children have disa-
bilities. The Employer employs school bus drivers and other
employees at its Campbell, California location. The drivers are
responsible for the safe transportation of the children over
routes serving the various schools. The Employer’s fleet of
buses includes small 20-passenger vehicles with hydraulic
brakes, and relatively fewer large 87-passenger buses with air
brakes.
It is undisputed that all school bus drivers in the State of Cal-
ifornia must be certified by the California Highway Patrol
(CHP) in order to drive a school bus. A certification lasts for 5
years, and it expires on the driver’s birthday. If a driver’s certi-
fication expires, then that driver is no longer qualified to drive
any school bus in the State, until such time as the certification
has been renewed. The goal for each driver is to have the certi-
fication renewed before the date of expiration, so that there is
no lapse in certification.
In order to have a certification renewed, a driver must attend
10 hours of classroom instruction, must pass a written exam
administered by CHP, must pass a pretrip inspection test ad-
ministered by CHP, and finally must pass a driving test also
administered by CHP. If a person fails the driving test 3 con-
secutive times, there is hiatus before the test can be taken again.
The Employer assists both prospective drivers in obtaining
their initial certification, and those current or former employee
drivers who are attempting to renew their certification. Carmon
Lavallee is the Employer’s State certified trainer. She is re-
sponsible for assisting the Employer’s drivers who are attempt-
ing to get recertified. She ensures that they attend the mandato-
ry safety classes, receive driver training, and are scheduled for
their CHP tests. Lavalle contacts CHP in order to schedule the
drivers for their exams. The Employer pays for its drivers to
attend the recertification training. Lavalle’s immediate super-
visor is Steve Raaymakers, safety and training supervisor.
Helen Cheesman has worked for the Employer as a school
bus driver for approximately 5 years. She testified that the
Union’s organizing campaign began in the summer of 2011.
According to Cheesman, she was very active in that campaign.
Cheesman handed out prounion flyers outside the entrance to
the Employer’s bus yard 3–4 times a week, over a 3–4 month
period. Some of these flyers contained Cheesman’s name and
picture. The handbilling occurred within 50 feet of the dis-
patchers’ office and close to the offices of the other managers,
where, according to Cheesman, she was frequently observed by
those managers. Chessman testified that additionally she post-
ed prounion flyers on the bulletin board at work, went to union
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
698
meetings, and was vocal in her support for the Union when
conversing with fellow employees. It is the General Counsel’s
contention that Cheesman was a very active union supporter,
which contention is not denied by the Employer.
Cheesman’s certification to drive a bus was scheduled to ex-
pire on her birthday, March 1, 2012. For some time she had
been in the process of going through the steps of having her
certification renewed. Cheesman had taken the requisite 10
hours of classroom instruction, had passed the written exam,
and had passed the pretrip inspection test. However, she had
twice failed the driving test. Apparently, the difficulty in pass-
ing the driving test was the result of being tested on the larger
87 passenger bus with air brakes, rather than the smaller 20
passenger bus with hydraulic brakes that she was used to driv-
ing. As the Employer used both types of buses, being certified
on the larger bus with air brakes would make Cheesman a more
valuable and versatile employee.
In July 2011, Ron Mahler became the interim general man-
ager of the Respondent’s Campbell facility, and on about Sep-
tember 17, 2011, became the general manager. The previous
general manager was Dave Burgess. Mahler’s immediate sub-
ordinate is Sharon Romo, operations manager.
It is undisputed that under Burgess’ management, when a
driver’s certification expired, because it had not been renewed,
the Employer did not terminate or “separate” the employee
from the Company. While the employee could no longer drive
a school bus, and, so, generally did not report for work and was
not paid, the expectation was that as soon as that employee
could get recertified, he or she would resume bus driving du-
ties. This was the past practice under the Burgess administra-
tion, and a number of employee witnesses testified that after
being recertified, they were almost immediately put back on
bus driving duties for the Employer. Further, it is uncontested
that at no time were these drives terminated or “separated”
from their employment, and they did not have to complete any
paperwork in order to return to their duties.
However, it is the Employer’s contention that the past prac-
tice changed when Mahler became general manager. Accord-
ing to Mahler’s testimony, when a driver’s certification expires,
and, as that employee can no longer drive a school bus, within a
short period of time,4 if that driver is not recertified, the em-
ployee is terminated or “separated” from the Company. Yet, it
must be noted that even under Mahler’s administration at least
one driver, Vanessa Pena was treated in the fashion of the old
system. Her certification lapsed on February 10, 2012, but she
was not terminated or “separated.” Instead, after she obtained
her recertification approximately 1 week later, she was imme-
diately put back to work as a bus driver, without having to fill
out reemployment paperwork.
The Employer contends that because of the circumstances
surrounding Cheesman’s lapse in certification, that she was
actually terminated or “separated” from her employment as of
March 6. Mahler testified that Cheesman was being uncom-
4 The Employer never specified what “grace period” Mahler gave to
drivers whose certification had expired. However, it seemed that Mah-
ler was suggesting this was a matter of just days, and might vary de-
pending on the circumstances in each case.
municative following her lapse of certification on March 1, and
did not seem to be making progress towards recertification.
The facts establish that Cheesman twice failed the driving
portion of her recertification test, once in late January 2012 and
a second time in mid-February 2012. It is undisputed that
Cheesman was having difficulty finding the opportunity to
practice her driving on the larger buses of which there was a
limited number at the Campbell yard, and because of a shortage
of trainers qualified on those buses. In any event, on March 3,
2012, there was a telephone conversation between Carmina
Lavallee and Cheesman, during which Lavallee indicated that
she had scheduled Cheesman for another CHP driving test on
March 5. Lavallee then asked Cheesman if she was ready to
take the test. Cheesman responded that she was not ready, as
she had not received additional training on the larger bus since
failing the driving test for the second time. According to
Cheesman, Lavallee then said, “Okay, I’ll reschedule it for
you.” Further, Cheesman testified that the decision to postpone
her driving test was “mutual” on her and Lavallee’s part.
While Lavallee testified that Cheesman had initiated the call
and it was Cheesman who asked to have the test cancelled as
Cheesman was not ready and did not want to “blow her last
shot,” Lavallee acknowledged that “[she] agreed with [Chees-
man].” It was Lavallee who then contacted CHP to cancel the
March 5 test.5
To the extent that there is a variance in the testimony be-
tween Cheesman and Lavallee, I credit Cheesman. In general, I
found her to be a credible witness. She testified in a matter of
fact, straight forward way, without exaggeration or embellish-
ment. While she is obviously personally interested in the out-
come of this proceeding, I did not get the sense that she was
altering the facts to fit her claim. Her testimony had the “ring
of authenticity” to it and was inherently probable. Specifically
regarding her conversation with Lavallee, Cheesman’s testimo-
ny seems more reasonable. Lavallee was trying to be helpful to
Cheesman in her quest to be recertified. After all, it was to the
benefit of both Cheesman and the Employer for Cheesman to
get recertified, and, accordingly, be able to once again drive a
school bus. To that end, Lavallee was likely to have readily
agreed with Cheesman that the CHP driving test should be
cancelled once Lavallee learned that Cheesman did not feel
ready to take the test. Failing the driving test for a third time
would have meant a long hiatus before Cheesman could retake
the test. Therefore, I conclude that Lavallee, as the Employer’s
agent6 for purposes of arranging for its employees to take CHP
5 It is undisputed that regular employees do not have the ability or
authority to directly contact CHP and schedule a driving test. Lavallee
does have that ability and authority, and she is the person responsible
for the Employer to schedule driving tests with CHP’s for the employ-
ees.
6 The employees would reasonably assume that Lavallee spoke for
the Employer regarding the training and testing of bus drivers as this
was apparently her primary function. The drivers interacted directly
with Lavallee as the Employer’s representative concerning these mat-
ters. Accordingly, I conclude, despite the Respondent’s denial, that
Lavallee was an agent of the Employer within the meaning of Sec.
2(13) of the Act, as alleged in complaint paragraph 5(b).
DURHAM SCHOOL SERVICES
699
driving tests, found it acceptable for Cheesman to have her test
rescheduled.
Ron Mahler testified that on March 6 he decided to terminate
Cheesman, after he learned that her appointment with CHP to
take her driving test had been cancelled. While not all that
clear from his testimony, Mahler appears to be contending that
he was willing to allow Cheesman to remain as an employee as
long as she was making progress towards obtaining her recerti-
fication. However, once her test appointment was cancelled, he
decided to no longer do so and he “separated” her from the
Employer. To that end, he filled out a “Work Separation
Form,” which was signed by Mahler on March 6 and placed in
Cheesman’s personnel fine. The form indicates that Cheesman
is being involuntarily separated because she is “No Longer
Qualified,” presumably as a bus driver, but is “Rehireable.” It
is significant to note that Cheesman did not sign the form. (E.
Exh. 3.) Mahler acknowledges that Cheesman did not learn of
her termination until March 9. However, he contends that this
was her own fault as she was uncommunicative.
While the Respondent does not claim that Mahler’s alleged
new policy of terminating drivers whose certification had ex-
pired was announced to the employees as a whole, or to
Cheesman individually, it contends that the new policy was
applied to at least two employees in addition to Cheesman,
namely Harold Andrews and Celestine Sharp. Regarding cur-
rent bus driver Andrews, he testified that after his certification
lapsed in January 2012, he received a termination letter, subse-
quently to be rehired after his certification was renewed. How-
ever, on cross-examination, Andrews almost literally “fell
apart.” He admitted that he was “not totally clear on a lot of
things at that first couple of weeks after my termination. I did
speak with Ron [Mahler] orally. . . in fact, to be totally honest,
[it] may not have been a letter, it may have been verbal, but,
regardless, I knew without a certification, I’d go unemployed.”
Further, he testified that at the time “[his] world had caved in,”
and he looked back at that period of time with confusion. It
should also be noted that counsel for the Respondent never
produced a written termination letter for Andrews.
I do not find Andrews credible or his testimony probative.
Not only did he admit his confusion regarding the events sur-
rounding his alleged termination and testified inconsistently,
but his demeanor while testifying was very unusual. He
seemed visibly angry, hostile, and upset with counsel for the
General Counsel and counsel for the Union. He was so upset in
fact that the undersigned found it necessary to ask him to “calm
down.” Accordingly, I do not believe that the credible evi-
dence establishes that the Employer issued a termination letter
or document to driver Andrews at the time that his certification
lapsed.
Router/Driver7 Celestine Sharp testified that her certification
lapsed on March 11, 2012. This was 10 days after Cheesman’s
certification lapsed. According to Sharp, at the time her certifi-
cation lapsed, she was told by Mahler that she was being “sepa-
rated” from the Company because she had been hired as a driv-
er and without a valid certification she could no longer perform
7
A router/driver works at arranging and staffing the various bus
routes and also drives as necessary.
that duty. However, on cross-examination she admitted that
she never received any type of written termination notice or
letter. After she renewed her certification, she returned to
work.
Counsel for the General Counsel and counsel for the Union
objected to the receipt of Sharp’s testimony regarding her “sep-
aration” from the Company on the basis that it occurred after
Cheesman was allegedly separated and was not relevant to
show the Employer’s past practice. In his posthearing brief,
counsel for the General Counsel further argues that the Em-
ployer’s action in allegedly separating Sharp was simply de-
signed to “cover its tracks,” as it could assume that Cheesman’s
alleged termination would likely result in litigation. While I
allowed the testimony to be given, upon further reflection, I
conclude that as the Employer’s action in allegedly separating
Sharp occurred after the date on which Cheesman was allegedly
terminated, that testimony is entitled to only minimal weight in
attempting to serve as evidence of the Employer’s past practice.
According to Mahler, on March 8, 2 days after separating
Cheesman, he tried to call her three times to inform her that she
had been terminated. He testified that he called the only phone
number currently on record with the Employer. For some rea-
son, Mahler called that number three times in very close suc-
cession. He never really coherently explains why he placed
those calls so closely together. In any event, the first two times
he called he received no answer, but left a voice mail message
asking Cheesman to call him. On the third attempt, a man an-
swered the phone who identified himself as Cheesman’s son,
and who took a message to have Cheesman call Mahler. How-
ever, Mahler never received a call back from Cheesman.
Cheesman testified that she had changed her mobile phone
number sometime earlier in the year upon obtaining a new
phone, having given her old phone to her ex-husband. She
admits that she did not formally notify the Employer of her
change in phone numbers, failing to update the information on
the Employer’s records. However, she claims that both Car-
mina Lavallee and at least one of the Employer’s dispatchers
had her new phone number, as they called her using that num-
ber. Further, she testified that she was never told that she need-
ed to remain in contact with Mahler after her certification
lapsed. According to Cheesman, she remained in regular con-
tact with Lavallee, which the Employer does not dispute. La-
valle and Cheesman remained in phone contact as Lavallee
attempted to arrange additional training for Cheesman on the
larger bus and to arrange for her to take the CHP driving test.
Cheesman denies ever receiving any message from Mahler to
call him.
I fail to see the significance of Mahler’s alleged efforts to
contact Cheesman, or her alleged failure to keep in contact with
Mahler and failure to update her phone records with the Em-
ployer. Mahler knew on March 6 that Cheesman had cancelled
her CHP driving test, having been so informed by Lavallee. He
allegedly decided that day to terminate Cheesman, and filled
out, signed, and dated the separation form placed in Chees-
man’s file. (E. Exh. 3.) As the decision was allegedly already
made, what difference did it make that 2 days later Mahler
attempted to call Cheesman, left a message, but did not hear
back from her? Whether Cheesman was uncommunicative or
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
700
not, the deed had, according to Mahler, already been done. He
had allegedly terminated Cheesman, which termination was
unrelated to her failure to keep in contact with Mahler.
The union election was scheduled for March 9. Cheesman
went to the Campbell facility on that date, apparently for two
purposes, specifically to get her paystub for her regular biweek-
ly Friday paycheck and for the purpose of voting in the repre-
sentation election. Normally she picks up her paystub from the
payroll department, which is near the upstairs lounge. Howev-
er, as this area was reserved for purposes of the election that
day, Cheesman instead had to obtain her paystub from Ron
Mahler. Cheesman testified that when she entered Mahler’s
office, he told her that she was no longer employed by Durham.
She asked him why, and he allegedly responded that it was
because her certification had expired. According to Cheesman,
she argued that there had been other employees previously
whose certifications had expired and who were thereafter not
told that they were no longer employed. Mahler allegedly re-
sponded that “this is a new policy,” and that the old policy had
“changed.” Further, he is alleged to have told her that as soon
as she passed her certification that she could return to work. It
is important to note that at no time did Cheesman ever receive a
written termination notice.
Mahler tells a significantly different version of this conversa-
tion. He testified that Cheesman entered his office on the day
of the election and had a conversation with Steve Raaymakers,
the safety and training supervisor. Mahler specifically testified
that he had no conversation with Cheesman that day about her
having been terminated from the Company. However, Raay-
makers’ testimony was not much support for Mahler, as Raay-
makers could barely recall even being in Mahler’s office on the
day of the election, and he could not recall any conversation
that he had with Cheesman on that day.
In my opinion, Mahler’s version of the events in his office
on March 9 is simply not credible. Mahler contends that a day
earlier he had been so anxious to tell Cheesman that she had
been terminated that he tried to call her three times, leaving a
voice mail message as well as a message with her son to have
her return his call. If this was so, why would Mahler not have
used the opportunity of having Cheesman in his office to in-
form her that she had been fired? It is not logical that Mahler
would have remained silent in view of the fact that, as far as he
knew, she still was not aware of her discharge.
For the reasons that I stated earlier, I found Cheesman to be
credible. I continue to do so regarding her conversation with
Mahler. Her version of this incident is much more reasonable.
She testified that Mahler informed her that she had been fired.
I believe that he did so, and, in fact, was anxious to do so as he
hoped to cause her not to vote in the election which was in
progress.
In any event, Mahler was unsuccessful in dissuading Chees-
man from voting. According to Cheesman, she went directly to
the voting area where she encountered the company observer,
Ferdinand “Dino” Torres. The Board Agent conducting the
election apparently informed Cheesman that her vote was being
challenged by the company observer. Torres was a fellow bus
driver known to Cheesman. She asked him why he was chal-
lenging her right to vote, and either Torres or the Board Agent,
it is not entirely clear which one, replied that it was because she
no longer worked for Durham. Torres’ version of these events
is similar except that he testified that after Cheesman was told
that her vote was being challenged by the Company, she re-
sponded to Torres, “So, we’re no longer friends anymore.” In
addition to Cheesman, Torres, and the Board Agent, also pre-
sents and in close proximity at the time of this conversation
were the union observer, Rosie, and the next voter in line, Lupe
Rodriguez, both of whom are bus drivers.
After voting by challenged ballot, Cheesman proceeded to
the company yard where there were approximately six drivers
congregated. She told them that Mahler had informed her that
she was no longer employed by Durham because her certifica-
tion had expired, and she asked whether any of them had ever
been told such a thing. Several of the drives spoke up and re-
marked that they had had their certifications lapse and were
never informed that for that reason they were being discharged.
According to Cheesman, at the time that she was having these
conversations, employees were still voting in the representation
election. After a while, she left and returned home.
The day following the election, March 10, Lavallee called
Cheesman to inform her that Lavallee had arranged for Chees-
man to receive training on the larger bus from a certified train-
er, Kristy Urbina, in a neighboring school district. Cheesman
attended several training sessions with Urbina, which training
was fully paid for by the Employer. The last training session
was also attended by Lavallee, following which the consensus
was that Cheesman was ready to take her driving test. Subse-
quently, Lavallee arranged with CHP for Cheesman to take her
driving test.
On March 20, 2012, Cheesman retook and passed her CHP
driving test. Urbina was on the bus at the time, and as Chees-
man was still driving the bus, it was Urbina who actually called
Mahler to inform him that Cheesman had passed. Urbina in-
formed Cheesman that Mahler had said that Cheesman should
report for work the very next day, March 21. The next day she
reported for work as directed. When she showed up, Steve
Raaymakers instructed her to fill out a “New Hire/Rehire
Form.” (E. Exh. 4.) She did not have to fill out a new W-4
form, or any tax related documents, which documents Mahler
testified are not generally required of rehired employees. How-
ever, it is important to note that during the hearing the Employ-
er did not offer any evidence that any other driver whose certi-
fication had lapsed was required upon recertification to fill out
this “New Hire/Rehire Form.”
When Cheesman resumed working it was at the same rate of
pay that she previously earned. Also, she incurred no loss in
seniority. No evidence was offered by the Employer to show
that any driver whose certification lapsed was reduced in pay or
seniority at the time the driver was recertified and returned to
work. Cheesman has remained as a driver through at least the
date of the hearing.
Finally, it should be pointed out that although Cheesman was
allegedly fired by Mahler on March 6, she was not immediately
paid for her work performed as of that date, and was not ad-
vised of her medical insurance rights under COBRA. These are
requirements under California law, which an Employer must
satisfy regarding terminated employees.
DURHAM SCHOOL SERVICES
701
B. Legal Analysis and Conclusions Regarding the Termination
of Helen Cheesman
It is alleged in complaint paragraphs 6, 7, 8, and 9 that the
Respondent terminated Cheesman, and informed her of that
termination, because of her union activity and in order to disen-
franchise her from voting in the representation election, all in
violation of Section 8(a)(1) and (3) of the Act. Under the Gen-
eral Counsel’s theory of this case, the termination of Cheesman
was allegedly a sham or a ruse. However, whether Cheesman
was actually fired or merely told that she had been terminated
would not change the legal issues involved in the case. Of
course, the Respondent takes the position that it fired Chees-
man for lawful reasons, namely the lapse of her bus driver cer-
tification, unrelated to any union activity that she may have
engaged in and unrelated to the representation election.
In Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899
(1st Cir. 1981), cert. denied 455 U.S. 989 (1982), the Board
announced the following causation test in all cases alleging
violations of Section 8(a)(3) or violations of Section 8(a)(1)
turning on employer motivation. First the General Counsel
must make a prima facie showing sufficient to support the in-
ference that protected conduct was a “motivating factor” in the
employer’s decision. This showing must be by a preponder-
ance of the evidence. Then, upon such a showing, the burden
shifts to the employer to demonstrate that the same action
would have taken place even in the absence of the protected
conduct. The Board’s Wright Line test was approved by the
United States Supreme Court in NLRB v. Transportation Corp.,
462 U.S. 393 (1983).
In the matter before me, I conclude that the General Counsel
has made a prima facie showing that Cheesman’s union activity
was a motivating factor in the Respondent’s decision to termi-
nate her, or, at a minimum, to at least inform her that she had
been terminated. In Tracker Marine, LLC, 337 NLRB 644
(2002), the Board affirmed the administrative law judge who
evaluated the question of the employer’s motivation under the
framework established in Wright Line. Under the framework,
the judge held that the General Counsel must establish four
elements by a preponderance of evidence. First, the General
Counsel must show the existence of activity protected by the
Act. Second, the General Counsel must prove that the Re-
spondent was aware that the employee had engaged in such
activity. Third, the General Counsel must show that the alleged
discriminatee suffered an adverse employment action. Fourth,
the General Counsel must establish a link, or nexus, between
the employees protected activity and the adverse employment
action. In effect, proving these four elements creates a pre-
sumption that the adverse employment action violated the Act.
However, more recently the Board has stated that, “Board cases
typically do not include [the fourth element] as an independent
element.” Wal-Mart Stores, Inc., 352 NLRB 815, fn. 5 (2008)
(citing Gelita USA, Inc., 352 NLRB 406, 407 fn. 2 (2008));
SFO Good-Nite Inn, LLC, 352 NLRB 268, 269 (2008); also see
Praxair Distribution, Inc., 357 NLRB 1048 fn. 2 (2011). In
any event, to rebut the presumption, the Respondent bears the
burden of showing the same action would have taken place
even in the absence of protected conduct. See Manno Electric,
Inc., 321 NLRB 278, 280 fn.12 (1996); Farmer Bros., Co., 303
NLRB 638, 649 (1991).
As I have already found in the fact section of this decision,
Cheesman engaged in significant union activities. Further, it is
clear that those union activities were well known to the Re-
spondent’s management. Cheesman handed out pro-union
flyers outside the entrance to the Employer’s bus yard 3–4
times a week, over a 3–4 month period. Some of these flyers
contained Cheesman’s name and picture. The handbilling oc-
curred within 50 feet of the dispatchers’ office and close to the
offices of the other managers, where, according to Cheesman’s
credible testimony, she was frequently observed by those man-
agers. Cheesman further testified that additionally she posted
pro-union flyers on the bulletin board at work, went to union
meetings, and was vocal in her support for the Union when
conversing with fellow employees. During his testimony, Gen-
eral Manager Mahler never denied that he knew that Cheesman
was an active union supporter.
Of course, there is no question that terminating Cheesman,
and/or informing her that she had been terminated constituted
an adverse employment action. While it is true that once
Cheesman’s certification lapsed she could no longer drive a
school bus for Durham, she certainly could have continued to
be employed by the Employer in some other capacity, had the
Employer chosen to do so. Instead, Mahler chose to terminate
Cheesman on March 6 (E. Exh. 3), and to inform her on March
9 that she had been so terminated.
Mahler’s action in terminating Cheesman on March 6, 3 days
before the representation election, and in informing her of the
termination on March 9, the very day of the election, was, in
my opinion, intended to prevent her from voting in that elec-
tion. Mahler would certainly have perceived her as a vote in
favor of union representation. The original election had been
close, and preventing Cheesman from voting might well have
been enough to cause the Union to lose the rerun election.
Further, informing Cheesman on the very day of the election
that she had been terminated would serve to not only chill her
union activity but that of other employees who were inclined to
vote for the Union. The timing of Mahler’s action is certainly
highly suspect and ties that action directly to Cheesman’s union
activity and to her support for the Union.
Accordingly, I believe that counsel for the General Counsel
has presented all the elements necessary to establish a prima
facie case that the Respondent was motivated to terminate
Cheesman and inform her that she had been terminated, at least
in part, because of her union activity. The burden now shifts to
the Respondent to show that it would have taken the same dis-
ciplinary action against Cheesman absent her union activity.
Senior Citizen Coordinating Counsel of Riverbay Community,
330 NLRB 1100 (2000); Regal Recycling, Inc., 329 NLRB 355
(1999). The Respondent must persuade by a preponderance of
the evidence. Peter Vitalie Co., Inc., 310 NLRB 865, 871
(1993). I am of the view that the Respondent has failed to meet
this burden. The Respondent’s reasons for terminating Chees-
man appear to be a pretext.
The Respondent contends that it has a past practice of termi-
nating or “separating” bus drivers whose certifications have
lapsed. However, the evidence shows otherwise. As was noted
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
702
above in the fact section of this decision, under the administra-
tion of the previous general manager, Dave Burgess, when a
driver’s certification expired because it had not been renewed,
the Employer did not terminate the employee. While the em-
ployee could no longer drive a school bus, and, so, generally
did not report for work and was not paid, the expectation was
that as soon as that employee could get recertified, he or she
would resume bus driving duties. The Respondent does not
deny that this was the past practice under Burgess. Never the
less, it contends that the practice changed under the Mahler
administration. However, the probative, credible evidence is to
the contrary.
In the case of one bus driver, Vanessa Pena, whose certifica-
tion lapsed on February 10, 2012, only 18 days before Chees-
man’s lapsed, she was treated exactly the same way as drivers
had always been treated in the past, despite the fact that Mahler
was now the general manager. Pena was not terminated or
“separated.” Instead, after she obtained her recertification ap-
proximately 1 week later, she was immediately put back to
work as a bus driver, without having to fill out reemployment
paperwork.
The Respondent holds out the treatment of Harold Andrews
in January 2012, as an example of a driver whose certification
lapsed and who was treated under the “new system,” and alleg-
edly terminated. However, as noted earlier, I found Andrews
not to be a credible witness who was so confused as to be una-
ble to recall whether he was ever notified that he was terminat-
ed.
Another example offered by the Respondent was that of Cel-
estine Sharp who testified that she was terminated on March 11,
2012, because her certification lapsed. However, as I indicated
above, I am of the belief that her example is entitled to little
evidentiary weight since her “separation” occurred after that of
Cheesman. In my view, this was merely an attempt on the part
of Mahler to “cover his tracts” and make it appear that Chees-
man was not being treated disparately under the alleged new
system.
Finally, Mahler’s contentions that Cheesman’s alleged fail-
ure to diligently pursue her recertification and to keep in con-
tact with him served as a justification for her termination are
simply false. The facts show conclusively that Cheesman did
diligently pursue her recertification. She was in regular contact
with Carmina Lavallee, the Employer’s State Certified Trainer,
who had mutually agreed with Cheesman that the CHP driving
test scheduled for March 5 should be cancelled as Cheesman
had not had the opportunity to be adequately trained on a large
bus. Lavallee was actively seeking additional training for
Cheesman, who was anxious to be trained and accepted training
from certified trainer Kristy Urbina as soon as it became avail-
able. Cheesman had never been told to keep in direct contact
with Mahler. Further, there is no credible evidence that his
inability to reach her by phone was intentional on her part, or
anything more than confusion over Cheesman’s current phone
number.
The credible evidence does show that Mahler treated
Cheesman in a disparate fashion, terminating her only 5 days
after her certification lapsed, rather than first giving her a fair
opportunity to get recertified. The Respondent’s arguments to
the contrary are nothing more than a pretext for the true reason
for her termination, namely because of Cheesman’s union ac-
tivity, and in an effort to keep her from voting in the representa-
tion election, and also in an effort to restrain other employees
from engaging in union activity.
As I find that the Respondent’s defense is a pretext, it is,
therefore, appropriate to infer that the Respondent’s true motive
in terminating Cheesman was unlawful. Williams Contracting,
Inc., 309 NLRB 433 fn. 2 (1992); Limestone Apparel Corp.,
255 NLRB 722 (1981), enfd. 705 F.2d 799 (6th Cir. 1982);
Shattuck Deann Mining Corp., v. NLRB, 326 F.2d 466, 470 (9th
Cir. 1966). I find that the real motive behind the Respondent’s
conduct in terminating Cheesman and in informing her of the
termination was in retaliation for her union activity and in order
to prevent her from voting in the representation election, and in
order to interfere with, restrain, and coerce other employees
from engaging in union activity.
Accordingly, I find that by terminating Cheesman on March
6, 2012, and by informing her on March 9, 2012, that she was
terminated the Respondent has violated Section 8(a)(3) and (1)
of the Act, as alleged in complaint paragraphs 6, 7, and 9; and
has violated Section 8(a)(1) of the Act as alleged in complaint
paragraphs 6, 7, and 8.
C. The Legal Analysis and Conclusions Regarding
the Objections
As reflected in the Regional Director’s Report and Recom-
mendations on Objections, Order Consolidating Cases and
Notice of Hearing (GC Exh. 1(f)), there are a number of objec-
tions to the election referred to the undersigned for resolution,8
some of which are identical to or concomitant with the unfair
labor practices alleged in the complaint. Where the objections
are identical to or concomitant with the unfair labor practices,
the issues will not be restated, but only the conclusions previ-
ously reached.
Objections Number 2 and 3
Objection number 2 reads as follows: “The Employer termi-
nated an employee on account of her union and or protected
activity.”
Objection number 3 reads as follows: “The Employer
changed its policy with respect to drivers who have issues with
respect to their certificates during the critical preelection peri-
od.”
These two objections are, for all practical purposes, identical
to the unfair labor practice charges addressed above. As was
discussed above at some length, I have concluded that the Em-
ployer terminated Helen Cheesman on March 6 and informed
her of that termination on March 9 because of her union activi-
ty, and in order to prevent her from voting in the representation
election, and in order to restrain other employees from support-
ing the Union and from voting in the election. Further, I con-
cluded that the Employer, as a pretext for terminating Chees-
man, allegedly changed its policy regarding bus drivers whose
driving certification lapsed.
8 Certain other numbered objections were overruled by the Regional
Director without being referred to the undersigned.
DURHAM SCHOOL SERVICES
703
As I have concluded that this conduct on the part of the Em-
ployer constituted unfair labor practices in violation of Section
8(a)(1) and (3) the Act, I must conclude that said conduct also
constituted objectionable conduct as it interfered with the la-
boratory conditions of the election. Accordingly, I find merit to
objections number 2 and 3.
Objections Number 4 and 6
Objection number 4 reads as follows: “The Employer inter-
fered with the election by terminating an employee in the pres-
ence of other workers who were voting and or terminated the
employee when the employee was voting which interfered with
the laboratory conditions.”
Objection number 6 reads as follows: “The Employer inter-
fered with laboratory conditions by influencing employees in
the voting by engaging in coercive conduct.”
As I have discussed earlier, when Cheesman entered Mah-
ler’s office on March 9 to get her paystub, the election was in
progress. It was at that time that Mahler first informed Chees-
man that she had been terminated. That information was re-
layed to her a second time shortly thereafter when she went to
vote in the election. Upon approaching the Board Agent con-
ducting the election, she learned that her right to vote was being
challenged9 by company observer Ferdinand “Dino” Torres
because allegedly she was no longer an employee of Durham.
This information was told to Cheesman with other potential
voters present, specifically, Torres, union observer Rosie Mi-
randa, and Lupe Rodriguez, who was waiting in line to vote.
Additionally, while the election was still in progress, Cheesman
explained to approximately 6 drivers congregated in the com-
pany yard that she had been terminated because her certifica-
tion had lapsed. She engaged these eligible voters in conversa-
tion about the circumstances surrounding her termination and
whether they knew of any similar situation where a driver
whose certification lapsed had been terminated. They did not.
Cheesman was a leading union supporter. Certainly Chees-
man being informed in the presence of other potential voters in
the polling area that she was no longer a Durham employee
would reasonably have had a coercive effect on those potential
voters. Similarly, different potential voters present in the com-
pany yard while voting was still in progress were informed by
Cheesman herself that she had been terminated, which news
would reasonably also have had a coercive effect on the way
they voted, or even whether they voted at all. The fact that
Cheesman herself “spread the word” regarding her termination
did not detract from the coercive effect of the Employer’s ac-
tions. Word of the termination of a leading union supporter on
the day of the election for what was at best a specious reason
was bound to have been circulated through the ranks of the
potential voters no matter its source.
As noted, I have concluded that Cheesman’s termination
constituted an unfair labor practice. However, even assuming,
arguendo, that her termination was a legitimate response to her
certification having lapsed, under the Respondent’s alleged
“new policy” she would have had a reasonable expectation of
9
Cheesman’s challenged ballot was one of two nondeterminative
ballots in this case.
reinstatement as soon as her certification was renewed. There-
fore, she should have been eligible to vote in the election. Un-
der those circumstances, the Employer’s challenge of Chees-
man’s ballot also constituted an attempt to restrain and coerce
Cheesman and other potential voters in the exercise of their
Section 7 rights.10
In any event, I find that the Employer’s conduct in informing
Cheesman of her termination on the very day of the election
and in the vicinity or presence of other potential voters to con-
stitute conduct which interfered with the laboratory conditions
of the election. Accordingly, I find merit to objections number
4 and 6.
Objection Number 5
Objection number 5 reads as follows: “The Employer main-
tained unlawful rules which interfered with the election.”
In the Regional Director’s report and recommendation on
Objections he finds that only a portion of objection number 5
merits consideration at a hearing. He concludes that the Em-
ployer’s rules regarding “off-duty employee solicitation” and
“social networking” raises material issues of fact or law as
would warrant a hearing.
On page 12 of the Employer’s Employee Handbook under
the heading “Solicitation,” number 5, appears the following
language: “Off-duty employees should not enter (except for
legitimate business reasons) any Company facility not open to
the general public and are prohibited from interfering or caus-
ing a disturbance with an on-duty employee’s performance of
his/her work duties.” (U. Exh. 1, p. 12.) In my view, the
maintenance of this rule was unlawful and could have reasona-
bly affected the results of the election.
In Jurys Boston Hotel, 356 NLRB 927 (2001), the Board
held that the maintenance of an invalid rule, there pertaining to
solicitation, “loitering” (access), and the wearing of union em-
blems and buttons, constituted objectionable conduct during the
election period. Further, the Board held that the election, de-
cided by a single vote, must be set aside, since the election
“might well have been affected by the rules at issue,” which
rules had a reasonable tendency to chill or otherwise interfere
with the prounion campaign activities of employees during the
election period. Id., 928–932. In any event, the Board has long
held that “whether an election should be invalidated based on
alleged misconduct does not turn on election results [even a
large margin of victory] but rather upon an analysis of the char-
acter and circumstances of the alleged objectionable conduct.”
Freund Baking, 336 NLRB 847 fn. 5 (2001) (case citations
omitted).
In the matter at hand, the rule in question prohibits off-duty
employee access, “except for legitimate business reasons.”
However, the Board held in Tri-County Medical Center, Inc.,
222 NLRB 1089, 1089 (1976), that a rule restricting employ-
ees’ off-duty access to the employer’s premises is valid only if
it “(1) limits access solely with respect to the interior of the
10 See Oahu Refuse Collection, Inc., 212 NLRB 224 (1974), where
the Board found that the employer violated Sec. 8(a)(1) and (3) of the
Act when it delayed reinstating a previously discharged employee until
after the date of a representation election, so as to prevent the union
supporter from voting in the election or having his vote counted.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
704
[employer’s premises] and other working areas; (2) is clearly
disseminated to all employees; and (3) applies to off-duty em-
ployees seeking access to the [employer’s premises] for any
purposes and not just to those employees engaging in union
activity.” (emphasis added by the undersigned). Also in accord
see Sodexo America LLC, 358 NLRB 668 (2012). As the rule
is conjunctive, all 3 prongs must be met.
The Employer’s rule in the instant matter states that employ-
ees “should not enter (except for legitimate business reasons)
any Company facility not open to the general public.” This rule
fails to meet the third Tri-County prong because it does not
prohibit off-duty access for any purposes, but, rather, only, in
the Employer’s opinion, for those purposes which are not “le-
gitimate business reasons.” Therefore, the off duty access rule
is facially invalid under the Tri-County three-prong test.
Further, regarding the second Tri-County prong, the Em-
ployer’s off-duty access rule also improperly prohibits off-duty
employees from accessing outside nonworking areas of the
property. During the hearing, Ron Mahler testified that at the
Employer’s facility there is a picnic table or picnic area outside
where the employees can eat. However, the Employer’s written
rule prohibits off-duty employees from entering any nonpublic
area of the facility, which would seem to include the picnic
area. Of course, the picnic area is clearly a nonworking area
since the employees are able to spend time there eating and
talking, rather than working. The Employer offered no legiti-
mate business reason why employees should be prohibited from
access to the picnic area and, in fact, they do spend off-duty
time there. Accordingly, the Employer’s off-duty access rule is
also facially invalid under the second Tri-County prong.
For the reasons stated above, I conclude that the maintenance
of the Employer’s off-duty access rule had a reasonable tenden-
cy to chill or otherwise interfere with the prounion campaign
activities of employees during the election period. Jurys Bos-
ton Hotel, supra. Accordingly, I find merit to this portion of
objection number 5.
In the Employer’s 2010 Handbook Addendum can be found
its “Social Networking Policy.” (U. Exh. 2, p. 2–3.) Under the
subheading “Social Networking Websites,” among other lan-
guage it states that, “It is also recommended that the employees
of . . . Durham School Services . . . limit contact with parents or
school officials, and keep all contact appropriate. Inappropriate
communication with students, parents, or school representatives
will be grounds for immediate dismissal.” Further, under the
subheading “Interaction with Co-workers,” among other lan-
guage it states that, “communication with coworkers should be
kept professional and respectful, even outside of work hours.”
Continuing under the heading of “Expectations of Privacy,” the
addendum states that, “Employees who publicly share unfavor-
able written, audio or video information related to the company
or any of its employees or customers should not have any ex-
pectation of privacy, and may be subject to investigation and
possibly discipline”
The Regional Director notes in his Report and Recommenda-
tion on Objections that the Petitioner claims in its objections
that these rules are overbroad because they limit the interaction
of employees with each other and with parents and public offi-
cials who use the Employer’s services. More specifically, in
his post-hearing brief, counsel for the Union characterizes the
Employer’s policy as “outrageously overbroad.”
In determining whether the existence of specific work rules
violates the Act, and, by analogy, is objectionable, the Board
has held that, “the appropriate inquiry is whether the rules
would reasonably tend to chill employees in the exercise of
their Section 7 rights.” Lafayette Park Hotel, 326 NLRB 824,
825 (1998), enfd. 203 F.3d 52 (D.C. Cir 1999). Further, where
rules are likely to have a chilling effect on Section 7 rights, “the
Board may conclude that their maintenance is an unfair labor
practice, even absent evidence of enforcement.” Id. See also,
Blue Cross-Blue Shield of Alabama, 225 NLRB 1217, 1220
(1976).
The Board has further refined the above standard in Lutheran
Heritage Village-Livonia, 343 NLRB 646, 646 (2004), by cre-
ating a two-step inquiry for determining whether the mainte-
nance of a rule violates the Act. First, if the rule expressly
restricts Section 7 activity, it is clearly unlawful. If the rule
does not, it will none the less violate the Act upon a showing
that: “(1) employees would reasonably construe the language to
prohibit Section 7 activity; (2) the rule was promulgated in
response to union activity; or (3) the rule has been applied to
restrict the exercise of Section 7 rights.” Id., at 647; See
Northwestern Land Services, Ltd., 325 NLRB 744 (2009) (ap-
plying the Board’s standard in Lutheran Heritage Village Livo-
nia, supra at 647).
Further, the Board has held that “[t]he test of whether a
statement is unlawful is whether the words could reasonably be
construed as coercive, whether or not that is the only reasonable
construction.” Double D Construction Group, Inc., 339 NLRB
303, 304 (2003). Even if a rule is ambiguous, any ambiguity in
a work rule that may restrict protected concerted conduct “must
be construed against the [employer] as the promulgator of the
rule.” Ark Las Vegas Restaurant, 343 NLRB 1281, 1282
(2004) (an ambiguity in a “no-loitering “rule construed against
the employer). See also Norris/O’Bannon, 307 NLRB 1236,
1245 (1992).
Under the Board’s case law, several provisions in the Em-
ployer’s “Social Networking Policy” are unlawful as they
“would reasonably tend to chill employees in the exercise of
their Section 7 rights.” Lafayette Park Hotel, 326 NLRB at
825. While the policy does not explicitly restrict Section 7
protected activity, it contains no limiting language whatsoever,
and is so overbroad that it could reasonably be construed as
extending to Section 7 activity. Lutheran Heritage Village-
Livonia, 343 NLRB 646, 647.
Advising employees to “limit contact with parents or school
officials,” and to “keep all contact appropriate,” as well as
saying that “communication with coworkers should be kept
professional and respectful, even outside work hours,” and
warning that “employees who publicly share unfavorable . . .
information related to the company or any of its employees or
customers . . . may be subject to investigation and possibly
discipline” without indicating what the Employer considers
appropriate or inappropriate conduct, or what is considered
professional and respectful, or what constitutes unfavorable
information is, in my view, unreasonably broad and vague.
Employees could reasonably interpret this policy language as
DURHAM SCHOOL SERVICES
705
restraining them in their Section 7 right to communicate freely
with fellow employees and others regarding work issues and for
their mutual aid and protection. Double D Construction Group,
supra. Further, to the extent that the policy is ambiguous or
vague, it must be construed against the Employer, as the prom-
ulgator of the rule. Ark Las Vegas Restaurant, supra.
While I conclude that the Social Networking Policy in ques-
tion is on its face coercive of Section 7 rights, it should be not-
ed that during the hearing General Manager Mahler testified
that employees who violated the policy would be subject to
discipline. However, no evidence was offered as to any specif-
ic instances of such discipline. In any event, the mere mainte-
nance of the policy language would have a reasonable tendency
to chill or otherwise interfere with, restrain, and coerce the pro-
union campaign activities of employees during the election
period. Jurys Boston Hotel, supra. Accordingly, I find merit to
this portion of Objection number 5.
Recommendation on Election
In summary, I have found merit in objections number 2 and
3, whereby the Employer terminated Helen Cheesman and in-
formed her of that termination because of her union activity,
and in order to prevent her from voting in the representation
election, and in order to restrain employees from supporting the
Union and from voting in the election. Further, I concluded
that the Employer, as a pretext for terminating Cheesman, al-
legedly changed its policy regarding bus drivers whose driving
certifications lapsed. I also found merit in objections number 4
and 6, whereby the Employer’s conduct in informing Cheesman
of her termination on the very day of the election and in the
vicinity or presence of other potential voters interfered with the
laboratory conditions of the election. Finally, I found merit to
that portion of objection number 5, whereby the Employer
maintained rules on “off-duty solicitation” and “social network-
ing” that restrained and coerced employees in the exercise of
their Section 7 activity during the election period.
I have also found merit to the unfair labor practice allega-
tions in complaint paragraphs 6, 7, and 9 that the Employer
violated Section 8(a)(3) and (1) of the Act and in complaint
paragraphs 6, 7, and 8 that the Employer violated Section
8(a)(1) of the Act, whereby it terminated Cheesman and in-
formed her of the termination on the day of the election and in
the presence and vicinity of potential voters because of her
union activity and in an effort to dissuade employees from vot-
ing in the election. In so finding, I concluded that the Employ-
er’s conduct occurred during the “critical period” between the
filing of the representation petition and the election.
It is well settled that conduct during the critical period that
creates an atmosphere rendering improbable a free choice war-
rants invalidating an election. See General Shoe Corp., 77
NLRB 124 (1948). Such conduct is sufficient if it creates an
atmosphere calculated to prevent a free and untrammeled
choice by the employees. As the Board stated, “In election
proceedings, it is the Board’s function to provide a laboratory
in which an experiment may be conducted under conditions as
nearly ideal as possible, to determine the uninhibited desires of
the employees.” Id., at 127.
I have found that the Respondent has committed significant
unfair labor practices during the critical period, some occurring
on the very day of the election, which unfair labor practices
also constituted objectionable conduct. The Board has tradi-
tionally held that conduct violative of Section 8(a)(1) and (3) of
the Act is also conduct which interferes with the exercise of a
free and untrammeled choice in an election. As such, it serves
as a basis for invalidating an election. According to the Board,
conduct which is violative of Section 8(a)(1) and (3) of the Act
is “a fortiori conduct which interferes with the exercise of a free
and untrammeled choice in an election.” Playskool Mfg. Co.,
140 NLRB 1417 (1963); see also IRIS USA, Inc., 336 NLRB
1013 (2001); Diamond Walnut Growers, Inc., 326 NLRB 28
(1988). Further, the Board has held that this is also so “because
the test of conduct which may interfere with the ‘laboratory
conditions’ for an election is considerably more restrictive than
the test of conduct which amounts to interference, restraint, or
coercion which violates Section 8(a)(1).” Dal-Tex Optical Co.,
137 NLRB 1782 (1962). See also Overnite Transportation Co.,
158 NLRB 879 (1966); Excelsior Underwear, 156 NLRB 1236
(1966).
However, not all unfair labor practice conduct will warrant
setting aside an election. In Caron International, 246 NLRB
1120 (1979), the Board rejected a per se approach to the fortiori
language of Playskool. Instead, the Board said that the test was
an objective one, that being whether the conduct has a tendency
to interfere with employees’ free choice. Hopkins Nursing
Care Center, 309 NLRB 958 (1992). See also Recycle Ameri-
ca, 310 NLRB 629 (1993) (where the Board found that the
unfair labor practices were not sufficient to set aside the elec-
tion).
The Board weighs a number of factors in determining
whether 8(a)(1) violations of the Act, and presumably separate
objectionable conduct as well, are sufficient to warrant setting
aside an election. In the face of unfair labor practices and meri-
torious objections, the Board may still decline to overturn the
results of an election where it concludes that the violations
and/or conduct are de minimis. Bon Appetit Management Co.,
334 NLRB 1042 (2001); Caron International, Inc., 246 NLRB
1120 (1979). Still, 8(a)(1) violations fall within the de minimis
exception only when these violations “are such that it is virtual-
ly impossible to conclude that they could have affected the
results of the election.” Super Thrift Markets, 233 NLRB 409,
409 (1977), cited in Sea Breeze Health Care Center, 331
NLRB 1131 (2000).
In determining whether the misconduct could have affected
the results of the election, the Board considers “the number of
violations, their severity, the extent of dissemination, the size of
the unit, and other relevant factors.” Clark Equipment Co., 278
NLRB 498, 505 (1986); Avis Rent-a-Car, 280 NLRB 580, 581
(1986); Chicago Metallic Corp., 273 NLRB 1677, 1704 (1985).
Regarding those factors, several are of particular importance in
considering those objections and unfair labor practices before
me that I have determined to have merit. This was an extreme-
ly close election, with the vote being 54 cast against the Peti-
tioner and 52 votes cast for the Petitioner.11 The Board has
11 Two challenged ballots were insufficient to affect the results of
the election.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
706
held that in a close election the objectionable and/or unlawful
conduct need not be as severe or have affected as many em-
ployees in order to warrant setting aside the election. The nar-
rowness of the vote in an election is a relevant consideration.
Robert Orr-Sysco Food Services, 338 NLRB 614 (2002); Cam-
bridge Tool & Mfg. Co., 316 NLRB 716 (1995); also see Avis
Rent-a-Car, supra.
In the matter before me, not only was the election very close,
but the Employer’s unfair labor practices and objectionable
conduct were particularly egregious. I have found that the im-
proper conduct was committed during the critical period, and,
in fact, some on the actual day of the election. On March 6,
only 3 days before the election, the Employer terminated Helen
Cheesman, a very active union supporter. However, Cheesman
did not become aware of her termination until she was so in-
formed by General Manager Mahler, who was the highest offi-
cial at the Employer’s facility. Cheesman was literally on her
way to vote when she stopped by Mahler’s office and received
the news of her termination. Further, when she subsequently
arrived at the polling place she was again informed of her ter-
mination when alerted that her ballot was being challenged by
the Employer’s observer allegedly because she was no longer
an employee of Durham. Not only was this news conveyed to
Cheesman in the presence of other potential voters, but shortly
thereafter, while the polls remained open, other potential voters
learned that Cheesman had been terminated when she asked a
group of drivers congregated in the company yard whether they
had ever heard of any driver being terminated because his/her
certification had lapsed. They had not.
I have concluded that Cheesman’s termination was unlawful,
and, in fact, that the alleged change in the Employer’s policy on
drivers with lapsed certifications was nothing more than a pre-
text intended to be used to justify Cheesman’s termination. The
news that a strong union supporter had been terminated for a
reason that employees knew, based on past practice, was highly
suspect could reasonably have caused potential voters to either
not vote or to change their intended election choice. Further,
the Employer’s maintenance of rules that contained overly
broad, discriminatory, and improper language regarding off-
duty employee access to the company facility and social net-
working policies, which rules were in effect during the critical
period, had a reasonable tendency to chill or otherwise interfere
with pro-union campaign activities of employees.
These were significant unfair labor practices and objectiona-
ble conduct, which would clearly have had a tendency to seri-
ously inhibit the employees’ willingness to engage in union
activity, and would likely have created an atmosphere uncon-
ductive to a free and untrammeled choice by the employees.
The Employer’s conduct destroyed the laboratory conditions
required by the Board.
Based on the above, I conclude that the objectionable con-
duct and unfair labor practices engaged in by the Employer
have tended to interfere with the free and fair choice of a de-
terminative number of voting unit employees. Accordingly, as
the election results do not reflect the employees’ free and fair
choice, I recommend that the election be set aside and that this
proceeding be remanded to the Regional Director for Region 32
for the purpose of conducting a rerun election.
CONCLUSIONS OF LAW
1. The Respondent, Durham School Services, L.P., is an em-
ployer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
2. The Union, Freight, Construction and General Drivers,
Warehousemen & Helpers-Teamsters Union Local No. 287,
a/w International Brotherhood of Teamsters, Change to Win, is
a labor organization within the meaning of Section 2(5) of the
Act.
3. By the following acts and conduct the Respondent has vio-
lated Section 8(a)(3) and (1) of the Act.
(a) Discharging its employee Helen Cheesman because she
engaged in union activity and to discourage her from voting in
the representation election;
(b) Orally informing Helen Cheesman that she had been dis-
charged in order to discourage her from voting in the represen-
tation election and from engaging in union activity.
4. By the following acts and conduct the Respondent has vio-
lated Section 8(a)(1) of the Act.
(a) Orally informing Helen Cheesman that she had been dis-
charged in order to discourage other employees from voting in
the representation election and from engaging in union activity.
5. The above unfair labor practices affect commerce within
the meaning of Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.12
The Respondent shall be required to post a notice that as-
sures its employee that it will respect their rights under the Act.
In addition to physically posting of paper notices, notices shall
be distributed electronically, such as by email, posting on an
intranet or internet site, and/or other electronic means, if the
Respondent customarily communicates with its employees by
such means. J. Picini Flooring, 356 NLRB 11 (2010).
Further, as indicated above, I have found that the Respondent
engaged in both objectionable conduct and unfair labor practic-
es affecting the results of the election in Case 32–RC–066466.
I recommend, therefore, that the election in this case held on
March 9, 2012, be set aside, that a new election be held at a
date and time to be determined in the discretion of the Regional
Director for Region 32, and that the Regional Director include
in the Notice of Election the following language.
NOTICE TO ALL VOTERS
The election held on March 9, 2012, was set aside because the
12 Since Helen Cheesman did not actually lose any income, seniori-
ty, or other fringe benefits during the period of time that she was listed
as terminated on the Respondent’s books and records, as her certifica-
tion to drive a school bus had lapsed, no back pay or other make whole
remedy is required. Also, although the objections to the election raised
by the Union, and found to have merit, included the claim that certain
provisions in the Respondent’s Employee Handbook and Addendum
were overly broad and discriminatory, no language revision remedy is
being ordered here, as no similar unfair labor practice allegation has
been made.
DURHAM SCHOOL SERVICES
707
National Labor Relations Board found that certain conduct of
the Employer interfered with the employees’ free exercise of a
free and reasoned choice. Therefore, a new election will be
held in accordance with the terms of this Notice of Election.
All eligible voters should understand that the National Labor
Relations Act gives them the right to cast ballots as they see
fit and protects them in the exercise of this right free from in-
terference by any of the parties.13
[Recommended Order omitted from publication.]
13 Lufkin Rule Co., 147 NLRB 341 (1964).