360 NLRB 730
DHL EXPRESS (USA), INC.
730
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
360 NLRB No. 87
DHL Express (USA), Inc. and American Postal
Workers Union, AFL–CIO and American Postal
Workers Union, Cincinnati, Area Local 164.
Cases 09–CA–079842 and 09–CA–080777
April 30, 2014
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS HIROZAWA
AND JOHNSON
On April 22, 2013, Administrative Law Judge Mark
Carissimi issued the attached decision. The Respondent
filed exceptions and a supporting brief, the General
Counsel filed an answering brief, and the Respondent
filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions as
modified and to adopt the recommended Order as modi-
fied.2
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
We adopt the judge’s finding that the Respondent violated Sec.
8(a)(3) and (1) of the Act by discharging employee Joshua Flick. Like
the judge, we infer that the Respondent harbored animus against Flick’s
union activities from the timing of the discharge, just 1 day after he
drew the new general manager’s attention to his prounion safety vest
and informed the tug dispatch operations manager that he intended to
keep wearing a prounion vest. In addition, we infer animus from the
pretextual reason given for the discharge. The Respondent told Flick
that he was terminated for insubordination because he responded to his
supervisor’s question about the daily safety message with an offensive
remark in a manner mimicking a mentally impaired person. The record
shows, however, that Flick and his supervisor often joked with each
other in this manner and that his supervisor in fact laughed at Flick’s
response. Moreover, the other examples of employees terminated for
insubordination, identified by the Respondent, all involved conduct that
was far more serious and, as such, are readily distinguishable. Because
the timing and pretextual reason for the discharge warrant an inference
of animus, we find it unnecessary to pass on the judge’s reliance on the
Board’s findings in DHL Express, 355 NLRB 1399 (2010), and DHL
Express, Inc., 357 NLRB 1742 (2011), or on the Respondent’s unlawful
restriction on the distribution of union literature in this case.
2 We have amended the judge’s conclusions of law consistent with
our findings herein. Specifically, we deleted the reference to other
employees’ union activities as we have found that the Respondent
discharged Flick because of his own union activities. We shall conform
the Order to our standard remedial language and shall substitute a new
notice to conform to the Order as modified, and with Durham School
Services, 360 NLRB 694 (2014).
AMENDED CONCLUSION OF LAW
Substitute the following for the Conclusion of Law 2.
“2. The Respondent has engaged in an unfair labor
practice in violation of Section 8(a)(3) and (1) of the Act
by discharging Joshua Flick because he engaged in union
activities.”
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, DHL
Express (USA), Inc., Erlanger, Kentucky, its officers,
agents, successors, and assigns, shall take the action set
forth in the Order as modified.
Insert the following after paragraph 2(b) and reletter
the following paragraphs.
“(c) Compensate Joshua Flick, for the adverse conse-
quences, if any, of receiving a lump-sum backpay award,
and file a report with the Social Security Administration
allocating the backpay to the appropriate calendar quar-
ters.”
2. Substitute the attached notice for that of the admin-
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT prohibit the distribution of union litera-
ture in our cafeteria, a nonwork area.
WE WILL NOT threaten to escort you from the facility
unless you cease the lawful distribution of union litera-
ture in our cafeteria, a nonwork area.
WE WILL NOT discharge or otherwise discriminate
against any of you for supporting the American Postal
Workers Union or any other union.
DHL EXPRESS (USA), INC.
731
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, within 14 days from the date of the Board’s
Order, offer Joshua Flick full reinstatement to his former
job or, if that job no longer exists, to a substantially
equivalent position, without prejudice to his seniority or
any other rights or privileges previously enjoyed.
WE WILL make Joshua Flick whole for any loss of
earnings and other benefits resulting from his unlawful
discharge, less any net interim earnings, plus interest.
WE WILL compensate Joshua Flick for the adverse tax
consequences, if any, of receiving a lump-sum backpay
award, and WE WILL file a report with the Social Security
Administration allocating the backpay award to the ap-
propriate calendar quarters.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful discharge of Joshua Flick, and WE WILL, within 3
days thereafter, notify him in writing that this has been
done and that the discharge will not be used against him
in any way.
DHL EXPRESS, INC.
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/09-CA-079842 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor
Relations Board, 1099 14th Street, N.W., Washington,
D.C. 20570, or by calling (202) 273–1940.
Daniel Goode, Esq., for the Acting General Counsel.
David Kadela, Esq., for the Respondent.
Lisa Manson, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
MARK CARISSIMI, Administrative Law Judge. This case was
tried in Cincinnati, Ohio, on October 24 and 25, 2012, and Feb-
ruary 12, 2013. The American Postal Workers Union, AFL–
CIO filed the charge in Case 09–CA–079842 on April 30,
2012. The American Postal Workers Union, Cincinnati Area
Local 164 filed the charge in Case 09–CA–080777 on May 10,
2012.1 In this decision I will refer to the International Union
and the Local Union collectively as the Union. The Acting
General Counsel issued an order consolidating cases, consoli-
dated complaint and notice of hearing (the complaint) on July
31, 2012. The complaint alleges that on April 26, 2012, the
Respondent discharged employee Joshua Flick in violation of
Section 8(a)(3) and (1) of the Act. The complaint also alleges
that on or about May 2, 2012, the Respondent, by Brandon
Lewis, at its Erlanger, Kentucky facility, violated Section
8(a)(1) of the National Labor Relations Act (the Act) by in-
forming an employee, who was engaged in the distribution of
union literature in the Respondent’s cafeteria, that the employee
could not distribute the literature in that area and by instructing
the employee that if he did not cease doing so he would be
escorted from the facility.
On the entire record, including my observation of the de-
meanor of the witnesses,2 and after considering the briefs filed
by the Acting General Counsel and the Respondent, I make the
following
FINDINGS OF FACT
JURISDICTION
The Respondent, a corporation, is engaged in the interna-
tional, interstate and intrastate transportation of freight at its
facility in Erlanger, Kentucky, the only facility involved in this
proceeding. Annually, the Respondent in conducting its opera-
tions performs services valued in excess of $50,000 in states
other than the Commonwealth of Kentucky. The Respondent
admits, and I find, that it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act and
that the Union is a labor organization within the meaning of
Section 2(5) of the Act.
ALLEGED UNFAIR LABOR PRACTICES
Background
The Respondent is a package freight company that concen-
trates on international shipping. Presently the Respondent has
three hub locations worldwide: Leipzig, Germany; Hong Kong;
and the Greater Cincinnati Airport (CVG), which is located in
northern Kentucky. The Respondent has operated the hub at
GVG since 2009 when it relocated its operations from Wil-
mington, Ohio.3 In 2009 the Respondent withdrew from the
1 All dates are in 2012, unless otherwise indicated.
2
In making my findings regarding the credibility of witnesses, I
considered their demeanor, the content of their testimony, and the in-
herent probability on the record as a whole. In certain instances, I cred-
ited some, but not all, of what the witness said. I note in this regard,
that “[N]othing is more common in all kinds of judicial decisions than
to believe some and not all” of the witness’ testimony. Jerry Ryce
Builders, 352 NLRB 1262 fn. 2 (2008), citing NLRB v. Universal Cam-
era Corp., 179 F.2d 749, 754 (2d Cir. 1950), revd. on other grounds
340 U.S. 474 (1951); J. Shaw Associates, LLC 349 NLRB 939, 939–
940 (2007).
3 I have taken administrative notice of the Board’s decision in DHL
Express, Inc. (DHL I), 355 NLRB 1399 (2010), which indicates that in
2006 the Union conducted an organizing campaign at the Wilmington
facility. In DHL I, the Board found that in 2006 Respondent violated
Sec. 8(a)(1) of the Act by engaging in the following conduct: threaten-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
732
domestic shipping market and focused on import and export
shipping. This decision resulted in the closure of 18 regional
hubs located throughout the United States and the move of the
international hub from Wilmington to CVG.
At the CVG facility, the Respondent processes packages on
up to 49 flights that arrive and depart daily. At this facility,
containers containing packages are unloaded from airplanes,
sorted, and loaded back into containers to be loaded onto the
planes for shipment to a final destination.4 The Respondent’s
CVG facility operates on a 24 hour a day, 7 day a week basis
and employs approximately 1600 employees. Approximately
30 percent of the Respondent’s employees work on a fulltime
basis, while the remaining employees work part time.
According to the Respondent’s general manager of the CVG
hub, Richard Eric Landers, the Respondent refers to the han-
dling of aircraft as a ramp operation, while the sort operation is
the loading and unloading of the freight. Approximately 700
employees work in the main sort area. The director of sort
operations is Pasquale Scarizameni; reporting to him are two
senior managers, Robert Thornburg and Brandon Lewis. Shane
Paul is the director of ramp operations. Richard Armstrong is
the operations manager of tug dispatch5 and reports to Paul.
Thomas Lee, Randy Aver, Carl Newman, and Kyle Rudolph
are supervisors in the tug operations department and report to
Armstrong. There are approximately 150 employees employed
in the tug dispatch department and approximately 30 to 40 em-
ployees report to each supervisor.
The employees at the CVG facility are unrepresented, except
for 14 maintenance employees who are represented by the
Teamsters. The Union has been attempting to organize the
remainder of the employees at the Respondent’s CVG facility
for a number of years. I have taken administrative notice of the
Board’s decision in DHL Express, Inc. (DHL II), 357 NLRB
1742 (2011). In DHL II, the Board found that the Respondent
violated Section 8(a)(1) of the Act at the CVG facility by en-
forcing its no distribution rule in a hallway near its offices and
cafeteria. In so finding, a Board panel majority found that the
hallway in which employees were distributing literature is not
exclusively a work area, but rather a mixed use area, and ac-
cordingly the Respondent violated the Act by prohibiting dis-
tribution in that area. Id. at fn. 1.
The Alleged Discriminatory Discharge of Joshua Flick in Vio-
lation of Section 8(a)(3) and (1) of the Act
Facts
Joshua Flick was hired by the Respondent as a part-time tug
operator on November 15, 2010, and was made a full-time tug
ing employees with the loss of periodic wage increases if they selected
the Union as their representative; threatening employees with stricter
enforcement of work and/or disciplinary rules; and stating that it would
be futile to select the Union as a representative.
4
The containers vary substantially in size. Automobiles can be
shipped in the largest one.
5
The record establishes that a tug is a motorized vehicle which
transports freight to and from airplanes and the sort operation located in
the sort building. Tugs are also used to move packages within the sort
building as part of the sort operations. A tug pulls a platform called a
dolly on which the freight is carried.
operator on June 14, 2011. As a tug operator, Flick hauled
containers, which are also called “cans” from airplanes to the
sort building. As noted, dollies are attached to the tug, there-
fore enabling the tug operator to transport a large volume of
packages in one trip. Flick also moved packages in the sort
building from one location to another and took packages to
airplanes for reloading. A t the time of his termination on April
26, 2012, Flick worked on the third shift; he generally began
work around 12 a.m. and ended his shift between 7 and 9 a.m.
He reported to Lee, his immediate supervisor, and also had
contact with Armstrong, the tug dispatch operations manager.
Shortly after he was hired, Flick signed an authorization card
on behalf of the Union. Thereafter, Flick often spoke to other
employees about joining the Union. He always carried with
him authorization cards, which he referred to as “petitions” and
solicited other employees to sign such cards. He also distribut-
ed flyers on behalf of the Union to employees in the parking lot
of the facility. In February 2012, Flick’s name and picture
appeared in an article he wrote in support of the Union, which
appeared in a union flyer that was distributed throughout the
plant. In his article, Flick claimed that he and other employees,
at times, were not allowed to take a break. Flick’s article also
claimed that, under Kentucky law, employees were entitled to a
10-minute rest period.
His article further stated that the em-
ployees needed a union to protect their legal rights and urged
employees to support the Union (GC Exh. 5, p. 2). While at
work, Flick often wore a shirt that had the Union’s name on it
and, in cold weather, wore a stocking cap with the words
“UNION MAN” on it.
As a tug operator, Flick was required to wear a reflective
safety vest while performing his job. On the back of one of his
vests he wrote in capital letters with a black magic marker the
following expressions: “RESPECT IS EARNED NOT
GIVEN”; RESPECT A MAN AN (sic) HE WILL DO MORE”;
and “GIVE IT GET IT.” (GC Exh. 2.) According to Flick’s
credited testimony, he also wore another safety vest on which
he wrote on the back “UNION MAN” and “GOT RESPECT “
instead of the expressions referred to above.
Flick received four performance evaluations during his ten-
ure at the Respondent. His first evaluation covered the period
from January 1, 2011, through March 31, 2011, and indicated
that Flick “meets expectations” with respect to safety. (GC
Exh. 4A.) In Flick’s second evaluation, which covered the
period from April 1, 2011, to October 1, 2011, under the safety
standard Flick was rated as “does not meet.” The narrative
under safety indicates “Joshua has been involved in a safety
violation during this review period. Joshua dropped a container
off a dolly as a result of not securing the lock of the dolly.
Joshua needs to continue to practice safe work acts and assist
others.” For this accident, Flick was given a final written warn-
ing that was effective for the period from August 20, 2011, the
date of the accident, to November 18, 2011 (R. Exh. 7).
In the evaluation covering the period from October 1, 2011,
to December 1, 2001, Flick was rated as “partially meets” ex-
pectations under the safety standard, as a result of the incident
referred to in his previous evaluation (GC Exh. 4C). However,
this evaluation, which was signed by Lee and Armstrong, indi-
cates that “Joshua is able to take direction from leads and su-
DHL EXPRESS (USA), INC.
733
pervisors and adapt in any situation. Joshua follows safety rules
and assist (sic) the department with changing assignments to
improve the efficiency.” Finally, in the performance evaluation
for the period from October 1, 2011, to April 1, 2012, Flick was
rated as “partially meets” the expectations under the safety
standard (GC Exh. 4D). The narrative under safety category
indicates “Joshua has been involved in one safety violation
during this review period. Joshua turned his ankle while exit-
ing his tug. Joshua needs to continue to practice safe work acts
and assist others.”
The incident referred to in Flick’s last performance appraisal
occurred on November 24, 2011. According to the injury re-
port, when Flick exited his tug he turned his ankle. The injury
report specifically indicates that no safety rules were broken
nor was any discipline issued (R. Exh. 9).
On February 25, 2012, Flick was involved in an accident
caused by another employee. In this incident, another tug op-
erator hit Flick’s dolly as he was loading it, causing Flick’s
dolly to hit his leg and scrape it. The tug operator that caused
the accident was issued a final written warning that was to re-
main in effect for the year (R. Exh. 10). On March 8, 2012,
Flick was again involved in an accident caused by another em-
ployee. While Flick was moving a container into position, a
forklift operator pushed the container too early, and Flick’s
right knee was pinched between the container and loading area,
causing an injury to his right knee (R. Exh. 11). Flick received
medical care and was placed on restricted duty until April 11,
2012.
I note that in November and December 2010 Flick received
scores ranging from 95 to 100 in a series of safety tests involv-
ing ramp safety and the handling of hazardous materials (GC
Exh. 10a). On December 24, 2010, Flick received a score of
100 on a fourth quarter recertification assessment for
hub/gateway ramp, sort and support personnel which included
safety related questions (GC Exh. 10c).
Although I find Flick’s attendance was not material to the
circumstances surrounding his discharge, I note that on January
19, 2012, Flick received a written verbal warning for violating
Respondent’s attendance policy (R. Exh. 7, p. 2). Flick was
also given a written warning for attendance on March 6, 2012
(R. Exh. 7, p. 3). By its terms, the written warning was effec-
tive only until March 19, 2012.6 Based on Lee’s credited testi-
6 I find that Lee testified credibly that he prepared the two warnings
and gave them to Flick. The written warning dated March 5 (R. Exh. 7,
p. 3), does not contain Flick’s signature. Lee testified in a less than
clear manner that Flick signed the original document, but that the doc-
ument signed by Flick was “given to HR and then scanned to the corpo-
rate office.” (Tr. 423–424.) The Respondent did not explain why the
warning with Flick’s signature on it was not produced. Flick denied
receiving any warnings for attendance even though his signature ap-
pears on the January 19, 2012 verbal written warning. (R. Exh. 7 p. 2.)
Lee’s testimony that Flick received the January 19, 2012 warning is
corroborated by the fact that I find that Flick’s signature on a document
that he admits receiving, the warning for not locking the dolly (R. Exh.
7, p. 1), looks like the same signature that appears on the written verbal
warning for attendance dated January 19, 2012. While I am somewhat
concerned as to why the Respondent it did not produce the version of
the March 5 warning signed by Flick (R. Exh. 7, p. 2) that Lee testified
he witnessed, on balance, I find that Lee’s testimony that these warn-
mony, I also find that Flick received a “coaching note” on
March 21, 2012, indicating that he did not clock out for his
scheduled break. The coaching note indicated that Flick must
take his break as outlined in the schedule, but specifically indi-
cated that the note did not constitute discipline. The coaching
note also indicated that Flick refused to sign the note. (R. Exh.
8.) I note, however, that Flick’s performance evaluation for the
period from October 1, 2011, to April 1, 2012, indicates in the
overall assessment that he “fully meets” expectations (GC Exh.
4D).
On March 8, 2012, Richard Eric Landers was appointed as
the general manager at the Respondent’s CVG facility (Tr.
319). Shortly after he arrived, Landers reviewed the CVG
hub’s safety record and determined that too many work-related
injuries and accidents were occurring and that additional
measures should be taken to attempt to reduce the number of
such incidents. In this connection, Landers implemented a
policy regarding the Respondent’s safety committee team con-
ducting investigations to determine the root cause of work-
related accidents and injuries.
The Respondent had a longstanding policy of issuing brief
written safety guidelines to employees on a daily basis, which it
referred to as “safety briefs.” In an effort to reemphasize safety
concerns, Landers instituted a practice, in approximately the
third week of March 2012, of asking senior managers what the
daily safety brief was. Landers also instructed his senior man-
agers to require lower-level managers and supervisors to make
inquiries of employees regarding the daily safety brief. The
Respondent’s safety security specialist, Gregory Riggin, also
asked employees about the daily safety brief. Riggin provided
employees who knew the answer a pin or a “cafeteria dollar.”
Those employees who did not know the answer were sent
emails by Riggin asking why they did not know it. This re-
newed emphasis on safety, which the Respondent referred to as
a “safety blitz,” continued until approximately the end of May
2012.
As part of this process, Tug Dispatch Operations Manager
Armstrong instructed his supervisors to begin to ask employees
about the daily safety brief. In the latter part of April, tug dis-
patch supervisors informed employees of the safety blitz and
advised employees that the Respondent would begin to ask
employees about the daily safety brief. In this connection,
Flick credibly testified that he attended a meeting held in late
April with all the tug dispatch employees present. This meeting
was also attended by Armstrong and supervisors Lee and
Newman. At this meeting, employees were advised that they
would be asked about the daily safety brief. Both Flick and
current employee Philip Leconte credibly testified that employ-
ees were not informed that discipline would result if they did
not know the answer to questions put to them about the safety
brief (Tr. 46, 294).
On the evening of April 18, 2012, the Respondent held what
it referred to as a “tailgate meeting.” At tailgate meetings,
ings were in fact given to Flick is more persuasive than Flick’s denial
that he received them. While Flick appeared to genuinely not recall
receiving any attendance warnings, I conclude otherwise, given the fact
that his signature appears on one.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
734
which were held on a quarterly basis, the Respondent updated
employees on the state of its business and provided food. At
the April 18 meeting approximately 1000 employees were pre-
sent. At this meeting, Landers was introduced as the new gen-
eral manager for the CVG hub. Landers stood on a large podi-
um that was illuminated by floodlights. Flick attended the
meeting and wore one of his reflective vests indicating his sup-
port for the Union. Flick yelled that a union was needed at the
facility. However, I credit Landers’ testimony that he did not
see or hear Flick on that occasion. Landers testimony is inher-
ently probable given the number of employees who attended
the meeting and the fact that floodlights were shining on
Landers, making it difficult for him to see individuals in the
crowd of employees.
On April 25 at approximately 3 a.m., Flick parked his tug in-
side the sort building in order for his tug to be loaded. While
he was waiting for his tug to be loaded, he left to take a smoke
break, after receiving permission from a supervisor. While
Flick was on his break in the smoking area outside the doors of
the facility, he observed an individual move his tug. Flick be-
gan to walk quickly back to his tug. On that evening Flick was
wearing his vest that had “UNION MAN” on it. As he was
returning to his tug, Flick saw the individual who had been
introduced as the new general manager at the tailgate meeting
walking in the same direction.7 As Flick was walking quickly,
when their paths intersected, Flick was approximately 5 to 10
feet ahead of Landers. While Flick was walking ahead of
Landers, Flick pulled on his vest attempting to get Landers to
notice it.
When Flick arrived at his tug, Lee and Armstrong were
standing there. Lee asked Flick why he had left the tug and
Flick replied that he had taken a smoke break, with permission,
while waiting for his tug to be loaded. Flick then walked onto
the “ball deck” where containers are loaded to wait for the load-
ing of his container to be finished. The ball deck is approxi-
mately 4 feet higher than the ground floor and Flick was ap-
proximately 10 feet from where Armstrong was standing.
According to Flick’s credited testimony, he saw Landers walk
up to Armstrong and began speaking to him. Although the sort
building is noisy, Flick was not wearing ear plugs and, while he
could not hear the entire conversation, he heard Landers say
“vest” as he was pointing to Flick.8
Flick continued performing his duties and about 2 hours later
received a text message from Lee asking him to meet with Lee
and Armstrong. At this meeting, held in the Respondent’s ad-
ministration building, Armstrong asked Flick if he knew that
7 At the trial, Flick testified that he could not recall the new general
manager’s name.
8 Landers testified that while he had a conversation with Armstrong
that night, he did not recall speaking to Armstrong about employees
who had written something on their vests. Armstrong testified that he
left the area after Flick arrived at his tug and began speaking to Lee.
According to Armstrong, he did not speak to Landers until approxi-
mately 15 minutes later and in a different area. Lee testified that he did
not see Landers until approximately 15 minutes after speaking to Flick.
I do not credit Landers, Armstrong, and Lee on this point as Flick’s
testimony was more detailed and more plausible when considered on
the basis of the entire record.
writing on his reflective vest was against company policy and
that Flick would not be permitted to wear his vest in the future.
Flick replied that other employees besides him had writing on
their safety vests. Armstrong said that the Respondent would
get to them and would be issuing new safety vests at a meeting
to be held the next day. When Flick asked Armstrong if he
could get his own vest and write on it, Armstrong replied that
he could. Flick responded that he would do that and write “Un-
ion Man” on it because he would not stop supporting the Union
because of this rule change. (Tr. 56–58, 128–129.)
Armstrong testified that he had a meeting with the tug opera-
tions supervisors at about 5:30 a.m. the morning of April 25 to
discuss employees writing on safety vests. According to Arm-
strong, an employee named Arthur Rogers had written his
nickname “Art Dog” on his vest in a way that Armstrong found
offensive and thought was perhaps sexually harassing. Arm-
strong also knew that Flick and another employee had writing
on their vests. Armstrong told the supervisors that they needed
to inform employees that there would be no more writing on
safety vests issued by the Respondent and that the Respondent
would be issuing new vests. Armstrong testified that because
of the arrival of the new general manager, Landers, and because
of outside individuals touring the facility, he wanted to “clean
up” the image of the tug dispatch department.9 He instructed
the supervisors to bring up Rogers, Flick, and the other em-
ployee to inform them that writing on their vests would not be
permitted and that new vests would be issued. Rogers had left
for the day and the other employee could not be located. Ac-
cording to Armstrong, when he met with Flick, he told Flick
that he would be issued a new vest and that Flick replied that he
knew why this was happening and walked out. (Tr. 382–385.)
To the extent that Armstrong’s testimony conflicts with that
of Flick regarding the substance of their meeting on April 25
regarding Flick’s safety vest, I credit Flick’s testimony. Flick
testified in a much more detailed manner and his testimony was
consistent on both direct and cross examination. Armstrong’s
testimony on this point was brief and appeared perfunctory. I
find that while Armstrong may have been considering eliminat-
ing the writing that some employees had put on their safety
vests, I doubt that he would have made the decision and begin
to implement it in the middle of a shift, unless Landers had
indicated to him his displeasure over the writing on Flick’s
safety vest.
The following evening, Flick attended the preshift meeting
that occurred before the April 26 midnight to 7 a.m. shift. Ap-
proximately 140 tug operations employees were present. Arm-
strong informed the employees that because customers were
touring the hub, writing would no longer be permitted on safety
vests and that they would have to turn in their old safety vests
9 Landers testified that he was not aware of the “Art Dog” safety
vest until it was taken from Rogers. According to Landers, it was re-
ported to him by another manager that Armstrong wanted to remove
writing from safety vests. Landers testified that he agreed and decided
to implement that policy through the entire hub. (Tr. 359–361.) While
Landers may not have been aware of the writing on Arthur Rogers’ vest
before Rogers turned it in, as I have found above, he was aware of the
writing on Flick’s vest indicating his support for the Union and spoke
to Armstrong about it on April 25.
DHL EXPRESS (USA), INC.
735
and would be issued new vests.10 After Armstrong spoke,
Newman gave the daily safety brief. Newman told employees
they needed to be aware of their surroundings, pay attention
while they were driving, and that accidents usually happen
toward the end of the shift.
At approximately 3 a.m. on April 26, Flick was sitting in his
tug waiting for a container to be placed on a dolly and hooked
up to his tug. Flick was listening to music on his cell phone
while he was waiting. Employee Phillip Leconte, who was also
waiting for containers to be loaded onto dollies and attached to
his tug, walked over to Flick and began speaking to him.
Shortly afterwards, Lee approached Flick and asked him
whether he knew what the safety message was for the day.
Flick answered by responding, in a voice that mimicked that of
a mentally impaired person, “Watch out for other retards.”11
According to Leconte’s credited testimony, Lee and Flick both
laughed at Flick’s response. Leconte testified that Lee then
appeared to become more serious and Leconte left the area.
Flick then asked Lee what he would receive if he answered
the question correctly. When Lee responded that Flick would
not receive anything, Flick then told Lee he did not know what
the safety message was. Lee responded, “okay” and then in-
structed Flick to help his coworkers load the container and
Flick complied with his directive. It is undisputed that Lee did
not say anything to Flick indicating that Flick’s response to
Lee’s question regarding the safety message could result in
discipline or discharge.
Lee then left the area and reported to Armstrong what had
occurred. Armstrong instructed Lee to bring Flick to a confer-
ence room in the human resources office. Lee approached
Flick while he was driving his tug and told him to shut it down
and come with him. Flick asked Lee what was going on and
asked, “if he was getting fired or wrote up, because I was really
just kidding” (Tr. 194). Lee did not respond to Flick’s ques-
tion. When Flick arrived in the conference room, Armstrong
was present along with Carla Ford and Jama Basinger, who are
both in the Respondent’s human resources department.
According to Flick’s credited testimony, Armstrong asked
Flick what he had said to Lee; Flick responded that he told Lee
that he did not know what the answer to the safety brief was.
When Armstrong asked Flick what he had said before that,
Flick replied that he had stated, “Watch out for other retards.”
Flick added that he had said this in a joking manner and did not
mean anything by it. (Tr. 67.) Armstrong stated that such con-
duct would not be tolerated in the workplace, as it was insubor-
10 The complaint does not allege that the Respondent’s announce-
ment of its new policy toward safety vests constituted a violation of the
Act.
11 Both Flick and Lee testified that this was the response that Flick
initially made to Lee’s inquiry. Their testimony is also consistent with
the written statement prepared by Lee regarding this incident on April
26, 2012. (R. Exh. 20.) Leconte recalled Flick stating “stay clear of
the fucking drivers.” (Tr. 299; 305–306.) I found Leconte, who is
currently employed by the Respondent and testified at the trial pursuant
to subpoena, to be generally a credible witness. However, on this point
I find the mutually corroborative testimony of Lee and Flick to be the
more reliable version of the exact language used by Flick in his initial
response to Lee’s inquiry.
dinate. Armstrong then told Flick’s services were no longer
needed. Ford asked Flick if he understood that he was being
terminated. Flick responded that he understood that he was
getting terminated, but that he was not clear as to what the rea-
son was. Ford merely responded by saying, “okay.” (Tr. 68.)12
Lee then escorted Flick from the facility. Flick never received
a written termination notice. At the trial, the Respondent did
not produce any documents reflecting its reasons for terminat-
ing Flick.
Analysis
In Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899
(1st Cir. 1981), cert. denied 455 U.S. (1982), approved in
NLRB v. Transportation Management Corp., 462 U.S. 393
(1983), the Board established a framework for deciding cases
turning on employer motivation regarding an adverse employ-
ment action taken against an employee. To prove an employ-
er’s action is discriminatorily motivated and violative of the
Act, the General Counsel must first establish, by a preponder-
ance of the evidence, an employee’s protected conduct was a
motivating factor in the employer’s decision. The elements
commonly required to support such a showing are union activi-
ty by the employee, employer knowledge of the activity, and, at
times, antiunion animus on the part of the employer. If the
General Counsel is able to establish a prima facie case of dis-
criminatory motivation, the burden of persuasion shifts “to the
employer to demonstrate the same action would have taken
place even in the absence of the protected conduct.” Wright
Line, supra at 1089.
As I have indicated above, Flick was very active on behalf of
the Union. After signing an authorization card for the Union,
Flick often solicited other employees to join the Union and
always carried authorization cards with him. In February 2012,
Flick’s name and picture appeared in an article he wrote in
support of the Union which appeared in a union flyer that was
distributed throughout the plant. In addition, while at work
Flick often wore a shirt with the Union’s name on it and had a
stocking cap with the words “Union Man” on it. Finally, Flick
had written on one of the safety vests the term “Union Man.”
Both Armstrong and Lee admitted that they had observed
Flick distribute union literature and wear union shirts and hats.
Armstrong also acknowledged that Flick wore a safety vest
12 The testimony of Armstrong, Ford, and Lee conflict with that of
Flick in certain material respects regarding this meeting. Armstrong
and Ford testified that when Armstrong asked Flick what he had told
Lee when asked what the safety brief was, Flick responded, “watch out
for the retards” and then asked, “what’s in it for me” before admitting
that he did not know the answer. According to Armstrong and Ford,
Ford asked Flick if he realized that he had been insubordinate and that
was something that he could be terminated for. Flick responded that he
absolutely did. According to their testimony, Ford also gave Flick an
opportunity to make a written statement, which he declined. Lee’s
brief testimony regarding the meeting corresponds with that of Ford
and Armstrong. Except for the collateral issue of his attendance warn-
ings, I found Flick to be a credible witness. He appeared to attempt to
answer all questions involving matters germane to his discharge in an
open and honest manner. With respect to the termination meeting with
Flick, the three management witnesses testified, in my view, in a man-
ner that they felt would best support the Respondent’s case.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
736
with the word “respect” written on it. I note that neither Arm-
strong nor Lee denied seeing Flick wear a safety vest with the
words “Union Man” written on it. Armstrong testified that
Flick was the only employee in tug dispatch that openly sup-
ported the Union (Tr. 374). The Respondent does not dispute
that Flick engaged in union activity and that the Respondent
was aware of it.
I also find that the Respondent harbored animus toward the
union activity of its employees. In this connection in DHL I,
supra, the Board found that the Respondent committed several
violations of Section 8(a)(1) during the Union’s organizing
campaign at the Respondent’s Wilmington, Ohio facility in
2006. In that case, the Board found that Ford, who was in-
volved in the decision to discharge Flick in the instant case,
violated Section 8(a)(1) on behalf of the Respondent, when she
threatened employees with the loss of a periodic wage increase
for supporting the Union. Id. at sl. op. 1. In DHL II, the Re-
spondent unlawfully restricted the distribution of literature in
violation of Section 8(a)(1). In addition, as set forth in detail
later, I find that on May 2, 2012, shortly after Flick’s discharge,
the Respondent again interfered with the Union’s distribution
of literature in violation of Section 8(a)(1) of the Act. Under
the circumstances present in this case, I do not agree with the
Respondent’s contention that the violations of the Act the
Board found that the Respondent committed in the prior cases
are too remote to be considered in establishing the Respond-
ent’s animus toward the union activity of its employees in the
instant case.
According to Armstrong, Flick was the only open and active
union supporter in the tug dispatch department. On April 25,
Landers observed Flick wearing his safety vest with the words
“UNION MAN” on it and discussed it with Armstrong. Later
in that shift, Armstrong decided that all employees writing on
company safety vests in the tug dispatch department would no
longer be permitted and that new vests would be issued to em-
ployees. When Armstrong advised Flick of the new policy,
Flick indicated that he would buy his own safety vests and
write “Union Man” on it and that the change in policy would
not stop him from supporting the Union. The next evening,
when Lee reported to Armstrong Flick’s responses to Lee’s
question regarding the safety brief, Armstrong, in conjunction
with Ford and Basinger, summarily discharged Flick. The ab-
ruptness of the discharge and the timing, shortly after Flick
indicated to Armstrong that he would continue to be a strong
union advocate, is persuasive evidence that the Respondent’s
motive in discharging Flick was his union activity. Toll Mfg.
Co., 341 NLRB 832, 833 (2004). On the basis of the foregoing,
I find that the Acting General Counsel has established a prima
facie case under Wright Line, supra, and the burden shifts to the
Respondent to establish that it would have taken the same ac-
tion against Flick regardless of his union activities.
In order to meet the Wright Line burden, an employer must
establish that it has consistently and evenly applied its discipli-
nary rules. Septix Waste, Inc., 346 NLRB 494, 495–496
(2006). The Respondent has discharged other employees for
insubordination and, in one instance, an employee was dis-
charged for insubordination coupled with a disregard for safety
rules. However, I find that each situation involved conduct that
was quite different from that of Flick. Thus, I find there is no
evidence that the Respondent has discharged other employees
for engaging in conduct similar to that of Flick. Accordingly, I
find that the Respondent has not met its Wright Line burden in
this case.
As I have indicated above, the Respondent produced no doc-
uments regarding its reasons for discharging Flick. According
to Flick’s credited testimony, Armstrong told him that his re-
sponses to Lee’s questions were insubordinate and that he was
being terminated for that conduct. Armstrong testified at the
trial that when Lee reported to him Flick’s answers to Lee’s
question regarding the safety brief, Armstrong concluded that
Flick was being insubordinate and disrespectful to the safety
program. (Tr. 388.) Armstrong then discussed the matter with
Baisinger and Ford and they concluded that if what was report-
ed was truthful it warranted termination (Tr. 389).
In assessing the Respondent’s defense under Wright Line, I
note that while Flick’s initial responses to Lee’s questions were
somewhat flippant, it is important to consider the overall con-
text in which those statements were made. According to the
credited testimony of Flick and Leconte,13 Flick and Lee had a
friendly relationship at work and would often joke around about
a variety of issues. At times this joking would be done in a
voice that mimicked that of a mentally impaired person. The
genesis of this voice was a character in a movie entitled “Scary
Movie” that apparently both Flick and Lee were fans of. (Tr.
71–73; 295–297; 304–305; 312–314.)14
Although Lee testified that Flick’s response to his question
regarding the safety brief bothered him, he did not indicate that
to Flick at the time. Although Lee reported to Armstrong the
manner and substance of Flick’s responses to his questions
regarding the safety brief, he did not recommend any discipli-
nary action be taken with respect to Flick.
In examining the Respondent’s asserted reasons for the dis-
charge of Flick, I note that Landers testified that employees are
not terminated for failing to know the answer to questions
about the safety briefing. Landers testified that the policy gen-
erally is that an employee needs to find out the correct answer
and report it to their supervisor (Tr. 366). Lee testified that
there were many employees who did not know the answer to
questions regarding the safety briefing (Tr. 456–457). Lee
testified that the instruction that he received on what to do if an
employee did not know the answer to questions about the safety
brief was to find out why they did not know and to ensure that
they knew what the correct answer was (Tr. 457). Under the
circumstances, it is not surprising that Lee did not recommend
13
As a current employee who testified against the interest of his
employer, it is unlikely that Leconte’s testimony is false. Bloomington-
Normal Seating Co., 339 NLRB 191, 193 (2003).
14
While Lee admitted that he joked around with Flick during
preshift meetings, Lee claimed that his relationship with Flick was no
different than that of any other employees supervised. Lee testified that
he did not recall either he or Flick speaking in a voice that mimicked
that of a mentally impaired person. I do not credit Lee’s testimony in
this regard. His testimony was vague and generalized on this issue and
he appeared uncomfortable discussing it. In contrast, the mutually
corroborative testimony of Lee and Flick was detailed and consistent
and delivered in a manner that reflected certainty.
DHL EXPRESS (USA), INC.
737
that discipline be imposed upon Flick for not knowing the an-
swer to his question regarding the safety briefing. There is no
evidence that the Respondent considered not knowing the an-
swer to a question about the daily safety brief, in and of itself,
to be a dischargeable offense.
In assessing the Respondent’s contention that the discharge
of Flick warranted termination, I first examine the circumstanc-
es surrounding the discharge of employee Joseph Miller. Miller
was terminated on April 24, 2012, for “disregard of safety and
insubordination.” (GC Exh. 6.) According to the report, Safety
Specialist Riggin gave to Operations Manager Brian Stewart,
Riggin asked Miller if he was aware of the safety brief for the
day. When Miller responded that he did not know, Riggin went
on to ask other employees if they were aware of the safety
brief and gave them an “AVI voucher” if they knew the answer.
As Riggin was leaving the area, he overheard Miller say he had
“more important things to do than worry about safety.” Miller
was asked by Riggin if he thought that safety was important,
and Miller replied that he did not. When Riggin asked Miller if
he believed that safety would be important if he was injured by
another employee, Miller responded “I don’t care.” Riggin
then asked Miller to follow him to Miller’s supervisor (Brian
Stewart) so they could have a discussion about the matter.
However, Miller replied, “No. I ain’t going anywhere.” When
Riggin asked Miller his name, Miller shoved his arm close to
Riggin’s face and stated, “There it is.” Riggin then reported the
matter to Stewart, who then recommended Miller’s discharge.
Unlike Flick’s situation, Riggin took no action when Miller
indicated he did not know the answer to the safety brief. Ra-
ther, Riggin merely began to ask other employees if they knew
what the safety brief was. It was only after Riggin heard Miller
openly state that he had more important things to do than worry
about safety, that Riggin returned an attempted to have a dia-
logue with Miller about the importance of safety. Miller re-
peated on two more occasions that he did not care about safety.
He then adamantly refused Riggin’s request to come with him
to discuss the issue with Miller’s supervisor. Finally, when
Riggin asked Miller his name, Miller shoved his arm close to
Riggins face, displaying his name tag and saying, “There it is.”
As noted above, Miller was discharged for “insubordination
and disregard of safety.” In contrast, while Flick’s original
answer to Lee was delivered in a joking manner; his answer
actually reflected some awareness that part of the safety mes-
sage that evening was to pay attention while you were driving.
Flick then asked what was in it for him if he knew the answer.
This question could not be considered insubordinate under any
objective standard since it is undisputed that the Respondent
was giving pins or a dollar credit at the cafeteria to employees
if they knew the answer to the safety brief. Finally, Flick simp-
ly admitted that he did not know the answer to the question
regarding the safety brief. Importantly, Flick indicated, both to
Lee on the way to his discharge meeting and to Armstrong,
Basinger, and Ford when he arrived, that he was only joking
when he made his initial responses. Notwithstanding Flick’s
explanation for his conduct and his cooperative attitude toward
supervision throughout the whole matter, he was summarily
discharged. In my view, the conduct of Miller and Flick is so
different that Miller’s discharge, which involved Miller’s con-
sistently stated disregard for safety expressed in a defiant and
insubordinate manner, does not establish that the Respondent
applied a consistent policy in discharging employees whose
conduct was similar to that of Flick’s.
In January 2012, the Respondent terminated John McBroom
for insubordination and improper use of company email.
McBroom had previously received a warning. (GC Exh.7; R.
Exh. 21.) The report accompanying McBroom’s discharge
indicates that he sent an email to his supervisor telling him the
way to run the area that McBroom worked in. The supervisor
informed McBroom that he could not send such instructions to
a supervisor. McBroom replied that he did not care because he
did not want to work by himself anymore. The supervisor ex-
plained that, at times, McBroom would need to do so, but that
the supervisor would send him help if necessary. McBroom
repeated it was not going to work by himself. McBroom then
raised a previous matter when, according to McBroom, his
supervisor had found him sitting on the floor and threatened to
write him up. The supervisor told McBroom that sitting on the
floor involved a safety issue and that he had told McBroom to
get up and lean on the work table behind him if he was not
feeling well. McBroom persisted in attempting to discuss that
issue, but the supervisor told him that he needed to drop it as
the conversation was over. McBroom continued to discuss it
“with attitude” and when the supervisor again told McBroom to
stop it McBroom replied that the supervisor needed to go. (R.
Exh. 21.) I find that the insubordinate refusal by McBroom to
accede to his supervisor’s direction is far different from the
manner in which Flick responded to Lee’s questions about the
safety brief.
Michael Glacken was terminated for insubordination on Feb-
ruary 25, 2012 (GC Exh. 8; R. Exh. 23). According to the re-
port of Supervisor Michael Bush, on February 24, Glacken
became upset with another driver, Daniel Dougherty, for alleg-
edly not looking as Dougherty backed up. Glacken yelled at
Dougherty and took the backup mirrors from Dougherty’s lift.
Bush approached Glacken and told him that he could not take
the mirrors from lifts and yell at other drivers. Later that same
shift, Bush saw Glacken another employee, Kasib Hasan, argu-
ing about Hasan’s driving. When Bush asked Glacken what
was going on, Glacken said he “had it handled.” Glacken told
Bush that he was not his supervisor and that he did not have to
answer to Bush. Bush told Glacken he was a supervisor and
that he wanted to know what was going on. Glacken said that
he was told that he needed to stop the lift drivers from backing
up without looking and that is what he was doing. He then left
the area yelling and screaming (GC Exh. 8). Clearly, Glacken’s
insubordinate conduct toward Bush and his dangerous behavior
regarding the removal of backup mirrors is substantially differ-
ent than Flick’s conduct in the manner in which he responded
to Lee’s questions about the safety brief.
On March 23, 2012, the Respondent discharged Thomas
Schroerer. Schroerer had been warned several times about the
Respondent’s seatbelt policy while operating a forklift. When
Riggin suspended him indefinitely from operating a forklift due
to multiple violations of the seatbelt policy, Schroerer told Rig-
gin “Merry Christmas Mother Fucker.” When Riggins asked
Schroerer what he had called him, Schroerer said, “Merry
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
738
Christmas, thank you very much.” (GC Exh. 9.) I find the
conduct that precipitated Schroerers’ discharge to be substan-
tially different from Flick’s conduct. Schroerer was given re-
peated warnings about wearing a seatbelt, yet failed to comply.
When Schroerer was finally suspended for his repeated refusal
to abide by the safety policy, he called Riggin a mother fucker.
Flick, of course, was given no warning regarding his conduct
on April 26 and did not use any profane language toward his
supervisor.
On February 4, 2010, employee Joshua Snowball was termi-
nated for refusing to follow a supervisor’s direct order to take
containers to the unload area (R. Exh. 17; Tr. 394–395; 405).
Similarly, on June 22, 2011, Christopher Anderson was dis-
charged for refusing to follow the orders of Supervisor Nick
Kline. When Kline ordered Anderson to hookup his tug to take
containers to the forklift area, Anderson began to drive his tug
away. When Kline told Anderson to come back and hookup,
Anderson yelled, “fuck you.” As Kline walked toward Ander-
son’s talk and said, “excuse me,” Anderson said that he had to
go back to the unloading que. When Kline grabbed the door of
the tug and told Anderson to turn off the engine and get out the
tug, Anderson stepped on the gas and Kline had to jump to get
out of the way so as not to get hit by the tug. (R. Exh. 19.)
On September 22, 2011, Michael Williams was terminated
because he refused to follow the direction of a crew leader and
then, when an argument ensued regarding the matter, Williams
told the crew leader to “meet me in the parking lot and get in
my face.” Another employee then had to intervene and sepa-
rate Williams and the crew leader. (R. Exh. 18.)
The conduct of Snowball, Anderson, and Williams involved
a refusal to perform a direct order by a supervisor or a lead
man. The conduct of Anderson involved both aggressive acts
and profanity directed toward a supervisor. Williams’ conduct
involved attempting to instigate a fight with a lead man Flick,
however, never refused to perform any orders from Lee, never
used profanity, and never acted in any manner aggressively
toward him.
It is clear that, after reviewing all the record evidence regard-
ing the discharges of other employees for insubordination and
disregard of safety, the offenses of those employees were dif-
ferent in kind than Flick’s conduct. Flick’s failed attempt at
humor in answering Lee’s question regarding the daily safety
brief is far removed from the acts of insubordination that
caused the Respondent to discharge other employees. With
regard to Armstrong’s claim that an alleged disrespect for the
safety program was part of the reason for Flick’s discharge, as
noted above, Flick had only one chargeable accident during his
employment and scored well on safety tests. There is no evi-
dence that the Respondent discharged another employee with a
similar safety record or discharged any other employee for not
knowing the answer to a question about what the daily safety
brief contained. Another difference between the discharge of
Flick and that of the other employees noted above is the lack of
any documentation regarding the Respondent’s reasons for
discharging Flick. This establishes his discharge did not occur
according to the Respondent’s normal processes. Under all of
the circumstances, the Respondent has not met its burden of
showing that other employees were discharged for engaging in
conduct similar to that of Flick. See Septix Waste, supra at 497
fn. 16. Thus, the Respondent has not met its burden under
Wright Line to establish that it would have discharged Flick
even if he had not engaged in union activity. Accordingly I
find that his discharge violates Section 8(a)(3) and (1) of of the
Act.
The Alleged Violations of Section 8(a)(1) of the Act
The complaint alleges that on or about May 2, 2012, the Re-
spondent, by Brandon Lewis at its Erlanger, Kentucky facility,
violated Section 8(a)(1) of the Act by informing an employee,
who was engaged in the distribution of union literature in the
Respondent’s cafeteria, that the employee could not distribute
the literature in that area and by instructing the employee that if
he did not cease doing so he would be escorted from the facili-
ty.
While the Respondent does not dispute that the cafeteria at
the CVG facility is a nonwork area where employees can dis-
tribute literature, it contends that, under the circumstances pre-
sent in this case, any violation of the Act that occurred was de
minimus in nature and does not require a remedial order.
Facts
Charles Teeters is employed by the Respondent as a service
agent and works the third shift at the Respondent’s CVG facili-
ty. The third shift generally begins between 12 a.m. and 1 a.m.
Teeters has been an active supporter of the Union’s organizing
drive for approximately 2 years. In this connection, he has
passed out union newsletters and handbills both inside and
outside the facility and has solicited employees to sign authori-
zation cards. Teeters testified that he generally arrives at work
approximately 30 to 45 minutes before the shift and goes to the
cafeteria where he displays union newsletters, union hats and
buttons and speaks to employees about the Union. According
to Teeters, the Respondent had previously informed union sup-
porters that they were permitted to conduct such activity in the
cafeteria. (Tr. 216–217.)15
On May 2, 2012, Teeters arrived in the cafeteria before his
shift. Robert Woodyard, another employee union supporter,
was with him. On a cafeteria table approximately 15 feet from
the cafeteria door, Teeters and Woodyard laid out various items
of union literature. One document had the title “GUILTY!” in
bold capital letters and discussed the Board’s decision in DHL
II (GC Exh. 5A). Another document had the title in bold capi-
tal letters “DHL WORKERS DESERVE A BREAK.” This
document included Flick’s article about breaktimes and con-
tained his name and photograph. (GC Exh. 5A, p. 2.)
Before the shift began on May 2, Landers came into the cafe-
teria and stopped to look at the union literature displayed on the
table. Teeters recognized Landers as the new general manager
who had been introduced to employees at the April 18 tailgate
meeting. Landers went to the cafeteria line to get something to
15 The Respondent’s rule regarding solicitation and distribution con-
tained in its current handbook provides “Solicitation by one employee
of another employee is prohibited if either employee is on work time.
You are prohibited from distributing advertising materials, handbills, or
printed and written literature of any kind in work areas. Working time
does not include any break periods.” (R. Exh. 3, p. 48.)
DHL EXPRESS (USA), INC.
739
drink and then stopped once again to look at the union literature
before he left the cafeteria.
Approximately 10 minutes later one of the Respondent’s
senior managers, Brandon Lewis, came into the cafeteria along
with Colin Beynon, a human resources manager. Lewis in-
structed Teeters to pick up the union literature and leave the
cafeteria. When Teeter’s asked why he had to leave, Lewis
indicated that he and Teeters had had a similar conversation in
the past. Teeters told Lewis that they had spoken about the
right to distribute literature in the hallway.16 Lewis again or-
dered Teeters to leave the cafeteria. Teeters told Lewis that the
Respondent had been allowing employees to distribute union
literature in the cafeteria. Teeters claimed that Lewis and
Beymon were violating his right to pass out literature in the
cafeteria and asked them what would happen if he refused to
pick up his materials and leave. Lewis told Teeters that he
would be escorted out of the building if Teeters refused to
leave, but that “we do not want to do that.” (Tr. 236.) At that
point Teeters and Woodyard began to pick up the union litera-
ture. Before he left the cafeteria Peters shook hands with Lewis
as they generally had a cordial working relationship. There
were about 30 employees within approximately 7 feet of con-
versation between Teeters and Lewis while it was occurring.
The next day, Teeters began a brief vacation. When Teeters
returned to work on April 10, 2012, he resumed his practice of
sitting at a table in the cafeteria before his shift began with
union literature available for distribution. Teeters had contin-
ued this practice until the time of the trial without any further
attempts by the Respondent to have him cease such activity.
Landers was the only witness called by the Respondent re-
garding this issue. According to Landers, when he went into
the cafeteria before the start of the shift on May 2, he observed
an employee sitting at a table with union literature. Landers
walked up and looked at the literature. After Landers left the
cafeteria he spoke to Beynon. Landers expressed his belief to
Beynon that the employees were allowed to distribute union
literature in the parking lot, but not in the building. Landers
asked Beynon if it was permissible for employees to distribute
literature in the cafeteria. Beynon replied that it was not and
that he would handle the situation. It was later reported to
Landers that Beynon and Lewis had asked the employees dis-
tributing the literature to leave the cafeteria.
After the incident occurred, Landers learned it was permissi-
ble for employees to distribute union literature in the cafeteria.
A couple weeks after the incident in early May, Landers again
observed employees distributing literature in the cafeteria and
took no action to interfere with that activity.
There is no evidence that the Respondent ever announced to
employees their right to distribute literature in the cafeteria
after the May 2, 2012 incident, involving Teeters and Wood-
yard.
Analysis
In Beth Israel Hospital v. NLRB, 437 U.S. 483, 491 (1978),
the Supreme Court indicated that “the right of employees to self
16 DHL II, supra, involved the right of employee union supporters to
distribute literature in the main hallway area of the Respondent’s ad-
ministration building at CVG.
organize and bargain collectively established by Section 7 . . .
necessarily encompasses the right effectively to communicate
with one another regarding self organization at the job site.” It
is a well-established principle that off-duty employees have the
right under Section 7 of the Act to distribute union literature on
company property during nonworktime in nonwork areas.
Golub Corp., 338 NLRB 515 (2002); New York New York Ho-
tel & Casino, 334 NLRB 762 (2001); Nashville Plastics Prod-
ucts, 313 NLRB 462, 463 (1993).
In the instant case, it is clear that Teeters and Woodyard
were off duty as their shift had not yet started. It is equally
clear that the Respondent’s cafeteria is a nonwork area. Thus,
Respondent violated Section 8(a)(1) of the Act when Teeters
and Woodyard were instructed to pick up their union literature
and leave the Respondent’s cafeteria on May 2, 2012. By in-
forming Teeters that he would be escorted from the facility if
he refused to comply with that order, the Respondent addition-
ally violated Section 8(a)(1). If Teeters was escorted from the
facility he obviously would not be performing his work duties.
Viewed objectively, that statement constituted an implied threat
that Teeters would be suspended or discharged if he failed to
comply with the Respondent’s order to cease distributing union
literature and to leave the cafeteria.
That the incident on May 2, 2012, may have resulted from
Landers and Beynon’s misunderstanding of the right of Teeters
and Woodyard to distribute union literature in the cafeteria
while they were off duty does not serve as a defense to the Re-
spondent’s conduct. The Board has long held that motive or
intent is not a critical element in finding a violation of Section
8(a)(1). The test is whether the employer’s conduct reasonably
tends to interfere with the exercise of employee rights under the
Act. Golub Corp., supra at 516. It is clear that under the cir-
cumstances present in this case, the Respondent unlawfully
interfered with the right of employees to distribute union litera-
ture at a time and place where they are permitted to do so.
I do not agree with the Respondent’s contention that its con-
duct on May 2 constituted, at most, a technical violation of the
Act which does not require a Board remedial order and notice.
In the first instance, the Respondent’s interference with the
protected right of Teeters and Woodyard to distribute union
literature in the cafeteria was witnessed by approximately 30
other employees. This conduct also occurred shortly after the
Respondent discharged Flick, a leading union adherent in viola-
tion of Section 8(a)(3) and (1) of the Act. In addition, I note
that the Board has previously found that the Respondent inter-
fered with employees’ attempts to lawfully distribute union
literature in violation of Section 8(a)(1) at its CVG facility.
DHL II, supra.
While the Respondent apparently informed Landers and oth-
er managers at the CVG facility that employees have the right
to distribute union literature in the cafeteria while they were off
duty, there is no evidence that employees were ever informed
that the Respondent had acted unlawfully on May 2 by interfer-
ing with that right or were given assurances that such conduct
would not occur again. In Passavant Memorial Area Hospital,
237 NLRB 138 (1978), the Board indicated that under certain
circumstances an employer may relieve itself of liability for
unlawful conduct by repudiating the conduct. To be effective,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
740
the repudiation must be “timely, unambiguous, specific in na-
ture to the coercive conduct and free from other proscribed
illegal conduct.” In addition, there must be adequate publica-
tion of the repudiation to the employees involved and there
must be no proscribed conduct on the employer’s part after the
publication. Finally, the repudiation should give assurances to
employees that in the future the employer will not interfere
with the exercise of their Section 7 rights. Id. at 138–139. See
also Intermet Stevensville, 350 NLRB 1349, 1350 fn. 6, 1382–
1383 (2007); River’s Bend Health & Rehabilitation Services,
350 NLRB 184, 193 (2007). It is clear that the Respondent did
not meet the Passavant standards and accordingly I find that a
Board remedial order and notice are necessary to properly rem-
edy the violations of Section 8 (a) (1) that occurred here.
CONCLUSIONS OF LAW
1. The Respondent has engaged in unfair labor practices in
violation of Section 8(a)(1) of the Act by
(a) Prohibiting the distribution of union literature in its cafe-
teria, a nonwork area.
(b) Threatening to escort employees from the facility unless
they ceased the lawful distribution of union literature in its
cafeteria, a nonwork area.
2. The Respondent has engaged in an unfair labor practice in
violation of Section 8(a)(3) and (1) of the Act by discharging
Joshua Flick because Flick and other employees engaged in
union activities.
3. The above unfair labor practices affect commerce within
the meaning of Section 2 (2), (6), and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I shall order it to cease and desist therefrom
and to take certain affirmative action designed to effectuate the
policies of the Act.
The Respondent, having discriminatorily discharged Joshua
Flick, must offer him reinstatement and make him whole for
any loss of earnings and other benefits. Backpay shall be com-
puted in accordance with F. W. Woolworth Co., 90 NLRB 289
(1950), with interest at the rate prescribed in New Horizons,
283 NLRB 1173 (1987), compounded daily as prescribed in
Kentucky River Medical Center, 356 NLRB 6 (2010).
The Respondent shall file a report with the Social Security
Administration allocating backpay to the appropriate calendar
quarters. The Respondent shall also compensate the discrimi-
natee for the adverse tax consequences, if any, of receiving one
or more lump-sum backpay awards covering periods longer
than 1 year, Latino Express, Inc., 359 NLRB 518 (2012).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended17
ORDER
The Respondent, DHL Express (USA), Inc., Erlanger, Ken-
17
If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
tucky, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Prohibiting the distribution of union literature in its cafe-
teria, a nonwork area.
(b) Threatening to escort employees from the facility unless
they cease the lawful distribution of union literature in its cafe-
teria, a nonwork area.
(c)
Discharging employees, or otherwise discriminating
against employees for engaging in union or other protected
concerted activities.
(d) In any like or related manner interfering with, restrain-
ing, or coercing employees in the exercise of the rights guaran-
teed to them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of the Board’s Order, offer
Joshua Flick full reinstatement to his former job or, if that job
no longer exists, to a substantially equivalent position, without
prejudice to his seniority or any other rights or privileges previ-
ously enjoyed.
(b) Make Joshua Flick whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
him in the manner set forth in the remedy section of the deci-
sion.
(c) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful discharge, and
within 3 days thereafter notify Flick in writing that this has
been done and that the discharge will not be used against him in
any way.
(d) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment rec-
ords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(e) Within 14 days after service by the Region, post at its fa-
cility in Erlanger, Kentucky, copies of the attached notice
marked “Appendix.”18 Copies of the notice, on forms provided
by the Regional Director for Region 9 after being signed by the
Respondent’s authorized representative, shall be posted by the
Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. In addition to physical posting of paper
notices, the notices shall be distributed electronically, such as
by email, posting on an intranet or an internet site, and/or other
electronic means, if the Respondent customarily communicates
with its employees by such means. Reasonable steps shall be
taken by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the event
that, during the pendency of these proceedings, the Respondent
18 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DHL EXPRESS (USA), INC.
741
has gone out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at its
own expense, a copy of the notice to all current employees and
former employees employed by the Respondent at any time
since April 26, 2012.
(f) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.