361 NLRB 436
Little River Band of Ottawa Indians Tribal Government
436
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Little River Band of Ottawa Indians Tribal Govern-
ment and Local 406, International Brotherhood
of Teamsters. Case 07–CA–051156
September 15, 2014
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS HIROZAWA,
AND SCHIFFER
On March 18, 2013, the Board issued a Decision and
Order in this proceeding, which is reported at 359 NLRB
641. Thereafter, the Respondent filed a petition for re-
view in the United States Court of Appeals for the Sixth
Circuit, and the General Counsel filed a cross-application
for enforcement.
At the time of the Decision and Order, the composition
of the Board included two persons whose appointments
to the Board had been challenged as constitutionally in-
firm. On June 26, 2014, the United States Supreme
Court issued its decision in NLRB v. Noel Canning, 134
S.Ct. 2550 (2014), holding that the challenged appoint-
ments to the Board were not valid. Thereafter, the court
of appeals vacated the Board’s Decision and Order, and
remanded this case for further proceedings consistent
with the Supreme Court’s decision.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
In view of the decision of the Supreme Court in NLRB
v. Noel Canning, supra, we have considered de novo the
stipulated record and the parties’ briefs. We have also
considered the now-vacated Decision and Order, and we
agree with the rationale set forth therein. Accordingly, to
the extent and for the reasons stated in the Decision and
Order reported at 359 NLRB 641, which is incorporated
herein by reference, we assert jurisdiction over the Re-
spondent and find that the Respondent violated the Na-
tional Labor Relations Act as alleged in the complaint.
CONCLUSIONS OF LAW
1. The Respondent is an employer within the meaning
of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. The Respondent has interfered with, restrained, and
coerced employees of the Little River Casino Resort in
the exercise of the rights guaranteed in Section 7 of the
Act, in violation of Section 8(a)(1) of the Act, by pub-
lishing and maintaining provisions of the Fair Employ-
ment Practices Code and related regulations that are ex-
pressly applicable to the Resort, Resort employees, and
labor organizations that may represent those employees,
and:
(a) Grant the Respondent exclusive authority to regu-
late the terms and conditions under which collective bar-
gaining may or may not occur, thereby preempting appli-
cation of the Act and interfering with access to the
Board’s processes.
(b) Prohibit strikes and other protected concerted activ-
ity and subject employees and labor organizations to
fines, injunctions, and civil penalties for strike activity.
(c) Require labor organizations to obtain a license to
organize employees or conduct other business and sub-
ject them to fines, penalties, and injunctions if they fail to
obtain a license.
(d) Place restrictions on the duty to bargain over man-
datory subjects, including “management decisions to
hire, to layoff, to recall or to reorganize duties,”; the du-
ration of a collective-bargaining agreement; drug and
alcohol testing policies; and any subjects in conflict with
tribal laws.
(e) Limit or restrict access to the Board’s processes by
requiring labor organizations to notify the Respondent of
any alleged unfair labor practices and attempt to resolve
such disputes through grievance and arbitration, and pre-
cluding review of arbitration decisions and awards by the
Board or courts; permitting contractual interest arbitra-
tion, but precluding review of any allegedly unlawful
award by the Board or the courts; providing that deci-
sions by the Tribal Court over disputes involving the
duty to bargain in good faith or alleged conflicts between
a collective-bargaining agreement and tribal laws shall be
final and not subject to appeal; and discouraging labor
organizations and employees from invoking procedures
or remedies outside of the Fair Employment Practices
Code.
(f) Limit the period of time that employees may file a
deauthorization petition to the first 3 months of a collec-
tive-bargaining agreement, thereby interfering with em-
ployees’ right under Section 9(e) of the Act to file such a
petition during the entire term of a collective-bargaining
agreement.
4. The unfair labor practices set out in paragraph 3 af-
fect commerce within the meaning of Section 2(6) and
(7) of the Act.
REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative action designed to
effectuate the policies of the Act. Specifically, having
found that the Respondent has maintained in its Fair Em-
ployment Practices Code and regulations certain provi-
sions that violate Section 8(a)(1) of the Act, we shall
order the Respondent to refrain from applying the unlaw-
ful provisions of its Fair Employment Practices Code and
361 NLRB No. 45
LITTLE RIVER BAND OF OTTAWA INDIANS TRIBAL GOVERNMENT
437
regulations to the Little River Casino Resort, employees
of the Resort, or any labor organization that may repre-
sent those employees. We shall also require the Re-
spondent to notify all current and future employees of the
Resort that the unlawful provisions of the Fair Employ-
ment Practices Code and regulations do not apply to the
Resort, its employees, or any labor organization that may
represent those employees. We shall leave the manner in
which the Respondent complies with these notice re-
quirements to the Respondent’s reasonable discretion,
subject to approval in compliance proceedings. The Re-
spondent may, if it chooses, effect the required notice to
employees by leaving the attached notice marked “Ap-
pendix” posted in conspicuous places, including all plac-
es where notices to Resort employees are customarily
posted, and, if applicable, in electronic form, after the
required 60-day posting period has expired. Alternative-
ly, the Respondent may obviate the need for such contin-
uing notice by taking such legislative and regulatory ac-
tion as is necessary to rescind the application of the un-
lawful provisions of the Fair Employment Practices Code
and regulations to the Resort.
ORDER
The National Labor Relations Board orders that the
Respondent, Little River Band of Ottawa Indians Tribal
Government, Manistee, Michigan, its officers, agents,
successors, and assigns, shall
1. Cease and desist from
(a) Applying to the Little River Casino Resort, em-
ployees of the Resort, or any labor organization that may
represent those employees, provisions of its Fair Em-
ployment Practices Code and regulations that: (i) grant
the Respondent exclusive authority to regulate the terms
and conditions under which collective bargaining may or
may not occur; (ii) prohibit employees from engaging in
strikes or other protected concerted activity and subject
employees and labor organizations to fines, injunctions,
and civil penalties for striking; (iii) require labor organi-
zations seeking to represent employees of the Resort to
obtain a license and subject labor organizations to fines,
injunctions, and civil penalties for failing to obtain a li-
cense; (iv) place restrictions on the Respondent’s duty to
bargain over mandatory subjects; (v) interfere with, re-
strict, or discourage employees from filing charges with
the National Labor Relations Board; (vi) discourage la-
bor organizations and employees from invoking proce-
dures or remedies outside of the Fair Employment Prac-
tices Code; or (vii) limit the period of time during which
employees may file a deauthorization petition.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Notify all current and future employees of the Re-
sort that it will not apply to the Resort, the employees of
the Resort, or any labor organization that may represent
those employees, provisions of its Fair Employment
Practices Code and regulations that: (i) grant the Re-
spondent exclusive authority to regulate the terms and
conditions under which collective bargaining may or
may not occur; (ii) prohibit employees from engaging in
strikes or other protected concerted activity and subject
employees and labor organizations to fines, injunctions,
and civil penalties for striking; (iii) require labor organi-
zations seeking to represent employees of the Resort to
obtain a license and subject labor organizations to fines,
injunctions, and civil penalties for failing to obtain a li-
cense; (iv) place restrictions on the Respondent’s duty to
bargain over mandatory subjects; (v) interfere with, re-
strict, or discourage employees from filing charges with
the National Labor Relations Board; (vi) discourage la-
bor organizations and employees from invoking proce-
dures or remedies outside of the Fair Employment Prac-
tices Code; or (vii) limit the period of time during which
employees may file a deauthorization petition. Alterna-
tively, the Respondent may rescind the application of the
unlawful provisions of the Fair Employment Practices
Code and regulations to the Resort.
(b) Within 14 days after service by the Region, post at
its Manistee, Michigan facility, copies of the attached
notice marked “Appendix.”1 Copies of the notice, on
forms provided by the Regional Director for Region 7,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and main-
tained for 60 consecutive days in conspicuous places
including all places where notices to employees of the
Little River Casino Resort are customarily posted. In
addition to physical posting of paper notices, notices
shall be distributed electronically, such as by email, post-
ing on an intranet or an internet site, and/or other elec-
tronic means, if the Respondent customarily communi-
cates with its employees by such means. Reasonable
steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of these
proceedings, the Respondent has gone out of business or
closed the facility involved in these proceedings, the Re-
spondent shall duplicate and mail, at its own expense, a
1 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted and Mailed by Order
of the National Labor Relations Board” shall read “Posted and Mailed
Pursuant to a Judgment of the United States Court of Appeals Enforc-
ing an Order of the National Labor Relations Board.”
438
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
copy of the notice to all current employees and former
employees employed by the Respondent at any time
since September 28, 2008.
(c) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT apply to the Little River Casino Resort, em-
ployees of the Resort, or any labor organization that may repre-
sent those employees, provisions of our Fair Employment Prac-
tices Code and regulations that: (i) grant us the exclusive au-
thority to regulate the terms and conditions under which collec-
tive bargaining may or may not occur; (ii) prohibit employees
and labor organizations from engaging in strikes or other pro-
tected concerted activity and subject employees and labor or-
ganizations to fines, injunctions, and civil penalties for striking;
(iii) require labor organizations seeking to represent employees
of the Resort to obtain a license and subject them to fines, in-
junctions, and civil penalties for failing to obtain a license; (iv)
place restrictions on our duty to bargain in good faith over
terms and conditions of employment; (v) interfere with, restrict,
or discourage employees from filing charges with the National
Labor Relations Board; (vi) discourage labor organizations and
employees from invoking procedures or remedies outside of the
Fair Employment Practices Code; or (vii) limit the period of
time during which employees may file a deauthorization peti-
tion.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL notify all current and future employees of the
Little River Casino Resort that the unlawful provisions of
our Fair Employment Practices Code and regulations set
forth above do not apply to them or any labor organiza-
tion that seeks to represent them or we will rescind the
application of the unlawful provisions of the Fair Em-
ployment Practices Code and regulations to the Little
River Casino Resort.
LITTLE RIVER BAND OF OTTAWA INDIANS
TRIBAL GOVERNMENT
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/07-CA-051156 or by using the QR code
below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Labor Relations
Board, 1099 14th Street, N.W., Washington, D.C. 20570, or
by calling (202) 273-1940.