361 NLRB 1012
STAMFORD HOSPITALITY, LP d/b/a STAMFORD PLAZA HOTEL AND CONFERENCE CENTER, LP
1012
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Stamford Hospitality, LP d/b/a Stamford Plaza Hotel
and Conference Center, LP and United Food
and Commercial Workers Union, Local 371.
Cases 34–CA–092068 and 34–RC–080390
November 26, 2014
DECISION, CERTIFICATION OF
REPRESENTATIVE, AND NOTICE TO
SHOW CAUSE
BY MARK GASTON PEARCE AND MEMBERS HIROZAWA
AND SCHIFFER
On March 13, 2013, the National Labor Relations
Board issued a Decision and Order in this proceeding,
which is reported at 359 NLRB 630. Thereafter, the Re-
spondent filed a petition for review in the United States
Court of Appeals for the District of Columbia Circuit.
At the time of the Decision and Order, the composition
of the Board included two persons whose appointments
to the Board had been challenged as constitutionally in-
firm. On June 26, 2014, the United States Supreme
Court issued its decision in NLRB v. Noel Canning, 134
S.Ct. 2550 (2014), holding that the challenged appoint-
ments to the Board were not valid. Thereafter, the Board
issued an order setting aside the Decision and Order, and
retained this case on its docket for further action as ap-
propriate.
The National Labor Relations Board has consolidated
the underlying representation proceedings with this un-
fair labor practice proceeding and delegated its authority
in these proceedings to a three-member panel.
This is a refusal-to-bargain case in which the Re-
spondent is contesting the Union’s certification as bar-
gaining representative in the underlying representation
proceeding. The Board’s March 13, 2013 decision states
that the Respondent is precluded from litigating any rep-
resentation issues because, in relevant part, they were or
could have been litigated in the prior representation pro-
ceedings. The prior proceedings, however, also occurred
at a time when the composition of the Board included
two persons whose appointments to the Board had been
challenged as constitutionally infirm, and we do not give
them preclusive effect. Accordingly, we consider below
the representation issues that the Respondent has raised
in this proceeding.
In its response to the Notice to Show Cause, the Re-
spondent reiterates both its preelection argument that the
Regional Director improperly directed an election instead
of dismissing the petition or holding it in abeyance pend-
ing the resolution of pending unfair labor practice charg-
es, and its postelection objection alleging that an alterca-
tion involving three housekeepers created an atmosphere
of intimidation and actually intimidated voters who
wanted to vote against the Petitioner.
In view of the decision of the Supreme Court in NLRB
v. Noel Canning, supra, we have considered de novo the
Respondent’s requests for review of the Regional Direc-
tor’s Decision and Direction of Election and of the Re-
gional Director’s Supplemental Decision on Objections
and Certification of Representative, and we find the Re-
spondent’s arguments to be without merit. Accordingly,
we deny the Requests for Review in the prior representa-
tion proceedings, as they raise no substantial issues war-
ranting review.
We next consider the question whether the Board can
rely on the results of the election. For the reasons stated
below, we find that the election was properly held and
the tally of ballots is a reliable expression of the employ-
ees’ free choice.
As an initial matter, had the Board decided not to issue
decisions during the time that the composition of the
Board included two persons whose appointments to the
Board had been challenged as constitutionally infirm, the
Regional Director would have conducted the election as
scheduled and counted the ballots. In this regard, Sec-
tion 102.67(b) of the Board’s Rules and Regulations
states, in relevant part:
The Regional Director shall schedule and conduct any
election directed by the [Regional Director’s] decision
notwithstanding that a request for review has been filed
with or granted by the Board. The filing of such a re-
quest shall not, unless otherwise ordered by the Board,
operate as a stay of the election or any other action tak-
en or directed by the Regional Director: Provided,
however, That if a pending request for review has not
been ruled upon or has been granted[,] ballots whose
validity might be affected by the final Board decision
shall be segregated in an appropriate manner, and all
ballots shall be impounded and remain unopened pend-
ing such decision. (Emphasis in original).
See also Casehandling Manual, Part 2, Representation Pro-
ceedings, Sections 11274, 11302.1(a) (same).
However, this vote and impound process does not ap-
ply when the Board lacks a quorum. In this regard, Sec-
tion 102.182 of the Board’s Rules and Regulations states:
Representation cases should be processed to certifica-
tion.—During any period when the Board lacks a quor-
um, the second proviso of § 102.67(b) regarding the au-
tomatic impounding of ballots shall be suspended. To
the extent practicable, all representation cases should
continue to be processed and the appropriate certifica-
tion should be issued by the Regional Director notwith-
361 NLRB No. 116
STAMFORD PLAZA HOTEL & CONFERENCE CENTER
1013
standing the pendency of a request for review, subject
to revision or revocation by the Board pursuant to a re-
quest for review filed in accordance with this subpart.
Thus, it is clear that the decision of the Board to con-
tinue to issue decisions did not affect the outcome of the
election. With or without a decision on the original Re-
quest for Review, the election would have been conduct-
ed as scheduled. This result is required by Section
102.67(b) of the Board’s rules, and, under Noel Canning,
the sitting Board Members did not have the authority to
issue an order directing otherwise. Thus, the timing of
the election was not affected by the issuance of a deci-
sion on the Request for Review, and we find that the de-
cision of the Regional Director to open and count the
ballots was appropriate and in accordance with Section
102.182. In any event, the actions of the Regional Direc-
tor did not affect the tally of ballots. Accordingly, we
will rely on the results of the election and issue an ap-
propriate certification.
CERTIFICATION OF REPRESENTATIVE
IT IS HEREBY CERTIFIED that a majority of the valid bal-
lots has been cast for United Food and Commercial
Workers, Local 371, and that it is the exclusive collec-
tive-bargaining representative of the employees in the
following appropriate unit:
All full-time and regular part-time service and mainte-
nance employees employed by the Employer at its
Stamford, Connecticut facility; but excluding all other
employees, banquet employees, clerical employees,
and guards, professional employees, and supervisors as
defined in the Act.
NOTICE TO SHOW CAUSE
As noted above, the Respondent has refused to bargain
for the purpose of testing the validity of the certification
of representative in the U.S. Courts of Appeals. Alt-
hough Respondent’s legal position may remain un-
changed, it is possible that the Respondent has or intends
to commence bargaining at this time. It is also possible
that other events may have occurred during the pendency
of this litigation that the parties may wish to bring to our
attention.
Having duly considered the matter,
1. The General Counsel is granted leave to amend the
complaint on or before December 8, 2014, to conform
with the current state of the evidence.
2. The Respondent’s answer to the amended complaint
is due on or before December 22, 2014.
3. NOTICE IS HEREBY GIVEN that cause be shown, in
writing, on or before January 12, 2015 (with affidavit of
service on the parties to this proceeding), as to why the
Board should not grant the General Counsel’s motion for
summary judgment. Any briefs or statements in support
of the motion shall be filed by the same date.