361 NLRB 1203
Alternative Energy Applications, Inc.
ALTERNATIVE ENERGY APPLICATIONS, INC.
1203
Alternative Energy Applications, Inc. and David Ri-
vera-Chapman. Case 12–CA–072037
December 16, 2014
DECISION AND ORDER
BY MEMBERS MISCIMARRA, HIROZAWA, AND SCHIFFER
On May 16, 2013, Administrative Law Judge Joel P.
Biblowitz issued the attached decision. The Respondent
and the General Counsel each filed exceptions, a sup-
porting brief, and an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings, and conclusions only
to the extent consistent with this Decision and Order.1
We affirm the judge’s finding that the Respondent vio-
lated Section 8(a)(1) of the Act by instructing employee
David Rivera-Chapman not to discuss wages and threat-
ening to discharge him if he did so. Contrary to the
judge, however, we find that the Respondent also unlaw-
fully terminated Rivera-Chapman’s employment because
it believed that he had discussed wages with other em-
ployees.
I. INSTRUCTION NOT TO DISCUSS WAGES
A. Facts
The Respondent weatherizes homes, office buildings,
and apartment buildings in the Tampa, Florida area. Ri-
vera-Chapman was hired in July 2011 as a driv-
er/installer by Scott Sipperley, the Respondent’s field
supervisor. Rivera-Chapman was hired at $9 an hour.
Almost immediately after starting, he asked Sipperley for
a raise, citing low pay, the hot and difficult work, and his
financial need as a parent. Typically, the Company gave
new employees a $1-an-hour raise after 6 weeks, but
Sipperley spoke with Company President Cary Carreno
and obtained Rivera-Chapman an early raise, a couple of
weeks after he started. According to Rivera-Chapman’s
credited testimony, when Sipperley told him about the
raise, Sipperley said, “I do not want you talking to any-
one else about this because we have fired employees in
the past for talking about their wages.” The Board has
long held that it is unlawful for employers to prohibit
employees from discussing wages among themselves,
1 We have amended the judge’s conclusions of law consistent with
our findings herein. We shall modify the judge’s recommended Order
to conform to our findings and to the Board’s standard remedial lan-
guage, and we shall substitute a new notice to conform to the Order as
modified, to clarify the language in the first substantive paragraph (as
the General Counsel urges in his exceptions), and in accordance with
our decision in Durham School Services, 360 NLRB 694 (2014).
and the judge therefore found that Sipperley’s statement
violated Section 8(a)(1) of the Act. See, e.g., Waco, Inc.,
273 NLRB 746, 747–748 (1984).
B. Exceptions and Analysis
The Respondent contends only that Sipperley made his
statement outside Section 10(b)’s 6-month statute of lim-
itations.2 We find no merit in that contention. The Re-
spondent first raised its 10(b) argument in its posthearing
brief to the judge, and the judge appropriately rejected
the argument as untimely. See, e.g., Paul Mueller Co.,
337 NLRB 764, 764–765 (2002) (respondent waived its
10(b) defense by failing to assert it until its posthearing
brief to the judge).
But we would reject the Respondent’s 10(b) argument
even if it were properly before us. The Board will per-
mit the litigation of an otherwise untimely complaint
allegation if the conduct alleged occurred within 6
months of a timely filed charge and is closely related to
the allegations of the timely charge. The Board’s test for
determining whether the otherwise untimely allegation is
closely related to the timely charge is set forth in Redd-I,
Inc., 290 NLRB 1115 (1988). Under Redd-I, the Board
considers (1) whether the otherwise untimely allegation
is of the same class as that of the timely filed charge, i.e.,
whether the allegations involve the same legal theory and
usually the same section of the Act; (2) whether the oth-
erwise untimely allegation arises from the same factual
situation or sequence of events as the allegation in the
timely charge, i.e., whether the allegations involve simi-
lar conduct, usually during the same time period, and
with a similar object; and (3) whether a respondent
would raise the same or similar defenses to both allega-
tions. Id. at 1118; see also Carey Salt Co., 360 NLRB
201, 206 (2014).
Applying those factors, we find that Sipperley’s state-
ment was closely related to the timely filed charge alleg-
ing Rivera-Chapman’s unlawful discharge. As to the
first Redd-I factor, both allegations concern the same
general legal issues—Rivera-Chapman’s right to discuss
wages and the Respondent’s alleged attempts to interfere
with that right—and both the statement and the discharge
implicate the same section of the Act, Section 8(a)(1).
The second Redd-I factor also favors consideration of
Sipperley’s statement, as that statement and Rivera-
Chapman’s discharge arose from the same sequence of
events. Sipperley warned Rivera-Chapman not to dis-
2 Rivera-Chapman filed his initial charge on January 9, 2012, alleg-
ing that the Respondent unlawfully terminated him for discussing wag-
es. Rivera-Chapman amended the charge on February 2 to include
Sipperley’s instruction not to discuss his wages. The Respondent con-
tends that the conversation took place before August 2, the beginning of
the 10(b) period for purposes of the amended charge.
361 NLRB No. 139
1204
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
close his wage increase and informed him that employees
had been fired for discussing wages. Then, as we explain
below, Sipperley was one of three supervisors who de-
cided to discharge Rivera-Chapman, at least in part be-
cause the Respondent believed he had discussed wages.
Thus, the events are part of the same chronology and
involved the same people. Finally, we acknowledge that
the third Redd-I factor does not appear to be satisfied
because the alleged unlawful statement and discharge
would not necessarily prompt the same or similar defens-
es.3 Nevertheless, we find that this third factor is out-
weighed by the others, particularly given the evidence
that the alleged unlawful threat and discharge allegations
are part of the same sequence of events involving the
same actors. Therefore, even if Sipperley made his un-
lawful statement outside the 10(b) period, we find that it
was properly added to the complaint.4
II. RIVERA-CHAPMAN’S DISCHARGE
A. Facts
During his roughly 2 months of employment with the
Respondent, Rivera-Chapman frequently complained
about pay and working conditions. At the hearing, four
supervisors and two former colleagues described Rivera-
Chapman’s complaints, testifying that they thought he
was not a good employee and would not work out with
the Company. Fellow installer Chris Hughes also testi-
fied that Rivera-Chapman had a poor work ethic and that
they got into a verbal altercation because Rivera-
Chapman refused to take his turn to go up in the attics
and blow insulation.
In mid-August, Cary Carreno, the company president,
received a call from Dreama Hughes, the stepmother of
Chris Hughes and an old friend of Cary’s. According to
Cary Carreno, Dreama Hughes stated that her son had
concerns and questions about his paycheck and that Ri-
vera-Chapman had discussed issues relating to overtime
pay with Chris. Cary Carreno also testified that Dreama
Hughes complained about Rivera-Chapman’s behavior.
Rivera-Chapman denied telling Hughes or any fellow
employee that he received a raise earlier than others, but
admitted that he discussed wages generally with his col-
leagues.
Then, in late August, Craig Carreno, the Company’s
lead salesman and brother of Cary Carreno, inspected a
weatherizing job at an apartment building. One aspect of
3 Here, for example, the Respondent argued to the judge that Sip-
perley did not make the threatening statement, but that the wage con-
versations were unprotected and that it had legitimate reasons for dis-
charging Rivera-Chapman.
4 The Respondent does not contend that Sipperley made his com-
ment before July 9 (6 months before Rivera-Chapman filed his initial
charge), and the record would not support any such contention.
the weatherization involved installing insulation in attics
with a blower, a task Rivera-Chapman frequently per-
formed. The attic spaces were particularly small, and
Craig Carreno instructed Rivera-Chapman and his
coworkers to blow insulation into each unit separately
rather than attempting to cross from one unit’s space to
another without leaving the attic. (The apartments
shared a single attic, but the units had separate entrances
to it.) Later that day, Rivera-Chapman’s foot went
through the ceiling, apparently as he attempted to cross
units. He texted a picture to Craig Carreno and the
Company had to have the ceiling repaired, at a cost of
$100. Rivera-Chapman called OSHA and filed a com-
plaint over the incident.
At a business meeting in Orlando on August 30, Cary
Carreno, Vice President Sean Farrell, and Field Supervi-
sor Sipperley decided to terminate Rivera-Chapman’s
employment. The Respondent’s notes from that meeting
state that Rivera-Chapman was discharged because he
did not fit the company “philosophy” and because fellow
employees complained about working with him. Cary
Carreno, Farrell, and Sipperley all testified that wage
discussions Rivera-Chapman may have allegedly en-
gaged in did not factor into the decision.5 After the deci-
sion had been made, but before he was told he would be
fired, Rivera-Chapman’s foot went through the ceiling
again. On September 7, Sipperley met Rivera-Chapman
at the warehouse and told him that he was terminated.
After the Respondent discharged Rivera-Chapman, an
OSHA investigator contacted the Respondent, investigat-
ing allegations that Rivera-Chapman was discharged
because he filed an OSHA complaint about working
conditions. The Respondent, through its attorney, sent a
written response, stating that Rivera-Chapman was not
fired for filing an OSHA complaint but instead because:
Notably, in the less than two months Rivera had
worked for Alternative Energy, he had significantly
undercut morale among Alternative Energy’s small
group of employees. Rivera had disclosed his rate of
pay to other employees, prompting the mother of an-
other employee to contact [Cary] Carreno and com-
plain. It was reported that Rivera used working time to
seek out other employment by calling other companies.
Furthermore, Rivera presented a negative attitude about
performing duties. He frequently grumbled about the
tasks he was assigned, and his refusal to perform as-
signed tasks resulted in other employees having to pick
up the slack. Carreno also believed that on two occa-
5 Contrary to the judge, it was Sipperley, not Farrell, who presented
the evidence and led the discussion about terminating Rivera-
Chapman’s employment.
ALTERNATIVE ENERGY APPLICATIONS, INC.
1205
sions, Rivera intentionally stuck his foot through a cli-
ent’s ceiling in retaliation for having to perform his du-
ties (emphasis added).
The judge found that the General Counsel had failed to
show that the Respondent discharged Rivera-Chapman
because it believed that he had discussed wages with
other employees. The judge acknowledged that the Re-
spondent essentially admitted as much in its position
statement to OSHA, but found that the statement was not
supported by any other testimony. He also found no di-
rect evidence that Rivera-Chapman discussed his wage
increase with other employees, and found that the Re-
spondent had furnished credible evidence that Rivera-
Chapman was “not a good fit” for the Company. Ac-
cordingly, the judge recommended that the discharge
allegation be dismissed. For the reasons discussed be-
low, we disagree.
B. Analysis
In determining whether an employee’s discharge is un-
lawful, the Board applies the mixed motive analysis set
forth in Wright Line, 251 NLRB 1083 (1980), enfd. on
other grounds 662 F.2d 899 (1st Cir. 1981), cert. denied
455 U.S. 989 (1982), approved in NLRB v. Transporta-
tion Management Corp., 462 U.S. 393 (1983). Under
Wright Line, the General Counsel must demonstrate by a
preponderance of the evidence that the employee’s pro-
tected conduct was a motivating factor in an employer’s
adverse action. The General Counsel satisfies his initial
burden by showing (1) the employee’s protected activity;
(2) the employer’s knowledge of that activity; and (3) the
employer’s animus. If the General Counsel meets his
initial burden, the burden shifts to the employer to prove
that it would have taken the adverse action even absent
the employee’s protected activity. See, e.g., Mesker
Door, 357 NLRB 591, 592 (2011); Donaldson Bros.
Ready Mix, Inc., 341 NLRB 958, 961 (2004). The em-
ployer cannot meet its burden merely by showing that it
had a legitimate reason for its action; rather, it must
demonstrate that it would have taken the same action in
the absence of the protected conduct. Bruce Packing
Co., 357 NLRB 1084, 1086–1087 (2011); Roure Ber-
trand Dupont, Inc., 271 NLRB 443, 443 (1984). If the
employer’s proffered reasons are pretextual—i.e., either
false or not actually relied on—the employer fails by
definition to show that it would have taken the same ac-
tion for those reasons regardless of the protected con-
duct. Metropolitan Transportation Services, 351 NLRB
657, 659 (2007); Golden State Foods Corp., 340 NLRB
382, 385 (2003); Limestone Apparel Corp., 255 NLRB
722, 722 (1981), enfd. 705 F.2d 799 (6th Cir. 1982).
Those same basic principles apply where, as here, the
complaint alleges that an employer has retaliated against
an employee in the belief that the employee engaged in
protected activity. The General Counsel carries his ini-
tial burden by demonstrating that the employer’s belief
was a motivating factor in its decision. The burden then
shifts to the employer to show that it would have taken
the same action in the absence of its belief that the em-
ployee engaged in protected conduct. Signature Flight
Support, 333 NLRB 1250, 1250 (2001), affd. mem. 31
Fed.Appx. 931 (11th Cir. 2002); United States Service
Industries, 314 NLRB at 31 (1994).
1. The General Counsel carried her initial burden
Unlike the judge, we find that the General Counsel
demonstrated that the Respondent discharged Rivera-
Chapman because it believed that he had discussed wag-
es with other employees. To begin, we find the state-
ment in the Respondent’s letter to OSHA that Rivera-
Chapman was fired for discussing his wages is an admis-
sion against interest and thus persuasive evidence both
that the Respondent believed that Rivera-Chapman dis-
closed his rate of pay and that it discharged him for that
reason.6 Although other reasons for the discharge were
listed, the wage disclosure was featured as the first basis
for the Respondent’s claim that Rivera-Chapman had
undercut morale.7 In those circumstances, we find that
the General Counsel established that the wage discus-
sions were a motivating factor in the discharge, regard-
less of whether they were the only or the predominant
factor; indeed, the Wright Line analysis was adopted ex-
6 The Respondent argues that the statements in the OSHA letter were
from its counsel (also its counsel in this proceeding) and never adopted
by company officials, and therefore cannot be attributed to the compa-
ny. To the contrary, the Board has held that “[a]n admission against
interest may be used as evidence as well as to impeach and thus in-
cludes assertions made in position statements of counsel.” United
Technologies Corp., 310 NLRB 1126, 1127 fn. 1 (1993), enfd. mem.
sub nom. NLRB v. Pratt & Whitney, 29 F.3d. 621 (2d Cir. 1994); see
also United Scrap Metal Inc., 344 NLRB 467, 468 fn. 5 (2005) (posi-
tion statements submitted by counsel are admissions against interest by
the party). In this case, the first tangible reason the Respondent’s attor-
ney provided to OSHA was that Rivera-Chapman was fired because he
“had disclosed his rate of pay to other employees, prompting the moth-
er of another employee to contact [Cary] Carreno and complain.”
Although Cary Carreno was copied on the letter relating his discussion
with Chris Hughes’ stepmother, he did not take any steps to disavow
either that statement or the statement that “this letter is intended to be
Alternative Energy’s summary response to the complaint as submitted.”
7 All of the Respondent’s witnesses testified that employees were
free to discuss wages and commonly did so, but all of the examples
given (including from Jose Obando Jr., who became a supervisor while
the case was pending) were of employees discussing wages with mid-
level supervisors, who then petitioned Cary Carreno for a raise. This
evidence does not establish that employees were free to discuss wages
among themselves.
1206
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
pressly for dual motive cases such as this. 251 NLRB at
1083 et seq., 1089 at fn. 14.8
The judge, however, dismissed the significance of the
OSHA letter, suggesting that a party’s admission against
interest lacks probative force if not corroborated by other
testimony. We know of no authority for that proposition,
and we do not endorse it. But, in any event, the General
Counsel provided additional evidence of both the Re-
spondent’s belief and its unlawful motive. Cary Carreno
testified that Jose Obando Jr., at the time a coworker, had
told him that Rivera-Chapman complained that wages
were too low. Carreno also grudgingly admitted that in
its position statement in this case, the Respondent
acknowledged that it learned of Rivera-Chapman’s dis-
cussion of pay from a coworker’s mother, who called to
complain about Rivera-Chapman’s behavior. Carreno’s
testimony is further evidence that the Respondent be-
lieved that Rivera-Chapman had discussed wages with
other employees.9 Last, Sipperley’s earlier threat to dis-
charge Rivera-Chapman for discussing wages is addi-
tional evidence of Respondent’s motive for the dis-
charge. See Igramo Enterprise, 351 NLRB 1337, 1339
(2007), review denied 310 Fed.Appx. 452 (2d Cir. 2009);
Vico Products, 336 NLRB 583, 588 fn. 16 (2001), enfd.
333 F.3d 198 (D.C. Cir. 2003); F & C Transfer Co., 277
NLRB 591, 594–595 (1985). Taking into account all of
those circumstances, we find that the General Counsel
made a strong showing of discriminatory motivation.10
8 And, of course, it is well settled that whether the Respondent was
mistaken in its belief that Rivera-Chapman had engaged in wage dis-
cussions is irrelevant. See Monarch Water Systems, 271 NLRB 558,
558 fn. 3 (1984).
9 Contrary to the judge, there was also uncontroverted testimony that
Rivera-Chapman actually did discuss wages with other employees.
Rivera-Chapman testified that he discussed low pay and working con-
ditions with coworker Antonio Bonilla. Jose Obando Jr. testified that
Rivera-Chapman raised issues about working conditions and pay.
Thus, although this point is not necessary to our analysis, the Respond-
ent’s belief that Rivera-Chapman discussed wages with other employ-
ees appears to have been well founded.
10 The Respondent and our dissenting colleague argue that Rivera-
Chapman’s wage-related complaints to others were individual, rather
than concerted activities, because they were not undertaken in contem-
plation of group action. This argument lacks merit because employee
wage discussions are “inherently concerted,” and as such are protected,
regardless of whether they are engaged in with the express object of
inducing group action. See, e.g., Automatic Screw Products Co., 306
NLRB 1072, 1072 (1992), enfd. mem. 977 F.2d 582 (6th Cir. 1992);
Scientific-Atlanta, Inc., 278 NLRB 622, 624–625 (1986). This is be-
cause wages are a “vital term and condition of employment,” and the
“grist on which concerted activity feeds”; discussions of wages are
often preliminary to organizing or other action for mutual aid or protec-
tion. Aroostook County Regional Ophthalmology Center, 317 NLRB
218, 220 (1995) (citations omitted), enf. denied in part on other grounds
81 F.3d 209, 214 (D.C. Cir. 1996). See also Trayco of S.C., Inc., 297
NLRB 630, 634–635 (1990), enf. denied mem. 927 F.2d 597 (4th Cir.
1991) (contemplation of group action not required when employee
discussion is about wages); Whittaker Corp., 289 NLRB 933, 933
(1988) (particularly with respect to wage discussions, “object of induc-
ing group action need not be express”). Our colleague rejects this view,
but implicitly concedes that it represents established Board law.
Moreover, even if we did not regard Rivera-Chapman’s wage-
related discussions as inherently concerted, we would still find his
discharge unlawful. The evidence amply supports finding not only that
the Respondent believed that Rivera-Chapman had discussed wages
with other employees, but also that the discharge was a product of the
Respondent’s unlawful intent to ensure that wage-related discussion did
not lead to group action. The discharge of an employee to prevent him
from engaging in protected concerted activity violates Sec. 8(a)(1).
Parexel International, LLC, 356 NLRB 516, 518 (2011). Sipperley’s
early admonition to Rivera-Chapman not to talk to anyone about his
raise (“because we have fired employees in the past for talking about
their wages”), together with the Respondent’s obvious concern when
Rivera-Chapman’s discussions at least apparently triggered another
employee’s wage complaints (which were directly linked to conversa-
tions with Rivera-Chapman), support the inference that Rivera-
Chapman was discharged in order to deny him and other employees
“the opportunity to compare their wages and other terms of employ-
ment and to determine whether to take further concerted action.” Id.
The discharge of Rivera-Chapman not only prevented his discussion of
wages from developing into group action, but “also had the effect of
keeping other employees in the dark about these matters, thus prevent-
ing them from discussing, and possibly inquiring further or acting in
response to, substandard wages or perceived wage discrimination.” Id.
at 5; see also United States Service Industries, 314 NLRB 30, 30–31
(1994), enfd. mem. 80 F.3d 558 (D.C. Cir. 1996) (employee unlawfully
discharged for “stirring up the other workers” by complaining about
hours and work assignments). This case shares the same operative facts
with Parexel and United States Service: an employee who engaged in
conversation about wages or working conditions with coworkers and an
employer who retaliated under a belief that such conversation would
foster group activity. The only difference is that Respondent phrased
the offensive conduct as undermining morale rather than stirring up the
work force.
More generally, a recognition of the relationship between employee
morale and group activity is part of the fabric of the Board’s jurispru-
dence. See, e.g., Quietflex Mfg. Co., 344 NLRB 1055, 1055 (2005);
Bridgeport Ambulance Service, 302 NLRB 358, 362 (1991), enfd.
NLRB v. Bridgeport Ambulance Services, 966 F.2d 725 (2d Cir. 1992).
The connection between low morale and group activity is also recog-
nized in the legislative history of the Act. Beth Israel Hospital v.
NLRB, 437 U.S. 483, 497–498 (1978) (noting that Congress extended
bargaining rights to hospital employees as a way to ameliorate low
morale in the industry). Furthermore, an employer’s characterization of
employee conduct as undercutting morale is often a veiled reference to
protected concerted activity. See, e.g., Inova Health System, 360
NLRB 1223, 1227 (2014); St. Margaret Mercy Healthcare Centers,
350 NLRB 203, 204 (2007), enfd. 519 F.3d 373 (7th Cir. 2008); Mid-
Mountain Foods, 291 NLRB 693, 699 (1988).
Our dissenting colleague argues that the “preemptive strike” theory
was not properly before the Board. We disagree. As the Board stated
in Paraxel, we recognize the Board may not change horses mid-stream,
but in cases such as these, the two theories represent different parts of
the same horse. Id. at 3. That description is even more apt in this case,
where the General Counsel litigated the case under the theory that the
employer mistakenly believed that the wage conversation would lead to
group action. In those circumstances, we have no trouble finding that
the theory is closely related to the subject matter and has been fully
litigated. Pergament United Sales, 296 NLRB 333, 334 (1989), enfd.
920 F.2d 130 (2d Cir. 1990).
ALTERNATIVE ENERGY APPLICATIONS, INC.
1207
2. Respondent did not carry its rebuttal burden
Under Wright Line, the burden next shifts to the Re-
spondent to demonstrate that it would have discharged
Rivera-Chapman even if it had not believed that he dis-
cussed wages with other employees. Faced with the
General Counsel’s strong showing of unlawful motiva-
tion, the Respondent’s rebuttal burden is substantial. See
Eddyleon Chocolate Co., 301 NLRB 887, 890 (1991);
accord Bally’s Park Place, Inc. v. NLRB, 646 F.3d 929,
936 (D.C. Cir. 2011), enfg. Bally’s Atlantic City, 355
NLRB 1319, 1321 (2010). We find that the Respondent
has not carried that burden.
The Respondent’s stated reason for discharging Rive-
ra-Chapman was that he had a bad attitude and a poor
work ethic. Although the Respondent presented evi-
dence that Rivera-Chapman was not a sterling employee,
much of that evidence is pretextual.11 The Respondent
relies on Chris Hughes’ testimony about his disagree-
ments with Rivera-Chapman; however, Hughes testified
that he did not report those concerns until months after
Rivera-Chapman was fired, and then only at Sipperley’s
request. Accordingly, Hughes’ concerns could not have
been part of the reason for the discharge. Similarly, the
Respondent cites Cary Carreno’s testimony that Rivera-
Chapman had put his foot through the ceiling twice, as
stated in the OSHA letter. The evidence shows, howev-
er, that the Respondent had already decided to discharge
Rivera-Chapman before he put his foot through the ceil-
ing the second time; thus, any reliance on that incident as
a basis for the decision is pretextual. Moreover, many
employees had put their feet through ceilings and had not
been discharged. Indeed, Vice President Farrell stated to
OSHA that “[w]e would not fire an employee for going
[through] an attic.” Craig Carreno also suspected that
Rivera-Chapman intentionally put his foot through the
ceiling, but that suspicion was unsupported by any objec-
tive evidence, and in any event, there is no evidence that
Craig Carreno played any role in the discharge decision.
Finally, Cary Carreno testified about a dispute with Rive-
ra-Chapman over automatic withholding of child support
payments, but the judge found that the reason was an
afterthought and, implicitly, pretextual.
The Act protects all employees, not just exemplary
employees, from adverse action by an employer based on
their protected activity. In cases like this, in which there
may have been lawful grounds for discipline, it is our job
to determine whether the alleged discriminatee was in-
11 The Respondent cites the fact that Rivera-Chapman received a
raise to argue that it was unconcerned about Rivera-Chapman’s initial
wage complaints. But those complaints were made to Field Supervisor
Sipperley, not to Rivera-Chapman’s fellow employees.
deed disciplined because of his protected activity, using
the analytical tools developed by the Board over its many
years of enforcing this provision of the Act, with the ap-
proval of the courts. The Respondent may have had le-
gitimate reasons for discharging Rivera-Chapman. But,
under the Act, given the clear evidence of unlawful mo-
tive, that is not enough. See Bruce Packing, supra, 357
NLRB 1084, 1086–1087. Rather, the Respondent was
required to show that it actually would have discharged
Rivera-Chapman absent its belief that he had been dis-
cussing wages with other employees. Because the Re-
spondent has failed to do so, we find that the discharge
was unlawful.
AMENDED CONCLUSIONS OF LAW
Substitute the following for Conclusion of Law 4.
4. On or about September 7, 2011, the Respondent vi-
olated Section 8 (a)(1) of the Act by discharging em-
ployee David Rivera-Chapman because it believed that
he had engaged in protected concerted activity.
5. The unfair labor practices committed by the Re-
spondent affect commerce within the meaning of Section
2(6) and (7) of the Act.
AMENDED REMEDY
Having found that the Respondent has engaged in un-
fair labor practices, we shall order it to cease and desist
and to take certain affirmative action designed to effectu-
ate the policies of the Act.
Specifically, having found that the Respondent violat-
ed Section 8(a)(1) by discharging David Rivera-
Chapman, we shall order the Respondent to offer him
full reinstatement to his former job or, if that position no
longer exists, to a substantially equivalent position, with-
out prejudice to his seniority or any other rights or privi-
leges previously enjoyed, and to make him whole for any
loss of earnings and other benefits suffered as a result of
the discrimination against him.
Backpay shall be computed in accordance with F. W.
Woolworth Co., 90 NLRB 289 (1950), with interest as
prescribed in New Horizons for the Retarded, 283 NLRB
1173 (1987), compounded daily as prescribed in Ken-
tucky River Medical Center, 356 NLRB 6 (2010). In
addition, we shall order Respondent to compensate Rive-
ra-Chapman for the adverse tax consequences, if any, of
receiving a lump-sum backpay award and to file a report
with the Social Security Administration allocating the
backpay award to the appropriate calendar quarters. We
shall also order Respondent to remove from its files any
reference to Rivera-Chapman’s unlawful discharge and
to notify him in writing that this has been done and that
the unlawful discharge will not be used against him in
any way.
1208
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
ORDER
The National Labor Relations Board orders that the
Respondent, Alternative Energy Applications, Inc., Val-
rico, Florida, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Instructing its employees not to discuss their wages
with other employees and threatening to fire them if they
did so.
(b) Discharging or otherwise discriminating against
employees because it believes that they discussed wages
with one another or engaged in other protected conduct.
(c) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of their
rights guaranteed by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
David Rivera-Chapman full reinstatement to his former
job or, if that job no longer exists, to a substantially
equivalent position, without prejudice to his seniority or
any other rights or privileges previously enjoyed.
(b) Make David Rivera-Chapman whole for any loss
of earnings and other benefits suffered as a result of the
discrimination against him, in the manner set forth in the
amended remedy section of this decision.
(c) Compensate David Rivera-Chapman for the ad-
verse tax consequences, if any, of receiving a lump-sum
backpay award, and file a report with the Social Security
Administration allocating the backpay award to the ap-
propriate calendar quarters.
(d) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful discharge
and, within 3 days thereafter, notify the employee in
writing that this has been done and that the discharge will
not be used against him in any way.
(e) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel rec-
ords and reports, and all other records, including an elec-
tronic copy of such records if stored in electronic form,
necessary to analyze the amount of backpay due under
the terms of this Order.
(f) Within 14 days after service by the Region, post at
its Valrico, Florida, and other facilities and warehouses
that it maintains, copies of the attached notice marked
“Appendix.”12 Copies of the notice, on forms provided
12 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
by the Regional Director for Region 12, after being
signed by the Respondent’s authorized representative,
shall be posted by the Respondent and maintained for 60
consecutive days in conspicuous places, including all
places where notices to employees are customarily post-
ed. In addition to physical posting of paper notices, no-
tices shall be distributed electronically, such as by email,
posting on an intranet or an internet site, and/or other
electronic means, if the Respondent customarily com-
municates with its employees by such means. Reasona-
ble steps shall be taken by the Respondent to ensure that
the notices are not altered, defaced, or covered by any
other material. If the Respondent has gone out of busi-
ness or closed the facility involved in these proceedings,
the Respondent shall duplicate and mail, at its own ex-
pense, a copy of the notice to all current employees and
former employees employed by the Respondent at any
time since August 1, 2011.
(g) Within 21 days after service by the Region, file
with the Regional Director for Region 12 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that the Respondent has
taken to comply.
MEMBER MISCIMARRA, dissenting in part.
This case involves two different allegations and an im-
portant question regarding what type of interaction be-
tween two employees rises to the level of “concerted”
activity protected by the Act.
The first allegation relates to whether Respondent un-
lawfully instructed employee David Rivera-Chapman not
to discuss wages with other employees. Although the
Act does not protect every discussion or disclosure of
wages between two or more employees, a blanket in-
struction not to disclose wage information clearly en-
compasses situations when such discussions would be
protected.1 Waco, Inc., 273 NLRB 746, 747–748 (1984).
For this reason, I agree with my colleagues that the Re-
spondent violated Section 8(a)(1) by instructing employ-
ee David Rivera-Chapman not to disclose his wages to
anyone else, with the explanation that “we have fired
employees in the past for talking about their wages.”2
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
1 For example, the Act would protect two or more employees who
discuss their wages, jointly demand a wage increase and strike in sup-
port of their demand. See Trident Recycling Corp., 282 NLRB 1255,
1257, 1261 (1987).
2 I also join my colleagues in rejecting the Respondent’s 10(b) de-
fense to the allegation that the Respondent violated Sec. 8(a)(1) by
instructing Rivera-Chapman not to discuss his wages with other em-
ployees and threatening to discharge him if he did. In doing so, I rely
ALTERNATIVE ENERGY APPLICATIONS, INC.
1209
However, the second allegation involves a different
question: whether Rivera-Chapman actually engaged in
protected concerted activity that was responsible, in part,
for his discharge. The Board has an extensive body of
law regarding the type of interaction between two or
more employees that constitutes “concerted” activity
“protected” under the Act. See Meyers Industries, 268
NLRB 493 (1984) (Meyers I), remanded sub nom. Prill
v. NLRB, 755 F.2d 941 (D.C. Cir. 1985), cert. denied 474
U.S. 948 (1985); Meyers Industries, 281 NLRB 882
(1986) (Meyers II), affd. sub nom. Prill v. NLRB, 835
F.2d 1481 (D.C. Cir. 1987), cert. denied 487 U.S. 1205
(1988). Here, there is no evidence that Rivera-Chapman
engaged in protected concerted activity with one or more
other employees relating to the discussion of wages.
Therefore, unlike my colleagues, I believe we cannot
reasonably find that Respondent violated the Act by dis-
charging Rivera-Chapman because he engaged in such
discussions.3
Section 7 protects employee conduct that is both con-
certed and engaged in for the purpose of mutual aid or
protection. Activity is concerted if it is engaged in with
or on the authority of other employees, and not solely by
and on behalf of the employee himself. Meyers II,
above. A conversation may constitute concerted activity
although it involves only a speaker and a listener, but “it
must appear at the very least that it was engaged in with
the object of initiating or inducing or preparing for
group action or that it had some relation to group action
in the interest of the employees.” Mushroom Transporta-
tion Co. v. NLRB, 330 F.2d 683, 685 (3d Cir. 1964)
(emphasis added). As to these requirements, the Third
Circuit has explained:
Activity which consists of mere talk must, in order to
be protected, be talk looking toward group action. If its
only purpose is to advise an individual as to what he
could or should do without involving fellow workers or
union representation to protect or improve his own sta-
on the untimeliness of the defense, which the Respondent first raised in
its posthearing brief to the judge. See Paul Mueller Co., 337 NLRB
764, 764–765 (2002). I find it unnecessary to reach the merits of the
10(b) issue.
3 Rivera-Chapman denied that he disclosed his wage rate to any oth-
er employee. However, the Respondent stated—through its attorney in
response to an OSHA complaint filed by Rivera-Chapman—that Rive-
ra-Chapman “had disclosed his rate of pay to other employees.” Thus,
whether or not Rivera-Chapman had done so, the Respondent believed
he had. The Respondent also believed that Rivera-Chapman spoke
with employee Chris Hughes about overtime pay. There is no evi-
dence, however, that the Respondent believed Rivera-Chapman ever
sought to initiate any group activity with regard to any of his com-
plaints, or that Rivera-Chapman sought to do so in fact, and no group
action ensued.
tus or working position, it is an individual, not a con-
certed, activity, and, if it looks forward to no action at
all, it is more than likely to be mere ‘griping.'
Id. (emphasis added).
Here, there is no evidence that Rivera-Chapman ever
said or did anything “looking toward group action,” or
that the Respondent believed he did. As noted by my
colleagues, the record reveals, first, that Respondent’s
president, Cary Carreno, received a call from a friend,
who was also an employee’s stepmother, and the step-
mother disclosed that her stepson had discussed some
pay issues with Rivera-Chapman, and second, the Re-
spondent in an OSHA position statement (prepared by an
attorney) stated that Rivera-Chapman had “disclosed his
rate of pay to other employees, prompting the mother of
another employee to contact Carreno and complain.”
At most, this evidence suggests that the discussion
about wages between Rivera-Chapman and his co-
employee rose to the level of “mere griping” that, under
well-established case law, does not qualify as concerted
activity within the meaning of Section 7. Even if Rivera-
Chapman suggested to another employee that he was
entitled to more overtime pay (which is not established
by the record), this would not constitute concerted pro-
tected activity unless Rivera-Chapman had the “object of
initiating or inducing or preparing for group action” or
the statement “had some relation to group action in the
interest of the employees.” Mushroom Transportation,
above (employee not engaged in concerted activity when
he informed other employees they were not getting what
they were entitled to under the existing union contract).4
My colleagues find there is protected concerted activi-
ty based on their view that any discussion about wages is
4 Because the General Counsel did not establish that Rivera-
Chapman engaged in activity protected by Sec. 7 or that the Respond-
ent believed he did, the General Counsel failed at the outset in his effort
to meet his initial burden under Wright Line, 251 NLRB 1083 (1980),
enfd. on other grounds 662 F.2d 899 (1st Cir. 1981), cert. denied 455
U.S. 989 (1982), of showing that protected activity, or a belief that
Rivera-Chapman engaged in protected activity, was a motivating factor
in Rivera-Chapman’s discharge. Accordingly, I need not and do not
reach the remaining elements of the General Counsel’s Wright Line
case or whether, even assuming the General Counsel met his initial
Wright Line burden, the Respondent established that it would have
discharged Rivera-Chapman even absent any protected activity on his
part or belief that he engaged in protected activity. However, I disagree
with the majority’s statement that the General Counsel meets his initial
burden by showing protected activity, employer knowledge of that
activity, and generalized employer animus. Generalized animus does
not satisfy the General Counsel’s initial burden under Wright
Line absent evidence that the challenged adverse action was motivated
by that animus. As stated in Wright Line itself, the General Counsel
must make “a prima facie showing sufficient to support the inference
that protected conduct was a ‘motivating factor’ in the employer’s
decision.” 251 NLRB at 1089 (emphasis added).
1210
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
inherently concerted under the Act. Such a view, how-
ever, is directly contrary to the holdings of Meyers II and
Mushroom Transportation, above. These cases hold that
“concertedness” requires record evidence establishing
there is an object of initiating, inducing, or preparing for
group action. By comparison, every court that has con-
sidered any theory of “inherently concerted” activity has
squarely rejected such an approach. See Trayco of S.C.,
Inc., 297 NLRB 630, 634–635 (1990) (wage discussions
inherently concerted), enf. denied mem. 927 F.2d 597
(4th Cir. 1991) (although employee “discussed her con-
cerns about wages with other employees, there is no evi-
dence to indicate that she sought to induce any type of
group action”); Aroostook County Regional Ophthalmol-
ogy Center, 317 NLRB 218, 220 (1995) (discussions
about work schedules inherently concerted), enf. denied
in pert. part 81 F.3d 209, 214 (D.C. Cir. 1996) (rejecting
inherently concerted theory, “which, on its face, appears
limitless and nonsensical. . . . [A]doption of a per se rule
that any discussion of work conditions is automatically
protected as concerted activity finds no good support in
the law.”).5 Because this “inherently concerted” theory
is contrary to controlling precedent and the Act, I reject it
as well.
Even if a theory of inherent concertedness were per-
missible under the Act, such a theory would need to rest
on a presumption that wage discussions were so likely to
lead to group activity that the mere fact of such a discus-
sion would justify drawing an inference of concerted
activity as a matter of law. See Aroostook County,
above, 317 NLRB at 220 (finding discussions about
changes to work schedule concerted because they are
“likely to spawn collective action”). But the validity of
such a presumption “depends upon the rationality be-
tween what is proved and what is inferred.” Republic
Aviation Corp. v. NLRB, 324 U.S. 793, 804–805 (1945).
When a rational nexus is lacking, the presumption cannot
stand. See Painters Local 829 v. NLRB, 762 F.2d 1027,
1034 (D.C. Cir. 1985); Teamsters Local 357 v. NLRB,
365 U.S. 667 (1961). As this case and many others like
it illustrate—and as common experience teaches—many
employees can and do discuss wages without contem-
5 As support for its “inherently concerted” activity theory, the major-
ity also cites Automatic Screw Products Co., 306 NLRB 1072 (1992),
together with the subsequent history of that case indicating enforcement
of the Board’s order by the Sixth Circuit. However, the respondent in
that case failed to serve and file an answer to the Board’s application
for enforcement within 20 days as required under Rule 15(b) of the
Federal Rules of Appellate Procedure, and the court granted the
Board’s motion for entry of judgment by default in an unpublished
order. NLRB v. Automatic Screw Products Co., 977 F.2d 528 (6th Cir.
1992) (Table). The court did not reach the merits of the “inherently
concerted” activity theory.
plating or seeking to initiate any type of group action.
There is, accordingly, no valid basis for the presumption
on which the inherently concerted theory rests.
Finally, I disagree with my colleagues that Rivera-
Chapman’s discharge may be found to have violated the
Act, under Parexel International, LLC, 356 NLRB 516
(2011), on the theory that Respondent sought to prevent
him from engaging in future concerted activity.6 The
“preemptive strike” (preemptive restraint) theory of
Parexel resembles the discredited pre-Meyers I and II
theory of “inherently” concerted activity: under both, a
violation is found despite a lack of evidence that any
employees sought to initiate, induce, or prepare for group
action. Accordingly, the “preemptive strike” theory, like
the “inherently concerted” theory, is contrary to the hold-
ings of Meyers II and Mushroom Transportation, above.
But even assuming Parexel was rightly decided, the
evidence my colleagues rely on is insufficient to support
a reasonable inference that Respondent’s motive in dis-
charging Rivera-Chapman was to prevent future concert-
ed activity. The record fails to establish that Respondent
had even considered that possibility, let alone took action
to preempt it. There is no evidence that any of Respond-
ent’s employees have ever engaged in concerted activity.
Rivera-Chapman spoke to a coworker, who griped to his
stepmother, who complained to Respondent. Perhaps
Respondent was partly motivated by a desire to avoid
further unpleasant conversations with irate parents, but
that is not a motive the Act condemns. And there is no
evidence of what prompted Respondent to tell Rivera-
Chapman not to talk about his raise. My colleagues hy-
pothesize a motive to prevent group action, but the Re-
spondent gave no indication of anticipating group action
if Rivera-Chapman remained in its employ.7
6 The General Counsel did not litigate this case on the theory that
Rivera-Chapman was discharged to prevent him from engaging in
protected concerted activity in the future. The General Counsel litigat-
ed this case on the theory that “Respondent believed, mistakenly or
otherwise, that Rivera-Chapman had disclosed his wage rate to other
employees.” GC Br. at 12. To the extent my colleagues base their
violation finding on this unlitigated theory, they deny the Respondent
due process of law. Lamar Advertising of Hartford, 343 NLRB 261,
265 (2004) (the Board “may not change theories in midstream without
giving respondents reasonable notice of the change”) (citations and
internal quotation marks omitted); Sierra Bullets, LLC, 340 NLRB 242,
242–243 (2003) (same).
7 In Parexel, by contrast, the evidence supported a reasonable infer-
ence of a motive to prevent potential group action. There, employee
Neuschafer had a conversation with coworker Van der Merwe, who had
previously quit and now was back. Neuschafer asked Van der Merwe
if he had received a raise when he returned. He said he had, and added
that his wife, who had also recently quit, would also be returning with a
raise. All this was false, but Neuschafer believed him. Van der Merwe
also suggested that the (fictitious) raises were owing to favoritism from
Manager Liz Jones based on their shared South African heritage.
ALTERNATIVE ENERGY APPLICATIONS, INC.
1211
The Act protects employees when they bring the
strength of the group to bear on a dispute with their em-
ployer in order to remedy “inequality of bargaining pow-
er” between an employer and its employees.8 When the
Neuschafer repeated the story to her supervisor, Turek, adding that she
thought the whole unit should quit and come back with a raise, and that
Jones was going to look after all the South Africans. Turek reported
the conversation to Manager Jones. Jones, accompanied by a human
resources consultant, interviewed Neuschafer and asked her if she had
discussed the Van der Merwe conversation with anyone other than
Turek. Neuschafer said she had not. Six days later, she was dis-
charged. On those facts, it was reasonable to infer a motive to prevent
Neuschafer from talking about these matters to her coworkers.
My colleagues cite several cases in support of their assertion that the
Respondent’s belief that Rivera-Chapman’s wage discussions under-
mined employee morale supports a finding that the discussions were
concerted under a Parexel “preemptive strike” theory. The cases cited
by the majority in this regard are readily distinguishable. None of those
cases was decided on a “preemptive strike” theory, so the question of
whether low morale might lead to group action was not addressed.
More generally, employee morale was not cited in any of those cases as
a basis for finding employee activity concerted. See Inova Health
System, 360 NLRB 1223, 1227(2014) (employee engaged in concerted
activity by discussing work-schedule concerns with coworkers and
raising those concerns with management); St. Margaret Mercy
Healthcare Centers, 350 NLRB 203, 204 (2007) (employee’s participa-
tion in discussion critical of new evaluation process and its effect on
receipt of wage increases was protected concerted activity), enfd. 519
F.3d 373 (7th Cir. 2008); Quietflex Mfg. Co., 344 NLRB 1055, 1055
(2005) (work stoppage by 83 employees seeking a pay raise, improved
vacation and holiday pay, and better working conditions was protected
concerted activity); Bridgeport Ambulance Service, 302 NLRB 358,
362 (1991) (group work stoppage in protest of coworker’s suspension,
employer’s favoritism, and substandard equipment was protected con-
certed activity), enfd. 966 F.2d 725 (2d Cir. 1992); Mid-Mountain
Foods, 291 NLRB 693, 699 (1988) (employee engaged in protected
concerted activity by discussing working conditions with coworkers
and raising concerns to management on behalf of himself and others).
Indeed, in Quietflex and Bridgeport Ambulance Service, morale was an
issue because of the employer’s actions, not an employee’s. And in no
case cited by the majority did an employee’s morale-compromising
behavior include the types of unprotected activities Rivera-Chapman
engaged in, including using worktime to seek out other employment,
grumbling about assigned tasks, and refusing to perform some tasks
and thus forcing coworkers to pick up the slack.
In support of their Parexel theory, my colleagues also rely on United
States Service Industries, 314 NLRB 30 (1994) (USSI), enfd. mem. 80
F.3d 558 (D.C. Cir. 1996). I find that case distinguishable from this
one. There, an employee was discharged because her employer be-
lieved her complaints about hours and work assignments were “stirring
up the other workers.” On those facts, the Board properly found the
discharge unlawful. Indeed, there was no need to rely on a “preemptive
strike” theory, and the Board did not do so. The employer in USSI
believed the employee was seeking to initiate or induce group action,
warranting a finding of concerted activity under Meyers I and II. For
reasons already stated, the record fails to support a like finding here.
8 Sec. 1 of the Act states that “inequality of bargaining power” be-
tween employers and employees who lack “full freedom of association
or actual liberty of contract” has negative consequences that include
“substantially burden[ing] and affect[ing] the flow of commerce,”
which also “tends to aggravate recurrent business depressions.” As
indicated in Meyers II, Mushroom Transportation and similar cases
Board attempts to extend the reach of Section 7 to indi-
vidual employee activity that does not have group action
as its object, it goes beyond what Congress intended.
Because my colleagues take that step in today’s decision,
I respectfully dissent.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT tell you not to talk to fellow employees
about your wages or threaten to fire you if you do so.
WE WILL NOT discharge or otherwise discriminate
against any of you because we believe that you discussed
wages or otherwise engaged in protected concerted activ-
ities.
WE WILL NOT in any like or related manner interfere
with, restrain or coerce you in the exercise of the rights
listed above.
WE WILL, within 14 days from the date of the Board’s
Order, offer David Rivera-Chapman full reinstatement to
his former job or, if that job no longer exists, to a sub-
stantially equivalent position, without prejudice to his
seniority or any other rights or privileges previously en-
joyed.
WE WILL make David Rivera-Chapman whole for any
loss of earnings and other benefits resulting from his
discharge, less any net interim earnings, plus interest.
WE WILL compensate David Rivera-Chapman for the
adverse tax consequences, if any, of receiving a lump-
sum backpay award, and WE WILL file a report with the
Social Security Administration allocating the backpay
award to the appropriate calendar quarters.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful discharge of David Rivera-Chapman, and WE WILL
cited in the text, however, such concerns are only implicated in “con-
certed” activity that involves Sec. 7 rights.
1212
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
within 3 days thereafter, notify him in writing that this
has been done and that the discharge will not be used
against him in any way.
ALTERNATIVE ENERGY APPLICATIONS, INC.
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/12–CA–072037 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor Re-
lations Board, 1099 14th Street, N.W., Washington, D.C.
20570, or by calling (202) 273-1940.
Karen Thornton, Esq., for the General Counsel.
Shaina Thorpe, Esq. (Allen, Norton & Blue, P.A.), for the Re-
spondent.
DECISION
STATEMENT OF THE CASE
JOEL P. BIBLOWITZ, Administrative Law Judge This case was
heard by me in Tampa, Florida, on April 2, 2013. The com-
plaint and the amended complaint herein, which issued on De-
cember 28, 2012, and March 11, 2013, and were based upon an
unfair labor practice charge and an amended charge that were
filed by Chapman on December 23, 2011,1 and February 2,
2012, allege that Alternative Energy Applications, Inc. (the
Respondent), in August, instructed its employees not to discuss
their wages with other employees and threatened to discharge
employees if they did so, and on about September 11 it dis-
charged Chapman because it believed that he had discussed his
wages with other employees, thereby violating Section 8(a)(1)
of the Act.2
I. JURISDICTION
Respondent admits, and I find, that it has been an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
II. THE FACTS
Respondent is in the business of weatherizing low income
residences, both private homes and apartment buildings. In that
process, they caulk windows, apply weather stripping, wrap
1 Unless indicated otherwise, all dates referred to herein relate to the
year 2011.
2 Counsel for the General Counsel’s unopposed motion to correct
transcript, as contained in her brief, is granted.
water heaters, seal the duct systems and, the process that was
most involved in the testimony herein, they blow insulation
from a truck into the attics of the buildings. The insulation,
contained in bags, is dumped into a hopper, is mixed and blown
through a tube into the attic area, under the direction of an em-
ployee in the attic.
Craig Carreno is employed as the head of the sales depart-
ment for the Respondent; his brother is Cary Carreno, the Pres-
ident and owner of the Company. The nature of the Respond-
ent’s business, and the work performed by its employees are
crucial to the ultimate determination herein, and as Craig
Carreno, (Craig), was the most credible witness herein, his
description of the business will be fully discussed herein. The
Respondent sells energy efficient programs to customers of
Tampa Electric in order to help them reduce their energy usage.
Craig inspects the property in order to determine whether it
qualifies for the program. As part of this inspection, he inspects
the attic to determine whether there is already enough insula-
tion in the attic so that it would not be feasible for the Company
to do the work. He also determines whether the crawl space in
the attic is adequate for the employees to gain access to the area
and to blow the insulation, or if it would be an unsafe area in
which to work, and he testified that he has never rejected a job
for this reason.
Scott Sipperley, who is employed by the Respondent as a su-
pervisor of the installers, testified that the Respondent posted
an ad on Craigslist in July for an installer/driver. Chapman
responded to the ad on a Friday and Sipperley interviewed him
over the phone; Sipperley asked him when he could start and
Chapman said that he could start work on Monday, which he
did at an hourly rate of $9. He worked Monday through Friday
from 7 a.m. to 3 p.m. in an area north of Tampa, Florida. On
about August 1, he received a $1 an hour wage increase. Cary
Carreno (Cary), and Sipperley testified that even though the
company policy was that employees receive a $1- an-hour in-
crease after 90 days of employment, Chapman told Sipperley
that he needed a raise because he was a single parent raising
two children, and Sipperley, a single parent raising four chil-
dren was sympathetic, discussed it with Cary, and gave him the
increase. Chapman testified that he received the wage increase
after telling Sipperley that the work was very hard and that they
were only paid $9 an hour, and that when Sipperley told him
that he was giving him the $1 raise, he also told him “but I do
not want you talking to anybody else about this because we
have fired employees in the past for talking about their wages,”
and Chapman agreed. Sipperley testified that he has no recol-
lection of telling him that he could be fired for talking about his
wages: “I don’t know why I would have said that. I’ve never
said it to any of our other employees.” As to whether he told
Chapman that he had terminated other employees for talking
about their wages, he testified: “Not that I can recall. As far as I
know, David was our first employee that we ever terminated.”
He also testified that he cannot remember hearing that Chap-
man had discussed his wage increase with others. Cary testified
that he never told Chapman, or any other employee, that he was
not permitted to discuss his wages with other employees and he
never instructed Sipperley to tell him that. Installer/Driver
Christopher Hughes testified that he received a raise about 6
ALTERNATIVE ENERGY APPLICATIONS, INC.
1213
weeks after he began his employment with the Respondent and,
at that time, Sipperley never told him not to talk to other em-
ployees about it and never said that they had fired other em-
ployees for talking about their wage increase. Jose Obando, Jr.
testified that he has been employed by the Respondent since it
began and he has received many raises. Sipperley never told
him that he was not to talk to his coworkers about the raises and
he has never seen any employee fired for talking about their
wages.
Chapman was discharged on September 11. Counsel for the
General Counsel alleges that he was discharged because the
Respondent believed that he had discussed his wages (or wage
increase) with other employees in contravention of Sipperley’s
alleged instruction to him not to do so. Respondent defends that
he was discharged because he refused to perform all the work
that was required, he had a poor attitude, and that it had no
knowledge that he spoke to other employees about his wages.
Shortly after his termination, Chapman filed a complaint with
OSHA alleging that he was terminated because of complaints
that he made to OSHA. In an affidavit that he gave to OSHA,
he referred to complaints that he made about the working con-
ditions, and stated: “I know that I was discharged because of
the complaint I made to OSHA.” In a position statement to
OSHA, in response to Chapman’s charge, counsel defends that
his discharge could not have been in retaliation for his call to
OSHA as it was not aware of any such call, until his OSHA
charge, which was filed after his termination. Further, counsel
defends that he was discharged for refusing to perform assigned
tasks, intentionally putting his foot through the ceiling on two
occasions, having a negative attitude about the work, and un-
dercutting the morale of other employees. In this letter, counsel
also states:
Notably, in less than two months that Rivera had worked for
Alternative Energy, he had significantly undercut morale
among Alternative Energy’s small group of employees. Rive-
ra [Chapman] had disclosed his rate of pay to other employ-
ees, prompting the mother of another employee to contact
Carreno [Cary] and complain3. . . . Furthermore, Rivera pre-
sented a negative attitude about performing his duties. He fre-
quently grumbled about the tasks he was assigned and his re-
fusal to perform assigned tasks resulted in other employees
having to pick up his slack.
In Chapman’s written Response to OSHA to counsel’s letter,
he states: “The accusation that I spoke to the other employee
[sic] about my pay is false because I had gotten threatened at
the time of the pay increase by the supervisor that if I spoke I
would get fired.” Later in the statement he states: “I have never
disclosed my pay rate to any of the other 2 employees. I re-
member very well being threatened with loss of employment by
Scott if I divulged my pay rate; he also mentioned that they had
fired people previously for this.”
Respondent presented a number of witnesses who testified
about Chapman’s work and attitude. Hughes had been em-
3 It is clear that Hughes’ stepmother called Cary, but when, what was
said in this conversation, and whether Chapman was discussed, was not
established.
ployed by the Respondent until about April 2012, when he
voluntarily left its employ; he worked with Chapman for about
2 months; his stepmother and Cary are friends. He testified that
Chapman, “. . .didn’t want to do what he was told to do . . . The
last job . . . that he worked on, he didn’t feel that the attics were
workable. So, he basically said that he wasn’t going to do it.”
Because of his refusal to do the work, Hughes had to do blow
the insulation in the attic, and that situation had happened pre-
viously, as well. On another occasion, while they were working
at a church, they were taking turns working in the attic, and
Chapman refused to take his turn. They almost got into a fight
on this occasion, but they were separated by a maintenance
employee. He never told any of the bosses about Chapman’s
refusal to perform this work prior to the time he was dis-
charged. In a statement that Hughes provided to the Respondent
dated February 13, 2012, he states, inter alia, that Chapman was
lazy, insubordinate, that he always tried to find the easiest half-
way to complete a job, he had a bad attitude and only changed
his attitude when a supervisor appeared at the worksite. He
testified that after Chapman fell through the ceiling “two days
in a row” he said, “I’m done, I’m not doing this anymore, this
is ridiculous. The company is asking too much of us.” Obando,
whose father is also employed by the Respondent, has not
worked alongside Chapman at jobsites, but has spoken to him
at the Company’s warehouse. He testified that Chapman com-
plained about the masks and tools that they used on the jobsites
and this indicated to him that he was not a good employee and
he told Sipperley about Chapman’s complaints and his poor
attitude: “When you complain a lot, it’s because you are always
going to find something to not do the work.” He testified that
the employees always had the proper tools to work with, and
nobody else complained about the equipment that was supplied
to them.
Sean Farrell is a manager of the Respondent. He only met
Chapman on one occasion; it was on a jobsite and he got the
impression that Chapman “was not going to work out, that he
was not somebody that we would want working for us.” The
reason for this impression: “The first thing out of his mouth
was he was complaining that he wasn’t getting paid enough,
that it was hot. I was like, yeah, it’s a hot job. There’s not much
we can do about it.” In addition, he was told by Hughes, Sip-
perley, Craig, and Cary that Chapman refused to do his work,
although he never knew this on a first-hand basis. Craig testi-
fied that he met Chapman at a school job, introduced himself,
and asked how was he doing? Chapman gave his name and said
that it was a very difficult job, and Craig responded: “Absolute-
ly, it is a difficult job.” He saw him again at the River Grande
Apartments job (where Chapman went through the floor of the
ceiling). Chapman called him to say that they were having
trouble gaining access to the attic in order to blow the insula-
tion. Craig testified that there are full attics in which a person
can stand and walk in and out of the attic, and there are limited
access attics, where you cannot stand and you have to crawl
through the attic area; River Grande was a limited access attic.
Each unit had its own access to the attic, but you could see
through to the adjacent attic as there was no firewall between
them. Chapman said that they were having trouble with access,
that they couldn’t crawl through the attic to gain access to the
1214
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
entire area. Chapman told him that the access was too limited,
and he told Chapman:
You can’t crawl through there. I said I understand. What you
do in that case is go in the access of apartment A, blow that
area, come down, go to apartment B, go through that attic ac-
cess, and then blow the area over that apartment. It is more
work, it takes longer, it’s extra steps, but when you have a
limited access attic, that is the absolute best way to deal with
it.
Shortly thereafter, he received a text message from Chapman
showing a foot through the attic floor, saying, this is what hap-
pens when you try to crawl through the attic. He understood
that to mean that Chapman did not follow his directions of
blowing one unit at a time, and crawled through the attic to do
both units: “I just felt that it was unnecessary for that to have
happened because I know from experience that if we had simp-
ly gone into each attic access, we could have successfully done
that job without an incident.” Craig then went to the River
Grande apartments to attempt to correct the situation, by con-
tacting their contractor to repair the damage, and to be sure that
the resident of the apartment was being taken care of. Shortly
thereafter, he told Cary and Sipperley of the incident, and that if
Chapman had followed his instructions, it would not have oc-
curred.4 On September 2, while working in the attic at the
same location, Chapman’s feet went through the ceiling again,
and he sent another text and picture to the Company.
Cary, Sipperley, and Farrell met in Orlando on August 30 to
discuss the Company’s operation as well as some employee
issues. One of subjects that they discussed was Chapman and
they decided that he “was not a good fit for the company” and
should be discharged. One of the reasons that they considered
him not a good fit was that he had a bad attitude and was un-
dercutting morale. Cary testified that they did not believe that
he was undercutting morale by disclosing his wages to other
employees. Even when shown the position statement that they
provided to OSHA, as set forth supra, he testified that this did
not contribute to his discharge. Cary testified that the reasons
that they terminated Chapman were that he didn’t want to work,
resulting in other employees complaining about him, he was
not a right fit for the job and “it wasn’t the right skill set,” and
Chapman made it clear to him and to the other employees that
he wasn’t happy at the job by saying that the work was too hot
and the pay was too low. On notes that he took at this August
30 meeting, Cary wrote: “Not fit for AEA philosophy. Let’s
terminate.” In addition, he put his foot through the ceiling on
two occasions, the second after they had decided to discharge
him. Sipperley testified that he does not know the nature of
Hughes’ stepmother’s call to Cary, and does not remember that
the conversation was spoken of when they decided to terminate
Chapman at this meeting. Farrell testified that he was at the
August 30 meeting where they decided to discharge Chapman
and whether he talked about his wages to other employees was
never discussed at this meeting. Since he had the most
4 Respondent’s records state that in 2012 they performed 13,600 jobs
and there were 57 situations where employees’ feet broke through the
ceiling.
knowledge of Chapman’s work, he presented the facts to Cary
and Sipperley, recommended that Chapman be dismissed, and
neither Cary nor Farrell disagreed with his recommendation.
Sipperley did not meet with Chapman to tell him that he was
discharged until September 7 because Cary, who handles the
paperwork for the Company, was out of town and he had to
wait until he returned. On the morning of September 7 he met
Chapman and told him that his services were no longer needed.
He doesn’t remember Chapman’s response, other than it was
“very antagonistic.”
III. ANALYSIS
There are two violations alleged herein: that Respondent, by
Sipperley, instructed Chapman not to discuss his wages with
other employees and threatened to discharge him if he did so,5
and discharged him on September 7 because it believed that he
had discussed his wages with other employees, in violation of
Section 8(a)(1) of the Act. As stated above, the most credible
and believable witness herein was Craig; his testimony was
direct, brief, and responsive to the questions, whether asked by
counsel for the Respondent or counsel for the General Counsel.
On the other hand, the least credible witness was Cary, whose
answers were evasive, rarely responsive, and were never brief,
especially in response to questions from counsel for General
Counsel, where he often attempted to explain more than was
asked of him. Sipperley was more credible than Cary, but did
not have a clear recollection of the facts, which could be a re-
sult of the fact that the situation occurred 18 months prior to the
hearing. Finally, Chapman, Farrell, Hughes, and Obando ap-
peared to be fairly credible witnesses testifying to the events as
they best remembered them.
Chapman was the only witness who testified about the al-
leged threat from Sipperley. Hughes and Obando testified that
neither Sipperley, nor any other supervisor, threatened them
when they were given wage increases, and Sipperley testified
that he has no recollection of making such a threat. As between
Sipperley and Chapman, I found Chapman to be more credible.
He had a better recollection of the facts, and admitted to facts
that were not helpful to his case, such as the fact that he did not
tell other employees about his raise. In addition, the reality of
the situation is that Sipperley gave Chapman a raise about 2
months earlier than normal company policy, and might have
been concerned that the other employees would learn about it. I
therefore find that the Respondent, by Sipperley, in August,
told Chapman not to tell anyone else about his wage increase
and threatened to fire him if he did so, in violation of Section
8(a)(1) of the Act. Radisson Plaza Minneapolis, 307 NLRB 94
(1992); Windstream Corp., 352 NLRB 510, 513 (2008).
The remaining allegation is that the Respondent discharged
Chapman on about September 7 because it believed that he had
discussed his wages with other employees in contravention of
Sipperley’s orders. This issue is to be judged under the guide-
lines established in Wright Line, 251 NLRB 1083 (1980). The
5 Counsel for the Respondent, in her brief, for the first time, alleges
that this allegation is barred by Sec. 10(b) of the Act because it was not
alleged until the filing of the first amended charge on February 2, 2012.
Even if true, this defense in untimely.
ALTERNATIVE ENERGY APPLICATIONS, INC.
1215
initial issue, under that test, is whether counsel for the General
Counsel has made a prima facie showing sufficient to support
the inference that protected conduct was a “motivating factor”
in the Respondent’s decision to terminate Chapman. If that has
been established, the burden then falls to the Respondent to
establish that it would have terminated him even in the absence
of his protected conduct. Counsel for the General Counsel al-
leges that Chapman was discharged because the Respondent
believed that he had discussed his wages with other employees.
The two principal difficulties with this allegation is that counsel
for the General Counsel has not established the basis for the
Respondent’s alleged mistaken belief, and the Respondent has
established that Chapman was, in fact, not a satisfactory em-
ployee.
The sole evidence establishing that Chapman spoke to other
employees about his wages is contained in the position state-
ment dated October 21 provided by counsel for the Respondent
to OSHA, stating that he “. . . had disclosed his rate of pay to
other employees, prompting the mother of another employee to
contact Carreno and complain.” However, this statement was
not further supported by any other testimony. Sipperley testi-
fied that he knew that Hughes’ stepmother called Cary, but
didn’t know anything else about the conversation, and Cary
testified that he received a telephone call from Hughes’ step-
mother, but never testified about the substance of the call. The
position statement also states that he was fired for his poor
attitude, for refusing to perform the assigned tasks, and for
putting his foot through the ceiling, and when Chris, Sipperley,
and Farrell met in Orlando on August 30, they decided that
Chapman should be discharged because he was “not a good fit”
for the Company. In addition, testimony from Craig, Farrell,
Hughes and Obando establishes that he didn’t follow direction
(Craig’s testimony about the River Grande Apartments job) and
that he, at times, performed the work that he wanted to do, ra-
ther than what he was assigned to do (the testimony of Craig
and Hughes) as is also set forth in Respondent’s position state-
ment. While Cary testified that Chapman asked him to “break
the law” by not making the required deductions from his pay as
required by the State of Florida for child support, I find that this
was an afterthought on the part of the Respondent and played
no part in its decision to discharge Chapman on August 30.
Although I have found that Sipperley told Chapman not to
discuss his August wage increase with any of the other employ-
ees, with a threat of discharge for violating the directive, there
is no direct evidence that he did discuss the wage increase with
any other employees and there is credible evidence to support
the Respondent’s defense that he was not a good fit for the
company. Although Respondent’s position letter refers to his
alleged statement to other employees about his rate of pay, that
statement, alone, is not enough to satisfy General Counsel’s
burden under Wright Line. I therefore find that counsel for the
General Counsel has not sustained her initial burden herein, and
recommend that this allegation be dismissed.
CONCLUSIONS OF LAW
1. Respondent has been an employer within the meaning of
Section 2(2), (6), and (7) of the Act.
2. Cary Carreno, Scott Sipperley, and Sean Farrell are super-
visory employees and agents of the Respondent within the
meaning of Section 2(11) and (13) of the Act.
3. Respondent, by Sipperley, violated Section 8(a)(1) of the
Act on about August 1, by ordering Chapman not to discuss his
wages with other employees, and threatened to discharge him if
he did.
4. Respondent did not further violate the Act by discharging
Chapman on about September 7, 2011.
THE REMEDY
Having found that the Respondent violated Section 8(a)(1) of
the Act by telling Chapman not to discuss his wages with other
employees, I recommend that the Respondent be ordered to
cease and desist therefrom and to post the notice to employees
referred to below.
[Recommended Order omitted from publication.]