362 NLRB 334
International Longshore and Warehouse Union, International Longshore and Warehouse Union, Local 4, a
334
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
International Longshore and Warehouse Union, In-
ternational Longshore and Warehouse Union,
Local 4, and International Longshore and
Warehouse Union, Local 8 and Tidewater Barge
Lines, Inc. Case 19–CC–111986
March 26, 2015
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS MISCIMARRA
AND HIROZAWA
On April 25, 2014, Administrative Law Judge Eleanor
Laws issued the attached decision. The Respondents
filed exceptions and a supporting brief, the General
Counsel filed an answering brief, and the Respondents
filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions1 and briefs and has decided to
affirm the judge’s rulings, findings,2 and conclusions and
1 The Respondents’ exception that the Board lacked a quorum at the
time it announced the appointment of Ronald K. Hooks as Regional
Director for Region 19, and that consequently the Notice of Hearing
must be quashed and the complaint dismissed, is without merit. Alt-
hough Regional Director Hooks’s appointment was announced on
January 6, 2012, the Board approved the appointment on December 22,
2011, at which time it had a quorum. See Mathew Enterprise, Inc. v.
NLRB, 771 F.3d 812, 813 (D.C. Cir. 2014) (“[T]he President’s recess
appointment of Member Becker . . . was constitutionally valid.”); Ges-
tamp South Carolina, LLC v. NLRB, 769 F.3d 254, 257–258 (4th Cir.
2014) (same).
2 In affirming the judge’s findings that the Respondents violated Sec.
8(b)(4)(i) and (ii)(B), we find it unnecessary to pass on whether Kadoke
Marine Management is an ally of the primary employers United Grain
Corporation (UGC) and Columbia Grain International (CGI). Notwith-
standing the alleged ally relationship with Kadoke, the record fully
supports the judge’s finding that the Respondents’ picketing specifical-
ly targeted another, undisputedly neutral employer, Tidewater Barge
Lines, Inc. (Tidewater), and was aimed at coercing Tidewater to cease
doing business with UGC and CGI. Specifically, the Respondents
moved their picket boats into place when Tidewater tugboats ap-
proached the water-based spud barges transporting grain for UGC and
CGI; they specifically blocked Tidewater’s tugboats from approaching
the spud barges; and the picketers yelled at Tidewater’s tugboat em-
ployees to turn their tugboats around and go back to the dock. The
Respondents’ conduct evinces an unlawful secondary object to enmesh
neutral Tidewater in the Respondents’ primary labor dispute with UGC
and CGI. See Electrical Workers Local 970 (Interbox America), 306
NLRB 54, 58 (1992); Truck Drivers, Chauffeurs & Helpers Local No.
100, Teamsters, 250 NLRB 1201, 1203 (1980) (“[I]t is clear that Re-
spondent sought to enmesh neutral employers in its [primary] dis-
pute.”).
Chairman Pearce joins his colleagues in affirming the judge’s find-
ing of a violation. However, contrary to the judge, he would find that
Kadoke Marine Management is an ally of the primary employers and
that the Respondents’ picketing of Kadoke was lawful. In finding
Kadoke is an ally, the Chairman relies on the facts that: Kadoke was
created during the labor dispute; the primary employers were its only
to adopt the recommended Order as modified and set
forth in full below.3
ORDER
The National Labor Relations Board orders that the
Respondents, International Longshore and Warehouse
Union, International Longshore and Warehouse Union,
Local 4, and International Longshore and Warehouse
Union, Local 8, San Francisco, California, Vancouver,
Washington, and Portland, Oregon, their officers, agents,
and representatives, shall
1. Cease and desist from
(a) Engaging in, or inducing or encouraging any indi-
vidual employed by Tidewater Barge Lines, Inc. or by
any other person engaged in commerce or in an industry
affecting commerce to engage in, a strike or refusal in the
course of his employment to use, manufacture, process,
transport, or otherwise handle or work on any goods,
articles, materials, or commodities, or to perform any
services, where an object thereof is to force or require
Tidewater Barge Lines, Inc. or any other neutral person
engaged in commerce or in an industry affecting com-
merce to cease using, selling, handling, transporting, or
otherwise dealing in the products of, or to cease doing
customers; the primary employers requested that Tidewater charter a
tugboat to Kadoke, which Tidewater did (in addition to bareboat char-
tering grain barges to Kadoke); Kadoke’s use of the tugboat was lim-
ited to shuttling barges for the primary employers; the primary employ-
ers were the guarantors of the bareboat charters for Kadoke; and the
bareboat charter was to cease upon resolution of the primary labor
dispute, with Tidewater to resume operation of the vessel at that time.
The Chairman distinguishes these facts from General Teamsters Local
959, State of Alaska v. NLRB, 743 F.2d 734 (9th Cir. 1984), on which
the judge relied, because here, unlike in General Teamsters, there is no
evidence that Kadoke served other shippers during the period of the
dispute. Moreover, whereas in General Teamsters the primary em-
ployer had no legal relationship to or oversight over the purported
ally’s tugboat, here, the primary employers instigated Kadoke’s bare-
boat charter and served as its guarantors. The Chairman finds that
because Kadoke came into being in the midst of the primary dispute,
see Advance Electric, 268 NLRB 1001, 1004 (1984), enfd. 748 F.2d
1001 (5th Cir. 1984), cert. denied 470 U.S. 1085 (1985), and its opera-
tions were tailored to the primary employers’ needs to the exclusion of
all else (as evidenced by the fact that the primary employers arranged
the bareboat charter agreement between Tidewater and Kadoke), Ka-
doke was an ally of the primary employers. Analyzing the picketing of
ally Kadoke under the standard set forth in Sailors Union of the Pacific
(Moore Dry Dock Co.), 92 NLRB 547 (1950), the Chairman would find
it lawful. Thus, Kadoke was engaged in its normal business at the spud
barge when the picketing of it occurred, the picketing clearly disclosed
that the dispute was with the primary employers, and the picketing was
reasonably close to the situs of the Respondents’ dispute with Kadoke
at the spud barges.
3 We shall modify the judge’s recommended Order to conform to the
violations found and to the Board’s standard remedial language. We
shall substitute a new notice to conform to the Order as modified and in
accordance with our decision in Durham School Services, 360 NLRB
694 (2014).
362 NLRB No. 40
LONGSHOREMEN ILWU LOCAL 4 (TIDEWATER BARGE, INC.)
335
business with, United Grain Corporation and Columbia
Grain International.
(b) Threatening, coercing, or restraining Tidewater
Barge Lines, Inc. or any other person engaged in com-
merce or in an industry affecting commerce, where an
object thereof is to force or require Tidewater Barge
Lines, Inc. or any other neutral person engaged in com-
merce to cease using, selling, handling, transporting, or
otherwise dealing in the products of, or to cease doing
business with, United Grain Corporation and Columbia
Grain International.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days after service by the Region, post at
their business offices and meeting halls copies of the
attached notice marked “Appendix.”4 Copies of the no-
tice, on forms provided by the Regional Director for Re-
gion 19, after being signed by the Respondents’ author-
ized representative, shall be posted by the Respondents
and maintained for 60 consecutive days in conspicuous
places, including all places where notices to employees
and members are customarily posted. In addition to
physical posting of paper notices, notices shall be dis-
tributed electronically, such as by email, posting on an
intranet or an internet site, and/or other electronic means,
if the Respondents customarily communicate with their
employees and members by such means. Reasonable
steps shall be taken by the Respondents to ensure that the
notices are not altered, defaced, or covered by any other
material.
(b) Within 14 days after service by the Region, return
to the Regional Director for Region 19 signed copies of
the notice in sufficient number for posting by Tidewater
Barge Lines, Inc., if willing, at all places where notices
to employees are customarily posted.
(c) Within 21 days after service by the Region, file
with the Regional Director for Region 19 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that the Respondents have
taken to comply.
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
APPENDIX
NOTICE TO EMPLOYEES AND MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain on your behalf
with your employer
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT engage in, or induce or encourage any
individual employed by Tidewater Barge Lines, Inc. or
by any other person engaged in commerce or in an indus-
try affecting commerce to engage in, a strike or refusal in
the course of his employment to use, manufacture, pro-
cess, transport, or otherwise handle or work on any
goods, articles, materials, or commodities, or to perform
any services, where an object thereof is to force or re-
quire Tidewater Barge Lines, Inc. or any other neutral
person engaged in commerce or in an industry affecting
commerce to cease using, selling, handling, transporting,
or otherwise dealing in the products of, or to cease doing
business with, United Grain Corporation and Columbia
Grain International.
WE WILL NOT threaten, coerce, or restrain Tidewater
Barge Lines, Inc. or any other person engaged in com-
merce or in an industry affecting commerce, where an
object thereof is to force or require Tidewater Barge
Lines, Inc. or any other neutral person engaged in com-
merce to cease using, selling, handling, transporting, or
otherwise dealing in the products of, or to cease doing
business with, United Grain Corporation and Columbia
Grain International.
INTERNATIONAL LONGSHORE AND WAREHOUSE
UNION, INTERNATIONAL
LONGSHORE
AND
WAREHOUSE
UNION,
LOCAL
4,
AND
INTERNATIONAL LONGSHORE AND WAREHOUSE
UNION, LOCAL 8
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
336
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/19-CA-111986 or by using the QR code
below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Labor Relations
Board, 1099 14th Street, N.W., Washington, D.C. 20570, or
by calling (202) 273–1940.
Susannah C. Merritt, Esq., for the General Counsel.
Robert H. Lavitt, Esq. and Laura Ewan, Esq. (Schwerin, Camp-
bell, Barnard, Iglitzin & Lavitt, LLP), for the Respondents.
Michael T. Garone, Esq. (Schwabe, Williamson & Wyatt), for
the Charging Party.
DECISION
STATEMENT OF THE CASE
ELEANOR LAWS, Administrative Law Judge. This case was
tried in Portland, Oregon, on January 14–16, 2014. Tidewater
Barge Lines, Inc. (the Charging Party or Tidewater), filed the
charge on August 26, 2013,1 and the General Counsel issued
the complaint on September 18, 2013. The International Long-
shore and Warehouse Union, International Longshore and
Warehouse Union Local 4, and International Longshore and
Warehouse Union Local 8 (the Respondents,2 ILWU, or the
Union) filed a timely answer denying all material allegations
and setting forth affirmative defenses.
The parties filed closing briefs, as scheduled, on March 28,
2013. For reasons discussed below, on April 9, the General
Counsel filed a motion to strike certain of the Respondent’s
defenses and, in the alternative, a request to file a supplemental
brief. The submission included the supplemental brief, which
is admitted into the record. The Respondent requested an op-
portunity to respond, and the response, which is also admitted
into the record, was received on April 24.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel, the Respondent, and the Charging
Party, I make the following
1 All dates are 2013, unless otherwise indicated.
2 I refer at times to the Respondent in the singular but recognize that
three-related entities are named.
FINDINGS OF FACT
I. JURISDICTION
The Respondents are labor organizations within the meaning
of Section 2(5) of the National Labor Relations Act (the Act).3
The Charging Party, a State of Oregon Corporation, with an
office and place of business at the Port of Portland in Portland,
Oregon, is an employer engaged in commerce within the mean-
ing of Section 2(2), (6), and (7) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
The complaint alleges that the Respondents violated Section
8(b)(4)(i) and (ii)(B) of the National Labor Relations Act (the
Act) by picketing at Tidewater’s facilities in Wilma, Washing-
ton, Central Ferry, Washington, and Hayden Island, Oregon, on
various dates since August 19, 2013.
A. Procedural History
On September 20, 2013, the General Counsel filed a petition
for preliminary injunctive relief under Section 10(1) of the Act
in U.S. District Court. The Respondent filed a response on
October 2. On October 15, U.S. District Court Judge Ann Ai-
ken issued an opinion and order granting the General Counsel’s
petition and enjoining the ILWU from further picketing Tide-
water. On October 21, the General Counsel filed a petition for
contempt, and on October 31, Judge Aiken found the ILWU
was in contempt of her October 15 order. At Tidewater’s re-
quest, I take administrative notice of documents pertaining to
the injunctive proceedings under Section 10(l) of the Act.
B. Background
1. The grain companies and ILWU labor dispute
Grain companies in the Pacific Northwest have long em-
ployed grain handlers from the ILWU. A labor dispute arose
between the ILWU and two of the grain companies, United
Grain Corporation (UGC) and Columbia Grain International
(CGI).4 UGC is owned by Mitsui & Co., and CGI is owned by
Marubeni Corporation, both of which are Japanese corpora-
tions.5 UCG and CGI have been Tidewater’s customers for
about 25 years. Both companies have large export terminals on
the Columbia River, which creates the border between Wash-
ington and Oregon. UGC’s export terminal is on the Washing-
ton side of the river in Vancouver. CGI’s export terminal is on
the Oregon side at the Port of Portland, terminal 5. Both UGC
and CGI also have smaller elevators along the Snake River,
which empties into the Columbia River and runs along the bor-
der between Washington and Idaho. Grain is transported by
barge and rail from the smaller elevators to the larger export
terminals.
3 The ILWU’s attorney requested I reconsider my denial of its mo-
tion to correct the pleadings, which I decline for the reasons originally
articulated at the hearing.
4 This labor dispute is the topic of various pending litigation. Its un-
derlying details are not relevant to my determinations here.
5 I refer to UCG and CGI as the “grain companies” in this decision.
When I am discussing other grain companies, they are named and/or
distinguished as companies other than UGC or CGI.
LONGSHOREMEN ILWU LOCAL 4 (TIDEWATER BARGE, INC.)
337
The grain handlers’ responsibilities include unloading grain
from barges and performing maintenance and repair at the grain
elevators. They do not operate tugs or tow barges.
Following failed contract negations between the ILWU and
both grain companies, they each declared impasse. UGC de-
clared impasse on February 27, 2013, and locked out the Union.
CGI followed suit, locking the Union out on May 4.
2. Tidewater’s operations
Tidewater’s primary business consists of transporting com-
modities up and down the Columbia and Snake Rivers using
tugs and barges. Tidewater’s administration building, located
in Vancouver, Washington, houses its administrative offices.
The Tidewater industrial center,6 also in Vancouver, is com-
prised of a dry dock and some maintenance barges. All vessels
are serviced there. The empty barges are also sometimes trans-
ported via tug to Tidewater’s maintenance facility in Vancou-
ver.
Bob Curcio is Tidewater’s chief executive officer and Bruce
Reed is vice president and chief operating officer. Geoff Doer-
fler, the dispatch and logistics manager, reports to Reed. Brian
Fletcher is Tidewater’s port captain. He reports to Craig Nel-
son, vessel operations manager.
A tug has four or five crew members, consisting of a captain,
pilot, and two or three deck mechanics. The captain is respon-
sible for operating the vessel and the pilot is responsible for
navigation. The deck mechanics take care of the vessel, make
and break tows, cook, and clean up. There are two shifts for
the crewmembers: the first shift works the first 15 days of the
month and the second shift works from the 16th to the last day
of the month. While on the vessel, two sets of crewmembers
work rotating 6-hour shifts.
Tidewater has about 240 employees, including its roughly
120–140 crewmembers. The crewmembers are represented by
the Inland Boatman’s Union (IBU), which is the marine divi-
sion of the ILWU. Tidewater has a collective-bargaining
agreement (CBA) with the IBU. Rule 26 of the CBA provides:
It shall not be a violation of this Agreement, and it shall not be
cause for discharge of disciplinary action in the event an Em-
ployee refuses to enter upon any property involved in a prima-
ry labor dispute or refuses to go through or work behind any
primary picket line including the primary picket line of Union
party to this Agreement and including primary picket lines at
the Employer’s places of business.
(GC Exh. 2.)7
The main commodities Tidewater transports are grain and
petroleum, each of which comprises about 40 percent of its
total business. Tidewater also transports export containers,
6 This is sometimes referred to in the transcript as the TIC.
7 Abbreviations used in this decision are as follows: “Tr.” for tran-
script; “GC Exh.” for General Counsel’s exhibit; “R. Exh.” for Re-
spondents’ exhibit; “GC Br.” for General Counsel’s brief; “CP Br.” for
the Charging Party’s brief; and “R. Br. for the Respondents’ brief.
Although I have included several citations to the record to highlight
particular testimony or exhibits, I emphasize that my findings and con-
clusions are based not solely on the evidence specifically cited, but
rather are based on my review and consideration of the entire record.
solid waste containers, fertilizer, chemicals, and wood products.
Commodities are loaded onto the barges, which are then pushed
by tugs. Tidewater owns 11 of its tugs and leases the remainder
from financial institutions. At the time period relevant to the
instant case, Tidewater possessed 16 tugs, but only operated 13.
Tidewater owns about 80 percent of its barges and leases the
remainder from financial institutions. During the relevant time
period, Tidewater operated about 182 barges, 62 of which were
grain barges. Some of the grain barges were chartered to other
companies, as detailed below.
Tugs usually transport four barges latched together. The
barges generally carry mixed commodities among them, and
some may be empty. When it is time for the barges to separate
they go temporarily to a tie-off location, which can take a cou-
ple different forms. One such tie-off is called a “spud barge”
which is essentially a floating dock. Other tie-offs include a
“beach barge” which consists of two barges tied end-to-end and
secured to the shore with ropes and wires. The barges are se-
cured to the tie-off and separated when a barge needs to be
delivered or “spotted” to a customer. When barges are spotted
to a grain customer, they are tied to a “dolphin” which is a steel
structure used for loading the grain.
Tidewater has three spud barges near the Port of Portland, re-
ferred to as Hayden Island upper, middle, and lower. CGI’s
grain export facility at terminal 5 in Portland is about 2.5 miles
from Hayden Island lower, 3 miles from Hayden Island middle,
and 4.5 miles from Hayden Island upper. UGC’s grain facility
in Vancouver is about 2.5 miles from Hayden Island lower, 2
miles from Hayden Island middle, and .5 mile from Hayden
Island upper. Tidewater’s grain barges headed for CGI or UGC
are concentrated at the Hayden Island upper spud barge.
In Wilma, Tidewater owns a spud barge which sits next to a
petroleum tank farm that is out of operation. Tidewater’s spud
barge is about a mile downriver from CGI’s Wilma grain eleva-
tor, and the two facilities are not visible from each other.8
Tidewater uses the Wilma spud barge to build tows for a varie-
ty of different customers. (Tr. 189–195.) Finally, Tidewater
has a beach barge in Central Ferry, approximately a mile from
CGI’s Central Ferry grain elevator.
3. Grain transportation
Tidewater transports grain for several companies, including
CGI, EGT, Kalama Export, UGC, Louis Dreyfus, Lewis &
Clark, CHS, and TEMCO. Though there are fluctuations, CGI
and UGC each comprise about 20 percent of Tidewater’s grain
business. Grain is hauled yearround, but the busiest time is
harvest season, which runs from July through October or No-
vember. Within that period, August through the first week of
September is busiest. The barges Tidewater uses to haul grain
are uniquely designed to haul only grain and they are built spe-
cifically for the Columbia and Snake River system.
Grain is stored in the various grain companies’ elevators un-
til it is ready to be transported downriver toward Portland. The
grain companies notify Tidewater’s dispatchers when they want
a load transported, and the dispatchers manage the fleet to meet
8 It takes about 37–40 hours to take a tow from Wilma to the Port-
land/Vancouver area.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
338
the customers’ needs. Tidewater uses a tug to deliver an empty
barge to the elevator. Grain handlers, employed by the grain
companies, load the barge, which takes about 6–7 hours.9 Usu-
ally the tug leaves so that its crew can attend to other work
while the barge is loading, and a different tug picks up the
loaded barge. The loaded barge then goes to a tie-off and
hooks up with other barges to proceed downriver toward the
Port of Portland. Once the barges have arrived downriver, they
go to the grain companies’ export elevators. They are unloaded
and then transported back to the Hayden Island spud barge
where they are then hooked up with other barges for transporta-
tion upriver.
The barges sometimes store the grain until it is ready to be
unloaded at the grain companies’ facilities.
C. Bareboat Charter Agreements
As harvest season approached, UGC and CGI asked Tide-
water if it would charter a tug to Kadoke Marine Management
(Kadoke), a company created in the summer of 2013.10 On
August 1, Tidewater and Kadoke entered into an agreement for
Tidewater to bareboat charter the tug Invader to Kadoke.11
Under a bareboat charter, the owner retains ownership but re-
linquishes operation and maintenance of the tug to the charter-
er. Pursuant to the terms of the agreement, the bareboat charter
would cease and the Tidewater would resume operation of the
Invader if the labor situation between the ILWU and the grain
companies resolved. The charter required that the Invader
would be used only for shuttling barges between the grain
companies (UGC and CGI) and Tidewater’s spud barges. (R.
Exh. 2.)
The same day, August 1, Tidewater bareboat chartered barg-
es under these same basic terms. Under the agreement, Tide-
water bareboat chartered to Kadoke loaded grain barges that
were tied off at Hayden Island upper. Though not specified
under the agreement, Kadoke was to transport the barges to
UGC or CGI for discharge. The barge remained Kadoke’s
responsibility until a Tidewater tug reconnected to it. (R. Exhs.
4–7; Tr. 272–282.) A services agreement between Kadoke and
the two grain companies, entered into on July 26, 2013, set
forth the terms of service in detail. The agreement gave UGC
and CGI significant control over the scope of services Kadoke
was to provide as well as control over budget and funding con-
cerns, including the right for the grain companies to audit Ka-
doke’s books. (R. Exh. 12.)
Tidewater undertook similar actions upriver by bareboat
chartering the tank Stacy T and some of its barges to JT Marine
for use between CGI’s upriver terminals and Tidewater’s tie-
9 On a few vessels used only during harvest season, a Tidewater em-
ployee opens the hatches when the barge comes to a grain facility.
10 Dodge, the IBU’s regional director, contends that Reed, Nelson,
and Sheryl Blunck discussed bareboat chartering to the grain compa-
nies. (Tr. 346–347.) Reed denies this. (Tr. 453.) Resolution of this
conflicting testimony is unnecessary for me to render my decision, as I
rely on evidence of the charters themselves rather than Dodge’s recol-
lection of what was conveyed in meetings.
11 Tidewater Holdings is listed as the owner on this agreement.
Tidewater Barge Lines and a smaller company called Tidewater Termi-
nal Company comprise Tidewater Holdings. (Tr. 264.)
offs in Central Ferry and Wilma. (R. Exh. 3; Tr. 269–270.)
Under the bareboat charter agreement, JT Marine had the Stacy
T pick up a barge at Tidewater’s upriver tie-offs and transport it
to the CGI grain elevators in Wilma and Central Ferry for up-
loading. Once loaded, JT Marine transported the barge back to
Tidewater’s upriver spud barge and beach barge to connect
with other barges for transportation downriver. The bareboat
charter ended once a Tidewater tug connected to the loaded
barge. The Tidewater tug then transported the grain downriver
as part of a larger load. When the loaded barges arrived down-
river, they were tied off at the Hayden Island spud barges.
Then, the barges headed for the UCG and CGI grain company
facilities in Vancouver and terminal 5, respectively, would be
picked up by the Invader and transported to the grain compa-
nies for discharge. The Invader then transported the empty
grain barges back to the spud barge. The bareboat charter
ceased when a Tidewater tug arrived at the spud barge to in-
spect the empty barge and take it for redelivery.
CGI and UGC, Kadoke’s only customers, were the guaran-
tors of the bareboat charters to Kadoke. CGI was guarantor of
the bareboat charters to JT Marine. (R. Exhs. 7–9; Tr. 311–
313.)
Under the charter agreements, Kadoke and JT Marine were
required to provide security for the chartered vessels, but Tide-
water did not pay for the security. (Tr. 273–274; R. Exh. 4.)
The Invader is noticeably different from Tidewater’s other
tugs because it displays a different color scheme. Between July
and October 2013, the Invader was present around Tidewater’s
Hayden Island upper spud barge. In October, Reed ordered
Kadoke to find another moorage based on his belief that the
Invader was drawing picketing activity.
Bradley Clark, a Local 4 executive board member and cau-
cus delegate, maintained a computer log tracking grain barges.
He compiled it through communications with the vessels out on
the river. Toward the beginning he updated it daily because
there was a lot of barge movement. When things slowed down,
he updated it a couple times a week. At some point in time,
each of Tidewater’s barges was bareboat chartered. (Tr. 299;
R. Exhs. 5–6.)
D. Picketing Activity
Shortly following the lockouts, the ILWU began picketing at
UGC and CGI’s downriver facilities near Portland, including
waterborne picketing using small boats.12 Local 4 and Local 8
coordinated picketing efforts. In August, IBU National Presi-
dent Alan Cote sent a letter to all IBU members advising them
that if they were confronted with an ILWU picket line they
should honor it. (GC Exh. 10.) As a result of Tidewater’s
IBU-represented crews’ decision to honor the ILWU’s picket
lines, Tidewater was unable to access UGC or CGI’s facilities
to deliver grain barges. As harvest season continued, this had a
significant effect on Tidewater’s business.
On August 8, 2013, Randal Olstad, regional manager for
CGI’s Pacific Northwest region, received a call informing him
that there was picketing activity at CGI’s Central Ferry facility.
He called the Central Ferry location and was told there was a
12 This picketing at the grain facilities is not at issue in this case.
LONGSHOREMEN ILWU LOCAL 4 (TIDEWATER BARGE, INC.)
339
picket boat by CGI’s dolphin load cell. Shortly after 3 p.m.,
Olstad and Rick Thompson, the warehouseman at Central Fer-
ry, took photographs of the picketing activity. Thompson ob-
served a roughly 20-foot aluminum boat anchored about 15 to
20 yards from the dolphin. There were two men inside it hold-
ing up two signs that said, “Columbia Grain, Unfair, Locked
out, An Injury to One is an Injury to All.” At about 8 that even-
ing, Olstad saw a similar picket boat anchored in front of the
dolphin at the Port of Wilma. There were two men holding up
the same signs. CGI was not able to load grain into barges
because Tidewater’s captains, who were to deliver the empty
barges, honored the picket lines. (Tr. 84–90.)
On August 19, there was another picket at the Port of Wilma.
The tug Stacy T picked up loaded barges from CGI’s Wilma
facility. At about 6 p.m., an ILWU picket boat followed the
Stacy T from CGI’s Wilma elevator to Tidewater’s Wilma spud
barge and stayed there as the barges were moored. Olstad ob-
served that when a Tidewater tug later came to pick up barges,
the picket boat moved to position itself between the tug and the
spud barge. Another Tidewater tug tried to pick up the barges a
couple hours later but the same thing occurred. When the se-
cond tug abandoned its efforts to pick up the barges, the picket-
ers returned to CGI’s Wilma grain elevator. The picket boat
was the same boat Olstad saw on August 9, with the same
signs. (Tr. 92–96.)
Picketing began early the morning of August 23 in Wilma.
A blue and white ski boat was anchored by the Tidewater dock.
A picketer held up a sign stating the same things as the previ-
ous signs. Shortly before 9 a.m., a Tidewater tug approached to
pick up the loaded barges. The picket boat moved to position
itself between the tug and the loaded barges. The tug did not
cross the picket line to pick up the barges. (GC Exhs. 6–7; Tr.
97–99.)
The previous evening, August 22, Larry Bartel was captain
of the tug Hurricane, which was headed toward Lewiston, Ida-
ho, with three empty grain barges to deliver to Lewis & Clark
Grain Company. When he was going by CGI at Central Ferry,
he received a call from an ILWU picket boat telling him they
had an active picket at the Central Ferry tie-off. He also said
they were camping at a local campground waiting for Tidewat-
er’s boats to show up. Bartel responded that he wasn’t going to
Central Ferry, and he proceeded up to Lewiston without inci-
dent.
On August 23, after the Hurricane’s crew unloaded the barg-
es in Lewiston, they received an assignment to go to the Wilma
tie-off to pick up loaded grain barges and take them to Vancou-
ver. Bartel did not know whose grain was loaded in the barges
and he did not know what facility the barges were being taken
to in Vancouver. As he approached Wilma, there was an
ILWU picket boat going back and forth along the moored barg-
es. Bartel saw signs that said ILWU Local 4 but could not read
the smaller print. He moved an empty grain barge to make
room for his tow, and then went back to pick up one of the
loaded barges. As he approached it, the picket boat moved
between the tug and the loaded barge. Bartel attempted to go to
the other end of the barge, but the picket boat positioned itself
to remain between the tug and the barge. He was unable to
pick up any grain barges. The Hurricane was dispatched back
up to Lewiston to pick up some loaded grain barges. When
they headed back downriver, there was another picket boat at
the Wilma facility with signs that said ILWU Local 4 and some
other smaller print that Bartel could not read. (Tr. 179–187.)
As the Hurricane approached Portland on August 26, Bartel
had a full tow consisting of two full grain barges, an empty
petroleum barge, and an empty chip barge. He saw two picket
boats at Hayden Island upper going back and forth about 150–
200 feet from the barges. A sailboat was anchored between
Haden Island upper and Hayden Island middle. The sailboat
had signs identifying itself as ILWU and stating they were
locked out from Columbia Grain. The Hurricane was dis-
patched to pull an empty barge out of Hayden Island middle. A
boat was parked at the beach nearby, and as Bartel hooked the
grain barge and started to move, the boat started going across in
front of him between Hayden Island upper and Hayden Island
middle towards the sailboat. Bartel and his crew took the emp-
ty barge to the Tidewater maintenance facility in Vancouver.
The tug Betty Lou was dispatched on August 23 to pick up
empty grain barges at Hayden Island middle. Fletcher rode
along to document any problems. A small boat with ILWU
signs kept pace with the Betty Lou on its starboard side. An-
other boat with two ILWU Local 4 signs and two ILWU signs
depicting “LOCKED OUT UGC UNFAIR” and “UGC
UNFAIR LOCKED OUT” was anchored below the tie-off at
Hayden Island middle. Fletcher videotaped what he saw from
the Betty Lou’s wheelhouse. As the Betty Lou approached, a
picketer stated, “This is a bona fide picket line of the ILWU.
We are picketing these barges of Columbia Grain, United
Grain.”13 “Turn yourselves around and go back to the dock.”14
“This is a bona fide picket line of the ILWU. Turn yourselves
around and go back to dock.”15 “Scabs touched these barges.
“Shame on Japan, shame on UGC.”16 “Run these scabs off our
river.”17 “This is a bona fide picket line of the ILWU. These
barges have been touched by non-union labor in a hostile work
environment caused by United Grain, Marubeni, Columbia
Grain, Mitsui Japan, United Grain. This is a bona fide picket
line of the ILWU.”18 The crew turned the Betty Lou around
and headed back to the dock without collecting any barges.
On September 13, Fletcher rode the tug Rebel to Hayden Is-
land upper to pick up empty grain barges. About 14 empty
barges were tied to the spud barge. (Tr. 161–162.) A fishing
boat and a sailboat with its sails down were anchored below the
barges. The fishing boat had a yellow sign with blue lettering,
stating, “ILWU Local 4”; “An Injury to One is an Injury to All”
on its starboard side window. On the port side there was a sign
saying “We Support ILWU” in the front window and a sign
saying “ILWU Local 4”; “An Injury to One is an Injury to All”;
“Locked Out.” The sailboat had a sign stating, “ILWU Local
4”; “An Injury to One is an Injury to All”; “Locked Out”; and
“ILWU Local 4”; “An Injury to One is an Injury to All”; “UGC
13 GC Exh. 8 at 2:50–3:10.
14 Id. at 3:20–3:22.
15 Id. at 3:28–3:35.
16 Id. at 3:40–3:47.
17 Id. at 3:55–3:57.
18 Id. at 4:00–4:27.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
340
Unfair”; on the port side of the boat. The starboard side had a
sign stating “ILWU”; “An Injury to One is an Injury to All”;
“Locked Out.” There were three tugs tied to the Hayden Island
upper spud barge: the Invader, the Washington, and the Daniel
Foss. (GC Exh. 9.) Tidewater owns the Invader but not the
Washington or the Daniel Foss. Normally other company’s
tugs do not tie-up at Hayden Island Upper. Reed understood
that the Washington and Daniel Foss were bareboat chartered to
Kadoke Marine from Shaver and Foss Maritime, respectively,
to do ship assist work for CGI and UCG.19 The tug crew did
not cross the picket line to pick up the barges. (Tr. 134.)
On October 16, Fletcher and Doerfler rode the tug Captain
Bob, which had been dispatched to pick up an empty grain
barge at Hayden Island upper at about 5:30 p.m. Doerfler vide-
otaped this attempt. A sailboat was anchored toward the Ore-
gon side of the tie-off. A fishing boat was anchored behind the
barges. Another small boat was not anchored. The boats had
signs similar to the previous ones. As the tug got closer, the
fishing boat pulled in front of the Captain Bob, blocking its
path to the barges. The tug had a sign that said “ILWU”;
“UGC Unfair Locked Out.” A passenger from a picket began
shouting, though the audio from the videotape footage is par-
tially indecipherable. A passenger can be heard shouting, a few
times, “This is an ILWU picket line” and “This is a bona fide
picket line of the ILWU.” Fletcher also heard a passenger from
the anchored vessel shout “Fuck you” and the videotape con-
firms this.20 Fletcher recalled the picketer also stated, “Go
back to your dock.” He heard verbiage about scab barges and
scab labor, which the videotape also captured.21 This was fol-
lowed by, “They’re coming after you next” and something
about “Japanese grain.”22 One of the picketers also says, “They
illegally locked us out”;23 and “What are they going to do to
you next?”24 The captain attempted to go to the head of the
spud barge to try to pick up the barge, but the boat followed
alongside, positioning itself between the tug and the barges. As
the tug made its approach to go in above the tie-off, the boat
pulled in front of the tug and blocked its path. The small boat
that had been anchored picked up its anchor and started coming
toward the tug. At that point, the Coast Guard came over and
asked if they would be making another attempt to pick up the
barge. The captain responded that they would not, and the tug
turned around and went back to the dock without picking up
any barges. (Tr. 134–141; GC Exh. 11.)
The plan for the empty barges be picked up at Hayden Island
upper on the dates set forth above was put them with other
barges to transport upriver for reloading at Tidewater’s various
grain company customers’ facilities. (Tr. 165–168.)
At around 7 a.m. on October 17, Olstad received word that
Tidewater tug was going to try to pick up some loaded barges
at the Wilma spud barge. He went to the spud barge at around
9 a.m. and saw a red aluminum 20-foot picket boat anchored
19 In Fletcher and Reed’s view, the tugs were standing by with crews
on board. (Tr. 154–157, 303–304.)
20 GC Exh. 11 at 1:41; Tr. 210.
21 GC Exh. 11 at 2:46–2:52; Tr. 210.
22 GC Exh. 11 at 2:52–3:04.
23 Id. at 3:32–3:33.
24 Id. at 5:58–5:59.
there, with picket signs and a red ILWU sign. A Tidewater tug
was hooked to an empty barge, which it took upriver to a grain
elevator. The tug then returned and tried to pick up the barges
loaded with CGI grain. The picket boat positioned itself be-
tween the tug and the barges. The tug crew did not cross the
picket line to pick up the grain.
Late in the morning on October 17, Nelson rode the tug Bet-
ty Lou, which was dispatched from Tidewater’s moorage in
Vancouver to Hayden Island upper to pick up empty grain
barge 168 and take it back to Tidewater’s maintenance facility
for repair. The barge had last offloaded wheat at Columbia
Grain. When he saw an anchored sailboat and a couple of
smaller boats around Hayden Island upper, Nelson began vide-
otaping. There were picketers in the boats holding and some-
times waving ILWU signs. As the tug got closer, the picketers
yelled for the crew to “Get back”; “Go back”; and “Back it
off.”25 They also said, “You ain’t getting in”; and “Turn it
around.”26 The crew turned the tug around and went back to
the moorage in Vancouver. (GC Exh. 12, video 1; Tr. 221–
223, 235.)
On October 18, Nelson rode the tug Sundial at around 10:30
a.m. to pick up empty grain barge 168 at Hayden Island upper
and take it to Tidewater’s maintenance facility. He made a
videotape of the attempt. There were about seven picket boats
around Hayden Island upper. As the tug approached, picketers
began yelling, though much of it is indecipherable. A picketer
said, “This is a bona fide picket line of the ILWU”;27 and “Un-
ion organized river.”28 Nelson heard a picketer telling them to
go home, go back to dock, and saying they could beat Marubeni
corporation.29 The picketers also made a comment about “cor-
porate greed.”30 The captain turned the tug around and they
headed back to the moorage in Vancouver. (GC Exh. 12, video
2; Tr. 223–227.)
Another attempt to pick up barge 168 occurred on October
20, when the tug Betty Lou was dispatched to Hayden Island
upper. Nelson rode along and videotaped their approach.
There were six picket boats with ILWU signs. Most of the
smaller print could not be read, but one sign said “ILWU Local
8”; “Columbia Grain Locked Out.” Another said, “ILWU Lo-
cal 4”; and “Shame on Mitsui.” As the tug approached, one of
the boats moved in front of it. The picketers began yelling,
though much of it is indiscernible. A picketer said, “Stand
together with your brothers of the ILWU”; “This is a bona fide
picket line of the ILWU”; “Turn your boat around”; “Turn your
boat around and go back to dock.”31 Three boats began moving
to block the tug’s access to the barge. A picketer yelled, “This
is a bona fide picket line of the ILWU”;32 “This is bullshit.
Turn your tug around and go back to the dock;”33 “Stand to-
gether against corporate greed”; “They illegally locked us out
25 GC Exh. 12, video 1, at 2:30–2:45.
26 Id. at 3:05–3:15.
27 GC Exh. 12, video 2, at :59–1:02.
28 Id. at 1:13–1:15.
29 The video backs up Nelson’s testimony. Id. at 1:40–1:50.
30 Id. at 1:57–2:00.
31 GC Exh. 13 at 2:02–2:23; Tr. 231.
32 GC Exh. 13 at 3:20–3:22; Tr. 213.
33 GC Exh. 13 at 3:40–3:44.
LONGSHOREMEN ILWU LOCAL 4 (TIDEWATER BARGE, INC.)
341
of our jobs”; “I just want to go to work.”34 The picketers con-
tinued to assert that this was a bona fide picket line of the
ILWU and instructed the tug to turn around. The tug turned
around and went back to the moorage in Vancouver. (GC 13;
Tr. 229–233.)
The only barges at Hayden Island upper on October 16, 17,
18, and 20 were grain barges. (Tr. 241–242.)
According to Clark, the Union’s goal was to put financial
pressure on the companies that locked them out and they only
picketed barges that went to CGI and UGC elevators.35 (Tr.
403.) Brant Mullane, a member of Local 4, stated that the fo-
cus of the picketing was CGI’s facilities and cargo handled at
their facilities. (Tr. 358–364, 370.) There was not picketing of
barges that off-loaded grain at customers other than CGI and
UGC. (Tr. 164, 199, 309–310.)
III. DECISION AND ANALYSIS
A. Respondent’s Noel Canning Defense
The Respondent, in its closing brief, asserts that the Notice
Of Hearing issued by the Regional Director must be quashed
and the complaint dismissed for lack of jurisdiction. Citing to
Noel Canning v. NLRB, 705 F.3d 490, 506–507 (D.C. Cir.
2013), cert. granted 133 S.Ct. 2861 (2013), and its progeny, the
Respondent argues that the Board’s actions, including the ap-
pointment of the Regional Director in this case, are invalid.
The General Counsel filed a motion to strike this defense, con-
tending it was not timely raised in the Respondent’s answer or
in its opening statement.
The defense was indeed raised for the first time in the Re-
spondent’s closing brief, and I therefore find it was waived.
See Approved Electric Corp., 356 NLRB 238, 238 fn. 1 (2010);
Harco Trucking, LLC, 344 NLRB 478, 479 (2005). The Re-
spondent contends that the defense is jurisdictional and there-
fore can be raised at any time, citing Roosevelt Corp., 132
NLRB 248, 255 (1961). That case, however, involved the
Board’s jurisdiction over an employer based on interstate
commerce. (R. Br. 1.) The Respondent also cites to NLRB v.
New Vista Nursing & Rehabilitation, 719 F.3d 203 (3d Cir.
2013), where the Third Circuit held that the statutory mandate
for a three-member composition of the Board is jurisdictional.
The General Counsel points out that the Eighth Circuit in NLRB
v. RELCO Locomotives, Inc., 734 F.3d 764, 794–795 (8th Cir.
2013), came to a different conclusion. The General Counsel
further cites to the Supreme Court’s decision in City of Arling-
ton v. FCC, 133 S.Ct. 1863, 1868–1871 (2013), to support its
assertion that the validity of the appointment at issue is nonju-
risdictional.36 I note also that the Fifth Circuit, in D. R. Horton,
Inc. v. NLRB, 737 F.3d 344, 351 (5th Cir. 2013), held that
“challenges under the Appointments Clause are ‘nonjurisdic-
34 Id. at 4:17–4:26.
35 Clark stated that if a vessel did not communicate its intentions to
the picketers, they would use the picket boats to form a picket line. He
also stated that the picketers radioed approaching vessels to ask their
intentions. (Tr. 385–387.) The evidence shows that sometimes there
was communication between the tug and the picket boats and some-
times there wasn’t.
36 Because the General Counsel and Charging Party were not on no-
tice of this defense, I accept the General Counsel’s supplemental brief.
tional structural constitutional objections’ that are within a
court's discretion to consider” (quoting Freytag v. Commission-
er, 501 U.S. 868, 878–879 (1991)).
Based on the foregoing, until the Board rules otherwise, I
find that the Respondent has failed prove the jurisdictional
nature of its affirmative defense based on the Regional Direc-
tor’s appointment. As it was raised for the first time in the
Respondent’s closing brief, I find it was waived and decline to
consider it.
B. Complaint Allegations
The complaint alleges that the picketing activity beginning
on August 19 violated Section 8(b)(4)(i) and (ii)(B) of the Act.
Under Section 8(b)(4) it is unlawful for a union to “induce or
encourage” anyone engaged in commerce to refuse to
“transport, or otherwise handle any goods, articles, materials, or
commodities,” or to “threaten, coerce, or restrain” anyone en-
gaged commerce when “an object” of this conduct is to “force
or require any person to cease using, selling, handling, trans-
porting, or otherwise dealing in the products” of another, “or to
cease doing business with any other person.” 29 U.S.C. §§
158(b)(4)(i) and (ii)(B). More simply put, a union may picket
primary employers with whom it has labor disputes, “but it runs
afoul of Section 8(b)(4) if it pickets a neutral employer with the
proscribed object of enmeshing the neutral employer in a con-
troversy not its own.” Oil Workers Local 1-591 (Burlington
Northern Railroad), 325 NLRB 324, 326 (1998).
The facts are largely undisputed. With regard to the upriver
picketing, I credit Olstad’s testimony about the picketing activi-
ty on August 19 and 23 at the Port of Wilma, as it is undisputed
and is consistent with similar picketing activity depicted on
videotape. Olstad’s testimony about the events of August 23 is
also uncontested and is supported by Bartel’s testimony, which
I likewise credit. As to the downriver picketing that was vide-
otaped, I find the footage to be reliable evidence of what oc-
curred on the dates in question. I also credit testimony from
Fletcher, Doerfler, and Nelson, as it is unrefuted and supported
by the videotapes. Witnesses for the ILWU, Mullane and
Clark, testified that the Union only picketed tugs trying to pick
up barges that had transported grain from UGC or CGI. This
testimony is likewise credible and consistent with other record
evidence.
I find the Respondent engaged in unlawful secondary picket-
ing because it targeted Tidewater, a neutral party. It is undis-
puted that the primary employers with whom the Union has
labor disputes are the grain companies UGC and CGI, and that
Tidewater is a neutral party. The Union asserts, however, that
the picketing at Tidewater’s spud barges and other tie-off loca-
tions was lawful because they were a common situs, i.e., a
common jobsite where the grain companies and other compa-
nies, including Tidewater, maintained a presence.
The Respondent relies on NLRB v. Ironworkers Local 443,
850 F.2d 551, 554 (9th Cir. 1988), for the proposition that a
union may picket a primary employer “at a situs under the con-
trol of the secondary employer, as long as the picketing is pri-
mary in nature.” That case involved construction sites where
both the primary employer and the neutral employer performed
work. Here, CGI and UGC maintained their own grain facili-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
342
ties where its employees performed grain-handling duties,
which did not include operating tugs or towing barges. The
spud barges and other tie-offs were owned and controlled by
Tidewater, and the grain company employees performed no
work there. As such, this case is distinguishable from the
Ironworkers Local 443 and the other cases the Respondent cites
involving worksites where employees of both the primary and
neutral employer perform work.
For similar reasons, I find the Moore Dry Dock criteria on
which the Respondent relies do not apply to the instant case.
Sailors Union of the Pacific (Moore Dry Dock), 92 NLRB 547
(1950). In Moore Dry Dock, the primary employer’s business
was “operating tramp ships in worldwide trade” and therefore
its ships comprised ambulatory worksites. Here, the grain
company workers did not operate tugs or tow barges, and they
did not perform work at Tidewater’s facilities. Instead, they
performed work at the grain companies’ elevators, which are
fixed worksites. Moreover, the picketed Tidewater sites were
distinct from CGI and UGC’s grain elevator worksites, with the
distances between the grain elevators and Tidewater’s spud
barges and other tie-offs ranging from .5 mile to 5 miles. The
grain companies were not in such close proximity to Tidewat-
er’s tie-offs to be deemed to have a presence there. I therefore
find the picketing was purely secondary. See, e.g., Mine Work-
ers District 2 (Jeddo Coal Co.), 334 NLRB 677, 686–687
(2001); Industrial Workers Local 657 (Truck Transport, Inc.),
245 NLRB 796, affd. 659 F.2d 252 (D.C. Cir. 1981); Carpen-
ters (Gulf Coast Construction), 248 NLRB 802 (1980).
The Respondent, in its closing brief, asserts a defense based
on the ally doctrine. Specifically, the Respondent contends that
Kadoke and JT Marine lost their neutrality and became an inte-
grated straight-line operation with the grain companies.37 (R.
Br. 20.) The General Counsel moved to strike this defense,
asserting that it was not timely raised in the Respondent’s an-
swer or opening statement. It is true the Respondent did not
explicitly plead the ally doctrine as an affirmative defense in its
answer. It did plead, however, that “[s]ome or all of the loca-
tions where Respondents publicized their labor dispute were
extensions of the primary situs.” The Respondent raised own-
ership and control among Tidewater, the grain companies, and
Kadoke and JT Marine during the prehearing conference when
discussing subpoena matters, and I note that the parties’ open-
ing statements touched on such matters. (Tr. 14–17, 23, 26,
29–30.) I therefore will consider whether, through the charter
arrangements Tidewater entered into with Kadoke and JT Ma-
rine, along with the services agreements these entities entered
into with the grain companies, as described in the statement of
facts, UCG and CGI’s situs was extended to Tidewater’s tie-off
locations on the dates in question.
The Supreme Court has recognized the ally doctrine as de-
fense to an 8(b)(4)(B) charge “where the secondary employer
against whom the union's pressure is directed has entangled
himself in the vortex of the primary dispute.” National Wood-
work Manufacturers Assn. v. NLRB, 386 U.S. 612, 627 (1967).
Where the General Counsel has established, as here, that the
37 The Respondent does not contend that Tidewater, Kadoke, or JT
Marine employees performed struck work.
union picketed at locations and during times when the primary
employer was not present, “the burden shift[s] to the Respond-
ent to show the existence of the ally relationships it pleads as an
affirmative defense.” General Teamsters Local 959, 266
NLRB 834, 838 (1983), enfd. 743 F.2d 734 (9th Cir. 1984).
The union bears a heavy burden to establish that an entity has
lost its neutrality for purposes of Section 8(b)(4)(B). Service
Employees Local 525 (Lenkin Co.), 329 NLRB 638, 639
(1999); Sheet Metal Workers Local 80 (Limbach Co.), 305
NLRB 312, 314 fn. 5 (1991), enfd. in relevant part 989 F.2d
515 (D.C. Cir 1993).
When determining whether an entity is neutral under Section
8(b)(4), the Board has articulated versions of a four-factor test
through its case law. In Graphic Arts Local 262 (London
Press), 208 NLRB 37, 39 (1973), the Board considered the
following factors: (1) common ownership of employers in-
volved, (2) common or centralized control of day-to-day opera-
tions including labor relations, (3) extent of integration of busi-
ness operations, and (4) interdependence of employers for a
substantial portion of business. Stated slightly differently in
Mine Workers (Boich Mining Co.), 301 NLRB 872, 873 (1991),
as well as some other cases, the Board looks at: “(1) common
ownership, (2) common management, (3) interrelation of opera-
tions, and (4) common or centralized control of labor relations.”
Regardless of the version, the test is not applied in a formulaic
or rigid manner, but rather each situation must be evaluated on
a case-by-case basis. Curtis Matheson, 248 NLRB 1212, 1214
(1980).
I note at the outset of my ally doctrine analysis that the de-
fense in this case is rather atypical, as the ILWU does not con-
test Tidewater’s neutrality. Rather than contending Tidewater
and the grain companies are allies, the ILWU contends that
Kadoke and JT Marine are the grain companies’ allies. As
such, the ILWU asserts that the presence at and use of Tidewat-
er-owned tie-offs by some of the vessels Tidewater chartered to
Kadoke and JT Marine renders the tie-offs extensions of the
grain companies’ situs. The evidence shows, however, that the
picketing occurred regardless of the chartered tugs’ presence.
It was directed at Tidewater tugs’ attempts to pick up an empty
grain barges at Hayden Island upper on several occasions, both
before and after the Invader was moored there. It was directed
at multiple attempts to pick up empty Tidewater barges to take
them to Tidewater’s Vancouver facility for servicing. The
picketing was directed at the Tidewater tug Betty Lou’s attempt
to pick up empty grain barges at Hayden Island middle despite
the absence of the Invader or any Kadoke-chartered vessel at
the site. The picketing was directed at Tidewater tugs attempt-
ing to pick up barges at the Tidewater’s Wilma tie-off, regard-
less of whether the Stacy T was present. As the Respondent
admits and the videotapes depict, the picketing was targeted at
vessels that had transported grain for UGC and CGI.38 Against
this backdrop, I will turn to the factors relevant to the ally de-
fense.
38 Though some of the empty barges were likely still bareboat char-
tered when the Tidewater tugs came to retrieve them, Kadoke and JT
Marines’ work had been performed, and once a Tidewater tug hooked
up to the barge, Tidewater would regain possession and control.
LONGSHOREMEN ILWU LOCAL 4 (TIDEWATER BARGE, INC.)
343
The primary evidence the Respondent relies on in support of
its ally defense is the charter and services contracts. As the
General Counsel points out, however, many portions of these
documents are not explained or given meaning through presen-
tation of “comparative contracts, expert testimony, or any evi-
dence at all.”39 (GC Supp. Br., p. 9.) The services agreement
between Kadoke and the grain companies states that Kadoke
has the “exclusive right to hire and manage its own crews”
without the grain companies’ interference. As such, the Re-
spondent has not shown common or centralized labor relations
between the grain companies and Kadoke and JT Marine. The
Respondent points out the agreements’ requirement for Kadoke
and JT Marine to provide security for the chartered vessels at
all times. The fact that JT Marine and Kadoke were responsi-
ble for the security of chartered vessels at all locations, includ-
ing Tidewater’s tie-off locations, does not convert these loca-
tions into a situs of the grain companies.
The Respondent cites to Longshoremen (Ind.) Local 12 (Ir-
win-Lyons Lumber Co.), 87 NLRB 54 (1949), for the proposi-
tion that Kadoke, JT Marine, and the grain companies consti-
tute substantially one enterprise by virtue of common owner-
ship or control. In Irwin-Lyons, however, the evidence showed
that the primary employer and the alleged neutral employer
were owned and managed by the same two families. The Re-
spondent’s argument based on Henry Wurst, Inc., 187 NLRB
490 (1970), is likewise unavailing. In that case, unlike here,
members of the same family owned the companies at issue and
they were all located in the same building. For similar reasons,
the Respondent’s reliance on J. G. Roy & Sons Co., 118 NLRB
286 (1957), and Teamsters Local 282 (Acme Concrete), 137
NLRB 1321, 1324 (1962), is unavailing. Here, the charter and
services agreements involving JT Marine and Kadoke do not
establish they are owned or managed by the same individuals as
UGC and CGI. No other evidence was presented to show
common ownership or management. As such, these factors
weigh against the Respondent’s burden under the ally doctrine.
The Ninth Circuit considered a case with similar facts in
General Teamsters Local 959, State of Alaska v. NLRB, 743
F.2d 734 (9th Cir. 1984). There, the primary employer, An-
chorage Cold Storage, had a bareboat charter on a barge. The
union argued that it could picket the barge because of the An-
chorage’s control over it, and by extension could picket a tug
owned by the secondary employer, VEDCO. The Court disa-
greed, stating, “[e]ven if Anchorage owned the barge outright,
the union would not therefore be entitled to picket VEDCO. To
hold otherwise would be to permit a union to picket any shipper
who carried cargo for an employer with whom the union had a
primary dispute.” Id. at 738. Following this reasoning, even if
UGC and/or CGI owned some of the chartered vessels, the
picketing at Tidewater’s facilities of Tidewater-owned tugs
runs afoul of the Act’s restrictions on secondary picketing.
While the evidence, particularly the charter and services
agreements, shows some integration of operations and depend-
ence of one entity on another for business, I find the evidence is
insufficient to carry the Respondent’s heavy burden to prove its
39 The Respondent submitted agreements between Tidewater and
CGI into evidence.
defense based on the ally doctrine. See Newspaper & Mail
Delivers’ Union (Gannet Co.), 271 NLRB 60, 68 (1984);
Teamsters Local 456 (Carvel Corp.), 273 NLRB 516 (1984).
Accordingly, I find the Respondent has failed to prove that the
grain companies were an integrated straight-line operation with
Kadoke or JT Marine. I therefore find, in turn, that Tidewater’s
spud barges and other tie-off facilities were not extensions of
UGC or CGI’s jobsites, and the picketing at those sites was
presumptively secondary.
Having found the picketing was presumptively secondary, I
next must determine whether the Union’s objective was prima-
ry or secondary. Under Section 8(b)(4)(ii)(B), a union may not
“threaten, coerce, or restrain any person engaged in commerce”
where the object is to force or require “any person to cease
using, selling, handling, transporting, or otherwise dealing in
the products of any other producer, processor, or manufacturer,
or to cease doing business with any other person.” This unlaw-
ful objective need not be the sole objective. NLRB v. Denver
Bldg. Trades Council, 341 U.S. 675, 689 (1951). “When a
purely secondary boycott ‘reasonably can be expected to
threaten neutral parties with ruin or substantial loss’ . . . the
pressure on secondary parties must be viewed as at least one of
the objects of the boycott or the statutory prohibition would be
rendered meaningless.” Longshoremen Assn. v. Allied Interna-
tional, Inc., 456 U.S. 212, 226 (1982), quoting NLRB v. Retail
Store Employees, 447 U.S. 607, 614 (1980).
It is clear the picketing activity was aimed at coercing Tide-
water to cease doing business with CGI and UGC. As Judge
Aiken found, the picketing targeted “Tidewater employees at
Tidewater spud barges” when they attempted to transport grain.
The evidence before me is even more convincing, as it shows
Tidewater employees and tugs were targeted even in attempts
to transport empty grain barges. Moreover, the picketers
threatened Tidewater employees. On one occasion, their mes-
sage focused on the Japanese ownership of the grain companies
and their use of scab labor during the walkout, and was imme-
diately followed by the outright threat, “They’re coming after
you next.” The picketers on another occasion yelled, “They
illegally locked us out. What are they going to do to you
next?” These statements were plainly coercive and threatening.
Further, as Judge Aiken pointed out, the ILWU does not de-
ny that it ceased its picketing activity when Tidewater tugs are
not present and resumed it when a Tidewater tug attempted to
pick up a barge. The evidence indeed proves this, and also
shows aggressive maneuvering aimed solely at Tidewater tugs
that is unquestionably coercive and restraining. Clearly, the
intent of the picketing was for Tidewater to cease transporting
UGC and CGI’s grain.
Based on the foregoing, I find that the General Counsel has
met its burden to prove the Respondents violated Section
8(b)(4)(i) and (ii)(B) of the Act as alleged.
CONCLUSIONS OF LAW
1. Respondents are labor organizations within the meaning
of Section 2(5) of the National Labor Relations Act (the Act)
and the Charging Party is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
344
2. By engaging in secondary picketing at Tidewater’s facili-
ties, the Respondents violated Section 8(b)(4)(i) and (ii)(B) of
the Act.
3. The violations found to have been committed in this case
affect commerce within the meaning of Section 2(6) and (7) of
the Act.
REMEDY
Having found that the Respondents have engaged in certain
unfair labor practices, I find that they must be ordered to cease
and desist and to take certain affirmative action designed to
effectuate the policies of the Act.
Having concluded that the Respondents engaged in unlawful
secondary picketing, I shall recommend that the Respondents
be ordered to cease and desist from threatening, coercing, or
restraining Tidewater in any manner or by any means, includ-
ing picketing, where in any case an object thereof is to force or
require Tidewater to refuse to perform services and/ or cease
handling, transporting, or otherwise dealing in the products of,
or to cease doing business with UGC or CGI.
The Respondents shall be required to post a notice as set
forth in the recommended Order below.
[Recommended order omitted from publication.]