362 NLRB 421
CASINO PAUMA
CASINO PAUMA
421
Casino Pauma and UNITE HERE International Un-
ion. Cases 21–CA–103026 and 21–CA–114433
March 31, 2015
DECISION AND ORDER
BY MEMBERS HIROZAWA, JOHNSON,
AND MCFERRAN
On June 25, 2014, Administrative Law Judge Jeffrey
D. Wedekind issued the attached decision. The Re-
spondent filed exceptions and a supporting brief. The
General Counsel filed an answering brief and the Charg-
ing Party filed a brief in opposition to the Respondent’s
exceptions. The General Counsel also filed cross-
exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings,1 findings,2 and conclusions,3
and to adopt the recommended Order as modified.4
1 We find no merit in the General Counsel’s cross-exception that the
judge erred by failing to rule on its motion to strike the declaration of
Attorney Scott Wilson and attached exhibits, which the Respondent
submitted with, and cited in, its posthearing brief. The Respondent
requested that the Board take judicial notice of these nonrecord docu-
ments to show that the Board should decline jurisdiction based on the
Respondent’s owner’s history of severe poverty and dependence on the
Respondent’s revenue to fund the owner’s governmental operations.
We agree with the judge that it is unnecessary to rule on the motion to
strike because, even assuming that judicial notice is appropriate as to
some of the documents, taking notice of the facts alleged therein would
not affect the result in this case.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
3 In finding that the Act applies to the Respondent’s casino opera-
tion, the judge correctly relied on San Manuel Indian Bingo & Casino,
341 NLRB 1055 (2004), enfd. 475 F.3d 1306 (D.C. Cir. 2007). He also
relied on a trio of Board cases applying San Manuel to casino opera-
tions on other tribal lands: Little River Band of Ottawa Indians Tribal
Government, 361 NLRB 436 (2014), Soaring Eagle Casino & Resort,
361 NLRB 769 (2014), and Chickasaw Nation Casino, 359 NLRB
1472 (2013). The Supreme Court’s decision in NLRB v. Noel Canning,
134 S.Ct. 2550 (2014), rendered each of those Board decisions invalid.
However, a properly constituted Board has considered Little River
Band and Soaring Eagle de novo and, in agreement with the rationale
of the prior decisions, which were incorporated by reference, asserted
jurisdiction over the respondents pursuant to San Manuel. See Little
River Band of Ottawa Indians Tribal Government, supra, and Soaring
Eagle Casino & Resort, supra. However, Chickasaw Nation Casino is
still pending before the Board on de novo review. We therefore do not
rely on the prior Board decision in that case in affirming the judge’s
jurisdictional finding.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Casino
Pauma, Pauma Valley, California, its officers, agents,
successors, and assigns, shall take the action set forth in
the Order as modified.
1. Add the following as paragraph 1(d).
“(d) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.”
2. Substitute the attached notice for that of the admin-
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
For the reasons stated by the judge, we find no merit in the Re-
spondent’s contention that San Manuel was wrongly decided, or that it
has been implicitly overruled by the Supreme Court in Michigan v. Bay
Mills Indian Community, 134 S.Ct. 2024 (2014).
In adopting the judge’s finding that the Respondent violated Sec.
8(a)(1) by maintaining a rule prohibiting union buttons, we do not rely
on Target Corp., 359 NLRB 953 (2013).
The General Counsel cross-excepts to the judge’s failure to address
the complaint allegation that the Respondent violated Sec. 8(a)(3) by its
April 18, 2013 email to employee Victor Huerta, who was seen wearing
the union button, warning that he could be suspended if he ever did so
again. In his conclusions of law, the judge found that the email violat-
ed Sec. 8(a)(1) inasmuch as the Respondent was enforcing an unlawful
rule prohibiting the wearing of buttons by threatening to suspend or
terminate employees who wore a union button. Further, the judge’s
remedy and Order require the Respondent to rescind the email, remove
any reference to it from its files, and notify Huerta that it will not be
used against him. We agree with the judge that it is unnecessary to
pass on whether the Respondent’s email also violated Sec. 8(a)(3),
because finding that additional violation would not materially affect the
remedy. See generally Sunshine Piping, Inc., 350 NLRB 1186, 1186
fn. 2 (2007) (affirming the judge’s finding that the employer violated
Sec. 8(a)(1) by verbally counseling or warning an employee for wear-
ing union insignia); Lancaster Fairfield Community Hospital, 311
NLRB 401, 403 (1993) (employer violated Sec. 8(a)(1) by issuing a
conference report to an employee for complaining about various em-
ployment conditions as the report would inhibit the employee’s protect-
ed right to criticize management).
4 We shall modify the judge’s recommended Order by adding the
customary provision that the Respondent cease and desist from violat-
ing the Act in any like or related manner. We shall also substitute a new
notice to conform to the Order as modified and in accordance with
Durham School Services, 360 NLRB 694 (2014).
362 NLRB No. 52
422
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT maintain or enforce a rule that prohibits
you from wearing any union buttons or insignia.
WE WILL NOT threaten to discipline you, either orally
or in writing, for wearing any union buttons or insignia.
WE WILL NOT watch or monitor you to see if you are
wearing any union buttons or insignia.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL rescind our handbook rule banning employ-
ees from wearing any union buttons or insignia.
WE WILL furnish you with an insert for your current
employee handbook that (1) advises that the unlawful
rule has been rescinded, or (2) provides a lawfully-
worded rule on adhesive backing that will cover the un-
lawful rule; or publish and distribute to you a revised
employee handbook that (1) does not contain the unlaw-
ful rule, or (2) provides a lawfully-worded rule.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the April
18, 2013 email we sent to employee Victor Huerta about
violating the rule, and WE WILL, within 3 days thereafter,
notify him in writing that this has been done and that the
email will not be used against him in any way.
CASINO PAUMA
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/21-CA-103026 or by using the QR code
below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Labor Relations
Board, 1099 14th Street, N.W., Washington, D.C. 20570, or
by calling (202) 273-1940.
Robert MacKay, Esq., for the General Counsel.
Scott A. Wilson, Esq., for the Respondent Casino.
Kristin L. Martin, Esq. (Davis, Cowell & Bowe, LLP), for the
Charging Party Union.1
DECISION
JEFFREY D. WEDEKIND, Administrative Law Judge. In April
2013, various unrepresented employees of Casino Pauma—
including two food servers and a kitchen worker, housekeeper,
slot machine technician, and lead engineer—began wearing a
small white UNITE HERE button on their uniforms in support
of the Union’s organizing campaign (shown below).
The Casino responded by distributing a memo to all employees
reminding them that the personnel handbook prohibited wear-
ing “any badges, emblems, buttons or pins on their uniforms”
other than their ID badge, and that they could be disciplined for
doing so. The Casino also verbally threatened to suspend or
terminate the employees who wore the union button if they did
not remove it, and actually sent an email to one employee who
was seen wearing the button (lead engineer Victor Huerta)
warning that he could be suspended if he ever did so again.
Finally, the Casino instructed its managers, supervisors, and
other agents to “visually inspect” employees to ensure that they
did not wear any pins or stickers on their uniforms or ID badges
in the future. UNITE HERE timely filed unfair labor practice
charges against the Casino, and the General Counsel subse-
quently issued the instant complaint. The complaint alleges
that all of the Casino’s foregoing actions violated Section
8(a)(1) of the National Labor Relations Act (the NLRA), which
prohibits employers from interfering with, restraining, or coerc-
ing employees in the exercise of their right to form, join, or
assist labor organizations.2
The Casino denies that it violated the NLRA as alleged. It
contends that the statute does not even apply to the facility, as it
is undisputedly owned and operated by the Pauma Band of
Mission Indians and is located on the tribal reservation.3 Alter-
1 Cheryl Williams, Esq. (Williams & Cochrane, LLP), made a lim-
ited appearance on behalf of the Pauma Band of Mission Indians solely
to object to the subpoenas served on the tribe.
2 The charges were filed on April 16 and September 30, 2013, and
the consolidated complaint issued on November 22, 2013. The com-
plaint was subsequently amended at the outset of the hearing in certain
minor respects (Tr. 15–16), and again on the third day of hearing to
specifically allege that the Casino’s handbook rule is unlawfully over-
broad on its face to the extent it prohibits union buttons (Tr. 324–325).
3 The tribe is also sometimes referred to in the record as the Pauma
Band of Luiseno Mission Indians, or the Pauma Band of Luiseno Indi-
CASINO PAUMA
423
natively, it contends that, even if the statute does apply, there
was no violation under Board and circuit court precedent as the
Casino’s policy disallowing union buttons is nondiscriminatory
and necessary to protect its public image.
Following several pretrial conferences, a hearing on the
foregoing issues was held on February 10–12 in Temecula,
California. The parties thereafter filed posthearing briefs on
April 25. Having fully considered the briefs and the entire
record, for the reasons set forth below, I find that the Board has
jurisdiction over the dispute and that the Casino violated the
Act as alleged.4
I. JURISDICTION
The Board has repeatedly asserted jurisdiction over casinos
notwithstanding that they are owned and operated by tribal
governments and located on reservation lands. See San Manuel
Indian Bingo & Casino, 341 NLRB 1055 (2004), reaffd. 345
NLRB 1047 (2005), enfd. 475 F.3d 1306 (D.C. Cir. 2007);
Little River Band of Ottawa Indians Tribal Government, 359
NLRB No. 84 (2013), petition for rev. filed No. 13–1464 (6th
Cir. April 15, 2013); Soaring Eagle Casino & Resort, 359
NLRB 740 (2013), petition for review filed No. 13–1569 (6th
Cir. May 3, 2013); and Chickasaw Nation Casino, 359 NLRB
1472 (2013), petition for review filed No. 13–9578 (10th Cir.
July 23, 2013).5
There is no basis in the record to distinguish these prior cas-
es. The Casino is likewise a commercial gaming and enter-
tainment enterprise, with gross revenue of over $50 million in
2013,6 and the vast majority of its employees and customers are
not members of the Pauma Band or any other Native American
tribe. Indeed, of the Casino’s 450–500 employees, only 5 are
members of the Pauma Band. And the Casino draws over 10
times more customers every day on average (2900) than the
Tribe’s total membership (236).
ans. However, all parties agreed to refer to the tribe as the Pauma Band
of Mission Indians (Jt. Exh. 1; Tr. 259).
4 Specific citations to the transcript, exhibits, and briefs are included
where appropriate to aid review, and are not necessarily exclusive or
exhaustive. In making credibility findings, all relevant and appropriate
factors have been considered, including the demeanor and interests of
the witnesses; whether their testimony is corroborated or consistent
with the documentary evidence and/or the established or admitted facts;
inherent probabilities; and reasonable inferences which may be drawn
from the record as a whole. See, e.g., Daikichi Corp., 335 NLRB 622,
633 (2001), enfd. 56 Fed. Appx. 516 (D.C. Cir. 2003); and New Breed
Leasing Corp. v. NLRB, 111 F.3d 1460, 1465 (9th Cir.), cert. denied
522 U.S. 948 (1997). Where appropriate, language and translation
difficulties have also been taken into account, as well as the effects of
age and time on memory, particularly of details such as dates that
would have no importance to the witnesses themselves.
5 See also NLRB v. Chapa De Indian Health Program, Inc., 316 F.3d
995, 1002 (9th Cir. 2003) (affirming district court order enforcing
Board subpoena against respondent tribal organization, as jurisdiction
was not plainly lacking).
6 The Casino declined to stipulate to the exact amount of its annual
revenues. However, there is no dispute, and the record establishes, that
the Casino’s gross revenues and interstate transactions satisfy the
Board’s commerce standards for asserting jurisdiction. See GC Exh.
1(m); Tr. 22–28.
Further, there is no evidence that applying the NLRA would
abrogate any treaty rights. In fact, there is no treaty whatsoever
between the U.S. Government and the Pauma Band (Jt. Exh. 1;
Tr. 33–35). Moreover, the Casino repeatedly assured its em-
ployees, in writing, both before and during the relevant events
here, that they were “protected” by Federal law and the NLRA.
The Casino even gave employees the address and telephone
number of the Board’s Regional Office in San Diego to learn
about their “rights” (CP Exhs. 6–9).7
Nevertheless, the Casino now argues that the Board should
decline jurisdiction, citing the Pauma Band’s history of severe
poverty and total dependence on the Casino’s revenue to fund
the tribe’s governmental operations. As factual support for this
history, the Casino’s posthearing brief references and attaches
various nonrecord documents (34 in all), including Federal and
State Government reports, newspaper articles, an American
Gaming Association report, the Pauma Band’s own website and
correspondence, and a Wikipedia page. The Casino asserts that
these documents are publicly available on the internet and that
the facts therein are appropriate for judicial notice under FRE
201 (Judicial Notice of Adjudicative Facts).8
Such judicial notice might well be appropriate with respect
to the truth of statements contained in the cited Federal and
State Government reports, to the extent they are not subject to
reasonable dispute as required by FRE 201 and fall within the
hearsay exception for public records under FRE 803(8) or are
corroborated. See, e.g., San Manuel, 341 NLRB at 1055 fn. 3
(taking administrative notice, based in part on reliable govern-
ment sources, that the casino there was located on the reserva-
tion). However, as indicated by the General Counsel and the
Union, judicial notice is clearly not appropriate with respect to
the uncorroborated hearsay statements contained in the cited
newspaper articles, American Gaming Association report, and
Wikipedia page, absent a showing or basis to conclude that the
statements properly fall within an exception to the hearsay rule
and/or are free from reasonable dispute, i.e., that the stated facts
are generally known or their accuracy can be accurately and
readily determined from sources whose accuracy cannot rea-
sonably be questioned. See Von Saher v. Norton Simon Muse-
um of Art at Pasadena, 578 F.3d 1016, 1022 (9th Cir. 2009),
cert. denied 131 S.Ct. 3055 (2011); and McCrary v. Elations
Co., mem. 2014 WL 1779243 at *1 fn. 3 (C.D. Cal. Jan. 13,
7 There is no contention that the Casino is equitably estopped, by its
prior assurances to employees, from now challenging the Board’s exer-
cise of statutory or discretionary jurisdiction to address and remedy the
alleged unfair labor practices. However, pursuant to FRE 801(d)(2),
the Casino’s prior statements admitting jurisdiction, which were offered
by the Union and received into evidence without objection (Tr. 255),
may properly be considered in evaluating the Casino’s contrary argu-
ments here. See 2 McCormick on Evidence Sec. 256 (7th ed., database
updated March 2013), and cases cited there, including Russell v. UPS,
Inc., 666 F.2d 1188, 1190 (8th Cir. 1981) (prior statements or admis-
sions of a party may properly be received and considered under FRE
801(d)(2) even if in the form of an opinion or a conclusion of law).
8 The Casino does not contend that the facts in the attached docu-
ments may properly be noticed as legislative or “background” facts,
which are not subject to the requirements of FRE 201. See Advisory
Committee’s Note to FRE 201(a), and Graham, 21B Fed. Prac. & Proc.
Evid. Sec. 5103.2 (2d ed. database updated April 2014).
424
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2014). See also Rivas v. Fischer, 687 F.3d 514, 520 fn. 4 (2d
Cir. 2012); and American Prairie Construction Co. v. Hoich,
560 F.3d 780, 797 (8th Cir. 2009), and cases cited there.
Given the Pauma Band’s ownership and operation of the Ca-
sino, judicial notice is also inappropriate with respect to rea-
sonably disputable statements from the tribe’s website and
correspondence supporting the Casino’s position. Cf. Passa v.
City of Columbus, 123 Fed. Appx. 694, 698 (6th Cir. 2005)
(judge improperly took notice of city attorney’s website to es-
tablish the truth of an adjudicative fact supporting the city’s
position given that the city attorney was a part of the city).9
In any event, it is ultimately unnecessary to decide whether it
is appropriate to take FRE 201 judicial notice of any or all of
the 34 documents for the truth of one or more of the statements
therein. Even if such notice were taken over the objections of
the General Counsel and the Union as requested by the Casino,
the prior Board decisions would still be factually indistinguish-
able. See San Manuel, supra (tribe had no resources for many
years prior to the casino); and Soaring Eagle (casino revenues
constituted 90 percent of tribal income), above. See also
Chickasaw Nation, 359 NLRB 1472 fn. 4; and Little River
Band, 359 NLRB 641 fn. 5 (tribe’s reliance on casino revenues
to fund its governmental operations and programs does not
make the casino’s operations governmental as well).10
The Casino also argues that the Board’s prior decisions are
simply wrong, citing the Supreme Court’s recent opinion in
Michigan v. Bay Mills Indian Community, 134 S.Ct. 2024 (May
27, 2014).11 However, as the Casino acknowledges, the Court
in Bay Mills reaffirmed its earlier precedents (which the dis-
senting Justices would have overruled) addressing tribal sover-
eign immunity from lawsuits by States. The Board was well
aware of those precedents and distinguished them. See, e.g.,
San Manuel, 341 NLRB at 1063 fn. 22 (distinguishing the
Court’s prior opinion in Oklahoma Tax Commission v. Citizen
Band Potawatomi Indian Tribe of Oklahoma, 498 U.S. 505
(1991), one of the principal precedents the Court cited and fol-
lowed in Bay Mills).12
9 As noted by the General Counsel and the Union, judicial notice of
such documents is also inappropriate here, at least to the extent they
address how the Casino’s revenues are distributed, given Attorney
Wilson’s statements at the hearing, during discussions about unresolved
subpoena compliance issues, that the Casino would not be putting on
any such evidence because it is irrelevant. See Tr. 21–29, 36, 256–258.
However, I would reach the same conclusion regardless.
10 It is therefore likewise unnecessary to rule on the General Coun-
sel’s and the Union’s motions to strike Attorney Wilson’s declaration
and attached exhibits, which the Casino submitted with and cited in its
posthearing brief in support of its request for judicial notice.
11 The General Counsel’s motion to strike the Casino’s June 2 notice
of the Court’s Bay Mills opinion is denied. The Casino’s notice is
somewhat lengthy (5 pp.), and thus fails to comport with the 350-word
limitation announced in Reliant Energy, 339 NLRB 66 (2003), govern-
ing such postbriefing notices filed with the Board on exceptions to an
ALJ’s decision. However, it consists mostly of excerpts from the
Court’s majority and concurring opinions. While it also contains brief
explanations why the excerpts are significant, the explanations were
helpful in understanding and addressing the Casino’s position.
12 As indicated by the following excerpt, the Board majority in San
Manuel also found some support in the court’s opinion:
Accordingly, consistent with San Manuel, et al., I find that
the NLRA applies and that the Board has jurisdiction over the
dispute. See generally Pathmark Stores, Inc., 342 NLRB 378
fn. 1 (2004).
II. THE ALLEGED UNFAIR LABOR PRACTICES
It is well established that employees have a right under the
NLRA to wear union insignia, particularly during an organizing
campaign, and that a rule prohibiting them from doing so is
unlawful unless the employer can show special circumstances
justifying the restriction. Republic Aviation Corp., 324 U.S.
793 (1945); Pay ‘n Save Corp. v. NLRB, 641 F.2d 697, 700 (9th
Cir. 1981); and Pioneer Hotel, Inc. v. NLRB, 182 F.3d 939
(D.C. Cir. 1999). See also NLRB v. Starbucks Corp., 679 F.3d
70, 77 (2d Cir. 2012); Meijer, Inc. v. NLRB, 130 F.3d 1209,
1214 (6th Cir. 1997); and NLRB v. Malta Construction Co., 806
F.2d 1009, 1022 (11th Cir. 1986). The Board has found such
special circumstances in various situations, including where the
button would unreasonably interfere with the public image the
employer had established through appearance rules as part of its
business plan. See W San Diego, 348 NLRB 372, 377 (2006)
(hotel’s ban on any adornments other than minimal jewelry,
pursuant to its business plan to create a distinct, trendy, and
chic “wonderland” atmosphere, was lawful to the extent it ap-
plied to servers who wore professionally designed all-black
uniforms and a small “W” pin while in public areas).13
As indicated above, the Casino’s handbook appearance rule
here broadly prohibits employees from wearing “any badges,
emblems, buttons or pins on their uniforms” other than their ID
badge. Thus, it plainly encompasses union buttons and is pre-
sumptively unlawful. Further, although many employees wear
uniforms, unlike in W San Diego the Casino does not contend
that the rule is intended to prevent any variation in employee
appearance or create a distinct or unique look in general. In-
deed, the uniforms themselves vary; some employees are given
white shirts, some are given brown shirts, and some are given
purple and gray striped shirts. In addition, employees are ex-
pressly permitted by the rule to wear other “casual business
attire”—which “includes, but is not limited to: slacks, khakis,
sport shirts, skirts and dresses, turtlenecks, and sweaters”—and
they frequently wear their own pants, socks, and shoes. Em-
ployees are likewise permitted by policy or practice to sport
other items, including decorative badge clips and frames of any
Oklahoma Tax Commission [ ], upon which our dissenting colleagues
relies, is distinguishable. At issue in that case is amenability of a tribe
to suit by a State government to collect a tax on commercial transac-
tions on a reservation; whereas, in the instant case, the Federal Gov-
ernment's regulatory power is at issue. Moreover, the Court found that
the State could hold the tribe liable for taxes on sales by Indians to
non-Indians because such liability imposed only a minimal burden on
the tribe. [485 U.S.] at 512–515.
13 As discussed in the above-cited cases, the Board has also found
special circumstances in other situations not relevant here, such as
where the employer showed that the size or placement of the buttons
could be unsafe or cause damage, or the wording or message on the
buttons could exacerbate employee dissension.
CASINO PAUMA
425
color (including hot pink) or design (including zebra or leopard
stripes).14
Nevertheless, the Casino argues that its rule is justified be-
cause union or other “emblematic” buttons containing a politi-
cal or religious message might offend its customers. The Casi-
no asserts that, while it has permitted other, decorative items, it
has consistently required employees to remove any such “em-
blematic” buttons or pins, including those supporting U.S.
Troops or celebrating U.S. holidays such as Independence Day
(July 4th) and Christmas.15
However, there are two significant problems with this argu-
ment. First, it is contrary to the evidence, which indicates that
the Casino has allowed employees to wear a variety of holiday
pins on the casino floor over the last several years.16 Moreover,
the rule applies to all employees, even though some do not
work on the casino floor or around customers.17
Second, even assuming the argument was supported by the
facts, it is contrary to law. The Board has repeatedly held that
employer bans on all buttons or emblems, including union but-
tons, are not justified merely because employees have contact
with customers. See, e.g., Target Corp., 359 NLRB 953, 981
(2013); P.S.K. Supermarkets, Inc., 349 NLRB 34, 35 (2007);
Ark Las Vegas Restaurant, 335 NLRB 1284, 1288 (2001);
Mauka, Inc., 327 NLRB 803, 809–810 (1999); and Nordstrom,
Inc., 264 NLRB 698, 701–702 (1982). See also Pay ‘n Save,
above (rejecting employer’s similar argument that its button
ban was meant to avoid the appearance of an endorsement of a
controversial position that might offend customers). Further,
there is nothing remarkable about the union button here that
might arguably justify the Casino banning it from public areas.
As indicated above, the button is relatively small and does not
contain any vulgar or offensive language or images.18
14 R. Exh. 2; GC Exhs. 4, 7, 11; Tr. 60, 72, 82–85, 99, 102–103,
113–114, 119–121, 155, 164–165, 171, 174–177, 180, 200–201, 235–
240, 308–309, 338–341, 356.
15 See Tr. 301, 314–315, 302, 334.
16 See in addition to the record citations in fn. 14 above, Tr. 92–93,
and 200–227. I discredit the testimony of the Casino’s general manager
and HR director that they simply did not notice such items being worn
by employees around customers. The general manager admitted that he
is on the casino floor for 16 hours every Friday and Saturday night, is
“very aware” of employees, and is “very hands on” (Tr. 313). The HR
director likewise admitted that she walks through the casino at least
twice a day and sees a lot of employees (Tr. 354). See also Tr. 335
(everyone in supervision is supposed to enforce the rule); and GC Exh.
5 (acknowledging that standards and policies had been “relaxed” prior
to April 2013).
17 See Tr. 307 (rule applies regardless of where employee works);
and Tr. 179, 181–196 (rule was enforced against pantry attendant who
wore union button even though she works in the kitchen all day and
does not go on the casino floor). The record indicates that employees
might occasionally be seen walking to or from their cars by customers
who sometimes park in the designated employee parking area on the far
side of the casino, near the rear employee entrance (R. Exh. 1; Tr. 281–
284, 294). However, there is no evidence that the Casino bars employ-
ees from having stickers or emblems on their cars. Nor is there any
evidence that customers have complained about seeing employees
wearing emblematic buttons in the parking lot.
18 Compare Leiser Construction, LLC, 349 NLRB 413 (2007), and
cases cited therein. The Union presented evidence that similar inoffen-
Accordingly, consistent with the above-cited precedent, I
find that the Casino violated Section 8(a)(1) of the Act as al-
leged.19
CONCLUSIONS OF LAW
1. Casino Pauma is an employer within the meaning of Sec-
tion 2(2), (6), and (7) of the Act.
2. By maintaining a handbook rule prohibiting employees
from wearing any union buttons, and enforcing that rule by
threatening to suspend or terminate employees who wore a
union button and instructing its managers, supervisors, and
agents to surveil employees to see if they were wearing a union
button, Casino Pauma has interfered with, restrained, and co-
erced employees in the exercise of their rights, in violation of
Section 8(a)(1) of the Act.
REMEDY
The appropriate remedy for the violations found is an order
requiring the Casino to cease and desist and to take certain
affirmative action. Specifically, the Casino will be required to
rescind the subject handbook rule and advise the employees
that this has been done in the manner set forth in Target Corp.,
above. The Casino will also be required to rescind the April
18, 2013 email it sent to Huerta about violating the rule, and to
notify him in writing that this has been done and that it will not
be used against him in any way. In addition, the Casino will be
required to post a notice to employees, in both English and
Spanish, assuring them it will not violate their rights in this or
any like or related manner in the future. Finally, as the Casino
communicates with employees by email, it shall also be re-
quired to distribute the notice to employees in that manner, as
well as by any other electronic means it customarily uses to
communicate with employees.20
Accordingly, based on the foregoing findings of fact and
conclusions of law, and on the entire record, I issue the follow-
ing recommended21
ORDER
The Respondent, Casino Pauma, Pauma Valley, California,
its officers, agents, successors, and assigns, shall
sive union buttons are commonly worn by represented employees who
work in public areas at other casinos in California and Nevada (Tr.
368–412; CP Exhs. 1–5, 19–21). I credit this evidence, but would
reach the same conclusion without it based on the Board and court
decisions cited above.
19 It is either stipulated or undisputed that the Casino took the alleged
actions previously described above. See Jt. Exh. 1; GC Exhs. 3, 5, 10,
13; CP Exh. 7; Tr. 42, 67–68, 91–92, 103, 116–118, 162–164, 188–195,
234, 247–248, 303–304. Although the complaint alleges that the Casi-
no’s April 18, 2013 email to Huerta also violated Sec. 8(a)(3) of the
Act, it is unnecessary to address this additional allegation as it would
not materially affect the remedy. See Fairfax Hospital, 310 NLRB 299
fn. 4 (1993).
20 The Union’s additional request for litigation costs is denied. See
Waterbury Hotel Mgmt., 333 NLRB 482 fn. 4 (2001).
21 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
426
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1. Cease and desist from
(a) Maintaining or enforcing a rule that prohibits employees
from wearing any union buttons or insignia.
(b) Threatening to discipline employees, either orally or in
writing, for wearing any union buttons or insignia.
(c) Surveilling employees to see if they are wearing any un-
ion buttons or insignia.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Rescind its handbook rule banning employees from
wearing any union buttons or insignia.
(b) Furnish all current employees with inserts for their cur-
rent employee handbooks that (1) advise that the unlawful rule
has been rescinded, or (2) provide a lawfully worded rule on
adhesive backing that will cover the unlawful rule; or publish
and distribute to all current employees revised employee hand-
books that (1) do not contain the unlawful rule, or (2) provide a
lawfully worded rule.
(c) Within 14 days of the Board’s order, rescind and remove
any reference from its files to the April 18, 2013 email it sent to
employee Victor Huerta about violating the rule, and, within 3
days thereafter, notify Huerta in writing that this has been done
and that the email will not be used against him in any way.
(d) Within 14 days after service by the Region, post at its
facility in Pauma Valley, California, copies of the attached
notice marked “Appendix” in both English and Spanish.22
Copies of the notice, on forms provided by the Regional Direc-
tor for Region 21, after being signed by the Respondent’s au-
thorized representative, shall be posted by the Respondent and
maintained for 60 consecutive days in conspicuous places in-
cluding all places where notices to employees are customarily
posted. In addition to physical posting of paper notices, the
notices shall be distributed by email, as well as by other elec-
tronic means if the Respondent customarily communicates with
its employees by such means. Reasonable steps shall be taken
by the Respondent to ensure that the notices are not altered,
defaced, or covered by any other material. In the event that,
during the pendency of these proceedings, the Respondent has
gone out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at its
own expense, a copy of the notice to all current employees and
former employees employed by the Respondent at any time
since April 1, 2013.
(e) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
22 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”