362 NLRB 493
Americold Logistics, LLC
AMERICOLD LOGISTICS, LLC
493
Americold Logistics, LLC and Karen Cox, Petitioner
and Retail, Wholesale and Department Store
Union, UFCW, Local 578. Case 25–RD–108194
March 31, 2015
DECISION ON REVIEW AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS MISCIMARRA
AND HIROZAWA
On July 26, 2013, the Regional Director for Region 25
issued a Decision and Direction of Election in the above-
captioned proceeding finding that the instant petition
should be processed because it was filed more than 1
year after the Employer voluntarily recognized the Un-
ion.1 Thereafter, in accordance with Section 102.67 of
the Board’s Rules and Regulations, the Union filed a
timely request for review of the Regional Director’s de-
cision, contending that there was a recognition bar to
processing the petition.
By Order dated September 9, 2013, the Board granted
the request for review and directed the parties to respond
to the following questions:
(1) Whether the Regional Director correctly
found under Lamons Gasket Co., 357 NLRB 739
(2011), that there is no recognition bar because the
petition was filed more than 1 year after the Em-
ployer recognized the Union.
(2) If the Regional Director erred, whether a rea-
sonable time for bargaining had elapsed at the time
the petition was filed.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Having carefully considered the record in this case, in-
cluding the parties’ briefs, we find, contrary to the Re-
gional Director, that the petition is barred. First, we clari-
fy that, under Lamons Gasket, supra, a reasonable period
of time for bargaining before the union’s majority status
can be challenged is a minimum of 6 months and a max-
imum of 1 year, measured from the date of the first bar-
gaining meeting between the union and the employer.
Because the petition here was filed less than 1 year after
the parties’ first bargaining meeting, the Regional Direc-
tor erred by finding that, as a matter of law, he was re-
quired to process the petition.2
1 A mail-ballot election was conducted on August 20, 2013, and the
returned ballots were impounded.
2 The Petitioner filed two earlier decertification petitions. The first
petition was filed on November 19, 2012 (Case 25–RD–093419). The
Regional Director dismissed the petition, which was filed less than 6
months from the date of recognition; no request for review was filed.
The second petition was filed on April 8, 2013 (Case 25–RD–102210).
Second, applying the multifactor test set forth in Lee
Lumber & Building Material Corp., 334 NLRB 399
(2001), enfd. 310 F.3d 209 (D.C. Cir. 2002), we find that
a reasonable period of time for bargaining had not
elapsed when the petition was filed and thus conclude
that the petition is barred.
I. FACTS
The Employer operates food storage warehouses na-
tionwide, including two warehouses located in Rochelle,
Illinois. The Union conducted an organizing drive at both
warehouses during the first half of 2012 and filed an
election petition in May 2012. The Employer agreed to a
card check by a neutral third party, who found that a ma-
jority of the approximately 110 employees in the com-
bined warehouse unit had signed valid authorization
cards. By June 18, 2012, both parties had executed a
recognition agreement, which covered all warehouse
employees.3
Dennis Williams, one of the Union’s lead negotiators,
testified that it took time for the Union to meet with the
employees at both warehouses, elect stewards, and set
bargaining goals; he stated that the Union was ready to
start bargaining in mid-September 2012. The Employer,
however, was unavailable until October 2012. As a re-
sult, the parties held their first bargaining meeting on
October 9, followed by additional sessions on October 10
and 11. Although the negotiators for both parties were
experienced at collective bargaining, these were the first
negotiations between this Union and this Employer. The
Employer presented a model contract proposal that re-
tained employees’ current wages and healthcare plan,
and the parties reached tentative agreements on some
noneconomic language.
The parties did not meet again until November 27, 28,
and 29, 2012, at which time they tentatively agreed to
language governing nondiscrimination, notification, dues
checkoff, grievance and arbitration, probationary em-
ployment, seniority, layoff/recall, and the duration of the
agreement. Williams testified that issues regarding sen-
iority were difficult to resolve because of disparities be-
The Regional Director issued a Decision and Order dismissing the
petition based on his finding that a reasonable period of time for bar-
gaining had not elapsed. The Petitioner’s request for review of that
dismissal is pending before the Board. Consistent with today’s deci-
sion, we will by separate Order deny the request for review in Case 25–
RD–102210.
3 The recognized unit includes:
All full-time and regular part-time warehouse employees, including
warehouse employees, janitorial employees, and porter employees
employed by the Employer, at its Rochelle, Illinois warehouses; but
excluding office clerical employees, maintenance employees, custom-
er service representatives, foremen, temporary employees, guards, and
supervisors as defined in the Act.
362 NLRB No. 58
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
494
tween the two warehouses. The parties also engaged in
extensive discussions regarding the Employer’s proposed
management-rights clause, which the Union stated was
different from what it had agreed to in its other contracts.
Following the November 2012 negotiations, the parties
did not meet again until March 2013 owing to the una-
vailability of the Employer. The Union requested bar-
gaining in December 2012 and January 2013; a session
scheduled for late January was canceled when the Em-
ployer’s lead negotiator became unavailable. The Em-
ployer also stated that it was unavailable for the entire
month of February 2013.4
The parties reconvened for seven bargaining sessions
from March 4 through 16, 2013.5 By the end of those
sessions, the parties had tentatively agreed on most non-
economic terms and had started negotiating economic
terms, including health and welfare benefits. At their
April 9 and 16, 2013 sessions, the parties orally agreed
on a 401(k) provision and devoted the rest of the time to
discussing both parties’ proposed health insurance plans.
During their five sessions from May 8 through 22, 2013,
the parties focused on wages, lump-sum payments, and
health insurance coverage, but also discussed vacation
leave, an incentive program, and production standards.
The Regional Director found that the parties exchanged
various proposals and counterproposals and “engaged in
the give and take of bargaining.”
After the May 22, 2013 session, the Union sent the
Employer a list of 10 prospective meeting dates in June.
The Employer did not respond until June 13, when it
suggested meeting on June 25 and 26. During the June
25 session, the parties reached a tentative agreement on
the economic provisions of the contract, including wages
and health insurance. The Employer put together a draft
of all tentatively agreed-on provisions and presented it to
the Union on June 26, 2013. The parties reviewed the
document, made minor changes, and signed the contract
on that date.
Pursuant to a provision in the signed contract, it would
not take effect until ratified by the Union’s members.
The Union scheduled the ratification vote for June 29,
2013, and notified unit employees of the vote by posting
notices on bulletin boards at the facilities and phoning
employees. Of the 55 unit employees in attendance at the
4 The Regional Director, in dismissing the Petitioner’s April 2013
petition, found that “[a]lthough the number of times that the parties
bargained is not inconsequential, the three-month gap in negotiations
negatively affected the parties’ ability to make progress in negotia-
tions.”
5 During the March 2013 sessions, the Employer changed its lead
negotiator. In his dismissal of the April 2013 petition, the Regional
Director found that there was no evidence in the record that this ham-
pered bargaining.
vote, 31 voted to ratify the contract and 22 voted not to
ratify, with 2 employees abstaining.
The Petitioner filed the decertification petition on June
28, 2013—1 day before the ratification vote and just over
1 year after the parties entered into their recognition
agreement.
II. THE REGIONAL DIRECTOR’S DECISION AND THE
PARTIES’ POSITIONS
In determining whether the decertification petition
could be processed, the Regional Director relied on the
Board’s decision in Lamons Gasket, supra, which de-
fined a reasonable period of bargaining after voluntary
recognition to be “no less than 6 months after the parties’
first bargaining session and no more than 1 year.” 357
NLRB at 748. The Regional Director interpreted this
language to mean that the reasonable period of bargain-
ing could not exceed 1 year from the date of recognition.
In support of this interpretation, he stated that to extend
the recognition bar beyond 1 year would confer greater
protection on a voluntarily-recognized union than a
Board-certified union—a result that the Board could not
have intended. Accordingly, he concluded that, as a mat-
ter of law, the petition here was not barred because it was
filed over 1 year after the Employer granted recognition.
The Union argues, contrary to the Regional Director,
that the Board in Lamons Gasket intended for the maxi-
mum 1-year period under the recognition bar to be meas-
ured from the date of the parties’ first bargaining meeting
rather than the date of recognition. Because the parties
did not begin bargaining until October 2012, the bar
could potentially extend through October 2013. Accord-
ingly, it contends that the Regional Director erred by
finding that, as a matter of law, the petition was not
barred. In addition, the Union argues that a reasonable
period of time for bargaining had not elapsed at the time
the petition was filed. It emphasizes that the parties were
negotiating their first contract, bargaining involved com-
plex issues, the Employer was unavailable to negotiate
for 3-1/2 months during the course of negotiations, and
the petition was filed 1 day before the contract was
scheduled for a ratification vote.
The Petitioner and the Employer agree with the Re-
gional Director that the Board’s holding in Lamons Gas-
ket dictates that, as a matter of law, the petition could not
be barred because it was filed over 1 year after recogni-
tion. Both contend that the Union’s interpretation would
privilege the recognition bar over the certification bar,
which is capped at 1 year from the certification date.
They also contend that, even assuming the recognition
bar could extend beyond 1 year after recognition, the
parties had a reasonable period of time to bargain by the
time the petition was filed. They rely on the following
AMERICOLD LOGISTICS, LLC
495
facts: (1) the parties had bargained for 21 separate ses-
sions over nearly 9 months; (2) delays in bargaining were
attributable to the Union as well as the Employer; (3)
bargaining was not particularly complex; and (4) the par-
ties had already reached an agreement by the time the
petition was filed, thus demonstrating that a reasonable
period had passed.
III. ANALYSIS
In Lamons Gasket, supra, the Board overruled Dana
Corp.6 and returned to its well-established rule that an
employer’s voluntary recognition of a union, based on a
showing of the union’s majority status, bars an election
petition for a reasonable period of time. In setting out
this rule, the Board stated that, for the first time, it would
provide benchmarks for determining whether a reasona-
ble period of time had elapsed in any given case. 357
NLRB 739.
The Board in Lamons Gasket defined a reasonable pe-
riod of bargaining to be “no less than 6 months after the
parties’ first bargaining session and no more than 1
year.” 357 NLRB at 748. In determining whether a rea-
sonable period of time has elapsed after the 6-month in-
sulated period, the Board stated that it would apply the
multifactor test set forth in Lee Lumber, supra, which
considers: “(1) whether the parties are bargaining for an
initial contract; (2) the complexity of the issues being
negotiated and of the parties’ bargaining processes; (3)
the amount of time elapsed since bargaining commenced
and the number of bargaining sessions; (4) the amount of
progress made in negotiations and how near the parties
are to concluding an agreement; and (5) whether the par-
ties are at impasse.” Id. at 748 fn. 14, quoting Lee Lum-
ber, 334 NLRB at 402.
The issue presented in this case is whether the maxi-
mum 1-year period under the recognition bar runs from
the date of recognition or from the start of bargaining.
We make clear here that the “reasonable period of bar-
gaining” under the recognition bar is a minimum of 6
months and a maximum of 1 year, measured from the
date of the first bargaining meeting between the Union
and the Employer. We thus find that the Regional Direc-
tor erred in holding that, as a matter of law, the petition is
not barred because it was filed more than 1 year after the
recognition date.
6 351 NLRB 434 (2007). In Dana, the Board established, among
other things, a 45-day “window period” after voluntary recognition
during which employees could file a decertification petition supported
by a 30-percent showing of interest. Because the Board in Lamons
Gasket provided an extensive rationale for overruling Dana, we need
not address our dissenting colleague’s initial contention that Dana was
correctly decided.
Contrary to the Regional Director, the Board’s deci-
sion in Lamons Gasket provides no support for his find-
ing. It neither states nor suggests that the recognition bar
is measured from the date of recognition. The only date
identified in the Board’s decision for measuring a rea-
sonable period of bargaining is “the parties’ first bargain-
ing session.” Similarly, the Board’s decision in UGL-
UNICCO Service Co.,7 a “successor bar” case which
issued the same day as Lamons Gasket, defined a reason-
able period of bargaining as “a minimum of 6 months
and a maximum of 1 year, measured from the date of the
first bargaining meeting between the union and the em-
ployer.”8
The Board explained in Lamons Gasket that “when a
bargaining relationship has been initially established . . .
it must be given a reasonable time to work and a fair
chance to succeed.”9 In our view, a union can only
demonstrate its effectiveness in negotiations once bar-
gaining has actually commenced. Our focus on the be-
ginning of actual bargaining furthers the Board’s funda-
mental statutory interest in the “process and the promo-
tion of an autonomous relationship between the par-
ties.”10 Accordingly, in voluntary recognition cases, the
relevant benchmarks identified in the Lee Lumber multi-
factor test are measured from the first bargaining meeting
between the parties.
We reject the contention of our dissenting colleague,
as well as the Employer and Petitioner, that, if a reasona-
ble period of bargaining under the recognition bar lasts
up to 1 year from the first bargaining meeting, it would
provide a greater benefit to a union than the certification
bar. To the contrary, the recognition bar guarantees an
insulated period for only 6 months from the first bargain-
ing meeting. Although this period may be extended up to
an additional 6 months, depending on an analysis of
case-specific factors, the certification bar guarantees a 1-
year insulated period in every instance.
The mere prospect that the recognition bar may extend
up to 1 year from the first bargaining meeting in certain
cases does not make it more protective than the 1-year
7 357 NLRB 801, 806 (2011).
8 Our dissenting colleague interprets this language to mean that the
bar continues for no fewer than 6 months after the first bargaining
session and no more than 1 year after the date of recognition. Even if
the language, considered in isolation, arguably permits that interpreta-
tion, we believe that it is clear, especially when considered in conjunc-
tion with the decision in UGL-UNICCO Service Co. issued the same
day, that the Board in Lamons Gasket intended for the voluntary recog-
nition bar to run from the parties’ first bargaining meeting.
9 357 NLRB at 744, quoting Lee Lumber, supra, 322 NLRB at 178.
10 Lamons Gasket, supra, 357 NLRB at 746, quoting International
Paper Co., 319 NLRB 1253, 1270 (1995), enf. denied on other grounds
115 F.3d 1045 (D.C. Cir. 1997).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
496
certification bar. Instead, it properly acknowledges the
right of the majority of employees who designated a bar-
gaining representative to a reasonable opportunity for
their representative to negotiate an agreement on their
behalf. Tellingly, our dissenting colleague fails to
acknowledge the more demanding standard of employee
support required for voluntary recognition: unlike Board-
conducted elections where a labor organization is certi-
fied if a majority of the employees who vote cast votes in
favor of representation, for voluntary recognition to be
valid, the union must demonstrate support of a majority
of all employees in the bargaining unit. Nor does our
colleague acknowledge that Board certification carries
other unique benefits that do not attach to recognition.11
Thus, contrary to the Petitioner, our decision does not
“elevate voluntary recognition above certification.”
Our dissenting colleague notes that, before Lamons
Gasket, supra, the Board generally held that the recogni-
tion bar ran for a reasonable period of time from the date
of recognition.12 We agree that the recognition bar takes
effect on the date of recognition.13 However, the issue in
this case is not when the bar begins, but when it ends. In
Lamons Gasket, the Board introduced the framework that
we apply here—that a reasonable period of time for bar-
gaining is no less than 6 months and no more than 1 year,
measured from the date of the parties’ first bargaining
meeting.14 The Board in Lamons Gasket acknowledged
that, although the various election bars arise in different
contexts, “they share the same animating principle: that a
newly created bargaining relationship should be given a
reasonable chance to succeed before being subject to
challenge.”15 Thus, unlike our colleague, we see no ten-
sion in applying the same approach in the recognition
context that the Board has applied in the remedial and
successorship contexts. Although our colleague faults
our decision for failing to provide “concrete guidelines
for determining when the Board will process election
petitions,” the Lamons Gasket multifactor framework
that we apply today actually provides more specific
11 Such benefits include protection against recognitional picketing by
rival unions under Sec. 8(b)(4)(C); the right to engage in certain sec-
ondary and recognitional activity under Sec. 8(b)(4)(B) and (7); and, in
certain circumstances, a defense to allegations of unlawful jurisdiction-
al picketing under Sec. 8(b)(4)(D). Id. at 10 fn. 35.
12 See, e.g. Keller Plastics Eastern, Inc., 157 NLRB 583, 587 (1966).
13 This is in contrast to the Board’s decision in Dana Corp., to which
our dissenting colleague would adhere, which held that the recognition
bar would not take effect until 45 days after the posting of a notice
following recognition.
14 357 NLRB at 478 (expressly “alter(ing) the rule of Keller Plastics
in one respect”).
15 Id. at 6.
guidance to parties than the earlier decisions on which he
relies.16
Finally, we reject our dissenting colleague’s contention
that our holding “reverse[s] direction from” the Board’s
recent rule regarding representation case procedures. The
purpose of the rule is to enhance the Board’s ability to
fairly and expeditiously resolve questions concerning
representation; it has nothing to do with the Board’s
recognition bar doctrine, which serves to foster collective
bargaining after employees have already selected a bar-
gaining representative. Likewise, the issue in this case is
whether the petition may go forward, not how to process
it. For these reasons, our colleague’s depiction of today’s
decision as being inconsistent with the rule is misplaced.
IV. ASSESSING WHETHER A REASONABLE PERIOD HAD
ELAPSED AT THE TIME THE PETITION WAS FILED
We must next consider, under the Lee Lumber factors,
whether the Union established that a reasonable period of
bargaining had not elapsed at the time the petition was
filed.17 For the reasons discussed below, we find that the
Union met its burden and therefore conclude that the
petition is barred.
On the one hand, we agree with the Regional Director
that the parties were not facing unusually complex is-
sues, nor had they adopted complicated approaches to
bargaining.18 Moreover, with regard to the passage of
time and the number of bargaining sessions, the parties
engaged in about 21 negotiating sessions over the course
of 8-1/2 months, during which time they bargained con-
structively and made significant progress toward an
agreement.
On the other side of the balance, it is undisputed that
the parties were bargaining their first contract and were
not at impasse, both of which are factors that weigh
against finding that a reasonable period of time had
elapsed. See Lee Lumber, supra, 334 NLRB at 403–404.
Of particular significance in this case is the progress the
parties made in bargaining and their proximity to con-
16 Notably, even in the cases cited by our colleague, the Board held
that a “[r]easonable time does not depend upon either the passage of
time or the number of calendar days on which the parties met. Rather,
the issue turns on what transpired during those meetings and what was
accomplished therein.” Tajon, Inc., 269 NLRB 327, 328 (1984), quot-
ing Brennan’s Cadillac, 231 NLRB 225, 226 (1977).
17 In Lamons Gasket, the Board stated that “the burden is on the
General Counsel to prove that a reasonable period of bargaining had
not elapsed after 6 months.” 357 NLRB at 748 & fn. 34. We clarify that
where, as here, the General Counsel is not a party to the case, the bur-
den of proof will be on the party who invokes the recognition bar to
establish that a reasonable period of bargaining has not elapsed after 6
months.
18 Cf. MGM Grand Hotel, supra, 329 NLRB at 466–467 (relying on
the parties’ innovative approach to bargaining to justify a longer rea-
sonable period for bargaining).
AMERICOLD LOGISTICS, LLC
497
cluding an agreement. In Lee Lumber, supra, the Board
stated that “[o]ne of the best indicators of success in col-
lective bargaining is reaching a contract. When negotia-
tions have nearly produced a contract, it is reasonable
that the parties should have some extra time in which to
attempt to conclude an agreement.” 334 NLRB at 404.
Here, at the time the petition was filed, the parties had
already finalized a written agreement and the Union had
scheduled the necessary ratification vote shortly thereaf-
ter. Any reasonable period of bargaining must include
time for the Union to conclude the agreement by holding
a ratification vote.
Indeed, the Board has long declined to hold that a rea-
sonable period for bargaining has elapsed in situations
where parties were on the cusp of finalizing an agree-
ment. In Ford Center for the Performing Arts, 328
NLRB 1, 2 (1999), for instance, the Board held that a
reasonable period for bargaining had not passed where
the parties had completed a draft of the agreement and
were “on the verge of complete agreement when the peti-
tion was filed.” The Board concluded that “it would frus-
trate the statutory goal of promoting stable bargaining
relation-ships as well as the free choice of the unit em-
ployees” to allow the petition to go forward “when the
parties’ efforts were on the verge of reaching finality.”
Id. Similarly, in N. J. MacDonald & Sons, Inc., 155
NLRB 67, 71 (1965), cited in Lee Lumber, supra, 334
NLRB at 404, the Board found that a reasonable period
for bargaining had not elapsed where the parties had re-
duced their agreement to writing and the union had stated
that it would submit the employer’s final offers on wage
increases and union security to the employees for their
approval.19 Here, the parties’ nearness to concluding
their contract—which was ratified only 1 day after the
petition was filed—likewise weighs in favor of barring
the petition.
Our dissenting colleague contends that, because the
parties had already reached an agreement and reduced it
to writing, there could be no question that a reasonable
period of bargaining had passed. But he discounts the
significance of this stage of the negotiations—where the
parties were on the cusp of a final agreement—to the
Board’s goal of promoting collective bargaining. Nota-
bly, a majority of employees expressed support for the
19 See also MGM Grand Hotel, 329 NLRB at 467 (noting that the
parties “had made substantial progress toward reaching agreement, had
few remaining issues to resolve, and worked steadily to finalize their
agreement, which they achieved only days after the petition was filed”).
See generally Keller Plastics Eastern, 157 NLRB at 587 (in the volun-
tary recognition context, “the parties must be afforded a reasonable
time to bargain and to execute the contracts resulting from such bar-
gaining”).
agreement when they ratified it at the June 29 ratification
meeting. That vote plainly expressed the employees’
satisfaction with the Union as their bargaining repre-
sentative in the negotiations.
Our colleague also urges us to “consider the plight of
employees who, in the instant case, supported the filing
of three successive petitions, each one seeking a Board-
conducted election where they could vote on union rep-
resentation.” In so doing, however, he overlooks the
guiding principle of the bar: “that a bargaining relation-
ship once rightfully established must be permitted to ex-
ist and function for a reasonable period in which it can be
given a fair chance to succeed.”20 It is worth noting that
the first petition, which was filed less than 6 months
from the date of recognition, was properly dismissed
even under our colleague’s interpretation of Lamons
Gasket. The second petition was filed less than 6 months
from the first bargaining session, at which time the Re-
gional Director concluded that a reasonable period for
bargaining had not elapsed. In any event, the number of
untimely petitions filed in this case is irrelevant; the Peti-
tioner’s mere persistence does not strengthen her argu-
ment for disrupting a productive bargaining relationship
that was endorsed by a majority of unit members. Indeed,
the fact that the parties eventually reached and ratified an
agreement is a testament to the importance of the
Board’s recognition bar doctrine in providing the parties
a reasonable period of time to succeed in collective bar-
gaining, and not the suppression of free choice that our
colleague claims.
Having weighed all of the Lee Lumber factors, we
conclude that a reasonable period of time for bargaining
had not elapsed when the petition was filed. We thus
reverse the Regional Director’s decision and find that the
petition here is barred.21
ORDER
This case is remanded to the Regional Director for fur-
ther appropriate action consistent with this decision.
MEMBER MISCIMARRA, dissenting.
I respectfully dissent because, in my view, the Region-
al Director correctly directed the holding of an election
based on the filing of a timely election petition supported
by an appropriate showing of interest among employees.
20 Lamons Gasket, 357 NLRB at 740, quoting Franks Bros. Co. v.
NLRB, 321 U.S. 702, 705 (1944).
21 In so holding, we note that “the employees are not forever fore-
closed from changing or eliminating their bargaining representative at
the appropriate time, i.e., during the window period prior to the expira-
tion of the collective-bargaining agreement. The voluntary recognition
bar extends for a reasonable period, not in perpetuity.” MGM Grand
Hotel, supra, 329 NLRB at 467.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
498
I believe several considerations warrant this outcome.
First, contrary to the majority, I believe the Board in Da-
na Corp., 351 NLRB 434 (2007), appropriately balanced
the employee right to participate in a Board-conducted
election against the Board’s interest in fostering stable
collective-bargaining relationships. Second, even if we
apply a “recognition bar” as prescribed in Lamons Gas-
ket Co., 357 NLRB 739 (2011), which overruled Dana,
the Board should adhere to its pre-Dana case law estab-
lishing that the recognition bar starts running when
recognition is extended by the employer. Third, as the
Regional Director explained in his well-reasoned deci-
sion, it is incongruous to adopt the expansive interpreta-
tion of the recognition bar that my colleagues embrace in
today’s decision, under which the election bar may con-
tinue for up to 1 year from the parties’ first bargaining
session rather than 1 year from the date recognition is
granted. Finally, regardless of when the clock starts run-
ning on the recognition bar or its maximum duration, I
believe the facts in the instant case demonstrate that a
“reasonable period of bargaining” had elapsed at least
when the parties reached and signed their new collective-
bargaining agreement, which occurred before the petition
at issue in the instant case was filed. Therefore, under
any reading of Lamons Gasket, supra, I believe the Board
is required to process the petition and conduct an elec-
tion.
1. The Board’s Dana Decision. One of the Board’s
primary functions is to conduct representation elections
to determine whether a majority of employees favor un-
ion representation.1 When a union is certified following
an election, its majority status cannot be challenged for a
year,2 and any decertification or rival-union petition is
barred. A union also may become employees’ bargain-
ing representative through voluntary recognition by the
employer, based on evidence of majority employee sup-
port—typically, signed union authorization cards. For
decades, the Board has held that various circumstances
justify applying a limited-duration “bar” to the pro-
cessing of election petitions.3 Among these, the Board
has applied a “recognition bar,” holding that voluntary
recognition bars decertification or rival-union petitions
1 See Sec. 9(b), (c) (describing preelection hearings, the election
process, and the Board’s determination of appropriate bargaining units).
2 See Brooks v. NLRB, 348 U.S. 96, 104 (1954) (approving Board’s
certification-year doctrine).
3 The Board’s “bar” doctrines operate to prevent Board-conducted
elections for prescribed, limited periods of time, based on a balancing
of (i) the right of employees, protected by Secs. 7 and 9 of the Act, to
participate in Board-conducted elections to decide questions of union
representation, and (ii) the Board’s responsibility to foster stability in
labor relations and collective bargaining. See fn. 7, infra.
for a “reasonable” period of time.4 However, the Board
has also acknowledged “substantial differences between
Board elections and union authorization card solicitations
as reliable indicators of employee free choice.”5 Recog-
nizing those differences, the Board in Dana Corp. pro-
vided for a “recognition bar” that would continue for a
reasonable period, if (i) the employer and/or union notify
the appropriate Board regional office that recognition has
been granted; (ii) the employer posts a notice of recogni-
tion (provided by the Regional Office) informing em-
ployees that recognition has been granted and of their
right, during a 45-day “window period,” to file a decerti-
fication or rival-union petition; and (iii) 45 days pass
without a properly supported petition being filed. If a
properly supported petition is filed during the window
period, under Dana the Board would process it.6 I think
the approach reflected in Dana of providing a window
period before a potential recognition bar attaches strikes
an appropriate balance between what our statute “en-
shrines”—i.e., “a democratic framework for employee
choice” (Final Rule, 79 FR at 74314)—and the desirabil-
ity of stable bargaining relationships.7 As Chief Justice
4 See Keller Plastics Eastern, Inc., 157 NLRB 583 (1966); Sound
Contractors Assn., 162 NLRB 364 (1966). The Board’s bar doctrines
are an exception to the National Labor Relations Act’s cornerstone
tenet, which makes representation depend on whether the union has
majority support. Sec. 9(a) states: “Representatives designated or se-
lected for the purposes of collective bargaining by the majority of the
employees in a unit appropriate for such purposes, shall be the exclu-
sive representatives of all the employees in such unit for the purposes
of collective bargaining in respect to rates of pay, wages, hours of
employment, or other conditions of employment” (emphasis added).
5 Dana Corp., 351 NLRB at 438; see NLRB v. Gissel Packing Co.,
395 U.S. 575, 602 (1969) (“[S]ecret elections are generally the most
satisfactory—indeed the preferred—method of ascertaining whether a
union has majority support.”).
6 Dana, supra at 441, 443. In addition, if the notice and window-
period requirements are not met, any postrecognition collective-
bargaining agreement would not bar an election under the contract-bar
doctrine. Id. at 435; see fn. 7, infra.
7 The Board’s “bar” doctrines suspend the processing of election pe-
titions in various circumstances, based on Board-applied presumptions
of majority support, to advance the Act’s interest in fostering stable
collective-bargaining relationships. I agree with the rationale underly-
ing some of the Board’s bar doctrines, including, for example, the
“irrebuttable presumption of majority support for the union during the
year following certification.” Allentown Mack Sales & Service, Inc. v.
NLRB, 522 U.S. 359, 378 (1998); see also Station KKHI, 284 NLRB
1339, 1340 (1987), enfd. 891 F.2d 230 (9th Cir. 1989). The Board also
applies a well-known “contract bar” rule, pursuant to which collective-
bargaining agreements of definite duration “for terms up to 3 years will
bar an election for their entire period,” and “contracts having longer
fixed terms will be treated for bar purposes as 3-year agreements and
will preclude an election for only their initial 3 years.” General Cable
Corp., 139 NLRB 1123, 1125 (1962) (footnote omitted); see also NLRB
v. Burns Security Services, 406 U.S. 272, 290 fn. 12 (1972). During the
“contract bar” period, the Board will dismiss all representation petitions
unless they are filed during a 30-day “open period” that begins 90 days
AMERICOLD LOGISTICS, LLC
499
Rehnquist stated in Allentown Mack Sales & Service:
“Stability, while an important goal of the Act, . . . is not
its be-all and end-all. That goal would not justify, for
example, allowing a non-majority union to remain in
place (after a certification or contract bar has expired)
simply by denying employers any effective means of
ascertaining employee views.” 522 U.S. at 384
(Rehnquist, C.J., dissenting in part) (citation omitted).8
2. The Recognition Bar: Lamons Gasket, the Bar’s
Duration, and When it Commences. In Lamons Gasket
Co.,9 the Board overruled Dana, rejected the Dana notice
and “window period” approach, and resumed the applica-
tion of a “recognition bar” immediately upon recogni-
tion.10 The recognition bar under Lamons Gasket still
has a limited duration: it continues only for a “reasona-
ble” period of time. However, in Lamons Gasket, the
Board identified “benchmarks for determining ‘a reason-
able period of time’”11 that introduced an ambiguity that
my colleagues today resolve the wrong way.
In Lamons Gasket, the Board defined “a reasonable pe-
riod of bargaining, during which the recognition bar will
apply, to be no less than 6 months after the parties’ first
bargaining session and no more than 1 year.”12 As an
initial matter, it is curious that the Board in Lamons Gas-
ket identified the “first bargaining session” as a reference
point because longstanding Board precedents have uni-
formly measured the recognition bar from the time the
union receives recognition.13 The Board in Lamons Gas-
and ends 60 days before the contract expires, or during any period
following expiration during which no contract is in effect. See Leonard
Wholesale Meats Co., 136 NLRB 1000, 1001 (1962).
8 On the same day that the Board issued Lamons Gasket, it reinstated
a “successor bar” rule in UGL-UNICCO Service Co., 357 NLRB 801
(2011). I have already indicated I would refrain from applying a “suc-
cessor bar.” Instead, I would adhere to the Board’s prior standard that
“‘an incumbent union in a successorship situation is entitled to—and
only to—a rebuttable presumption of continuing majority status, which
will not serve as a bar’ whenever a rival petition is filed.” FJC Security
Services, 360 NLRB 929, 930 (2014) (quoting MV Transportation, 337
NLRB 770, 770 (2002) (emphasis in original)).
9 Supra, 357 NLRB 739.
10 For the reasons stated in Dana Corp. and by Member Hayes in his
Lamons Gasket dissent, I would adhere to the Dana Corp. requirement
that an employer post an official Board notice that informs employees
of their employer’s voluntary card-based recognition of a union bar-
gaining representative, and to the employees’ right, within 45 days of
that notice, to test the union’s claim of majority support through a
Board-conducted secret-ballot election.
11 357 NLRB 739.
12 Id. at 748.
13 The concept of a “reasonable period of bargaining” that was the
Board’s focus in Lamons Gasket was derived from a refusal-to-bargain
case, Lee Lumber & Building Material Corp., 334 NLRB 399 (2001),
enfd. 310 F.3d 209 (D.C. Cir. 2002). In Lee Lumber, the Board recon-
sidered its “‘reasonable period of time for bargaining’ standard for
cases involving an unlawful refusal to recognize and bargain with an
incumbent union,” 334 NLRB at 399, and it is understandable in this
ket did not explain why the “reasonable period” should
remain open-ended after the union receives recognition,
with the clock starting to run only when the parties have
their first bargaining session. Given that a recognition
bar arises when the parties have voluntarily agreed to
engage in bargaining, one would not anticipate a lengthy
delay in the commencement of bargaining, particularly
since the Act’s duty to bargain collectively requires both
parties to “meet at reasonable times.”14 Moreover, if the
employer and union substantially delay the commence-
ment of bargaining following voluntary recognition, I do
not believe this justifies denying employees for a longer
period their right to have an election petition processed
and an opportunity to vote on union representation in a
Board-conducted election.
In any event, the Board in Lamons Gasket stated that
the “reasonable period of bargaining, during which the
recognition bar will apply” should be “no less than 6
months after the parties’ first bargaining session and no
more than 1 year.”15 Accepting this language at face
value, it may still be interpreted in two ways. It could
mean that the bar period continues for no fewer than 6
months after the parties’ first bargaining session and no
more than 1 year from the date of recognition. Or it
could mean that the bar period continues for no fewer
than 6 months after the parties’ first bargaining session
and no more than 1 year after the parties’ first bargain-
ing session. The Regional Director correctly chose the
former interpretation. My colleagues choose the latter.
In doing so, they create an upside-down regime under
which, if employees elect a union, they cannot have an-
other election for a year, but if the union becomes their
representative without an election, they may be barred
from casting ballots in a Board election for more than a
year.
In this context, it is ironic that the Board recently
adopted new, comprehensive regulations that dramatical-
ly change our representation-election procedures based in
large part on a desire to make elections take place more
quickly. Final Election Rule, 79 FR 74308 (Dec. 15,
2014) (referring to the “essential principle” that represen-
tation cases “should be resolved quickly”); id. at 74314
(“The Act enshrines a democratic framework for em-
ployee choice and . . . charges the Board to ‘promulgate
context that the Board concluded the “reasonable period for bargain-
ing” would start with the first bargaining session—i.e., “when the of-
fending employer commences bargaining in good faith.” Id. at 399 fn.
6. In the case of voluntary recognition, however, the Board has tradi-
tionally applied a “recognition bar” commencing when the union re-
ceived recognition. See text accompanying fn. 23, infra.
14 Sec. 8(d).
15 357 NLRB at 748.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
500
rules . . . in order that employees’ votes may be recorded
accurately, efficiently and speedily.’”).
In today’s decision, my colleagues reverse direction
from the Election Rule in three ways. First, they adhere
to Lamons Gasket and continue to hold that when a union
secures voluntary recognition, a “recognition bar” applies
immediately, which means the Board will not process an
election petition even if everyone in the bargaining unit
expresses a desire for an election. Second, they also
leave in place the rule of Lamons Gasket that recognition
does not start the clock running on the “reasonable peri-
od” during which petitions are barred. Rather, although
petitions are barred immediately upon recognition, the
bar period remains open-ended until the parties’ first
bargaining session. Then and only then does the clock
start to run on the “reasonable” election-bar period.
Third, even though several months may pass after recog-
nition before the parties begin to engage in collective
bargaining, my colleagues today hold that the recognition
bar may continue for up to a full year after the first bar-
gaining session, which means that employees who have
never voted in a Board election may be barred from do-
ing so for a longer time than employees who participated
in an election resulting in union certification. I respect-
fully dissent as to each of these aspects of the majority’s
decision.
Even if the Board applies a “recognition bar” immedi-
ately upon voluntary recognition, I believe it is unrea-
sonable to bar petitions for an open-ended period that
does not even begin running when the union receives
recognition. I would hold that the recognition-bar “rea-
sonable” period should begin to run on the date of volun-
tary recognition. But even under Lamons Gasket, I
would construe the language at issue here—defining the
“reasonable” recognition-bar period as “no less than 6
months after the parties’ first bargaining session and no
more than 1 year”—as limiting the bar period to no more
than 1 year from the date of recognition. The language
permits that interpretation, and it is consistent with the
Act and more carefully balances labor relations stability
and employee free choice.
Two other important points are relevant when evaluat-
ing the Board’s multiple bar doctrines: they often oper-
ate in tandem with one another, and they are frequently
difficult to understand. Thus, if a union receives volun-
tary recognition, the recognition-bar doctrine prevents
the processing of any representation petitions for a period
of time, the duration of which is in dispute in this case.
If the employer and union enter into a collective-
bargaining agreement while the recognition bar remains
in effect, the new agreement—based on the Board’s
“contract-bar” doctrine—will then prevent the processing
of any representation petition for up to 3 additional years,
with the sole exception of a 30-day period beginning 90
days and ending 60 days prior to contract expiration. See
fn. 7, supra.
The facts in the instant case highlight the problems
with the approach adopted by my colleagues today. The
Employer voluntarily recognized the Union as the bar-
gaining representative of warehouse employees on June
18, 2012. A first election petition was filed on Novem-
ber 19, 2012 (less than 6 months from the date of recog-
nition), and the petition was dismissed by the Regional
Director on December 21, 2012, because the minimum
“reasonable period of bargaining” identified in Lamons
Gasket had not elapsed.16 A second employee petition,
filed on April 8, 2013, was dismissed by the Regional
Director on May 23, 2013, also because a “reasonable
period of bargaining” had not yet elapsed.17 A third de-
certification petition—the petition at issue here—was
filed on June 28, 2013, more than 6 months after the first
bargaining session (which occurred on October 9, 2012)
and more than 1 year after the Union received recogni-
tion from the Employer. On June 29, 2013, employees
ratified a new collective-bargaining agreement, potential-
ly barring any election for 3 more years.18 Therefore,
one determinative question in this case is whether the
recognition bar ended 1 year after the date the Union
received recognition (i.e., on June 18, 2013). If so, the
employee’s petition, filed 10 days later, should have been
processed by the Board, resulting in an election.
My colleagues find there should be no election. They
apply the recognition bar for an open-ended period be-
ginning when the Union received recognition, and they
read Lamons Gasket as setting the maximum duration of
the recognition bar as 1 year from the date of the first
bargaining meeting. In the instant case, as noted above,
the first meeting did not occur until October 9, 2012.19
16 NLRB Case 25–RD–093419 (Reg. Dir. dismissal Dec. 21, 2012).
17 NLRB Case 25–RD–102210 (Reg. Dir. dismissal May 23, 2013),
request for review pending.
18 The record reveals that bargaining resulted in a tentative agree-
ment as to all issues on June 25, 2013. According to the Regional
Director, a “complete draft” of all tentatively agreed-upon provisions
was reviewed on June 26, 2013, and after minor changes, both parties
agreed upon the revised “complete draft” that same day. And “[b]oth
the Employer and the Union signed the contract on June 26, 2013.”
However, implementation of the parties’ signed contract was contin-
gent on employee ratification, which occurred on June 29, 2013.
19 The Union was not prepared to meet with the Employer until mid-
September 2012. The parties held their first bargaining meeting on
October 9, 2012, and met five additional times that October and No-
vember. Thereafter, the Employer was unable to meet until March 4,
2013, because its lead negotiator was dealing with the serious illness of
a family member. The parties met eight additional times in March and
April and reached a tentative agreement on all noneconomic provisions
AMERICOLD LOGISTICS, LLC
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My colleagues then reach several additional conclusions
in rapid succession: (i) focusing on the fact that the June
28, 2013 petition was filed less than 9 months after the
first bargaining meeting, and applying the multifactor
test articulated in Lee Lumber, supra, my colleagues find
that a “reasonable period” for bargaining had not yet
elapsed when the petition was filed, which means the
recognition bar remained in effect; (ii) they conclude the
Board could not validly process the petition and conduct
an election because the recognition bar required dismis-
sal of the petition; and (iii) the new collective-bargaining
agreement, ratified on June 29, 2013, imposed a contract
bar that, as noted previously, prevents employees from
filing any new election petition for another 3 years.
Unlike my colleagues, I believe the Regional Director
properly decided that the Board was required to process
the petition and conduct an election, even applying
Lamons Gasket. Although the Regional Director recog-
nized that Lamons Gasket does not expressly state that
the recognition-bar period “cannot exceed a year from
the time of voluntary recognition,” he held that “a read-
ing of the entire decision leaves no other reasonable in-
terpretation.”
Any other reading would mean that the Board intended
to confer greater protection to voluntary recognition
than Board certification. However, the Board stated in
Lamons Gasket that “[a]n election remains the only
way for a union to obtain Board certification and its at-
tendant benefits. . . . Neither the pre-Dana law nor the
law after today equates the processes of voluntary
recognition and certification following a Board-
supervised election.” . . .
Further, in Lamons Gasket . . . the Board in recognizing
the practice of voluntary recognition states that the
Board has permitted unions to petition for an election
after being voluntarily recognized in order to obtain
certification and the attendant statutory advantages
flowing there from (emphasis added). Citing, General
Box Co., 82 NLRB 678 (1949). In Lee Lumber the
Board, in defining that a reasonable period of time
should not exceed one year, noted that the experience
with the one year insulated period for newly certified
of the contract. The parties met an additional seven times in May and
June and reached a tentative agreement on all economic provisions.
Although there was a roughly 1-month gap between the May and
June meetings, the Union did not file a Board charge alleging that this
delay was an unfair labor practice on the Employer’s part. The Union
also did not file a charge alleging that the earlier delay in bargaining,
because of the lead negotiator’s family crisis, constituted unlawful
conduct.
unions demonstrates that one year is sufficient time for
a union to demonstrate its effectiveness in negotiations
on behalf of the employees. Lee Lumber, 334 NLRB at
402. To find that a “reasonable time to bargain” can
extend beyond one year after voluntary recognition
would result in voluntarily recognized representatives
receiving an advantage beyond what the Board has
stated is only available for certified bargaining repre-
sentatives. Such a result was clearly not the intent of
the Board in Lamons Gasket. A recognition bar for a
time period extending no longer than 1 year from the
date of voluntary recognition is consistent with Board
doctrine.20
Like the Regional Director, I believe it is incongruous
to deny employees a right to file election petitions for a
longer period after a union receives voluntary recogni-
tion (without an election) than the 1-year period after a
union is certified by the Board (as the result of an elec-
tion). As the Regional Director recognized, this is pre-
cisely what the Board stated in Lamons Gasket itself
when it explained that “[a]n election remains the only
way for a union to obtain Board certification and its at-
tendant benefits,” and when it emphasized that “[n]either
the pre-Dana law nor the law after today equates the pro-
cesses of voluntary recognition and certification follow-
ing a Board-supervised election.”21 Had the Union been
certified on June 18, 2012, following a Board election,
under our certification-year doctrine it would not have
been shielded from the decertification petition. To quote
again from the Regional Director’s decision, “[t]o find
that a ‘reasonable time to bargain’ can extend beyond
one year after voluntary recognition would result in vol-
untarily recognized representatives receiving an ad-
vantage beyond what the Board has stated is only availa-
ble for certified bargaining representatives.” Unfortu-
nately, the majority’s decision achieves just that incon-
gruous outcome. 22
20 Decision and Direction of Election (D&DE) at 4–5 (emphasis in
original and added; citations and footnote omitted).
21 357 NLRB at 748 (footnote omitted). Board precedent provides
that at most, a voluntarily recognized union may gain up to the same
rights as a certified union, but never more. See Toltec Metals, Inc., 201
NLRB 952, 954 (1973) (the effect of voluntary recognition—for pur-
poses of a petition bar—is “no different from that achieved as a result
of a Board-certified election”).
22 Lamons Gasket itself—and common sense—refute any sugges-
tion that a voluntarily recognized union needs a longer period of protec-
tion from an election petition to demonstrate its effectiveness in negoti-
ations than does a union that has been certified following an election.
In Lamons Gasket, the Board stated that “voluntary recognition is more
likely” than certification to produce bargaining “‘as a method of defus-
ing and channeling conflict between labor and management.’” 357
NLRB at 746 (quoting First National Maintenance Corp. v. NLRB, 452
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
502
Moreover, separate and apart from the issue presented
here, which turns on the interpretation of language in
Lamons Gasket concerning the maximum duration of the
“reasonable” recognition-bar period, the Board in
Lamons Gasket also erred in its determination of when
the clock starts running on the insulated “reasonable pe-
riod.” Under Lamons Gasket, the recognition bar takes
effect the moment recognition is extended, but the “rea-
sonable period” does not begin to run at recognition.
Again, Lamons Gasket defines the minimum “reasonable
period” as “no less than 6 months after the parties’ first
bargaining session.” Thus, the clock only starts to run on
the insulated period when the employer and union first
meet and bargain—even if that first bargaining session
takes place months after recognition is extended, as hap-
pened here. For two reasons, I believe this aspect of
Lamons Gasket was wrongly decided.
First, Board precedent long predating Lamons Gasket
contemplates a recognition-bar period that runs from the
date of recognition.23 See, e.g., Tajon, Inc., 269 NLRB
327, 327 (1984) (“[A] union which is recognized by the
employer but not certified by the Board is, absent special
circumstances . . . irrebuttably presumed to have a major-
ity status for a reasonable period of time from the date of
recognition.”) (emphasis added); Rockwell International
Corp., 220 NLRB 1262, 1263 (1975) (“Following a law-
ful grant of recognition the parties are entitled to a rea-
sonable period of time to permit them to attempt to nego-
tiate a collective-bargaining agreement.”) (emphasis add-
ed). In Keller Plastics, supra, the Board left no doubt on
this score. There, after holding that “the parties must be
afforded a reasonable time to bargain and to execute the
contracts resulting from such bargaining” following vol-
untary recognition, the Board found reasonable “the 3-
week period from February 16[, 1965], the date recogni-
tion was lawfully accorded, until March 10, the date the
contract was executed.” 157 NLRB at 587. Thus, in
U.S. 666, 674 (1981) (emphasis added)). As the Board recognized in
Lamons Gasket, voluntary recognition is more likely to produce con-
structive negotiations than certification (following, perhaps, a hotly
contested campaign), based on “the good faith with which employers
take up their voluntarily assumed versus legally imposed obligation to
bargain.” Id. at 746 fn. 26. See also Toltec Metals, 201 NLRB at 954
quoting NLRB v. San Clemente Publishing Corp., 408 F.2d 367, 368
(9th Cir. 1969) (“‘To hold that only a Board-conducted election is
binding for a reasonable time would place a premium on the Board-
conducted election and would hinder the use of less formal procedures
that, in certain situations, may be more practical and convenient and
more conducive to amicable labor relations.’”) (emphasis added), enfd.
490 F.2d 1122 (3d Cir. 1974).
23 My colleagues do not cite a single instance where the Board ap-
plied a “recognition bar” that commenced running on a date other than
when the union received recognition, nor do my colleagues identify any
Board case contrary to the precedents cited in the text.
Keller Plastics the Board measured the “reasonable time
to bargain” from “the date recognition was lawfully ac-
corded.”
Second, in measuring the “reasonable period” from the
date of the first bargaining session, the Lamons Gasket
Board relied on a refusal-to-bargain case—Lee Lumber,
supra, 334 NLRB at 399—instead of cases applying a
recognition bar. In Lee Lumber, as noted previously, the
Board defined the duration of a reasonable time for bar-
gaining following an employer’s unlawful failure or re-
fusal to recognize or bargain with a union. To remedy
that unfair labor practice, the Board issues a bargaining
order, which insulates the union from any challenge to its
majority status for a reasonable period of time. In that
context, the Board held that the insulated “reasonable
period” begins to run only when the employer commenc-
es bargaining in good faith. Id. at 399 fn. 6. The
Lamons Gasket Board transferred this aspect of Lee
Lumber to the recognition-bar context, disregarding that
the rationale that applies in the Lee Lumber setting does
not apply in the recognition-bar setting. When a bargain-
ing relationship has been broken by an unlawful failure
or refusal to bargain, the only logical starting point for
the insulated period is the event that begins to repair the
breach, i.e., the parties’ first bargaining session. But
where an employer recognizes a union voluntarily, there
is no breach to repair. Indeed, as the Lamons Gasket
Board itself recognized, there may well be greater cordi-
ality between the parties following recognition than be-
tween an employer and union following a sharply con-
tested election campaign. See supra, fn. 22. Yet, in the
election context, the insulated period runs from the date
the union is certified, not the date the parties first bar-
gain. All the more reason, in voluntary recognition cas-
es, to run the insulated period from the date of recogni-
tion than from a date based on Lee Lumber, in which the
employer had unlawfully ruptured the bargaining rela-
tionship. There is simply no good reason to create an
indefinite period following recognition—preceding the
first bargaining session—during which all petitions are
barred, and where the “reasonable period” has not even
started to run.24
24 Based on the obvious mismatch between the bargaining-order con-
text in Lee Lumber and the recognition-bar context in Lamons Gasket,
it is possible that the Board in Lamons Gasket inadvertently adopted,
along with Lee Lumber’s multifactor test for determining whether a
reasonable period of time has elapsed in a particular case, its holding
that the bargaining-order bar commences with the first bargaining ses-
sion, without reflecting on the absurdity of the outcome: the fact that
voluntary recognition may end up barring a representation petition for a
longer period of time than the certification year after employees partic-
ipate in a Board election resulting in union certification. Indeed, alt-
hough Lamons Gasket makes reference to “the parties’ first bargaining
AMERICOLD LOGISTICS, LLC
503
More generally, today’s decision fails to give parties—
especially employees—concrete guidelines for determin-
ing when the Board will process election petitions. The
Board has previously stated it was “convinced of the
desirability of establishing specific periods for the timely
filing of petitions.” Vickers, Inc., 124 NLRB 1051, 1052
(1959) (emphasis in original). Having understandable
standards is important so that “unions and employees
will . . . know precisely when they may be expected to
file a petition in order to obtain an election.” Deluxe
Metal Furniture Co., 121 NLRB 995, 998 (1958).25
Today’s decision runs afoul of these important princi-
ples. It would be far better to prescribe a fixed period,
consistent with the Board’s certification-year and con-
tract-bar doctrines. Indeed, the record here vividly illus-
trates the problem. The Union received voluntary recog-
nition on June 18, 2012, and the Board subsequently re-
ceived three decertification petitions, filed on November
19, 2012, April 8, 2013, and June 28, 2013, respectively.
My colleagues would find that none of the three election
petitions was “timely,” and they find the employees have
no right to have a Board-conducted election. Moreover,
in view of the new agreement ratified on June 29, 2013,
the Board’s contract-bar doctrine will deny employees
any potential participation in a Board-conducted election
for up to an additional 3 years. Although the Board has
long applied various bar doctrines for good reasons, I
believe one cannot reconcile the outcome here with our
responsibility “in each case . . . to assure to employees
the fullest freedom in exercising the rights guaranteed by
[the] Act.”26
The instant case extends troubling trends suggested in
Lamons Gasket and UGL-UNICCO. Both cases—like
the majority’s decision here—treat the Board’s “bar”
doctrines as essential means to protect unions from de-
certification or displacement by a rival union. It is not
session” (357 NLRB at 748), the Board in Lamons Gasket ostensibly
reinstated the Board’s pre-Dana recognition bar—described as “a re-
turn to formerly settled law” (id.) (capitalization omitted)—which the
Lamons Gasket majority described as follows: “[P]rior to Dana, the
Board precluded any challenge to a union’s representative status for a
reasonable period of time after an employer voluntarily recognized the
union.” Id. at 744 (emphasis added; citations omitted). In any event,
this case presents the Board with the opportunity to correct this prob-
lematic aspect of Lamons Gasket, and by failing to do so, I believe my
colleagues misapply longstanding Board precedent.
25 See also Appalachian Shale Products Co., 121 NLRB 1160, 1161
(1958) (Board reexamined “its contract bar rules with a view toward
simplifying and clarifying their application wherever feasible in the
interest of more expeditious disposition of representation cases and of
achieving a finer balance between the statutory policies of stability in
labor relations and the exercise of free choice in the selection or change
of bargaining representatives.”).
26 Sec. 9(b).
preordained, however, that a Board election would pro-
duce either result. The issue here is how long employees
should be denied the opportunity to vote in a Board-
conducted election. Just as troubling is the Board’s im-
position of more onerous obstacles when employees may
have never voted in any prior election (i.e., where the
union receives voluntary recognition from an employer
or legal successor) in comparison to the bar that applies
when employees have voted in an election resulting in
union certification. In short, my colleagues hold here
that employees may be denied the right to participate in a
Board election, after voluntary recognition, for a longer
period than would apply had they exercised their right to
vote in a Board-conducted election. This runs counter to
Gissel Packing, supra, 395 U.S. at 602, where the Su-
preme Court held that “secret elections are generally the
most satisfactory—indeed the preferred—method of as-
certaining whether a union has majority support.”
3. The “Reasonable Period” for Bargaining Elapsed
Before June 28, 2013. Under the most expansive reading
of the recognition bar as applied by my colleagues in
reliance on Lamons Gasket, the “reasonable period” for
bargaining precludes the Board from processing election
petitions for a minimum of “6 months . . . and no more
than 1 year” after “the parties’ first bargaining session.”27
Because the parties commenced bargaining on October 9,
2012, and the petition was filed on June 28, 2013,
Lamons Gasket would require the Board to process the
petition and conduct an election if the 8-1/2-month peri-
od between October 9, 2012, and June 28, 2013, was a
“reasonable period of bargaining.” 357 NLRB at 748.
The Board in Lamons Gasket stated that, in “determin-
ing whether a reasonable period has elapsed in a given
case, we will apply the multifactor test of Lee Lumber,”
i.e., “‘(1) whether the parties are bargaining for an initial
contract; (2) the complexity of the issues being negotiat-
ed and of the parties’ bargaining processes; (3) the
amount of time elapsed since bargaining commenced and
the number of bargaining sessions; (4) the amount of
progress made in negotiations and how near the parties
are to concluding an agreement; and (5) whether the par-
ties are at impasse.’” Id. at 748 & fn. 34 (quoting Lee
Lumber, 334 NLRB at 402). Additionally, the Board in
Lamons Gasket held—as did the Board in Lee Lumber—
that the General Counsel bears the burden of proof “to
show that further bargaining should be required.” Id. at
748.28
27 357 NLRB at 748.
28 As my colleagues note, the General Counsel is not a party to an
election case, and the Lamons Gasket Board meant to say that the bur-
den of proof to show that further bargaining is required rests on the
party that invokes the recognition bar—here, the Union.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
504
In a different case, it might be more difficult to deter-
mine whether a “reasonable period of bargaining” had
elapsed when employees filed their June 28, 2013 peti-
tion. However, the record reveals that (i) the parties here
reached a complete tentative agreement on June 25,
2013; (ii) a “complete draft” was reviewed in writing
and agreed upon (after minor changes) on June 26, 2013;
and (iii) as the Regional Director found, “the Employer
and the Union signed the contract on June 26, 2013”
(emphasis added). In other words, not only had a “rea-
sonable period of bargaining” elapsed as of June 26,
2013, both parties satisfied all bargaining obligations
when they signed their written agreement on that date.
This conclusion is compelled by Section 8(d), which
defines the duty to “bargain collectively” as “the perfor-
mance of the mutual obligation of the employer and the
representative of the employees to meet at reasonable
times and confer in good faith . . . and the execution of a
written contract incorporating any agreement reached if
requested by either party” (emphasis added). Given that
the parties reached an actual agreement that was reduced
to writing and signed on June 26, 2013, the General
Counsel cannot possibly establish that “further bargain-
ing [was] required” after June 26, 2013.
Indeed, if the Board concludes that a “reasonable peri-
od of bargaining” did not elapse in the instant case by
June 26, 2013, I have difficulty imagining any circum-
stance when a recognition bar would end prior to the 1-
year maximum period established in Lamons Gasket.
This would do violence to Lamons Gasket itself, where
the Board pointedly did not establish an inflexible 1-year
recognition bar. Rather, the Board clearly stated the
bar’s duration would be limited to a “reasonable period
of bargaining” lasting “no less than 6 months after the
parties’ first bargaining session and no more than 1
year.” Id. (emphasis added).
The Board must also consider the plight of employees
who, in the instant case, supported the filing of three
successive petitions, each one seeking a Board-
conducted election where they could vote on union rep-
resentation. The Board should foster stable bargaining
relationships that are advanced by various bar rules, but
it undermines the Act’s more fundamental purpose to
find, as my colleagues do, that no opportunity existed for
these employees to file a timely election petition from
June 18, 2012, when the Union received voluntary
recognition, through June 29, 2013, when employees
ratified the collective-bargaining agreement signed on
June 26. It is all the more inappropriate to apply a
recognition bar here since “[t]he burden is on the General
Counsel to prove that a reasonable period of bargaining
had not elapsed after 6 months,”29 and the contract rati-
fied on June 29, 2013, potentially bars the processing of
any election petition for up to an additional 3 years.
Accordingly, in cases involving voluntary recognition,
I would adhere to the modified recognition bar approach
articulated in Dana, involving notice of recognition and a
45-day window for processing election petitions. How-
ever, under Lamons Gasket, the “reasonable period of
time” during which the recognition bar is in place should
commence running upon recognition, rather than when
the parties meet for their first bargaining session. Next,
even if the recognition bar is deemed to commence run-
ning only after the parties’ first bargaining session, I
would resolve any ambiguity in the Board’s language in
Lamons Gasket in favor of a maximum duration of 1 year
from the date of recognition. Finally, I believe that under
any reading of Lamons Gasket, a “reasonable period of
bargaining” elapsed here (meaning the recognition bar
ended) no later than June 26, 2013, when the parties
reached and signed their actual agreement. The Board
should process the June 28, 2013 petition and conduct an
election.
For each of these reasons, I respectfully dissent.
29 Lamons Gasket, supra at 748 fn. 34 (citing Lee Lumber, 334
NLRB at 405).