362 NLRB 648
Steve Zappetini & Son, Inc.
648
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Steve Zappetini & Son, Inc. and International Associ-
ation of Bridge, Structural, Ornamental Local
790, AFL–CIO. Case 20–CA–114390
April 30, 2015
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS JOHNSON
AND MCFERRAN
On May 8, 2014, Administrative Law Judge Mary Mil-
ler Cracraft issued the attached decision. The Charging
Party filed exceptions and a supporting brief.1
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and brief, and has decided to
affirm the judge’s rulings, findings,2 and conclusions and
to adopt the recommended Order as modified and set
forth in full below.3
ORDER
The National Labor Relations Board orders that the
Respondent, Steve Zappetini & Son, Inc., San Rafael,
California, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Discharging or otherwise discriminating against
employees for supporting International Association of
Bridge, Structural, Ornamental and Reinforcing Iron
Workers, Local 790, AFL–CIO (the Union), or any other
labor organization.
(b) Discharging or otherwise discriminating against
employees because the Union filed an unfair labor prac-
tice charge with the National Labor Relations Board.
(c) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
1 On April 23, 2015, the Board denied the Respondent’s request that
the Board accept its untimely filed exceptions and supporting brief.
2 There are no exceptions to the judge’s findings that the Respond-
ent violated Sec. 8(a)(4), (3), and (1) of the Act by discharging employ-
ee Vernon Kapphan because of his union activity and in retaliation for
an unfair labor practice charge filed by the Charging Party. The excep-
tions only concern the Charging Party’s request that the Board modify
its standard remedies, and we deny that request.
We correct the judge’s statement that the Respondent filed for bank-
ruptcy reorganization in November 2011, as the record shows that the
Respondent filed for bankruptcy reorganization in November 2012.
3 We shall modify the judge’s recommended Order to conform to
the Board’s standard remedial language for the violations found and in
accordance with our recent decision in Don Chavas, LLC d/b/a Tortil-
las Don Chavas, 361 NLRB 101 (2014). We shall substitute a new
notice to conform to the Order as modified.
(a) Within 14 days from the date of this Order, offer
Vernon Kapphan full reinstatement to his former job or,
if that job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any other
rights or privileges previously enjoyed.
(b) Make Vernon Kapphan whole for any loss of earn-
ings and other benefits resulting from his discharge in the
manner set forth in the remedy section of the judge’s
decision.
(c) Compensate Vernon Kapphan for the adverse tax
consequences, if any, of receiving a lump-sum backpay
award, and file a report with the Social Security Admin-
istration allocating the backpay award to the appropriate
calendar quarters.
(d) Within 14 days from the date of this Order, re-
move from its files any reference to the unlawful dis-
charge of Vernon Kapphan, including the requirement
that he obtain a doctor’s release before returning to work,
and within 3 days thereafter, notify him in writing that
this has been done and that the discharge will not be used
against him in any way.
(e) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel rec-
ords and reports, and all other records, including an elec-
tronic copy of such records if stored in electronic form,
necessary to analyze the amount of backpay due under
the terms of this Order.
(f) Within 14 days after service by the Region, post at
its San Rafael, California facility copies of the attached
notice marked “Appendix.”4 Copies of the notice, on
forms provided by the Regional Director for Region 20,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and main-
tained for 60 consecutive days in conspicuous places
including all places where notices to employees are cus-
tomarily posted. In addition to physical posting of paper
notices, the notices shall be distributed electronically,
such as by email, posting on an intranet or an internet
site, and/or other electronic means, if the Respondent
customarily communicates with its employees by such
means. Reasonable steps shall be taken by the Respond-
ent to ensure that the notices are not altered, defaced, or
covered by any other material. In the event that, during
the pendency of these proceedings, the Respondent has
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
362 NLRB No. 77
STEVE ZAPPETINI & SON, INC.
649
gone out of business or closed the facility involved in
these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all cur-
rent employees and former employees employed by the
Respondent at any time since September 26, 2013.
(g) Within 21 days after service by the Region, file
with the Regional Director for Region 20 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that the Respondent has
taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT discharge or otherwise discriminate
against you for supporting International Association of
Bridge, Structural, Ornamental and Reinforcing Iron
Workers, Local 790, AFL–CIO (the Union), or any other
labor organization.
WE WILL NOT discharge or otherwise discriminate
against you because the Union filed an unfair labor prac-
tice charge with the National Labor Relations Board.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, within 14 days from the date of the Board’s
Order, offer Vernon Kapphan full reinstatement to his
former job or, if that job no longer exists, to a substan-
tially equivalent position, without prejudice to his senior-
ity or any other rights or privileges previously enjoyed.
WE WILL make Vernon Kapphan whole for any loss of
earnings and other benefits resulting from his discharge,
less any net interim earnings, plus interest.
WE WILL compensate Vernon Kapphan for the adverse
tax consequences, if any, of receiving a lump-sum back-
pay award, and WE WILL file a report with the Social Se-
curity Administration allocating the backpay award to
the appropriate calendar quarters.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful discharge of Vernon Kapphan, including the require-
ment that he obtain a doctor’s release before returning to
work, and WE WILL, within 3 days thereafter, notify him
in writing that this has been done and that the discharge
will not be used against him in any way.
STEVE ZAPPETINI & SON, INC.
The
Board’s
decision
can
be
found
at www.nlrb.gov/case/20-CA-114390 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor Re-
lations Board, 1099 14th Street, N.W., Washington, D.C.
20570, or by calling (202) 273-1940.
Yasmin Macariola, Esq., for the General Counsel.
Dave Zappetini, pro se, for the Respondent.
David A. Rosenfeld, Esq., for the Charging Party.
DECISION
MARY MILLER CRACRAFT, Administrative Law Judge. At is-
sue is whether Steve Zappetini & Son, Inc. (Respondent) dis-
charged employee Vernon Kapphan (Kapphan) because Kap-
phan was affiliated with International Association of Bridge,
Structural, Ornamental and Reinforcing Iron Workers, Local
790, AFL–CIO (the Union), and because the Union filed an
unfair labor practice charge.1 The record reveals that Kapphan
was not explicitly discharged. Rather, he was told that he could
not return to work without a doctor’s release. I find that impo-
sition of a mandatory doctor’s release to return to work was, in
effect, a discharge. I further find that Kapphan’s discharge
violated Section 8(a)(4), (3), and (1) of the National Labor
Relations Act (the Act).
On the entire record, including my observation of the de-
meanor of the witnesses,2 and after considering the briefs filed
1 All dates are in 2013, unless otherwise referenced. The Union filed
the underlying unfair labor practice charge on September 27 and com-
plaint issued on December 20. The hearing was held in San Francisco,
California, on March 27, 2014.
2 Credibility resolutions have been made based upon a review of the
entire record and all exhibits in this proceeding. Witness demeanor and
inherent probability of the testimony have been utilized to assess credi-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
650
by counsel for the General Counsel, by counsel for the Charg-
ing Party, and by the Respondent,3 I make the following
FINDINGS OF FACT
I. JURISDICTION AND LABOR ORGANIZATION STATUS
Respondent is a California corporation located in San Rafael,
California, engaged in steel fabrication and installation. Re-
spondent admits that it meets the Board’s direct inflow jurisdic-
tional standard.4 Respondent admits and I find that it is an
employer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act. Respondent admits and I find that
the Union is a labor organization within the meaning of Section
2(5) of the Act.5 Thus I find that this dispute affects commerce
and that the Board has jurisdiction of this case pursuant to Sec-
tion 10(a) of the Act.
II. COLLECTIVE-BARGAINING RELATIONSHIP
Respondent’s co-owner and secretary/treasurer is Dave Zap-
petini. For the past 50 or 60 years, Respondent has had a rela-
tionship with the Union through membership in the North Bay
Steel Fabricators Association, Inc., consisting of Sun Iron and
Respondent. The most recent agreement was effective by its
terms from July 1, 2007, through June 30, 2011.
In 2010 or 2011, when Respondent stopped making contribu-
tions to the Union trust fund, the employees stopped receiving
health insurance coverage. On September 24, the Union filed
an unfair labor practice charge, Case 20–CA–114603, regarding
failure to make the trust fund payments. In November 2011,
Respondent filed for bankruptcy reorganization. The Union
trust fund has filed various claims in the pending bankruptcy
proceeding.
III. EMPLOYMENT OF VERNON KAPPHAN
Vernon Kapphan (Kapphan) was employed as a machine op-
erator by Respondent for 10 years, starting in the fall of 2003
and ending in the fall of 2013. His supervisor was Brian
Zastrow, foreman and estimator. As a machine operator, Kap-
phan operated a hydraulic punch, hydraulic shears, hydraulic
brakes, and a rolling machine. He also performed layout, weld
handrail, and installation of steel. During his 10 years with
Respondent, he did not receive any written discipline.
Kapphan was a member of the Union during his employment
with Respondent and served as the shop steward from January
2012 until his employment ceased. As shop steward for the 8
bility. Testimony contrary to my findings has been discredited on some
occasions because it was in conflict with credited testimony or docu-
ments or because it was inherently incredible and unworthy of belief.
3 The General Counsel’s motion to strike portions of Respondent’s
brief which seek to introduce evidence or assertions not presented at the
hearing is granted.
4 Siemons Mailing Service, 122 NLRB 81, 85 (1958).
5 Respondent admitted that the Union was a labor organization with-
in the meaning of Sec. 2(5) of the Act stating, “[Y]es, Until 2010.”
However, based upon the testimony of Erik Schmidli, business manag-
er of the Union, it appears that the Union continues as an organization
in which employees participate existing for the purpose of dealing with
employers concerning wages, hours, and terms and conditions of em-
ployment. Thus, I find that the Union satisfies the requirements of Sec.
2(5) of the Act at all times material.
to 10 unit employees, Kapphan regularly attended union meet-
ings. In the summer of 2013, Zappetini asked Kapphan to look
into rest breaks and make sure employees were clocking in and
out so that customers would not be charged for the break.
Thereafter, Kapphan complained to the Union that Respondent
did not pay for employee breaks. According to Kapphan, Dave
Zappetini responded that Kapphan was “chicken shit” and
complained that Kapphan told “the Union about every little
thing that was happening in the shop.” Zappetini testified that
there was absolutely no proof that employees were not paid for
breaks. Zastrow recalled that Zappetini asked Kapphan wheth-
er there was a conflict of interest because Kapphan called the
Union regarding payment for breaks. I credit Kapphan’s testi-
mony regarding this conversation and note that his testimony
was unrebutted and, to a degree, supported by Zastrow. Kap-
phan and Zappetini attended contract negotiations between the
Union and Respondent and another employer, Sun Iron, during
the fall of 2013.
Over the course of his tenure with Respondent, Kapphan es-
timated he was injured on 8 to 10 different occasions. Since
beginning his employment with Respondent, Kapphan had been
working while using prescription pain medications. He in-
formed Dave Zappetini about his prescription drug use during
the first few days of his employment. Zappetini responded that
as long as Kapphan could work without any problems, there
would be no issue. Kapphan also mentioned his prescription
drug usage to coworkers and took medicines openly while at
work in front of other employees. For a period of about 3 years
(2010–2013), Zappetini asked Kapphan repeatedly to supply a
doctor’s statement regarding whether it was safe to work while
using the pain medications. Kapphan did not supply such a
document during this time period.
At some point, either in April or September, Kapphan told
Zappetini that the pain medication he was taking was called
Norco. Zappetini researched this drug and testified it was a
derivative of Vicodin. Zappetini also learned that Kapphan was
taking six doses per day. After discovering this further infor-
mation, Zappetini stepped up his requests for a doctor’s release
but there were never any consequences imposed for Kapphan’s
failure to produce the release.
Kapphan’s most recent injury was in March 2013 when a
transmission fell from a fork lift onto Kapphan’s chest and arm.
Kapphan received medical bills for treatment of this injury and
passed them on to the Union. The Union filed a second amend-
ed proof of claim on September 4 for Kapphan’s medical bills,
lost wages, and COBRA insurance payments among other
claims.
Kapphan and Zappetini testified that Zappetini asked Kap-
phan whether this bankruptcy claim created a conflict of inter-
est with Respondent. Zappetini’s initial testimony was, “I
asked him if this would—yes, if that would put us into a con-
flict of interest.” Zappetini’s affidavit to the NLRB confirms
his and Kapphan’s testimony. However, later Zappetini testi-
fied that he actually thought he made this statement earlier with
regard to the earlier break pay matter. I find that although Zap-
petini may have made the statement with regard to Kapphan’s
reporting his belief that he was not receiving breaktime pay to
the Union, as Zastrow recalled, Zappetini’s affidavit was given
STEVE ZAPPETINI & SON, INC.
651
during the investigation of the unfair labor practice charge, at a
time when his recollection would have been fresher. Thus, I
credit Kapphan’s and Zappetini’s testimony that Zappetini
asked Kapphan in connection with the bankruptcy claim
whether Kapphan had a conflict of interest with Respondent.
Around September 24, Zappetini received an unfair labor
practice charge filed by the Union regarding alleged failure to
make trust fund contributions. On September 26, Kapphan
arrived from the galvinzers late. Zappetini confronted him
about coming in late. Kapphan and Zappetini testified in ac-
cord to the following conversation. Zappetini referenced the
unfair labor practice matter asking if Kapphan had determined
whether they had a conflict of interest (Zappetini’s testimony)
or telling Kapphan they had a conflict of interest (Kapphan’s
testimony). I find the slight discrepancy (asking versus telling)
insignificant. Zappetini and Kapphan agree on the following
testimony: Zappetini then stated that Kapphan had never given
him a doctor’s note certifying that Kapphan could continue
working while taking prescription pain medicine. Zappetini
explained that if Kapphan brought in the note, he could contin-
ue working.
According to Kapphan, Zappetini added that Erik Schmidli,
Union representative, had lied to him when he said the Union
would help him out because the Union never did so. According
to Zappetini, he told Kapphan, “You know, I’ve been after you
for I don’t know how many months to bring in a doctor’s certif-
icate stating, you know, that it’s okay for you to work while
you’re on medication.” Zappetini further told Kapphan that he
needed the doctor’s release because he considered Kapphan’s
behavior erratic. I credit both Kapphan and Zappetini as to
these unrebutted statements.
After this conversation, on the following day Kapphan re-
moved his tools. He received a partial pay period check for
September 25 and 26 and another check for accrued vacation
pay. On October 2, Kapphan faxed a letterhead document from
his doctor stating, “From a medical standpoint, Mr. Kapphan
has been working for a number of years on his current medica-
tions with no issues.” Zappetini received the faxed doctor’s
note but “didn’t think it was a proper document.” Zappetini
contacted the doctor but did not get a response. Zappetini did
not contact Kapphan about the doctor’s note. Zappetini testi-
fied:
I—quite frankly, I read that and I didn’t think that it was a
proper document. . . . It did not state . . . anything about . . .
the medication he was taking and that it was okay for him to
work there. All it said is he’s been taking it or whatever.
They—the doctor did not know how many he was taking or
how often he was taking them. . . .
IV. ANALYSIS
The General Counsel claims that Respondent discharged
Kapphan because of his protected, concerted activity in viola-
tion of Section 8(a)(4), (3), and (1) of the Act. Respondent
claims, on the other hand, that Kapphan voluntarily quit be-
cause he did not provide a doctor’s release to work.
Normally, if an employee voluntarily quits, he cannot claim
discriminatory discharge. Respondent claims that Kapphan
voluntarily quit because he simply gathered his tools, thanked
Respondent for 10 years of employment, and never came back.
However, at the time he left, Kapphan was told that he could
not return to work without a doctor’s release. This statement
was made to Kapphan in the context of once again being either
questioned or told that his Union activity constituted a conflict
of interest with Respondent. Kapphan received his regular
paycheck which was followed the next day by a partial
paycheck and a check for accrued vacation pay. When he did
provide a doctor’s release, it was found unacceptable. Thus, I
find that, at best, Kapphan was suspended pending a doctor’s
release on September 26 and his suspension was converted to a
discharge on October 2 when his doctor’s release was not ac-
cepted.
Alternatively, it is possible to analyze these facts as a “Hob-
son’s choice” constructive discharge. This analysis similarly
yields a finding of discharge. Under some circumstances an
employee who has quit may be deemed to have been construc-
tively discharged. In Intercom I (Zercom), 333 NLRB 223
(2001), the Board described two theories of constructive dis-
charge. The traditional theory involves deliberately changing
an employee’s working conditions because of the employee’s
protected activity in order to force the employee to resign. Id.,
fn. 3. The other alternative, the Hobson’s choice, occurs when
an employer conditions continued employment on abandon-
ment of Section 7 rights and the employee quits rather than
complying with the condition. Id., fn. 4.
In Intercom I, supra, a prounion activist was given 4 days to
change her “negative attitude” or she would be discharged.
Reversing the judge, the Board held that the employee, who
quit before the 4 days had elapsed, was constructively dis-
charged. The Board found that the euphemistic term “negative
attitude,” meant her prounion attitude. The Board found that
the employee reasonably believed that she had a choice be-
tween abandoning her Section 7 rights or being fired. The
same may be said here. Kapphan was questioned or told for the
third time that his prounion activity might be a conflict of inter-
est with Respondent. At the same time he was told that he
could not return to work without a doctor’s release. This could
reasonably be viewed as a choice between abandoning union
activity or employment. Although I do not believe these facts
indicate that Kapphan quit, if it were found that he did quit,
then he did so under circumstances in which he could reasona-
bly believe that his choice was either to give up his union activ-
ity or quit.
Having found that adverse action did take place with regard
to Kapphan’s employment, it is necessary to determine whether
the adverse action was discriminatory. The General Counsel
claims that Kapphan was discharged for his Union activity and
because of Respondent’s mistaken belief that he filed an unfair
labor practice charge. Respondent urges that any adverse ac-
tion was taken solely because Kapphan failed to provide a doc-
tor’s release. Thus, this is a dual motive case and is decided
pursuant to a burden shifting analysis based on Mt. Healthy
City School District Board of Education v. Doyle, 429 U.S. 274
(1977). Wright Line, 251 NLRB 1083 (1980), enfd. on other
grounds 662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989
(1982). In Naomi Knitting Plant, 328 NLRB 1279, 1281
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
652
(1999), the Board summarized the elements of the General
Counsel’s initial burden of persuasion as follows:
(1) That the employee was engaged in protected activity, (2)
that the employer was aware of the activity, and (3) that the
activity was a substantial or motivating reason for the em-
ployer’s action. Motive may be demonstrated by circumstan-
tial evidence as well as direct evidence and is a factual issue
which the expertise of the Board is peculiarly suited to deter-
mine.
Once the General Counsel satisfies this initial showing, the
burden of persuasion shifts to Respondent to demonstrate that
the same action would have taken place even in the absence of
the protected conduct. Donaldson Bros. Ready Mix, Inc., 341
NLRB 958, 961 (2004).
As set forth above, it is clear that Kapphan engaged in pro-
tected activity by his membership in the Union, by attending
Union meetings in his position as shop steward and sharing the
meeting highlights with unit employees, and by complaining to
the Union about payment for employee breaks.6 Further, Re-
spondent was cognizant of Kapphan’s activity as shop steward,
his attendance at negotiations, and his submission of complaints
to the Union regarding employee breaks and failure of Re-
spondent to cover his medical bills for a work-related injury.
Although Kapphan’s name is not mentioned in the unfair labor
practice charge filed on September 24 regarding Respondent’s
cessation of trust fund payments, Zappetini attributed this
charge to Kapphan. The absence of Kapphan’s name on the
charge, however, does not absolve Respondent. An employer
may violate the Act when it takes action based on a mistaken
belief that the employee has engaged in concerted activity.7
Further, there is substantial evidence that Respondent’s ac-
tion was substantially motivated by Kapphan’s Union activity.
The conversation leading to Kapphan being told not to return to
work until he produced a doctor’s slip is cogent proof. In this
single conversation, Zappetini’s mistaken belief that Kapphan
was involved in filing an unfair labor practice charge against
him led to discussion of whether Kapphan had a conflict of
interest8 with Respondent and then to telling Kapphan not to
return to work until he could produce a doctor’s statement.
Respondent’s timing of the requirement to produce a doctor’s
statement came on the same day Respondent learned of the
6 Respondent asserts that Kapphan’s complaint to the Union regard-
ing payment for employee breaks was based on Kapphan’s erroneous
understanding of the contract. It is immaterial whether Kapphan’s
understanding was correct or not. Firth Baking Co., 232 NLRB 772,
772 (1977).
7 Link Belt Co., 311 U.S. 584 (1941). See also World Color (USA)
Corp., 360 NLRB 227, 228 fn. 6 (2014), citing Monarch Water Sys-
tems, 271 NLRB 558 at fn. 3 (1984); Maple City Stamping Co., 200
NLRB 743, 743, and 754 (1972) (discharge based on erroneous belief
that employee filed unfair labor practice charge violates Sec. 8(a)(4)).
8 As the General Counsel points out, the Board has found that telling
employees that their union activity creates a conflict of interest supports
a finding of union animus. See Facchina Construction Co., 343 NLRB
886, 887 fn. 5 (2004), enfd. 180 Fed. Appx. 178 (D.C. Cir. 2006)
(statement that wearing union clothing and insignia creates conflict of
interest is evidence of animus).
NLRB action. This timing alone links the filing of the charge
with the imposition of a doctor’s slip and proves that Respond-
ent’s action was substantially motivated by the filing of the
unfair labor practice charge and Respondent’s mistaken belief
that Kapphan was involved in the filing of the charge.
Moreover, other indicia reinforce this motivational finding.
Respondent, through Zappetini, evidenced animus toward Kap-
phan’s Union activity by describing his breaktime payment
report to the Union as “chicken shit” and by questioning Kap-
phan about a conflict of interest because he reported the break-
time and medical expense matters to the Union. Thus, I find
that the General Counsel has satisfied the initial burden of per-
suasion and the burden of persuasion shifts to the Respondent
to demonstrate that the same action would have taken place
even in the absence of the protected conduct.
Zappetini testified that the reason Kapphan’s employment
ceased was because Kapphan could not produce a doctor’s
release stating that it was safe for Kapphan to work while tak-
ing prescription pain medications.9 Of course, if sufficient
evidence supports this nondiscriminatory reason, Respondent
would satisfy its burden to show that Kapphan’s employment
would have ceased even in the absence of Kapphan’s union
activity. However, articulation of a nondiscriminatory reason is
not, alone, sufficient to satisfy Respondent’s burden. To satisfy
the burden, Respondent must affirmatively introduce enough
evidence to persuade the trier of fact that the same action would
have taken place absent the employee’s union activity and the
employer’s animus toward that activity.10
Zappetini testified that on September 26, he told Kapphan
that he needed a doctor’s release because he found Kapphan’s
behavior erratic. However, there is no evidence that “erratic
behavior” was discussed with Kapphan at any time until Sep-
tember 26.11 Zappetini acknowledged that for “the last couple
of years” he knew that Kapphan was working while taking
prescription drug medications. After Kapphan told him that the
medication was Norco, a narcotic pain reliever, Zappetini in-
creased his requests for a doctor’s release.12 However, Zap-
petini further acknowledged that until September 26 he did not
take any adverse action when Kapphan failed to produce a doc-
tor’s release.
Issues of safety in the workplace are, of course, extremely
important. The record indicates that Respondent had concerns
about Kapphan’s use of pain medication while working but for
9 Zappetini also testified that at the time Kapphan’s employment
ceases, work was slowing down and Kapphan would have been laid off
for lack of work. Zappetini did not tell Kapphan that he was laid off for
lack of work. To the extent this might be an issue, it can be fully ad-
dressed in the compliance phase of this proceeding.
10 Hyatt Regency Memphis, 296 NLRB 259, 260 (1989), quoting
Roure Bertrand Dupont, Inc., 271 NLRB 443 (1981), enfd. 944 F.2d
904 (6th Cir. 1991); Hicks Oils & Hicksgas, Inc., 293 NLRB 84, 84–85
(1989), enfd. 942 F.2d 1140 (7th Cir. 1991).
11 Respondent’s offer of proof regarding an incident that Zappetini
believed showed Kapphan’s “mental lapse” on a project was rejected.
12 Zappetini testified, “I questioned the fact that he was taking medi-
cation. I was unaware of which medications that he was taking. After I
found out which medication he was taking, then I started questioning
him more often about the—the doctor’s report.”
STEVE ZAPPETINI & SON, INC.
653
a number of years did not insist that a doctor’s release be on
file. As Zappetini testified, “We kept asking him. And he kept
putting it off. And I’d get busy and I’d forget about it.” Then,
on September 26, in the context of discussing Kapphan’s in-
volvement in an unfair labor practice charge and whether that
meant Kapphan had a conflict of interest with Respondent,
Zappetini told Kapphan he could not return to work without a
doctor’s release. There is no explanation as to why the release
finally became mandatory after years of discussing it.
The explanation, however, is plainly obvious in the conver-
sation. In almost the same breath, the filing of the unfair labor
practice charge brings up concerns about a conflict of interest
and the doctor’s release becomes mandatory. The two are con-
joined in a single conversation. Respondent’s attempt to de-
fend on the grounds of a legitimate business concern, a release,
is without merit given this context.
Accordingly, I find that Respondent has failed to show that it
would have taken the same action absent Kapphan’s protected
activity. Thus, I find that by insisting that Kapphan produce a
doctor’s release before returning to work, Respondent violated
Section 8(a)(4), (3), and (1) of the Act.
CONCLUSION OF LAW
By insisting that Kapphan produce a doctor’s release in order
to return to work, Respondent discriminated against Kapphan
for his union activity and because the Union filed a charge in
Case 20–CA–114063 in violation of Section 8(a)(4), (3), and
(1) of the Act. These unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
THE REMEDY
Having found that Respondent has engaged in and is engag-
ing in unfair labor practices within the meaning of Section
8(a)(4), (3), and (1) of the Act, I shall order it to cease and de-
sist and to take certain affirmative action designed to effectuate
the policies of the Act.
The Respondent having discriminatorily ordered an employ-
ee not to return to work without a doctor’s release, it must offer
him reinstatement and make him whole for any loss of earnings
and other benefits. Backpay shall be computed in accordance
with F. W. Woolworth Co., 90 NLRB 289 (1950), with interest
at the rate prescribed in New Horizons, 283 NLRB 1173
(1987), compounded daily as prescribed in Kentucky River
Medical Center, 356 NLRB 6 (2010). Further, Respondent
shall file a report with the Social Security Administration allo-
cating backpay to the appropriate calendar quarters. Respond-
ent shall also compensate Kapphan for the adverse tax conse-
quences, if any, of receiving one or more lump-sum backpay
awards covering periods longer than 1 year. Latino Express,
Inc., 359 NLRB 518 (2012). Additionally, I will order that the
customary notice be posted and published in the usual manner.
Consistent with Durham School Services, 360 NLRB No. 5,
slip op. at 2–3 (2014) (not reported in Board volume), the no-
tice will include a hyperlink to a copy of this decision as well as
a QR code and alternate information for obtaining the decision
by telephone or mail.
The Union requests additional remedies including
•
Notice Posting Period: Based on its claim that the
60-day notice posting period is inadequate, the Un-
ion requests posting from either the date the unfair
labor practice was committed or when complaint is-
sued until the notice is actually posted. Thus, using
this case as an example, the Union requests posting
either from September 26 (date doctor’s release
made mandatory) or December 20 (date complaint
issued) until the date of actual posting.
•
Notice Mailing: The Union further requests, not as
an extraordinary remedy as in Bud Antle, 359 NLRB
1257 (2013), but as a standard remedy in all cases,
that the notice be mailed to all employees who
worked at the facility any time between commission
of the unfair labor practice and when the notice is
posted.
•
Notice Description of Unfair Labor Practices Found:
The Union also requests that the notice describe the
violations found in detailed language rather than the
cursory language typically used in the WE WILL
NOT section of the notice.
•
Notice Description of Section 7 Rights: The Union
requests that in cases which involve only the right to
engage in union or concerted activity that the stand-
ard notice language, “FEDERAL LAW GIVES
YOU THE RIGHT TO . . . Choose not to engage in
any of these protected activities” be eliminated as
inappropriate.
•
Employer Provided Copies of the Decision: The
Union requests that the employer should be required
to make decisions available to employees either by
mailing them to employees or posting them on any
existing company intranet.
The Board possesses broad remedial authority and may con-
sider the Union’s requests for reconsideration of its standard
notice language and its posting procedures. See, e.g., Durham
School Services, 360 NLRB 694, 695–696 (2014) (hyperlink
and QR code added to notice); J. Picini Flooring, 356 NLRB
11 (2010) (notices to be placed on intranet); Ishikawa Gasket
America, Inc., 337 NLRB 175, 176–177 (2001) (notices to use
plain, clear language rather than legalese). However, in the
absence of Board authority implementing the changes the Un-
ion requests, precedent requires my adherence to the standard
notice language and I decline the Union’s invitation to grant
these requests.
[Recommended Order omitted from publication.]