362 NLRB 915
The Finley Hospital/VNA
FINLEY HOSPITAL
915
The Finley Hospital and Service Employees Interna-
tional Union, Local 199. Cases 33–CA–014942,
33–CA–015132, 33–CA–015192, and 33–CA–
015193
June 3, 2015
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS JOHNSON
AND MCFERRAN
On September 28, 2012, the National Labor Relations
Board issued a Decision and Order in this proceeding,
which is reported at 359 NLRB 156. Thereafter, the Re-
spondent filed a petition for review in the United States
Court of Appeals for the District of Columbia Circuit,
and the General Counsel, acting on behalf of the Board,
filed a cross-application for enforcement.
At the time of the Decision and Order, the composition
of the Board included two persons whose appointments
to the Board had been challenged as constitutionally in-
firm. On June 26, 2014, the United States Supreme
Court issued its decision in NLRB v. Noel Canning, 134
S.Ct. 2550 (2014), holding that the challenged appoint-
ments to the Board were not valid. Thereafter, the court
of appeals vacated the Board’s Decision and Order and
remanded this case for further proceedings consistent
with the Supreme Court’s decision.
The Board has delegated its authority in this proceed-
ing to a three-member panel.
In view of the decision of the Supreme Court in NLRB
v. Noel Canning, supra, we have considered de novo the
judge’s decision and the record in light of the exceptions
and briefs.1 We have also considered the now-vacated
Decision and Order, and we agree with the rationale set
forth therein to the extent discussed below.2 According-
1 On April 25, 2007, Administrative Law Judge Ira Sandron issued
the attached decision. The Respondent, The Finley Hospital, filed
exceptions and a supporting brief. The General Counsel filed cross-
exceptions and a supporting brief. The Union, the General Counsel,
and the Respondent filed answering briefs. The Respondent filed a
reply brief.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions, unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
In the absence of exceptions, we adopt the judge’s dismissal of the
allegation that the Respondent unlawfully conditioned reaching agree-
ment in bargaining on the withdrawal of the Union’s unfair labor prac-
tice charges and grievances.
We find no merit in the Respondent’s argument that the Board’s
Rules violate the Administrative Procedure Act and the due process
clause of the Fifth Amendment to the United States Constitution be-
cause they allow the General Counsel to request trial information (such
ly, we affirm the judge’s rulings, findings, and conclu-
sions and adopt the judge’s recommended Order as mod-
ified and set forth in full below.3
Overview
The principal issues presented by this case are whether
the Respondent violated Section 8(a)(5) and (1) of the
Act by (1) unilaterally discontinuing the annual 3-percent
pay raises provided for in the parties’ collective-
bargaining agreement upon the expiration of the agree-
ment; (2) refusing to provide, or delaying in providing to
the Union certain information about its Unit Operations
Councils and about nurses who called off from work due
to work-related illnesses or exposures; and (3) in connec-
tion with the Union’s representation of a discharged
nurse, failing to bargain a reasonable accommodation of
the Union’s request for information about coworkers
who allegedly witnessed misconduct by the nurse, while
lawfully denying the Union’s request for information
about patients’ family members who also allegedly wit-
nessed misconduct.
The judge answered each of these questions in the af-
firmative. For the reasons discussed below, we agree
with the judge that the Respondent violated the Act in all
of these respects.
I. THE RESPONDENT’S UNILATERAL DISCONTINUANCE OF
ANNUAL PAY RAISES
A. Background
The Respondent operates facilities in three locations in
Iowa. On December 22, 2003, the Board certified the
Union as the exclusive collective-bargaining representa-
tive of the Respondent’s full-time and regular part-time
registered nurses at all three locations. On June 20,
2005, the parties entered into a 1-year collective-
bargaining agreement. Negotiations for a successor
agreement commenced on March 28, 2006, but were
unsuccessful and the 2005 agreement expired.
Article 20.3 of the 2005 agreement provided:
20.3 Base Rate Increases During Term of Agreement.
For the duration of this Agreement, the Hospital will
as a witness list) from a respondent, but do not impose a corresponding
duty on the General Counsel. See Maywood, Inc., 251 NLRB 979 fn. 2
(1980) (“Discovery is not a constitutional right in administrative pro-
ceedings.”)
3 We shall modify the judge’s recommended Order to more closely
conform to the violations found and to the Board’s standard remedial
language, and to provide for the posting of the notice in accord with J.
Picini Flooring, 356 NLRB 11 (2010). We shall also modify the
judge’s recommended Order to conform to our recent decision in Don
Chavas, LLC d/b/a Tortillas Don Chavas, 361 NLRB 101, 102 (2014).
Finally, we shall substitute a new notice in accordance with Durham
School Services, 360 NLRB 694 (2014).
362 NLRB No. 102
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
916
adjust the pay of Nurses on his/her anniversary date.
Such pay increases for Nurses not on probation, during
the term of this Agreement[,] will be three (3) percent.
If a Nurse’s base rate is at the top of the range for
his/her position, and the Nurse is not on probation, such
Nurse will receive a lump sum payment of three (3)
percent of his/her current base rate . . . .
During the negotiations for that agreement, the parties did
not discuss what would happen to the annual pay raises if
the agreement expired without a successor agreement in
place.
On June 21, 2006, the day after the 2005 agreement
expired, the Respondent informed the unit nurses as fol-
lows:
Article 20.3 of the contract (Wage Increases) expires.
Because wage increases must be agreed to by both
SEIU and the Hospital, we will be unable to provide
increases to nurses whose anniversary date falls after
the date of contract expiration (June 20th) until the date
a new contract is reached.
The Respondent did not directly inform the Union of the
cessation of pay raises until July 17, 2006, when, during a
bargaining session, the Respondent announced that there
would be no raises until a new agreement was signed. In
line with this announcement, the Respondent stopped giving
pay raises to nurses whose anniversary dates fell after June
20.
B. The Judge’s Decision
The judge found that the Respondent violated Section
8(a)(5) and (1) by unilaterally discontinuing the nurses’
annual pay raises. He rejected the Respondent’s argu-
ment that its action was privileged by article 20.3 of the
2005 agreement, reasoning that the contractual language
did not establish a clear and unmistakable waiver of the
Union’s statutory right to bargain over the posttermina-
tion cessation of pay raises. The judge also found that
the Respondent violated Section 8(a)(1) when it in-
formed the nurses that it was discontinuing the annual
pay raises and that pay raises would not be granted retro-
actively to June 21, 2006.
C. Discussion
Section 8(a)(5) of the Act provides that it is an unfair
labor practice for an employer “to refuse to bargain col-
lectively with the representatives of his employees.”
Perhaps the most fundamental corollary of this rule, es-
tablished for over 50 years, is that an employer violates
Section 8(a)(5) if it “unilateral[ly] change[s] . . . condi-
tions of employment under negotiation . . ., for it is a
circumvention of the duty to negotiate which frustrates
the objectives of § 8(a)(5) much as does a flat refusal.”
NLRB v. Katz, 369 U.S. 736, 743 (1962). The duty to
maintain the status quo pending negotiations applies with
equal force regardless whether the term or condition of
employment at issue was established by the employer
alone or jointly by the parties through a collective-
bargaining agreement. See Litton Financial Printing
Division v. NLRB, 501 U.S. 190, 198 (1991); Laborers
Health & Welfare Trust Fund v. Advanced Lightweight
Concrete Co., 484 U.S. 539, 544 fn. 6 (1988).
In this case, the term and condition of annual pay in-
creases in specified amounts, and the Respondent’s duty
to continue to pay such increases pending negotiation of
an agreement, was established by the parties’ collective-
bargaining agreement. The issue here is whether the
terms of that contract, as agreed to by the Union, also
negated the Respondent’s statutory duty to maintain the
status quo by continuing to grant annual pay increases
after the agreement expired.
A contractual term of employment must be honored,
under Section 8(d) of the Act, unless the union agrees to
change it. If the parties agree that a particular contract
term will survive the contract’s expiration, the employer
is required to honor the term until the union consents to a
change. Such consent is not required in the absence of a
contractual agreement. However, even without a con-
tractual obligation, the employer still has a duty to bar-
gain under Section 8(a)(5). That duty requires that the
employer not make changes to existing terms and condi-
tions of employment without satisfying its statutory bar-
gaining obligation. Changes may be made if the em-
ployer notifies the union and bargains new terms—or if
the parties bargain and reach a lawful impasse. See, e.g.,
Des Moines Register & Tribune Co., 339 NLRB 1035,
1036–1038 fn. 6 (2003), review denied 381 F.3d 767
(8th Cir. 2004). When the employer ignores its statutory
duty to bargain and makes changes unilaterally, it is by-
passing the union and depriving its employees of their
right to be represented in bargaining over their terms and
conditions of employment.
A union may waive its right to maintenance of the sta-
tus quo as to a particular term or condition. However
such a waiver, like any waiver of a statutory right, must
be “clear and unmistakable.” Provena St. Joseph Medi-
cal Center, 350 NLRB 808, 810–812 (2007); see Metro-
politan Edison Co. v. NLRB, 460 U.S. 693, 708 (1983).
“The clear and unmistakable waiver standard . . . requires
bargaining partners to unequivocally and specifically
express their mutual intention to permit unilateral em-
ployer action with respect to a particular employment
term, notwithstanding the statutory duty to bargain that
FINLEY HOSPITAL
917
would otherwise apply.” Provena St. Joseph Medical
Center, 350 NLRB at 811.
When a collective-bargaining agreement expires, it be-
comes particularly important to distinguish between the
employer’s contractual obligation (if any) to maintain a
particular term and condition postexpiration and the em-
ployer’s statutory obligation to do so. Certainly, a con-
tractual obligation can exist. As the Supreme Court ex-
plained in Litton, it may occur, “under normal principles
of contract interpretation, [that a] contractual right sur-
vives expiration of the remainder of the agreement.” 501
U.S. at 206. But even when the contractual right does
not survive, the statutory right typically does. Under
Section 8(a)(5), “most terms and conditions of employ-
ment are not subject to unilateral change. . . . They are no
longer agreed-upon terms; they are terms imposed by
law, at least so far as there is no unilateral right to change
them.” Litton, 501 U.S. at 206. In the words of the
Court, “the difference is . . . elemental.” Id.
It follows that language in a collective-bargaining
agreement may intentionally preclude a provision from
having any contractual force after expiration of the con-
tract. But given the employer’s statutory duty to main-
tain the status quo postexpiration, such language will not
permit a unilateral change of a term established by the
same contract unless it also amounts to a clear and un-
mistakable waiver of the union’s separate statutory right
to maintenance of the status quo. Application of the
more demanding clear and unmistakable waiver standard
is appropriate, moreover, because the status quo must be
viewed as a collective whole. In the give-and-take of
bargaining, a union presumably will make concessions in
certain terms and conditions to achieve improvements in
others, such as wages.4 Preserving the status quo facili-
tates bargaining by ensuring that the tradeoffs made by
the parties in earlier bargaining remain in place. Just as
the employer continues to enjoy prior union concessions
after the contract expires, as part of the “status quo,” so
too the union continues to enjoy its bargained-for im-
provements, unless the employer establishes that the un-
ion has clearly and unmistakably agreed to waive them.
In the case before us, the Respondent relies on article
20.3 of the expired collective-bargaining agreement, ti-
tled, “Base Rate Increases During Term of Agreement,”
which begins with the phrase, “For the duration of this
agreement,” and specifies the amount of the increases as
3 percent “during the term of this Agreement.” The mul-
tiple references to the term of the agreement in article
4 See Endo Laboratories, Inc., 239 NLRB 1074, 1075 (1978) (rec-
ognizing the “the kind of ‘horsetrading’ or ‘give-and-take’ that charac-
terizes good-faith bargaining”).
20.3 clearly limit the contractual obligation and preclude
the assertion of the contractual right for any period after
contract expiration. But these references fail to “une-
quivocally and specifically express [the parties’] mutual
intention to permit unilateral employer action with re-
spect to [the annual wage increases].” Provena St. Jo-
seph Medical Center, 350 NLRB at 811. They do not
mention postexpiration employer conduct in any way,
much less expressly permit unilateral employer action.
Simply put, the limitations contained in article 20.3 can-
not be read as a clear and unmistakable waiver of a statu-
tory right elementally different from the contractual right
to which the language does refer.
The Board cases concerning postexpiration changes of
employment terms established by an expired contract
likewise require this result. In AlliedSignal Aerospace,
330 NLRB 1216 (2000), review denied sub nom. Hon-
eywell International v. NLRB, 253 F.3d 125 (D.C. Cir.
2001), the employer discontinued paying severance ben-
efits for laid-off employees that were provided for in a
collectively bargained agreement that had expired. The
duration clause of the agreement provided, “This
[agreement] shall remain in effect until [the expiration
date], but not thereafter unless renewed or extended in
writing by the parties.” Id. at 1222 (emphasis added).
The Board distinguished between the employer’s statuto-
ry obligation to maintain the status quo and its contractu-
al obligations. While the language of the agreement
made clear that the “agreement as a whole may not be
automatically renewed or extended unless the parties
agree to that in writing,” the Board observed, it did not
establish that “all terms and conditions of employment
previously set out by the contract became subject to uni-
lateral action by the [employer] upon contract expira-
tion.” Id. at 1216. As the Board put it, “[w]hatever the
scope of the [r]espondent’s obligation as a matter of con-
tract, there is no basis for finding that the [u]nion waived
its [statutory] right to continuance of the status quo as to
terms and conditions of employment after contract expi-
ration.” Id.
The Board reached the same result in General Tire &
Rubber Co., 274 NLRB 591 (1985), enfd. 795 F.2d 585
(6th Cir. 1986), as to a supplemental benefits agreement
containing the following language: “Notwithstanding the
termination of the Agreement . . ., the benefits described
herein shall be provided for ninety (90) days following
termination.” Id. at 592. Ninety days after the expiration
of the agreement, the respondent stopped providing the
benefits. The Board found a violation of Section 8(a)(5).
The language in the agreement, the Board reasoned, did
not address the employer’s statutory obligation to pay
benefits following the contractual 90-day benefit contin-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
918
uation period, and thus did not amount to a waiver of the
union’s rights:
Nowhere in this contract provision is there mention of
what is to occur to these supplemental benefits after the
90 days have expired. In these circumstances, we find
no clear and unmistakable waiver of the right to bar-
gain over these supplemental benefits after the 90-day
period.
274 NLRB at 593.5
The contract language in the instant case, like the lan-
guage in AlliedSignal and General Tire, limits the effec-
tive period of the contractual obligation, but does not
address the employer’s postexpiration conduct or obliga-
tions or authorize unilateral employer action of any kind.
Thus, like the employers in AlliedSignal and General
Tire, the Respondent has failed to prove a waiver of its
obligation to maintain the status quo established by the
expired collective-bargaining agreement.
By contrast, in Cauthorne Trucking, 256 NLRB 721
(1981), enf. granted in part, denied in part 691 F.2d 1023
(D.C. Cir. 1982), the Board found that the union had
waived its right to bargain over the cessation of pension
contributions. The waiver resulted from the following
provision of a pension trust agreement entered into by
the union: “[A]t the expiration of any particular collec-
tive bargaining agreement . . . any Company’s obligation
under this Pension Trust Agreement shall terminate un-
less, in a new collective bargaining agreement, such ob-
ligation shall be continued.” 256 NLRB at 722.6
5 In several other cases, the Board has adopted administrative law
judges’ findings that duration language of this kind did not waive a
union’s right to demand bargaining over the cutoff of benefits after the
expiration of the collective-bargaining agreement. See Schmidt-Tiago
Construction Co., 286 NLRB 342, 343 fn. 7, 365–366 (1987) (pension
trust language in collective-bargaining agreement did not specifically
state that the employer’s obligation to contribute to the trust funds
ended with the expiration of the agreement); KBMS, 278 NLRB 826,
849–850 (1986) (pension trust language stating that contributions shall
continue as long as the employer is obligated to do so was at best am-
biguous concerning its duty postexpiration); Wayne’s Dairy, 223
NLRB 260, 264–265 (1976)(terms of collective-bargaining agreement
and pension trust agreement “lack[ed] the requisite clarity” to serve as a
waiver).
6 The Board has applied Cauthorne narrowly. In Schmidt-Tiago,
286 NLRB at 343 fn. 7, which also involved an employer’s cessation of
pension fund contributions, the Board endorsed the analysis of an ad-
ministrative law judge, who distinguished Cauthorne. At issue in
Schmidt-Tiago was language in a pension trust document providing that
contributions were to be made “in accordance with a Pension Agree-
ment.” That language, the judge explained, was distinguishable from
the language in Cauthorne, because it did “not on its face . . . specifi-
cally state that [the employer’s] obligation to contribute to the pension
trust fund ends with the expiration of the current collective-bargaining
contract.” 286 NLRB at 366.
Similarly, in Oak Harbor Freight Lines, Inc., 361
NLRB No. 82 (2014), reaffirming 358 NLRB 328
(2012), the unions entered into an agreement containing
the following language:
Upon expiration of the current or any subsequent bar-
gaining agreement requiring contributions, the employ-
er agrees to continue to contribute to the trust in the
same manner and amount as required in the most recent
expired bargaining agreement until such time as the
undersigned either notifies the other party in writing
(with a copy to the trust fund) of its intent to cancel
such obligation five days after receipt of notice or enter
into a successor bargaining agreement which con-
forms to the trust policy on acceptance of employer
contributions, whichever occurs first.
Id., slip op. at 340 (emphasis added in cited decision). Cit-
ing Cauthorne, the Board ruled that the language constituted
a waiver of the union’s “right to bargain over the Respond-
ent’s cessation of fund payments upon notice after the expi-
ration of the parties’ contract” since it “clearly and unam-
biguously privileges the employer to discontinue trust con-
tributions after expiration of the collective-bargaining
agreement and after written notice of its intent to cancel the
contribution obligation.” Id., slip op. at 328 fn. 2.7
The contract provision relied upon by the Respondent
in this case, in contrast with those in Cauthorne and Oak
Harbor, does not address any postexpiration conduct or
obligations of the employer. It certainly does not “clear-
ly and unambiguously privilege the employer” to take
unilateral action of any kind, under any circumstances.
To the contrary, like the purported waivers in Al-
liedSignal and General Tire, it fails to establish anything
resembling a waiver of the Respondent’s statutory obli-
gation to maintain the status quo established by the ex-
pired collective-bargaining agreement.8
7 The Board’s decision in Hacienda Resort Hotel & Casino, 351
NLRB 504 (2007) (Hacienda II), vacated and remanded sub nom.
Local Joint Executive Board of Las Vegas, Culinary Workers Local 226
v. NLRB, 540 F.3d 1072 (9th Cir. 2008), on remand 355 NLRB 742
(2010) (Hacienda III), revd. and remanded 657 F.3d 865 (9th Cir.
2011), does not undercut this analysis. Hacienda—in which Board
decisions have been rejected three times by the Ninth Circuit—centered
on an employer’s unilateral cessation of dues checkoff after the parties’
collective-bargaining agreements expired. Under current Board law,
however, dues checkoff represents an exception to the general rule that
an employer may not make unilateral changes in terms and conditions
of employment, following expiration of a collective-bargaining agree-
ment. Bethlehem Steel, 136 NLRB 1500 (1962).
8 The Respondent argues that the judge should not have applied a
waiver analysis and that it had a “sound arguable basis” in art. 20.3 for
discontinuing the pay raises upon the expiration of the 2005 agreement.
But under current Board law, the “sound arguable basis” standard in-
voked by the Respondent applies only where the issue is whether the
FINLEY HOSPITAL
919
Our dissenting colleague notes that the cited cases in-
volved unilateral changes in wages or benefits at a given
level, rather than a status quo of annual raises, but this is
a distinction without a difference. What matters is that
annual raises defined the status quo under well-
established law.9 The dissent fails to appreciate that this
case is governed by the familiar “dynamic status quo”
doctrine. See Robert A. Gorman & Matthew W. Finkin,
Basic Text on Labor Law Sec. 20.14 (2d ed. 2004). That
failure, in turn, leads to the dissent’s mistaken claim that
our decision here creates a “heretofore unknown obliga-
tion” on employers and the even stranger assertion that
we are, in effect, imposing contract terms on the parties,
in violation of H. K. Porter Co. v. NLRB, 397 U.S. 99
(1970).10 This case, of course, involves the application
of long-settled rules governing the bargaining process.
Our colleague’s real objection seems to be that Board
doctrine, as applied here creates incentives for precision
and clarity in defining the parties’ respective rights and
obligations. But that result obviously furthers the aims
of the Act, which is intended to “encourage[e] the prac-
tice and procedure of collective bargaining,” in the words
of Section 1.11
We therefore find that the Union did not waive its right
to bargain over the discontinuance of the annual wage
increase, and that the Respondent’s unilateral action vio-
lated Section 8(a)(5) and (1).12 We also adopt the
judge’s finding that the Respondent independently vio-
lated Section 8(a)(1) when it informed employees that it
would no longer give annual increases following the ex-
piration of the 2005 agreement. Contrary to the Re-
spondent’s argument that a violation of Section 8(a)(1)
requires an explicit threat or coercion, the announcement
of the unilateral change to the employees itself is unlaw-
employer made a mid-term unilateral modification of the collective-
bargaining agreement. See Bath Iron Works, 345 NLRB 499, 501
(2005), affd. sub nom. Bath Marine Draftsmen Assn. v. NLRB, 475 F.3d
14 (1st Cir. 2007). This case involves a unilateral change made after
expiration of the contract.
9 It is well settled that when periodic wage increases are an estab-
lished employment term, the employer cannot lawfully discontinue
them unilaterally. See Daily News of Los Angeles, 315 NLRB 1236,
1239 (1994), enfd. 73 F.3d 406 (D.C. Cir. 1996), cert. denied 519 U.S.
1090 (1997); Eastern Maine Medical Center v. NLRB, 658 F.2d 1, 7–8
(1st Cir. 1981).
10 Similarly, the Respondent mistakenly contends that the judge
“rewrote” the parties’ contract.
11 The dissent objects that, because considerable time sometimes
elapses before parties bargain either to agreement or to impasse, em-
ployers may be statutorily bound to continue periodic wage increases
long after contract expiration. But the same could be said for maintain-
ing other terms and conditions of employment postcontract, which the
dissent concedes is an established principle under the Act.
12 In finding the violation, we do not rely on the judge’s reference to
pay raises awarded under the Respondent’s precontractual practices.
ful. See Marion Memorial Hospital, 335 NLRB 1016,
1019 (2001), enfd. 321 F.3d 1178 (D.C. Cir. 2003).
II. THE RESPONDENT’S FAILURES TO PROVIDE
INFORMATION ABOUT ITS UOCS AND ABOUT NURSES’
ABSENCES DUE TO WORK-RELATED ILLNESSES
A. Background
Prior to the negotiations for the 2005 agreement, the
Respondent started department-level Unit Operations
Councils (UOCs) for staff to discuss day-to-day opera-
tions, quality, and safety. Minutes of each meeting were
kept, and were posted on bulletin boards or made availa-
ble to nurses in binders in the relevant department. Some
union stewards (known as “worksite leaders”) also par-
ticipated in the UOCs. Later, article 28 of the 2005
agreement established a Labor-Management Committee
to “discuss the subjects of this Agreement, its administra-
tion, health and safety and other items of interest.”
By letter dated April 26, 2006, the Union asked the
Respondent for a variety of information, including in-
formation about the UOCs and about instances in which
nurses had called off from work because of work-related
illnesses or exposures. The latter request was prompted
by an outbreak of mumps in the Dubuque area in early
2006 that sickened several of the Respondent’s nurses.
In addition to seeking the identity of the affected nurses,
the Union asked the Respondent for information about its
use of replacements for ill nurses on the shifts they
missed.
On May 2, the Respondent refused to provide infor-
mation about the UOCs (with the exception of one UOC
in one department) and calloffs by nurses, asserting that
it was not relevant to the parties’ negotiations for a suc-
cessor agreement or to enforcement of the 2005 agree-
ment. In particular, as to the nurses, the Respondent re-
fused to provide its OSHA log for 2006.13 The Respond-
ent did provide the Union with other information it had
requested.
More than 8 months later, on January 12, 2007, the
Respondent finally provided its 2006 OSHA log to the
Union. In an accompanying letter, the Respondent said
that an NLRB attorney had advised it that the Union’s
April 26 request sought information regarding nurses’
absences caused by the mumps outbreak. The Respond-
ent claimed that the “general nature” of the Union’s April
26 request had not made that clear.
13 The Respondent maintained OSHA logs that recorded instances in
which nurses had called off due to work-related illnesses and injuries.
The Respondent had previously provided the Union with such OSHA
logs for 2004 and 2005, as well as other illness-related information.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
920
B. The Judge’s Decision
The judge found that the Respondent unlawfully failed
to provide and/or failed to timely provide the Union with
the UOC and calloff information described above. The
judge found that the UOC-related information was pre-
sumptively relevant because the UOCs affected terms
and conditions of employment, e.g., safety, and because
the UOCs potentially conflicted with the parties’ negoti-
ated Labor-Management Committee. The judge rejected
the Respondent’s defense that its noncompliance should
be excused because the Union’s worksite leaders had
alternative means of gathering the detailed UOC infor-
mation via department binders and bulletin boards. The
judge found that it would have been a significant burden
on worksite leaders to attempt to collect the UOC infor-
mation from those sources, which also would have re-
quired them to visit units where they did not work on
their own time. See River Oak Center for Children, Inc.,
345 NLRB 1335, 1336 fn. 6 (2005), enfd. 273 Fed.
Appx. 677 (9th Cir. 2008) (alternative means do not ex-
cuse noncompliance); Kroger Co., 226 NLRB 512, 513
(1970) (union not required to resort to burdensome alter-
native methods of acquiring information). Accordingly,
because the Respondent furnished only partial infor-
mation concerning one UOC, the judge found that it vio-
lated Section 8(a)(5) and (1).
Similarly, the judge found that the calloff information
requested by the Union was presumptively relevant in-
asmuch as it directly concerned bargaining unit nurses.
Although the Respondent had provided some of that in-
formation, the judge found that the Respondent unlawful-
ly failed to provide the 2006 OSHA log for 8 months
after the Union’s request, and never provided infor-
mation about its replacement of absent nurses. The judge
rejected the Respondent’s defense that the Union had
failed to specify the scope and relevancy of the requested
information, reasoning that it was the Respondent’s duty
to seek clarification of the request, if necessary. See
Mission Foods, 345 NLRB 788, 789 (2005) (employer
cannot simply refuse to comply with an ambiguous or
overbroad information request, but must request clarifi-
cation and comply with the relevant portions). For those
reasons, the judge concluded that the Respondent violat-
ed Section 8(a)(5) and (1) by failing to provide and/or
timely provide the requested calloff information.
C. Discussion
On exceptions, the Respondent challenges the judge’s
findings with respect to both the UOC documents and the
calloff information, largely reasserting the same argu-
ments it made to the judge. We agree with the judge’s
rejection of those arguments, and we shall not revisit
them here.14 Instead, we briefly address the Respond-
ent’s arguments that were either not presented to or not
expressly addressed by the judge.
We reject the Respondent’s argument that California
Portland Cement Co., 101 NLRB 1436 (1952), supports
its defense that the Union had satisfactory alternative
means of gathering the requested UOC information. The
information at issue in California Portland concerned the
employer’s distribution of overtime to employees. It is
not clear that California Portland was analyzed as an
“alternative means” case. 101 NLRB at 1440–1441.
Rather, it appears that the Board’s finding was that the
employer had actually granted the union’s request by
making available its foremen’s own records, although the
employer also referred the union to bulletin boards. Id.
at 1441. In any event, the requested overtime infor-
mation was substantially more limited and concise than
the detailed UOC information requested here. As found
by the judge, for the Union to gather the requested UOC
information itself would have imposed a burden on its
worksite leaders to collect the information by searching
through numerous binders and bulletin boards scattered
throughout the hospital. Furthermore, requiring an em-
ployer to supply requested information from its own rec-
ords, as the employer in California Portland Cement did,
assures the union that it has “an accurate and authorita-
tive statement of facts which only the employer is in a
position to make.” Kroger, supra, 226 NLRB at 513.
The Respondent’s remaining arguments, which appear
to concern both the UOC and the nurse calloff infor-
mation, lack merit as well. The Respondent argues that
the Union requested information merely to harass the
Respondent. Board law presumes, however, that a union
acts in good faith in requesting information, unless the
employer establishes otherwise. See Mission Foods,
supra, 345 NLRB at 788. Moreover, the good-faith re-
quirement is met if even one reason for the request is
justified. See Hawkins Construction Co., 285 NLRB
1313, 1314 (1987), enf. denied on other grounds 857
F.2d 1224 (8th Cir. 1988). That is certainly the case
here, as the requested information was presumptively
relevant to the Union’s representational duties, and the
Respondent has not presented any evidence of bad faith
by the Union.
Finally, the Respondent asserts that the totality of cir-
cumstances indicate that it made a good-faith attempt to
comply with the Union’s extensive requests by providing
14 In support of the judge’s finding that the Respondent unreasonably
delayed providing its 2006 OSHA log until January 2007, see also
Woodland Clinic, 331 NLRB 735, 736 (2000) (7-week delay unreason-
able); Postal Service, 308 NLRB 547, 551 (1992) (4-week delay unrea-
sonable).
FINLEY HOSPITAL
921
91 out of the 93 total items requested. However, a fail-
ure to provide requested information that is presumptive-
ly relevant cannot be excused based on the fact that other
relevant information was furnished. We therefore reject
this argument.
For these reasons, and those given by the judge, we
find that the Respondent violated Section 8(a)(5) and (1)
when it failed to provide and/or timely provide the com-
plete information requested by the Union in April 2006
regarding the UOCs, the nurse call-offs due to work-
related illnesses, and the replacement of absent nurses.15
III. THE RESPONDENT’S FAILURES TO REASONABLY
ACCOMMODATE THE UNION’S REQUESTS FOR
INFORMATION CONCERNING GINA GROSS
A. Background
On June 22, 2005, the Respondent discharged bargain-
ing unit nurse Gina Gross. The Respondent stated in
Gross’ disciplinary notice that she was discharged for:
“Behavior which disrupts a fellow employee(s) perfor-
mance of their duties and creates dissatisfaction of care
for a patient and/or their family members and friends.”
The notice cited five incidents in which Gross allegedly
had engaged in such misconduct. Although the notice
did not identify the complainants, it referred to three
complaints received from Gross’ coworkers, who mostly
complained about Gross’ conduct toward them, and two
received from family members of patients about Gross’
conduct toward the patients.
On July 7, the Union requested information to help it
prepare a potential grievance of Gross’ termination, in-
cluding the names and contact information of the com-
plaining coworkers and patients’ family members. Ap-
proximately 5 days later, the Union filed a grievance
contending that the Respondent had discharged Gross
without “just cause,” in violation of the 2005 agree-
ment.16
On July 13, the Respondent provided some of the in-
formation requested by the Union, but refused to name or
15 Contrary to the dissent, we do not interpret the Respondent’s ex-
plicit refusal to provide the calloff information as “seeking clarification
of the Union’s request.” Dupont Dow Elastomers LLC, 332 NLRB
1071, 1085 (2000), is inapposite. Unlike in that case, where the em-
ployer in good faith misunderstood precisely what information the
union was seeking, there was never any doubt as to what information
the Union here sought to obtain. The Respondent claimed not to under-
stand the relevance of the information, but as the judge found, the in-
formation was presumptively relevant, and the Respondent has not
rebutted the presumption.
16 Art. 5 of the 2005 agreement provided for a five-step grievance
procedure, culminating in a hearing before a retired State court judge.
The retired judge would then decide whether the Respondent’s discipli-
nary decision or its interpretation of the agreement was arbitrary or
discriminatory.
provide contact information for either the complaining
coworkers or the family members who had complained
about Gross, citing confidentiality concerns. The Re-
spondent did not offer any accommodation to address the
Union’s need for that information. It provided only re-
dacted versions of the coworkers’ complaints, along with
a statement that, if the grievance went to a hearing, “it
would be necessary for us to reveal the names of these
persons so they could be questioned and possibly appear
as witnesses.” The Union filed an unfair labor practice
charge in response.
By letter to the Union dated September 27 (by which
time Gross’ grievance had already been appealed to arbi-
tration), the Respondent reviewed the parties’ recent dis-
cussions of a possible non-Board settlement of the Un-
ion’s charge.17 The letter then declared that the parties
were at impasse, and that the Respondent would imple-
ment its “final offer” by providing the names of four em-
ployees who allegedly had witnessed Gross abusing pa-
tients. It did not disclose the names of the patient’s fami-
ly members who had complained, nor did it provide any
information about coworkers who had complained about
Gross’ conduct toward themselves.
The arbitration hearing was held on May 22 and June
12, 2006, before a retired state court judge. At the hear-
ing, the Respondent relied on the complaints made by the
coworkers and the family members. The retired judge
sustained the Respondent’s discharge of Gross, citing a
“flurry of complaints about Gross’ interpersonal relations
from coworkers, as well as patients and their families[,]
during the last few weeks prior to her dismissal.”
B. The Judge’s Decision
The administrative law judge accepted the Respond-
ent’s claim that it had legitimate confidentiality concerns
over releasing the names and contact information of the
complaining coworkers and family members, but ex-
plained that the Respondent still bore the burden of offer-
ing an accommodation to meet the needs of both parties,
17 The letter read:
There have been several discussions . . . regarding the possibility of a
non-Board settlement of the above matter.
As we have advised . . ., the Hospital has agreed not to call
the patient’s family members as witnesses in the arbitration case.
We have also advised . . . the Hospital is prepared to disclose
the names of the employees who witnessed Gina Gross’ abuse of
a patient.
We understand that the Union is adamantly insisting that the
hospital disclose the names of the patient’s family members de-
spite the Hospital’s assurances they will not be witnesses.
As it appears that the parties are at an impasse on this pro-
posal, the Hospital is implementing its final offer. The following
co-workers witness Gina Gross’ abuse of a patient: . . . .
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
922
citing National Steel Corp., 335 NLRB 747, 748 (2001),
enfd. 324 F.3d 928 (7th Cir. 2003).
With respect to the Union’s request for information
about coworkers who had complained about Gross’ con-
duct toward themselves, the judge found that the Re-
spondent never made any effort to reasonably accommo-
date the Union’s need for that information. He thus con-
cluded that the Respondent violated Section 8(a)(5) and
(1).
By contrast, the judge found that the Respondent had
offered a reasonable accommodation of the Union’s need
for the names and contact information of complaining
family members. The judge found that, although the
Respondent initially refused to supply any of this infor-
mation in July, in September it offered not to call the
family members as witnesses at the arbitration hearing
and to disclose the names of the coworkers who had wit-
nessed Gross’ alleged abuse of patients. The judge found
this proffered accommodation to be adequate because it
was offered as part of a settlement effort, was offered
well before the arbitration hearing, and served to avoid
burdening the arbitration system.
C. Discussion
We find that the Respondent violated Section 8(a)(5)
and (1) by failing to offer reasonable accommodations
with respect to both the coworker and family member
information requested by the Union.18 At the outset, we
reject the Respondent’s argument that the Union prema-
turely filed its unfair labor practice charge before testing
the Respondent’s willingness to bargain an accommoda-
tion of the Union’s requests. On that point, the Respond-
ent’s reliance on Captain’s Table, 289 NLRB 22 (1988),
is misplaced. That case involved negotiations for a col-
lective-bargaining agreement where the union filed its
charge just after the parties had exchanged their initial
proposals, and there was no evidence that the employer
had engaged in any relevant unlawful conduct away from
the table. In those circumstances, the Board could not
find that the employer was unwilling to reach agreement.
289 NLRB at 24.
Here, the Union was in the midst of representing a dis-
charged employee who was seeking a resolution of her
grievance. Time was of the essence. It was thus the Re-
spondent’s duty, upon asserting its confidentiality con-
cerns, to promptly offer an accommodation. It failed to
do so in its July 13 letter, however, denying the Union’s
18 We find no merit in the Respondent’s argument that the Board
should defer to arbitration the entire issue of whether the Respondent
offered a valid accommodation. We adhere to the Board’s traditional
practice of not deferring cases involving information requests. Hospital
San Cristobal, 356 NLRB 699, 699 fn. 3 (2011).
requests outright. The Union filed its charge on July
18.19 Under these circumstances, we reject the Respond-
ent’s implicit contention that the filing of the charge
somehow precluded the Respondent from timely offering
a reasonable accommodation.
That matter aside, we agree with the judge that the Re-
spondent never offered any accommodation regarding
the Union’s need to identify coworkers who complained
about Gross’ conduct toward themselves. We thus af-
firm that aspect of his decision.20
On the other hand, we find merit in the General Coun-
sel’s exception to the judge’s finding that, on September
27, the Respondent adequately accommodated the Un-
ion’s need for information about family members who
had accused Gross of abusing patients.21 The General
Counsel argues that the Respondent’s proposed accom-
modation not to call the family members as witnesses
was untimely, coming only after the Union’s grievance
had advanced through the initial steps of the grievance
procedure. Further, the General Counsel argues that the
Respondent’s offer was inadequate because the Re-
spondent still relied on the family members’ complaints
to justify Gross’ discharge.
19 The Respondent did not offer any accommodation until Septem-
ber, some 2 months later.
20 The dissent and the Respondent argue that the Respondent’s July
13 offer to identify the coworkers prior to the grievance hearing was an
adequate accommodation. There is no merit in that contention. Re-
ceiving the names at some unspecified time before the hearing would
have occurred far too late to allow the Union to determine whether to
pursue a grievance. See DaimlerChrysler Corp., 331 NLRB 1324,
1324–1325 (2000), enfd. 288 F.3d 434 (D.C. Cir. 2002) (requested
information could be useful to the union in deciding whether to proceed
to arbitration on grievance). That timing also deprived the Union of the
opportunity to investigate the grievance and to negotiate with the Re-
spondent based on the results of the investigation. We therefore reject
the dissent’s suggestion that the Union was obliged to explain why it
needed the information sooner; such a transparently inadequate offer is
itself unlawful and does not require a response. Cf. Borgess Medical
Center, 342 NLRB 1105, 1106 fn. 6 (2004) (inadequate offer to ac-
commodate held to be failure to bargain about possible accommoda-
tion). United Parcel Service of America, Inc., 362 NLRB 160, 162–163
(2015), Northern Indiana Public Service Co., 347 NLRB 210, 214
(2006), and Allen Storage & Moving Co., 342 NLRB 501, 503 (2004),
cited by the dissent, are not to the contrary. The Board majority in
those cases seemingly faulted the unions for not responding to the
employers’ offers to accommodate, but it obviously found those offers
to be adequate.
Nor are we persuaded by the fact that the Respondent gave the Un-
ion redacted copies of the coworkers’ statements relating to alleged
patient abuse by Gross. Those statements were not responsive to the
Union’s request for the names and contact information of the employ-
ees (as described in the disciplinary notice) who had complained about
Gross’ conduct toward themselves.
21 The General Counsel’s limited exceptions do not specifically ad-
dress the judge’s findings regarding the Respondent’s response to the
Union’s request as to coworkers who accused Gross of patient abuse.
FINLEY HOSPITAL
923
We agree with the General Counsel that the Respond-
ent’s proposed accommodation was untimely, as it was
offered almost 3 months after the Union’s request for
information and only after Gross’ discharge grievance
had been processed through the parties’ prearbitration
grievance procedure. See Detroit Newspaper Agency,
317 NLRB 1071, 1072 (1995) (an employer must timely
seek an accommodation of its confidentiality concerns).
The Union needed this information much earlier in order
to determine whether to proceed with the grievance at all
and to represent the grievant in the grievance procedure
once it decided to proceed. See Hawaii Tribune-Herald,
356 NLRB 661, 683–684 (2011) (finding unreasonable
employer’s 3-month delay in responding to request for
relevant grievance information), enfd. 677 F.3d 1241
(D.C. Cir. 2012); Beverly California Corp., 326 NLRB
153, 157 (1998), enfd. in pertinent part 227 F.3d 817 (7th
Cir. 2000) (finding 2-month delay unreasonable). Ac-
cordingly, we find that the Respondent violated Section
8(a)(5) and (1) of the Act by failing to offer a timely ac-
commodation of the Union’s request for the names and
contact information of patient’s family members who
had complained about Gross.22
AMENDED CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in com-
merce within the meaning of Section 2(2), (6), and (7) of
the Act.
2. The Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. By the following conduct, the Respondent has en-
gaged in unfair labor practices affecting commerce with-
in the meaning of Section 2(6) and (7) of the Act and
violated Section 8(a)(5) and (1) of the Act:
(a) Unilaterally discontinuing giving annual pay raises
as described in article 20.3 of the expired 2005–2006
collective-bargaining agreement, without first having
afforded the Union notice and an opportunity to bargain.
(b) Failing and refusing to provide the Union with in-
formation it requested about the Respondent’s Unit Op-
erations Councils.
(c) Failing and refusing to provide, or to timely pro-
vide, the Union with information it requested about nurs-
es who were out sick due to work-related illness and the
replacement of nurses who were out sick due to the
mumps.
(d) Failing and refusing to offer, or to timely offer, to
bargain an accommodation when it invoked confidential-
ity as a basis for not providing the Union with the names
and contact information of coworkers and patients’ fami-
22 We thus find it unnecessary to pass on the General Counsel’s ar-
guments related to the adequacy of the Respondent’s proposal.
ly members whose complaints had been a basis for the
termination of a nurse.
4. By the following conduct, the Respondent has en-
gaged in unfair labor practices affecting commerce with-
in the meaning of Section 2(6) and (7) of the Act and
violated Section 8(a)(1) of the Act:
(a) Telling employees that it would discontinue giving
annual pay raises as described in article 20.3 of the ex-
pired 2005–2006 collective-bargaining agreement, when
the Union had not been afforded notice and an opportuni-
ty to bargain.
(b) Telling employees that it would not give annual
pay raises retroactively to June 21, 2006, that it unlaw-
fully discontinued on that date.
REMEDY23
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative action designed to
effectuate the policies of the Act. Specifically, having
found that the Respondent violated Section 8(a)(5) and
(1) of the Act by unilaterally discontinuing giving annual
pay raises as described in article 20.3 of the expired
2005–2006 collective-bargaining agreement, we shall
order it to notify and, on request, bargain collectively and
in good faith with the Union before implementing any
changes in wages, hours, or other terms and conditions of
employment. In addition, we shall order the Respondent
to rescind the unlawful change and resume giving annual
pay raises until an agreement has been reached with the
Union or a lawful impasse in negotiations occurs. We
shall further order the Respondent to make employees
whole for any losses sustained as a result of the unlawful
change, in the manner prescribed in Ogle Protection Ser-
vice, 183 NLRB 682 (1970), enfd. 444 F.2d 502 (6th Cir.
1971), plus interest as set forth in New Horizons, 283
NLRB 1173 (1987), compounded daily as prescribed in
Kentucky River Medical Center, 356 NLRB 6 (2010).
Moreover, having found that the Respondent violated
Section 8(a)(5) and (1) by failing and refusing to furnish
the Union with necessary and relevant information re-
garding the Respondent’s Unit Operations Councils and
the replacement of nurses who were out sick due to the
mumps, we shall order the Respondent to provide the
Union with that information.
Although we find that the Respondent violated the Act
by failing to offer, or to timely offer, to bargain an ac-
commodation when it invoked confidentiality as a basis
for not providing the Union with requested information
23 In accordance with our decision in Kentucky River Medical Cen-
ter, 356 NLRB 6 (2010), we modify the judge’s remedy by requiring
that backpay shall be paid with interest compounded on a daily basis.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
924
regarding the names of patient’s family members and
coworkers who had complained about Gina Gross’ con-
duct, we will not order the Respondent to provide the
information to the Union at this time. As discussed
above, the Union requested the names of the family
members and coworkers with respect to a grievance it
filed contending that the Respondent had discharged
Gross without just cause. That grievance went to a hear-
ing, and the presiding judge (a retired State court judge)
issued a decision upholding the discharge on July 26,
2006. Neither the General Counsel nor the Union has
asserted that the Union requires this information to pur-
sue the grievance in another forum or for any other mat-
ter.24 We therefore agree with the judge and find that the
Union’s need for the requested information has ceased
and we decline to order the Respondent to produce the
information. Lansing Automakers Federal Credit Union,
355 NLRB 1359 (2010); Borgess Medical Center, supra,
342 NLRB at 1106. Should the Union state a present
need for this information, however, we will require the
Respondent to either provide the information or bargain
with the Union, upon their request, to an accommodation
regarding this information.
ORDER
The Respondent, The Finley Hospital, Dubuque, Cas-
cade, and Elklander, Iowa, its officers, agents, succes-
sors, and assigns, shall
1. Cease and desist from
(a) Failing and refusing to bargain collectively and in
good faith with Service Employees International Union,
Local 199 (the Union), as the exclusive representative of
employees in the following appropriate unit by unilater-
ally discontinuing giving annual pay raises as described
in article 20.3 of the 2005–2006 collective-bargaining
agreement:
All full-time and regular part-time registered nurses,
including PRN nurses and charge nurses, employed by
the Respondent at its Dubuque, Cascade and Elkader,
Iowa facilities; but excluding office clerical employees,
service and maintenance employees, other professional
employees, technical employees, guards and supervi-
sors as defined in the Act, and all other employees.
(b) Telling employees that it will discontinue benefits
contained in
the 2005–2006 collective-bargaining
agreement, when the Union has not been afforded notice
and an opportunity to bargain.
24 In the absence of exceptions we do not address the judge’s deci-
sion not to order the Respondent to turn over the names of the cowork-
ers, despite his finding that the Respondent had unlawfully refused to
supply the names to the Union.
(c) Telling employees that it will not give annual pay
raises retroactively to June 21, 2006, that it unlawfully
discontinued paying on that date.
(d) Failing and refusing to furnish, or to timely furnish,
the Union with requested information that is necessary
for and relevant to the Union’s performance of its duties
as the exclusive collective-bargaining representative of
the unit employees.
(e) Failing and refusing to offer, or to timely offer, to
bargain an accommodation when it invokes confidentiali-
ty as a basis for not providing the Union with requested
information that is necessary for and relevant to the Un-
ion’s performance of its duties as the exclusive collec-
tive-bargaining representative of the unit employees.
(f) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Before implementing any changes in wages, hours,
or other terms and conditions of employment, notify and,
on request, bargain collectively and in good faith with
the Union as the exclusive representative of its employ-
ees in the appropriate unit.
(b) Resume giving unit employees annual pay raises as
described in article 20.3 of the 2005–2006 collective-
bargaining agreement and maintain that practice in effect
until an agreement has been reached with the Union or a
lawful impasse in negotiations occurs.
(c) Make employees whole for any losses sustained as
a result of the unlawful change made on June 21, 2006,
with interest, in the manner set forth in the remedy sec-
tion of this decision.
(d) Compensate bargaining unit employees for the ad-
verse tax consequences, if any, of receiving lump-sum
backpay awards, and file a report with the Social Securi-
ty Administration allocating the backpay awards to the
appropriate calendar quarters for each employee.
(e) Furnish the Union with the information it requested
about the Unit Operations Councils and about the re-
placement of nurses who called out sick due to the
mumps.
(f) Furnish the Union with information, or offer to bar-
gain an accommodation, regarding the names and contact
information of coworkers and patients’ family members
whose complaints were a basis for the discipline of em-
ployee Gina Gross, if the Union articulates a present
need for this information.
(g) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
FINLEY HOSPITAL
925
cial security payment records, timecards, personnel rec-
ords and reports, and all other records, including an elec-
tronic copy of such records if stored in electronic form,
necessary to analyze the amount of money to be reim-
bursed under the terms of this Order.
(h) Within 14 days after service by the Region, post at
its facilities in Dubuque, Cascade, and Elkader, Iowa,
copies of the attached notice marked “Appendix.”25
Copies of the notice, on forms provided by the Regional
Director for Region 33, after being signed by the Re-
spondent’s authorized representative, shall be posted by
the Respondent and maintained for 60 consecutive days
in conspicuous places including all places where notices
to employees are customarily posted. In addition to
physical posting of paper notices, notices shall be dis-
tributed electronically, such as by email, posting on an
intranet or an internet site, and/or other electronic means,
if the Respondent customarily communicates with its
employees by such means. Reasonable steps shall be
taken by the Respondent to ensure that the notices are not
altered, defaced, or covered by any other material. If the
Respondent has gone out of business or closed the facili-
ty involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since July 7, 2005.
(i) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
MEMBER JOHNSON, dissenting in part.
Like Member Hayes in his partial dissent to the now-
vacated prior decision in this case, I find that the Re-
spondent (i) lawfully declined to give annual pay in-
creases after the parties’ collective-bargaining agreement
expired, and (ii) timely provided information requested
by the Union about work-related illnesses of nurses, and,
(iii) acting pursuant to an undisputed concern for confi-
dentiality, timely met its bargaining obligation by offer-
ing an accommodation to the Union’s request for the
names of the coworkers and patients’ family members
involved in nurse Gross’ discharge. As discussed below,
25 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
I too would dismiss the allegations related to those is-
sues.
1. The wage increases and the majority’s unjustifiable
revision of the traditional status quo rule
“When I use a word,’ Humpty Dumpty said in ra-
ther a scornful tone, ‘it means just what I choose it to
mean—neither more nor less.’’
The question is,’ said Alice, ‘whether you can
make words mean so many different things.’
’The question is,’ said Humpty Dumpty, ‘which is to
be master—that’s all.”1
This case poses the fundamental question: what do
words signify? The more specific question presented is
whether, under the National Labor Relations Act, a wage
increase that occurs each year “[f]or the duration of this
[Collective Bargaining] Agreement” actually means that
the increase keeps repeating itself after the Agreement
expires for as long as it takes the parties to reach either
an impasse in bargaining or a new agreement, a process
that can sometimes take years. I do not think the Act can
be rationally interpreted to require that result, and the
majority errs by holding otherwise.
Written language is the core operating system that
gives meaning to terms and conditions of employment,
collective-bargaining proposals and agreements, and
many kinds of statements attributable to employees, em-
ployers, and unions. For example, the determinacy of
language makes clear to parties to a labor contract what
they are agreeing to, and in many cases, how long that
agreement lasts. The importance of language having a
determinate meaning, indeed, cannot be overstated in
labor law, for the written texts there are operational doc-
uments that determine the real-world issues of how the
workplace runs and how its workers are treated.
It is true that labor contracts are not ordinary contracts
under NLRB v. Katz, 369 U.S. 736 (1962), in that most
terms and conditions of employment persist after the
contract expires. NLRB v. Cone Mills Corp., 373 F.2d
595, 598 (4th Cir.1967) (provisions in collective-
bargaining agreement “survive” its termination). But
what those contract-based terms and conditions actually
happen to be, are creatures of the written contract, and
should be determined and delimited by the words used in
that contract. And that is where the majority went astray
here. The majority holds that wage increase language
applying only “for the duration of the contract,” in effect
guaranteed that the increase would reoccur, perhaps more
than once, after the contract’s expiration.
1 Lewis Carroll, Through the Looking Glass, Chapter 6.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
926
The relevant facts are as follows. In December 2003,
the Union was certified as the bargaining representative
for the Respondent’s nurses. The parties bargained for a
first contract that concluded with the signing of a 1-year
collective-bargaining agreement in June 2005. (Art. 33:
“The contract will expire one year after the initial effec-
tive date of June 20, 2005.”)
In article 20.3 of the collective-bargaining agreement,
entitled, “Base Rate Increases During Term of Agree-
ment” the parties agreed that:
For the duration of this Agreement, the Hospital will
adjust the pay of Nurses on his/her anniversary date.
Such pay increases for Nurses not on probation, during
the term of this Agreement will be three (3) percent. If a
Nurse’s base rate is at the top of the range for his/her
position, and the Nurse is not on probation, such Nurse
will receive a lump sum payment of three (3) percent of
his/her current base rate . . . . (Emphasis added.)
In a June 21, 2006 letter, the Respondent advised em-
ployees that because the contract, including article 20.3,
had expired the day before without a replacement agree-
ment, “we will be unable to provide increases to nurses
whose anniversary date falls after the date of contract
expiration (June 20th) until a new contract is reached.”
My colleagues, like the majority in the vacated deci-
sion, find an 8(a)(5) violation because the Respondent
failed to give continual 3-percent wage increases after
the parties’ bargaining agreement expired. They adopt
the same fundamental misconception of an employer’s
statutory obligation to refrain from unilateral changes in
the status quo terms and conditions of employment.
They do so by framing the issue as one of “waiver.” But
this case really has nothing to do with interpreting
whether article 20.3 of the parties’ contract waived the
Union’s right to bargain about a change in unit employ-
ees’ wages upon expiration of the contract.2 The Union
always had, and continued to have, the right to bargain
about new wage increases once the parties’ contract ex-
pired. Rather, the proper inquiry is to identify the statu-
tory status quo for wages that the Respondent was obli-
gated to maintain pending bargaining for a successor
contract. The status quo is defined by “the contract lan-
guage itself.” Intermountain Rural Electric Assn. v.
NLRB, 984 F.2d 1562, 1567 (10th Cir.1993) (determin-
ing status quo is a question of fact and status quo is de-
fined by language of the collective-bargaining agree-
ment). And, that is why the majority’s approach unfor-
tunately undermines the very determinacy of language
2 Employees have no independent right under the Act to a particular
wage rate or pattern of increases.
itself. By effectively deleting the time constraint that
was an inherent part of the wage increase obligation, the
majority makes a time-bound obligation into a perpetual
one.
In his partial dissent, Member Hayes started by offer-
ing a hypothetical to highlight the problem with the ma-
jority’s rationale: “Suppose a unit employee is paid $10
an hour when her employer and union representative
begin bargaining for a contract. The parties then con-
clude a 1-year agreement that specifies our employee,
and others at the same wage rate, will receive a raise of
30 cents on their anniversary date. The wage provision
contains language limiting raises to the duration of the
contract, but the language does not also say that raises
will not occur after the contract expires. When the con-
tract expires without an immediate successor, our unit
employee’s hourly wage rate is $10.30. She and her un-
ion have received the full benefit of the contractual right
they bargained for. The status quo that their employer is
statutorily obligated to maintain under [Katz] is that ex-
isting wage rate. There is no statutory right to any addi-
tional 30-cent raises; that is a matter for bargaining
anew.”
As Member Hayes pointed out, this wage increase sce-
nario was not really a hypothetical but only a slight var-
iation on what actually happened here. Yet, my col-
leagues somehow believe that the Respondent’s 1-year
commitment in article 20.3 of the parties’ initial bargain-
ing agreement to give each nurse a single wage increase
has morphed into a statutory obligation to maintain a
“status quo” of change. Rather than maintaining wage
levels as they were on the final day of the contract, the
Respondent is supposed to continue giving employees
annual 3-percent wage increases until the parties negoti-
ate a successor agreement or reach impasse. Despite the
parties having agreed to a one-time wage increase in the
contract, under the majority’s skewed thinking, the Re-
spondent must keep repeating it over and over, like Phil
Connors (Bill Murray’s character) reliving the same Feb-
ruary 2 over and over in the classic film “Groundhog
Day,” only without waking up to Sonny and Cher.
Not only does their opinion contradict precedent gov-
erning an employer’s postexpiration statutory obligation,
but, as mentioned above, the opinion also abnegates lan-
guage of limitation in article 20.3. The meaning of the
phrase “during the term of this Agreement” is clear. The
parties agreed to a single wage increase on each nurse’s
anniversary date occurring during the contract year.
Once each nurse’s pay has been adjusted, there is neither
a contractual nor a statutory duty to keep making further
postexpiration adjustments. The status of pay is not dy-
namic. It has moved from one fixed point to another and
FINLEY HOSPITAL
927
stays there upon contract expiration. In fact, it would be
unlawful for the Respondent to make additional raises
unilaterally.
Although my colleagues agree that employees have no
contractual right to receive annual wage increases post-
expiration, they nevertheless believe that there must be
clear and unmistakable proof that the Union waived its
right to bargain about the discontinuation of annual wage
increases. But their waiver analysis is inapposite here, as
is the precedent they rely on, which involves postexpira-
tion unilateral changes from maintenance of wages
and/or benefits at the same level as on the final day of a
contract’s term.
Further, the purported “dynamic status quo” cases
cannot support requiring the employer to adhere to annu-
al increases based merely on a 1-year contractual com-
mitment. The dynamic status quo line of cases was de-
veloped and applied in circumstances where unrepresent-
ed employees received wage or benefit increases with
such sustained frequency and regularity that the employ-
ees regarded them as established terms of employment
which an employer was obligated to continue when en-
tering into a new collective-bargaining relationship. In
Daily News of Los Angeles,3 for example, the Board and
the court found that, during bargaining for an initial labor
contract, the employer could not unilaterally discontinue
a longstanding past practice of regular wage increases
established by the employer prior to the union’s certifica-
tion. Similarly inapposite is Eastern Maine Medical
Center v. NLRB, 658 F.2d 1, 7–8 (1st Cir. 1981) (during
initial contract bargaining, employer obligated to main-
tain dynamic status quo granting previously announced
wage increases under its longstanding practice). Here, in
contrast, the status quo obligation the majority seeks to
perpetuate is based solely on a negotiated wage increase
for the nurses that the parties agreed would be granted
for the 1 year of the contract term.4
Indeed, to the extent that a waiver issue is present in
this case, my colleagues focus on the wrong party. Their
analysis effectively waives the Respondent’s right to
bargain about these kinds of ongoing, incrementalist
3 315 NLRB 1236 (1994), enfd. 73 F.3d 406 (D.C. Cir. 1996), cert.
denied 519 U.S. 1090 (1997).
4 I appreciate my colleagues’ perspective and also their implicit
suggestion that employers involved in negotiations use greater “preci-
sion and clarity” in their contract drafting to avoid the result that the
majority effects here. With due respect to my colleagues, however, the
employer actually inserted the time-bound expiration phrase “during
the term of this Agreement” into the midst of the very wage increase
provision at issue in this case. I do not see how—without divorcing our
statute from both the ordinary meaning of language and the actual
practice of workaday collective bargaining in this nation—the employ-
er could have been clearer or more precise.
changes in the status quo. Until the parties reach a new
agreement or impasse, the Respondent will have to give
annual wage increases never contemplated when the par-
ties concluded their last negotiations. Only clear and
unmistakable contract language manifesting the parties’
agreement to extend this particular term of employment
beyond the contract termination date could justify such a
result. The contract at issue here does the precisely the
opposite, expressly confirming the time-based limitation
of the agreed-upon wage increase to dates occurring be-
tween the contract’s effective date and its expiration date.
Here, I am unsure whether my colleagues have fully
conceived the ramifications of their opinion. For in-
stance, what if the contract had provided for a conces-
sionary percentage decrease in wages, as could be the
case in recent times, depending on the industry? Would
the signatory employer be free (in fact, obligated) to con-
tinue annual decreases postexpiration, pending the results
of new bargaining? It would seem so. What if a single
contract raised employees’ health care premiums by 2
percent? Would that premium raise then keep repeating
itself until agreement or impasse? It would seem so.
Bizarrely, the extrapolated “trajectory” of any incremen-
talist or decrementalist term would control over the actu-
al language used in the contract. This is an impermissi-
ble result, not least because negotiating parties will now
have to take into account the speculative post-expiration
“trajectories” of contract increases or decreases in the
absence of an immediate successor agreement. And,
future Boards making status quo determinations will be
much more prone to subjective arbitrariness in divining
and applying the “true trajectory” of any collective bar-
gaining agreement, as opposed to applying the actual
language of the contract. Cf. M & G Polymers USA v.
Tackett, 135 S.Ct. 926, 936 (2015) (instructing that, un-
der “principle of contract law that the written agreement
is presumed to encompass the whole agreement of the
parties,” courts must respect ordinary meaning of dura-
tional clauses in parties’ agreements).
My colleagues treat this matter as a routine application
of Katz principles. As shown above, it is far from that.
It is a startling and troubling imposition on employers of
a heretofore unknown obligation to continue giving non-
discretionary wage and benefit increases postexpiration
at the rate given in the final year of a collective-
bargaining agreement.5 And, of course, this new rule
5 Although this case only involves wage increases, there is no indi-
cation in the opinion that the same flawed reasoning would not similar-
ly be used to require continuation of other monetary benefit increases.
Indeed, before the prior Finley decision was vacated, a panel majority,
relying on the reasoning in 359 NLRB 156 adopted a judge’s finding
that a respondent violated Sec. 8(a)(5) by discontinuing a lump-sum
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
928
will disadvantage unions and employees as well, by
holding them captive to any negative changes to terms
and conditions of employment, regardless of how the
contract language circumscribed the duration of the
change.
Overall, the terms and conditions of employment in a
labor contract will no longer be time-bound, regardless
of contrary language of the labor contract. Instead, any
changes will keep replicating themselves, sometimes
long after the contract itself expires, until agreement or
impasse occurs.6 And, neither agreement nor impasse
may be readily forthcoming from the party receiving this
kind of windfall—a windfall that the Board has created
with the decision today.
After this case in particular, employers must now bar-
gain with unions for what they can only hope will be
ironclad language expressly providing that no increases
will be paid beyond a contract term. Of course, unions
now will have no incentive to agree to ironclad language
or to do so promptly. Given how the majority ignores the
clear limiting language here, employers have no certainty
that any language will be a barrier to having to continue
wage increases until they reach agreement on a successor
contract or impasse. Even if there is ironclad language,
unions have been given added bargaining leverage to
extract a price from employers for their agreement to it.
longevity bonus after expiration of the contract under which it was
payable to eligible employees “[e]very December 1st and June 1st of
each year of this Agreement.” Southwest Ambulance, 360 NLRB 835
(2014). Member Miscimarra dissented there “[b]ecause the contract
language expressly limit[ed] Respondent’s longevity pay obligation to
specified dates during ‘each year of this Agreement,’ [and thus finding]
that the Board cannot reasonably conclude the Respondent implement-
ed a ‘change’ by giving effect to this language and limiting its longevi-
ty payments to the agreement’s term.” Id. at 835 fn. 1. In my view, he
was correct.
6 Because the Board considers multiple factors in determining if a
valid impasse exists, Taft Broadcasting Co., 163 NLRB 475, 478
(1967) (setting forth a number of factors for determining whether im-
passe has been reached), it is often not easy to know whether a valid
impasse has been reached even after years of negotiations. “‘Impasse’
is an imprecise term of art: “The definition of an ‘impasse’ is under-
standable enough...but its application can be difficult. . . . The Board
and courts [consider many factors including] such matters as the num-
ber of meetings . . . the length of those meetings and the ... time . . .
between the start of negotiations and their breaking off. There is no
magic number of meetings, hours or weeks which will reliably deter-
mine when an impasse has occurred.” Laborers Health & Welfare Trust
Fund v. Advanced Lightweight Concrete Co., 484 U.S. 539, 544 fn. 5
(1988) (citation omitted); Exposition Cotton Mills Co., 76 NLRB 1289
(1948) (lawfully implemented terms after 2 years of good-faith negotia-
tions); Galaxy Towers Condominium Assn., 361 NLRB No. 36 (2014)
(parties bargained for 5 years but panel majority upheld the judge’s
finding no valid impasse because of a failure to furnish some infor-
mation and apparent demand for bargaining over a permissive sub-
jects).
To say the least, after this specific case result, the ma-
jority has now given unions a powerful new economic
weapon to use during such negotiations. And therein lies
the rub. The principles governing this issue are set forth
in H. K. Porter,7 not Katz. In H. K Porter, the Supreme
Court stated that “[i]t is implicit in the entire structure of
the Act that the Board acts to oversee and referee the
process of collective bargaining, leaving the results of
the contest to the bargaining strengths of the parties. . . .
[T]he fundamental premise on which the Act is based [is]
private bargaining under governmental supervision of the
procedure alone, without any official compulsion over
the actual terms of the contract.” Id. at 108. My col-
leagues’ imposition of a specific obligation here for em-
ployers to give nonnegotiated, perpetual wage increases
after a labor contract expires directly contravenes that
fundamental premise. Moreover, regardless of whether
either a union or an employer is benefitted in future cas-
es, the rule impermissibly replaces a status quo that has
previously been based on something that parties actually
agreed to, with something that they never did. Accord-
ingly, unlike my colleagues, I believe the Act and prece-
dent compel a finding that the Respondent acted lawfully
when it ceased changing unit employees’ wages upon
expiration of the parties’ contract, and when it explained
to those employees that it would be unable to give them
further increases until the parties reached a new agree-
ment.
There is one final point. An agency that progressively
divorces all ordinary meaning from language opens the
door to a “decisionmaking” process that is inherently
subjective, contingent upon who is the decisionmaker
rather than the intent of the parties or a clearly-defined
objective standard. The meaning of words under the Act
we administer cannot turn on “which is to be the master.”
When they do, they will provide no real guidance to the
constituency subject to our rulings and be due no defer-
ence from a reviewing court. I regret that my colleagues
do not appreciate this significant shortcoming in their
analysis.
2. Information re nurses’ work-related illnesses; the duty
to provide information and bargain is not a one
way street
In January 2006, the Respondent provided the Union
with the OSHA 300 logs of work-related injuries and
illnesses for 2004 and 2005 in response to the Union’s
specific request for that information. On April 26, the
Union sent a letter to the Respondent requesting seven
items of information “in preparation for our next collec-
tive bargaining session.” One of the requested items
7 H. K. Porter Co. v. NLRB, 397 U.S. 99 (1970).
FINLEY HOSPITAL
929
was a list of “[e]ach nurse who has called out sick due to
a work related illness or exposure, the date of the call
out, the unit, the reason stated, and whether or not the
nurse was replaced.” On May 2, the Respondent re-
sponded that “we do not see [the list of call outs by sick
nurses] as relevant to any issue that is being negotiated
for the new contract or relevant to the enforcement of the
current collective bargaining agreement and will not be
providing any information responsive to these requests.”
The Union filed its charge alleging an unlawful refusal
to provide the requested information on May 9. It never
bothered to explain to the Respondent that its infor-
mation request concerned the recent outbreak of mumps
in the area. In January 2007, when the Board’s attorney
clarified the Union’s request, the Respondent sent the
2006 OSHA 300 log to the Union. The OSHA log in-
cluded all of the requested information, except whether a
nurse who called off sick was replaced by another nurse.
Although the information about unit nurses calling off
may be presumptively relevant, the Union’s reason for
the request was not apparent. The Respondent had just a
few months earlier provided the OSHA logs of injuries
and illnesses for the last 2 years. The April 26 request
did not mention the mumps epidemic or specify any
timeframe. Although the April request stated that it was
to prepare for the next bargaining session, the infor-
mation was not related to any subject the parties had
been discussing. Given the lack of specificity in the April
request, the OSHA logs previously supplied arguably
sufficed as a response.
In any event, unlike my colleagues and the judge, I
view the Respondent’s May 2 letter as seeking clarifica-
tion of the Union’s request rather than a permanent deni-
al of the information. There is no evidence that the Re-
spondent was simply stonewalling the Union’s numerous
and extensive information requests. Between January 6,
2006 and May 2, 2006, the Union sent 10 separate in-
formation requests covering 93 separate items of infor-
mation to the Respondent; the Respondent provided in-
formation in response to 91 of the 93 items requested by
the Union. In the May 2 letter, the Respondent told the
Union that it could not see any relevance to information
about nurses calling off for illness or injury. Having
already provided illness or injury information for nurses
when earlier requested by the Union, the Respondent was
clearly not making a blanket refusal to provide such in-
formation. It was simply asking why the Union needed
this additional information now, when its relevance to
any bargaining or contract administration issue was not
apparent.
Of course, the Union could have easily explained why
it wanted this information. That would be the kind of
exchange appropriate to establishing and maintaining a
good-faith bargaining relationship. That would also be
the kind of exchange the Act should expect after the Re-
spondent complied outright with 91 of 93 information
requests. Instead, the Union chose to file a charge a
week later and admittedly made no effort whatsoever to
clarify its request during the ensuing 8 months. Appar-
ently, both the Union and the majority share the view
that an employer has no right to make a good-faith in-
quiry about a union’s need for presumptively relevant
information prior to providing that information
Like Member Hayes, I strongly disagree. In the cir-
cumstances of this case, I would not hold the Respondent
responsible for the delay in providing the information.
Dupont Dow Elastomers, LLC, 332 NLRB 1071, 1085
(2000) (finding no violation where delay was result of a
“good faith” misunderstanding and union failed to supply
“needed clarification” for employer to provide requested
information). The duty to provide information, like the
duty to bargain, is a two-way street, and thus good faith
runs both ways. A good-faith interpretation of, and in-
teraction with, the Respondent’s response, rather than the
tactical filing of an unfair labor practice charge, was
what good faith required of the Union at that point. For
the same reason, I also would not find that the Respond-
ent failed to provide all the requested information be-
cause the Union never renewed its request for that addi-
tional information.
3. Request for names of coworkers and patient family
members; the duty to bargain is also not a one
way street8
On June 22, 2005, the Respondent discharged nurse
Gina Gross. Her termination notice stated that the basis
for the discharge was
Behavior which disrupts a fellow employee(s) perfor-
mance of their duties and creates dissatisfaction of care
for a patient and/or their family members and friends.
The Union requested information on July 7 related to
Gross’ discharge. The Respondent responded by letter
on July 13 that it would need until July 20 to gather the
requested information and that it would be supplying all
of it except the names of the coworkers and patients’
family members who complained about Gross’ behavior.
The Respondent declined to provide this information
8 Although I agree deferral is inappropriate here, I have previously
stated that in my view 8(a)(5) allegations about a failure to provide
requested information should be deferrable where the parties' bargain-
ing agreement was comprehensive of procedures for handling of infor-
mation requests related to grievances. Lenox Hill Hospital, 362 NLRB
106, 106 fn. 2 (2015).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
930
because of confidentiality concerns. However, its letter
to the Union further stated that if the matter went to arbi-
tration “it would be necessary for us to reveal the names
of these persons so they could be questioned and possibly
appear as witnesses. However, at this point we will not
provide their names.” (Emphasis added.)
The Union filed an unfair labor practice charge on July
18. The Respondent supplied most of the requested in-
formation on July 19. On August 1, it provided the Un-
ion with a copy of the Respondent’s investigation file,
which included redacted hospital reports of the patient’s
family complaints and coworker complaint forms. In a
September 27, the Respondent gave effect to a prior offer
in Board settlement discussions by providing the names
of employee witnesses and declaring that it would not
call patients’ family members as witnesses. The arbitra-
tion hearing was not held until almost 10 months later,
on May 22 and June 12, 2006.
No one disputes the judge’s finding that the Respond-
ent had a valid confidentiality interest in withholding the
names of the coworkers and patients’ family members.
Though the Respondent raised legitimate confidentiality
concerns, it was obligated to seek an accommodation of
the Union’s need for the information. Metropolitan Edi-
son Co., 330 NLRB 107, 108 (1999). I find that it did so.
As for the requested names of coworkers, the majority
and the judge find that the Respondent failed to offer any
accommodation concerning the names of the coworkers.
I disagree, particularly in the circumstances here. The
Union filed the charge just 5 days after the Respondent
raised its confidentiality concerns and before it had re-
ceived any of the information the Respondent promptly
provided. The redacted complaints in the Respondent’s
investigation file gave the Union direct access to the
coworkers’ actual statements. Cf. Pennsylvania Power
& Light Co., 301 NLRB 1104, 1107–1108 (1991) (union
not entitled to confidential informants' exact statements,
but employer must provide summaries of statements).
The Respondent’s July 13 response further offered to
accommodate the Union’s request for the names of the
coworkers by indicating that it would honor the cowork-
ers’ request for anonymity “at this time,” but that the
Respondent would “reveal” their names if the matter was
set for arbitration “so they could be questioned and pos-
sibly appear as witnesses.”
The Board has recognized that “[t]he appropriate ac-
commodation necessarily depends on the particular cir-
cumstances of each case.” Pennsylvania Power & Light
Co., 301 NLRB at 1105. Given the detailed information
the Union already had to evaluate and process the griev-
ance, including the coworkers’ actual statements to the
Respondent, the temporary withholding of the cowork-
er’s names with an explanation as to when they would be
provided was an offer of a reasonable accommodation
balancing the Respondent’s legitimate confidentiality
interests against the Union’s interests in having this in-
formation when representing Gross. The majority states
that the Respondent’s offer to disclose the coworkers’
names before the arbitration was not an adequate ac-
commodation and comes “far too late.” But the Re-
spondent’s July 13 letter plainly anticipates that the dis-
closure would be in advance of the arbitration. In fact,
the names were disclosed in the Respondent’s September
27, 2005 letter, roughly 8 months before the arbitration
began. Moreover, this was an offer of accommodation
by the Respondent. The Union never responded to that
offer.
At the very least, the Union was obliged to state in re-
sponse why it needed the information sooner. That is the
good-faith bargaining process that Board precedent re-
quires. See Metropolitan Edison Co., 330 NLRB at 109.
Bargaining, as I have noted earlier, is a two-way street.
There is no evidence that the Union proposed any alter-
native short of immediate full disclosure of the cowork-
ers’ names or ever sought to discuss the Respondent’s
offered accommodation. 9 United Parcel Service of
America, Inc., 362 NLRB 160, 162–163 (2015). East
Tennessee Baptist Hospital v. NLRB, 6 F.3d 1139, 1143–
1144 (6th Cir. 1993) (finding when hospital raised confi-
dentiality concerns “it became incumbent” on union to
show its need for information outweighed maintaining
confidentiality of records). See also Northern Indiana
Public Service Co., 347 NLRB 210 (2006) (employer
offered accommodation but union never offered counter-
proposal for another accommodation); Allen Storage &
Moving Co., 342 NLRB 50, 503 (2004) (employer ful-
filled obligation to bargain about accommodation by
offering to allow the union to review financial statements
which union rejected “without discussion or explana-
tion”). In these circumstances, I find that the Respondent
made a reasonable offer of accommodation. My col-
leagues’ contrary finding simply privileges unions not to
bargain at all, but rest confident in the knowledge, that
regardless of what position they take (or even if they fail
9 This case is unlike Borgess Medical Center, 342 NLRB 1105
(2004), cited by the majority. There the Board found a violation where
the employer established a legitimate confidentiality interest but the
union immediately explained why the employer’s offered accommoda-
tion would not work. Id. at 1106. Here, the Union’s immediate re-
sponse was to file a charge. Moreover, in Borgess, the offered accom-
modation would not supply the union with any information needed to
assess the employee’s grievance. In contrast, the Respondent here
provided detailed information, including actual employee statements,
which the Union could use to assess the grievance while only temporar-
ily withholding the employees’ names.
FINLEY HOSPITAL
931
to respond), the Board will override any claims of confi-
dentiality. This departs from precedent, and is especially
unwarranted in the facts of this case.
Contrary to my colleagues, I would also affirm the
judge’s finding that the Respondent timely sought to
accommodate the Union’s request for the identity of the
complaining patient family members. In the same Sep-
tember 27 letter identifying employee witnesses, the Re-
spondent offered not to call family members as witness-
es. Again, this offer was made long before the actual
arbitration date. I agree with the judge, and Member
Hayes, that this was a reasonable and timely offer of ac-
commodation. It necessarily came after the Union’s has-
ty filing of an unfair labor practice charge before it had
received any of the information it requested. Merely
because the offer was made as part of settlement discus-
sions with the Board, does not make it unreasonable or
untimely. As noted, Board precedent contemplates that
the parties will bargain about the appropriate accommo-
dation but there is no set timeframe for such bargaining.
See, e.g., GTE California, Inc., 324 NLRB 424 (1997)
(parties bargained for over a year about accommodation).
In sum, I would find that the Respondent met its good-
faith obligation to seek a reasonable accommodation of
conflicting confidentiality and representational interests
with respect to the Union’s request for the names of co-
workers and patients’ family members. The majority’s
contrary finding discourages the resolution of such mat-
ters through the collective-bargaining process envisioned
by the Act, and encourages precipitate and unnecessary
resort by this Union and others to unfair labor practice
litigation as a disruptive and divisive
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT fail and refuse to bargain collectively and
in good faith with Service Employees International Un-
ion, Local 199 (the Union), as the exclusive representa-
tive of our employees in the following appropriate unit
by unilaterally discontinuing giving annual pay raises as
described in article 20.3 of the expired 2005–2006 col-
lective-bargaining agreement:
All full-time and regular part-time registered nurses,
including PRN nurses and charge nurses, employed by
us at our Dubuque, Cascade and Elkader, Iowa facili-
ties; but excluding office clerical employees, service
and maintenance employees, other professional em-
ployees, technical employees, guards and supervisors
as defined in the Act, and all other employees.
WE WILL NOT tell you that we will discontinue benefits
contained in
the 2005–2006 collective-bargaining
agreement, when we have not given the Union notice and
an opportunity to bargain.
WE WILL NOT tell you that you will not receive pay
raises retroactively to June 21, 2006, which we unlawful-
ly discontinued on that date.
WE WILL NOT fail and refuse to provide, or to timely
provide, the Union with requested information that is
necessary for and relevant to the performance of its du-
ties as the exclusive collective-bargaining representative
of the unit employees.
WE WILL NOT fail and refuse to offer, or to timely offer,
to bargain an accommodation when we invoke confiden-
tiality as a basis for not providing the Union with re-
quested information that is necessary for and relevant to
the performance of its duties as the exclusive collective-
bargaining representative of the unit employees.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, before implementing any changes in your
wages, hours, or other terms and conditions of employ-
ment, notify and, on request, bargain collectively with
the Union as your exclusive bargaining representative.
WE WILL resume giving annual pay raises as described
in article 20.3 of the 2005–2006 collective-bargaining
agreement, as it was in effect on June 20, 2006, and WE
WILL maintain that practice in effect until an agreement
has been reached with the Union or a lawful impasse in
negotiations occurs.
WE WILL make you whole, with interest, for any losses
sustained as a result of the unlawful cessation of annual
pay raises.
WE WILL compensate you for the adverse tax conse-
quences, if any, of receiving lump-sum backpay awards,
and WE WILL file a report with the Social Security Ad-
ministration allocating the backpay awards to the appro-
priate calendar quarters for each employee.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
932
WE WILL furnish the Union with the information it re-
quested about the Unit Operations Councils and about
the replacement of nurses who called out sick.
WE WILL furnish the Union, or bargain an accommoda-
tion with it, regarding the names and contact information
of coworkers and patients’ family members whose com-
plaints have been a basis for the discipline of an employ-
ee, if the Union articulates a present need for this infor-
mation.
THE FINLEY HOSPITAL
The
Board’s
decision
can
be
found
at
–
www.nlrb.gov/case/33–CA-014942 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor Re-
lations Board, 1099 14th Street, N.W., Washington, D.C.
20570, or by calling (202) 273-1940.
Debra L. Stefanik and Deborah Fisher, Esqs., for the General
Counsel.
Douglas A. Darch, Esq. (Seyfarth Shaw, LLP), and Kami M.
Lang, Esq. (Iowa Health Systems), for the Respondent.
Matthew Glasson, Esq. (Glasson, Sole, McManus & Pearson,
PC), for the Charging Party.
DECISION
STATEMENT OF THE CASE
IRA SANDRON, Administrative Law Judge. The complaints
stem from unfair labor practice (ULP) charges that Service
Employees International Union, Local 199 (the Union) filed
against The Finley Hospital (Respondent or the Hospital), al-
leging violations of Section 8(a)(5) and (1) of the National
Labor Relations Act (the Act).1
Pursuant to notice, I conducted a trial in Galena, Illinois, on
March 6 and 7, 2007, at which the parties had full opportunity
to be heard, to examine and cross-examine witnesses, and to
introduce evidence.
The General Counsel and Respondent filed helpful posthear-
ing briefs that I have duly considered.
1 At my request, the General Council prepared a stipulation of com-
plaint allegations integrating the various complaints, GC Exh. 2.
Issues
I. Did Respondent, in violation of Section 8(a)(5) and (1) of
the Act, make a unilateral change in working conditions with-
out having afforded the Union notice and an opportunity to
bargain when, upon expiration of the 2005–2006 collective-
bargaining agreement, it ceased giving nurses 3-percent raises
on their anniversary dates as provided in said agreement? Or,
as Respondent contends, did the contractual language privilege
Respondent to discontinue raises when the agreement expired?
Related to this, did Respondent violate Section 8(a)(1) by
telling nurses that they would no longer get 3-percent raises
upon expiration of the agreement? Did Respondent further
violate Section 8(a)(1) by telling nurses that, after expiration of
the agreement, no subsequently negotiated raises would be
made retroactive?
2. Did Respondent, in violation of Section 8(a)(5) and (1),
condition reaching agreement on the terms of a successor con-
tract on the Union’s withdrawal of ULP charges and grievanc-
es? Or, as Respondent defends, did it lawfully submit a pack-
age proposal that included a permissive subject of bargaining?
3. Did Respondent, in violation of Section 8(a)(5) and (1),
fail and refuse to provide the Union with relevant and necessary
information it requested concerning the Hospital’s unit opera-
tions councils (UOCs)? Or, as Respondent argues, was the
Hospital’s obligation excused because the information was
available to the Union through other means, including union
steward participation in the councils, as well as binders and
bulletin boards maintained in various nursing departments?
4. Did Respondent, in violation of Section 8(a)(5) and (1),
fail and refuse to provide the Union with relevant and necessary
information it requested concerning nurses who called out sick
during a mumps outbreak in 2006, and who replaced them? Or,
as Respondent contends, was the information in fact provided?
5. Did Respondent, in violation of Section 8(a)(5) and (1),
fail and refuse to bargain an accommodation when it asserted
confidentiality in refusing to disclose the names and contact
information of patients’ family members and of coworkers who
had complained about Charge Nurse Gina Gross, in response to
the Union’s request for such in connection with Gross’ termina-
tion grievance? Or, as Respondent defends, was it released
from any such obligation because the information was known
or available to the Union through other means; or, alternatively,
should the matter have been deferred to arbitration?
During the course of these proceedings, Respondent raised
certain arguments that I will not address in my decision. First,
Respondent has condemned as unconstitutional and violative of
due process the Board’s policies that do not require the General
Counsel to disclose to a respondent prior to trial evidence in the
Government’s possession. This is not a matter over which I
have jurisdiction. Second, Respondent has asserted that the
Union engaged in certain bad-faith conduct, including making
its requests for the UOCs and sick-out records for improper
purposes. However, Respondent never filed any ULP charges
against the Union, and my attempting to adjudicate any such
unlitigated contentions here would be wholly inappropriate.
Finally, I reject Respondent’s contention that the undisputed
fact that it did furnish the Union with a myriad of documents in
response to various information requests serves as a valid de-
FINLEY HOSPITAL
933
fense to its failure to provide the information at issue before
me. Respondent has correctly stated the law that, in determin-
ing whether an employer must furnish requested information,
all of the circumstances must be considered. However, the test
is not a quantitative one of how many information requests
were fulfilled vis-à-vis how many were not, but whether Re-
spondent failed and refused to furnish information that was
relevant and necessary for the Union to represent the employees
who have chosen it to represent them. For example, if 20 unit
employees were discharged, and pursuant to a union’s infor-
mation request, an employer provided full and complete infor-
mation as to 19 of them but not the 20th, the failure and refusal
to provide information pertaining to the 20th employee would
nevertheless violate the Act. The ratio could be 50 to 1, or 100
to 1, but the 1 employee would still be potentially adversely
affected. In sum, any failures of Respondent to provide rele-
vant and necessary information were not cured by its compli-
ance with the law as to other requests.
Witnesses and Credibility
Witness titles are given as of the time period relevant to this
proceeding.
The General Counsel’s witnesses included Anne Gentil-
Archer and Bradley Van Waus, both full-time union organizers
and representatives; and Linda Mefeld, a part-time registered
nurse (RN) at the hospital, who is also union chapter president
and a part-time paid union representative.
Respondent’s witnesses included Lynn McDermott, director
of nursing of skilled and acute rehabilitation units; Kathy Rip-
ple, vice president of nursing; Karla Waldbillig, human re-
sources director; and Sabra Rosener, attorney for Iowa Health
Systems (IHS), a multiemployer association with which the
Hospital is affiliated.
Most salient facts are undisputed, and there were few con-
flicts in witness testimony. Therefore, my conclusions in this
case do not depend on credibility resolution.
Facts
Based on the entire record, including the pleadings, testimo-
ny of witnesses, and my observations of their demeanor, docu-
ments, and stipulations of the parties, I find the facts as follows.
Respondent, a corporation, with offices and places of busi-
ness in Dubuque, Cascade, and Elkader, Iowa, engages in the
operation of an acute-care hospital. Jurisdiction has been ad-
mitted, and I so find. Respondent is a senior affiliate of IHS, a
multihospital organization headquartered in Des Moines, Iowa,
which provides various services to its members, including as-
sistance in negotiating labor agreements.
On December 22, 2003, the Union was certified as the exclu-
sive collective-bargaining representative of Respondent’s full-
time and regular part-time nurses, including PRN nurses and
charge nurses, employed at the three locations above. The
main hospital facility is in Dubuque. The unit has approximate-
ly 300 employees.
Following lengthy negotiations, the parties on June 20, 2005,
reached agreement on a collective-bargaining agreement, effec-
tive from that date through June 20, 2006.2 Negotiations on a
2 GC Exh. 4.
successor contract began on March 28, 2006, but no new
agreement was reached, and the 2005–2006 agreement expired
by its terms as of June 20, 2006. Negotiations continued there-
after, but there is still no new contract. Management’s negotia-
tors in 2006 included Chief Spokesperson Sarah Votroubek and
Rosener from IHS, Ripple, and Waldbillig. The Union’s nego-
tiators included Chief Spokesperson Matthew Glasson, Mer-
feld, and Van Waus, as well as a bargaining team of 8–11 nurs-
es.
Discontinuance of Pay Raises after Expiration
of 2005–2006 Agreement
Article 20.3 of the agreement pertained to “Base Rate In-
creases During Term of Agreement.” It stated, in relevant part:
For the duration of this Agreement, the Hospital will adjust
the pay of Nurses on his/her anniversary date. Such pay in-
creases for Nurses not on probation, during the term of this
Agreement will be three (3) percent. If a Nurse’s base rate is
at the top of the range for his/her position, and the Nurse is
not on probation, such Nurse will receive a lump sum pay-
ment of three (3) percent of his/her current base rate . . . .
The parties stipulated to Respondent’s practice of paying
nurses raises during the calendar years between January 1,
1996, and June 20, 2005, as follows.3 Nurses were given annu-
al 3-percent pay increases, unless they were at or near the top of
their scale. Those at the top of the scale received a lump-sum
payment of 2, 3, or 4 percent of their salaries, depending on
their years of service. Some nurses who were at near the top of
their range received a combination of a percent increase in their
wage and a lump sum payment, totaling 3 percent. Raises
could be withheld for poor performance.
The date of receiving the raise was usually the employee’s
performance review date, which in many (but not all) instances
was the employee’s anniversary date or date of hire.
For some
nurses, the difference between anniversary and review dates
was as much as 11 months because of leave from work that did
not earn seniority. Further, some employees received increases
in 6-month increments.
At negotiations that culminated in the 2005–2006 agreement,
the parties had no discussion about what would happen to the
pay raises if there was no new agreement at the time the con-
tract expired.
By letter dated June 21, 2006, John Knox, chair of the Hos-
pital’s board of directors, advised employees that because the
contract had expired on June 20, without a new agreement re-
placing it, article 20.3 expired, and “we will be unable to pro-
vide increases to nurses whose anniversary date falls after the
date of contract expiration (June 20th) until a new contract is
reached.”4 The Union received a copy of this letter from em-
ployees but never directly from Respondent.
At a negotiations session held on July 17, 2006, Ripple stat-
ed there would be no further raises until a new contract was
signed and that the Hospital would not accept the Union’s pro-
posal for retroactive pay to June 21, 2006. Management reiter-
3 See Jt. Exh. 1, modified by oral stipulations during the hearing.
4 GC Exh. 14.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
934
ated the position that pay raises would not be made retroactive
at October 2006 “Open Forum” meetings.5 Such meetings are
regularly conducted with all staff, not only nurses, on a volun-
tary basis and concern various issues of interest to employees.
Respondent, in fact, discontinued giving such pay raises for
nurses whose anniversary dates fell after June 20, 2006. At no
time prior did Respondent give the Union notice of the decision
to stop paying raises or afford it an opportunity to bargain
thereover.
Conditioning Proposals on Withdrawal of
ULP Charges and Grievances
Management made a “final” contract proposal on June 20,
2006.6 However, on June 29, at the first bargaining session
after the expiration of the 2005–2006 contract, Respondent’s
negotiators presented the Union with a contract proposal enti-
tled “Finley’s Proposal to Union in an Attempt to Avoid a
Strike—Proposal Contingent Upon John Knox’s Discussion
with the Finley Board of Directors.”7
Rosener stated that the proposal went beyond the scope of
the authority of management’s negotiators and had to be ap-
proved by the board, a procedure that would take a day or two.
She asked the Union to delay the strike/ratification vote (on
Respondent’s June 20 proposal) that was scheduled for the
following day. Glasson replied that this was not an offer that
could be taken to the membership and that the Union would
proceed with the scheduled vote.
The next day, the membership voted to reject the June 20
management offer and instead to strike. By letter dated July 3,
Rosener advised Glasson that, in essence, the Finley executive
committee had discussed and approved the June 29 manage-
ment proposal.8
She went to make other proposals “in an attempt to avoid a
strike.” Thus, Respondent offered to remove, at the Union’s
request, language in its modified proposal giving all nurses,
whether dues paying or not, the right to vote to vote on whether
to ratify or reject the Hospital’s contract proposals. Respondent
would also agree to remove language in its modified contract
proposal entitling the hospital to reimbursement from the Union
for costs paid to a nurse-contracting agency after notice of a
strike had been given by the Union and the strike was called
off.
Further, the Hospital would agree to include article 29A drug
testing in the modified contract proposal only with the condi-
tion that the Union agree to withdraw a ULP charge relating to
drug testing. In addition, the Hospital would remove language
it had added to article 33 whistleblower that committed the
Union not to intimidate nurses, only if the Union withdrew
several ULP charges and a grievance related to the conduct of
nurses engaged in union activity.
Finally, she stated that the modified contract proposal was
offered “with the condition” that the Union withdraw two ULP
charges (including Case 33–CA–015132) and four grievances
5 See GC Exh. 15, a summary published by Respondent.
6 All dates in this section occurred in 2006.
7 GC Exh. 17.
8 GC Exh. 18. The executive committee consisted of some of the
members of the board of directors.
related to the terms or negotiation of contract language. This
was the first time that Respondent had conditioned its proposals
on withdrawal of ULP charges or grievances. Nothing in the
July 3 letter indicated that its terms constituted a final offer, or
that its rejection by the union membership would result in an
impasse.
A strike took place from July 6–8. The parties met again for
negotiations on July 17. Waldbillig’s testimony was that at such
meeting, Glasson stated that the Union would not be opposed to
including withdrawal of ULP charges and grievances in con-
nection with settlement. Van Waus, on the other hand, testified
that Glasson told the hospital negotiators that the Union would
not accept a contract contingent upon removal of ULP charges
and grievances.
Rosener corroborated Waldbillig’s testimony to the extent
that she testified that following her July 3 letter, Glasson indi-
cated a willingness to discuss withdrawal of ULP charges as
part of negotiations. She further testified that the Union did not
later expressly state that it was unwilling to do so but shortly
afterward filed ULP charges on the matter.
Waldbillig’s notes of the July 17 session state: “Including
ULP’s and grievances in settling, the union is not opposed and
may be useful per Matt. ULP’s regarding bargaining would be
mute [sic]. Others the union may not withdraw. May not want
to withdraw all grievances either. For example on call and call
back grievance and disciplinary matters.”9 These notes and
Rosener’s and Waldbillig’s testimony were not necessarily
inconsistent with Van Waus’ testimony. Neither Rosener nor
Waldbillig testified that Glasson said that the Union would
entertain withdrawing all charges and grievances. Based on
testimony and Waldbillig’s notes, I find that Glasson stated at
the meeting that the Union was open to discussing withdrawal
of certain ULP charges and grievances but not others.
Following the Union’s filing of ULP charges on the basis of
the July 3 letter, Respondent did not renew its demand that the
Union withdraw any ULP charges or grievances as a quid pro
quo for an agreement. Such demand was not contained in man-
agement’s next proposal, presented on August 17.
Information Requests—Unit Operations Councils (UOCs)
and Work-Related Illness
Prior to negotiation of the 2005–2006 agreement, Respond-
ent had UOCs in place, and the Union has never played any
role in their operations. The Hospital’s larger units have
UOCs, but some of the smaller ones use their staff meetings to
serve UOC functions. According to Ripple, the UOCs are de-
signed to get staff together and to focus on issues in a unit, with
focus on day-to-day operations, quality, and safety. Each UOC
has a recorder, who either types up the minutes her or himself
or gives them to the ward secretary for typing. The minutes are
then either posted on the unit bulletin board or placed in binders
kept at the unit that are accessible to all employees.10 The par-
ties stipulated that some worksite leaders (stewards) have been
members of UOCs on some units; that Respondent’s Exhibit 19
9 GC Exh. 22 at 1.
10 Illustrations of the bulletin boards and binders in various units are
contained in R. Exh. 18.
FINLEY HOSPITAL
935
minutes of the Peri-op unit UOCs December 12, 2005 meeting,
represents an example of the format in which minutes are nor-
mally taken; and that RN Vonda Wall, who recorded the
minutes contained in Respondent’s Exhibit 19, was a worksite
leader at the time.
There are about 20 worksite leaders, with not all units having
one. Ripple testified that the hospital affords worksite leaders
exactly the same access to information contained on bulletin
boards and in binders as any other employees; no more, no less.
She conceded that worksite leaders normally would not go to
areas where they do not work. Nothing in the record suggests
that Respondent ever offered to allow worksite leaders to look
for information on the UOCs on their worktime or authorized
them to go to units other than where they worked for that pur-
pose.
Article 3 of the 2005–2006 agreement created a joint labor-
management collaborative nursing council, “to promote the
professional practice of nursing care” at the Hospital. Com-
prised of 13 members (6 staff nurses appointed by the Union, 6
management representatives, and the vice president of patient
care services), it was to meet at least every other month.
In 2006, an outbreak of mumps occurred in the Dubuque ar-
ea, and certain nurses at the Hospital contracted the disease.
By letter dated April 26, 2006, to Waldbillig, Van Waus re-
quested various kinds of information “In preparation for our
next collective bargaining session.”11 Included were the fol-
lowing:
(1) A list of the members of each units operational[sic]
council, a description of the function of the councils, a
list of the issues discussed by each council and the
resolutions of the council, all minutes of each units op-
erational council meetings since June 20, 2005, and the
methodology used in selecting members of each units
council.
(2) List each nurse who has called out sick due to a work
related illness or exposure, the date of the call out, the
unit, the reason stated, and whether or not the nurse
was replaced.
Van Waus testified that he requested the information about
the UOCs because he had received information from unit em-
ployees that the UOCs were discussing staffing issues that
could replace nurses with technical employees, and changing
hours of work, including the possibility of implementing rotat-
ing shifts. His concern was that this could undermine the status
of the Union as the exclusive-bargaining representative, as well
as infringe on the functions of the contractually-established
collaborative nursing council. He further testified that he
wished the information about nurses who had called out sick
due to a work-related illness or exposure, because nurses had
told him that the Hospital had replaced nurses who were out
with the mumps with nonnurses. They further reported to him
that the Hospital had not been paying workers’ compensation
correctly under state law but had forced them to use their paid
time off under the contract before such compensation benefits
11 GC Exh. 11. All dates hereinafter in this section occurred in 2006,
unless otherwise indicated.
kicked in. At no time did Van Waus explain, orally or in writ-
ing, why he wanted information about the UOCs, and at no
time did Respondent request such an explanation.
Waldbillig replied by letter dated May 2,12 stating that with
regard to the above-two items, as well as two other requests not
germane here, “[W]e do not see these issues as relevant to any
issue that is being negotiated for a new contract or relevant to
enforcement of the current collective bargaining agreement and
will not be providing any information response to these re-
quests.” In addition, she accused Van Waus of attempting to
harass her with voluminous information requests for infor-
mation not relevant to the representation of bargaining unit
employees, and threatened that if he continued to so, the hospi-
tal would file ULP charges against the Union. As noted earlier,
Respondent never in fact filed any.
Neither Waldbillig nor anyone else from management ever
told Van Waus where he could find minutes of the UOCs,
which Respondent never provided to the Union. As a union
representative, he was limited to the cafeteria, as any member
of the public, and he did not have access to areas in the units
where patient information was maintained.
By letter dated January 12, 2007, Waldbillg advised Van
Waus that Respondent had learned from the Regional Office
that his April 26 information request had sought information
about nurses who were absent from work due to contracting the
mumps, which had not been clear from his request.13 She en-
closed copies of OSHA form 300 logs for the year 2006, which
listed nurses who had called off work due to workplace illness
or injury and described the reasons, including “mumps dis-
ease.”14
At no time did the hospital furnish Van Waus with infor-
mation regarding the positions of those who filled in for nurses
who called out ill because of the mumps.
Information Request Pertaining to Gina
Gross’ Termination
At the outset, I note that the issue here is a limited one: as
clarified by the General Counsel at hearing, it is solely whether
Respondent violated the Act by failing and refusing to bargain
an accommodation with the Union when it invoked the confi-
dentiality defense as a ground for not disclosing the names and
contact information of patients’ family members and coworkers
who had complained about Gross.
Charge Nurse Gross was terminated on June 22, 2005, for
“Behavior which disrupts a fellow employee(s) performance of
12 GC Exh. 12.
13 GC Exh. 13.
14 Respondent had provided the OSHA logs for 2004 and 2005, pur-
suant to par. 8(e) of the Union’s January 6, 2006 information request
(R. Exh. 1-A at 2), seeking reports and logs on work-related accidents
and illnesses for the last 2 years. Further, in response to par. 7(b) of
that request, asking for copies of patient care policies affecting nurses
for each department, Respondent had included certain information
concerning the three medical unit’s UOC. See R. Exh. 12 at 4–5.
Waldbillig testified this information would have applied to other units
with UOCs, but this was never related to the Union.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
936
their duties and creates dissatisfaction of care for a patient
and/or their family members and friends.”15
The termination notice she was given that day listed six dates
of occurrences: April 4, May 28, June 1, 7, 11, and 14. It went
on to provide details of five incidents, without specifying the
names of the complainants or the dates. The first two started
with “From a patient’s family:” and the remaining three began
with “Co-worker.”
Present at the termination interview, in addition to Gross,
were Gross’ supervisor, Lynn McDermott, Waldbillig, and
union worksite leader (steward) Vonda Wall.
The parties stipulated that Gross testified at the step 5 griev-
ance hearing (described subsequently) that at the time of her
termination, she was aware of the identity of one of the pa-
tients’ family members because she knew her outside of work
and was acquainted with her. I also credit Waldbillig’s testi-
mony that at the termination interview, Gross stated that she
was aware of the identify of one of the three coworkers whose
complaint was described.
The parties further stipulated that at the step 5 hearing, Gross
testified as follows. She was made aware of the two patients’
family members’ complaints listed in her termination notice
shortly after they were received by the Hospital; she was aware
of the identity of the patients at those times; following her dis-
charge, she was provided a copy of the investigation file from
the Union (which the Union received in early August) and was
able to determine their identities based in part upon those same
complaints; and she did not at any time tell the Union whom
she thought they were because she did not want to violate the
Health Insurance Portability and Accountability Act of 1996
(HIPAA).16
By letter to Waldbillig dated July 7, Gentil-Archer requested
various types of information in order to prepare for a grievance
on the termination.17 Pertinent here, the request included the
names and contact information of all patients’ family members
and of all coworkers cited in the disciplinary notice. Gentil-
Archer testified that she wanted this information because the
Union wished to conduct first-hand interviews with family
members and coworkers to make certain that what was stated in
the termination notice was accurate.
The Union filed a grievance as per article 5 of the contract,
which Gross signed on July 12, contending that the termination
violated articles 6.1 and 6.2 of the agreement.18 The former
provided that discipline shall be for “just cause,” defined as “a
reason that is not arbitrary or discriminatory.”
By letter dated July 13, Waldbillg responded to the July 7 in-
formation request.19 She agreed to provide certain information
that had been requested: sanitized information on nurses who
had been terminated over the past 3 years and the reasons there-
15 See GC Exh. 5, notice of termination. All dates hereinafter in this
section occurred in 2005, unless otherwise indicated.
16 In general, with certain exceptions not germane here, the statute
prohibits disclosure of the names of patients who register complaints
about their health care treatment.
17 GC Exh. 6.
18 GC Exh. 7.
19 GC Exh. 8.
fore, sanitized copies of disciplinary notices that had been giv-
en to nurses over the past 3 years for disruptive behavior or
similar conduct, Gross’ personnel file, and the dates and places
of the occurrences cited in the termination notice. However,
she stated that the hospital would not provide the names of
patients or their family members “as we view that information
as confidential;” further, the names of coworkers would not be
provided because they had specifically requested to remain
anonymous. Waldbillig pointed out that if the matter went to
step 4 of the grievance procedure, it might be necessary for the
hospital to reveal their names. After receipt of this letter, Gen-
til-Archer called Waldbillig and reiterated her request for pa-
tients’ family members’ names.
Either with this letter or thereafter, Respondent, by both fax
and letter, provided Gentil-Archer with Gross’ investigation
file, which included redacted hospital reports of patients’ fami-
ly members’ complaints (not written by the family members
themselves) and coworker complaint forms. With cover letter
dated July 19, Waldbillig furnished the information she had
agreed to provide in her July 13 letter, with the possible excep-
tion of Gross’ personnel file, which Waldbillig said she under-
stood had already been obtained.20 In any event, it is undisput-
ed that the personnel file was provided to the Union.
Before the step 3 grievance meeting on August 8, the Union
received from the Iowa Work Force Development (IWFD), a
State agency, a copy of what the hospital had submitted to it in
connection with Gross’ unemployment compensation claim.21
Included therein was the following:
A memorandum dated May 4 by McDermott, detailing com-
plaints against Gross by a patient’s wife that day (p. 70).
A customer satisfaction form filled out by McDermott, de-
tailing complaints against Gross by a patient’s daughter and
son, received on April 4 (p. 71).
A memorandum dated May 5 by McDermott, describing a
meeting she had with Gross that day, apparently about the
above April 4 complaint (p. 72).
A customer satisfaction form filled out by Ripple, detailing
complaints against Gross from a patient’s wife and son, re-
ceived on June14 (p. 73).
A customer satisfaction form filled out by McDermott, de-
tailing complaints against Gross from a patient’s son, received
on June 13 (p. 74).
A memorandum dated May 30 by McDermott, describing
her meeting with Gross about an incident with a coworker the
previous weekend (p. 76).
In each of the three customer satisfaction forms, a phone
number was shown in the box next to the box for the person(s)
making the report, who were not named. Gentile-Archer testi-
fied that because she did not know whose phone numbers were
listed, she did not dial them. Rather, she called Waldbillig.
Referring to her request for the names of the patients’ family
members and of coworkers, she mentioned that some of the
20 R. Exh. 3. The parties stipulated this document did not name any
coworkers.
21 R. Exh. 4. The fax cover page reflects that the hospital faxed the
documents to the agency on August 1. Respondent did not directly
furnish them to the Union.
FINLEY HOSPITAL
937
information had not been redacted. Waldbillig responded that
she had not noticed this.
Waldbillig testified that the phone numbers were provided to
IWFD with no intention that they be disclosed to the Union.
However, she also testified that when an employer sends in-
formation to that agency, such information is forwarded to the
other party. In any event, based on Respondent’s consistent
position throughout, that those phone numbers were not meant
to appear and that Respondent’s disclosure of the identity of the
patients’ family members would have violated HIPAA, I find
that it did not intentionally provide such information to the
Union.
According to Waldbillig, at the step 3 grievance hearing on
August 8, Gentile-Archer said that she was going to call the
phone numbers listed on the investigative reports of patient
complaints and conduct her own investigation. In contrast, the
parties stipulated, in lieu of calling Gentile-Archer back on
rebuttal, that she would testify that at no time did she tell Re-
spondent she was going to call the phone numbers of patients’
family members that had been disclosed to the Union. Waldbil-
lig’s notes of the meeting do not support a conclusion that Gen-
tile-Archer made such a statement. Thus, they say that Gentile-
Archer “wants copies of the information with names included.
She wants to complete her own investigation. She has filed an
unfair labor practice on this.”22 They reflect nothing about her
stating that she would make any telephone calls. In any event,
for reasons to be discussed, my conclusions do not depend on
which version is credited.
Because the grievance was unresolved at steps 2 through 4, it
was scheduled for a 5th and final step hearing before a retired
state court judge who, according to article 5.10, would render a
decision limited to whether or not the Hospital’s interpretation
of the agreement and its disciplinary decision were “arbitrary or
discriminatory.” The judge would either uphold the termina-
tion or order Gross reinstated. Although this is technically not
arbitration per se, the parties have referred to it as such, and the
difference is immaterial for purposes of my decision.
By letter dated September 27 to Gentil-Archer, Rosener re-
ferred to several discussions through the Regional Office re-
garding possible non-Board settlement.23 She stated that the
hospital had agreed not to call the patients’ family members as
witnesses in the arbitration case and was prepared to disclose
the names of employees who had witnessed Gross’ abuse of a
patient. However, inasmuch as the Union was insisting that the
hospital disclose the names of patients’ family members, the
parties were at an impasse, and the hospital was therefore im-
plementing its final offer by providing the names of coworkers
“who witnessed Gina Gross’ abuse of a patient.” She later
named four individuals, again describing them as coworkers
who witnessed patient abuse. Rosener mentioned nothing in
the letter about the coworkers who complained about Gross’
conduct vis-à-vis themselves and, in the absence of record evi-
dence, I will not find that they were the same coworkers who
witnessed Gross abusing patients.
22 GC Exh. 21 at 0023.
23 GC Exh. 9.
Of the four named coworkers, the Union had contact infor-
mation for only one (who was in the bargaining unit). Another
had left the hospital, and the remaining two were nursing assis-
tants who were not in the unit. In its defense, the Hospital con-
tends that in each unit, a scheduling book is maintained for the
employees assigned to the floor. It includes employees’ contact
information (home telephone numbers) and is accessible to all
employees.
The Union never agreed to withdraw its request for patients’
family members’ names and contact information if Respondent
agreed not to call them at the step 5 hearing. According to
Gentil-Archer, even had Gross been able to determine what
patients were involved, the Union would have violated HIPAA
by asking her for the names of their family members.
The step 5 hearing was held on May 22 and June 12, 2006,
before Judge L. D. Lybbert. Because of a miscommunication,
the first day’s proceeding was not transcribed. The parties
stipulated that at the hearing, Respondent continued to rely on
complaints by patients’ family members and coworkers in sup-
port of its decision to terminate Gross. In his decision, issued
on July 26, 2006, Judge Lybbert upheld the termination as not
arbitrary or discriminatory.24 Whether or not the patients’ fam-
ily members testified, he clearly considered most, if not all, of
the incidents referenced in the termination letter. Thus, he
noted, on page 2:
McDermott received a flurry of complaints about Gross’s in-
terpersonal relationships from co-workers, as well as patients
and their families during the last few weeks prior to her dis-
missal. One patient and his family were so upset with Gross’s
behavior and attitude that they transferred the patient to an-
other hospital and threatened to sue her and the Hospital.
Analysis and Conclusions
Discontinuance of Pay Raises after Expiration of
2005–2006 Agreement
As a general rule, an employer may not make unilateral
changes when the parties are engaged in negotiations for a new
agreement and there has been no overall impasse, absent a
showing that a union has engaged in delay tactics, or that the
employer has economic exigencies. Pleasantview Nursing
Home, 335 NLRB 961, 962 (2001); Bottom Line Enterprises,
302 NLRB 373, 374 (1991). Respondent has not alleged the
parties bargained to impasse; indeed, negotiations continued
after the instant charges were filed. Nor has Respondent al-
leged economic exigencies or that the Union engaged in delay-
ing tactics.
Rather, Respondent has relied on the contention that it was
privileged to stop giving pay raises upon expiration of the con-
tract because of its sound arguable interpretation of the lan-
guage of article 20.3 (“For the duration of this Agreement”).
Respondent further argues that this language constituted a
waiver by the Union.
Addressing first the waiver argument, an employer may law-
fully make changes at the expiration of a contract if a union has
waived the right to bargain over them. The employer contend-
24 GC Exh. 10.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
938
ing this bears the high burden of demonstrating that the union
has clearly and unequivocally relinquished such right. Bath
Iron Works Corp., 345 NLRB 499, 502 (2005), enfd. 475 F.3d
14 (1st Cir. 2007); Intermountain Rural Electric Assn., 305
NLRB 783, 786 (1991), enfd. 984 F.2d 1562 (10th Cir. 1993)
(“A union must clearly intend, express, and manifest a con-
scious relinquishment”); TCI of New York, 301 NLRB 822, 824
(1991).
Respondent has failed to meet that burden. Contrary to Re-
spondent, I do not conclude that the Union’s agreement to the
language “For the duration of this Agreement” ipso facto
amounted to any kind of waiver of the Union’s rights to later
bargain over changes to the policy on raises. Cauthorne Truck-
ing, 256 NLRB 721, 722 (1981), cited by Respondent, is dis-
tinguishable. There, the provision specifically stated that pen-
sion obligations would terminate at contract expiration unless
they were continued in a new agreement. Moreover, nothing in
the negotiations leading to the 2005–2006 agreement supports
the waiver argument. Thus, no discussions took place during
those negotiations about what would happen to raises when the
contract expired, if no successor agreement had been negotiat-
ed.
I also reject Respondent’s contention that its arguable con-
struction of contractual language gave it the right to stop
providing pay raises. In situations such as this, where the col-
lective-bargaining agreement has expired, and there has been
no clear waiver by the Union, any matters of private contractual
interpretation between the parties should be superseded by the
statutory protection of employees’ Section 7 rights, as held by
the Board in AlliedSignal Aerospace, 330 NLRB 1216 (2000),
enf. denied sub nom. Honeywell International, Inc. v. NLRB,
253 F.3d 119 (D.C. Cir. 2001), governs.25 There, the Board
determined that an employer’s cessation of paying severance
benefits after the expiration of the contract constituted a unilat-
eral change in violation of Section 8(a)(5) and (1) of the Act.
As the Board stated (at 1216):
Whatever the scope of the Respondent’s obligation as a mat-
ter of contract, there is no basis for finding that the Union
waived its right to continuance of the status quo as to terms
and conditions of employment after contract expiration. In-
deed, there is absolutely no evidence that the Respondent and
the Union, as negotiating partners [when the contract was ne-
gotiated] even considered the question of the Respondent’s
statutory obligation to maintain existing severance benefits af-
ter expiration of the agreement . . . . [Italics in original.]
Cf. TransMontaigne, Inc., 337 NLRB 262 (2001) (successor
employer’s obligation to recognize union statutory, not contrac-
tual, in nature).
Accepting Respondent’s position would have the immediate
natural effect of causing unit employees to believe that they
have been effectively punished for supporting the Union, since
they have been deprived of the raises they received not only
during the term of the contract but for many years before then.
25 The Board has not reversed its position since enforcement was de-
nied, and I am unaware of any contrary Sixth Circuit Court of Appeals
decisions.
This, in turn, would result in discouraging them from engaging
in union support or activity, an outcome inconsistent with the
purposes of the Act. As the Board aptly articulated in Inter-
mountain Rural Electric Assn., supra at 789, regarding an em-
ployer’s making changes in pay calculations that adversely
affected employees:
[T]hese were . . . areas in which the entire bargaining unit was
affected adversely in the most fundamental way—their
paychecks. These actions would likely place the Union at a
serious disadvantage in terms of maintaining the support and
trust of the employees. This would serve to undercut the Un-
ion’s authority at the bargaining table. (Partially quoted in
Dynatron/Bondo Corp., 333 NLRB 750, 753 at fn. 8 (2001).
I therefore conclude that Respondent violated Section 8(a)(5)
and (1) of the Act by unilaterally discontinuing raises without
first having afforded the Union notice and an opportunity to
bargain. Ergo, I further conclude that Respondent violated
Section 8(a)(1) by announcing to employees that they would no
longer get raises upon expiration of the agreement and by stat-
ing that it would not give the raises—that it unlawfully discon-
tinued paying on June 21, 2006,—retroactively to June 21,
2006.
Conditioning Reaching Agreement in Bargaining on
Withdrawal of ULP Charges and Grievances
A party may bargain to impasse over a mandatory subject of
bargaining, concerning “wages, hours, and other terms and
conditions of employment,” but not over a nonmandatory (or
permissive) one. NLRB v. Borg-Warner Corp., 356 U.S. 342,
349 (1958); Success Village Apartments, Inc., 347 NLRB 1065,
1070 (2006); Detroit Newspaper Agency, 327 NLRB 799, 800
(1999). Withdrawal of ULP charges is considered a nonmanda-
tory subject of bargaining. Hilton’s Environmental, Inc., 320
NLRB 437, 455 (1995); Magic Chef, Inc., 288 NLRB 2, 15
(1988); Laredo Packing Co., 254 NLRB 1, 30 (1981). The
same holds true for the withdrawal of pending grievances.
Good GMC, Inc., 267 NLRB 583 (1983).
As a corollary, a party may not insist on a nonmandatory
subject of bargaining as a condition precedent to entering into
any collective-bargaining agreement, because this amounts to a
refusal to bargain about the subjects that are within the scope of
mandatory bargaining. Borg-Warner Corp., supra at 349; De-
troit Newspaper Agency, supra at 800; Union Carbide Corp.,
165 NLRB 254 (1967), enfd. sub nom. Oil Workers Local 3-89
v. NLRB, 405 F.2d 1111 (D.C. Cir. 1968). Distinguishable are
situations where a party merely presents, and even repeats, a
demand for a nonmandatory subject, without positing it as an
ultimatum. Detroit Newspaper Agency, ibid. See also Taft
Broadcasting Co., 274 NLRB 260, 261 (1985). An employer
may do so until a union unequivocally rejects acceptance of
inclusion of such in an agreement.
The alleged violations relate to statements in Rosener’s letter
of July 3, 2006, conditioning modified proposals on certain
matters on the Union’s withdrawal of related ULP’s and griev-
ances, and stating in regard to Respondent’s June 29 proposal,
that “Finley offers the modified contract proposal with the con-
FINLEY HOSPITAL
939
dition that the Union will withdraw [listed ULP charges and
grievances].”
Nothing in the letter expressly stated or otherwise indicated
it was a final offer. Significantly, the June 29 proposal super-
seded a prior hospital offer that had been termed “final.” In
these circumstances, the Union could not reasonably have in-
ferred that the July 3 proposal was the Hospital’s last offer, the
Union’s rejection of which would result in impasse. Indeed,
after the Union rejected the July 3 proposal, stating that it
would not agree to withdraw ULP charges and grievances, the
parties met again for negotiations, and Respondent dropped its
demand that the Union withdraw them. In view of all of these
factors, I cannot conclude that Respondent insisted that the
Union withdraw ULP charges and grievances as a quid pro quo
for reaching any agreement, either as to particular provisions or
on a contract as a whole, or that Respondent indicated that im-
passe would result if the Union would not agree thereto.
In sum, Respondent lawfully presented a demand for a non-
mandatory subject but did not put it forward as an ultimatum
that would result in the success or failure of negotiations on a
new contract. See Detroit Newspaper Agency, supra at 800.
Accordingly, I recommend that this allegation be dismissed.
Information Concerning the Unit Operations
Councils (UOCs) and Nurses’ Sick-Out Records
An employer is obliged to supply information requested by a
collective-bargaining representative that is relevant and neces-
sary to the latter’s performance of its responsibilities to the
employees it represents. NLRB v. Acme Industrial Co., 385
U.S. 432 (1967); NLRB v. Truitt Mfg. Co., 351 U.S. 149 (1956).
Although an employer need not automatically comply with a
union’s information request, with its duty to provide such turn-
ing on the circumstances of the particular case, Detroit Edison
Co. v. NLRB, 440 U.S. 301, 314 (1979), requested information
that relates directly to the terms and conditions of represented
employees is presumptively relevant. Beverly Health & Reha-
bilitation Services, 328 NLRB 885, 888 (1999); Samaritan
Medical Center, 319 NLRB 392, 397 (1995). The Board ap-
plies a liberal, discovery-type standard in determining what
requests for information must be honored. Raley’s Supermar-
ket, 349 NLRB 26, 29 (2007); Postal Service, 337 NLRB 820,
822 (2002); Brazos Electric Power Co-op, 241 NLRB 1016,
1018 (1979). Thus, the requested information need only be
potentially relevant to the issues for which it is sought. Penn-
sylvania Power Co., 301 NLRB 1104, 1104–1105 (1991);
Conrock Co., 263 NLRB 1293, 1294 (1982).
I conclude that information pertaining to the UOCs was pre-
sumptively relevant, inasmuch as the UOCs are designed to
bring staff together and have as their focus day-to-day opera-
tions, quality, and safety—matters that directly concern nurses’
working conditions. Moreover, the existence of the joint labor-
management council established by the collective-bargaining
agreement raised the possibility of overlap or conflict in func-
tions between it and the UOCs. Similarly, information relating
to the health and safety of nurses was also presumptively rele-
vant.
Although Van Waus did not articulate reasons why he want-
ed information about the UOCs or the sick-out records, the
Union was not required to make a specific showing of rele-
vance unless Respondent had rebutted the presumption of such.
See Southern California Gas Co., 346 NLRB 449 (2006);
Mathews Readymix, Inc., 324 NLRB 1005, 1009 (1997), enfd.
in relevant part 165 F.3d 74 (D.C. Cir. 1999); Ohio Power Co.,
216 NLRB 987, 991 (1975), enfd. 531 F.2d 1381 (6th Cir.
1976). Further, to the extent that Respondent felt that the re-
quests were ambiguous or overbroad, it had the obligation to
request clarification and/or comply with them to the extent that
they encompassed necessary and relevant information. See
Mission Foods, 345 NLRB 788, 789–790 (2005); National
Steel Corp., 335 NLRB 747, 748 (2001); Keauhou Beach Ho-
tel, 298 NLRB 702 (1990).
Respondent asserts that it had no obligation to provide the
Union with information concerning the UOCs, including
minutes of their meetings, because some worksite leaders have
been members of some UOCs, and the information was other-
wise available to the Union through its worksite leaders. This
argument does not pass muster, because the existence of alter-
native means for a union to obtain requested information nor-
mally fails as a justification for an employer’s refusal to furnish
it. See River Oak Center for Children, Inc., 345 NLRB 1335,
1336 (2005); King Soopers, Inc., 344 NLRB 842, 843 (2005);
Kroger Co., 226 NLRB 512, 513 (1976). The Sixth Circuit
Court of Appeals has expressly approved of this proposition.
See ASARCO, Inc. v. NLRB, 805 F.2d 194, 198 (6th Cir. 1986).
As the Board articulated in Kroger Co. (supra at 513):
Absent special circumstances, a union’s right to information is
not defeated merely because the union may acquire the need-
ed information through an independent course of investiga-
tion. The union is under no obligation to utilize a burdensome
procedure of obtaining desired information where the em-
ployer may have such information available in a more con-
venient form. The union is entitled to an accurate and authori-
tative statement of facts which only the employer is in a posi-
tion to make. [Footnotes omitted.]
In this regard, Respondent’s theory would place an untenable
burden on worksite leaders who, in the absence of a contrary
suggestion by Respondent, would be required to try to amass
the information on their own time by looking through binders
and on bulletin board postings, in some cases, in units where
they do not work. Respondent cannot shake off its statutory
responsibility in such a manner.
Other than furnishing partial information on one unit, Re-
spondent did not provide the information requested about the
UOCs, and its failure and refusal to do so violated Section
8(a)(5) and (1) of the Act.
As to the information requests concerning work-related ill-
ness, Respondent had already provided the Union with the 2004
and 2005 OSHA logs in response to another information re-
quest, and it was not required to reprovide them. See
Wackenhut Corp., 345 NLRB 850 (2005); King Soopers, Inc.,
supra at 846 fn. 6.
The 2006 OSHA logs were furnished in January 2007, after
discussions with the Regional Office as to why the Union
wanted them (in connection with nurses absent from work due
to contracting the mumps). However, as noted earlier, it was
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
940
incumbent upon Respondent to seek further clarification from
the Union at the time the April 2006 information request was
made, if it had questions about the relevancy or scope of the
request. Respondent failed to do so. An employer has a duty to
furnish information in a timely fashion. Beverly California
Corp., 326 NLRB 153, 157 (1998); Interstate Food Pro-
cessing, 283 NLRB 303, 306 (1987). Belated compliance does
not cure an unlawful refusal. Iron Workers Local 86, 308
NLRB 173 at fn. 2 (1992); Interstate Food Processing, supra.
Accordingly, the 2006 OSHA logs were untimely provided.
Respondent has never provided the Union with the information
it sought regarding what employees replaced nurses who were
off work due to the mumps, as the request was later narrowed.
In sum, I conclude that by not providing the 2006 OSHA
logs in a timely fashion and by not providing information about
who replaced nurses off from work due to the mumps in 2006,
Respondent violated Section 8(a)(5) and (1) of the Act.
Refusal to Disclose Names and Contact Information of
Patients’ Family Members and Coworkers who
Complained about Gross
When a party refuses to supply requested information on the
grounds of confidentiality, it then bears the burden of coming
forward with an offer of accommodation that will meet the
needs of both parties. National Steel Corp., supra at 748; Bor-
gess Medical Center, 342 NLRB 1105, 1106 (2004); Pennsyl-
vania Power, 301 NLRB at 1105–1106. The burden was thus
on Respondent, not the Union, to suggest alternatives. It is
irrelevant that Gross and the Union might have been able to
ascertain the identities of the complainants and find ways to
contact them, since Respondent’s invocation of confidentiality
as a basis for not supplying such information is not at issue. I
also reject Respondent’s argument that deferral to arbitration
was the appropriate method to determine the accommodation,
because the Board has a longstanding policy of refusing to
defer information disputes. Team Clean, Inc., 348 NLRB 1231
at fn. 1 (2005); Shaw’s Supermarkets, 339 NLRB 871 (2003).
Respondent responded to the July 7, 2005 request that in-
cluded the above information by letter of July 13, 2005, stating
that it was confidential and would not be furnished. Respond-
ent made no efforts to offer an accommodation prior to the
Union’s filing of a charge on the matter on July 28, 2005. The
next question is whether Respondent’s later actions amounted
to attempts at accommodation, even though not so entitled. As
to the information that Respondent provided to the IWFD, this
was not directly provided to the Union, and it is undisputed that
any unredacted phone numbers were not meant for the Union.
Accordingly, I do not conclude that this constituted any kind
of effort at accommodation.
The key issue is whether any proposals Respondent made in
postcharge settlement discussions referenced in Rosener’s Sep-
tember 27, 2005 letter should be deemed offers of accommoda-
tion. The letter reflects that Respondent had made proposals,
including not calling patients’ family members as witnesses at
the step 5 hearing, and disclosing the names of employees who
had witnessed Gross’ abuse of patients, but that the Union had
insisted on disclosure of the patients’ family members’ names.
Rosener stated that because there was an impasse, Respondent
was implementing its final offer, and she went on to list those
employees’ names. As noted previously, there is nothing to
indicate these discussions included the matter of coworkers
who had complained about Gross’ conduct vis-à-vis them-
selves.
As discussed above, information must be furnished in a time-
ly fashion, with late compliance failing to negate an earlier
unlawful refusal. When it comes to bargaining an accommoda-
tion, the situation is different to the extent that a union will not
be receiving information in the form in which it was requested.
There is no assurance that an employer’s offers to provide al-
ternatives will be accepted or that the parties will reach agree-
ment on the scope of information to be furnished, since the law
does not require an employer to successfully bargain an ac-
commodation with a union, only to make bona fide efforts to
achieve such.
Three considerations, taken together, cause me to conclude
that Respondent’s postcharge offers of accommodation satis-
fied its obligations under the Act. First, they stemmed from
settlement efforts. The Regional Office appropriately attempt-
ed to facilitate pretrial resolution of the charge by discussions
with the parties, during which Respondent made certain pro-
posals. Inasmuch as Respondent apparently made good-faith
efforts to reach settlement, it is entitled to some benefit from
that. I cite the Board’s longstanding policy of encouraging
settlement of labor disputes. See Wallace Corp. v. NLRB, 323
U.S. 248, 253–254 (1944); Doubletree Guest Suites Santa Mon-
ica, 347 NLRB 782, 785 (2006).
Second, Respondent offered proposals as an accommodation
well in advance of the scheduled arbitration hearing. Thus, the
proposals were made prior to September 27, 2005, approxi-
mately 8 months before the first day of the step 5 hearing on
May 22, 2006. I cannot see how the Union was prejudiced by
not having received the proposals earlier, especially when no
agreement was reached on an accommodation.
Third, although though the proposals were received after the
charge was filed and months after the original request for them
was made, the Board encourages resolution of disputes “short
of arbitration hearings, briefs, and decisions so that the arbitra-
tion system is not ‘woefully overburden.’” Pennsylvania Power
Co., supra at 1104–1105; quoted in Raley’s Supermarket, 349
NLRB 27. Postcharge conduct that serves that end should be
fostered.
In view of all these considerations combined, I conclude that
Respondent satisfied its obligations under the Act with regard
to bargaining an accommodation on patients’ family members’
names and contact information, and recommend dismissal of
that aspect of the complaint.
In contrast, Respondent never provided the Union with the
names and contact information of the coworkers who com-
plained about Gross’ conduct vis-à-vis themselves, and the
record does not reflect any efforts by Respondent to bargain an
accommodation as to them.
Respondent merely provided redacted coworker complaint
forms. Accordingly, I conclude that Respondent violated Sec-
tion 8(a)(5) and (1) with regard to this aspect of the Union’s
information request, by not suggesting alternatives that would
have accommodated both the undisputed confidentiality con-
FINLEY HOSPITAL
941
cerns of coworkers, and the needs of the Union to represent
Gross in her termination grievance.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. By the following conduct, Respondent has engaged in un-
fair labor practices affecting commerce within the meaning of
Section 2(6) and (7) of the Act and violated Section 8(a)(5) and
(1) of the Act:
(a) Unilaterally discontinued paying raises after June 20,
2006, without first having afforded the Union notice and an
opportunity to bargain.
(b) Failed and refused to provide the Union with information
the Union had requested about Respondent’s unit operations
councils.
(c) Failed and refused to timely provide, or to provide at all,
to the Union, information the Union had requested about nurses
who were out sick with the mumps.
(d) Failed and refused to offer to bargain an accommodation
when it invoked confidentiality as a basis for not providing the
Union with the names and contact information of coworkers
whose complaints had been a basis for the termination of a
nurse and for a union grievance on the termination.
4. By the following conduct, Respondent has engaged in un-
fair labor practices affecting commerce within the meaning of
Section 2(6) and (7) of the Act and violated Section (1) of the
Act:
(a) Told employees that Respondent would discontinue pay-
ing raises after June 20, 2006, when the Union had not been
afforded notice and an opportunity to bargain.
(b) Told employees that Respondent would not give pay
raises—that it unlawfully discontinued paying on June 21,
2006—retroactively to June 21, 2006.
REMEDY
Because Respondent has engaged in unfair labor practices, it
must be ordered to cease and desist and to take certain affirma-
tive action designed to effectuate the policies of the Act.
Since Respondent unilaterally withheld pay raises after June
20, 2006, Respondent shall also be ordered to rescind this un-
lawful change and to pay to all bargaining unit employees the
pay raises which would have been payable beginning June 21,
2006, as prescribed in Ogle Protective Service, 183 NLRB 682
(1970), enfd. 444 F.2d 502 (6th Cir. 1971), plus interest as
prescribed in New Horizons, 283 NLRB 1173 (1987), until such
time as the parties negotiate a new pay provision or reach a
bona fide impasse. I will further order that Respondent restore
the status quo ante with respect to raises.
Inasmuch as Gross’ grievance has been finally decided, Re-
spondent’s refusal and failure to bargain an accommodation
regarding the names and contact information of coworkers who
complained against her is moot as a practical matter. I there-
fore deem it unnecessary to order as an affirmative action that
Respondent bargain such an accommodation. See Borgess
Medical Center, supra at 1106.
[Recommended Order omitted from publication.]