363 NLRB 336
Chipotle Services, LLC, a wholly owned subsidiary of Chipotle Mexican Grill, Inc.
336
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
363 NLRB No. 37
Chipotle Services, LLC, a Wholly Owned Subsidiary
of Chipotle Mexican Grill, Inc. and Mid-South
Organizing Committee. Case 14–CA–128253
November 4, 2015
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS HIROZAWA
AND MCFERRAN
On April 2, 2015, Administrative Law Judge Melissa
M. Olivero issued the attached decision. The Respond-
ent filed exceptions and a supporting brief. The General
Counsel and the Charging Party filed answering briefs.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings,1 findings,2 and conclusions
and to adopt the recommended Order as modified.3
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Chipotle
Services, LLC, a wholly owned subsidiary of Chipotle
Mexican Grill, Inc., St. Louis Missouri, its officers,
agents, successors, and assigns, shall take the action set
forth in the Order as modified.
1. Substitute the following for paragraph 1(a).
“(a) Discharging or otherwise discriminating against
employees for engaging in protected concerted activity or
for supporting Mid-South Organizing Committee or any
other labor organization.”
1 The Respondent has excepted to the judge’s drawing of an adverse
inference against it for failing to comply with subpoenas duces tecum
served by the General Counsel and the Charging Party. The exercise of
authority to impose this sanction is a matter committed in the first
instance to the judge’s discretion, and we find that the judge did not
abuse her discretion here. McAllister Towing & Transportation, 341
NLRB 394, 396 (2004), enfd. 156 F.Appx. 386 (2d Cir. 2005). We
further find that the record evidence fully supports the judge’s conclu-
sions of law, even absent the drawing of any adverse inference.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
3 We shall modify the judge’s recommended Order to conform to
her unfair labor practice findings, and we shall substitute a new notice
to conform to the Order as modified.
2. Substitute the attached notice for that of the admin-
istrative law judge.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT discharge or otherwise discriminate
against any of you for engaging in protected concerted
activities or for supporting Mid-South Organizing Com-
mittee or any other labor organization.
WE WILL NOT threaten you with discharge for engaging
in protected concerted activity.
WE WILL NOT interrogate you about your protected
concerted activity.
WE WILL NOT threaten you with unspecified reprisals
for engaging in protected concerted activities.
WE WILL NOT tell you that you cannot talk about your
wages.
WE WILL NOT tell you to refrain from talking to a un-
ion representative.
WE WILL NOT tell you to refrain from engaging in pro-
tected concerted activities.
WE WILL NOT impliedly promise you wage increases to
discourage you from engaging in protected concerted
activities.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, within 14 days from the date of the Board’s
Order, offer Patrick Leeper full reinstatement to his for-
mer job or, if that job no longer exists, to a substantially
equivalent position, without prejudice to his seniority or
any other rights or privileges previously enjoyed.
WE WILL make Patrick Leeper whole for any loss of
earnings and other benefits resulting from the discrimina-
tion against him, less any net interim earnings, plus in-
terest.
WE WILL compensate Patrick Leeper for the adverse
CHIPOTLE SERVICES
337
tax consequences, if any, of receiving a lump-sum back-
pay award, and WE WILL file a report with the Social Se-
curity Administration allocating the backpay award to
the appropriate calendar quarters.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful discharge of Patrick Leeper, and WE WILL, within 3
days thereafter, notify him in writing that this has been
done and that the discharge will not be used against him
in any way.
CHIPOTLE SERVICES, LLC, A WHOLLY OWNED
SUBSIDIARY OF CHIPOTLE MEXICAN GRILL, INC.
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/14-CA-128253 or by using the QR code
below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Labor Relations
Board, 1015 Half Street, S.E., Washington, D.C. 20570, or
by calling (202) 273–1940.
Bradley A. Fink, Esq. and Christal J. Key, Esq., for the General
Counsel.
Scott A. Gore, Esq. and Tanya E. Milligan, Esq., for the Re-
spondent.
Rochelle G. Skolnick, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
MELISSA M. OLIVERO, Administrative Law Judge. This case
was tried in St. Louis, Missouri, on September 10–11 and Oc-
tober 15, 2014. Charging Party Mid-South Organizing Commit-
tee filed the charge on May 7, 2014, and a first amended charge
on June 30, 2014, and the General Counsel issued the com-
plaint on June 30, 2014.1 The complaint alleges that Chipotle
Services LLC, a wholly owned subsidiary of Chipotle Mexican
Grill, Inc. (Respondent) violated Section 8(a)(1) of the Act by
threatening and interrogating employees, by telling employees
that managers were instructed to report any employee discus-
sions about wages, and by telling employees that they could not
talk about their wages. The complaint further alleges that Re-
spondent violated Section 8(a)(3) and (1) of the Act by dis-
charging employee Patrick Leeper. Respondent timely filed an
answer denying the alleged violations in the consolidated com-
plaint and raising several affirmative defenses. The parties
1 All dates are in 2014 unless otherwise indicated.
were given full opportunity to participate, to introduce relevant
evidence, to examine and cross-examine witnesses, and to file
briefs. On the entire record,2 including my observation of the
demeanor of the witnesses,3 and after considering the briefs
filed by the General Counsel, Charging Party, and Respondent,
I make the following
FINDINGS OF FACT
I. JURISDICTION
Respondent, a limited liability company with restaurants in
the State of Missouri, is engaged in the sale of food and bever-
ages. Respondent operates a restaurant and place of business
on Delmar Boulevard, St. Louis, Missouri, which annually
derives gross revenues in excess of $500,000, and purchases
and receives goods valued in excess of $50,000 directly from
points outside the State of Missouri. Respondent has admitted,
and I find, that it is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act. (Tr. 21–
23.)
In its answer, Respondent denied knowledge or information
sufficient to form a belief as to the statutory labor organization
status of the Mid-South Organizing Committee (Union). Sec-
tion 2(5) of the Act defines a labor organization as, “. . . any
organization of any kind, or any agency or employee represen-
tation committee or plan, in which employees participate and
which exist for the purpose, in whole or in part, of dealing with
employers concerning grievances, labor disputes, wages, rate of
pay, hours of employment, or conditions of work.” The plain
language of the Act does not require that a labor organization
exist for the purpose of dealing with any particular employer;
rather, the Act says it may exist for the purpose of dealing with
employers. Furthermore, it is the intent of the organization that
is critical in determining labor organization status. Edward A.
Utlaut Memorial Hospital, 249 NLRB 1153, 1160 (1980).
The Union’s secretary-treasurer and organizing director,
Adolfo Herrera-Neal, testified that the Union is an association
of workers employed in the retail fast food and related indus-
tries, who have joined together to promote and protect the in-
terests of its members by bargaining collectively with their
employers to ensure better working conditions. (Tr. 138–139).
Herrera-Neal further explained that the Union’s aims are to
unite fast food workers in an effort to improve wages and work-
ing conditions. (Tr. 144.) The Union meets with employers on
behalf of employees in an effort to resolve grievances and con-
ducts large scale demonstrations seeking higher wages for fast
food workers. (Tr. 144–125.) The Union has bylaws and a
provisional constitution and has registered with the Federal
Government by filing forms LM-1 and LM-2 with the United
States Department of Labor. (GC Exhs. 11, 12(a), 12(b), 13).
2 The transcripts in this case are generally accurate, but I make the
following correction to the record: Tr. 259, LL. 19–20 “General Coun-
sel’s Exhibit (a)” should be “General Counsel’s Exhibit 8.”
3 Although I have included citations to the record to highlight par-
ticular testimony or exhibits, my findings and conclusions are not based
solely on those specific record citations, but rather on my review and
consideration of the entire record for this case. I further note that my
findings of fact encompass the credible testimony and evidence pre-
sented at trial, as well as logical inferences drawn therefrom.
338
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
In view of these facts, I conclude that the Mid-South Organiz-
ing Committee is a labor organization within the meaning of
Section 2(5) of the Act.4
II. ALLEGED UNFAIR LABOR PRACTICES
A. Overview of Respondent’s Operations and
Management Structure
Respondent operates about 1700 quick service restaurants
and employs 35,000 to 40,000 employees nationwide. (Tr. 401–
402.) Tim Healy is employed by Respondent as a Restaurateur
4, meaning that he has promoted four of his employees to be-
come general managers of other locations. (Tr. 42.) Healy
oversees Respondent’s Delmar (or Delmar Loop), Clayton,
Creve Coeur, and O’Fallon locations. (Tr. 42–43.) Respondent
has provided Healy with a black Toyota Prius and cell phone
for his use. (Tr. 45, 46.) Healy’s direct supervisor is Team
Leader Tim Wurdack. (Tr. 43.)
The Delmar store has two or three service managers. (Tr.
44.) The service manager is responsible for overseeing every-
thing related to the front of the house, including the training of
the line personnel and cashiers. (Tr. 44, 361–362.) The service
manager also oversees the kitchen manager, who is responsible
for everything in the back of the house. (Tr. 44.) On the night
shift, the service manager is responsible for the back of the
house. (Tr. 362.) The number of supervisors on duty varies by
shifts and there are more supervisors on duty during the day
shift than during other shifts. (Tr. 45.)
Thomas Brownlee, Desmond Goliday, and Alicia Johnson
are or have been service managers at the Delmar store. (Tr. 44,
296.) Martay Love is a kitchen manager and Mark Creggor is
an apprentice general manager at the Delmar store.5 (Tr. 230–
231; 248–249.) The parties have stipulated, and I find, that
Wurdack, Healy, Brownlee, Johnson, Love, and Creggor are
supervisors of Respondent within the meaning of Section 2(11)
of the Act, and that Goliday and Love are agents of Respondent
within the meaning of Section 2(13) of the Act. (Tr. 20; 301.)
Respondent holds mandatory all-store meetings at each store
about once per quarter, usually on Sunday mornings. (Tr. 404,
405.) Employees are supposed to clock in for the meetings, but
payroll records and rosters of Respondent’s employees reflect
that not all employees do so. (GC Exh. 7(c).) At the hearing
and in its brief, Respondent maintains that employees who do
not attend these meetings will be terminated. (Tr. 280–281; R.
Br. p. 2–3.) However, this policy is not disseminated to all of
Respondent’s employees, as two testified at the trial that they
were not aware of the consequences for missing an all-store
meeting. (Tr. 283, 299.)
Respondent maintains development journals for its employ-
ees at each store. (GC Exhs. 9, 27–31; Jt. Exh. 1–3.) The de-
velopment journal is meant to act as a record of each employ-
ee’s employment throughout their time with Respondent and
documents the employee’s work performance, both good and
4 The Union was previously known as the St. Louis Organizing
Committee, but changed its name in 2014. (GC Exhs. 12A, 13; Tr.
141.)
5 Creggor was referred to as “McCreggor” by Leeper in his testimo-
ny.
bad. (Tr. 472–473.) When a development journal is full, Healy
sends it to Respondent’s corporate offices. (Tr. 432.)
Respondent identifies its best employees as top performers
and its worst employees as low performers. (Tr. 260, 397.) A
top performer is someone with the desire and the ability to per-
form excellent work and whose constant effort elevates them-
selves, their team, and Chipotle. (Tr. 260, 402.) A low per-
former is characterized as someone missing desire and constant
effort. (Tr. 397.) Respondent experiences significant turnover
of employees at the Delmar store; about 80 percent in 2013.
(Tr. 47.)
Respondent maintains a crew handbook, which it provides to
all employees. (GC Exh. 26.) The crew handbook states that
employees will be automatically terminated if they miss two
shifts in a row or are habitually late. (Tr. 53.) Respondent does
not maintain a written policy regarding the consequences to an
employee if he or she misses a mandatory all-store meeting.
(Tr. 53–54.)
B. Patrick Leeper’s Employment with Respondent
Patrick Leeper was employed by Respondent at its Delmar
store from February 2011 until May 6, 2014, when he was ter-
minated by Respondent for allegedly missing an all-store meet-
ing and poor performance. (Tr. 228.) When Leeper was hired,
he earned $8 per hour and he earned $8.80 per hour at the time
of his termination. (Tr. 228.) Leeper’s development journal
indicates that he received a “final warning” after a conversation
about his performance in February 2013. (GC Exh. 9.) Leeper
was also late to an all-store meeting in October 2013; however,
there is no evidence in the record that Leeper was disciplined or
had a conversation with any manager about his tardiness on this
occasion.6 (GC Exh. 9; Tr. 256.)
Leeper received regular performance reviews as part of his
employment with Chipotle. (GC Exhs. 10, 25; CP Exh. 3.)
These reviews rate employees in a number of areas: food; peo-
ple; equipment; customer service; additional expectations; and
overall performance. (GC Exh. 10, 25.) In each area, the em-
ployee is rated above expectations, meets expectations, or
needs improvement. Leeper was not rated below meets expec-
tations in any of his performance reviews from 2011 until May
2014. (GC Exh. 10; CP Exh. 3.) Goliday, an admitted agent
and service manager of Respondent, testified in his pretrial
affidavit that Leeper was considered a good employee and
showed a lot of constant effort and desire.7 (Tr. 103, 106.)
C. Leeper’s Activities with the Union
Leeper was a member of the Union and actively participated
in its “Show Me 15” campaign, which seeks to raise the mini-
6 I do not credit Healy’s testimony that Leeper received a “final
warning” for being late to this meeting. His testimony was contradicted
by Leeper’s development journal, which contains no mention of a final
warning related to tardiness at this meeting, and the testimony of
Brownlee. (GC Exh. 9; Tr. 125–126.)
7 Healy, Goliday, and Brownlee all gave testimony at the trial that
Leeper was a low performer. In this instance, I credit Goliday’s affida-
vit testimony that Leeper was a good employee as it is corroborated by
Leeper’s performance reviews and because I did not find Healy,
Brownlee, or Goliday to be credible witnesses.
CHIPOTLE SERVICES
339
mum wage in Missouri to $15 per hour. (Tr. 156, 232, 266.)
On May 9, July 29, and August 29, 2013, Leeper participated in
protests (also called strikes) around St. Louis. (Tr. 234, 237,
239.) During these strikes, union members carried banners and
signs and wore t-shirts displaying messages aimed at raising the
minimum wage. (Tr. 235–236.) Leeper missed work to partici-
pate in the May and August 2013 strikes. (Tr. 234, 244.) Leep-
er’s strike activity was discussed among Respondent’s manag-
ers.8
Prior to the May 2013 protest, Healy received a letter indi-
cating that Leeper would be protesting that day. (GC Exh. 4;
Tr. 54–55.) Healy called Wurdack as soon as he received this
letter. (Tr. 55.) Leeper was met by Healy and Wurdack when
he returned to work following this protest. (Tr. 236.) Wurdack
told Leeper that he let the store down, let Chipotle down, and
let his coworkers down. (Tr. 237.) Wurdack asked Leeper what
would happen to him if he did this [protested] again. (Tr. 237.)
Leeper replied that he would be fired. (Id.) Wurdack said okay,
great, and the meeting ended.9 (Id.) Shortly thereafter, Healy
told Leeper not to bring this stuff to Chipotle and to let him
[Healy] know the next time he [Leeper] went on protest. (Tr.
238.)
Following the August 2013 protest, two men appeared at
Leeper’s apartment looking for him. (Tr. 31, 244.) The men
knocked on Leeper’s apartment door and were yelling his
name. (Tr. 31.) Leeper’s neighbor at the time identified Tim
Healy as one of the men. (Tr. 32–33.) The men left when they
realized that Leeper was not home. (Tr. 32.) The neighbor
described a vehicle matching that of Healy’s leaving the apart-
ment complex. (Tr. 32.) Leeper’s uncontroverted testimony
established that Creggor, an admitted supervisor of Respondent,
had driven Leeper to this apartment prior to the protest and,
therefore, knew where Leeper lived at the time.10 (Tr. 232–
233.)
When he returned to work following the August 2013 pro-
test, Leeper met with Healy. (Tr. 245.) Healy asked Leeper
why he had to make things so awkward. (Tr. 245.) Leeper
asked Healy what he meant. (Id.) Healy then asked Leeper to
accompany him to the office. (Id.) In the office, Healy again
asked Leeper why he had to make things so awkward. (Tr.
245.) Healy also said he had come to Leeper’s home because
he wanted to know what was going on. (Tr. 245.) Healy further
stated that because of Leeper’s protesting, he was getting flack
8 Although Healy testified that Leeper’s strike activity was never
discussed among Respondent’s managers at weekly management meet-
ings, I find that it was. (Tr. 55.) Healy’s testimony on this point con-
tradicts that of Goliday. Although Goliday initially denied that Leep-
er’s strike activity was discussed at a management meeting, he contra-
dicted himself in both his pretrial affidavit testimony and his testimony
on the second day of the trial. (Tr. 106; 363.)
9 Wurdack was not called by Respondent as a witness at the trial
and Healy was not asked about this conversation. Therefore, Leeper’s
testimony stands uncontroverted on this point.
10 I found Leeper’s neighbor, Alana Martin, to be a credible witness.
She testified in a clear and forthright manner. Although she was not
sure of the date of this incident, her testimony otherwise seemed sure
and had the ring of truth. Martin’s testimony did not waver in any
meaningful way on cross-examination. Furthermore, Respondent did
not call Creggor to rebut Leeper’s testimony.
from Wurdack and corporate.11 (Tr. 245.)
At the end of the May and August 2013 protests, Leeper was
accompanied back to work by a union delegation of clergy,
community organizers, and community members. (Tr. 237,
242.) The delegation presented Healy with a letter on each
occasion, explaining that Leeper had been exercising his legal
right to protest. (GC Exhs. 4, 21; Tr. 235, 241–242.) On both
occasions, Leeper was allowed to return to work without disci-
pline. (GC Exh. 9; Tr. 266–267.)
In addition, Leeper participated in a union trip to Memphis in
April 2014 to visit the National Civil Rights History Museum.
(Tr. 150–151, 249.) Just before the trip, Leeper learned that a
coworker, Mojda Sidiqi, was hired at a rate of $11 per hour, a
rate much higher than that of Leeper. (Tr. 246.) On the way to
Memphis, Leeper discussed his concern regarding Sidiqi’s
higher wage rate with others. (Tr. 250.) A union organizer
suggested that Leeper discuss his concern with other employees
at the Delmar store. (Tr. 169, 250.)
D. Leeper Discusses Wages with his Coworkers
Leeper also discussed Sidiqi’s wages with two supervisors,
Alicia Johnson and Martay Love. (Tr. 246–249.) While ob-
serving Leeper helping another employee, Johnson asked him
how much he was making. (Tr. 246.) Leeper replied $8.80.
(Id.) Johnson then asked, “They have the nerve to be paying
Mojda $11.00 an hour?” (Id.) Johnson told Leeper she would
mention how little Leeper was being paid and how much hard
work he was giving at an upcoming manager’s meeting. (Id.)
Love asked Leeper on a different occasion, “Can you believe
Mojda makes $11.00 an hour?”12 (Tr. 248.) Leeper discussed
Sidiqi’s wages with another employee, Thomas Schlumm,
when he gave Schlumm rides home from work. (Tr. 284.)
Brownlee admitted that he was aware that Leeper had been
discussing Sidiqi’s wages with others in April 2014. (Tr. 124.)
Leeper returned to work on April 7, the day after he returned
from Memphis. (Tr. 250–251.) During his shift, Leeper told a
coworker, Ross Mandernach, that Sidiqi was making $11 per
11 Healy’s testimony that he did not go to Leeper’s apartment was
unconvincing. Although he initially denied remembering what he was
doing on August 29, 2013, the day of a strike, after being prompted,
Healy remembered that he had meetings with his bosses and was visit-
ing stores “for the most part.” (Tr. 77.) He said that the meetings “usu-
ally” went from about 9 a.m. to 5 p.m. (Tr. 78.) He later testified he
“believed” he was with his bosses visiting stores. (Tr. 425.) When
asked how he could be sure, Healy stated that he “went around and
pulled up miscellaneous schedules that were posted or calendars” after
the charge was filed in this case. (Tr. 434–435.) I find this testimony to
be imprecise as it contains numerous qualifying words and I do not
credit it.
12 Love was not called as a witness by Respondent at the trial. I
credit Leeper’s testimony that he had the conversation with Love, as it
is corroborated by Love’s performance review of April 10 in which
Healy stated, “I want you to do a much better job with [] staying out of
the drama or if you hear something make sure you quickly bring it to
the attention of the management team.” (GC Exh. 25.) Additionally,
Respondent failed to ask Johnson about this conversation with Leeper
and Leeper’s testimony regarding this conversation stands uncontro-
verted.
340
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
hour.13 (Tr. 252.) Mandernach became upset when he learned
of Sidiqi’s higher wage rate. (Tr. 252, 294.) During the conver-
sation, Service Manager Desmond Goliday appeared. (Tr. 252,
290–291.) He asked Mandernach who told him that [Sidiqi]
made $11 an hour. (Tr. 252.) Mandernach did not reply, but
Leeper admitted it was him. (Tr. 252–253.) Goliday told Leep-
er and Mandernach that we can’t be talking about those things
because he could get in trouble if they were talking about wag-
es. (Tr. 253.) Goliday further told Mandernach and Leeper that
Healy had instructed managers that nobody can be discussing
wages and that Goliday was to inform Healy immediately if
anyone was discussing wages.14 (Id.) Goliday told Leeper to go
on break and called Healy.15 (Tr. 62, 253.)
When Leeper returned from his break, Goliday informed him
that Healy was on the phone for him in the office.16 (Tr. 253.)
Healy asked Leeper what he was hearing. (Tr. 253.) Leeper
said it hurt to know that everyone else was making more than
him and that [Sidiqi] was making $11 per hour. (Tr. 253.) Hea-
ly asked Leeper who told him that [Sidiqi] made $11 per hour.
(Tr. 253–254.) Leeper said a bunch of people. (Tr. 254.) Healy
then said that we don’t talk about wages in the workplace be-
cause it creates drama and makes the workplace awkward. (Tr.
254.) Healy said the next time I hear you speaking about wages
in the workplace, we will be parting ways. (Tr. 254.) Leeper
said yes. (Tr. 254.) Healy asked if Leeper heard him, to which
Leeper replied yes. (Tr. 254.) Healy asked if they had an un-
derstanding, to which Leeper again replied yes. (Tr. 534.) The
conversation ended shortly thereafter.17 (Tr. 254.)
Although Healy testified that he had no further contact with
the Delmar store that evening, I do not credit his testimony. (Tr.
109.) Healy’s phone records show two text messages from
13 Leeper testified that he was helping Mandernach marinate meat
during their conversation, while Mandernach and a supervisor testified
that Leeper was not working at the time of this discussion. I do not find
it material whether Leeper was working or not, as the conversation was
brief.
14 Leeper’s uncontroverted testimony establishes that Respondent’s
employees were allowed to discuss a wide variety of topics while work-
ing, including sports, cars, and parties. (Tr. 231.) Goliday testified that
if he were to observe employees discussing wages in the workplace, he
should stop them and tell them they had a task to perform. (Tr. 372–
373.)
15 I have credited Leeper’s version of the conversation over that of
Mandernach. Mandernach gave much of his testimony in response to
leading questions posed by Respondent’s counsel. Leeper’s recall
seemed more detailed and specific than that of Mandernach. However,
Mandernach’s testimony corroborates that of Leeper in many respects,
including that he and Leeper were discussing their displeasure with
Sidiqi’s higher rate of pay, that the conversation was interrupted by
Goliday, that Goliday told Leeper he couldn’t be talking about wages,
and that Leeper spoke with Healy that evening. (Tr. 289. 291, 292,
293.)
16 Healy’s cell phone records establish that a 34 minute call took
place on the evening of April 7 between Healy’s cell phone number,
(314) 800–4308, and the Delmar store, (314) 678–3200. (GC Exh. 6.)
17 I credit Leeper’s version of this conversation over that of Healy.
Initially, I note that Healy denied that he spoke to Leeper that night in
his pretrial affidavit, but at the trial acknowledged talking to Leeper.
(Tr. 437.)
Goliday’s cell phone number just after Healy spoke to Leeper.18
(GC Exh. 6, p. 1317.)
Mandernach received a performance review shortly after dis-
cussing Sidiqi’s wages with Leeper. In this review, dated April
10, Mandernach was rated needs improvement in the area of
“Resolves any issues with team members quickly.” (GC Exh.
25.) By way of explanation, Healy stated, “The one [] marked
NI [is] due maybe to maybe a person coming to you with some-
thing and instead of you not getting involved you find yourself
right in the middle of it all.” (GC Exh. 25.) I find that the
comments in performance reviews of Love and Mandernach
were veiled references to their discussions of wages with Leep-
er and Healy’s disapproval of such discussions.
E. Union Organizers Come to the Delmar Chipotle
On April 25, three union organizers, including James Hou-
ston and Celina Stien-della Croce, came to the Delmar Chipotle
for lunch. (Tr. 181, 198.) While ordering lunch, they spoke to
employees preparing their orders about Show Me 15, then took
seats in the dining room to eat. (Tr. 182, 198, 392–393, 427.)
Healy saw them and recognized one of the organizers from a
previous visit. (Tr. 427.) While they were eating, employee
Roderick Warren came into the store to pick up his paycheck
stub. (Tr. 183, 199, 427, 500.) When Warren left, organizer
James Houston followed him out to the parking lot to discuss
Show Me 15. (Tr. 183, 200, 427.) Healy followed Houston out
to the parking lot under the guise of wanting to throw away a
box. (Tr. 183, 200, 427.)
While in the parking lot, Houston spoke to Warren near War-
ren’s vehicle. (Tr. 200, 500.) Houston asked Warren if he knew
about the Show Me 15 campaign and Warren said he had heard
about it from Leeper. (Tr. 200.) Warren also said he was mak-
ing more than Leeper. (Tr. 200.) When Healy came out of the
store, he approached Warren’s vehicle and told Warren that he
did not need to talk to Houston. (Tr. 201.) Healy said that he
was taking care of Warren and that Warren did not need to be
involved in the campaign or be on strike. (Tr. 201.) Healy then
asked Warren if Houston was bothering him. (Id.) Warren said
he was okay. (Id.) Healy threw the box he had in his hands
away and came back over to Warren’s vehicle. (Tr. 201.) Hea-
ly said that Warren could make plenty of money with the com-
pany, up to $30,000 to $40,000. (Tr. 201.) As Warren looked
uncomfortable, Houston ended the conversation and went back
inside the restaurant. (Tr. 201–202.)
Warren testified that while in Respondent’s parking lot,
Houston asked him questions about his job, his pay, and wheth-
er he was being treated fairly. (Tr. 500.) He also confirmed that
Healy asked him if he was okay and said that he did not need to
speak to Houston anymore. (Tr. 500.) Healy and Warren testi-
fied that Houston said that “they don’t promote blacks” or men-
tioned race in his conversation with Warren. (GC Exh. 16(b);
Tr. 428, 500.) Whether Houston made this alleged statement
concerning race is not material to the violations alleged. Addi-
tionally, although Houston did not mention making a remark
18 Goliday’s cell phone number is (314) 601–2709. Respondent did
not produce these text messages despite the General Counsel’s explicit
subpoena request for them and Charging Party’s subpoena requests for
communications regarding employees discussing wages.
CHIPOTLE SERVICES
341
about race, I do not find that this detracts from his overall cred-
ibility.19
F. Leeper Misses an All-Store Meeting
Respondent held an all-store meeting at 7 a.m. on May 4.
(Tr. 256). Leeper was aware of the meeting, but did not attend
because he overslept. (Tr. 257.) When he realized that he had
overslept, Leeper called Warren’s cell phone. (Id.) Thereafter,
Brownlee and Leeper had a phone conversation in which Leep-
er explained to Brownlee that he missed the meeting because he
had overslept. (Id.) Leeper offered to come in to work, but
Brownlee said not to, indicating that he would give Leeper a
recap on Monday or Tuesday.20 (Id.)
Although Respondent maintains that all employees are re-
quired to clock in for all-store meetings, it is apparent that this
policy is not followed. Records produced by Respondent
showed that only 5 of Respondent’s 15 employees clocked in
for the May 4 meeting. (GC Exhs. 2, 7(c); R. Exh. 13.) There
is no official record of who attended this meeting, only the
recollection of some of Respondent’s employees that Leeper
and employee Jose Murillo missed the meeting. Murillo was
excused from the meeting in advance because he had childcare
issues.
On May 5, Respondent prepared a performance review for
Leeper. (GC Exh. 25.) Nowhere in this performance review
does it indicate that Leeper had been terminated. However, the
review does indicate that “Pat sometime finds himself in the
middle of drama that does not need to be there, and because of
this he is not showing that he cares about the success of others.”
(GC Exh. 25.) Unlike in all of his previous reviews, Leeper
was rated Needs Improvement in some areas.21 (Id.)
G. Events Preceding Leeper’s Discharge
On May 6 at about noon, another union delegation came to
the Delmar Chipotle to meet with Healy. (Tr. 66, 178, 383.)
19 I do not credit Warren’s or Healy’s versions of this conversation
and instead credit Houston’s. Houston testified in a plain and under-
standable manner and did not waver on cross-examination. Healy and
Warren contradicted each other as to what Healy said. For example,
Warren stated that Healy said he did not have to talk to Houston while
Healy denied making such a statement. Additionally, although Warren
said he had a conversation with Healy about this interaction after Hou-
ston left, in which Healy asked him about what happened, Healy testi-
fied that he did not see Warren again for a while after the incident. (Tr.
428, 501.) I do not credit Healy’s testimony as I did not find him to be
a credible witness. I credit Warren’s testimony to the extent it corrobo-
rates that of Houston.
20 I credit Leeper’s version of this call over that of Brownlee’s.
Brownlee’s trial testimony contradicted his pretrial affidavit testimony.
Specifically, I do not credit Brownlee’s testimony that Leeper called
him after the meeting and claimed to be sick. Respondent provided no
evidence, such as phone records, to corroborate this testimony. Also,
as Respondent did not call the author of a newspaper article in which
Leeper allegedly said he called in sick for the meeting, I was not per-
suaded that Leeper made this statement to the reporter, as Leeper de-
nied making it.
21 If Healy had already decided to discharge Leeper, as he claimed
at trial, he would have had no reason to complete this performance
review. I do not credit the testimony of Healy and Brownlee that they
decided to terminate Leeper on May 4 for the reasons set forth below.
Stien-della Croce recorded the conversation on her cell phone.
(GC Exhs. 16(a) and (b); Tr. 180). Stien-della Croce intro-
duced herself and the delegation as being from the fast food
workers union. (GC Exh. 16(b).) She told Healy that she had
been told of veiled threats to employees about participating in
concerted activity, in violation of Federal labor law. (Id.)
When Healy asked what the threats were about, Stien-della
Croce said, “participating in union activity.” (Id.) After a dis-
cussion about the interaction between Houston and Warren a
few days earlier, Stien-della Croce stated that she had heard
from multiple employees that Healy had been interfering with
workers’ rights to participate in concerted activity by making
veiled threats that if they do they may lose their jobs or other
negative things will happen. (Id.) Healy responded that what-
ever Stien-della Croce heard was false because, as far as Healy
knew, only Leeper had “done anything like that.” (Id.) Healy
went on to say that whatever Pat does is up to him and “I told
him like if you want to move up in your career this is what I
need you to do” (Id.) Healy then clarified that he was referring
to “work related stuff . . . [like] getting more leadership.”22 (Id.)
Stien-della Croce then said if Healy would promise not to in-
terfere with workers’ rights to unionize, there would be no
problem. (GC Exh. 16(b).) Healy again mentioned that Stien-
della Croce did not have his side of the story. (Id.) Healy said
that Leeper had been involved in “union stuff” twice and was
still employed there. (Id.) Healy said that he had never made
any kind of threat or fired anybody over anything. (Id.) Stien-
della Croce said that she had heard otherwise, but so long as it
ends, there would be no issue.23 (Id.)
H. Healy Discharges Leeper
Leeper reported for his next scheduled shift on May 6 at 3
p.m., just hours after Stien-della Croce and her delegation had
left. (Tr. 258.) About 2 hours into Leeper’s shift, Healy ap-
proached him and asked him to sit down in the lobby. (Tr. 259.)
Healy asked Leeper if he was aware that he had missed the [all-
store] meeting and Leeper said yes. (Tr. 259.) Healy asked
why and Leeper replied that he had overslept. (Tr. 259.) Healy
said okay, we are parting ways and Leeper got up and walked
away. (Tr. 259.)
Healy had a page out of Leeper’s development journal on the
table at the time he discharged Leeper. (GC Exh. 8; Tr. 259.)
The document indicates that Leeper failed to show up for an
all-store meeting and is not a top performer due to a lack of
desire. (GC Exh. 8; Tr. 260.) The entry further states, “In order
to bring the Vision [sic] to life we must have a team of ALL top
performers, so we are terminating your employment immedi-
ately.” (Emphasis in original) (GC Exh. 8.) Leeper did not look
at the journal entry, dated May 4, as he left the store immedi-
ately after Healy told him that they were parting ways. (Tr.
22 Although Healy testified that he did not mention Leeper’s name
during this meeting, the transcript of this conversation establishes that
Healy brought up Leeper’s name at least twice. (GC Exh. 16(b); Tr.
66–67, 413–414.)
23 Healy mentioned that Leeper still worked there twice during the
conversation. Had Healy already decided to discharge Leeper, as he
testified at trial, these statements that Leeper still worked there were, at
best, misleading.
342
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
259.)
I. Respondent’s Other Disciplinary Records
In joint exhibits, the parties presented the employment rec-
ords of three other employees who were purported to have been
discharged for missing all-store meetings. (Jt. Exh. 1–3.) How-
ever, none of these individuals had similar employment records
to Leeper. Leeper had been one of Respondent’s longest serv-
ing employees, while the three employees in these exhibits each
worked for Respondent for less than 90 days at the time of
termination. (Jt. Exh. 1–3; GC Exh. 2; Tr. 49–52.) Employee
Benjamin Wisniewski started working at the O’Fallon store on
August 4, 2013, and was discharged on October 27, 2013, after
missing an all-store meeting. (Jt. Exh. 1.) Furthermore, during
his short employment, Wisniewski was advised three times that
he needed to show more improvement. (Id.) Employee Jessica
Koslow started working at the Creve Coeur store on December
10, 2013, and was terminated on January 12, 2014. (Jt. Exh. 2.)
Additionally, Koslow’s records contain no development journal
entries or performance reviews demonstrating the reason for
her termination. Employee Sarah Duff started working at the
O’Fallon store on August 27, 2013, and was discharged on
October 27, 2013, after missing an all-store meeting. (Jt. Exh.
3.)
The General Counsel presented records of employees who
were not terminated for missing all-store meetings. Employee
Caleb Dalton received only a written warning for missing a
mandatory all-store meeting in December 2013. (GC Exh. 35.)
Dalton’s records indicate that he had received a verbal warning
a month earlier for being 1 hour and 25 minutes late for his
shift. (Id.) Furthermore, Dalton missed an entire shift the day
prior to missing the all-store meeting in December 2013. (Id.)
Another employee, Gabriela Hernandez, only had a conversa-
tion recorded in her development journal as a result of missing
an all-store meeting in November 2013. (GC Exh. 36.)
Testimony also establishes that Respondent did not disci-
pline employees as severely, if at all, for missing or being late
to all-store meetings. A former service manager of Respond-
ent, Xavier Anderson, testified that employee Ken Rose was
late to an all-store meeting in April 2013 at the Clayton store,
which was managed by Wurdack, and received no discipline.
(Tr. 93.) Other employees appeared late for the same meeting,
as a result of a minor traffic accident, and were excused without
any discipline.24 (Tr. 92.)
Michael Vroman, a current manager of Respondent, testified
that employee Heather Mills missed an all-store meeting and
was terminated as a result. (Tr. 307–308.) However, in exam-
ining Mills’ employment records, which were not turned over
to the General Counsel or Charging Party in advance of the
hearing, she was never issued any discipline because she never
returned to work after missing the meeting. (Tr. 308–309.)
Instead, Vroman testified that she was “terminate[d]” in Re-
spondent’s system,” but Respondent considered this a voluntary
24 I found Anderson to be a credible witness. His brief testimony
did not waver on cross examination. He also candidly admitted that he
was terminated by Respondent for not meeting expectations.
termination or resignation.25 (Tr. 308–309, 326.)
J. Respondent’s Failure to Produce Documents Pursuant to
the General Counsel’s and Charging Party’s Subpoenas
Both the General Counsel and Charging Party issued sub-
poenas duces tecum to Respondent in the weeks leading up to
the trial. (GC Exhs. 22, 23, 34; CP Exh. 1.) The General Coun-
sel’s subpoenas were also sent to Respondent’s counsel via
regular mail with a cover letter and via email. (GC Exhs. 38,
49.) Respondent filed motions to quash (i.e., petitions to par-
tially revoke) the General Counsel’s subpoenas. The Regional
Director referred these petitions to me for ruling in accordance
with Section 102.31(b) of the Board’s Rules and Regulations.
(GC Exh. 24.) Thereafter, I issued an order to show cause and
advised Respondent’s counsel that he should be prepared to
produce all subpoenaed documents at the trial in the event of an
adverse ruling. (Tr. 345.) I issued an order denying in part and
granting in part Respondent’s motions on September 8, 2 days
before the start of the trial. (GC Exh. 24.) Respondent did not
file a petition to revoke the Charging Party’s subpoena.
At the outset of the trial, Respondent produced five boxes of
documents to the General Counsel. (Tr. 13.) However, counsel
for the General Counsel reported that Respondent had not fully
complied with its subpoena requests. (Tr. 14–19.) Specifically,
the General Counsel reported that Respondent had not provided
or had made an incomplete production of: employee rosters on
the dates of all-store meetings; time records showing which
employees attended the meetings; performance reviews; per-
formance (development) journals; and time records for certain
employees. (Tr. 16–18.) Respondent’s counsel assured the
General Counsel that they would continue to work on produc-
ing the records as the trial progressed. (Tr. 18.)
As the trial progressed, the General Counsel continued to in-
dicate that Respondent was not complying with the General
Counsel’s subpoenas. (Tr. 214, 276.) Respondent’s counsel
provided updates on document production and indicated that he
would continue searching for documents. (Tr. 304.) Some of
the paragraphs to which Respondent had made an incomplete
production were not disputed in its petitions to revoke. (Tr.
345.)
At one point in the trial, I called Healy as a witness in order
to better ascertain Respondent’s efforts toward subpoena com-
pliance and how Respondent tracks employees who are dis-
charged or resign. (Tr. 332–336.) After questioning Healy, it
became apparent that Respondent’s efforts at subpoena compli-
25 As a result of Respondent’s failure to disclose Mills’ employment
records, the General Counsel and Charging Party asked that I strike
Vroman’s testimony. (Tr. 309.) However, I sanctioned Respondent
during the hearing by limiting Vroman’s testimony and refusing to
permit further testimony on Mills’ termination. Instead, I allowed
Respondent to make an offer of proof. (Tr. 309–316.) In accordance
with my conclusions regarding subpoena noncompliance, contained in
the record at pp. 316 and 558–559, I give little weight to Vroman’s
testimony given at pp. 320–326 of the record, except where it provides
context to other testimony or is inherently probable. See People’s
Transportation Service, 276 NLRB 169, 225 (1985) (multifactor analy-
sis for determining appropriate sanction for delayed production of
documents). (Tr. 558.)
CHIPOTLE SERVICES
343
ance had been inadequate. I also noted that Respondent had not
met its burden to show that the General Counsel’s subpoena
requests were unduly burdensome. Therefore, I gave Respond-
ent one week from the close of the first hearing session to com-
ply with the subpoenas in their entirety, with the exception of
any subpoena paragraphs which were limited by my previous
rulings or by agreement of the parties. (Tr. 346.) I advised the
parties that I would leave the record open for the General
Counsel or Charging Party to call additional witnesses, recall
witnesses, or to admit additional evidence. (Tr. 346.) I further
warned Respondent’s counsel that failure to comply with the
subpoenas could result in my drawing an adverse inference
against Respondent. (Tr. 347.) I restated my ruling at the close
of the second day of the trial. (Tr. 517.)
Thereafter, on September 23, Respondent filed affidavits
from Goliday and Brownlee, seeking to correct their testimony.
(R. Exh. 18.) Both Brownlee and Goliday testified at the hear-
ing, in contradiction to Healy’s testimony, that they were not
instructed by anyone to search their cell phones for text mes-
sages related to this case. (Tr. 371, 384.) However, in their
nearly identical post-trial affidavits, both stated that they mis-
understood the General Counsel’s question as to whether Healy
had ever asked them to search for text messages and answered
in this way because they were following my order “not to dis-
cuss [their] testimony with anyone, including Mr. Healy, during
the hearing.” (R. Exh. 18.) Instead, both indicate that they met
with Healy and Respondent’s counsel to discuss the existence
of text messages. (R. Exh. 18.) As I explained at the hearing, I
left the record open after September 11 for the General Counsel
and Charging Party to admit further evidence in light of Re-
spondent’s noncompliance with their subpoenas. (Tr. 559.) The
record did not remain open for Respondent to admit further
evidence. Respondent’s counsel were present in the room
when both Goliday and Brownlee gave their testimony that
Healy did not instruct them to look for text messages regarding
Leeper, but did not seek to correct any mistake or mispercep-
tion at that time.
On October 3, the General Counsel and Union each filed a
motion for sanctions and to strike the affidavits of Goliday and
Brownlee. (GC Exhs. 53, 54.) Respondent filed a written re-
sponse on October 10. (GC Exh. 56.) I granted the motions to
strike as Respondent cited no authority for the late filing of the
posttrial affidavits and as the affidavits do not constitute newly
discovered evidence that existed at the time of trial, but of
which the party was excusably ignorant. Fitel/Lucent Technol-
ogies, 326 NLRB 46, 46 fn.1 (1998). (Tr. 559.) Therefore, I
reaffirm my ruling striking the post-trial affidavits of Goliday
and Brownlee and rejecting R. Exh. 18.
On October 15, I granted the General Counsel’s and Charg-
ing Party’s motions for sanctions. (Tr. 554–559.) A party has
an obligation to begin a good-faith effort to gather responsive
documents upon service of a subpoena and a party who fails to
do so, does so at its peril. McAllister Towing & Transporta-
tion, 341 NLRB 394 (2004), enfd. 156 Fed.Appx. 386 (2d Cir.
2005). In Metro-West Ambulance Service, 360 NLRB 1029,
1030 (2014), the Board found it appropriate to draw an adverse
inference against a respondent who failed to produce accident
reports in response to the General Counsel’s subpoena. Simi-
larly, in this case, despite my repeated warnings, Respondent
failed to produce numerous documents or conduct a diligent
search for documents. For example, Respondent failed to pro-
duce records of employees who missed all-store meetings and
were not terminated, to produce records regarding the dates of
all-store meetings, and produced some records to the General
Counsel, but not the Charging Party. (GC Exhs. 53, 54.)
Based upon my findings, I drew an adverse inference that
had Respondent conducted a diligent search, it would have
uncovered records showing that other employees of Respondent
had missed all-store meetings and were not terminated. (Tr.
558.) I further drew an adverse inference that had Respondent
diligently searched its records, it would have found and pro-
duced records which would not have supported its case, but
would have instead supported the cases of the General Counsel
and Charging Party. (Tr. 558–559.) Imposing such a sanction
lies within the discretion of the trial judge. McAllister Towing
& Transportation, 341 NLRB at 394.
DISCUSSION AND ANALYSIS
A. Witness Credibility
A credibility determination may rely on a variety of factors,
including the context of the witness’ testimony, the witness’
demeanor, the weight of the respective evidence, established or
admitted facts, inherent probabilities and reasonable inferences
that may be drawn from the record as a whole. Double D Con-
struction Group, 339 NLRB 303, 305 (2003); Daikichi Sushi,
335 NLRB 622, 623 (2001) (citing Shen Automotive Dealership
Group, 321 NLRB 586, 589 (1996)), enfd. 56 Fed.Appx. 516
(D.C. Cir. 2003). Credibility findings need not be all-or-
nothing propositions—indeed, nothing is more common in all
kinds of judicial decisions than to believe some, but not all, of a
witness’ testimony. Daikichi Sushi, 335 NLRB at 622.
My credibility findings are generally incorporated into the
findings of fact set forth above. My observations, however,
were that the General Counsel’s witnesses were composed and
forthright when they testified. By contrast, Respondent’s wit-
nesses (particularly Healy and Goliday) took great pains to
maintain Respondent’s positions in this case, only to have their
testimony and credibility undermined by documentary evidence
and by other witnesses.
Respondent’s witnesses evinced a single-minded desire to re-
iterate the message that Respondent did not forbid discussions
about wages, did not bear animus toward Leeper’s union activi-
ties, and did not fire Leeper for his union and other protected
concerted activity. However, Respondent’s witnesses were
unable to consistently explain what transpired on the night of
April 7, when Leeper was interrogated and threatened for dis-
cussing wages with Mandernach, or the events surrounding the
decision to discharge Leeper. Furthermore, Respondent’s wit-
nesses frequently gave trial testimony that contradicted their
sworn pretrial affidavit testimony and Respondent’s other wit-
nesses. In addition, some of Respondent’s witnesses changed
their testimony between the first and second days of the trial.
I find that Healy was not a credible witness. His overall de-
meanor on the witness stand, almost complete unwillingness to
concede even basic premises, and frequent sparring with coun-
sel for the General Counsel and Charging Party detracted from
344
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
his overall credibility. For example, he engaged in the follow-
ing exchange with counsel for the Charging Party when asked
about Leeper’s development journal:
Q: . . . I want you to tell me whether there’s anything in there
that reflects any record of attendance problems in Patrick
Leeper’s performance?
A: Well, there is; it’s in Chipotle lingo.
Q: Chipotle lingo? Okay, show me[.]
A: For example on February 12, 2013 it said, “Patrick is not
putting up constant effort in his work here.”
Q: Okay.
A: So we try to take every situation and every instance that
there is with us and dial it back to those five points of being a
top performer.
Q: So Patrick is supposed to read that sentence that he’s not
putting up consistent effort in his work here and conclude that
that was about his attendance?
A: Well, I’m not saying that it was about the attendance.
(Tr. 474). This line of questioning continued and Healy refused
to concede that nothing in Leeper’s development journal spoke
to problems with his attendance, only stating that the words
attendance, tardy, or absence do not appear in the journal. (Tr.
476.)
Healy’s testimony regarding his conversation with Stien-
della Croce was undermined by the transcript of that recording.
For example, Healy testified that he was not sure if he men-
tioned Leeper’s name during the conversation. (Tr. 66.) In his
affidavit, Healy specifically denied mentioning Leeper’s name.
(Tr. 67.) The recording establishes, however, that Healy men-
tioned Leeper’s name at least twice. (GC Exh. 16(a) and (b);
Tr. 67.) Healy further testified that prior to Leeper’s termina-
tion, he was only aware that Leeper had participated in one
strike; however, in the recording he mentions two strikes. (GC
Exh. 16(a) and (b); Tr. 29, 424–425.)
Healy initially denied that Goliday called him at home on
April 7 because Leeper was discussing wages. Instead, he testi-
fied that Goliday called because Leeper wasn’t working and he
was harassing other employees. (Tr. 60.) However, Healy gave
the following sworn pretrial affidavit testimony regarding this
incident, “I received a call from Desmond Goliday while I was
at home. Goliday told me that he was having a situation at
work where Leeper was discussing the wages of another em-
ployee and whether the employee was worth it.” (Tr. 62.)
At the hearing, Healy admitted speaking to Leeper on April
7. (Tr. 436.) However, in his pretrial affidavit, Healy denied
speaking with Leeper at that time. (Tr. 437.) When questioned
about this inconsistency, Healy testified that his recollection
was probably better on the day of the hearing, September 11,
2014, than it was when he gave the affidavit, June 26, 2014.
(Tr. 428.) Healy gave his affidavit only about 2-1/2 months
after the incident of April 7 and it defies credulity that his
memory was not fresher at that time than it was over 5 months
after the incident. Additionally, Healy admitted that he did not
attempt to correct this misstatement, even though in his affida-
vit he agreed to immediately notify the Board Agent if he re-
membered anything else important or wished to make any
changes. (Tr. 439.)
Furthermore, Healy appeared to embellish his testimony to
make it more favorable to Respondent’s position as the trial
progressed. On the first day of the trial Healy testified, as
above, that Goliday called him at home because Leeper wasn’t
working and was harassing employees. (Tr. 60.) On the second
day of the trial, after being confronted with his contradictory
affidavit testimony, Healy expanded his testimony regarding
his conversation with Goliday, stating:
[Goliday] said that people were talking about things, but real-
ly the biggest thing that chimed in my ear was the word ‘un-
comfortable.’ And as soon as I heard that word, I immediately
was like okay, this—if somebody feels uncomfortable, I need
to find out what is going on . . . [T]he biggest thing he said to
me was that Patrick was standing around not working, bother-
ing [Mandernach] while [he] was working. And I said, well,
what are they talking about? What’s going on? And he said
that they were talking about wages and pay and that kind of
thing. And I said, okay, is Pat working or is he just standing
around? And he said that he was standing around. And I said,
okay, if he’s standing around, you have the right to go tell him
to get back to work at least.
(Tr. 423–424.) Healy did not mention the word “uncomforta-
ble” in his testimony on the first day of the trial. In sum, due to
the numerous inconsistencies in his testimony, the contradic-
tions between his testimony and his affidavit testimony, and the
contradictions between his testimony and that of other witness-
es, I did not find Healy to be a credible witness.
I did not find Goliday to be a credible witness. His testimo-
ny was generally vague and nonspecific, and often contradicto-
ry. Goliday quibbled with counsel for the General Counsel and
seemed to go to great lengths to avoid using the word “wages.”
For example, he engaged in the following exchange with the
General Counsel:
Q: And do you know what Ross [Mandernach] and Patrick
[Leeper] were talking about?
A: I came into the back, and had saw that they were talking,
and I heard, he’s about to ask me a question about wages . . .
Q: So did he say wages was a part of this conversation?
A: When he started talking, he said something about money.
Then I just cut it off . . .
. . .
Q: Ross? And what did Ross ask you?
A: He started saying, hey, I heard about—and I was like—
and he said something like—I don’t remember exactly what it
was because it was so long ago. He just asked me something
about wages or money or something. And I said whoa, just
get back to work. You know you just can’t stand around not
doing anything.
Q: Okay. So the topic of wages was brought up that even-
ing?
A: You want to say it was wages, then yes.
(Tr. 109–110.)
Furthermore, Goliday gave numerous explanations for why
he called Healy after observing Leeper talking to Mandernach
about wages. Initially, Goliday said he contacted Healy because
CHIPOTLE SERVICES
345
Leeper was talking to another employee and that employee was
getting mad. (Tr. 108.) Then he said that he called Healy be-
cause he was never in a situation where an employee was upset.
(Tr. 111.) Then he said that he called Healy because he did not
want anything to happen on his shift. (Tr. 113.) In the testimo-
ny quoted above, Goliday admitted that Leeper and Mander-
nach were discussing wages. However, each of these explana-
tions contradicts Goliday’s sworn pretrial affidavit testimony in
which he averred that “I have never facilitated a conversation
by telephone or otherwise between Healy and Leeper about
discussion of wages in the workplace.” (Tr. 114.) Furthermore,
Goliday’s testimony is contradicted by the pretrial affidavit
testimony of Healy, in which Healy admitted that Goliday
called him because Leeper was discussing the wages of another
employee. (Tr. 62.)
Goliday also gave testimony that Leeper did not show a lot
of constant effort and desire, one of Chipotle’s hallmarks of a
top performer. (Tr. 103.) However, in his pretrial affidavit,
Goliday testified that Leeper was a good worker and, “It con-
sistently came up that he was a good employee. Leeper showed
a lot of constant effort and desire.” (Tr. 106.)
Goliday also gave other trial testimony in an attempt to bol-
ster Respondent’s case that was inconsistent with his pretrial
affidavit testimony. For example, Goliday testified that Healy
sat down with him on May 5 and told him that he intended to
fire Leeper for missing an all-store meeting. (Tr. 365–366.)
However, his affidavit indicated that Healy called him on his
cell phone to tell Goliday about Leeper’s impending discharge.
(Tr. 366.) By way of explanation for this contradiction, Goli-
day incredulously claimed that he was not thinking clearly
when he gave his affidavit. (Tr. 366.) I note that no such cell
phone call is supported by Healy’s cell phone records and this
testimony was clearly an attempt by Goliday to support Re-
spondent’s position that Healy decided to discharge Leeper
prior to May 6. I do not accept his explanation, however, as
Goliday’s affidavit was given on June 26, only about 2 months
after the incidents in question.
Like Healy and Goliday, I did not find Brownlee to be a
credible witness. Brownlee gave often jumbled and imprecise
testimony. For example, Brownlee responded yes when asked
by the General Counsel whether Healy wrote in Leeper’s de-
velopment journal on the day he told Leeper he was terminated
(May 6). (Tr. 127.) After prompting by Respondent’s counsel
that he may not have understood the question asked by General
Counsel, Brownlee gave the following testimony:
Q: (After being shown Leeper’s discharge development jour-
nal entry, GC Exh. 8). Was that written on 5/4 of ‘14?
A: I can’t recall. I believe it was. Yes, it was.
(Tr. 128.) However, this testimony conflicts with his affidavit
testimony, in which he stated:
Leeper’s next shift was a night shift, but I do not recall if it
was the next Monday or Tuesday. Before Leeper’s shift,
Healy told me that he was going to deliver the news to Leeper
that he was discharged. Healy told me that he did not want
me to say anything because I was in training.
I was nervous because it was a confrontation. Healy told me
not to be nervous, and that every time he had fired someone
they shook his hand. Healy then wrote in Leeper’s develop-
ment journal then, that he missed he meeting on May 4th,
2014. (Emphasis added.) (Tr. 133.)
(Tr. 133.) In addition, nowhere in Brownlee’s affidavit testi-
mony, given closer in time to the events at issue, did he men-
tion that the decision to fire Leeper was made on May 4. (Tr.
388–389.)
When called by the General Counsel on the first day of the
trial, Brownlee testified that Healy alone wrote in Leeper’s
development journal regarding the discharge. (Tr. 127.) Coun-
sel for Respondent then asked the following question, “What is
your best recollection of when you and Mr. Healy wrote that?”
(Tr. 129.) After an objection, Respondent’s counsel asked who
wrote the entry, to which Brownlee answered, “Tim.” (Tr. 129.)
However, when called as a witness by Respondent on the sec-
ond day of the trial, Brownlee testified that both he and Healy
wrote in Leeper’s development journal. (Tr. 383.) This testi-
mony contradicts both his pretrial affidavit testimony and his
testimony on the first day of the trial. (Tr. 386.)
Brownlee also could not provide a cogent explanation of
whether Leeper’s past performance, as recorded in his devel-
opment journal, was part of the reason for his discharge. Ini-
tially, Brownlee testified that Leeper’s status as a low perform-
er led to his termination. (Tr. 389.) He further testified that he
and Healy reviewed Leeper’s development journal. (Tr. 390.)
Brownlee next testified that Leeper would have been terminat-
ed for missing the meeting even if he was not a low performer.
(Tr. 390.) Brownlee then engaged in the following exchange
with counsel for the General Counsel:
Q: So you looked at the development journal and you saw
that he’s not the best employee?
A: Yes.
Q: Okay. So what was the purpose of reviewing the journal?
A: To look at his performance.
Q: Why did you want to look at his performance?
A: It’s something we always do when we let someone go, we
look at their development journal.
Q: If you had seen a different performance in there, could
that have made a difference?
A: No.
Q: So there is no point?
A: If you want to say that.
Q: You could have skipped that step?
A: Yeah.
(Tr. 391.) He then testified that he really had no idea why
managers look at development journals because he does not
understand the process. (Tr. 399.) Brownlee finally testified
that Leeper was fired because he missed the meeting and lacked
desire and effort. (Tr. 397.)
I found Neal and Stien-della Croce to be credible witnesses.
Both appeared forthright and were not shaken under cross-
examination during their brief testimony. Stien-della Croce’s
testimony was corroborated by her recording of her conversa-
tion with Healy on May 6 and by the testimony of Leeper, who
was a credible witness. Neal’s testimony regarding the Union’s
purposes and activities was not rebutted in any way.
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DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Leeper appeared to testify truthfully during the hearing. He
candidly responded to questioning under cross-examination.
His testimony was corroborated by other witnesses. For exam-
ple, his testimony that he discussed his issue with Sidiqi’s wag-
es on a union trip was corroborated by Neal and Stien-della
Croce. His testimony that he discussed Sidiqi’s wages with
coworkers was corroborated by Mandernach, Brownlee, and
Schlumm. His testimony that he called the store on May 5 after
he overslept on the morning of the all-store meeting was cor-
roborated by Warren and Brownlee. He candidly admitted that
he knew about the May 5 meeting. Therefore, where his testi-
mony conflicts with other witnesses, I credit Leeper.
B. Legal Standards Applicable to Alleged 8(a)(1) Violations
The Board considers the totality of the circumstances in de-
termining whether the questioning of an employee constitutes
an unlawful interrogation. Rossmore House, 269 NLRB 1176
(1984), enfd. sub nom. Hotel Employees Local 11 v. NLRB, 760
F.2d 1006 (9th Cir. 1985). The Board has additionally deter-
mined that in employing the Rossmore House test, it is appro-
priate to consider the factors set forth in Bourne v. NLRB, 332
F.2d 47, 48 (2d Cir. 1964): whether there was a history of em-
ployer hostility or discrimination; the nature of the information
sought (whether the interrogator was seeking information to
base taking action against individual employees); the position
of the questioner in the company hierarchy; the place and
method of interrogation; and the truthfulness of the reply. In
applying the Bourne factors, the Board seeks to determine
whether under all of the circumstances the questioning at issue
would reasonably tend to coerce the employee at whom it was
directed so that he or she would feel restrained from exercising
rights protected by Section 7 of the Act. Westwood Health
Care Center, 330 NLRB 935, 941 (2000).
Under Section 7 of the Act, employees have the right to en-
gage in concerted activities for their mutual aid or protection.
Section 8(a)(1) of the Act makes it unlawful for an employer,
via statements or conduct, to interfere with, restrain, or coerce
employees in the exercise of the rights guaranteed in Section 7.
Yoshi’s Japanese Restaurant & Jazz House, 330 NLRB 1339,
1339 fn. 3 (2000). The test for evaluating whether an employ-
er’s conduct or statements violate Section 8(a)(1) of the Act is
whether the statements or conduct have a reasonable tendency
to interfere with, restrain, or coerce union or protected activi-
ties. Id.; see also Park ‘N Fly, Inc., 349 NLRB 132, 140
(2007).
C. Goliday’s April 7 Interrogation and Statements Violated
the Act
The General Counsel alleges that on April 7, Goliday inter-
rogated employees about which employees had been discussing
wages, told employees they could not talk about their wages,
threatened employees with unspecified reprisals if they talked
about their wages or other terms and conditions of employment,
and told employees that all managers were instructed to report
any employee discussions about wages and that no employee
should be talking about wages. Respondent denies that Goliday
interrogated employees or made the statements attributed to
him. However, based upon the credible evidence, I find that
Goliday interrogated employees and made the statements at-
tributed to him in violation of Section 8(a)(1) of the Act.
Goliday told Mandernach and Leeper that they can’t be talk-
ing about those things [wages] because he could get in trouble
if they were talking about wages. Goliday also told Mander-
nach and Leeper that Healy had instructed managers that no
one could be discussing wages. Goliday further said that Healy
said that nobody can be discussing wages and that Goliday was
to inform Healy immediately if anyone was discussing wages.
All of these statements convey that employees of Respondent
are not free to discuss their wages and that there will be reper-
cussions if they do. By saying that he was required to tell Hea-
ly, the highest ranking manager at the Delmar store, if employ-
ees were talking about wages, Goliday conveyed to employees
that there would be unpleasant ramifications for talking about
wages. I find that Goliday’s statements are likely to be per-
ceived as coercive by workers. As such, I find that Respond-
ent, through Goliday, violated Section 8(a)(1) of the Act by
advising employees: (1) that they could not talk about wages;
(2) there would be unspecified reprisals for talking about wag-
es; and (3) by stating managers were instructed not to let em-
ployees discuss wages and to report employee wage discussions
to Healy.
Moreover, I find that Goliday violated Section 8(a)(1) of the
Act by interrogating Leeper and Mandernach about their dis-
cussion of wages. In considering the Bourne factors, I note that
Goliday was the highest ranking supervisor in the store at the
time. Goliday’s comments also made clear that he was seeking
the information in order to take action against the employees.
After asking Leeper and Mandernach about who was discussing
wages, he said that he needed to inform Healy. Moments later
Goliday did, in fact, inform Healy of this discussion. This in-
terrogation took place on work time and at the employees’
work station. The coerciveness of the interrogation is also evi-
dent from the fact that Mandernach did not answer Goliday’s
question. Therefore, given the totality of the circumstances and
in evaluating the Bourne factors, I find that Respondent,
through Goliday, violated Section 8(a)(1) of the Act by interro-
gating Leeper and Mandernach on April 7.
D. Healy’s April 7 and 25 Statements Violated the Act
The General Counsel alleges that on April 7, Healy interro-
gated Leeper about which employees had been discussing wag-
es, told Leeper he could not talk about his wages, and threat-
ened Leeper with discharge for talking about employee wages.
The General Counsel further alleges that on April 26, Healy
told an employee to refrain from talking to union representa-
tives, told an employee to refrain from engaging in protected
concerted activity, and impliedly promised an employee in-
creased wages in order to discourage the employee’s protected
concerted activities. Respondent denies that Healy interrogated
employees or made any of the statements attributed to him.
However, based on the credible evidence, I find that Healy
violated the Act by interrogating Leeper and by making state-
ments to Leeper and Warren, as alleged.
Initially, I have found that Healy told Leeper that we don’t
talk about wages in the workplace because it creates drama and
makes the workplace awkward. I have further found that Healy
CHIPOTLE SERVICES
347
told Leeper that the next time he heard Leeper speaking about
wages in the workplace, they would be parting ways. I find that
Healy telling Leeper that they would be “parting ways” if
Leeper again spoke of wages in the workplace constitutes a
threat of discharge.26 These statements constitute an unlawful
direction not to discuss wages in the workplace and a threat of
discharge for discussing wages. It is axiomatic that discussing
terms and conditions of employment with coworkers lies at the
very heart of protected Section 7 activity. St. Margaret Mercy
Healthcare Centers, 350 NLRB 203, 205 (2007). The Board
has long found that it is unlawful for employers to prohibit
employees from discussing wages among themselves. Alterna-
tive Energy Applications, 361 NLRB 1203, 1203 (2014), citing
Waco, Inc., 273 NLRB 746, 747–748 (1984). Therefore, I find
that Respondent, through Healy, violated Section 8(a)(1) of the
Act on April 7 when Healy told Leeper he could not talk about
wages and threatened him with discharge for talking about
wages.
Furthermore, upon considering the totality of the circum-
stances, including the Bourne factors, I conclude that on April 7
Respondent, through Healy, unlawfully interrogated Leeper in
violation of Section 8(a)(1) of the Act. Healy, the interrogator,
was Leeper’s manager and the highest ranking official at Re-
spondent’s Delmar store. Healy sought information concerning
who told Leeper about Sidiqi’s higher wage rate. Given the
remarks in the performance reviews of the employees with
whom Leeper discussed Sidiqi’s wages (i.e. ratings of Needs
Improvement and statements about engaging in unnecessary
drama in the performance reviews of Mandernach and Love) it
is rational to infer that Healy sought this information to squelch
talk of unfairness in the wage structure at the Delmar store.
Furthermore, the place of the interrogation weighs heavily in
favor of finding a violation. Leeper was called into the manag-
er’s office from his workstation and interrogated over the phone
by Healy. For his part, Leeper refused to reveal the source of
his information to Healy. Therefore, given the totality of the
circumstances and in evaluating the Bourne factors, I find that
Respondent, through Healy, violated Section 8(a)(1) of the Act
by interrogating Leeper on April 7.
Healy’s statements to Warren on April 25 also violated Sec-
tion 8(a)(1) of the Act. While Warren was talking to Union
Organizer Houston, Healy approached Warren’s car and told
him he did not need to be talking to Houston. Healy further
told Warren that he did not need to be involved in the campaign
or be on strike. Finally, Healy said that Warren could make
plenty of money with the company, up to $30,000 to $40,000. I
find that each of these statements, when viewed objectively,
26 The Board has long held that the fact of discharge does not de-
pend upon the use of formal words of firing. Hale Mfg. Co., 228
NLRB 10, 13 (1977), enfd 570 F.2d 705 (8th Cir. 1978). It is sufficient
if the words or actions of the employer would lead a prudent person to
believe that his or her tenure had been terminated. Ridgeway Trucking
Co., 243 NLRB at 1048–1049 (1979) enfd. in relevant part 622 F.2d
1222, 1224 (5th Cir. 1980). Analogously, a threat of discharge need
not contain formal words of firing. Healy’s use of the words “parting
ways” would lead a prudent person to believe he was being threatened
with discharge. Also, Healy used these same words when he later
discharged Leeper.
would tend to coerce an employee in the exercise of his Section
7 rights.
Telling an employee not to talk to a union representative has
been found to violate the Act. See Evolution Mechanical Ser-
vices, 360 NLRB 164, 172 (2014) (advising employees not to
speak to union representatives found violative); Advanced Ar-
chitectural Metals, 351 NLRB 1208, 1216 (2007) (supervisor’s
statement to an employee that if he had any problems to talk to
her, not the union, found violative). Viewed objectively, Hea-
ly’s statement to Warren that he did not need to be talking to
Houston constitutes intimidation and an admonition not to
speak to a union organizer. Similarly, Healy’s statement that
Warren did not need to be involved in the campaign or be on
strike constituted an effort by Healy to discourage Warren from
engaging in union or other protected concerted activity. Thus,
Healy’s statements violated the Act.
I further find that Healy’s statement that Warren could make
plenty of money with the company, up to $30,000 to $40,000,
constituted an implied promise of benefit. In order to find an
employer’s promise of economic benefits unlawful, the Board
focuses on whether the respondent intended to interfere with
actual union activity among its employees. Hampton Inn NY-
JFK Airport, 348 NLRB 16, 18 (2006); see also Acme Bus
Corp., 320 NLRB 458, 458 (1995) (violation found where re-
spondent contrasted its own beneficence with the dangers of
unionization). In this case, Healy advised Warren that he could
make more money with Respondent immediately following his
statements discouraging Warren from engaging in union activi-
ty. Thus, Healy contrasted Respondent’s benevolence with the
dangers of talking to Houston. Furthermore, Healy clearly
sought to induce Warren to stop speaking to Houston, a union
organizer, by reminding him of promotional opportunities with-
in Chipotle and impliedly promising him increased wages. As
such, Healy’s statement violated the Act.
E. Leeper’s Discharge Violated the Act
In determining whether an employee’s discharge is unlawful,
the Board applies the mixed motive analysis set forth in Wright
Line, 251 NLRB 1083 (1980), enfd. on other grounds 662 F.2d
899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982), approved
in NLRB v. Transportation Management Corp., 462 U.S. 393
(1983). Under Wright Line, to establish unlawful discrimina-
tion on the basis of union activity, the General Counsel must
make an initial showing that antiunion animus was a substantial
or motivating factor for the employer’s action by demonstrating
that: (1) the employee engaged in union activity; (2) the em-
ployer had knowledge of that union activity; and (3) the em-
ployer harbored antiunion animus. Nichols Aluminum LLC, 361
NLRB 216, 218 (2014), citing Amglo Kemlite Laboratories,
Inc., 360 NLRB 319, 325 (2014). Proof of animus and discrim-
inatory motivation may be based on direct evidence or inferred
from circumstantial evidence. Robert Orr/Sysco Food Services,
343 NLRB 1183, 1184 (2004); Ronin Shipbuilding, Inc., 330
NLRB 464, 464 (2000). If the General Counsel meets his bur-
den, then the burden shifts to Respondent to prove that it would
have taken the same action absent the employee’s protected
conduct. Wright Line, 251 NLRB at 1089; NLRB v. Transpor-
tation Management Corp., 462 U.S. 393, 399–403 (1983).
348
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
The Board relies on both circumstantial and direct evidence
in determining whether the conduct in question was unlawfully
motivated. Fluor Daniel, Inc., 311 NLRB 498 (1993). Im-
proper motivation may be inferred from several factors, includ-
ing pretextual and shifting reasons given for an employee’s
discharge and the timing between an employee’s protected
activity and the discharge. Temp Masters, Inc., 344 NLRB
1188, 1193 (2005).
The employer cannot meet its burden merely by showing that
it had a legitimate reason for its action; rather, it must demon-
strate that it would have taken the same action in the absence of
the protected conduct. Bruce Packing Co., 357 NLRB 1084,
1086–1087 (2011); Roure Bertrand Dupont, Inc., 271 NLRB
443, 443 (1984). If the employer’s proffered reasons are pre-
textual—i.e., either false or not actually relied on—the employ-
er fails by definition to show that it would have taken the same
action for those reasons regardless of the protected conduct.
Metropolitan Transportation Services, 351 NLRB 657, 659
(2007); Golden State Foods Corp., 340 NLRB 382, 385 (2003);
Limestone Apparel Corp., 255 NLRB 722, 722 (1981), enfd.
705 F.2d 799 (6th Cir. 1982).
The General Counsel alleges that Respondent violated Sec-
tion 8(a)(3) and (1) of the Act when it discharged Leeper for
engaging in concerted activities with other employees for the
purposes of mutual aid and protection by his actions and con-
duct, including striking and speaking publicly in support of
wage increases, discussing wages with other employees, and
questioning Respondent’s pay policies. Respondent argues, in
its defense, that it did not engage in any discrimination or dis-
courage membership in a labor organization. For the reasons
discussed herein, I conclude that Leeper’s engaging in union
and other protected concerted activity, including his discussion
with Mandernach regarding wages and his participation in the
Union’s strikes, was a motivating factor in his discharge.
With respect to the General Counsel’s initial showing, it is
undisputed that Leeper engaged in union activity through his
protests in 2013. Furthermore, it is undisputed that Respond-
ent, through Healy, was aware of this activity. In addition,
Leeper engaged in protected concerted activity by discussing
wages with Mandernach and other employees of Respondent.
It is further undisputed that Healy, Brownlee, and Goliday were
aware of this activity. At issue in this case is whether counsel
for the General Counsel demonstrated that the Respondent
harbored antiunion animus and animus toward Leeper’s other
protected concerted activity, thus meeting his initial burden. I
find he has.
I have found a number of statements made by Respondent’s
supervisors and agents which establish the existence of animus.
As to Leeper’s union activity, I have found that in May 2013
Wurdack told Leeper that he let the store down, let Chipotle
down, and let his coworkers down. Later Healy told Leeper not
to bring this stuff to Chipotle and to let him [Healy] know the
next time he [Leeper] went on protest. Following the August
2013 protest, Healy asked Leeper why he had to make things so
awkward. Healy further stated that because of Leeper’s pro-
testing, he was getting flack from Wurdack and corporate. Alt-
hough Healy’s and Wurdack’s threats occurred outside the
Section 10(b) period, they can be considered as background
evidence of animus towards union activity. See Wilmington
Fabricators, Inc., 332 NLRB 57, 60 fn. 6 (2000), and
Kaumagraph Corp., 316 NLRB 793, 794 (1995).
Furthermore, The Board has held that “when a party fails to
call a witness who may reasonably be assumed to be favorably
disposed to the party, an adverse inference may be drawn re-
garding any factual question on which the witness is likely to
have knowledge.” International Automated Machines, 285
NLRB 1122, 1123 (1987), enfd. 861 F.2d 720 (6th Cir. 1988).
This is particularly true where, as here, the witness is the Re-
spondent’s agent. See Roosevelt Memorial Medical Center, 348
NLRB 1016, 1022 (2006). Therefore, as Respondent did not
call Wurdack to rebut the testimony of Leeper regarding these
statements, I credited Leeper’s testimony and have found that,
had Wurdack been called to testify, his testimony would have
been adverse to Respondent’s position.
I have also found that Respondent bore animus toward Leep-
er’s other protected concerted activity. Leeper was told by
Goliday and Healy that he should not be discussing wages with
his coworkers. Goliday and Healy also threatened Leeper with
discharge and unspecified reprisals for discussing wages with
his coworkers. Furthermore, Healy gave low ratings to Man-
dernach and Love in their performance reviews shortly after
they spoke to Leeper about Sidiqi’s wages.
Finally, in statements to Stien-della Croce on the day of
Leeper’s discharge, Healy exhibited animus toward Leeper’s
union activity. Healy told Stien-della Croce that whatever Pat
does is up to him, but then mentioned that “if” Leeper wanted
to advance he needed to do things. Healy’s comment seemed
to imply that Leeper needed to choose between his union activi-
ty and advancement. Healy also said that Leeper had been
involved in “union stuff” twice and was still employed there.
The timing of Healy’s interaction with Stien-della Croce, just
hours before Leeper’s discharge, provides powerful evidence
that the true motive for the discharge was unlawful. See Toll
Mfg. Co., 341 NLRB 832, 833 (2004) (The abruptness of a
discharge and its timing are persuasive evidence that the com-
pany had moved swiftly to eradicate the prime mover of the
union drive). I simply do not find it plausible that Respondent
decided to discharge Leeper on May 4 for missing the all-store
meeting, particularly in light of the incredible testimony of
Healy and Brownlee regarding the timing of the decision and in
light of Leeper’s discharge occurring only hours after Stien-
della Croce and her delegation left the store. Instead, I find that
the visit by Stien-della Croce’s visit was the proverbial “straw
that broke the camel’s back” and a motivating factor in Leep-
er’s discharge.
Once the General Counsel has met his initial burden under
Wright Line, the burden shifts to Respondent to prove that it
would have taken the same action absent the employee’s pro-
tected conduct. An employer does not satisfy its burden merely
by stating a legitimate reason for the action taken, but instead
must persuade by a preponderance of the credible evidence that
it would have taken the same action in the absence of the pro-
tected conduct. T & J Trucking Co., 316 NLRB 771 (1995);
Manno Electric, Inc., 321 NLRB 278, 280 fn. 12 (1996). What
is required is a showing that the employer has consistently and
non-discriminatorily applied its disciplinary rules. Septix
CHIPOTLE SERVICES
349
Waste, Inc., 346 NLRB 494, 496 fn. 15 (2006). It cannot be
said, with any degree of reliability, that Leeper would have
been discharged absent his union and other protected, concerted
activity. Thus, I do not find that Respondent has made the
necessary showing.
Respondent has shown that some employees, with less than
90 days of service to Respondent, have been terminated for
missing all-store meetings. However, Respondent’s own rec-
ords reveal that other employees were not discharged for miss-
ing all-store meetings. For example, Caleb Dalton, an employ-
ee with a poor work record, was not discharged for missing an
all-store meeting. Additionally, employee Gabriela Hernandez
only had a conversation recorded in her development journal as
a result of missing an all-store meeting. As such, Respondent
has failed to demonstrate that it has consistently and non-
discriminatorily applied its disciplinary rules.
Additionally, as a result of Respondent’s noncompliance
with the subpoenas issued by the General Counsel and Charg-
ing Party, I have drawn an adverse inference that had Respond-
ent conducted a diligent search, it would have uncovered rec-
ords showing that other employees of Respondent had missed
all-store meetings and were not terminated. I further drew an
adverse inference that had Respondent diligently searched its
records, it would have found and produced records which
would not have supported its case, but would have instead sup-
ported the cases of the General Counsel and Charging Party.
The General Counsel made a prima facie case of discrimina-
tion under Wright Line by demonstrating that Leeper engaged
in union and other protected, concerted activity and that Re-
spondent had knowledge of these activities. The General
Counsel further established strong evidence of animus towards
Leeper’s union and other protected concerted activities. The
burden then shifted to Respondent to persuade by a preponder-
ance of the credible evidence that it would have taken the same
action in the absence of the protected conduct. Respondent has
failed to meet this burden. Therefore, I find that Respondent’s
discharge of Leeper violated Section 8(a)(3) and (1) of the Act,
as alleged.
F. Respondent’s Arguments
In its brief, Respondent argues that Leeper’s discharge did
not violate Section 8(a)(3) of the Act because the Union is not a
labor organization under the Act. I have already found that
Union is a statutory labor organization. However, if the Board
or courts should disagree with my finding on this point, I would
reach the same conclusion that Leeper’s discharge violated the
Act. I note that even if the Union is not a labor organization, I
have found that Leeper’s protected concerted activity in dis-
cussing wages with his coworkers was a motivating factor in
his discharge. The Board uses the analysis set forth in Wright
Line in analyzing mixed motive discharges under both Section
8(a)(3) and (1). Therefore, even if it is eventually determined
that the Union is not a labor organization under the Act, I find
that Leeper’s discharge independently violated Section 8(a)(1).
The remedy for an unlawful discharge is the same under Sec-
tion 8(a)(3) and (1). As such, my remedy and recommended
Order would remain unchanged.
Furthermore, Respondent’s reliance on Society to Advance,
324 NLRB 314, 315 (1997), in support of its argument that
after discrediting Respondent’s reasons for discharging Leeper,
a judge may not find that the real reason is antiunion animus, is
misplaced. Initially, I note that I have discredited Respondent’s
proffered reasons for terminating Leeper and I have found am-
ple evidence of animus toward Leeper’s union and other pro-
tected, concerted activity. In addition, Society to Advance is
distinguishable from the instant case. The Board in Society to
Advance stated, “having discredited the Respondent’s explana-
tions for its actions, the judge is entitled to infer there is another
reason, we note that ‘it does not necessarily follow that the real
reason was grounded in antiunion animus.’” 324 NLRB at 315,
quoting Precision Industries, 320 NLRB 661 (1996). The
Board in that case went on to state, “In the circumstances of
this case, where there is no other evidence of animus or unlaw-
ful conduct, and no direct evidence that the Respondent knew
of union activity . . . we are not willing to infer an antiunion
motivation based on [a] single, post-discharge statement of
opposition to unionization.” 324 NLRB at 315. However, in
the instant case, I have found numerous pre-discharge state-
ments by Healy and Wurdack demonstrating animus toward
Leeper’s union and other protected, concerted activity. For
example, Wurdack told Leeper that he let the store down, let
Chipotle down, and let his coworkers down when he engaged in
a strike in May 2013. I have further found that Healy told
Leeper not to bring this [union] stuff to Chipotle. Following
the August 2013 protest, Healy asked Leeper why he had to
make things so awkward. Healy further stated that because of
Leeper’s protesting, he was getting flack from Wurdack and
corporate. Closer to Leeper’s discharge, Healy and Goliday
both threatened Leeper for discussing a coworker’s higher
wages with other employees. Therefore, I find Respondent’s
reliance on Society to Advance misplaced.
Furthermore, I am unpersuaded by Respondent’s citation to
Merillat Industries, 307 NLRB 1301 (1992), in support of its
argument that even if the General Counsel establishes a prima
facie case of discrimination, the Board has found that a re-
spondent has successfully rebutted the prima facie case in “sim-
ilar cases involving a violation of company policy.” (R. Br. at
p. 26.) Initially, I note that in Merillat Industries the violation
involved stealing company property and attempting to conceal
the theft. 307 NLRB at 1302–1303. Furthermore, in Merillat
Industries, the respondent produced evidence of similar treat-
ment of other employees for very similar offenses. However, I
have found here that Respondent has failed to produce evidence
of similar treatment of other employees. Instead, I have found
that Respondent has produced evidence of employees with less
than 90 days’ tenure with Respondent being discharged for
missing an all-store meeting. On the other hand, evidence pro-
duced by Respondent regarding longer term employees Dalton
and Hernandez showed that they were not discharged for miss-
ing all-store meetings. Furthermore, I have drawn an adverse
inference against Respondent that had it conducted a diligent
search, it would have uncovered records showing that other
employees of Respondent had missed all-store meetings and
were not terminated. Therefore, I find Merillat Industries inap-
posite to the case at bar.
Respondent further asserted several affirmative defenses, in-
350
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
cluding an untimeliness defense under Section 10(b) of the Act,
in its answer to the complaint. I have rejected most of Re-
spondent’s affirmative defenses by my findings and conclu-
sions above. The proponent of an affirmative defense has the
burden of establishing it. Babcock & Wilcox Construction Co.,
361 NLRB 1127, 1140 (2014), citing Broadway Volkswagen,
342 NLRB 1244, 1246 (2004) (finding the burden on the party
raising an untimely charge defense under Section 10(b) of the
Act), enfd. 483 F.3d 628 (9th Cir. 2007). As Respondent pre-
sented no evidence supporting its other affirmative defenses,
including its 10(b) defense, at the hearing and the affirmative
defenses were not raised in Respondent’s brief, I will not ad-
dress them further.
CONCLUSIONS OF LAW
1. Respondent has been an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union has been a labor organization within the mean-
ing of Section 2(5) of the Act.
3. Respondent violated Section 8(a)(1) of the Act when it in-
terrogated its employees, told employees they could not talk
about their wages, threatened employees with unspecified re-
prisals if they talked about their wages or other terms and con-
ditions of employment, threatened employees with discharge if
they talked about their wages, and told employees they could
not talk about their wages, told employees that managers were
instructed to report employee discussions about wages, told an
employee to refrain from talking to union representatives, told
an employee to refrain from engaging in protected concerted
activity, and impliedly promised an employee increased wages
in order to discourage the employee from engaging in protected
concerted activities.
4. Respondent violated Section 8(a)(3) and 8(a)(1) of the
Act when it discharged Patrick Leeper.
5. By engaging in the unlawful conduct set forth in para-
graphs 3 and 4 above, Respondent has engaged in unfair labor
practices affecting commerce within the meaning of Section
8(a)(3) and (1), and Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I shall order it to cease and desist therefrom
and to take certain affirmative action designed to effectuate the
policies of the Act.
As part of the remedy in this case, the General Counsel has
requested that I order a responsible management official of
Respondent read the notice to assembled employees or have a
Board agent read the notice in the presence of a responsible
management official. The Board has broad discretion to fash-
ion a remedy to fully dissipate the coercive effect of unfair
labor practices. Casino San Pablo, 361 NLRB 1350, 1355–
1356 (2014). The Board may order extraordinary remedies
when a respondent’s unfair labor practices are “so numerous,
pervasive, and outrageous” that such remedies are necessary “to
dissipate fully the coercive effects of the unfair labor practices
found.” Federated Logistics & Operations, 340 NLRB 255,
257 (2003), quoting J. P. Stevens & Co., 417 F.2d 533, 539–
540 (5th Cir. 1969.) Although I have found numerous viola-
tions of the Act, I have found that they are more limited in their
nature and scope than those in the cases cited by the General
Counsel in support of his argument for a notice reading. There-
fore, I shall not require a notice reading as part of the remedy
for this case.
The Respondent, having discriminatorily discharged em-
ployee Patrick Leeper, must offer him reinstatement and make
him whole for any loss of earnings and other benefits. Backpay
shall be computed in accordance with F. W. Woolworth Co., 90
NLRB 289 (1950), with interest at the rate prescribed in New
Horizons, 283 NLRB 1173 (1987), compounded daily as pre-
scribed in Kentucky River Medical Center, 356 NLRB 6(2010).
Respondent shall file a report with the Social Security Ad-
ministration allocating backpay to the appropriate calendar
quarters. Respondent shall also compensate the discriminatee
for the adverse tax consequences, if any, of receiving one or
more lump-sum backpay awards covering periods longer than 1
year, Don Chavas, LLC d/b/a Tortillas Don Chavas, 361 NLRB
101 (2014).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended27
ORDER
The Respondent, Chipotle Services, LLC, a wholly owned
subsidiary of Chipotle Mexican Grill, Inc., St. Louis, Missouri,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Discharging or otherwise discriminating against any em-
ployee for engaging in protected concerted activity.
(b) Threatening employees with discharge for engaging in
protected concerted activity.
(c) Interrogating employees about their protected concerted
activity.
(d) Threatening employees with unspecified reprisals for
engaging in protected concerted activities.
(e) Telling employees they cannot talk about their wages.
(f) Telling employees to refrain from talking to a Union rep-
resentative.
(g) Telling employees to refrain from engaging in protected
concerted activities.
(h) Impliedly promising employees increased wages in order
to discourage employees from engaging in protected, concerted
activities.
(i) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of the Board’s Order, offer
Patrick Leeper full reinstatement to his former job or, if that job
no longer exists, to a substantially equivalent position, without
prejudice to his seniority or any other rights or privileges previ-
ously enjoyed.
27 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
CHIPOTLE SERVICES
351
(b) Make Patrick Leeper whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
him in the manner set forth in the remedy section of the deci-
sion.
(c) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful discharge of
Patrick Leeper, and within 3 days thereafter notify him in writ-
ing that this has been done and that the discharge will not be
used against him in any way.
(d) File a report with the Social Security Administration al-
locating backpay to the appropriate calendar quarters.
(e) Compensate Patrick Leeper for the adverse tax conse-
quences, if any, of receiving one or more lump-sum backpay
awards covering periods longer than 1 year.
(f) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment rec-
ords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(g) Within 14 days after service by the Region, post at its fa-
cility in St. Louis, Missouri copies of the attached notice
marked “Appendix.”28 Copies of the notice, on forms provided
28 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
by the Regional Director for Region 14, after being signed by
the Respondent’s authorized representative, shall be posted by
the Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. In addition to physical posting of paper
notices, the notices shall be distributed electronically, such as
by email, posting on an intranet or an internet site, and/or other
electronic means, if the Respondent customarily communicates
with its employees by such means. Reasonable steps shall be
taken by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the event
that, during the pendency of these proceedings, the Respondent
has gone out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at its
own expense, a copy of the notice to all current employees and
former employees employed by the Respondent at any time
since April 3, 2014.
(h) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”