363 NLRB 533
Babcock and Wilcox, Nuclear Operations Group, Inc.
BABCOCK & WILCOX NUCLEAR OPERATIONS GROUP, INC.
533
363 NLRB No. 50
Babcock & Wilcox, Nuclear Operations Group, Inc.
and International Brotherhood of Boilermakers,
Iron Shipbuilders, Blacksmiths, Forgers and
Helpers, Local #900. Case 08–CA–138022
December 3, 2015
DECISION AND ORDER
BY CHAIRMAN PEARCE AND MEMBERS MISCIMARRA
AND HIROZAWA
On December 31, 2014, the Regional Director for Re-
gion 8 issued a complaint and notice of hearing in this
case, alleging that Babcock & Wilcox, Nuclear Opera-
tions Group, Inc. (the Respondent) violated Section
8(a)(3) and (1) by disciplining employee Larry Stauffer
for engaging in union and/or protected concerted activi-
ties. The Respondent filed an answer admitting in part
and denying in part the allegations of the complaint and
asserting affirmative defenses.
On January 14, 2015, the Respondent filed with the
Board a motion to dismiss the complaint, arguing that the
Board should defer the complaint allegation to the par-
ties’ contractual grievance-arbitration procedure. The
General Counsel filed an opposition to the Respondent’s
motion, and the Respondent filed a reply. On March 12,
2015, the Board issued an order transferring the proceed-
ing to the Board and Notice to Show Cause why the mo-
tion should not be granted.
The Respondent and the
General Counsel each filed responses, and the Respond-
ent also filed a reply. International Brotherhood of Boil-
ermakers, Iron Shipbuilders, Blacksmiths, Forgers and
Helpers, Local #900 (the Union) filed no opposition to
the motion to dismiss or response to the Notice to Show
Cause.
For the reasons set forth below, we grant the Respond-
ent’s motion to dismiss.
The complaint alleges as follows. The Union has rep-
resented a unit of employees at the Respondent’s Barber-
ton, Ohio facility since 1956. The parties’ current collec-
tive-bargaining agreement is effective from May 1, 2013,
to April 30, 2017. On August 18, 2014, Stauffer, acting
in his capacity as a union steward, submitted, on behalf
of himself, a “Missed Overtime” form to his immediate
supervisor. Shortly after Stauffer submitted the “Missed
Overtime” form, Supervisor Dave McLaughlin ap-
proached him to discuss the situation. On September 11,
2014, Stauffer received a letter from the Respondent’s
superintendent, Jim Ingersoll, which stated the following:
On August 18, 2014, supervisor Dave McLaughlin met
with you on the production floor to explain why your
weekend overtime was cancelled. Your reaction to the
supervisor’s explanation was not appropriate or re-
spectful. This is the most recent situation where your
actions have been viewed as disrespectful toward peers
and people with positions of authority. This type of
approach is not acceptable and will not be permitted at
our facility. Please be advised that if there is a recur-
rence of this behavior in the future, you may be subject
to greater discipline, up to and including discharge. We
appreciate your passion and strong work performance,
but simply can’t have these outbursts occurring at our
facilities and disrupting our operations.
The complaint alleges that the Respondent, in violation of
Section 8(a)(3) and (1), issued this disciplinary letter to
Stauffer because he communicated a missed overtime claim
to the Respondent in his capacity as a union steward.
The parties’ collective-bargaining agreement contains
a grievance-arbitration procedure that culminates in the
following arbitration provision:
All differences, disputes, or grievances between the
Company and the Union pertaining to the terms of this
Agreement, that shall not have been satisfactorily set-
tled after following the grievance procedure as set forth
in Article 6 of this agreement, shall be submitted to an
Arbitrator whose written decisions shall be final and
binding upon both parties.
The parties’ collective-bargaining agreement states that
employees may challenge a discharge if they believe that it
was unjust, but it does not include a provision that directly
addresses unjust discipline.
However, the Respondent
claims that the parties have used the grievance-arbitration
procedure to process claims that an employee was disci-
plined without just cause where the discipline did not result
in discharge. Additionally, the Respondent claims that, in
the past 6 years, neither the Union nor any individual em-
ployee has alleged that the Respondent unlawfully disci-
plined an employee for engaging in protected concerted
activity or that the Respondent violated the Act in any other
manner. Further, the Respondent claims that, in the past 6
years, the Respondent and the Union have processed over
160 grievances through the grievance-arbitration procedure.
The General Counsel does not dispute any of these claims.
The Respondent contends that the unfair labor practice
allegation should be deferred to the grievance-arbitration
procedure provided for in the parties’
collective-
bargaining agreement. The General Counsel contends
that this matter is not appropriate for deferral because
there is a claim of employer animosity to the employees’
exercise of protected statutory rights, and the arbitration
clause does not clearly encompass the dispute at issue.
“The Board has considerable discretion to defer to the
arbitration process when doing so will serve the funda-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
534
mental aims of the Act.” Wonder Bread, 343 NLRB 55,
55 (2004). The Board finds prearbitral deferral appropri-
ate when the following factors are present:
[T]he dispute arose within the confines of a long and
productive collective-bargaining relationship; there is
no claim of employer animosity to the employees’ ex-
ercise of protected statutory rights; the parties’ agree-
ment provides for arbitration of a very broad range of
disputes; the arbitration clause clearly encompasses the
dispute at issue; the employer has asserted its willing-
ness to utilize arbitration to resolve the dispute; and the
dispute is eminently well suited to such resolution.
Id.; see also United Technologies Corp., 268 NLRB 557,
558 (1984); Collyer Insulated Wire, 192 NLRB 837, 842
(1971).1
Applying these factors, we agree with the Respondent
that deferral is appropriate. The parties have had a long
and productive collective-bargaining relationship, the
grievance-arbitration procedure provides for the arbitra-
tion of a very broad range of disputes, the Respondent
has asserted its willingness to utilize arbitration to re-
solve the dispute,2 and there is no indication that the dis-
pute is not eminently well suited to such resolution.
The single allegation that the Respondent violated Sec-
tion 8(a)(3) and (1) by issuing Stauffer a warning letter in
reprisal for engaging in protected union activity does not,
by itself, establish that there is a claim of employer ani-
mosity to employees’ exercise of protected statutory
rights. See, e.g., Clarkson Industries, 312 NLRB 349,
352 (1993) (“[T]he single 8(a)(1) allegation of a threat to
hold the union steward to a higher standard and the sin-
gle 8(a)(3) allegation of a discriminatory warning, are
not, by themselves, so egregious as to render the use of
the arbitration machinery unpromising or futile.”); Unit-
ed Technologies, supra at 557 (finding deferral appropri-
ate where the employer was alleged to have violated Sec.
8(a)(1) by threatening an employee “with disciplinary
action if she persisted in processing a grievance to the
second step”). The parties’ frequent use of the griev-
ance-arbitration procedure in the past 6 years indicates
1
The Board recently modified its prearbitral deferral standard in
Babcock & Wilcox Construction Co., 361 NLRB 1127, 1138–1139
(2014). However, the new standard applies only prospectively. See id.,
at 1139–1140. Therefore, it does not apply in this case, which was
pending at the time that Babcock & Wilcox, supra, was decided. Mem-
ber Miscimarra dissented from the new deferral standard articulated in
Babcock. Id., at 1140–1150 (Member Miscimarra, concurring in part
and dissenting in part). However, he concurred with the Babcock ma-
jority’s decision that the new standard would only be applied prospec-
tively. Id., at 1141.
2 The Respondent asserts that it is willing to waive any timeliness
objections or other procedural defenses to a grievance.
that its use in this case would not be unpromising or fu-
tile.
The General Counsel argues that the Board does not
defer cases that involve an allegation that the employer
discriminated against an employee while that employee
was acting in his or her capacity as a union steward.
Although the Board has been reluctant to defer under
circumstances that raise concerns about the fairness or
availability of the grievance procedure,3 there is no per se
rule regarding deferral of such cases. To the contrary,
the Board has deferred cases involving alleged discrimi-
nation against union stewards where it was satisfied that
the parties’ grievance procedure “[could] reasonably be
relied upon to function properly and to resolve the cur-
rent disputes fairly.” United Aircraft Corp., 204 NLRB
879, 879 (1972), review denied sub nom. Machinists
Lodges 700, 743, 1746 v. NLRB, 525 F.2d 237 (2d Cir.
1975); see also United Beef Co., 272 NLRB 66 (1984);
United Technologies, supra.
Although the parties’ collective-bargaining agreement
lacks language that expressly provides for the resolution
of claims of unjust discipline less than discharge, the
Respondent states, and neither the General Counsel nor
the Union disputes, that in the past, the parties have used
the grievance-arbitration procedure to process claims of
unjust discipline less than discharge. In E. I. Du Pont &
Co., 293 NLRB 896 (1988), the Board found that be-
cause the union and the employer had previously pro-
cessed a work-assignment dispute through their con-
tract’s grievance-arbitration procedure, the parties “both
consider[ed] issues regarding work assignment to be sub-
ject to the grievance-arbitration process, notwith-
standing the absence of specific contractual language.”
Id. at 897.4 Similarly here, the fact that the Respondent
3
Member Hirozawa notes that the Board has declined to defer
where an employer has attempted to thwart a union steward’s pursuit of
grievances, finding that such conduct “strikes at the foundation of that
grievance and arbitration mechanism upon which we have relied in the
formulation of our Collyer doctrine.” Joseph T. Ryerson & Sons, Inc.,
199 NLRB 461, 462 (1972) (declining to defer an allegation “that a
respondent has sought, by prohibited means, to inhibit or preclude
access to the grievance procedures”). Accord: Ram Construction Co.,
228 NLRB 769, 774 fn. 18 (1977), enfd. sub nom. Lastooka v. NLRB,
566 F.2d 1169 (3rd Cir. 1977); Wabash Asphalt Co., 224 NLRB 820,
823 (1976) (applying Ryerson in circumstances where employees
sought to enforce their collective bargaining rights but never formally
invoked the grievance procedure). Cf. United Technologies, supra at
560 fn. 21 (distinguishing Ryerson and Wabash based on “‘the exist-
ence of a workable and freely resorted to grievance procedure’” (quot-
ing Postal Service, 210 NLRB 560, 560 fn. 1 (1974)).
4 The Board also observed that “arbitrators frequently find that cus-
toms and past practices may become part of the ‘law of the shop’ and
thus enforceable through arbitration, even if they are not a part of the
written contract, and the Supreme Court has recognized arbitrators’
BABCOCK & WILCOX NUCLEAR OPERATIONS GROUP, INC. 535
and the Union have previously used the grievance-
arbitration procedure to process claims of unjust disci-
pline less than discharge indicates that they both consider
such disputes to be subject to the grievance-arbitration
process. Accordingly, as the Board stated in E. I. Du
Pont, supra, the “likelihood” that the dispute at issue here
is “arbitrable is sufficiently great that the absence of spe-
cific contract language on the subject should not preclude
deferral.” Id.
For the above reasons, we find that deferral is appro-
priate, and we shall grant the Respondent’s motion to
dismiss the complaint.
authority to do so,” citing Steelworkers v. Gulf Navigation, 363 U.S.
574, 581–582 (1960). Id.
ORDER
IT IS ORDERED that the complaint is dismissed.
The
Board retains jurisdiction of this proceeding for the lim-
ited purpose of entertaining an appropriate and timely
motion for further consideration upon a proper showing
that either (a) the dispute has not, with reasonable
promptness after the issuance of this Order, either been
resolved by amicable settlement in the grievance proce-
dure or submitted promptly to arbitration, or (b) the
grievance or arbitration procedures have not been fair
and regular or have reached a result that is repugnant to
the Act.