364 NLRB 1008
Verizon California Inc.
1008
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
364 NLRB No. 79
Verizon California, Inc. and Communications Work-
ers of America, Local 9588, AFL–CIO. Case 21–
CA–039382
August 19, 2016
DECISION AND ORDER REMANDING
BY CHAIRMAN PEARCE AND MEMBERS HIROZAWA
AND MCFERRAN
The issue in this case is whether deferral to an arbitra-
tion award is appropriate pursuant to Spielberg Mfg. Co.,
112 NLRB 1080 (1955), and Olin Corp., 268 NLRB 573
(1984).1 We find, contrary to the judge, that deferral is
not appropriate.2 Accordingly, we shall remand this pro-
ceeding to the Region for further appropriate action.
I. OVERVIEW
Employee Bryan Rodriguez was suspended for insub-
ordination for refusing to continue a telephonic interview
after his Weingarten3 request for union representation
was denied. Rodriguez grieved his suspension, and an
arbitrator found that Rodriguez was not entitled to
Weingarten representation because his belief that disci-
pline might result from the questioning was “unreasona-
ble, considering all of the facts as presented.” Accord-
ingly, the arbitrator found that Rodriguez was suspended
for just cause. Applying Spielberg Mfg. Co., supra, and
Olin Corp., supra, the judge deferred to the arbitration
award, finding that the arbitrator’s decision was “suscep-
tible of an interpretation consistent with the Act.” The
General Counsel and the Union except, arguing that de-
ferral was not appropriate because the arbitrator misap-
plied Weingarten and therefore the award was palpably
wrong and repugnant to the Act.
II. FACTS
Rodriguez, a field technician II working out of the Re-
spondent’s Pomona, California yard, installs and repairs
customer communications equipment and systems. His
1 In Babcock & Wilcox Construction Co., 361 NLRB 1127 (2014),
the Board modified its post-arbitral deferral standards in Sec. 8(a)(3)
and (1) cases, but decided to apply its new standards prospectively
only. Thus, the Spielberg/Olin standards are applicable to this case.
2 On March 20, 2014, Administrative Law Judge Mary Miller Cra-
craft issued the attached decision. The General Counsel and the Charg-
ing Party each filed exceptions and a supporting brief, and the Re-
spondent filed an answering brief. The General Counsel filed a reply
brief, which the Charging Party joined.
The National Labor Relations Board has delegated its authority in
this proceeding to a three-member panel.
The Board has considered the decision and the record in light of the
exceptions and briefs and has decided to affirm the judge’s rulings,
findings, and conclusions only to the extent consistent with this Deci-
sion and Order Remanding.
3 NLRB v. J. Weingarten, Inc., 420 U.S. 251, 256–257 (1975).
immediate supervisor is Pomona yard Local Manager
Brenda Cooper.
The Respondent’s work rules provide that field techni-
cians are required to call their local manager if a job
takes more than 1.8 hours to complete. The rules further
provide that “[a]ll the above work rules are to be fol-
lowed by all employees in the Gateway District. Failure
to adhere to these rules could subject you to disciplinary
action up to and including termination.” Rodriguez re-
ceived a copy of that document in January 2010. The
parties’ collective-bargaining agreement also provides
that disciplinary action may be taken if more than two
work rule infractions are identified through GPS reports.4
On June 2, 2010, Rodriguez was placed on a perfor-
mance improvement plan (PIP) that included several
targeted objectives. Among those objectives were (1) a
requirement that Rodriguez improve productivity (jobs
per day or JPD), and (2) a requirement that Rodriguez
follow all work rules and contact his manager on all
long-duration jobs, i.e., jobs that take more than 1.8
hours to complete.5 The PIP’s “action plan” required
Rodriguez to contact Cooper on any “long-duration”
ticket, and further provided that Rodriguez’s perfor-
mance would be measured daily and that immediate im-
provement was expected. The PIP also provided for fur-
ther corrective action, up to and including dismissal, for
failure to meet expectations in the future.
On June 3, the PIP having only just been imposed,
Cooper counseled Rodriguez regarding his failure to call
her when he was working on a long-duration job the pre-
vious day.6 Cooper told him that, pursuant to the work
rules and PIP, he was required to call to let her know that
he had a long-duration ticket. Rodriguez testified that
Cooper said that “it’s an expectation and a directive. . . .
If I don’t follow any of those guidelines, it could lead to
discipline up to termination.”
On the morning of June 8, Cooper had a 45-minute
discussion with Rodriguez during which she questioned
him at length about his “stops and everything from the
day before.” Rodriguez testified that he was “upset that
she was constantly harassing [him] every day.” That
afternoon, Rodriguez worked a long-duration job but did
4 The Respondent uses GPS to track its technicians when they are
out on jobs.
5 In 2009, Rodriguez had been placed on a similar PIP to improve
his productivity. Although Rodriguez did not achieve the productivity
goals in that PIP, the PIP was terminated when Rodriguez showed some
improvement. The 2009 PIP stated, “Move to steps of discipline if
required improvement is not met.”
6 Cooper testified that counseling, discussing, and coaching all mean
talking to the employee and are not considered to be disciplinary ac-
tions.
VERIZON CALIFORNIA, INC.
1009
not call in. Cooper already knew that Rodriguez would
be working that job, however, and an extra ticket had
been written to cover it.
Nevertheless, because of the PIP and his previous June
3 counseling and June 8 discussion, Rodriguez was con-
cerned that he might be disciplined because of the dura-
tion of the June 8 job and his failure to call in. He con-
tacted the Union and arranged to meet with a union rep-
resentative before work on June 9. That morning, the
representative instructed Rodriguez about his Weingarten
rights. Later that day, Cooper was preparing a summary
(SABIT) report for June 8 and noted from GPS infor-
mation that Rodriguez made two stops before arriving at
the previously arranged long-duration call. To complete
the report, Cooper needed an explanation for the two
stops, and she left a message for Rodriguez to call her.
Rodriguez returned the call 5 minutes later and Cooper
asked him to explain the stops. Rodriguez responded
that he did not feel comfortable discussing the matter
without a union representative, but Cooper refused to
permit a union representative to be present or participate
in the conversation. When Rodriguez continued to re-
fuse to answer, she directed him to return to the yard. At
the yard, she suspended Rodriguez for 1 day for refusing
to answer questions about the job ticket.
Cooper testified on direct examination that she had
simply wanted an explanation for the two stops and that
she frequently called technicians, including Rodriguez,
for explanations needed to complete her daily reports.
Cooper’s contemporaneous notes state, however, that she
also wanted Rodriguez to explain the long-duration job
pursuant to the PIP.7 On cross-examination, Cooper tes-
tified that she told Rodriguez that “the reason for the call
was because of the jobs per day and the one ticket that
took 5.7 hours.” Cooper conceded that she did not tell
Rodriguez that the conversation would not lead to disci-
pline. Rodriguez testified that he had received these calls
in the past and had not been disciplined, but he was con-
cerned this time because he was on the PIP and had al-
ready been warned on June 3 about the failure to call in.
On June 11, 2010, the Union filed a charge alleging
that the Respondent unlawfully denied Rodriguez his
Weingarten right to union representation during the in-
terview with Cooper. The Region initially deferred fur-
7 Cooper’s notes state: “Called Bryan to review 6/8 JPD (1) ticket
5.7 hr 12:00 pm–5:42. Bryan stated he didn’t feel comfortable talking
to supervisor without union rep. Explained to Bryan this is the detail I
need for my SABIT call + he needs to explain long duration tickets as
stated on PIP/work rules. Bryan said he was instructed by Union D.
Goodwin not to talk to me without a union rep. I denied to involve
union when getting details of long duration ticket—just normal conver-
sation. . . .”
ther processing of the charge pursuant to Collyer Insulat-
ed Wire, 192 NLRB 837 (1971), and on January 17 and
February 16, 2012, the Respondent and the Union arbi-
trated the grievance.
III. THE ARBITRATOR’S AWARD
In finding just cause for the suspension, the arbitrator
stated:
This case is fairly straightforward and really must be
determined based on the “rule of reasonableness.”
Here, the Union’s argument is that whenever an em-
ployee subjectively believes that a discussion with
Management could result in discipline, then he has a
right to Union representation. In its extreme, this could
mean every employee, at all times, when receiving a
communication, whether orally or in writing, from a
supervisor or manager could refuse to respond. Some
employees, perhaps have such a “guilt complex” that
they unreasonably believe that discussion could result
in discipline. Here, Cooper’s testimony was too credi-
ble and believable regarding her attempt to obtain ob-
jective information with regard to her report-writing re-
sponsibilities. While in fact, discipline can result in
discussions with employees, that does not give rise to
an obligation by Management or a right by employees
to have Union representation. The Weingarten criteria
and standards are laid out in the detailed exposition of
Arbitrator William Petrie in [the Walker award8] that
the Undersigned adopts his rationale and discussion
specifically regarding Weingarten and attaches it to this
award so that the reader, whether the parties or NLRB
representatives, can incorporate his reasoning in their
analysis as well.
In summary of his conclusions on this matter, the Un-
dersigned believes the Company exercised its rights
reasonably in denying Rodriguez Union representation
when Cooper was soliciting information from him re-
garding his long-duration job. The expectation that he
might be disciplined as a result of Cooper’s inquiry was
unreasonable, considering all of the facts as presented.
The grievance will be denied.
8 The Respondent introduced into the arbitral record an arbitration
award, the Walker award, involving employee Wanda Walker, who had
been suspended for insubordination for refusal to participate in an
investigatory meeting without a Weingarten representative. In that
case, the arbitrator concluded, based on credibility determinations, that
the employee did not have an objectively based, reasonable belief that
participation in the requested meeting could have led to discipline. The
Walker arbitrator credited the manager’s testimony that she specifically
informed the employee that no disciplinary action would be taken as a
result of the questioning.
1010
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
The Region issued a complaint alleging a Weingarten
violation and an unlawful suspension in violation of Sec-
tion 8(a)(3) and (1) of the Act. The complaint alleged
that the award was “repugnant to the Act [because] the
arbitrator misapplied or incorrectly enunciated statutory
principles as well as failed to consider fully the import of
discriminatee-Rodriguez’s PIP on the issues before him.”
In lieu of a hearing, the judge granted the Respondent’s
motion to adopt the record in the arbitration proceeding
and allow the parties to brief the deferral issue.
IV. JUDGE’S DECISION
The judge dismissed the complaint, finding that defer-
ral was appropriate. Applying the Spielberg/Olin stand-
ards, the judge concluded that the award was not repug-
nant to the Act because it was “susceptible of an interpre-
tation consistent with the Act.”
Although the judge recognized that the General Coun-
sel and the Union made a “solid argument for finding an
objectively based reasonable belief that discipline could
result” based on the PIP and Cooper’s failure to state that
no discipline would result from the questioning, she con-
cluded that the award was nonetheless susceptible to an
interpretation consistent with the Act. In so concluding,
the judge relied in part on the arbitrator’s crediting of
Cooper’s testimony. She found that “the award may be
understood to find that Rodriguez’ belief that discipline
might result was unreasonable because the entire tenor of
Cooper’s credited testimony is that she only wanted the
information about two stops shown by GPS in order to
complete an internal report” and that the “GPS infor-
mation she sought had nothing to do with Rodriguez’ PIP
or his prior warning.”
V. ANALYSIS
The Board will defer to an arbitration award under
Spielberg when (1) the proceedings appear to have been
fair and regular, (2) all parties have agreed to be bound
by the award, (3) the arbitrator considered the unfair la-
bor practice issue that is before the Board, and (4) the
decision of the arbitrator is not clearly repugnant to the
purposes and policies of the Act. In Olin, the Board clar-
ified that an arbitrator has adequately considered the un-
fair labor practice issue if (1) the contractual issue is fac-
tually parallel to the unfair labor practice issue, (2) the
arbitrator was presented generally with the facts relevant
to resolving the unfair labor practice, and (3) the decision
is susceptible to an interpretation consistent with the Act.
Smurfit-Stone Container Corp., 344 NLRB 658, 659–660
(2005), citing Olin, supra, 268 NLRB at 574. An arbitra-
tor’s award will not be found repugnant merely because
the award is not totally consistent with Board precedent.
It will, however, be found repugnant if it is “palpably
wrong” or not susceptible to an interpretation consistent
with the Act. Olin, supra, 268 NLRB at 574.9 Under
Olin, the burden is on the party opposing deferral to
demonstrate that the standards for deferral have not been
met. 268 NLRB at 574, 575.
The parties agree, and the judge found, that the first
three Spielberg/Olin factors were met in this case. Thus,
this case turns on whether the arbitrator’s award is re-
pugnant to the Act, i.e., not susceptible to an interpreta-
tion consistent with the Act or “palpably wrong.”
A.
In arguing against deferral, the General Counsel and
the Union rely on the arbitrator’s failure to consider the
impact of the PIP, which expressly stated that further
work rule violations could lead to discharge, and the fact
that Rodriguez had already been counseled twice, recent-
ly, about his failure to follow the dictates of the PIP.
They contend that the PIP and those counselings are crit-
ical facts that rendered the Respondent’s questioning of
Rodriguez about his long-duration jobs more than merely
investigatory, and caused Rodriguez to reasonably be-
lieve that discipline might ensue.
The General Counsel and the Union further contend
that the arbitrator erred in focusing on Cooper’s intention
in questioning Rodriguez, not on how Rodriguez would
reasonably perceive the questioning. The arbitrator cred-
ited and relied on Cooper’s testimony that her telephone
call to Rodriguez was intended solely to obtain infor-
mation about stops he made on the day in question, and
was not for the purpose of ascertaining why he did not
call in on the long-duration job or otherwise comply with
the PIP. Cooper’s contemporaneous notes of the conver-
sation, however, show that she called Rodriguez in part
to ask him to explain the long-duration ticket, as his PIP
required. The General Counsel and the Union argue that
the arbitrator erred by ignoring the fact that Cooper was
attempting to ascertain, through her questioning of Ro-
driguez, whether he was complying with the PIP. The
General Counsel argues that “this conversation was pre-
cisely the type of investigatory interview to which
Weingarten rights would attach, since there was abun-
dant evidence that the conversation was ‘sufficiently
linked to a real prospect of discipline.’”
The General Counsel further points out that
Weingarten requires “reasonable belief” to be measured
by “objective standards, under all the circumstances of
9 See also Smurfit-Stone Container Corp., supra, 344 NLRB at 660;
Aramark Services, 344 NLRB 549, 550 (2005); Motor Convoy, 303
NLRB 135, 137 (1991); Dennison National Co., 296 NLRB 169, 170
(1989); Postal Service, 275 NLRB 430, 432 (1985).
VERIZON CALIFORNIA, INC.
1011
the case.” 420 U.S. at 257 fn. 5. The General Counsel
contends that the arbitrator, by ignoring objective factors
such as the import of the PIP and the recent counselings,
and by mischaracterizing Cooper’s phone call as a mere
“attempt to obtain objective information with regard to
her report-writing responsibilities,” misapplied the facts
and the law and reached a conclusion that cannot be sup-
ported by any reasonable interpretation of the Act.
The Respondent argues that the arbitrator’s award was
not repugnant to the Act. The Respondent claims that
the General Counsel and the Union “seek to substitute
their own viewpoint for the Arbitrator’s factual conclu-
sions, witness credibility determinations, and holding
that Rodriguez did not have a reasonable belief that dis-
cipline would result from participating in a routine con-
versation with his supervisor.” The Respondent further
contends that the deferral standards were met because the
arbitrator clearly enunciated the correct Weingarten prin-
ciples by referring to and incorporating the explanation
from a similar arbitration award, and he correctly applied
the objective standard to a fact-specific inquiry.
B.
The issue before the Board at this time is whether de-
ferral is appropriate, and the General Counsel must show
that the award is repugnant to the Act. The fact that the
Board may disagree with an arbitrator’s decision is not a
sufficient basis for finding the decision repugnant to the
Act. Kvaerner Philadelphia Shipyard, 347 NLRB 390,
391 (2006); Smurfit-Stone Container, supra, 344 NLRB
at 659–660. As stated above, under the Olin standard,
there is no requirement that the arbitration award be to-
tally consistent with Board precedent. Andersen Sand &
Gravel Co., 277 NLRB 1204, 1205 (1985); Martin Redi-
Mix, 274 NLRB 559, 559 (1985). But when an award is
not even susceptible to an interpretation consistent with
the Act, the Board will not defer to it.10
10 For example, in 110 Greenwich Street Corp., 319 NLRB 331,
334–335 (1995), the employer disciplined two employees after they
parked in front of the building where they worked and displayed signs
in their car windows complaining about the employer’s failure to pay
them in a timely manner. The Board adopted the judge’s refusal to
defer to the arbitrator’s award because the arbitrator’s finding that the
display of placards justified the discipline was “misguided” and the
award was “not susceptible to an interpretation that is consistent with
the employees’ rights to engage in concerted activity under Section 7.”
See also Postal Service, 332 NLRB 340, 343–344 (2000), enfd. 25
Fed.Appx 41 (2d Cir. 2001) (finding deferral inappropriate where em-
ployees were terminated for “insubordination” when they engaged in a
protected, concerted refusal to work overtime); Key Food Stores, 286
NLRB 1056, 1072 (1987) (finding deferral inappropriate where arbitra-
tor upheld discharge of union steward who refused to stop processing
grievances during working hours; Board found award repugnant be-
cause the discharge was based directly on the steward’s protected con-
Applying this standard, the Board has refused to defer
to an arbitrator’s misapplication of Weingarten. In
Ralphs Grocery Co., 361 NLRB 80, 80 fn. 1; 4–8 (2014),
an arbitrator found that an employee who refused to take
a drug and alcohol test without consulting his requested
Weingarten representative had not been unlawfully de-
nied his Weingarten rights. The judge found that the
arbitrator “clearly erred” in finding that the employee
was not entitled to consult with a union representative
before submitting to the drug test. The judge analyzed
Board cases dealing with Weingarten rights and drug
testing and found that the arbitrator had erroneously dis-
tinguished them. The judge acknowledged that the
Board does not require the award to be “totally consistent
with Board precedent,” but he found that “in this in-
stance, the arbitrator’s decision was totally inconsistent
with Board precedent, and cannot reasonably be inter-
preted consistent with the fundamental purposes of the
Act.” 361 NLRB 80, at 87. The judge observed that the
employee had an objectively reasonable belief that his
employer’s investigation and request to take a drug test
could put his job in jeopardy. Accordingly, he found that
deferral was inappropriate. The Board agreed.
In this case, too, the arbitrator’s award simply cannot
be reconciled with Weingarten. The evidence presented
at the arbitration hearing shows that the Respondent ex-
pressly warned Rodriguez on several occasions during
the week leading up to the conversation at issue that
working on long-duration calls without calling his local
manager (Cooper) was a violation of the work rules and
could result in discipline up to termination. There is no
dispute that on June 8, Rodriguez worked on a long-
duration job without calling Cooper. According to
Cooper’s contemporaneous notes, she contacted Rodri-
guez on June 9 to specifically question him about the
June 8 long-duration job, not merely about the GPS-
reported stops that he made before that job. And the ar-
bitrator recognized that “Cooper was soliciting infor-
mation from [Rodriguez] regarding his long-duration
job.” Nonetheless, when Rodriguez requested represen-
tation, Cooper did not inform him that discipline would
not result from his answers to her questions.
The arbitrator, by focusing on Cooper’s subjective in-
tent and failing to recognize the significance of the PIP
and recent counselings in evaluating how a reasonable
certed activity); Garland Coal & Mining Co., 276 NLRB 963, 965
(1985) (finding deferral inappropriate where arbitrator found president
of local union (and chairman of the grievance and safety committees)
insubordinate when, in support of the union’s interpretation of the
collective-bargaining agreement, he refused a supervisor’s order to sign
a memo).
1012
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
employee would perceive the situation, misapplied the
principles set forth in Weingarten and its progeny. Even
assuming that Cooper was only intending to ask about
the stops shown on GPS, an intention belied by her con-
temporaneous notes, Cooper’s subjective intentions are
irrelevant. The focus of a proper Weingarten analysis is
the objective evidence: the PIP and the prior counselings
(which warned that further work rule violations would
result in discipline) and Cooper’s failure to inform Ro-
driguez that the interview would not lead to discipline.
An examination of those facts under the proper stand-
ard—from the point of view of a reasonable employee
rather than the supervisor—requires a finding that Rodri-
guez’s belief that discipline might result from the inter-
view was reasonable under all the circumstances.
Thus, the arbitrator’s finding that Rodriguez was not
entitled to Weingarten representation because his fear of
discipline was not reasonable is “palpably wrong.” Ac-
cordingly, we find, contrary to the judge, that deferral is
not appropriate.11
ORDER
This proceeding is remanded to the Regional Director
for further appropriate action.
Ami Silverman, Esq., for the General Counsel.
William J. Dritsas, Esq., and Kamran Mirrafati, Esq., for the
Respondent.
Judith G. Belsito, Esq., and David A. Rosenfeld, Esq., for the
Charging Party.
DECISION
MARY MILLER CRACRAFT, Administrative Law Judge: The
stipulated record in this case presents the issue of whether de-
ferral to an underlying arbitration award is appropriate pursuant
to Spielberg Mfg. Co., 112 NLRB 1080 (1955), and Olin Corp.,
268 NLRB 573 (1984), the cases which set forth the Board’s
current standards for postarbitral deferral.1 I find that deferral
is appropriate under those standards because the arbitrator’s
decision is susceptible of an interpretation consistent with the
Act.
PROCEDURAL HISTORY
On June 11, 2010, Communication Workers of America, Lo-
cal 9588, AFL–CIO (the Union), filed an unfair labor practice
charge asserting that Verizon California, Inc. (the Respondent)
11 In his brief in support of exceptions, the General Counsel requests,
if the Board decides not to defer, that the “matter be set for a de novo
hearing on the merits of the case.” Accordingly, we shall remand this
proceeding to the Region for further appropriate action.
1 On February 7, 2014, the Board invited filing of briefs by parties
and amici in Babcock & Wilcox Construction Co., 28–CA–022625,
pending before the Board on exceptions to Administrative Law Judge
Jay R. Pollack’s decision, JD(SF)-15-12, to consider, inter alia, whether
the Board should adhere to, modify, or abandon the current standards
for post-arbitral deferral in 8(a)(1) and (3) cases.
unlawfully denied employee Brian Rodriguez his Weingarten2
right to union representation at an investigatory interview
which he reasonably believed might result in discipline. Rodri-
guez was suspended for 1 day for insubordination when he
refused to continue the interview without union representation.
Initially the Region administratively deferred the charge to
arbitration.3 On January 17 and February 16, 2012, Respondent
and the Union arbitrated the grievance before a neutral arbitra-
tor. The arbitral award, issued on April 7, 2012, concluded
there was good cause for the suspension. Categorizing the arbi-
tral award as “repugnant to the Act,”4 on December 31, 2012,
the region issued a complaint and on February 19, 2013, an
amended complaint, alleging a Weingarten violation of Section
8(a)(1) and (3). Respondent timely filed answers to the com-
plaint and amended complaint admitting and denying various
allegations.
In lieu of a hearing, on November 21, 2013, Respondent
moved to adopt the record in the arbitration proceeding and
allow the parties to brief the deferral issue. By order of Decem-
ber 12, 2013, I granted the motion. On January 21, 2014, the
parties entered into and submitted a stipulation of facts on the
deferral issue and on February 14, 2014, the parties submitted
their briefs on the deferral issue.
On the entire record and after considering the briefs filed by
counsel for the General Counsel, counsels for the Charging
Party, and counsels for the Respondent, I make the following
findings of fact and conclusions of law.
FINDINGS OF FACT
JURISDICTION AND LABOR ORGANIZATION STATUS
Respondent is a corporation with offices and places of busi-
ness located at 1400 E. Phillips Blvd., Pomona, California and
other locations. It is engaged in providing telephone communi-
cations and related services. Annually, Respondent derives
gross revenues in excess of $100,000 and purchases and re-
ceives goods at its Pomona facility valued in excess of $5000
directly from points outside the State of California. Respondent
admits and I find that it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
Respondent admits and I find that the Union is a labor organi-
zation within the meaning of Section 2(5) of the Act. Thus I
find that this dispute affects commerce and that the Board has
jurisdiction of this case pursuant to Section 10(a) of the Act.
THE ARBITRATION HEARING
Testimony at the hearing established that Rodriguez, a field
technician II working from the Respondent’s Pomona Califor-
nia yard, installs and repairs customer communications equip-
ment and systems. His immediate supervisor is Pomona yard
local manager Brenda Cooper.
2 NLRB v. J. Weingarten, Inc., 420 U.S. 251, 256–257 (1975).
3 See Collyer Insulated Wire, A Gulf & Western Systems Co., 192
NLRB 837 (1971), and United Technologies Corp., 268 NLRB 557
(1984).
4 See Spielberg, supra, 112 NLRB at 1082; Olin, supra, 268 NLRB
at 574–574.
VERIZON CALIFORNIA, INC.
1013
June 2 PIP: On June 2, 2010,5 Rodriguez was placed on a
performance improvement plan (PIP) which included various
targeted objectives. One objective was a requirement that he
improve productivity (JPD or jobs per day) and another was
that he contact his manager on all long-duration jobs, that is,
jobs which require over 1.8 hours to complete. The purpose of a
PIP, according to Cooper, is to bring an employee up to objec-
tives such as number of jobs per day. In her team of 17 techni-
cians, 6 of them were on PIPs.6 In 2009, Rodriguez was placed
on a PIP to improve his productivity. Cooper took him off the
PIP when she saw some improvement although Rodriguez did
not achieve the PDA set for him in the 2009 PIP.
June 3 failure to call in on long-duration job: In any event,
with the June 2010 PIP in place, on June 3, Cooper counseled7
Rodriguez regarding failure to call her when he was working on
a long-duration job the prior day. Rodriguez recalled the coun-
seling:
I got called in with a union rep and I didn’t call [Cooper] on
the June 2nd to let her know that I had a long-duration ticket,
so this basically tells me – she notified me anything that takes
me two hours or longer, it’s an expectation and a directive. . . .
If I don’t follow any of those guidelines, it could lead to disci-
pline up to termination.
Forty-five minute discussion with Cooper on morning of
June 8: Rodriguez testified that Cooper questioned him at
length during the morning of June 8 about “my stops and every-
thing from the day before [June 7]. . . . I was upset that she was
constantly harassing me every day. I mean, I came in that
morning to order shirts just like everybody else and I stayed
over 45 minutes just to answer questions. So honestly, I didn’t
want to talk to her.”
Rodriguez’ long-duration job of June 8: After spending 45
minutes with Cooper in the morning of June 8, Rodriguez
worked a long-duration job that afternoon. Cooper knew that
Rodriguez would be on this long job and an extra ticket was
written to cover the long-duration job. Rodriguez did not call in
during the June 8 long-duration job.
Before work on June 9, Rodriguez is instructed by the Union
regarding Weingarten right: Rodriguez, concerned about how
long the job on June 8 took and his failure to call Cooper, met
with a union representative before work the following morning
and received information about his Weingarten right which he
understood to mean: “[I]f I felt that a conversation with man-
agement or a local manager could lead to discipline, that I had a
right to ask for union representation.”
Rodriguez asserts his Weingarten right during a phone call
with Cooper on June 9: On June 9, Cooper noted that her su-
pervisor summary report (SABIT report) for June 8 contained
GPS information that Rodriguez made two stops before arriv-
5 All further dates are in 2010 unless otherwise referenced.
6 Rodriguez was on a prior PIP in 2009 which had a production nota-
tion, “Move to steps of discipline if required improvement is not met.”
The 2010 PIP did not have such a notation.
7 According to Cooper, counseling, discussing, and coaching all
mean basically talking to the employee and are nondisciplinary actions.
ing at the previously arranged long-duration call. Cooper need-
ed an explanation for the two stops that Rodriguez made.
Cooper left a message for Rodriguez around 1:45 p.m. request-
ing that he call her. Rodriguez returned the call 5 minutes later.
Cooper asked Rodriguez to explain the stops he made prior to
arrival at the long-duration job the previous day and Rodriguez
responded that he did not feel comfortable discussing the matter
without a Union representative.
From Cooper’s perspective, she just wanted an explanation
for the two stops before the long-duration stop of June 8. She
testified that she frequently called technicians on her team,
including Rodriguez, for explanations which she needed to
complete her daily reports. Rodriguez agreed that he had these
calls on many occasions and was not disciplined but this time
he did not want to answer because he had already been warned
on June 3 about failure to call in. Rodriguez admitted, though,
that Cooper did not ask him about failure to call in. Her ques-
tions were about the two stops and about the total length of the
job. In any event, Cooper told Rodriguez that she just needed to
know what those stops were so she could complete her report.
Rodriguez responded that he had been told by the Union not to
talk to Cooper.8
Cooper agreed that she did not tell Rodriguez that the con-
versation would not lead to discipline. Cooper took both con-
temporaneous notes and later completed a more formal note-
book entry regarding the conversation with Rodriguez. The
contemporaneous notes state, “don’t feel comfortable talking to
supervisor,” “won’t talk to me,” “refused w/o union,” and “de-
nied to involve union.” Cooper’s later notes regarding the con-
versation are more detailed and state in part,
Called [Rodriguez] to review 6/8 JPD (1) ticket . . . [Rodri-
guez] stated he didn’t feel comfortable talking to supervisor
without union rep. Explained to [Rodriguez] this is the detail I
need for my SABIT call + he needs to explain long duration
tickets as stated on PIP/works. [Rodriguez] stated he was in-
structed by Union D. Goodwin not to talk to me without a un-
ion rep. I denied to involve union when getting details of a
long duration ticket – just normal conversation.
Cooper suspends Rodriguez for insubordination: Cooper tes-
tified that she had conducted investigatory interviews which
might lead to discipline and her practice was to call the Union
herself before conducting the meeting. She recalled such an
incident in 2010 involving Rodriguez. However, on June 9,
Cooper told Rodriguez that his refusal to answer her question
constituted insubordination. She requested that Rodriguez re-
turn to the yard where she would have a union representative
present. When Rodriguez returned to the yard later on June 9,
Cooper suspended him for 1 day for insubordination for refusal
to explain information on a job ticket. Cooper’s notes of the
8 Rodriguez was asked whether subjectively he was concerned about
the PIP when he contacted the Union on June 9. His testimony is
somewhat confusing on this point in that he initially said he was not
and then said he was. However, in his view the PIP was a disciplinary
action. Chief Steward Bonilla, who met with Rodriguez early on June 9
and told him about his Weingarten rights, described Rodriguez as dis-
traught.
1014
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
suspension meeting reflect she reiterated he was being sus-
pended for refusal to answer questions about a job without a
union representative. The suspension letter states in part,
In the afternoon of June 9, 2010 you were contacted by man-
agement for information on a job ticket from June 8, 2010.
You responded to your manager that you would not speak to
management without a union representative present. You
were informed that this was not an investigation or discipli-
nary meeting; management was questioning only what you
did on the job ticket from the day before. You were advised
that your failure to provide management information would
be considered insubordination; you continued to refuse to
speak to management without a union representative present.
Contractual and Handbook Provisions
Memorandum of Agreement Global Positioning System
(GPS) provides that if management identifies a possible work
rule infraction through GPS, the possible infraction will be
discussed with the employee and, if the infraction did occur,
coaching will be offered to correct the behavior. If there are
further infractions identified through GPS, the company and the
Union meet to discuss the infraction. If there is a third infrac-
tion identified through GPS, disciplinary action may be taken.
According to Cooper, coaching is not a disciplinary action.
Pursuant to Respondent’s applicable work rules, field techni-
cians are required to call their local manager if a job takes over
1.8 hours to complete. The handbook containing this and other
work rules further provides that failure to adhere to the work
rules could subject the technician to disciplinary action up to
and including termination. Cooper testified at that failure to
adhere to the call-in requirement for jobs which take over 1.8
hours to complete (long duration jobs) is a work rule which
could subject the technician to such disciplinary action. How-
ever, she added that she has never disciplined any employee for
violation of this rule and she is not aware of any employee
being disciplined for failure to call on a long-duration job.
Respondent introduced another arbitration award (the Walk-
er award) involving their Newbury Park employee Wanda
Walker, who was suspended for insubordination for refusal to
participate in an investigatory meeting without a Weingarten
representative. The Walker award was offered as directly on
point and as justifying the discipline imposed on Rodriguez.
THE ARBITRATOR’S AWARD
The parties’ agreed-upon statement of the arbitration issue
was, “Did [Respondent] have just cause to suspend [Rodriguez]
on June 9, 2010? If not, what is the appropriate remedy?” The
arbitrator, Philip Tamoush (the Arbitrator), found just cause
and upheld the suspension. His conclusion was as follows:
This case is fairly straightforward and really must be deter-
mined based on the “rule of reasonableness.” Here, the Un-
ion’s argument is that whenever an employee subjectively be-
lieves that a discussion with Management could result in dis-
cipline, then he has a right to Union representation. In its ex-
treme, this could mean every employee, at all times, when re-
ceiving a communication, whether orally or in writing, from a
supervisor or manager could refuse to respond. Some em-
ployees, perhaps have such a “guilt complex” that they unrea-
sonably believe that discussion could result in discipline.
Here, Cooper’s testimony was too credible and believable re-
garding her attempt to obtain objective information with re-
gard to her report-writing responsibilities. While in fact, disci-
pline can result in discussions with employees, that does not
give rise to an obligation by Management or a right by em-
ployees to have Union representation. The Weingarten criteria
and standards are laid out in the detailed exposition of Arbi-
trator William Petrie in [the Walker award] that the Under-
signed adopts his rationale and discussion specifically regard-
ing Weingarten and attaches it to this award so that the reader,
whether the parties or NLRB representatives, can incorporate
his reasoning in their analysis as well.
In summary of his conclusions on this matter, the Under-
signed believes the Company exercised its rights reasonably
in denying Rodriguez Union representation when Cooper was
soliciting information from him regarding his long-duration
job. The expectation that he might be disciplined as a result of
Cooper’s inquiry was unreasonable, considering all of the
facts as presented. The grievance will be denied.
In the Walker award, arbitrator Petrie quoted extensively di-
rectly from the Court’s decision in Weingarten: “The ‘reasona-
bleness’ of an employee’s belief that discipline might result
will be determined ‘by objective standards under all of the cir-
cumstances of the case.’” Thereafter, arbitrator Petrie stated,
On these bases, therefore, the outcome of this proceeding de-
pends upon the presence or absence of “objective standards”
establishing the Grievant’s reasonable belief that her partici-
pation in the requested meeting with management . . . could
have led to discipline.”
Arbitrator Petrie concluded that no objectively-based, rea-
sonable belief existed. He found after assessing demeanor cred-
ibility that the grievant’s testimony was varying, contradictory,
confusing, and implausible and did not establish a reasonable
belief that discipline would result from the interview.
Refusal to Defer
Current deferral standards as articulated in Spielberg, supra
112 NLRB at 1082, and Olin, supra, 268 NLRB at 573–574,
require that in order to defer to an arbitration award:
1. The arbitration proceeding itself must be fair and regular.
2. All parties agree to be bound by the arbitral award.
3. The arbitrator must have considered the unfair labor prac-
tice at issue.
4. The arbitral award is not clearly repugnant to the Act’s
purposes and policies.
The region relied on the fourth criteria, repugnance to the
Act, in refusing to defer. Thus the complaint and the amended
complaint state, “About April 17, 2012, an arbitral award is-
sued, which is repugnant to the Act because the arbitrator mis-
applied or incorrectly enunciated statutory principles as well as
failed to consider fully the import of discriminate-Rodriguez’s
PIP on the issues before him.”
VERIZON CALIFORNIA, INC.
1015
Analysis
The parties agree and I find that the first three deferral criteria
have been met
All parties agree that the arbitration proceeding was fair and
regular and I find that it was as well. Respondent and the Union
were represented by counsel at the proceeding. They were giv-
en full opportunity to present, question, and cross-examine
witness and to submit documents in support of their positions.
There is no dispute that all parties agreed to be bound by the
arbitral award rendered pursuant to the parties’ collective-
bargaining agreement, articles 12 and 13. As to the third crite-
ria, consideration of the unfair labor practice at issue, the arbi-
trator acknowledged the factually parallel Weingarten issue and
was aware that the NLRB had deferred further proceedings to
the parties’ arbitration because the Union advised him of this
fact and asked that he send a copy of his award to the NLRB.
The arbitrator was presented with the facts generally relevant to
the unfair labor practice. Finally, in acknowledgement of the
unfair labor practice issue before him, the arbitrator ruled on
the Weingarten issue. Thus, I find the arbitrator considered the
unfair labor practice at issue.
The arbitral award is not clearly repugnant to the Act’s
purposes and policies
Although the Board has been urged to revise its standards for
post-arbitral deferral in order to provide greater protection to
employee statutory rights,9 the standards set forth in Olin, su-
pra, 268 NLRB at 574, guide me in determining whether the
arbitral award is clearly repugnant to the Act’s purposes and
policies:
And, with regard to the inquiry into the “clearly repugnant”
standard, we would not require an arbitrator’s award to be to-
tally consistent with Board precedent. Unless the award is
“palpably wrong,” i.e., unless the arbitrator’s decision is not
susceptible to an interpretation consistent with the Act, we
will defer.
The “clearly repugnant” standard has been harshly criticized
as lacking in theoretical underpinning and allowing the Board
to arbitrarily defer when it approves of the award but to with-
hold deferral when it does not approve.10 However, under the
clearly repugnant/palpably wrong standard, the Board some-
times states that it is of little or no import that the Board or
another arbitrator might have reached a different result.11 Given
the evidence presented at the arbitration hearing, it is possible
to reach a different result than the Arbitrator. However, this
fact alone does not render the award clearly repugnant or pal-
pably wrong. In analyzing the “clearly repugnant” aspect, I am
9 See GC Memorandum 11-05 (January 20, 2011), Guideline Memo-
randum Concerning Deferral to Arbitral Awards and Grievance Settle-
ments in 8(a)(1) and (3) cases.
10 Plumbers & Pipe Fitters Local 520 v. NLRB, 955 F.2d 744, 756–
757 (D.C. Cir.), cert. denied, 506 U.S. 817 (1992).
11 See, e.g., Kvaerner Philadelphia Shipyard, Inc., 346 NLRB 390,
394 (2006) (the Board or another arbitrator could have made another
finding).
mindful that the party opposing the arbitration award has the
burden to show that the award is inappropriate.12 However,
after consideration of the grounds urged for finding the award
“clearly repugnant,” I find the award is susceptible of an inter-
pretation consistent with the Act.
• Incorporation of another arbitration award by refer-
ence did not render the award clearly repugnant to the
Act.
As the General Counsel and the Union point out, the Arbitra-
tor incorporated the Walker decision by reference. The General
Counsel and the Union argue that incorporation of the Walker
decision was not just as to the Weingarten discussion but was
additionally adopted as the substantive rationale for finding that
Rodriguez did not have an objectively reasonable belief that the
interview might lead to discipline. Although I agree that the
facts of the two cases are markedly different, I disagree that the
Arbitrator relied on anything other than the Walker discussion
of legal precedent under Weingarten.
In my view the Arbitrator’s decision is capable of being un-
derstood as adopting only the Weingarten discussion at pages
19–21 of arbitrator Petrie’s decision. The Arbitrator stated,
“The Weingarten criteria and standards are laid out in the de-
tailed exposition of [arbitrator Petrie] . . . that the Undersigned
adopts his rationale and discussion specifically regarding
Weingarten and attaches it to this award so the reader . . . can
incorporate his reasoning in their analysis as well.” (emphasis
added). It is possible to read this rather complex sentence to
state that the Arbitrator did not adopt the conclusion that
grievant Walker’s discipline was justified and apply that to
grievant Rodriguez. Rather, a reasonable reading of the sen-
tence is that the Arbitrator incorporated the summary of
Weingarten law only and then applied his own Weingarten
analysis to the Rodriguez facts. Thus, I reject this basis for
finding the award is palpably wrong.
• Given the Arbitrator’s credibility findings, his award
may be understood as finding that Rodriguez did not
have a reasonable belief that explaining the two stops
shown on GPS prior to the stop at the long-duration lo-
cation would lead to discipline.
The General Counsel and the Union further argue that the
Arbitrator’s decision was palpably wrong because Rodriguez
had a reasonable belief that speaking to Cooper might result in
discipline. According to the General Counsel and the Union,
this reasonable belief was based on the PIP, which targeted
calling in on long-duration jobs, and failure of Cooper to state
that no discipline would result. The General Counsel and the
Union assert that the Arbitrator ignored these facts.
Although the General Counsel and the Union, using their
own credibility preference, make a solid argument for finding
an objectively based reasonable belief that discipline could
result, this is not the appropriate inquiry regarding deferral.
Rather, the argument attempts to second guess the Arbitrator’s
credibility resolutions. The appropriate question is whether the
12 Turner Construction Co., 339 NLRB 451 (2003).
1016
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
award is susceptible of an interpretation consistent with the
Act. The Arbitrator found Rodriguez’ expectation “that he
might be disciplined as a result of Cooper’s inquiry regarding
two stops shown by GPS was unreasonable, considering all of
the facts as presented.” In fact, the Arbitrator specifically cred-
ited Cooper’s testimony: “Here, Cooper’s testimony was too
credible and believable regarding her attempt to obtain objec-
tive information with regard to her report-writing responsibili-
ties.”
• The Arbitrator’s standard for determining the
Weingarten issue is consistent with the Act.
Reducing the Arbitrator’s award to its simplest, it may be
understood to discredit Rodriguez and to credit Cooper:
Some employees, perhaps have such a “guilt complex” that
they unreasonably believe that the discussion could result in
discipline. Here, Cooper’s testimony was too credible and be-
lievable regarding her attempt to obtain objective information
with regard to her report-writing responsibilities.”
The General Counsel and the Union contend that the award
misapplied the facts and law and reached a conclusion that
cannot be supported by any reasonable interpretation of the
Act.13 However, based on the Arbitrator’s credibility finding,
the award may be understood to find that Rodriguez’ belief that
discipline might result was unreasonable because the entire
tenor of Cooper’s credited testimony is that she only wanted the
information about two stops shown by GPS in order to com-
plete an internal report. The GPS information she sought had
13 The General Counsel specifically cites to two statements in the ar-
bitration award asserting that these statements represent the Arbitrator’s
misunderstanding of Weingarten. I find that both of these statements
(operations of Company would suffer immeasurably if employees could
demand union representation in every conversation with management;
proper Weingarten-oriented investigation occurred when Rodriguez
given suspension when accompanied by union representative) were
summaries of Respondent’s contentions rather than attributable to the
Arbitrator.
nothing to do with Rodriguez’ PIP or his prior warning, both of
which are in any event nondisciplinary according to Cooper’s
credited testimony.
I reject the General Counsel’s contention that the Arbitrator
had a “basic misunderstanding” of Weingarten. The Arbitrator
stated,
Here, the Union’s argument is that whenever an employee
subjectively believes that a discussion with Management
could result in discipline, then he has a right to Union repre-
sentation. In its extreme, this could mean every employee, at
all times, when receiving a communication, whether orally or
in writing from a supervisor or manager could refuse to re-
spond.
Although the General Counsel and Charging Party argue that
these two sentences are susceptible of being understood to in-
corporate a subjective, industry-disabling standard into the
reasonable belief component of Weingarten, I find these sen-
tences merely reject the Union’s argument regarding introduc-
ing subjectivity into the Weingarten standard. Clearly, the Arbi-
trator did not adopt a subjective standard.14
CONCLUSION OF LAW
Having accepted the stipulated record including the tran-
script of proceedings before the Arbitrator as well as the Arbi-
trator’s award, I find that the award is not clearly repugnant to
the Act pursuant to the standards enunciated in Spielberg, su-
pra, and Olin, supra. Accordingly, I defer to the Arbitrator’s
award and dismiss the complaint.
[Recommended Order omitted from publication.]
14 Were the Arbitrator’s statement ambiguous, I would nevertheless
find it susceptible of an interpretation consistent with the Act. See, e.g.,
Bell-Atlantic-Penn, 339 NLRB 1084, 1085 (2003) (arbitrator’s award
need not be totally consistent with Board precedent to warrant deferral);
Postal Service, 275 NLRB 430, 432 (1985) (in order to foster collective
and cooperative resolution of workplace disputes, Board will defer if
award is susceptible of interpretation consistent with Act).