364 NLRB 1677
Children's Hospital & Research Center at Oakland d/b/a Children's Hospital of Oakland
CHILDREN’S HOSPITAL AND RESEARCH CENTER OF OAKLAND D/B/A CHILDREN’S HOSPITAL OF OAKLAND
1677
364 NLRB No. 114
Children’s Hospital and Research Center of Oakland d/b/a
Children’s Hospital of Oakland and Service Employ-
ees International Union, United Healthcare Workers-
West. Case 32–CA–086106
August 26, 2016
SUPPLEMENTAL DECISION AND ORDER
BY MEMBERS MISCIMARRA, HIROZAWA,
AND MCFERRAN
On February 28, 2014, the National Labor Relations Board
issued a decision and order, 360 NLRB 426 (2014), adopting
Administrative Law Judge William G. Kocol’s decision that the
Respondent violated Section 8(a)(5) and (1) of the National
Labor Relations Act (the Act) by refusing to arbitrate pending
grievances with the Charging Party Union after the Union was
superseded by a new union. The United States Court of Ap-
peals for the District of Columbia Circuit denied enforcement
of the decision and remanded the case to the Board to explain
how imposing an obligation on the employer to arbitrate griev-
ances with a superseded union can be reconciled with the ex-
clusive representation rights of the newly certified union. Chil-
dren’s Hospital & Research Center of Oakland, Inc. v. NLRB,
793 F.3d 56 (D.C. Cir. 2015).
The National Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel. We have
accepted the court’s remand, and, after carefully considering
the record and the Respondent’s position statement, we reaffirm
the conclusion that the Respondent violated Section 8(a)(5) and
(1) because it had a continuing duty to arbitrate grievances that
arose during its bargaining relationship with the Union.
Consistent with the court’s remand decision, we conclude
that Congress has not directly spoken to the precise question at
issue in this case. Next, we find that the purposes of the Act
are best effectuated by requiring employers to arbitrate pending
grievances arising under a collective-bargaining agreement
with the union that was party to that agreement, even if the
union has been superseded by another union. In reaching this
conclusion, we emphasize that the duty to arbitrate only applies
to disputes that arose at the time that the former union was the
exclusive representative. The arbitration of pending grievances
with the former union, then, is best understood not as an im-
proper imposition on the newly-certified union’s exclusivity,
but rather as the fulfillment of a previously bargained-for obli-
gation to use a statutorily favored dispute resolution mecha-
nism. Holding that an employer could repudiate its contractual
obligation to arbitrate pending disputes upon a change in repre-
sentative would frustrate employees’ ability to vindicate their
contractual rights, threaten new labor disputes, and create an
undesirable impediment to employees’ exercise of their Section
7 right to freely change union representatives. Accordingly, we
reaffirm the Board’s prior finding that the Respondent violated
Section 8(a)(5) and (1) when it refused to arbitrate pending
grievances with the Union subsequent to the Union’s replace-
ment, and we will issue an appropriate supplemental Order.
I.
The Respondent operates a pediatric hospital in Oakland,
California. Until May 23, 2012, Service Employees Interna-
tional Union, United Healthcare Workers-West (SEIU or Un-
ion) was the exclusive bargaining representative for a bargain-
ing unit consisting of most of the Respondent’s service,
maintenance, and technical employees. The Respondent and
the Union negotiated a series of collective-bargaining agree-
ments, the most recent of which was to be effective from De-
cember 8, 2010, to April 30, 2014, and contained a two-step
grievance procedure, after which either party could request
arbitration.
In early 2009, the National Union of Healthcare Workers
(NUHW) filed a petition seeking to represent the unit employ-
ees. On May 16, 2012, after a protracted and contested organ-
izing effort, the bargaining unit employees elected NUHW as
their bargaining representative. At the time, the Union and the
Respondent had three outstanding grievances based on inci-
dents that had occurred under their collective-bargaining
agreement.1 On May 23, 2012, the Union requested that all
three grievances be submitted to arbitration. The next day,
May 24, 2012, the Board certified NUHW. On July 16, 2012,
the Respondent declined to arbitrate the grievances on the
grounds that NUHW had replaced the Union as the exclusive
bargaining representative. On July 26, 2012, the Union filed an
unfair labor practice charge. The General Counsel issued a
complaint that alleged that the Respondent violated Section
8(a)(5) and (1) by refusing to arbitrate the grievances with the
Union.
II.
Adopting the decision of the administrative law judge, the
Board found that the Respondent violated Section 8(a)(5) and
(1) by refusing to arbitrate the grievances with the Union, not-
withstanding the fact that NUHW had superseded the Union.
The Board began from the established propositions that an em-
ployer must arbitrate grievances that arose under an expired
contract even if arbitration of new disputes cannot be com-
pelled2 and that this duty survives even if the union no longer
represents employees3—although the employer cannot be com-
1 The first grievance involved a part-time employee who applied for
a full-time position in April 2011. The Respondent awarded her the
position effective June 12, 2011, but before she started the new role, the
Respondent reassigned the work to a more senior employee. On De-
cember 1, 2011, pursuant to an agreement with the Union, the Re-
spondent awarded her the next available full-time position. The Union
sought backpay for her for the period of June 12 to December 1, 2011.
In September or October 2011, the Union filed a second grievance,
alleging that the Respondent should pay five respiratory therapists at a
higher step level. The parties resolved the matter with respect to three
of those employees, but the Respondent maintained that the remaining
two were not entitled to higher pay because they had not received train-
ing for transport duties. Several months later, the two therapists began
that training, and the Respondent began paying them a “transport dif-
ferential.” The Union alleged that the Respondent owed them addition-
al pay. The third grievance involved the April 24, 2012 discharge of an
employee, which the Respondent contended was due to her failure to
comply with the terms of a “Last Chance Agreement.”
2 Indiana & Michigan Electric Co., 284 NLRB 53 (1987). See also
Nolde Bros., Inc. v. Local No. 358, Bakery & Confectionary Workers
Union, 430 U.S. 243 (1977) (addressing contractual duty to arbitrate
grievances following contract expiration).
3 Missouri Portland Cement Co., 291 NLRB 1043 (1988).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1678
pelled to arbitrate old grievances with a new union.4 360
NLRB 426, 428. The Board viewed these case law holdings,
taken together, as “compelling signals” that an employer must
arbitrate old grievances with the old union. Id. at 3–4. In turn,
the Board rejected the Respondent’s argument that it had no
duty to arbitrate with the Union because it could “only negoti-
ate with the exclusive bargaining representative of the unit
employees and the Union [was] no longer that representative.”
Id. at 4.
As explained, the court of appeals granted the Respondent’s
petition for review and denied the Board’s cross-petition for
enforcement. The court recognized that Section “8(a)(5) re-
quires an employer to arbitrate unfinished business with an old
union even after their collective bargaining agreement expires,”
but noted that, “[o]n the other hand, [S]ection 9(a) requires an
employer to ‘treat with no other’ union once a new union is
certified.” 793 F.3d at 58–59 (quoting Medo Photo Supply
Corp. v. NLRB, 321 U.S. 678, 684 (1944)). The court stated
that the Act “does not identify where the duty to resolve unfin-
ished business with the old union ends and the duty to bargain
exclusively with the new union begins.” Id. at 59. The court
observed that the “interplay of section 8(a)(5) and section 9(a)
is a question of statutory interpretation . . . that the [Act] does
not unambiguously resolve.” Id. Under the Supreme Court’s
Chevron decision,5 the court explained, this was a task for the
Board—but the Board had failed to complete that task. The
Board’s decision “discussed only section 8(a) of the Act,” and
“[n]one of the precedent it cited dealt with the precise situation
here”; instead, the Board “relied on cases that did not implicate
the exclusivity principle of section 9(a).” Id. “[W]e are left
wondering,” the court said, “how the Board in these circum-
stances interprets section 9(a).” Id. “[B]ecause the Board
failed to address the relevant statutory provisions,” the court
remanded the case to the Board for further proceedings. Id.
We have accepted the court’s remand decision as the law of
the case.
III.
We now take up the task that the court of appeals has set for
us in remanding the case: to address the “interplay of [S]ection
8(a)(5) and [S]ection 9(a)” (in the court’s words) and to explain
why interpreting Section 8(a)(5) to require employers to arbi-
trate pending grievances with a superseded union, notwith-
standing the exclusivity principle of Section 9(a), represents the
best resolution of the statutory ambiguity presented here. Sec-
tion 8(a)(5) makes it an unfair labor practice for an employer to
“refuse to bargain collectively with the representatives of his
employees, subject to the provisions of [S]ection 9(a).” 29
U.S.C. § 158(a)(5) (emphasis added). Section 9(a), in turn,
provides that unions chosen by the majority of employees in a
bargaining unit “shall be the exclusive representatives of all the
4 Arizona Portland Cement Co., 302 NLRB 36 (1991).
5 Chevron U.S.A., Inc. v. Natural Resources Defense Council, Inc.,
467 U.S. 837, 842–843 (1984). As the court noted, “[t]he resolution of
any statutory ambiguity latent in the [National Labor Relations Act] is a
task that the Congress, in the first instance, has entrusted to the Board,”
subject to deferential judicial review. 793 F.3d at 59, citing Lechmere,
Inc. v. NLRB, 502 U.S. 527, 536 (1992).
employees in such unit for the purposes of collective bargain-
ing.” 29 U.S.C. § 159(a) (emphasis added). The Act’s text
frames the issue in this case but does not resolve it. Certainly,
the statutory language suggests that if requiring an employer to
arbitrate pending grievances with the old union violated the
exclusivity principle of Section 9(a), then the duty to bargain
under Section 8(a)(5)—which is “subject to” Section 9(a)—
could not encompass such an obligation. But, as we will ex-
plain, the rule we reaffirm today both is consistent with the
exclusivity principle and promotes important statutory policies.
A.
To show why this is so, we first consider how the present
case fits into the legal landscape described in the Board’s origi-
nal decision. Under existing Board precedent applying the Act,
an employer is required to arbitrate grievances arising under the
expired contract with a decertified union, as distinguished from
a union that has been superseded by a new union.6 The deci-
sions of the Federal appellate courts involving an employer’s
contractual duty to arbitrate (enforceable by the union in Fed-
eral court under Section 301 of the Labor Management Rela-
tions Act) are in accord. They, too, hold that the employer has
a duty to arbitrate, even though the union has been decertified.7
The Supreme Court, meanwhile, held in John Wiley & Sons
that an employer may be required to arbitrate grievances arising
under a collective-bargaining agreement between a union and a
company with which the employer merged, even though the
union that represented the merged company’s employees was
not the majority representative of any bargaining unit compris-
ing the employer’s employees.8 The Court observed that the
union did “not assert that it ha[d] any bargaining rights inde-
pendent of the [prior] agreement; it [sought] to arbitrate claims
based on that agreement, now expired, not to negotiate a new
agreement.”9
6 See, e.g., Antioch Building Materials Co., 316 NLRB 647, 647 fn.
1 (1995) (citing Missouri Portland Cement, supra, and Arizona Port-
land Cement, supra); Union Switch & Signal, 316 NLRB 1025, 1025
fn. 1 (1995) (citing Missouri Portland Cement).
7 See Auto Workers Local 1369 v. Telex Computer Products, 816
F.2d 519, 523–524 (10th Cir. 1987); United States Gypsum Co. v.
Steelworkers, 384 F.2d 38, 44–46 (5th Cir. 1967), cert. denied 389 U.S.
1042 (1968).
8 John Wiley & Sons, Inc. v. Livingston, 376 U.S. 543, 550–551
(1964).
9 Id. at 551 (footnote omitted). The Court noted:
The fact that the Union does not represent a majority of an appropriate
bargaining unit in Wiley [the employer] does not prevent it from rep-
resenting those employees who are covered by the agreement which is
in dispute and out of which Wiley’s duty to arbitrate arises. . . . There
is no problem of conflict with another union, cf. L.B. Spear & Co.,
106 NLRB 687 [(1953)], since Wiley had no contract with any union
covering the unit of employees which received the former Interscience
[merged company] employees.
Id. at 551 fn. 5.
The Court cited a Board decision, L.B. Spear, supra, holding that as
the result of the merger between two companies, with employees repre-
sented by different unions, a particular bargaining unit had ceased to
exist and that a collective-bargaining agreement covering that unit thus
did not bar a representation petition for employees of the merged entity.
106 NLRB at 689. In that case, the Board had noted the employer’s
CHILDREN’S HOSPITAL AND RESEARCH CENTER OF OAKLAND D/B/A CHILDREN’S HOSPITAL OF OAKLAND
1679
The question here, of course, is whether the employer’s duty
to arbitrate grievances arising under the prior collective-
bargaining agreement survives if the old union has not simply
been decertified but has been superseded by a new union that
enjoys majority support among employees. In this situation,
addressed by Arizona Portland Cement, supra, the Board has
held that the employer cannot be required to arbitrate with the
new union, absent the employer’s “clear consent” to do so.10
The Board relied on the well-established principle of Federal
labor policy that, in the Supreme Court’s words, “arbitration is
a matter of contract and a party cannot be required to submit to
arbitration any dispute which he has not agreed so to submit.”11
Thus, if we held today that the employer had no statutory duty
to arbitrate with the old union, then the Act would provide no
mechanism at all by which arbitration of employees’ grievances
arising under the old contract could be required. That result, as
we will explain, runs counter to important statutory policies.
B.
The decisions we have examined did not explicitly discuss
the exclusivity principle of Section 9(a), to which we turn now.
The relevant statutory language—that a union chosen by a
majority of employees shall be their “exclusive representa-
argument that it was difficult to bargain with two unions “repre-
sent[ing] identical categories of employees working in one group, at the
same place” and to administer separate collective-bargaining agree-
ments covering the one group. 106 NLRB at 689.
Here there is also “no problem of conflict with another union,” in the
words of the John Wiley & Sons Court, because the employer’s duty to
arbitrate grievances arising under the old contract runs only to the old
union. The employer, in other words, does not have potentially con-
flicting contractual obligations to two unions.
10 302 NLRB at 37.
11 Steelworkers v. Warrior & Gulf Navigation Co., 363 U.S. 574,
582 (1960). See also Litton Financial Printing Division v. NLRB, 501
U.S. 190, 201 (1991) (“[U]nder the [National Labor Relations Act]
arbitration is a matter of consent, and . . . it will not be imposed upon
parties beyond the scope of their agreement.”).
Under the principle that arbitration is a matter of consent, the Board
held in Arizona Portland Cement that an employer has no duty to arbi-
trate with a newly certified union grievances arising under the employ-
er’s collective-bargaining agreement with a prior bargaining representa-
tive. 302 NLRB at 37. Before reaching that conclusion, the Board
observed in passing that “it would hardly be conducive to industrial
peace to have two unions simultaneously representing the employees,
albeit with respect to different time periods.” Id. In a later decision,
the Board correctly described this statement as “dictum.” Government
Employees Local 888 (Bayley-Seton Hospital), 323 NLRB 717, 721 fn.
28 (1997). In Arizona Portland Cement, the issue of the employer’s
duty to arbitrate with the old union was not presented because that
union had not filed an unfair labor practice charge (see 302 NLRB at
36), and the Board’s rationale in any case was based on the consensual
nature of arbitration, not on the potential for conflict between the old
and the new unions.
For similar reasons, we give no weight to the statement in Arizona
Portland Cement that the result there “did not mean that the employees
ha[d] no recourse as to the unresolved earlier grievances” because those
grievances might be resolved through collective bargaining between the
new union and the employer. 302 NLRB at 37 fn. 6. We do not inter-
pret that statement to suggest that the employer could not have been
compelled to arbitrate with the old union had that union filed a charge.
Such a suggestion would have been dictum in any case.
tive[]”—originated with the Wagner Act of 1935, which, as
enacted, rejected proposals that would have permitted employ-
ees to be represented by multiple unions even when there was a
majority representative.12 In endorsing the exclusivity princi-
ple, the Senate Report noted:
The object of collective bargaining is the making of agree-
ments that will stabilize business conditions and fix fair stand-
ards of working conditions. . . . [I]t is wellnigh universally
recognized that it is practically impossible to apply two or
more sets of agreements to one unit of workers at the same
time[] . . . .
Majority rule makes it clear that the guaranty of the right of
employees to bargain collectively through representatives of
their own choosing must not be misapplied so as to permit
employers to interfere with the practical effectuation of that
right by bargaining with individuals or minority groups in
their own behalf after representatives have been picked by the
majority to represent all.
S. Rep. No. 573, 74th Cong., 1st Sess., p. 13, reprinted in 2 Leg.
Hist. of the NLRA 2313.13
The exclusive status of the chosen representative “exacts ‘the
negative duty [on the employer] to treat with no other,’” as the
Supreme Court observed in Medo Photo Supply, a decision
cited by the court of appeals in its remand decision.14 This
“negative duty” is also reflected in Section 8(a)(2) of the Act,
which makes it an unfair labor practice for an employer to,
among other things, “contribute . . . support”15 to a labor organ-
ization, including (as interpreted by the Board and the courts)
by recognizing and bargaining with a union that lacks majority
support.16 An employer violates Section 8(a)(2) when it recog-
12 See 1 Leg. Hist. 1323 (NLRB 1935).
13 Similarly, Senator Wagner, the Act’s chief sponsor, stated:
Majority rule makes it clear that the guaranty of the right of employees
to bargain collectively through representatives of their own choosing
must not be misapplied so as to permit employers to interfere with the
practical effectuation of that right by bargaining with individuals or
minority groups in their own behalf after representatives have been
picked by the majority to represent all.
79 Cong. Rec. at 7571 (statement of Sen. Wagner) (1935).
14 321 U.S. at 684 (quoting NLRB v. Jones & Laughlin Steel Corp.,
301 U.S. 1, 44 (1937)). The situation presented in Medo Photo Supply
was different from that presented here. In that case, the employer vio-
lated Sec. 8(a)(1) of the Act—which prohibits employers from interfer-
ing with employees’ Sec. 7 right to bargain collectively through their
chosen representative—when it bypassed the majority union, “negotiat-
ing with its employees concerning wages at a time when wage negotia-
tions with the union were pending,” as part of an effort to induce em-
ployees to abandon the union. 321 U.S. at 684.
The Supreme Court also has held that the exclusivity principle effec-
tively applies to employees who seek to bypass the union, finding that
an employer was free to discharge minority employees who, bypassing
the collectively-bargained grievance procedure, sought to bargain sepa-
rately with their employer over racially discriminatory employment
practices. Emporium Capwell Co. v. Western Addition Community
Organization, 420 U.S. 50 (1975).
15 29 U.S.C. § 158(a)(2).
16 See, e.g., International Ladies’ Garment Workers’ Union v. NLRB
(Bernhard-Altmann Texas Corp.), 366 U.S. 731, 737–738 (1961).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1680
nizes and bargains with one union when it has a preexisting
duty to bargain with another instead.17
As we will explain, neither the exclusivity principle embod-
ied in Section 9(a) nor the corresponding “negative duty” not to
bypass the majority representative by dealing with another
union in violation of Section 8(a)(2) preclude the rule that we
adopt today.
C.
Requiring employers to arbitrate pending grievances arising
under an expired collective-bargaining agreement with the un-
ion that was party to that agreement, even if the union has been
superseded by another union, serves important statutory poli-
cies. This is especially clear in light of the Board’s parallel
rule, adopted in Arizona Portland Cement, that the new union
may not compel the employer to arbitrate. “The object of the
National Labor Relations Act,” as the Supreme Court has ob-
served, “is industrial peace and stability, fostered by collective-
bargaining agreements providing for the orderly resolution of
labor disputes between workers and employers.”18
To begin, compelling arbitration at the behest of the old un-
ion vindicates the Section 7 right of employees to “bargain
collectively through representatives of their own choosing.”19
A collective-bargaining agreement, the contractual terms and
conditions of employment it creates, and the grievance-and-
arbitration procedure it establishes to resolve contractual dis-
putes are all products of employees’ exercise of Section 7 rights
in selecting a union to represent them. That the union, in cases
like this one, was superseded by a different representative au-
thorized to negotiate and enforce future agreements, does not
diminish this fact.20 Only the superseded union has the authori-
ty to compel arbitration, at least under Board precedent. More-
over, that union is more likely to be able to effectively pursue
arbitration, based on its experience in negotiating and adminis-
tering the agreement, than either individual employees or the
new union (assuming, in contrast to the situation here, that the
employer were to agree to arbitrate).21
17 See, e.g., Shortway Suburban Lines, 286 NLRB 323, 329 (1987)
(successor employer unlawfully recognized and bargained with outside
union, refusing to recognize union representing predecessor’s employ-
ees), enfd. 862 F.2d 309 (3d Cir. 1988).
18 Auciello Iron Works, Inc. v. NLRB, 517 U.S. 781, 785 (1996).
19 29 U.S.C. § 157. See generally NLRB v. City Disposal Systems,
Inc., 465 U.S. 822, 835–836 (1984) (Sec. 7 protects employee’s invoca-
tion of grievance procedure to enforce collective-bargaining agree-
ment).
20 Cf. Telex Computer Products, supra, 816 F.2d at 523
(“[D]ecertification does not retroactively obliterate contract rights.
Events which may change relations between and among employer,
union, and employees may impact but do not destroy the right to re-
dress arising under and relating to a valid preexisting contract.”); Unit-
ed States Gypsum, supra, 384 F.2d at 45 (“[T]o take the easy, almost
mechanical doctrinaire approach that loss of majority status extin-
guishes the union’s power (duty) to act ignores other vital interests—
indeed, interests which need protection and which will be lost unless an
ardent advocate of them is available.”).
21 See Telex Computer Products, supra, 816 F.2d at 523–524; United
States Gypsum, 384 F.2d at 45–46. The Tenth Circuit in Telex Com-
puter Products and the Fifth Circuit in United States Gypsum each
noted that the decertified union there had not been superseded by an-
Second, today’s rule advances the strong Federal policy in
favor of arbitration to resolve labor disputes and preserve in-
dustrial peace. That policy is reflected both in the decisions of
the Supreme Court22 and in the statute.23 In cases like this one,
an employer has agreed to arbitrate certain disputes with the
superseded union. The new union, in turn, may not, under the
Act, compel the employer to arbitrate. To hold that the em-
ployer lawfully may refuse to arbitrate disputes under the old
agreement, with the old union, increases the odds that those
disputes will not be resolved through arbitration—the preferred
dispute-resolution mechanism—but instead through means such
as strikes that disrupt industrial peace. Indeed, finding no duty
to arbitrate in cases like this one threatens industrial peace more
broadly. Where a rival union was on the scene and displace-
ment of the incumbent seemed likely, employers would have an
incentive to delay the processing of existing grievances, and
even to breach the contract, in the hope of escaping liability
imposed through arbitration. Such behavior would prolong
existing disputes and create new ones.
Third, the rule adopted today promotes the Section 7 interest
of employees in freely choosing a new union to represent them
by ensuring that pending grievances will be resolved through
arbitration with the old union and not left open to complicate
forward-looking negotiations between the new union and the
employer. Once employees replace one union with another,
any existing collective-bargaining agreement is no longer in
effect—but the employer must maintain the terms and condi-
tions of employment established by the agreement until a new
agreement (or a bargaining impasse) is reached with the new
union.24 The new union, in other words, is entitled to have the
terms and conditions of the old agreement serve as the starting
point for negotiations. If the employer has previously violated
the agreement, and those violations have not been remedied,
then the new union is unfairly handicapped in bargaining: exist-
ing terms and conditions are not those established by the old
agreement but (at least in part) those unilaterally determined by
the employer, forcing the new union to win back benefits to
other union, and thus employees had no other representative to pursue
arbitration. Arizona Portland Cement, decided afterwards, makes clear
that even had employees chosen a new union, that union would have
lacked the power to compel arbitration under the Act.
22 In Warrior & Gulf Navigation, supra, for example, the Supreme
Court explained that:
The present federal policy is to promote industrial stabilization
through the collective bargaining agreement. . . . A major factor in
achieving industrial peace is the inclusion of a provision for arbitration
of grievances in the collective bargaining agreement.
363 U.S. at 578 (footnotes and citations omitted). See also Steelworkers v.
American Mfg. Co., 363 U.S. 564 (1960); Steelworkers v. Enterprise Wheel
& Car Corp., 363 U.S. 593 (1960). The John Wiley & Sons Court cited
Warrior & Gulf Navigation and similarly “recognized the central role of
arbitration in effectuating national labor policy.” 376 U.S. at 549.
23 Sec. 203(d) of the Labor Management Relations Act provides that
“[f]inal adjustment by a method agreed upon by the parties is declared
to be the desirable method for settlement of grievance disputes arising
over the application or interpretation of an existing collective-
bargaining agreement.” 29 U.S.C. § 173(d).
24 More Truck Lines, 336 NLRB 772, 772–773 (2001), enfd. 324
F.3d 735 (D.C. Cir. 2003).
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which employees were already entitled. That prospect might
deter employees from choosing a new union. This is especially
so for those employees who stood to benefit from the pending
grievances under the old contract. For them, choosing a new
union threatens the loss of vested rights and benefits, perhaps
even the right to reinstatement if the grievance involved a dis-
charge.25
D.
These policy arguments for adopting today’s rule are strong,
but we must carefully consider whether and to what extent the
rule is inconsistent with the status of the new union as the ex-
clusive representative of employees.
As already suggested, the exclusivity principle of Section
9(a) actually cuts both ways in this case. In finding a duty to
arbitrate pursuant to Section 8(a)(5), we properly vindicate the
role of the old union as the exclusive representative of employ-
ees during the period before it was superseded—which, of
course, is when the grievances involved here arose. And under
our precedent, the new union has no authority to compel the
employer to arbitrate the pending grievances: in this very lim-
ited respect, the new union cannot represent employees at all,
much less exclusively.
Given this fact, the Congressional concern underlying the
exclusivity principle is largely absent here. As we have ex-
plained, the legislative history demonstrates that Section 9(a)
was designed to prevent employers from interfering with em-
ployees’ effectuation of their right to choose a majority repre-
sentative and to preclude bargaining instability caused by the
application of two or more contracts to one group of workers at
the same time. There is no suggestion in the legislative history
that Congress contemplated a situation like this one, involving
the transition from one exclusive representative to another and
the need to resolve pre-existing labor disputes in a manner con-
sistent with Section 7 and the Federal labor policy favoring
arbitration. Given the very limited representative role played
by the old union in arbitrating grievances under the old agree-
ment and the fact that the new union may not compel arbitra-
tion of those grievances in any case, requiring an employer to
arbitrate grievances with the old union would not reasonably
cause employees to believe that their choice of a new repre-
sentative has been interfered with.26 Indeed, as suggested,
25 In this case, one of the pending grievances involved a dispute over
whether two employees were entitled to several months’ worth of a
contractual pay differential for transportation duties.
26 Indeed, in Missouri Portland Cement, the Board distinguished the
resolution of past grievances from bargaining over the employees’
current terms and conditions of employment, finding that the former,
unlike the latter, did not amount to imposing a bargaining agent on
employees who had not selected that agent. 291 NLRB at 1044. We
further note that the distinction between the duty to arbitrate pursuant to
a collective-bargaining agreement and the statutory duty to bargain is
well established in Supreme Court cases that address the effects of
successorship (a succession of employers) on each. Compare John
Wiley & Sons, supra, and Howard Johnson Co. v. Detroit Local Joint
Executive Board, 417 U.S. 249 (1974), with NLRB v. Burns Interna-
tional Security Services, 406 U.S. 272 (1972), and Fall River Dyeing &
Finishing Corp. v. NLRB, 482 U.S. 27 (1987). As the Fifth Circuit
aptly explained, the Federal labor law policies concerning a successor’s
foreclosing the old union’s role might even tend to inhibit em-
ployees from choosing a new union.
Meanwhile, the Supreme Court’s decision in John Wiley &
Sons, supra, helps demonstrate why the Congressional concern
about the simultaneous application of multiple collective-
bargaining agreements to a single employee unit is not genuine-
ly implicated. In cases like this one, only the application of a
single agreement is involved: the expired agreement upon
which the employer’s duty to arbitrate with the old union is
predicated. SEIU here, like the union in John Wiley & Sons,
“does not assert that it has any bargaining rights independent of
the [prior] agreement; it seeks to arbitrate claims based on that
agreement, now expired, not to negotiate a new agreement.”27
NUHW, the union that superseded SEIU, in turn has no au-
thority under the Act to compel arbitration under the old
agreement. To the extent that an arbitration award in a case
like this one would alter existing terms and conditions of em-
ployment, that result would merely remedy the employer’s
violation of the prior collective-bargaining agreement and re-
store the lawful status quo, from which the new union would be
entitled to bargain with the employer.28 Securing the arbitra-
tion award, in other words, does not amount to bargaining over
new terms and conditions of employment, but rather to effec-
tive restoration of the old.29
duty to bargain are “analytically distinct” from those involving a suc-
cessor’s duty to arbitrate under § 301. Boeing Co. v. Machinists, 504
F.2d 307, 320 (5th Cir. 1974). The court stated:
The majority requirement in duty to bargain cases is premised upon
notions of majority selection of organized employees’ collective bar-
gaining agents. In the duty to arbitrate cases under § 301, however,
the incumbent employees fulfill no such representative function in the
filing of their grievances.
Id.
27 376 U.S. at 551 (footnote omitted).
28 For the reasons stated above, we believe that requiring the em-
ployer to arbitrate grievances with the old union after a new union has
been certified poses little or no risk to the new union’s ability to effec-
tively carry out its representative function. To the contrary, the resolu-
tion of outstanding grievances under the old union’s collective-
bargaining agreement would tend to restore the status quo and thus
benefit the new union as it moves forward in collective bargaining with
the employer. To the extent that such a risk materialized in any particu-
lar case, the Board could address it in that case. In this case, we do not
perceive any risk of conflict, let alone a degree of risk that would out-
weigh the disadvantages discussed herein of failing to require the Re-
spondent to arbitrate with the Union outstanding grievances that arose
under their collective-bargaining agreement.
29 For essentially the same reasons that we find no significant con-
flict with the exclusivity principle of Sec. 9(a), we also see no obstacle
to today’s rule in Sec. 8(a)(2). To arbitrate a dispute arising under a
collective-bargaining agreement with the union that was party to the
agreement and that was, at all relevant times, the majority representa-
tive does not amount to providing the union with prohibited support.
With respect to Sec. 8(a)(2), notably, dealing with a decertified union is
no different than dealing with a union that has been superseded by
another union. In each situation, what matters is simply that the em-
ployer is dealing with a union that lacks majority status. But the Feder-
al appellate courts have rejected the argument that requiring an em-
ployer to arbitrate grievances with a decertified union compels a viola-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1682
In sum, we conclude that any conflict with the exclusivity
principle is more apparent than real and that the Act and its
policies, as a whole, are best read to support finding a duty to
bargain in the circumstances here.
IV.
We have carefully considered the issues raised by the court’s
remand decision, and we conclude that the result reached by the
Board in its original decision was the correct one. Accordingly,
we find that the Respondent violated Section 8(a)(5) and (1) by
refusing to arbitrate grievances with the Union, and we shall
order the Respondent to arbitrate the grievances.30
CONCLUSION OF LAW
By refusing to arbitrate the grievances that arose under the
December 8, 2010 collective-bargaining agreement with the
Union, the Respondent has engaged in unfair labor practices
affecting commerce within the meaning of Section 8(a)(5) and
(1) and Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in unfair la-
bor practices, we shall order it to cease and desist and to take
certain affirmative action designed to effectuate the policies of
the Act. Specifically, having found that the Respondent unlaw-
fully refused to arbitrate grievances with the Union, we shall
order the Respondent to comply with the Union’s request dated
May 23, 2012, to process the grievances to arbitration under the
terms of the December 8, 2010 collective-bargaining agreement
with the Union.
ORDER
The Respondent, Children’s Hospital and Research Center of
Oakland d/b/a Children’s Hospital of Oakland, Oakland, Cali-
fornia, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to arbitrate the grievances that arose under the
December 8, 2010 collective-bargaining agreement with Ser-
vice Employees International Union, United Healthcare Work-
ers-West.
(b) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Comply with the Union’s request dated May 23, 2012, to
process the grievances to arbitration under the terms of the
December 8, 2010 collective-bargaining agreement with the
Union.
(b) Within 14 days after service by the Region, post at its fa-
cility in Oakland, California, copies of the attached notice
marked “Appendix.”31 Copies of the notice, on forms provided
tion of Sec. 8(a)(2), see, e.g., Telex Computer Products, supra, 816 F.2d
at 524, and the Board’s case law, as we have seen, is in accord.
30 Member Miscimarra and Member McFerran express no views on
the additional rationale articulated by our colleague in his concurrence
and rely only on the analysis included in this opinion in deciding this
case.
31 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
by the Regional Director for Region 32, after being signed by
the Respondent’s authorized representative, shall be posted by
the Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. In addition to physical posting of paper
notices, the notices shall be distributed electronically, such as
by email, posting on an intranet or an internet site, and/or other
electronic means, if the Respondent customarily communicates
with its employees by such means. Reasonable steps shall be
taken by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the event
that, during the pendency of these proceedings, the Respondent
has gone out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at its
own expense, a copy of the notice to all current employees and
former employees employed by the Respondent at any time
since May 23, 2012.
(c) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
MEMBER HIROZAWA, concurring.
In this decision, the Board interprets Section 8(a)(5) of the
Act, which makes it unlawful for an employer to refuse to bar-
gain with representatives of its employees, to explain that pro-
vision’s reference to Section 9(a), which makes a representative
selected by a majority of the unit employees the exclusive rep-
resentative of the employees. The Board then applies its inter-
pretation to find that the Respondent violated Section 8(a)(5) by
refusing to arbitrate a grievance with a superseded representa-
tive of its employees that arose during the effective term of its
collective-bargaining agreement with the superseded union. I
concur in the Board’s decision in all respects. I write separate-
ly to address a related issue that, in my view, provides addition-
al support for the Board’s conclusion.
Section 8(a)(5) provides that it is an unfair labor practice for
an employer “to refuse to bargain collectively with the repre-
sentatives of [its] employees, subject to the provisions of sec-
tion
9(a).”
Section
9(a),
in
turn,
provides
that
“[r]epresentatives designated or selected for the purposes of
collective bargaining by the majority of the employees in a unit
appropriate for such purposes, shall be the exclusive representa-
tives of all the employees in such unit . . . . .” The Board’s
decision in this case explains what the subject-to-Section-9(a)
clause means and marshals powerful arguments in support of its
interpretation of the statute. That holding alone fully justifies
the result in this case.
I think it is also useful, however, to consider what the sub-
ject-to-Section-9(a) clause does not mean. It does not mean
that for an employer to have a duty to bargain with a union on
behalf of its employees, the union must be a Section 9(a) exclu-
sive representative. This reading finds ample support in the
text of the Act. I offer two examples.
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
CHILDREN’S HOSPITAL AND RESEARCH CENTER OF OAKLAND D/B/A CHILDREN’S HOSPITAL OF OAKLAND
1683
First, the Section 8(a)(5) clause at issue here simply says,
“subject to the provisions of section 9(a).” It does not say, if
such representative is “the representative of the employees as
provided in section 9(a).” Clearly, the Wagner Act Congress,
which drafted the language of Section 8(a)(5), knew how to
impose such a requirement if it so intended. It imposed pre-
cisely that requirement, using precisely that language, in a par-
allel subsection of the same section of the Act, Section 8(a)(3).
The absence of such a requirement from Section 8(a)(5) is a
strong indication that no such requirement was intended by
Congress.
Second, the Act’s statement of the right enforced by Section
8(a)(5) is unencumbered by any requirement of Section 9(a)
status. That statement appears, of course, in Section 7: “Em-
ployees shall have the right . . . to bargain collectively through
representatives of their own choosing . . . .” Again, there is no
requirement that the representatives through which employees
exercise their right to bargain have attained Section 9(a) status
or otherwise demonstrated majority support. In my view, these
provisions, in the light they shed on the intended scope of Sec-
tion 8(a)(5), reinforce the Board’s finding of a violation of that
section for refusal to bargain with a superseded union, which by
definition was no longer a Section 9(a) exclusive representa-
tive.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT refuse to arbitrate grievances that arose under
the December 8, 2010 collective-bargaining agreement with the
Service Employees International Union, United Healthcare
Workers-West.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed
you by Section 7 of the Act.
WE WILL comply with the request of the Service Employees
International Union, United Healthcare Workers-West, dated
May 23, 2012, to process the grievances to arbitration under the
terms of the December 8, 2010 collective-bargaining agreement
with that Union.
CHILDREN’S HOSPITAL AND RESEARCH CENTER OF
OAKLAND D/B/A CHILDREN’S HOSPITAL OF OAKLAND
The Board’s decision can be found at www.nlrb.gov/case/32-
CA-086106 or by using the QR code below. Alternatively, you
can obtain a copy of the decision from the Executive Secretary,
National Labor Relations Board, 1015 Half Street, S.E., Washing-
ton, D.C. 20570, or by calling (202) 273–1940.
Jennifer D. Kaufman and Fred B. Jacob, Esqs., for the General
Counsel.
Bonnie Glatzer and David A. Kolek, Esqs. (Nixon Peabody,
LLP), of San Francisco, California, for the Respondent.
Manuel A. Boigues, Esq. (Weinberg, Roger & Rosenfeld), of
Alameda, California, for the Charging Party.
DECISION
STATEMENT OF THE CASE
WILLIAM G. KOCOL, Administrative Law Judge. This case
was presented to me based on a stipulated record that I ap-
proved on July 1, 2013. The Service Employees International
Union, United Healthcare Workers-West (the Union) filed the
charge on July 26, 2012, and the General Counsel issued the
complaint on March 29, 2013. The complaint alleges that
Children’s Hospital and Research Center of Oakland d/b/a
Children’s Hospital of Oakland (the Hospital) violated Section
8(a)(5) and (1) by refusing to arbitrate grievances that arose
under a collective-bargaining agreement between the Union and
the Hospital. The Hospital filed a timely answer that admitted
the allegations of the complaint concerning the filing and ser-
vice of the charge, interstate commerce and jurisdiction, the
Union’s labor organization, as well as that of the National Un-
ion of Healthcare Workers (NUHW). The Hospital also admit-
ted the agency status of Brenda Husband, the Hospital’s em-
ployee and labor relations manager, the appropriate unit, and
that the Union represented the employees in that unit until May
16, 2012, at which time the Union was decertified and replaced
by the NUHW. The Hospital also admits that during the time
that the Union represented the unit employees, the Union had a
collective-bargaining agreement with the Hospital that included
grievance-arbitration procedures, that during that same time
period three grievances were filed, and after the NUHW re-
placed the Union as the collective-bargaining representative the
Union demanded that the Hospital arbitrate those grievances,
but the Hospital refused to do so. The Hospital refused to do so
even after the NUHW advised that it did not oppose the Un-
ion’s demand to arbitrate. In its answer, the Hospital pleads a
number of affirmative defenses; none of them are meritorious
under Board law.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1684
On the entire record and after considering the briefs filed by
the General Counsel1 and the Hospital, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Hospital, a corporation, operates a “non-profit” pediatric
hospital at its facility in Oakland, California, where it annually
derives gross revenues in excess of $250,000 and purchases and
receives at its facility goods and services valued in excess of
$5000. The Hospital admits, and I find, that it is an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act and that the Union and the NUHW are labor
organizations within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
As indicated, the Hospital operates a pediatric hospital and
research center whose main facility is located in Oakland, Cali-
fornia, where it employs more than 2800 people. Until
May 23, 2012, the Union was the exclusive bargaining repre-
sentative for a bargaining unit consisting of most o f Re-
spondent’s service, maintenance, and technical employees. The
Hospital and the Union negotiated a series of collective-
bargaining agreements that governed the terms and condi-
tions of employment for the employees in the Hospital’s
bargaining unit represented by the Union. The most recent
contract was to be effective from December 8, 2010, to April
30, 2014; it contained a two-step grievance procedure, after
which either party could request arbitration.
The NUHW was formed in or about early 2009. On Febru-
ary 2, 2009, NUHW filed a representation petition with Region
32, which sought an election to have NUHW certified as the
exclusive bargaining representative of the Respondent em-
ployees who were then represented by the Union. The NLRB
conducted an election on August 16, 2011, but the results of
the August 16, 2011 election were set aside after an admin-
istrative law judge found that certain conduct of NUHW inter-
fered with the employees’ exercise of a free and reasoned
choice. The NLRB conducted a second election on May 16,
2012. A majority of the voting employees selected the NUHW
as their bargaining representative. On May 24, 2012, Region
32 certified NUHW as the winner of the representation elec-
tion. As a result, NUHW is now the certified and exclusive
bargaining representative for the Hospital’s employees in the
unit previously represented by the Union.
On April 24, 2012,2 the Hospital terminated Sharon Brown’s
employment. It contended that Brown failed to comply with
the terms of a Last Chance Agreement mandated by a Joint
Adjustment Board, which consisted of an equal number of
Hospital and union representatives. Thereafter, the Union con-
tinued to pursue a grievance over Brown’s termination. On
May 23, Brown also filed an unfair labor practice charge
with Region 32 in Case 32–CA–081636 alleging that her
termination and the failure to reinstate her were for discrimina-
tory reasons. On May 30, the Union also filed an unfair
labor practice charge with Region 32 in Case 32–CA–
1 The Union adopted the brief of the General Counsel as its own.
2 All dates are in 2012, unless otherwise indicated.
082033 alleging that Brown’s termination was because of her
protected concerted activities. Following an investigation,
the Region dismissed all charges related to Brown on July
30. On November 6, the Region’s dismissals of the
Brown charges were affirmed following an appeal to the
NLRB’s General Counsel.
In April 2011, Yolanda Montoya, a part-time patient care as-
sistant, applied for a full-time patient care assistant position.
The Hospital initially awarded the full-time position to
Montoya effective June 12, 2011, but subsequently learned
that the position should have been awarded to a more senior
employee under the terms of the contract. Before Montoya
started in the new position, the Hospital rectified the error,
and the more senior employee received the position. On De-
cember 1, 2011, pursuant to an agreement with the Union, the
Hospital awarded Montoya the next available full-time position.
The Union continued to pursue a grievance seeking back-
pay for Montoya from June 12, 2011 until December 2011,
when Montoya started in her full-time position.
In or about September or October 2011, the Union filed
a grievance alleging that five respiratory therapists should
have been paid at a higher step level under the terms of the
contract. The parties resolved all of the individual cases, except
for two. The two unresolved cases concerned two therapists
who the Hospital alleged were not entitled to higher pay be-
cause they had not yet begun their training for transport duties.
Several months later, when the therapists began their
transport training, the Hospital began paying them the transport
differential pay per the contract. The Union continued pursuing
its grievance alleging these employees are still owed additional
pay per the terms of the contract.
On May 23, 2012, Union Business Agent Sharrion Mar-
shall emailed the Hospital’s Labor Relations Manager, Brenda
Husband. Marshall requested that all three of the grievances
described above be moved to arbitration in accordance with the
contract’s grievance procedures. On June 19, the Union
renewed its request for arbitration of the grievances.
On July 16, the Hospital declined to arbitrate the grievances
because NUHW had replaced the Union as the exclusive
bargaining representative. The Hospital also requested that
the Union withdraw its request to arbitrate the grievances no
later than the close of business on July 20. The Hospital
stated that if the Union did not withdraw its request to arbitrate
the grievances by the close of business on July 20 it would
seek injunctive relief. The Union did not communicate with
the Hospital’s counsel before the close of business on July
20 indicating intent to withdraw its arbitration request or in
any other manner. On July 24, the Union declined the Hospi-
tal’s request to withdraw arbitration demands regarding the
grievances.
On July 24, the Hospital filed a complaint against the Union
in the U.S. District Court, Northern District of California, Case
No. C 12–03862 Sl. The Hospital’s complaint sought an in-
junction permanently restraining the Union from requesting or
compelling it to arbitrate the grievances and a declaratory
judgment that the Union had no legal right to compel it to
arbitrate the grievances. On August 23, the Union filed an
opposition to the Hospital’s motion for injunctive relief. On
CHILDREN’S HOSPITAL AND RESEARCH CENTER OF OAKLAND D/B/A CHILDREN’S HOSPITAL OF OAKLAND
1685
August 29, the Union filed a cross-petition to compel the Hos-
pital to arbitrate the grievances. On October 5, the Honorable
U.S. District Judge Susan Illston held a hearing on the Hos-
pital’s motion for preliminary injunction and the Union’s
cross- petition to compel arbitration. On October 12, the
Court denied the Union’s motion to compel arbitration of the
grievances and, in light of this denial, denied the Hospital’s
motion for preliminary injunction and declaratory judgment as
moot. See Children’s Hosp. & Research Ctr. Oakland v.
SEIU (N.D. Cal. Oct. 12, 2012), 2012 U.S. Dist. LEXIS
17461. The Court entered judgment consistent with its Octo-
ber 12 order on October 31. The parties did not appeal the
Court’s judgment.
On July 26, the Union filed the instant unfair labor practice
charge with the Region. As a part of its investigation of the
charge, the Region solicited positions from the Hospital and
NUHW regarding the Union arbitrating the grievances. The
Hospital informed the Region that it declined to arbitrate the
grievances with the Union. On January 17, 2013, NUHW, by
its counsel, informed the Region that it did not oppose the
Union’s arbitrating the grievances. On February ·13, 2013,
the Region informed the Hospital that NUHW’s counsel
had advised the Region that NUHW did not oppose the Un-
ion’s arbitrating the grievances. On February 19, 2013, the
Hospital informed the Region that it still declined to arbitrate
the grievances with the Union. Between February 13 and 19,
2013, NUHW Business Agent Faye Roe informed the Hos-
pital’s Employee and Labor Relations Manager Brenda Hus-
band that NUHW has never g i v e n the Union any indica-
tion that NUHW wishes the Hospital to bargain or arbitrate
with the Union with respect to any of the Hospital’s work-
ers, given that it no longer represents these workers.
III. ANALYSIS
The issue is whether the Hospital violated Section 8(a)(5) by
refusing to arbitrate grievances that arose under an expired
contract under circumstances where the union that was a party
to the contract is no longer the representative of the employees
and has been replaced by another union as the representative of
the employees. The starting point is that the settled proposition
that an employer must arbitrate grievances that arose under an
expired contract. Nolde Bros., Inc., v. Bakery Workers, 430
U.S. 243 (1977). If it refuses to do so, it violates Section
8(a)(5). Indiana & Michigan Electric Co., 284 NLRB 53
(1987). An employer must arbitrate such grievances even if the
union no longer represents any employees of the employer.
Missouri Portland Cement Co., 291 NLRB 1043 (1988). And
it is clear that a replacement union may not seek to arbitrate
grievances that arose under the contract between its predecessor
union and the employer. Arizona Portland Cement Co., 302
NLRB 36 (1991). These cases, taken together, are compelling
signals that the Hospital’s conduct here also violated the Act.
The Hospital, however, makes several arguments as to why
those decisions should not dictate the result in this case. First,
the Hospital argues that it may only negotiate with the exclu-
sive bargaining representative of the unit employees and the
Union no longer is that representative. But this argument has
been rejected by the Board. Missouri Portland Cement, supra.
Next, it argues that if it processes the grievance under the ex-
pired agreement with the Union it may be charged with an
8(a)(2) unfair labor practice. But this fear is unfounded, at least
on the facts of this case. The grievances in this case involve
nothing more that reinstatement and backpay. All that the Hos-
pital is required to do is complete the unfinished business aris-
ing from the expired contract and expired collective-bargaining
relationship. Nothing need spill over into determining current
conditions of employment for the unit employees; that must be
done exclusively with the NUHW. The Hospital then argues
that processing the grievances with the Union would destabilize
its relationship with the NUHW. I see no merit in this argu-
ment. However, the grievances are resolved, whether through
negotiation and settlement or in arbitration their resolution
merely becomes part of the history of the Hospital’s past rela-
tionship with the Union. The Hospital is required to do nothing
more than sew up the loose ends of its past relationship with the
Union. The Hospital and the NUHW are free to chart their own
course. Next, as the Hospital points out, there is some language
in the prior cases that seems to indicate that those holdings
might not apply when a predecessor union has been replaced,
but the Board has made clear that such language is dicta and
should not be interpreted in that manner. Local 888, American
Fed. Of Gov’t Employees (Bayley-Seton Hosp.) 323 NLRB 717,
721 (1997). Finally, the General Counsel and the Hospital
disagree as to the significance of the statements made by the
NUHW regarding the grievances. I find that those statements
are irrelevant. NUHW has no say whatsoever concerning the
processing of those grievances just as the Union can play no
part in determining conditions of employment since its decerti-
fication. By refusing to arbitrate the grievances that arose un-
der the expired collective-bargaining agreement, the Hospital
violated Section 8(a)(5) and (1).
CONCLUSIONS OF LAW
By refusing to arbitrate the grievances that arose under the
December 8, 2010, collective-bargaining agreement with the
Union, the Hospital has engaged in unfair labor practices af-
fecting commerce within the meaning of Section 8(a)(5) and (1)
and Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I shall order it to cease and desist therefrom
and to take certain affirmative action designed to effectuate the
policies of the Act.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended3
ORDER
The Respondent, Children’s Hospital and Research Center of
Oakland d/b/a Children’s Hospital of Oakland, Oakland, Cali-
fornia, its officers, agents, successors, and assigns, shall
3 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1686
1. Cease and desist from
(a) Refusing to arbitrate the grievances that arose under the
December 8, 2010 collective-bargaining agreement with the
Union.
(b) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Comply with the Union’s request dated May 23, 2012, to
process the grievances to arbitration under the terms of the
December 8, 2010 collective-bargaining agreement with the
Union.
(b) Within 14 days after service by the Region, post at its fa-
cility in Oakland, California, copies of the attached notice
marked “Appendix.”4 Copies of the notice, on forms provided
by the Regional Director for Region 32, after being signed by
the Respondent’s authorized representative, shall be posted by
the Respondent and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. In addition to physical posting of paper
notices, the notices shall be distributed electronically, such as
by email, posting on an intranet or an internet site, and/or other
electronic means, if the Respondent customarily communicates
with its employees by such means. Reasonable steps shall be
taken by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the event
that, during the pendency of these proceedings, the Respondent
has gone out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at its
own expense, a copy of the notice to all current employees and
former employees employed by the Respondent at any time
since May 23, 2012.
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
(c) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT refuse to arbitrate grievances that arose under
the December 8, 2010 collective-bargaining agreement with the
Service Employees International Union, United Healthcare
Workers-West.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed
you by Section 7 of the Act.
WE WILL process grievances to arbitration under the terms of
the December 8, 2010 collective-bargaining agreement with the
Service Employees International Union, United Healthcare
Workers-West.
CHILDREN’S HOSPITAL AND RESEARCH CENTER OF
OAKLAND D/B/A CHILDREN’S HOSPITAL OF OAKLAND