364 NLRB 1729
Wal-Mart Stores, Inc.
WAL-MART STORES, INC.
1729
364 NLRB No. 118
Wal-Mart Stores, Inc. and The Organization United
for Respect at Walmart (OUR Walmart). Cases
32–CA–090116, 32–CA–092512, 32–CA–092858,
32–CA–094004, and 32–CA–094011, 32–CA–
094381, and 32–CA–096506
August 27, 2016
DECISION AND ORDER1
BY CHAIRMAN PEARCE AND MEMBERS MISCIMARRA
AND HIROZAWA
The primary issue in this case is whether the Respond-
ent unlawfully disciplined six of its Richmond, Califor-
nia employees because they stopped work and engaged
in a small, early morning, in-store protest to bring to the
attention of management their mistreatment by a supervi-
sor and to secure permanent jobs for temporary employ-
ees.2 Applying the well-settled legal principles in Quiet-
flex Mfg. Co., 344 NLRB 1055, 1056–1057 (2005), the
judge found that the employee work stoppage was pro-
tected and that the discipline therefore violated Section
8(a)(1) of the Act. Specifically, the judge found that the
employees did not lose the protection of the Act because
their protest was peaceful and largely confined to a
small, partially enclosed customer waiting area near the
front of the large, multi-story department store, and that
they promptly complied with directions to return to the
customer waiting area or to clock out and leave the store.
In all, the small group of employees protested for less
than an hour and a half in the store, less than an hour of
which followed the store’s 6 a.m. opening. We agree
with the judge,3 for the reasons he states, and as further
1 On November 12, 2015, the Board granted the Respondent’s mo-
tion to sever Case 32–CA–111715 and to consolidate it with Case 13–
CA–114222, a related case that is also before the Board. The attached
modified order and notice reflect that change.
2 On December 9, 2014, Administrative Law Judge Geoffrey Carter
issued the attached decision. The Respondent filed exceptions and a
supporting brief. The General Counsel and Charging Party filed an-
swering briefs to the Respondent’s exceptions and the Respondent filed
reply briefs to the General Counsel’s and the Charging Party’s answer-
ing briefs. The Charging Party also filed cross-exceptions and a sup-
porting brief and the Respondent filed an answering brief to the Charg-
ing Party’s exceptions.
The National Labor Relations Board has delegated its authority in
this proceeding to a three-member panel.
The Board has considered the decision and the record in light of the
exceptions, cross-exceptions, and briefs and has decided to affirm the
judge’s rulings, findings, and conclusions and to adopt the recommend-
ed Order as modified and set forth in full below.
3 The Respondent has implicitly excepted to some of the judge’s
credibility findings. The Board’s established policy is not to overrule
an administrative law judge’s credibility resolutions unless the clear
preponderance of all the relevant evidence convinces us that they are
incorrect. Standard Dry Wall Products, 91 NLRB 544 (1950), enfd.
188 F.2d 362 (3d Cir. 1951). We have carefully examined the record
and find no basis for reversing the findings.
set forth below that the employees did not lose the Act’s
protection.4
Facts
As stated, on November 2, 2012,5 six employees,
Raymond Bravo, Semetra Lee, Demario Hammond,
Misty Tanner, Markeith Washington, and Timothy Whit-
ney, engaged in a work stoppage to protest mistreatment
by their supervisor and to secure permanent employment.
Each of the employees (with the exception of Bravo) was
a temporary remodeling associate hired to assist the Re-
spondent in renovating and updating the Richmond store.
Of particular importance to those employees was the
Respondent’s apparent condonation of the statements and
actions of Field Project Supervisor Art Van Riper. Since
the beginning of the remodeling project, employees
complained that Van Riper repeatedly called them lazy,
yelled at them, and said to an African-American employ-
ee as he placed a rope around a counter, “if it was up to
me, I would put that rope around your neck.” Addition-
ally, Van Riper told employees that he did not want to
hear about unions and, as set forth below, expressed his
dislike for unions directly to employees.
In reaction to Van Riper’s treatment of the remodeling
employees, on October 9 and 10, three of the six em-
ployees (Hammond, Tanner, and Washington) joined
other Richmond associates in a strike to raise awareness
of the Respondent’s mistreatment of employees. When
the employees presented a letter offering to return to
work on October 11, Van Riper stated, in the employees’
presence, “If it were up to me, I’d shoot the union.”6
4 We also adopt the judge’s additional 8(a)(1) findings. In particular,
we agree with the judge that the Respondent violated Sec. 8(a)(1) of the
Act by its Placerville, CA Assistant Manager Susan Stafford’s sugges-
tion to an employee that the Respondent would close its store in re-
sponse to concerted employee activity. Following employee Barbara
Collins’ absence to attend an OUR Walmart rally, Stafford asked her if
Collins worried that the Respondent would close down the Placerville
store if OUR Walmart got too big. Collins said she did not believe the
Respondent would do so, as it had had such a store closure only once
before, in Canada. We agree with the judge that this is a violation and
not merely an “honest question” or “conversational and innocuous” as
characterized by the Respondent and our dissenting colleague, respec-
tively. Such queries, when carried out by supervisors, are coercive.
See, e.g., Swingline Co., 256 NLRB 704, 710 (1981).
5 All dates are in 2012.
6 The judge found that this statement, as well as Van Riper’s state-
ments, described below, that the Richmond store would never be union,
telling employees that strikers would be looking for new jobs, and
prohibiting employees from speaking to employees returning from
strike violated Sec. 8(a)(1) of the Act. We adopt the judge’s findings of
these violations. We disagree with the dissent that Van Riper’s com-
ment that “I’d shoot the union” was merely an intemperate remark that
would not be interpreted as a threat. Van Riper made this statement
during an angry outburst at returning strikers and other employees, and
the employees present were understandably shocked by Van Riper’s
comments and level of hostility. See Jax Mold & Machine, Inc., 255
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1730
Later during that same shift, Van Riper and another
manager called an employee meeting. At that meeting,
Van Riper stated that the striking employees would not
work with the rest of the remodeling crew and that em-
ployees should not talk to the returning strikers. Van
Riper then stated that OUR Walmart was attempting to
unionize the store but that “was never going to happen”
and that the returning strikers “would be looking for new
jobs.”
On October 17, the six employees submitted a written
statement to the Respondent complaining about Van
Riper’s use of “racist remarks and threats of physical
violence towards Associates” and creation of “a work
environment that is threatening, harassing and intimidat-
ing.” The statement requested that the Respondent re-
move Van Riper, offer temporary employees permanent
positions at the store after remodeling was completed,
and meet with members of OUR Walmart to discuss the
issues. The Respondent did not reply to this statement.
Also in mid-October, OUR Walmart members met
with United Food and Commercial Workers (UFCW)
staff to discuss a work stoppage to protest Van Riper’s
treatment of the remodeling associates. On November 1,
the night before the work stoppage was set to begin, em-
ployee Tanner told Store Manager Tenille Tune that she
planned to organize a work stoppage the next morning
but might be able to call it off if Tune would promise that
remodeling associates would receive permanent positions
after the store’s remodel was complete. Tune notified
the Respondent’s labor relations department of the
planned protest.
Shortly after 3 a.m., on November 2, Human Resource
Manager Janet Lilly and Market Asset Protection Man-
ager Paul Jankowski arrived to assist in the store reopen-
ing and to interview employees about their complaints.
Lilly and Jankowski met with one employee, Washing-
ton, prior to the beginning of the work stoppage.7
The work stoppage began inside the store at approxi-
mately 5:24 a.m., prior to the store’s scheduled opening
at 6 a.m. Initially, the six employees stopped working
and walked to the customer service area, which is to the
NLRB 942, 946–947 (1981) (supervisor’s statement made in anger that
he would shoot union supporters constituted an unlawful threat), enfd.
683 F.2d 418 (11th Cir. 1982) (Table). Such expressed hostility in
response to protected concerted activity, even if not interpreted as a
specific threat of violence, would reasonably tend to coerce employees
in the exercise of their Sec. 7 rights.
7 The Respondent has an “open door” policy, as updated in August
2012, that welcomes employees to discuss concerns with their supervi-
sors and managers. However, Wal-Mart’s November 23, 2011 guide-
lines on sit-ins or sick-outs advises store managers to inform groups
that they are welcome to meet in one-on-one meetings but not in a
group. Jt. Exs. 10, 44.
right of the store’s front entrance and physically separat-
ed by a chest-high wall. Five minutes later, Lilly and
Jankowski approached the employees and offered to
meet with them individually. The employees requested
to meet as a group but Lilly refused, citing the open door
policy and confidentiality concerns. Lilly requested that
the employees return to work but they declined. At 6
a.m. Lilly repeated her request that the employees meet
with her individually and return to work but again the
employees refused.
When the store opened, four nonemployee protestors
entered and joined the six employees in the customer
service area. Although the customer service area is not
normally open until 7 a.m., the Respondent opened it at 6
a.m. for the grand reopening. The group of 10 protestors
displayed a banner, approximately 8–10 feet long, read-
ing: “Stand up, Live Better, ForRespect.org, OUR
Walmart, Organization United for Respect at Walmart.”
The protestors initially held the banner in front of the
customer service area for a few minutes. During this
brief period, video footage shows that no customers were
in the customer service area, and one nonprotesting em-
ployee walked behind the customer service counter with-
out any difficulty. And, after 6:05 a.m., the banner was
moved behind the customer service desk, leaving the
service desk unobstructed for customers. Video footage
indicates that, thereafter, none of the limited number of
customers who entered the store during the protest
sought assistance at the open and accessible service desk,
nor were other employees impeded in any way from
freely accessing the workstation behind the customer
service desk throughout the work stoppage. Some time
after 6:15 a.m., additional nonemployee protestors en-
tered and exited the store, joining the six employees in
the customer service area, taking photographs, wearing
green OUR Walmart t-shirts, and holding signs. Jan-
kowski told the assembled group that they were trespass-
ing and should leave the store but they did not do so. At
its largest point, the group in the customer service area
numbered between 15–19 protesters (including the six
employees).8
At 6:29 a.m., the six employees moved to an area
called “Action Alley,” in an aisle leading from the first
floor store entrance. They stood in front of a display
approximately 20 feet from the entrance doors, and were
joined by two nonemployee protestors. The employees
8 Our dissenting colleague inaccurately claims that “there were six
strikers and between 10 and 14 nonemployees participating in the pro-
test in the customer service area from 6 a.m. to 6:52 a.m.” As de-
scribed below, the total number of protestors was smaller for much of
that time period, particularly after 6:38 a.m., when the six employees
left the customer service area to clock out.
WAL-MART STORES, INC.
1731
wore green OUR Walmart T-shirts and one held a 3 by 2
foot sign reading “ULP Strike.” Lilly and Jankowski
approached the employees and told them that they should
either return to the customer service area or leave the
store because they were blocking customers entering the
store. Lilly added that she would prefer the employees to
leave the store. In response—three minutes after enter-
ing Action Alley (at 6:32 a.m.)—the protestors left and
returned to the customer service area.
Five minutes later, at 6:37 a.m., two uniformed police
officers arrived and spoke with Lilly and Jankowski and
a nonemployee representative of the protestors. At 6:38
a.m., the six employees immediately left the customer
service area to clock out and the nonemployee protestors
began to leave the store. The record shows that by 6:52
a.m., the six employees had clocked out and all protes-
tors (employees and nonemployees) had left the store.9
Following the protest, Bravo gave the Respondent a
letter offering to return to work. Bravo and Lee returned
to work at 11 p.m. that same evening. On November 4,
Hammond, Lee, Tanner, and Washington also submitted
letters offering to return to work. Between November 5
and 8, the Respondent issued second written coachings to
Hammond, Lee, Tanner, Washington, and Whitney.
Bravo, who had an active prior infraction, received a
third written coaching.10 These coachings are governed
by the Respondent’s disciplinary policy; first, second,
and third level coachings stay “active” for a year and are
progressive, i.e., an employee who has a first level
coaching on file will receive a second level if he is disci-
plined again for a similar infraction within 12 months.
Employees with active third level coachings on file may
be subject to termination for subsequent disciplinary in-
fractions.
Analysis
Section 7 of the Act protects employees’ right to en-
gage in “concerted activities for the purpose of collective
bargaining or other mutual aid or protection.” It is well
9 Two of the employee protestors, Bravo and Lee, remained outside
the store to circulate a petition. The protestors remained outside with a
large banner distributing leaflets until approximately 9:01 a.m. when
the protest ended and the participants left. Neither the Respondent nor
our dissenting colleague takes issue with the protest occurring outside
the store.
10 The coaching documents for each employee state the reason for
the coaching as “Inappropriate Conduct, Unauthorized Use of Compa-
ny Time.” The form then lists “Observations of Associate’s Behavior
and Performance” stating, “Abandoned work immediately befor[e]
Grand Opening event and refused to return to work after being told to
do so. [T]hen engaged in a sit-in on the sales floor and physically
occupied a central work area. [T]hen joined with pre-coordinated flash
mod during Grand Opening to further take over, occupy, and deny
access to the main customer pathway through the front of the store.
Refused to stop/leave when told to do so.”
established that work stoppages are protected by Section
7, as are activities engaged in for the purpose of applying
economic pressure on employers. Atlantic Scaffolding
Co., 356 NLRB 835, 836–837 (2011). See NLRB v.
Washington Aluminum Co., 370 U.S. 9, 15 (1962).
Courts have recognized that “[i]nconvenience or even
some dislocation of property rights may be necessary in
order to safeguard” Section 7 rights. Republic Aviation
Corp. v. NLRB, 324 U.S. 793, 802 fn. 8. (1945). These
rights are not unfettered. As we explained in Quietflex
Mfg. Co., in striking “an appropriate balance” between
the employee Section 7 rights and the employer’s proper-
ty rights, the Board is to accommodate both rights “with
as little destruction of one as is consistent with the
maintenance of the other.” 344 NLRB at 1058 (quoting
NLRB v. Babcock & Wilcox Co., 351 U.S. 105, 112
(1956)). To strike this proper balance, the Board in Qui-
etflex set forth a 10-factor test that was expressly formu-
lated to balance employees’ protected right to engage in
work stoppages with an employer’s property rights.
Since its issuance, the Board has applied the Quietflex
factors to work stoppages occurring in a variety of set-
tings, including a hotel,11 an oil refinery,12 and the streets
of Las Vegas,13 to determine whether those work stop-
pages were protected. In each setting, the Board utilized
the Quietflex test to evaluate the unique circumstances
presented, including the type of business involved and
the location of the work stoppage itself.
Consistent with this settled precedent, we apply the
Quietflex analysis to the instant work stoppage. The
Quietflex factors are:
(1) the reason the employees have stopped working;
(2) whether the work stoppage was peaceful;
(3) whether the work stoppage interfered with produc-
tion, or deprived the employer access to its property;
(4) whether employees had adequate opportunity to
present grievances to management;
(5) whether employees were given any warning that
they must leave the premises or face discharge;
(6) the duration of the work stoppage;
(7) whether employees were represented or had an es-
tablished grievance procedure;
(8) whether employees remained on the premises be-
yond their shift;
11 Los Angeles Airport Hilton Hotel & Towers, 360 NLRB 1080,
1083–1087 (2014), enforced sub nom. Fortuna Enterprises, LP v.
NLRB, 789 F.3d 154 (D.C. Cir. 2015).
12 Atlantic Scaffolding, supra 356 NLRB at 836–837.
13 Nellis Cab Co., 362 NLRB 1587, 1589 (2015).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1732
(9) whether employees attempted to seize the employ-
er’s property; and
(10) the reason for which employees were ultimately
discharged [disciplined].
The judge concluded that factors 1, 2, 3, 5, 6, 8, 9, and
10 each favored a finding that the six employees were
engaged in protected conduct when they participated in
the in-store work stoppage to protest Van Riper’s treat-
ment of remodeling employees. As set forth below, we
agree with the judge’s conclusions and affirm his find-
ings on these factors. As to the judge’s findings that fac-
tors 4 and 7 were “neutral, at best,” we agree with the
judge as to factor 4, but find that factor 7 further supports
a finding that the protest was protected.
Factor 1: We agree with the judge, and find that the
employees’ work stoppage was concerted activity for the
purpose of mutual aid or protection. The employees
clearly stated that they were engaged in a collective pro-
test to draw attention to what they viewed as abusive
treatment by Supervisor Van Riper, and to seek perma-
nent positions for the temporary renovation staff. In the
weeks leading up to the work stoppage, employees re-
peatedly raised their concerns about Van Riper to man-
agement with no response. As the renovation was draw-
ing to a close, employees had an immediate need to press
their concerns to management about Van Riper’s ongo-
ing treatment and to ensure the continued employment of
renovation staff.14 Leading up to the protest, employees
provided management with opportunities to avoid the
work stoppage to no avail. Indeed, on the evening before
the work stoppage, employee Tanner informed a repre-
sentative of the Respondent that a work stoppage was to
occur the next morning but could be avoided if the Re-
spondent promised to continue to employ renovation
staff. Accordingly, we find that employees clearly had
protected concerns as their core justification for their
concerted work stoppage. We further find that those
concerns were pressing, particularly given the end of the
renovation project, and the fact that employees’ prior
attempts to communicate with management were largely
ignored.
14 Peck, Inc., 226 NLRB 1174, 1174 fn. 1 (1976), a pre-Quietflex
case cited by our colleague, is distinguishable. In Peck, the Board
distinguished between a protest in response to an immediately pressing
concern and one protesting a less time-sensitive matter, finding that the
former circumstance presented a mitigating factor favoring protection.
Here, the employees were seeking immediate hiring of renovation
personnel and protesting ongoing abusive treatment that had gone un-
addressed by management. We note, contrary to the dissent’s sugges-
tion, that the Quietflex test does not require a showing that employees
acted in response to an urgent safety matter or imminent threat.
Factor 2: We agree with the judge that the work stop-
page was peaceful. There is no evidence that the protest
was in any way violent, unruly, or even confrontational.
Indeed, as discussed further below, the employees in-
volved immediately responded to the Respondent’s re-
quest to move out of a busy area so as not to impede en-
tering customers.
Factor 3: We also agree, for the reasons stated by the
judge, that the work stoppage neither interfered with the
provision of services to customers nor prevented the Re-
spondent from accessing its property. As set forth more
fully in Los Angeles Airport Hilton Hotel & Towers, su-
pra 360 NLRB 1080, 1084, “[i]t is not considered inter-
ference of production where the employees do no more
than withhold their own services.” (quoting Quietflex,
344 NLRB at 1057, fn. 6). The relevant inquiry instead
is whether the striking employees interfered with or pre-
vented nonstriking employees from performing their
work.
As the judge found, there was no interference with ei-
ther the Respondent’s access to its property or the work
of employees who were not involved in the work stop-
page. We note that the Respondent’s Richmond store is
a large, multidepartment store with multiple entrances
and exits. The protest at issue involves a small group of
employees and a roughly equivalent number of non-
employee supporters who largely confined themselves to
a small enclosed customer service area to the side of the
front store entrance. There is no evidence that the small
protest prevented other employees from serving custom-
ers or prevented the customers themselves from entering,
leaving, or shopping in any part of the two-story depart-
ment store.15 The work stoppage, which occurred prior
to and within the first hour of the store’s opening had
little to no impact on the Respondent’s ability to serve its
customers. While the employees may have positioned
themselves in front of the customer service desk with
their banner for approximately 2 minutes at the begin-
ning of the work stoppage, they then moved themselves
and their banner behind the desk to allow movement on
both sides. Video footage shows that no customers at-
tempted to access the customer service area during the
brief time that employees were engaged in protest there.
In fact, employees were easily able to go behind the cus-
tomer service desk during the entirety of the protest, and
one employee did so during the brief period when the
banner was positioned in front of the desk. Beyond that,
the six employees and the nonemployee protestors re-
15 See Goya Foods of Florida, 347 NLRB 1118, 1134 (2006) (peace-
ful union demonstration inside supermarket protected as it “had mini-
mal adverse impact on operations. . .”), enfd. 525 F.3d 1117 (11th Cir.
2008).
WAL-MART STORES, INC.
1733
mained in the customer service area, except for a brief, 3-
minute presence in Action Alley at the front of the store.
There is no evidence that the work stoppage disturbed
any other part of the store or in any way prevented other
employees from performing their duties.16 Nor is there
evidence that any customer complained about a disrup-
tion or was in any way impeded in their ability to shop in
the store during the brief time that it occurred.17
Factor 4: We agree with the judge that the adequacy
of employees’ opportunity to present their grievances to
management is an arguably neutral factor on these facts.
As the judge found, the six employees communicated
their grievances about Van Riper in a written statement
to management 2 weeks prior to the work stoppage, but
they received no response. Although immediately prior
to and during the work stoppage, Respondent’s managers
offered to meet with employees, it was only on an indi-
vidual basis pursuant to Respondent’s open-door policy.
The Respondent refused employee requests to meet as a
group (as the policy does not allow for group meetings).
The Respondent’s managers met individually with one
employee prior to the work stoppage and separately with
other employees, afterward, to discuss their concerns.
Thus, as the judge correctly found, the Respondent,
16 That the Respondent may have had to use other employees to pre-
pare for the store’s reopening does not weigh against protection. Not-
ing that a purpose of work stoppages is to exert pressure on the em-
ployer, the court in Fortuna Enterprises, LP v. NLRB, 789 F.3d 154,
161 (D.C. Cir. 2015), observed that by reassigning employees who did
not participate in the work stoppage to cover for the protesting employ-
ees, the economic impact on the hotel would be “because employees
withheld their own services, not because employees interfered with the
ability of other employees to do their job.” See also The Los Angeles
Airport Hilton Hotel & Towers, at 1084.
17 Citing his own concurrence in Starbucks Coffee Co., 360 NLRB
1168, 1174 (2014), the dissent appears to assert that any disruption to
customers by employees engaged in a concerted work stoppage renders
that protest unprotected by assigning a heavy negative weight to this
factor. Indeed, in lieu of the Quietflex factors, he would apply a “dis-
ruption or interference” standard that entails a broad proscription
against any activity occurring on a retail sales floor. As explained
below, our colleague’s view runs counter to well-established Board
precedent in which the Board carefully balances, on a case-by-case
basis, employees’ Sec. 7 right to engage in a concerted protest with an
employer’s property rights, and takes account of the degree, if any, to
which an employer was actually impeded in its ability to do business.
The Board also follows this approach in nonwork stoppage contexts.
See Thalassa Restaurant, 356 NLRB 1000, 1000 fn. 3 (2011) (finding
that a protest in a restaurant by an employee with nonemployee partici-
pants was protected, noting that the protestors did not disturb diners,
block their movement, or interfere with employees performing their
duties); Crown Plaza LaGuardia, 357 NLRB 1097, 1100 (2011) (find-
ing a protest involving 13–15 employees in a public hotel corridor to be
protected because there was no evidence that it disturbed hotel guests);
and Saddle West Restaurant, 269 NLRB 1027, 1041–1043 (1984)
(finding that an employee’s statement to coworkers that they should
boycott the casino’s restaurant was protected where there was no evi-
dence that it caused a disturbance or interfered with operations).
through its open door policy, provided employees with a
forum to discuss their grievances. However, to the ex-
tent that this factor weighs against protection, we accord
it less weight because that open door policy was limited
to individual discussions and barred group grievances.
Factor 5: We agree with the judge that at no point dur-
ing the work stoppage were employees warned that they
would face discipline for failing to leave the premises.
As set forth above, Lilly requested that the six employees
return to work both prior to and shortly after the store’s
opening. Lilly did not, however, inform employees that
they would be disciplined if they refused. Sometime
after 6:15 a.m., nonemployee supporters entered the store
and delivered signs and T-shirts to the protesters in the
customer service area. Jankowski then told the assem-
bled group that they were trespassing and should leave
the store. Again, however, there was no threat of disci-
pline. Later, when the six employees moved their protest
to Action Alley at 6:29 a.m., Lilly and Jankowski told
those assembled to return to the customer service area or
leave the store. The employees complied with their re-
quest and returned to the customer service area. Finally,
when police officers arrived in the store at 6:37 a.m.,
Lilly and Jankowski told the employees to leave the
store. The employees immediately complied and left the
customer service area to clock out.
We agree that this factor supports a finding that the
work stoppage was protected. The Respondent’s repre-
sentatives, Lilly and Jankowski, sent mixed messages to
the group, alternately telling them to leave the store or
return to the customer service area.18 The work stoppage
itself lasted only a short period of time while the store
was open, with employees leaving the customer service
area at 6:38 a.m. to clock out. At no point during this
protest did the Respondent inform employees that they
would be disciplined for failing to comply with these
instructions. See Nellis Cab Co., supra 362 NLRB at
1589.
Factor 6: The work stoppage was short in duration,
and thus we agree with the judge that it favors protection.
The entirety of the work stoppage lasted less than an
hour and a half. The store had been open for less than an
18 The dissent asserts that we should find that a threat of discipline
was implicit in these requests to return to work or leave the store. We
disagree. Lilly and Jankowski’s request that employees leave Action
Alley and return to the customer service area implies that, to some
degree, the Respondent may have condoned the limited protest in the
customer service area. More importantly, we would not infer a threat
of discipline from a request that employees leave the premises. The
analytical factor itself is clear: “whether employees were given any
warning that they must leave the premises or face discharge.” Quiet-
flex, supra, 344 NLRB at 1056. To infer a threat of discipline or dis-
charge from a request to leave would render this factor meaningless.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1734
hour when the stoppage ended. The Board has found
work stoppages of longer durations to be protected.19
Factor 7: We find that this factor—whether employees
were represented or had an established grievance proce-
dure—favors protection. The judge, analyzing this factor
simultaneously with factor 4, found both to be neutral
because the Respondent invited employees to voice their
concerns about Van Riper on an individual basis. De-
spite our agreement with the judge as to the neutrality of
factor 4, we find that factor 7 favors protection as it is
undisputed that the employees were unrepresented for
collective bargaining purposes and enjoyed no procedure
for group grievances. See HMY Roomstore, Inc., 344
NLRB 963, 963 fn. 2 (2005) (“[T]he existence of an es-
tablished mechanism for presenting group grievances” is
a factor in determining whether the work stoppage is
protected). The ability of employees to address their
complaints collectively, where they can mutually aid and
support one another, provides a distinctly more effective
way for them to engage with management. The record
shows that the Respondent’s open door policy allowed
only for individual meetings with the Respondent and
provided no forum for hearing group complaints. Ac-
cordingly, we find that this factor favors protection be-
cause the parties had no established procedure for resolv-
ing group grievances.
Factor 8: We agree with the judge’s finding that em-
ployees did not remain on the premises after their shift.
The six employees left the store just minutes prior to the
end of their shift at 7 a.m. (five of the employees) or 8
a.m. (Bravo). Under these circumstances, we agree that
this factor favors protection.
Factor 9: We agree with the judge that there is no evi-
dence that employees seized or in any way impeded ac-
cess to the store during the work stoppage. As set forth
above, the group of six protesting employees confined
themselves to a small section of a very large store for
less than an hour after its 6 a.m. opening. Employees
and customers enjoyed continuous access to the customer
19 Our colleague would find that the 88-minute protest constituted a
“long time,” citing cases involving large and boisterous protests in a
small restaurant (Restaurant Horikawa, 260 NLRB 197, 198 (1982))
and a protest lasting (contrary to our colleague) over 4 hours with em-
ployees refusing to leave after being provided with the opportunity to
present their grievances to management later that morning. Cambro
Mfg., 312 NLRB 624, 635 (1993). There is no bright line delineating
how long a protest can last before it loses the protection of the Act.
Rather, the Board evaluates this factor in context, examining the length
of the work stoppage, and the circumstances in which the stoppage
occurs. See e.g., Los Angeles Airport Hilton Hotel & Towers, supra,
360 NLRB 1080, 1083 fn. 16, and cases cited therein. We note that the
Board has found that work stoppages ranging from a few minutes to
many hours to be protected when the entire context in which the work
stoppage occurred is considered.
service desk throughout the work stoppage.20 Thus, we
find that this factor, too, favors protection.
Factor 10: The judge correctly found that the reason
for which employees were ultimately disciplined favors a
finding that their work stoppage was protected. The Re-
spondent issued disciplinary coachings against the six
employees for abandoning work, refusing to return to
work, and unauthorized use of company time, which are
directly related to the work stoppage. The other “obser-
vations” listed on the coaching form, i.e., engaging in a
sit-in and disrupting business and customer service oper-
ations, are either baseless21 or part and parcel of the work
stoppage itself. For these reasons, we find that this factor
favors a finding that the work stoppage was protected.
In sum, we find that employees were engaged in a pro-
tected work stoppage. We specifically find that 9 of the
10 Quietflex factors favors the work stoppage’s protec-
tion, and factor 4, whether employees had an adequate
opportunity to present their grievances to management is
equivocal. The work stoppage sought to resolve pressing
problems concerning the continued employment of reno-
vation staff and ongoing mistreatment by a supervisor.
The work stoppage itself was peaceful, lasted for a short
duration, was largely confined to the customer service
area of the Respondent’s store, and resulted in little to no
disruption of the Respondent’s ability to serve its cus-
tomers. Employees did not stay past the expiration of
their shifts or seize the Respondent’s property, they
promptly left Action Alley when requested to do so by
managers, and they immediately left the customer service
area when directed to do so by police. While the em-
ployees involved in the work stoppage had a limited
method for presenting their grievances individually
through the Respondent’s open door policy, they had no
representation or ability to concertedly present group
concerns, and the Respondent failed to acknowledge or
respond to employees’ previous attempts to communicate
their concerns. We therefore conclude that the Respond-
ent violated Section 8(a)(1) of the Act by disciplining
employees for their participation in the work stoppage.
In reaching this conclusion, we have considered, and
rejected, our dissenting colleague’s contention that be-
cause this case occurs in a retail setting, we should es-
20 Indeed, the Respondent’s response to the protest did not indicate
that it believed that employees impeded access to its property. For
most of the duration of the work stoppage, it only requested that the
employees return to work (or return to the customer service area when
they went to Action Alley). Further, it refused the employees’ modest
request that the managers who were present at the store meet with the
six employees as a group. Had management agreed to this request, the
work stoppage may have been avoided entirely or quickly terminated.
21 As explained above, there is no evidence that the work stoppage
interfered with the Respondent’s business.
WAL-MART STORES, INC.
1735
chew the Quietflex analysis. The dissent argues that
Quietflex is inapplicable to retail businesses, restaurants
and “any workplace where employees routinely mingle
with and furnish services to customers and patrons.”
Instead, finding his own set of facts, he would employ a
“disruption or interference” standard, plucked from his
concurring opinion in Starbucks Coffee Co., 360 NLRB
1168 (2014), in which he relied on a nonwork stoppage
case, Restaurant Horikawa, 260 NLRB 197, 198 (1982),
decided well before Quietflex. There, the Board found
that the employer lawfully disciplined an off-duty em-
ployee when he joined 30 nonemployee demonstrators
who “seriously disrupted” the employer’s business by
jamming into a crowded restaurant and boisterously pa-
rading through the restaurant during peak restaurant
hours. Unlike the Quietflex cases, Restaurant Horikawa
was not a case where employees joined together and
withheld their labor by engaging in a work stoppage.22
The dissent’s rejection of the Quietflex test is essential-
ly grounded on the economic harm that the work stop-
page inflicted on the Respondent.23 As we explained in
Los Angeles Airport Hilton Hotel & Towers, “this argu-
ment is antithetical to the basic principles underlying the
statutory scheme, i.e., the right of employees to withhold
their labor in seeking to improve their terms of employ-
ment, and the use of economic weapons such as work
stoppages as part of the ‘free play of economic forces’
that should control collective bargaining.” 360 NLRB
1080, 1084, quoting Atlantic Scaffolding Co., 356 NLRB
at 837 (quoting NLRB v. Nash-Finch Co., 404 U.S. 138,
144 (1971)).24 Indeed, Hilton Hotel, which was the em-
ployer in Fortuna Enterprises v. NLRB, unsuccessfully
urged the court to adopt a service industry exception,
similar to that urged by our dissenting colleague. Stating
that the Board was not obligated to create special rules
for the service industry, the court explained, that “[o]ne
possible purpose of a work stoppage, whether at a factory
22 Moreover, even in non-work stoppage cases, the Board has de-
clined to extend its holding in Restaurant Horikawa to other retail
settings. See Goya Foods of Florida, supra, 347 NLRB at 1134 (noting
that restaurant patrons “have a normal expectation of quiet enjoyment
as opposed to a busy supermarket involved here”). We find the judge’s
rationale in Goya Foods particularly applicable to this case which also
involves a large, busy superstore.
23 That the employees chose to engage in their protest on the store’s
re-opening day does not militate against protection. “The protected
nature of the work stoppage … [is] not vitiated by the effectiveness of
its timing.” Atlantic Scaffolding Co., supra, 356 NLRB at 837.
24 Our colleague argues that by employing the Quietflex factors, we
“give employees carte blanche to do whatever they want, whenever
they want.” We could not disagree more. By applying the Quietflex
factors, we seek to balance the fundamental employee right to exert
economic pressure with an employer’s right to maintain the integrity of
its property. The factors set forth above address those concerns.
or at a hotel, is to exert economic pressure on the em-
ployer.” 789 F.3d 161. The court further explained that
in evaluating whether the work stoppage interfered with
operations (Quietflex factor 3), the fact that “the work
stoppage did disrupt some of the hotel’s operations, does
not compel a finding that the work stoppage interfered
with the provision of services by other employees in the
relevant sense.” Id. at 162.
In sum, as is clear from our Quietflex decisions, the
factors considered under that test take into account the
concerns that the dissent has raised pertaining to custom-
er relations in retail and service industries. Having con-
sidered all the factors, we conclude that the relatively
small, brief, peaceful and confined work stoppage during
the early morning hours of a multi-story department
store’s opening did not lose the protection of the Act.
Accordingly, we affirm the judge’s finding that the
Respondent’s discipline of the six employees engaged in
the work stoppage violated Section 8(a)(1) of the Act.
ORDER
Respondent, Walmart Stores, Inc., Bentonville, Arkan-
sas, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Threatening associates by asking them if they are
afraid Walmart might close the Placerville, California
store 2418 if too many associates join OUR Walmart.
(b) Maintaining a July 2010 dress code for California
associates that is facially overbroad because it unduly
restricts associates’ right to wear union insignia.
(c) Selectively and disparately applying its July 2010
dress code for California associates to Richmond, Cali-
fornia store 3455 associates when they wear clothing
with OUR Walmart or UFCW logos, but not when they
wear other clothing that does not comply with the dress
code.
(d) Threatening store associates that it would “shoot
the union.”
(e) Threatening store associates that Walmart would
never be union and thereby informing associates that it
would be futile for them to select OUR Walmart as their
collective-bargaining representative.
(f) Threatening store associates by telling them that
associates returning from strike would be looking for
new jobs.
(g) Prohibiting store associates from speaking to asso-
ciates returning from strike about the returning strikers’
activities on behalf of OUR Walmart.
(h) Issuing disciplinary coachings to associates be-
cause they engaged in a protected work stoppage, and to
discourage associates from engaging in those or other
protected activities.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1736
(i) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Rescind the overbroad policy in its July 2010 Cali-
fornia employee dress code that unduly restricts associ-
ates’ right to wear union insignia.
(b) Furnish all current employees in its California
stores with inserts for its California employee dress code
that (1) advise that the unlawful July 2010 policy has
been rescinded, or (2) provide the language of a lawful
policy; or (in the alternative) publish and distribute to
employees at its California stores revised copies of its
California employee dress code that (1) do not contain
the unlawful policy, or (2) provide the language of a law-
ful policy.
(c) Within 14 days from the date of the Board’s Order,
remove from its files any references to the November
2012 two-level disciplinary coachings that Respondent
issued to Raymond Bravo, Demario Hammond, Semetra
Lee, Misty Tanner, Markeith Washington, and Timothy
Whitney because those associates engaged in a protected
work stoppage on November 2, and to discourage associ-
ates from engaging in those or other protected activities,
and within 3 days thereafter notify Raymond Bravo,
Demario Hammond, Semetra Lee, Misty Tanner,
Markeith Washington, and Timothy Whitney in writing
that this has been done and that the disciplinary coach-
ings will not be used against them in any way.
(d) Within 14 days after service by the Region: post at
store 2418 in Placerville, California, copies of the at-
tached notice marked “Appendix A”; post at store 3455
in Richmond, California, copies of the attached notice
marked “Appendix B”; and post at all other California
stores copies of the attached notice marked “Appendix
C.”25 Copies of the notices, on forms provided by the
Regional Director for Region 32, after being signed by
the Respondent’s authorized representative, shall be
posted by the Respondent and maintained for 60 consec-
utive days in conspicuous places including all places
where notices to employees are customarily posted. In
addition to physical posting of paper notices, the notices
shall be distributed electronically, such as by email, post-
ing on an intranet or an internet site, and/or other elec-
tronic means, if the Respondent customarily communi-
cates with its employees by such means. Reasonable
25 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notices reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of these
proceedings, the Respondent has gone out of business or
closed one or more of the facilities involved in these pro-
ceedings, the Respondent shall duplicate and mail, at its
own expense, a copy of the appropriate notice (Appendix
A, B, or C) to all current associates and former associates
employed by the Respondent at the closed facilities at
any time since July 8, 2012.
(e) Within 14 days after service by the Region, hold a
meeting or meetings at the Respondent’s Richmond
Store 3455, scheduled to have the widest possible attend-
ance, at which the attached notice marked “Appendix B”
shall be read to employees in both English and Spanish,
by the Respondent’s store 3455 manager or, at the Re-
spondent’s option, by a Board agent in the Respondent’s
store manager’s presence.
(f) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
MEMBER MISCIMARRA, dissenting in part.
This case involves a modern day sit-down strike and
on-premises protest by employees inside a Walmart retail
store before and during the store’s grand reopening after
remodeling. My colleagues find that the employees had
a protected right to engage in these activities under the
National Labor Relations Act (NLRA or Act) and that
the Respondent, Walmart Stores, Inc., violated the Act
when it issued “coachings” to the employees who partic-
ipated in these activities. I disagree. I believe the Act
clearly renders unprotected the employees’ in-store sit-
down strike/protest, and I respectfully dissent from my
colleagues’ findings to the contrary. The majority also
finds that the Respondent committed certain other viola-
tions of the Act. I agree with some of these and disagree
with others as described below.1
1 I join my colleagues in affirming the judge’s finding that the Re-
spondent’s 2010–2012 California dress code policy, which restricted
the kinds of logos employees were permitted to wear, violated Sec.
8(a)(1), notwithstanding the policy’s “savings clause.” The policy’s
restrictions were overbroad, and the “savings clause,” under which
logos “allowed under federal or state law” were permitted, improperly
placed the burden on employees to determine their legal rights. I also
agree with my colleagues that Field Project Supervisor Art Van Riper is
an apparent agent of the Respondent and that his October 12 statements
concerning the futility of choosing a union, his threat against returning
WAL-MART STORES, INC.
1737
BACKGROUND
A. General
Walmart’s Richmond, California store had been closed
for some time for remodeling. On October 17, 2012,2
five temporary employees sent a letter to the Respondent
addressing several matters, including a complaint about
Field Project Supervisor Van Riper.3 Also in October,
members of OUR Walmart4 and UFCW staff met on two
occasions to plan a work stoppage/demonstration at the
Respondent’s Richmond store to protest Van Riper’s
treatment of the “remodeling associates” (employees
temporarily employed at the Richmond store to assist
with the remodeling). The meeting participants selected
November 2 for the work stoppage because the Rich-
mond store’s grand reopening was scheduled that day,
strikers, and his order to employees not to talk to returning strikers each
violated Sec. 8(a)(1) of the Act.
In contrast, I disagree with my colleagues that Assistant Manager
Susan Stafford’s query to employee Barbara Collins about whether, if
the Organization United for Respect at Walmart (OUR Walmart) be-
came too big, the Respondent might “close down the [Placerville, Cali-
fornia] store” violated Sec. 8(a)(1). I believe the exchange was essen-
tially conversational and innocuous, and I would find that the statement
by Stafford, a low-level manager who obviously lacked power to close
any store, was not an unlawful threat.
I likewise disagree with my colleagues’ adoption of the judge’s find-
ing that Van Riper’s comment, “I’d shoot the union,” was an unlawful
threat. The evidence, including a video that captured this incident,
shows that the context of Van Riper’s remark was an encounter with
several strikers who had returned to the Richmond store to read and
deliver a “return to work” letter. Van Riper expressed frustration and
stated that he didn’t really want to hear about it, that they should get
back to work and leave him alone, that he was in the Union so he
knows the Union, and that if it were up to him he would “shoot the
union.” I believe such a remark was hyperbole (a union obviously
cannot be shot) and would not reasonably be interpreted as a threat.
See F. Strauss & Son, 200 NLRB 812, 822 (1972) (comment by super-
visor that he would like to “blow up” union supporters with dynamite
the sort of hyperbole unlikely to be viewed as a genuine threat). Con-
trary to the majority’s contention that Van Riper’s statement was part
of an “angry outburst,” the video evidence of the encounter shows that
Van Riper was not angry, although he was annoyed and intent on get-
ting the employees back to work; and none of the employees appeared
to take the remark as a threat at the time it was made. This supports a
conclusion that the statement was not objectively threatening, and the
statement reflected personal frustration with the Union (“if it were up to
me . . .”) that did not violate the Act.
2 All dates are 2012 unless otherwise noted.
3 The letter sought the removal of Van Riper, permanent positions
for temporary employees, and a meeting between the store manager and
members of OUR Walmart to discuss the employees’ concerns. The
letter was received by Human Resources Manager Janet Lilly on or
about October 31.
4 OUR Walmart is a group of current and former employees of
Walmart who advocate for various working conditions, benefits, and
workplace policies at Walmart. OUR Walmart is closely aligned with
the United Food and Commercial Workers International Union
(UFCW).
thus providing maximum impact for their planned ac-
tions.
B. The Work Stoppage and Demonstration
At 11 p.m. on November 1, Remodeling Associate
Misty Tanner told the Richmond store’s assistant manag-
er about the planned work stoppage and said that she
might be able to call off the work stoppage if the assis-
tant manager could promise that the remodeling associ-
ates would be offered permanent positions with the Re-
spondent after the remodeling project concluded. The
assistant manager notified the Respondent’s labor rela-
tions department of the work stoppage/protest plans.
Early on the morning of November 2, Richmond store
personnel were in the process of completing their remod-
eling work and readying the store for its grand reopening
to the public, which was scheduled to begin at 6 a.m. To
celebrate the reopening, vendors and costumed characters
were to interact with customers and their families outside
the store. Shortly after 3 a.m., Human Resources Manag-
er Janet Lilly and Market Asset Protection Manager Paul
Jankowski arrived at the Richmond store to assist with
the grand reopening and also to talk to employees about
their issues with Van Riper. Lilly and Jankowski had a
discussion with one of the remodeling associates on No-
vember 2. Lilly met with other employees on subsequent
days.
At approximately 5:24 a.m., five remodeling associ-
ates—Demario Hammond, Semetra Lee, Misty Tanner,
Markeith Washington, and Timothy Whitney—and
maintenance employee Raymond Bravo stopped working
and walked to the customer service area of the store to
begin a work stoppage/protest. The customer service
area is located immediately to the right of the first-floor
store entrance. It contains a long counter with three
computers/cash registers and a few seats for customers.
A chest-high wall separates most of the customer service
area from the rest of the store, including immediately
adjacent product-display areas. The protesters were all
still on the clock when they began their work stoppage.
At around 5:29 a.m., Lilly and Jankowski entered the
customer service area. Lilly asked the protesters what
they wanted and offered to meet with them individually
to discuss their concerns in accordance with the Re-
spondent’s open-door policy. The protesters refused
Lilly’s offer of one-on-one meetings, stating that they
wanted to discuss their concerns with a Walmart repre-
sentative as a group, not individually. Lilly stated she
was not willing to conduct group meetings because the
Respondent’s practice is to hold individual meetings and
also because it was Lilly’s belief that associates’ confi-
dential information should not be shared in a group set-
ting. Lilly asked the employees to return to work. They
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1738
refused to do so and remained in the customer service
area. At around 6 a.m., Lilly repeated her requests that
the participants in the work stoppage meet with her indi-
vidually to discuss their concerns and that they return to
work. The protesters again refused to meet unless Lilly
agreed to meet with them all as a group and again refused
to return to work.
Shortly after the store opened at 6 a.m., four nonem-
ployee supporters of the OUR Walmart campaign en-
tered the store and joined the protest in the customer ser-
vice area. After their arrival, the nonemployees and em-
ployee protesters displayed a green, 8-to-10-foot-long
banner inscribed with various messages.5 For about 2
minutes, the protesters held the banner in a way that
blocked most of the customer service counter. During
this time, there were no customers in the customer ser-
vice area. An employee briefly walked behind the cus-
tomer service counter without difficulty or incident. At
6:05 a.m., the protesters moved the banner to the back of
the customer service area, thereby unblocking the coun-
ter, although a substantial number of individuals contin-
ued to congregate and make a moderate amount of noise
(mostly the result of conversations among several people
in a small area) near the customer service counter, mak-
ing it more difficult and forbidding for customers to ap-
proach the counter.
Over the next several minutes, protesters periodically
left the customer service area, exited the store, and then
returned. For example, at approximately 6:10 a.m., Lee
left the customer service area for approximately 5
minutes to conduct a media interview in the parking lot.
At approximately 6:16 a.m., UFCW staff delivered signs
and OUR Walmart t-shirts to the protesters in the cus-
tomer service area, and they took photographs of the pro-
test inside the store. Jankowski warned the protesters not
to take photographs or hold signs, and he also told them
they were trespassing and should leave the store. At
times, as many as 15–19 protesters (both nonemployees
and the six employees who were continuing their work
stoppage) were present in the customer service area.
Meanwhile, some of the UFCW staff and community
members held signs and distributed leaflets outside the
store in support of the work stoppage inside the store.
These individuals were standing near a storage area for
shopping carts, and customers who wanted to get a cart
5 The banner read:
Stand Up
Live Better
ForRespect.org
OUR Walmart
Organization United for Respect at Walmart
would have to walk around the protesters. The Respond-
ent assigned one of its greeters to assist customers with
getting carts from the storage area.
At approximately 6:29 a.m., employees Bravo, Ham-
mond, Lee, Tanner, Washington, and Whitney, joined by
two nonemployees, left the customer service area, stood
in front of a display located in the main store aisle about
20 feet from the first-floor store entrance and posed for
photos. The Respondent calls this aisle “Action Alley”
because the store displays advertisements in this aisle.
Bravo, Tanner, and Lee had donned bright green “OUR
Walmart” T-shirts, and Bravo displayed a 3-by-2-foot
sign that stated “ULP Strike.” Several other protesters
remained in the customer service area, where they con-
tinued to display the large green banner.
Upon seeing the protesters move to Action Alley, Lilly
and Jankowski approached and told them that they were
blocking customers from entering and shopping in the
store and that they should either return to the customer
service area or leave the store. Lilly added that she
would prefer that the protesters simply leave the store.
At 6:32 a.m., the protesters left Action Alley and re-
turned to the customer service area (to some brief ap-
plause from one of the protesters who had stayed behind
in that area). On at least one other occasion during the
customer service area protest, Jankowski told them they
were trespassing and asked them to leave the store.
At approximately 6:37 a.m., two uniformed police of-
ficers entered the store and spoke with Lilly and Jankow-
ski and then to a representative of the protesters. After
some discussion, the protesters agreed that they would
leave the store after the six employees clocked out. The
Respondent informed them that they could continue to
protest outside the store. The six employees left the cus-
tomer service area at 6:38 a.m. to clock out, while
UFCW staff and community supporters remained in and
around the customer service area. All protesters (includ-
ing the six employees) left the store by 6:52 a.m. (before
the end of the employees’ scheduled shifts, which ran
until 7 a.m. for the remodeling associates and 8 a.m. for
Bravo). Some employees, including Bravo and Lee,
joined in leafleting and related activities outside the first-
floor store entrance.
In the 52 minutes during which the protesters occupied
the customer service area while the store was open, ap-
proximately 53 customers entered through the store en-
trance immediately adjacent to customer service, and 21
customers exited through those doors. The store has
multiple entrances, so it is unclear exactly how many
customers were affected by the protest in addition to cus-
tomers who used the entrance directly adjacent to the
customer service area.
WAL-MART STORES, INC.
1739
At approximately 7:29 a.m., OUR Walmart members
(including employee Bravo), UFCW staff, and communi-
ty supporters began protesting in an area outside the
store’s second-floor entrance, where they displayed a
banner and distributed leaflets.
C. The Discipline
Between November 5 and 8, the Respondent issued
disciplinary warnings known as “coachings” to each of
the six employees who participated in the November 2
work stoppage. Under “Reasons” for the coachings, the
coachings listed “Inappropriate Conduct, Unauthorized
Use of Company Time.” Under “Observations of Asso-
ciate’s Behavior and/or Performance,” the coachings
stated that the employees “[a]bandoned work . . . and
refused to return to work,” “engaged in a sit-in on the
sales floor and physically occupied a central work
space,” “joined with a pre-coordinated flash mob . . . to
take over, occupy and deny access to the main customer
pathway through the front of the store,” and “[r]efused to
stop/leave when told to do so.” Under “Impact of Asso-
ciate’s Behavior,” the coachings stated that the employ-
ees’ conduct “[d]isrupted business and customer service
operations during key Grand Opening event and inter-
fered with . . . co-workers’ ability to do their jobs,”
“[c]reated a confrontational environment in our store,”
and “likely lost customers as a result.”
DISCUSSION
The Board has recognized that retail establishments are
governed by special rules that permit employers to pro-
hibit actions that disrupt or interfere with the employer’s
operations in the presence of customers inside the retail
establishment. In Restaurant Horikawa,6 an employee’s
conduct was found unprotected by the Act when the em-
ployee and a group of nonemployees entered a restaurant
and “paraded boisterously about” during the dinner hour
for 10 to 15 minutes. The Board reiterated that “‘differ-
ent rules” apply to retail establishments . . . based on the
unique challenges associated with their business”:
The Board has traditionally acknowledged the necessi-
ty for applying different rules to retail enterprises from
those to manufacturing plants with respect to the right
of employees to engage in union activity on their em-
ployer’s premises. Specifically, the Board has recog-
nized that the nature of retail establishments, including
restaurants, requires that an atmosphere be maintained
in which customers’ needs can be effectively attended
to and that, consequently, a broad proscription of un-
ion activity in areas where customers are present is not
unlawful. As a result, the Board has allowed retail es-
6 260 NLRB 197 (1982).
tablishments to impose no-solicitation rules which pre-
clude soliciting in areas frequented by customers so as
to prevent disruption of the customer-salesperson rela-
tionship. See Marshall Field & Company, 98 NLRB
88, 92 (1952), enfd. as modified 200 F.2d 375 (7th Cir.
1952). . . . [W]e conclude that this uninvited invasion
of Respondent’s restaurant premises transgressed the
boundaries by which concerted activity, even that
which, as here, was nonviolent, and in protest of Re-
spondent’s unlawful conduct, is deemed protected by
the Act. Consequently, the demonstrators inside the
restaurant did not enjoy the Act’s protection.7
The Board in Restaurant Horikawa recognized that, in retail
settings, creating a pleasant in-store environment is a foun-
dational component of production. This is the primary
means by which retail stores encourage customers to make
purchases, to stay longer and to return again. For this rea-
son, on-premises conduct that disrupts such an environment,
especially in the presence of customers, is more than a dis-
traction: until the participants leave, they prevent the store
from being used for the sole reason it exists, which is to
provide customers a positive, carefully cultivated in-store
experience.8
Subsequent to Restaurant Horikawa, therefore, the
Board has continued to apply a “disruption or interfer-
ence” standard to Section 7 activities in retail establish-
ments. See, e.g., Saddle West Restaurant, 269 NLRB
1027, 1042–1043 (1984) (single comment in front of a
customer about boycotting the restaurant not so disrup-
tive as to lose the protection of the Act); Thalassa Res-
taurant, 356 NLRB 1000, 1000 fn. 3 (2011) (Board ma-
jority, with Member Hayes dissenting, finds that an em-
ployee who “briefly” entered restaurant with group of
nonemployees during off-peak time to deliver a letter
protesting alleged labor law violations did not lose the
protection of the Act, where there was no evidence that
the group disturbed the handful of patrons present,
blocked ingress or egress of any individual, was violent
or caused damage, or prevented any employee from per-
forming his work); cf. Starbucks Coffee Co., 360 NLRB
1168, 1174 (2014) (Member Miscimarra, concurring)
(“[A]s the Board previously held in Restaurant Hori-
7 260 NLRB at 198 (emphasis added; footnotes omitted).
8 Conventional retail stores—often called “bricks-and-mortar”
stores—literally exist for the sole purpose of providing a positive in-
store experience for customers. Otherwise, customers have ample
opportunities to shop elsewhere, including an ever-increasing prolifera-
tion of online retailers. See, e.g., K. Pauwels & S. Neslin, Building
With Bricks and Mortar: The Revenue Impact of Opening Physical
Stores in a Multichannel Environment, 91 J. Retailing 182–197 (2015);
F. Bernstein, J.S. Song, X. Zheng, “Bricks-and-Mortar” vs. “Clicks-
and-Mortar”: An Equilibrium Analysis, 187 European J. Operational
Res. 671–690 (2008).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1740
kawa, . . . retail employees lose the Act’s protection if
their conduct causes disruption of or interference with
the business.”)
In industrial settings such as manufacturing facilities,
it is also well established that at a certain point, employ-
ees lose the Act’s protection when they engage in an on-
premises work stoppage. In Quietflex Mfg. Co., 344
NLRB 1055 (2005), the Board set forth a multifactor
balancing test for “determining which party’s rights
should prevail in the context of an on-site work stop-
page.”9 Even though a work stoppage commencing on
the employer’s property may enjoy the Act’s protection,
the Board recognized that “‘[a]t some point, an employer
is entitled to exert its private property rights and demand
its premises back.’” Quietflex, 344 NLRB at 1056 (quot-
ing Cambro Mfg. Co., 312 NLRB 634, 635 (1993)). The
Quietflex factors include the following:
(1) the reason the employees stopped working; (2)
whether the work stoppage was peaceful; (3) whether
the work stoppage interfered with production or de-
prived the employer access to its property; (4) whether
employees had adequate opportunity to present griev-
ances to management; (5) whether employees were
given any warning that they must leave the premises or
face discharge; (6) the duration of the work stoppage;
(7) whether employees were represented or had an es-
tablished grievance procedure; (8) whether employees
remained on the premises beyond their shift; (9)
whether employees attempted to seize the employer’s
property; and (10) the reason for which employees
were ultimately disciplined or discharged.10
In Hudgens v. NLRB, 424 U.S. 507, 522 (1976), the
Supreme Court stated that “[t]he locus of [the] accom-
modation [between employer and employee rights] . . .
may fall at differing points along the spectrum depending
on the nature and strength of the respective § 7 rights and
private property rights asserted in any given context.”
Therefore, the Quietflex factors, when applicable, do not
involve merely adding up how many factors favor pro-
tection and how many factors do not. Rather, “[t]o de-
termine at what point a lawful on-site work stoppage
loses its protection, a number of factors must be consid-
ered, and the nature and strength of competing employee
and employer interests must be assessed.”11
9 Id. at 1056.
10 344 NLRB at 1056–1057.
11 Id. at 1056. See also Cambro, supra (‘The line between a protect-
ed work stoppage and an illegal trespass is not clear-cut, and varies
from case to case depending on the nature and strength of the compet-
ing interests at stake.’) (quoting Molon Motor & Coil Corp. v. NLRB,
965 F.2d 523, 525 (7th Cir. 1992)).
Applying the factors set forth in Quietflex, the judge
found that eight of the ten factors “clearly favor” finding
that the employees’ conduct remained protected. My
colleagues agree with the judge, except they find that a
ninth factor also favors protection.12 I disagree with the
judge and my colleagues.
To begin with, the situation presented in this case—
involving a retail setting where employees engaged in an
on-premises work stoppage within active retail space in
the presence of customers—is governed by the “disrup-
tion or interference” standard applied in Restaurant
Horikawa and similar cases described above. As the
Board held in Restaurant Horikawa, “a broad proscrip-
tion of union activity in areas where customers are pre-
sent is not unlawful.”13 Here, as in Restaurant Hori-
kawa, employees’ activities “interfered with Respond-
ent’s ability to serve its patrons in an atmosphere free of
interruption and unwanted intrusion. . . . Such an inva-
sion of an employer’s premises might be hard to find
warranted even in an industrial setting. In a restaurant or
other retail establishment it is wholly unwarranted and
cannot be justified regardless of purpose or origin.”14
See also Starbucks Coffee Co., 360 NLRB 1168, 1174
(Member Miscimarra, concurring) (“[T]he Act does not
confer protection upon employees, whether or not they
are on duty, to occupy an employer’s premises and dis-
rupt or interfere with normal operations.”). Applying the
“disruption or interference” standard, it is clear that the
employee actions here were unprotected. The employees
did not merely refuse to work—which in and of itself is
protected activity—they conducted their work stoppage
inside the Respondent’s store, in the presence of the Re-
spondent’s customers, occupying the physical space in
the customer service area, all with the obvious, central
objective of disrupting the Respondent’s operations on
the day of the store’s grand reopening.
Equally clear, in my view, is the inapplicability of
Quietflex in any case where employees stage a work
stoppage in a restaurant or on a retail sales floor in the
presence of customers, as well as in a hospital or other
healthcare facilities in the presence of patients or their
families, or indeed in the presence of customers or pa-
trons in any workplace where employees routinely min-
12 The judge found that factors 4 and 7—whether employees had an
adequate opportunity to present their grievance to management, and
whether employees were represented or had an established grievance
procedure—were neutral at best and did not favor a finding either way.
My colleagues adopt the judge’s finding that eight Quietflex factors
favor protection, and they find that factor seven (whether employees
were represented or had an established grievance procedure) also favors
protection.
13 260 NLRB at 198 (emphasis added; footnotes omitted).
14 260 NLRB at 198 (footnote omitted).
WAL-MART STORES, INC.
1741
gle with and furnish services to customers or patrons
(such as, but not limited to, the lobby of a hotel or the
floor of a casino).15 In Hudgens v. NLRB, the Supreme
Court held that when the rights of employees under the
Act and the property rights of employers are in conflict,
the Board must “accommodate[e]” both rights “‘with as
little destruction of one as is consistent with maintenance
of the other.’”16 Here, it is abundantly clear that the em-
ployees had the option of engaging in a work stoppage
and conveying their message to other employees, cus-
tomers and the public on public property, or at least out-
side the store. Indeed, after the in-store work stoppage,
employees displayed a banner and distributed leaflets
outside the store’s second-floor entrance, and during the
in-store work stoppage, one of the participants (Lee)
went outside the store to conduct a media interview. The
record compels a conclusion that the employees engaged
in their on-premises work stoppage on the morning of the
store’s grand reopening, obstructing customer access to
the customer service area and taking their demonstration
for a time to “Action Alley,” in order to disrupt the
store’s operations.
These facts stand in stark contrast to those in Quietflex,
which involved a manufacturing facility and where the
employees’ activities were conducted outside the work-
place. The conduct at issue in Quietflex was described as
follows by former Chairman (then-Member) Liebman,
who dissented in Quietflex:
This case involves a peaceful work stoppage, by
employees, outside (not inside) the facility where
they worked. Access to the facility was not blocked,
operations were not disrupted, and other employees
were not interfered with. The aim of the assembled
employees, who had no union and no access to a
formal grievance procedure, was to present work-
related complaints to their employer, not to deprive
the employer of the use of its property.17
Taking account of the above facts, former Chairman Lieb-
man described the employer’s property rights in Quietflex as
“entirely abstract.”18 This bears no resemblance to the in-
stant case. The careful balancing conducted in Quietflex has
no application or justification where, as here, the employee-
participants engaged in a work stoppage in a retail setting,
15 The majority cites no case—not one—in which the Board has ap-
plied Quietflex to a work stoppage on a retail-sales floor in the presence
of customers. Indeed, my colleagues cite no case in which the Board
has applied Quietflex to a work stoppage in a retail setting, period.
16 424 U.S. at 522 (emphasis added) (quoting NLRB v. Babcock &
Wilcox Co., 351 U.S. 105, 112 (1956)).
17 344 NLRB at 1060 (Member Liebman, dissenting) (emphasis add-
ed).
18 Id. (emphasis added).
inside the store, in the presence of customers, with an obvi-
ous intention of interfering with operations on the day of the
store’s grand reopening.
There is no merit in my colleagues’ claim that I dis-
pute “the right of employees to withhold their labor in
seeking to improve their terms of employment, and the
use of economic weapons such as work stoppages as part
of the free play of economic forces that should control
collective bargaining.”19 Obviously, our statute protects
concerted work stoppages engaged in by employees for
mutual aid or protection.20 The problem here is that the
employees did not merely “withhold their labor.” Ra-
ther, they occupied the workplace and prevented custom-
ers from shopping in an atmosphere that was free from
disruption and interference. Indeed, the employees even
blocked the customer service counter while the store was
open and customers were present. This type of employee
conduct is clearly not protected by our statute. Restau-
rant Horikawa, supra. As the Supreme Court held in
NLRB v. Fansteel Metallurgical Corp.,21 the Act’s
“recognition of ‘the right to strike’ plainly contemplates
a lawful strike—the exercise of the unquestioned right to
quit work,” and the Act does not protect employees who
occupy an employer’s premises “to prevent their use by
the employer in a lawful manner.”22
Our statute confers important employee rights, but it
does not give employees carte blanche to do whatever
they want, wherever they want. This is especially true
when it comes to on-premises disruptive conduct in retail
settings in the presence of customers. Moreover, the
Board is charged with recognizing the rights of employ-
ees and employers. This includes, as the Supreme Court
19 Majority opinion, slip op. at 7 (quoting Los Angeles Airport Hilton
Hotel & Towers, 360 NLRB 1080, 1084 (2014) (internal quotations
omitted)).
20 As I have stated elsewhere: “The statute protects these types of
economic weapons. Their availability, combined with their actual exer-
cise on occasion by the parties, . . . has produced virtually all of the
agreements reached in the Act’s 80-year history.” Piedmont Gardens,
364 NLRB 75, 85 (2016) (Member Miscimarra, dissenting in part)
(internal quotations and citation omitted). Nor is it correct, as my col-
leagues suggest, that I believe the employee activities here are unpro-
tected because of the “economic harm that the work stoppage inflicted”
(Majority’s opinion, slip op. at 7) or the “effectiveness of its timing”
(i.e., coinciding with the grand reopening of the store). Id., slip op. at 7
fn. 23. The unprotected nature of the employee activities here results
from the employees’ decision to occupy the premises in a retail work
setting, when customers were present, which is qualitatively different
than a mere work stoppage without regard to its effectiveness or its
timing.
21 306 U.S. 240 (1939).
22 Id. at 256 (emphasis added) (quoting Sec. 13, which states: “Noth-
ing in this Act, except as specifically provided for herein, shall be con-
strued so as either to interfere with or impede or diminish in any way
the right to strike or to affect the limitations or qualifications on that
right”).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1742
held in Hudgens, the property rights of employers, which
must be reasonably accommodated by the Board.23 By
treating this case as if the employees merely decided “to
withhold their labor,” it is my colleagues who have
adopted a position that is “antithetical to the basic princi-
ples underlying the statutory scheme.”24 Although my
colleagues rely on Quietflex (which involved a manufac-
turing setting, and which I believe has no application
here), the employees in that case—unlike the employees
here—were positioned “outside (not inside) the facility,”
and the employer’s “operations were not disrupted”25—
and the Board in Quietflex still found that the employee
conduct was unprotected.
Moreover, if Quietflex were applicable, I would con-
clude that the employee actions in the instant case were
unprotected. The most important factor in a Quietflex
analysis—factor 3, whether the work stoppage interfered
with production or deprived the employer access to its
property—must be accorded substantial weight on the
basis that the work stoppage/protest took place on a retail
sales floor in the presence of customers. In my opinion,
four of the ten factors weigh against a finding that the
employees retained the Act’s protection, and three other
factors are neutral. Balancing the Quietflex factors, I
would find that the employees lost the protection of the
Act, and therefore the Respondent did not violate Section
8(a)(1) of the Act when it disciplined them for their con-
duct on the morning of November 2.
To the extent that the Quietflex factors provide colora-
ble support for my colleagues’ conclusion that the em-
ployees retained the Act’s protection, this reinforces my
view that Quietflex should not be deemed applicable to
work stoppages in the presence of customers on a retail
sales floor (or in the presence of customers or patrons in
any workplace where employees routinely mingle with
and furnish services to customers or patrons). However,
even assuming Quietflex is applicable here, I would ana-
lyze the facts of this case under the Quietflex factors as
follows.
Factor 1—the reason the employees stopped working.
The majority adopts the judge’s finding that the employ-
ees stopped working to protest Van Riper’s treatment of
the remodeling associates, to advocate that Walmart hire
the temporary remodeling associates as permanent em-
23 424 U.S. at 522 (citing NLRB v. Babcock & Wilcox Co., 351 U.S.
at 112).
24 Majority opinion, slip op. at 7. Although I believe the Quietflex
factors do not apply in the instant case, it is important to know that—
even in Quietflex—the inquiries include “whether employees attempted
to seize the employer’s property” and “whether the work stoppage
interfered with production or deprived the employer access to its prop-
erty.” 344 NLRB at 1056–1057.
25 344 NLRB at 1060 (Member Liebman, dissenting).
ployees, and to promote OUR Walmart and its campaign
for changes in Walmart employees’ terms and conditions
of employment. While the employees acted concertedly
for the purpose of mutual aid or protection, the work
stoppage was not in response to an urgent safety matter
or imminent threat such as might impel immediate action
inside the store. See Peck, Inc., 226 NLRB 1174, 1174
fn. 1 (1976) (noting relevance of whether in-plant protest
was “predicated on any necessary immediacy of action”).
Although the majority claims that the “employees had an
immediate need to press their concerns to management,”
the facts do not support their claim or condone the em-
ployees’ actions on the retail floor. To the contrary, the
work stoppage was planned weeks in advance to address
ongoing concerns,26 and the employees could have law-
fully conducted their protest outside the store, as they did
after clocking out and leaving the store. I would find that
this factor is neutral at best: the employees’ concerns
involved terms and conditions of employment, but the in-
store work stoppage was not based on any “necessary
immediacy of action,” Peck, supra, but rather addressed
ongoing concerns and was strategically timed to coincide
with the grand reopening of the Richmond store.
Factor 2—whether the work stoppage was peaceful.
Although the protest may have been noisy and boisterous
at times, there was no evidence of violence or threatening
conduct.
Factor 3—whether the work stoppage interfered with
production or deprived the employer access to its prop-
erty. The majority finds that this factor favors protec-
tion, based on the judge’s finding that the strikers’ ac-
tions did not interfere with the ability of nonstriking em-
ployees to do their jobs and therefore did not interfere
with production or the efficiency of the store’s opera-
tions.27 Contrary to the judge and my colleagues, I be-
lieve this factor weighs against protection and does so
heavily. Because the Respondent is in the business of
selling goods and services to customers in a retail setting,
and because the work stoppage/protest took place in a
retail store with customers present, the extent to which
the protesters may have disrupted or interfered with cus-
tomers’ shopping experience is highly relevant to wheth-
er the work stoppage “interfered with production.” See
26 In addition, the evidence shows that HR Manager Lilly only be-
came aware of the associates’ concerns a day or two before the day of
the protest. Her response to employees on the morning of November 2
was therefore timely.
27 The judge also noted that, other than for a brief period of time
when the strikers were in Action Alley, the strikers did not affirmative-
ly block access to the customer service area. The judge therefore found
that the strikers did not deny the Respondent access to its property. But
this finding does not address the protesters’ effect on customers, which
is the relevant consideration here.
WAL-MART STORES, INC.
1743
Restaurant Horikawa, 260 NLRB at 198 (finding
demonstration in employer’s restaurant unprotected on
the basis that it “interfered with [r]espondent’s ability to
serve its patrons in an atmosphere free of interruption
and unwanted intrusion” and the likelihood that the
demonstration “infringed on the customers’ dining en-
joyment”); see also Davison Paxon Co. v. NLRB, 462
F.2d 364, 370 (5th Cir. 1972) (“The possibility of offend-
ing customers and, as a result, losing customers is an
immediate and pressing concern to retail and service es-
tablishments and must be considered by the Board.”).
Neither the judge nor my colleagues have given adequate
consideration to the fact that the protest was carried out
in a retail sales setting.
As a result of the work stoppage, the Respondent was
forced to reassign employees to different store areas in
order to accomplish the tasks the strikers left unfinished,
such as preparing the store aisles and shelves for the
grand reopening scheduled for the morning of the
planned work stoppage. One employee assigned to the
customer service counter chose to work elsewhere to
avoid the protesters. After the store opened, there were
six strikers and between 10 and 14 nonemployees partic-
ipating in the protest in the customer service area from 6
a.m. to 6:52 a.m. The customer service area, located
adjacent to the first-floor entrance and only steps from
the sales floor, is clearly visible to customers. During
this time period, approximately 53 customers entered
through the entrance directly adjacent to the customer
service desk.28 The protesters donned bright “OUR
Walmart” t-shirts, were somewhat noisy, and flaunted a
large banner with which they briefly blocked access to
the customer service area. In addition, the strikers and
other protesters briefly moved their protest—including
the banner, bright t-shirts and a sign announcing a “ULP
Strike”—to Action Alley, the main aisle of the store.
I have previously stated that retail employees lose the
Act’s protection, to the extent it is “otherwise available,”
if they enter a retail establishment and engage in disrup-
tive conduct in the presence of customers. Starbucks
Coffee Co., 360 NLRB 1168, 1174 (Member Miscimarra,
concurring). I believe the Board cannot properly treat an
on-premises work stoppage in a retail establishment the
same as an on-premises work stoppage in, for example, a
manufacturing facility. At a minimum, the Quietflex
analysis—even if deemed applicable here—must accord
weight to the retail setting by taking into consideration
the extent to which the work stoppage may have disrupt-
ed or interfered with customers’ shopping experience.
28 As noted above, there are several other entrances to the store, so
additional customers could have been affected by the work stop-
page/protest.
The record clearly establishes that the employees’ actions
caused substantial disruption and interference, including
an adverse impact on customers. I would therefore find
that this factor weighs heavily against protection.
Factor 4—whether employees had adequate oppor-
tunity to present grievances to management. The judge
found that this factor was neutral at best and weighed
neither for nor against protection. I disagree. Although
employees did not have access to a formal grievance
procedure, the Respondent maintained a well-advertised
open-door policy, and it encouraged employees to bring
their concerns to management. On the morning of the
work stoppage, Lilly and Jankowski arrived at 3 a.m. and
offered to meet with the associates individually regarding
their grievances concerning Van Riper in accordance
with the Respondent’s open-door policy. Citing con-
cerns about confidentiality, Lilly declined to meet with
the employees as a group, but she did meet with one em-
ployee before the work stoppage and several more after-
wards. Thus, before the work stoppage began, the em-
ployees were on notice that the Respondent was aware of
their grievances about Van Riper and that a forum was
available to them for further discussion. In addition,
shortly after the work stoppage began but well before the
store opened and customers began entering the store,
Lilly asked the protesters what they wanted and offered
to meet with them individually to discuss their concerns
in accordance with the Respondent’s open-door policy.
The employees also could have conducted their protest
activities outside the store and effectively made the Re-
spondent’s management (and the public) aware of their
concerns in that way. The employees thus had more than
adequate opportunity to present their grievances to man-
agement, but they chose instead to disrupt the grand reo-
pening of the Respondent’s store by stopping work, oc-
cupying the customer service area, continuing their work
stoppage for 52 minutes after the store opened, and tak-
ing their protest to the store’s main aisle. I would find
that this factor weighs against protection. Quietflex, 344
NLRB at 1059 (finding that, although the employer did
not have a formal grievance procedure, it provided em-
ployees multiple opportunities to present their complaints
to management; the employees’ refusal to do so weighed
against protection).
Factor 5—whether employees were given any warning
that they must leave the premises or face discipline. It is
undisputed that the Respondent never specifically
warned the six associates that they must leave the store
or face discipline. However, Jankowski and Lilly in-
structed the protesters on several occasions to return to
work or leave the store. At 6:16 a.m., Jankowski told the
protesters that they were trespassing and should leave the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1744
premises. At 6:29, after the protesters moved from the
customer service counter to Action Alley, both Jankow-
ski and Lilly told them they were blocking customers
from entering and shopping in the store and that they
should return to the customer service area or leave. It
was not until Lilly, accompanied by two police officers,
asked the protesters to leave that the employees agreed to
leave the store after clocking out.29
The judge found that this factor “clearly favored” pro-
tection, but he failed to mention or consider that both
Lilly and Jankowski asked the employees to return to
work or leave the store several times, and the employees
refused to comply. Although Jankowski and Lilly did
not specifically threaten discipline when they instructed
the protesters to return to work or leave the store, the
Board has not required a threat of discipline in every case
where it found a work stoppage unprotected. See Cam-
bro, supra, 312 NLRB at 634–636.30 Some things are too
obvious to require an explicit statement. Here, two of the
Respondent’s managers repeatedly ordered the employ-
ees to either return to work or leave the store; and contra-
ry to the majority’s assertion, Lilly and Jankowski did
not send “mixed messages” to the protesters. Any rea-
sonable employee would understand that implicit in such
an order is a threat of discipline, and that a refusal to
comply with management’s orders would result in disci-
pline. Contrary to the judge and my colleagues, I would
find that this factor favors loss of protection.
Factor 6—the duration of the work stoppage. The
work stoppage lasted a total of 88 minutes. Over half of
those minutes, 52 to be precise, were spent in areas in
which customers are invited to enter, i.e., the customer
service area and, briefly, the store’s main aisle, “Action
Alley.” The judge found the duration of the stoppage
“strongly favored” protection. I disagree with this analy-
sis. In Restaurant Horikawa, supra, 30 individuals, in-
cluding one employee, engaged in a protected demon-
stration outside the restaurant. They then entered the
restaurant and “paraded boisterously about” during the
dinner hour for 10 to 15 minutes. In that case, the Board
29 The Respondent made clear that the employees were welcome to
continue the protest outside the store.
30 In Cambro, 12 employees on the night shift engaged in a work
stoppage beginning at approximately 2:30 or 3 a.m. and demanded to
meet with General Manager Thompson. Their supervisor ordered them
to either clock out or go back to work and said that they could talk to
Thompson when he came into work in the morning. The employees
refused and continued the work stoppage. At approximately 4 a.m., the
supervisor called Thompson, and Thompson agreed to meet with the
strikers at 7:30 that morning. The supervisor informed the strikers of
the meeting and again told them to clock out or go back to work. The
strikers again refused. The Board found that at that point, the work
stoppage lost protection, and thus the strikers’ subsequent discharge
was lawful. At no time did the supervisor threaten discipline.
found the employee who participated in the demonstra-
tion lost the protection of the Act and was lawfully dis-
charged. In Cambro, supra, the Board found that a 1-to-
2-hour work stoppage in a plant—with no customers
present—became unprotected when the employees re-
fused their supervisor’s second order to return to work or
clock out. Here, 52 of the 88 minutes during which the
work stoppage and protest continued, took place on a
retail sales floor with customers present. Especially in
light of precedent involving disruptive activities in retail
settings in the presence of customers, e.g., Restaurant
Horikawa, supra, I believe this factor weighs strongly in
favor of loss of protection.
Factor 7—whether employees were represented or had
an established grievance procedure. As the judge ob-
served, the employees who participated in the work stop-
page were members of OUR Walmart, but they were not
represented in a formal sense by any organization. In
addition, the Respondent does not have an established
procedure to entertain “group” complaints, and potential
“concerted” activity is a central focus of our statute. On
the other hand, the Respondent did offer employees the
opportunity to voice their concerns about Van Riper in-
dividually through the Respondent’s open-door policy.
Moreover, it is significant that Section 9(a) of the Act
expressly protects the right of “any individual employee
or a group of employees” to present and adjust grievanc-
es. Based on the absence of a procedure that permits the
presentation of grievances by a group of employees, this
Quietflex factor favors protection, although this conclu-
sion is substantially offset, in my view, by the Respond-
ent’s open-door policy and the fact that the employees
were reminded of its availability before the work stop-
page commenced and twice more after it commenced.
Factor 8—whether employees remained on the prem-
ises beyond their shift. The evidence shows that all six
associates clocked out and left the inside of the store by
6:52 a.m., before the end of their shifts.
Factor 9—whether employees attempted to seize the
employer’s property. The protesters engaged in on-
premises activities and occupied the store, including (at
different times) the customer service area and Action
Alley, the store’s main aisle, for a total of 88 minutes,
including 52 minutes while customers were present.
This does not constitute “seizing” private property com-
parable to what the Board alluded to in Quietflex, which
referenced NLRB v. Fansteel Metallurgical Corp.,31
where 95 employees took over and held possession of
31 306 U.S. 240, 256 (1939) (cited in Quietflex, 344 NLRB at 1057
fn. 12).
WAL-MART STORES, INC.
1745
two buildings for 9 days.32 At the same time, I believe
the Board cannot appropriately conclude that, when em-
ployees intentionally occupy the workplace in a retail
setting when customers are present, it “favors” the Act’s
protection that their occupation did not last longer and
was not more complete. Again, it is relevant that even in
Quietflex, the employees were positioned “outside (not
inside) the facility,” and the employer’s “operations were
not disrupted.”33 Although the conduct here may not
have constituted “seizing” the property within the mean-
ing of Quietflex, I do not believe this favors protection,
and this reinforces my view that the Quietflex standards
are inapplicable in retail work settings.
Factor 10—the reason for which the employees were
ultimately disciplined. The Respondent’s “coaching”
notices to the employee protesters listed several reasons
for the discipline, including “Unauthorized Use of Com-
pany Time,” “Abandon[ing] work,” and “refus[ing] to
return to work.” Leaving work and refusing to return to
work during a lawful work stoppage are protected acts.
Quietflex, 344 NLRB at 1055 fn. 1; Molon Motor & Coil
Corp., 302 NLRB 138, 139 (1991) (employer violated
Act by discharging employees for refusing to work),
enfd. 965 F.2d 523 (7th Cir. 1992). The coaching notices
also stated that the employees were disciplined for en-
gaging in a sit-in on the sales floor, physically occupying
a central work area, denying access to the main customer
pathway through the front of the store, and disrupting
business and customer service operations. As noted
above, I would find that these actions resulted in loss of
protection. The Respondent, therefore, cited both pro-
tected and unprotected reasons for the discipline. Ac-
cordingly, I would find that this factor is equivocal and
supports neither protection nor loss of protection.
CONCLUSION
The concerns motivating the employees’ work stop-
page and protest in this case were ongoing. They did not
arise spontaneously on the morning of November 2, and
there was no “necessary immediacy of action” driving
the work stoppage. Peck, 226 NLRB at 1174 fn. 1. The
employees here had ample opportunity to present their
concerns to the Respondent individually through the
open-door policy, and they were invited to do so on the
morning of the work stoppage. They could have con-
ducted their protest outside the store at any time, as they
did after they finally left the store after being repeatedly
ordered to return to work or leave the store. The protest-
ers certainly had a protected right to engage in a work
32 I do not reach or pass on what type of private property occupation
constitutes a seizure for purposes of Quietflex.
33 344 NLRB at 1060 (Member Liebman, dissenting).
stoppage, but their choice to conduct their work stoppage
and engage in protest activities (i) inside the Richmond
store, (ii) in the customer service area and (iii) briefly, in
“Action Alley,” the store’s main aisle, (iv) in the pres-
ence of customers, and (v) for a significant length of time
was, in my view, unwarranted and unprotected.
In these circumstances, I believe the employees’ ac-
tivities were unprotected by the Act. As noted above, I
believe this issue is governed by Restaurant Horikawa
and similar cases. I believe the Quietflex factors do not
appropriately apply here. But even assuming otherwise,
I believe application of the Quietflex factors warrants a
conclusion that the employees’ activities were unprotect-
ed by the Act. As a result, under either standard, I would
find that the Respondent’s decision to discipline these
employees did not violate the Act, and I respectfully dis-
sent from my colleagues’ contrary finding.
As noted previously, I agree with some of my col-
leagues’ findings and disagree with certain others.34
However, as to the treatment of the employees’ on-
premises work stoppage and protest and my colleagues’
conclusion that the resulting discipline violated Section
8(a)(1) of the Act, I respectfully dissent.
APPENDIX A
(PLACERVILLE, CALIFORNIA STORE 2418)
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT threaten associates by asking them if
they are afraid Walmart might close Placerville, Califor-
nia store 2418 if too many associates join OUR Walmart.
WE WILL NOT maintain a July 2010 dress code for Cal-
ifornia associates that is facially overbroad because it
unduly restricts associates’ right to wear union insignia.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce employees in the exercise of the
34 See fn. 1, supra.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1746
rights guaranteed them by Section 7 of the National La-
bor Relations Act.
WE WILL rescind the overbroad policy in our July 2010
California employee dress code that unduly restricts as-
sociates’ right to wear union insignia.
WE WILL furnish all current associates in our Califor-
nia stores with inserts for our California employee dress
code that (1) advise that the unlawful July 2010 policy
has been rescinded, or (2) provide the language of a law-
ful policy; or (in the alternative) WE WILL publish and
distribute to employees at our California stores revised
copies of our California employee dress code that (1) do
not contain the unlawful policy, or (2) provide the lan-
guage of a lawful policy.
WALMART STORES, INC.
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/32-CA-090116 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, S.E., Washington,
D.C. 20570, or by calling (202) 273–1940.
APPENDIX B
(RICHMOND, CALIFORNIA STORE 3455)
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT maintain a July 2010 dress code for Cal-
ifornia associates that is facially overbroad because it
unduly restricts associates’ right to wear union insignia.
WE WILL NOT selectively and disparately apply our Ju-
ly 2010 dress code for California associates to Rich-
mond, California store associates when they wear cloth-
ing with OUR Walmart or UFCW logos, but not when
they wear other clothing that does not comply with the
dress code.
WE WILL NOT threaten store associates that we will
“shoot the union.”
WE WILL NOT threaten store associates that Walmart
will never be union and thereby inform associates that it
would be futile for them to select OUR Walmart as their
collective-bargaining representative.
WE WILL NOT threaten store associates by telling them
that associates returning from strike will be looking for
new jobs.
WE WILL NOT prohibit store associates from speaking
to associates returning from strike about the returning
strikers’ activities on behalf of OUR Walmart.
WE WILL NOT issue disciplinary coachings to associ-
ates because they engage in protected work stoppages,
and to discourage associates from engaging in those or
other protected activities.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce associates in the exercise of the
rights guaranteed them by Section 7 of the Act.
WE WILL remove from our files any references to the
unlawful November 2012 two-level disciplinary coach-
ings that we issued to associates Raymond Bravo, De-
mario Hammond, Semetra Lee, Misty Tanner, Markeith
Washington and Timothy Whitney because they engaged
in a protected work stoppage on November 2, 2012, and
to discourage associates from engaging in those or other
protected activities, and WE WILL notify Raymond Bravo,
Demario Hammond, Semetra Lee, Misty Tanner,
Markeith Washington and Timothy Whitney in writing
that this has been done and that the unlawful disciplinary
coachings will not be used against them in any way.
WE WILL rescind the overbroad policy in our July 2010
California employee dress code that unduly restricts as-
sociates’ right to wear union insignia.
WE WILL furnish all current associates in our Califor-
nia stores with inserts for our California employee dress
code that (1) advise that the unlawful July 2010 policy
has been rescinded, or (2) provide the language of a law-
ful policy; or (in the alternative) WE WILL publish and
distribute to employees at our California stores revised
WAL-MART STORES, INC.
1747
copies of our California employee dress code that (1) do
not contain the unlawful policy, or (2) provide the lan-
guage of a lawful policy.
WALMART STORES, INC.
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/32-CA-090116 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, SE., Washington,
D.C. 20570, or by calling (202) 273–1940.
APPENDIX C
(CALIFORNIA STORES)
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT maintain a July 2010 dress code for Cal-
ifornia associates that is facially overbroad because it
unduly restricts associates’ right to wear union insignia.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce employees in the exercise of the
rights guaranteed them by Section 7 of the National La-
bor Relations Act.
WE WILL rescind the overbroad policy in our July 2010
California employee dress code that unduly restricts as-
sociates’ right to wear union insignia.
WE WILL furnish all current associates in our Califor-
nia stores with inserts for our California employee dress
code that (1) advise that the unlawful July 2010 policy
has been rescinded, or (2) provide the language of a law-
ful policy; or (in the alternative) WE WILL publish and
distribute to employees at our California stores revised
copies of our California employee dress code that (1) do
not contain the unlawful policy, or (2) provide the lan-
guage of a lawful policy.
WALMART STORES, INC.
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/32-CA-090116 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, SE., Washington,
D.C. 20570, or by calling (202) 273–1940.
Catherine Ventola and David Foley, Esqs., for the General
Counsel.
Lawrence Katz and Erin Bass, Esqs., for the Respondent.
Deborah Gaydos and Joey Hipolito, Esqs., for the Charging
Party.
DECISION
STATEMENT OF THE CASE
GEOFFREY CARTER, Administrative Law Judge. This case
was tried in Oakland, California on September 8–11, 2014.
The Organization United for Respect Walmart (OUR Walmart)
filed the charges at issue here on the following dates:
Case
Charge Filing Date
32–CA–090116
September 26, 2012 (amended
on November 19, 2013)
32–CA–092512
November 2, 2012
32–CA–092858
November 8, 2012
32–CA–094004
November 30, 2012
32–CA–094011
November 30, 2012
32–CA–094381
December 6, 2012
32–CA–096506
January 16, 2013
32–CA–111715
August 21, 20131
On February 25, 2014, the General Counsel issued two com-
plaints, one covering Cases 32–CA–094004 and 32–CA–
094011, and the other covering Cases 32–CA–092512, 32–CA–
092858 and 32–CA–094381. In an amended consolidated
1 All events in this case occurred in 2012, unless otherwise indicated.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1748
complaint filed on April 15, 2014, the General Counsel com-
bined the two original complaints and added case 32–CA–
090116. Finally, on May 16, 2014, the General Counsel issued
a second amended consolidated complaint covering all eight
cases listed above.
In the second amended consolidated complaint, the General
Counsel alleged that Wal-Mart Stores, Inc. (Respondent or
Walmart) violated Section 8(a)(1) of the National Labor Rela-
tions Act (the Act) by taking the following actions in 2012, at
Walmart store 2418 in Placerville, California, and/or at
Walmart store 3455 in Richmond, California: enforcing its
California dress code policy selectively and disparately against
an employee who formed, joined or assisted OUR Walmart
and/or the United Food and Commercial Workers union; en-
gaging in surveillance and/or creating the impression of surveil-
lance of employees’ protected activities in connection with an
OUR Walmart protest; making various statements that had a
reasonable tendency to coerce employees in the exercise of
their rights under Section 7 of the Act; and unlawfully disci-
plining six employees because they engaged in a work stoppage
on November 2, 2012, and to discourage employees from en-
gaging in those or other protected concerted activities. The
General Counsel also alleged that Walmart violated Section
8(a)(1) of the Act by maintaining two overly broad dress code
policies (one that was in effect in 2012, and the other that took
effect in 2013) for its California employees.2 Respondent filed
a timely answer denying the violations alleged in the second
amended consolidated complaint.
On the entire record,3 including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel, OUR Walmart and Respondent, I
make the following
2 The General Counsel withdrew the allegations in pars. 6(c)(1)–(2)
and 7(a) of the complaint. (Transcript (Tr.) 7, 469–470.) Since the
allegations in pars. 6(c)(1)–(2) of the complaint are the only allegations
in the charge filed in Case 32–CA–096506, the General Counsel moved
that I sever Case 32–CA–096506 from this proceeding. (GC Posttrial
Br. at 1.) I hereby grant the General Counsel’s motion to sever, which
was unopposed.
3 The transcripts in this case generally are accurate, but I hereby
make the following corrections to the record: page 149, l. 24: Respond-
ent’s attorney Lawrence Katz (Katz) was the speaker; page 150, l. 1:
Katz was the speaker; page 204, l. 20: “out” should be “ought”; page
250, l. 18: the Administrative Law Judge was the speaker; page 330, l.
17: should say “Sustained as to form.”; page 363, l. 9: “3” should be
“30”; page 397, l. 4: “objective” should be “subjective”; page 602, l.
14: should say “it’s not something” instead of “it’s something”; page
656, l. 23: should say “Sustained as to form.”; page 667, l. 20: “sleep-
ing” should be “sweeping”; and page 729, l. 8: “should not” should say
“should.”
I also note that on October 17, 2014, I issued an order directing the
parties to file corrected versions of certain exhibits to redact personal
identifiable information and other confidential information. Pursuant to
that order, Respondent submitted the following corrected exhibits: Joint
(Jt.) Exhs. 24, 28. I have replaced the original copies of those exhibits
in my exhibit file with the corrected versions. Since the electronic file
still contains both the original and corrected exhibits, I recommend that
the Board take appropriate steps to ensure that the original exhibits are
handled in a way that will ensure they (and the personal identifiable
and/or confidential information they contain) remain confidential.
FINDINGS OF FACT4
I. JURISDICTION
Respondent, a corporation with an office and place of busi-
ness in Bentonville, Arkansas, as well as various stores
throughout the United States (including Placerville and Rich-
mond, California), engages in the retail sale and distribution of
consumer goods, groceries and related products and services.
In the 12-month period ending December 31, 2012, Respondent
derived gross revenues in excess of $500,000. During the same
time period, Respondent purchased and received products,
goods and materials at its Richmond, California facility that
were valued in excess of $5000 and came directly from points
outside of the State of California. Respondent admits, and I
find, that it is an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
Since in or about 2010 or 2011, a group of current and for-
mer Walmart employees has participated in the Organization
United for Respect at Walmart (OUR Walmart) to advocate for
various changes in working conditions, benefits and workplace
policies at Walmart. (Tr. 44–45, 80–81.) In connection with
this effort, OUR Walmart has received extensive advice and
support from the United Food and Commercial Workers union
(UFCW), even though OUR Walmart is not itself a union and
does not “represent” employees for collective-bargaining pur-
poses. UFCW’s support for OUR Walmart has included, but is
not limited to: assistance with creating OUR Walmart; financial
support; staffing support, such as UFCW employees who are
assigned to work with OUR Walmart on the “Making Change
at Walmart” campaign; advice on strategy; and networking
support, including contacting community groups to support or
join OUR Walmart members when they engage in strikes, pro-
tests or other “actions” as part of the Making Change at
Walmart campaign. (Joint (Jt.) Exh. 22; see also Tr. 118.)
Although Walmart has over 4,000 stores, the events in this
case generally relate to two stores in northern California:
Walmart store 2418, located in Placerville, California; and
Walmart store 3455, located in Richmond, California.
B. Placerville, California – June/July 2012
1. The June 1, 2012 protest at store 2418
On June 1, a group of approximately 24–30 OUR Walmart
members and community supporters met on the sidewalk in
front of Walmart store 2418 in Placerville, California to protest,
carry signs, distribute leaflets and advocate for Walmart to
provide its associates5 with better working conditions, wages
and healthcare. (Tr. 81–83, 594, 596, 651–652.) While at the
protest, associate Lawrence Carpenter observed Store Manager
4 Although I have included several citations in the findings of fact to
highlight particular testimony or exhibits, I emphasize that my findings
and conclusions are not based solely on those specific record citations,
but rather are based on my review and consideration of the entire record
for this case.
5 Walmart calls its employees “associates.” I have used the same
terminology in this decision.
WAL-MART STORES, INC.
1749
Tammy Hileman, along with a few assistant managers, exit the
store and use their cell phones to text and make telephone calls.
(Tr. 87–90, 93–94, 109, 598.) Approximately 45 minutes later,
Carpenter observed Hileman return to the sidewalk. Carpenter
testified that Hileman appeared to hold a black, shiny item that
looked like a cell phone and use it to scan the protesters (as if
she were taking a picture). (Tr. 90–91, 93, 109–114.) Carpen-
ter made his observations from the opposite end of the sidewalk
from where Hileman was positioned (from a distance of up to
30 feet), and while both he and Hileman stood in front of the
protesters who were also present on the sidewalk. (Tr. 97–98,
111; see also Jt. Exh. 1(a) (photograph of the sidewalk in front
of the store); GC Exh. 2(a) (same).)
Hileman denied taking any photographs or video recordings
of the protest, and also denied stretching her arms in front of
her body (as if to scan for a photograph or video) during the
protest. Hileman added that, at that time, she carried her cell
phone in a pink cover. (Tr. 597–599.) Similarly, Assistant
Manager Lance Snodgrass, who spent most of the day monitor-
ing the protest, did not observe Hileman take any videos or
photographs of the protest, and did not see Hileman hold her
arms out in front of her with something in her hand at the pro-
test. (Tr. 650, 652, 655, 659–660, 664–665.)
2. Late June 2012—Barbara Collins attends protest
in Los Angeles
In late June, Barbara Collins traveled to Los Angeles to par-
ticipate in a march/rally with OUR Walmart members and
community supporters. Collins, who was working as an elec-
tronic sales associate in Walmart’s store 2418 in Placerville,
California, did not tell anyone in management about her plans
to attend the rally. (Tr. 44–45, 49.) However, Collins did ask
approximately ten other OUR Walmart members at the Placer-
ville store if they would also like to attend the rally, and was
generally an open and vocal supporter of OUR Walmart. (Tr.
51–52, 73.) In addition, another OUR Walmart member who
was attending the Los Angeles rally told various (unidentified)
people in the Placerville store that she and Collins would be
attending the rally.6 (Tr. 66.)
3. Early July 2012—Collins’ interactions with
Supervisor Susan Stafford
At the end of one of Collins’ shifts in the second week of Ju-
ly, Overnight Assistant Manager Susan Stafford asked Collins
how her trip to Los Angeles was. Collins was surprised by
Stafford’s question (since she had not told Stafford or anyone
else in management that she was going to the Los Angeles ral-
ly), but responded that the trip was great. When Collins and
Stafford went to the assistant manager’s office to turn in Col-
lins’ keys to the electronics area, Stafford asked Collins if she
was worried that Walmart would close the Placerville store if
OUR Walmart became too big. Collins responded that she did
6 I decline Respondent’s request that I take judicial notice of news-
paper articles that were published about the Los Angeles protest. (See
R. Posttrial Br. at 11 & fn. 3) The newspaper articles are not probative
of any material issues that relate to the Los Angeles protest, and the
record establishes that many associates at the Placerville store knew
about the Los Angeles protest.
not believe Walmart would close the store, since such a store
closure had only happened once before at a store in Canada.
No one else was present during this conversation, which lasted
less than 1 minute.7 (Tr. 45–47, 54–55, 57, 410; see also Tr.
412 (noting that if Stafford was the assistant manager on duty
when Collins finished her shift, Stafford would be the one to
take Collins’ keys to the electronics area).)
C. Walmart’s Dress Code Policies
1. Overview
Since at least July 19, 2010, Walmart has maintained that the
purpose of its dress code “is to provide the parameters for an
atmosphere that is professional but at the same time relaxed.”
(Jt. Exhs. 30, p. 1; 31, p. 1.) Explaining further, Walmart’s
dress code policies state as follows:
Dressing for the work environment not only allows us to
demonstrate pride in ourselves, but influences how our com-
pany is perceived by others, whether they are customers or
fellow associates. It has an impact on our performance as
well as on the performance of those around us. Our emphasis
is that each associate should be neat and clean and take pride
in their appearance.
Walmart requires its associates to dress in a manner that is
professional, relaxed, and appropriate to the facility[.]
(Id.; see also Jt. Exh. 33, p. 1 (Walmart’s workplace standards
policy, which states that Walmart strives “to provide a work
environment that is clean, safe and allows associates to focus
on being productive and providing excellent customer/member
satisfaction. All associates are expected to present themselves
in a professional manner that promotes respect and trust in the
workplace, enhances customer/member loyalty and avoids the
appearance of impropriety”); Tr. 537, 632 (noting that Walmart
aims to provide excellent customer service and maintain a fami-
ly friendly environment).)
2. The July 2010 dress code for Walmart’s
California employees
On July 19, 2010, Walmart issued the following dress code
guidelines for hourly associates in its stores located in Califor-
nia:
Dress Code
Walmart facilities
7 Stafford denied making these remarks to Collins, but I did not find
the material portions of Stafford’s testimony to be credible. For exam-
ple, when asked if she had ever heard anything about the June 1 OUR
Walmart protest, Stafford denied hearing anything about it even though
the protest was a significant event at the Placerville store. (Tr. 419.)
Further, Stafford gave varied responses when asked whether Collins
met with her to turn in keys to the electronics area in July 2012, stating
initially that she did not remember any occasions where Collins was
leaving and gave Stafford keys, but later stating that if she did meet
with Collins in July 2012, their interactions would have been limited to
returning keys, asking about electronics, or saying goodnight. (Com-
pare Tr. 412 with Tr. 418–419.) Based on these inconsistencies, I did
not find Stafford’s memory of the events of July 2012 (including her
interactions with Collins) to be reliable.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1750
Any short sleeve or long sleeve solid blue shirt/blouse or solid
green shirt/blouse of your choosing, in any shade of blue or
green, and in good condition.
•
Sleeveless shirts/blouses are not allowed.
•
Examples of acceptable shirt/blouse styles include,
but are not limited to, t-shirts, sweaters, sweatshirts,
polo-style shirts and button down shirts.
•
You may wear white long sleeve shirts/blouses un-
der short sleeve solid blue or green shirts/blouses
•
You are not required to tuck in your shirt/blouse.
Solid tan, in any shade, and solid brown, in any shade, pants,
skirts, or skorts of your choosing in good condition. Skirt or
skort length must be no shorter than three (3) inches above the
knee.
•
Examples of acceptable pants styles and fabrics in-
clude, but are not limited to, cargos, capris, denim,
and corduroy.
If your position requires you to go outside while on the clock,
you may wear any hat, jacket or coat of your choosing in
good condition; no color or style restrictions apply.
If your position, which includes, but is not limited to Front-
End Cashier, People Greeter, Garden Center Cashier, requires
you to wear a sweater or jacket inside the building for warmth
reasons, you may wear any sweater or jacket of your choosing
in good condition; no color or style restrictions apply.
Logos or graphics on shirts/blouses, pants, skirts, hats, jackets
or coats are not permitted, except the following, so long as the
logo or graphic is not offensive or distracting:
1. A Walmart logo of any size;
2. A clothing manufacturer’s company emblem no
larger than the size of the associate’s name badge; or
3. logos allowed under federal or state law.
You are not required to purchase or wear any clothing from
Walmart or the online catalog. Clothing can be purchased
from any merchant of your choosing. If you feel you are un-
der pressure from management to purchase or wear clothing
from Walmart or the online catalog, you are obligated to im-
mediately contact the company’s Ethics Hotline, your Market
Human Resource Manager, or your Regional Human Re-
source Director.
(Jt. Exh. 30, pp. 2–3; see also Jt. Exh. 30, p. 6 (setting forth a
dress code exception that allowed “Maintenance, Cart At-
tendant/Courtesy associates, Overnight Receiving, Unloader,
In-Stock/ICS Team and Assembler positions” to wear blue
denim jeans).)
The July 19, 2010 dress code remained in effect at all mate-
rial times until February 7, 2013, when Walmart issued an up-
dated dress code. (See Jt. Exh. 31; see also Tr. 12 (Walmart
agreed that the July 19, 2010 dress code remained in effect at
all material times until at least September 14, 2012).) In prac-
tice, Walmart permitted associates to have logos on clothing
(including OUR Walmart and UFCW pins and lanyards) as
long as the logo was smaller than the Walmart name tag (2 x 3
inches). (Tr. 566–568, 629–630.)
3. August/September 2012—Raymond Bravo’s alleged dress
code violations at the Richmond, California Walmart
(store 3455)
In 2012, Raymond Bravo was employed as an overnight
maintenance associate in Walmart’s Richmond, California
store. Bravo became an OUR Walmart member on January 23,
2012. (Tr. 333, 335.)
When Bravo began working at Walmart in 2011, he initially
complied with the dress code, which he understood required
khaki pants and a blue shirt.8 However, after completing his
probationary period and noticing that his coworkers were not
complying with the dress code, Bravo began wearing clothes to
work that did not comply with the dress code (such as a black
thermal shirt, instead of a blue or green shirt as required by the
dress code). Generally, Bravo wore noncompliant clothing to
work for three out of his four weekly shifts at the store. (Tr.
335–337; Jt. Exh. 30, pp. 2–3.)
At approximately 11 p.m.9 on August 21, Bravo arrived at
work wearing khaki pants, and a green OUR Walmart t-shirt on
top of a black thermal shirt. (Tr. 338; Jt. Exh. 27 (August 21,
clip 1).) After clocking in, Bravo attended a pre-shift meeting
led by Assistant Manager Peggy Licina. Licina did not com-
ment about Bravo’s attire, nor did any other member of
Walmart management. (Tr. 340.) Bravo accordingly began his
shift and worked for 2 hours without incident, and then went to
the front entrance of the store (at approximately 1:04 a.m. on
August 22) because it was time for his break. At approximately
1:07 a.m., Licina arrived at the front entrance and unlocked the
door to allow Bravo and other associates to go outside. Licina
did not comment about Bravo’s attire. (Tr. 339–341, 369, 371;
Jt. Exh. 27 (August 22, clip 2).) However, when Bravo reen-
tered the store at approximately 1:11 a.m. to resume working,
Licina directed Bravo to take off his OUR Walmart shirt. (Tr.
341–342; Jt. Exh. 27, clip 2.) Bravo complied, and completed
his shift wearing his black thermal shirt without further com-
ment from Licina. (Tr. 342; Jt. Exh. 27 (August 22, clip 1).)
On September 14, Bravo arrived at work wearing grey khaki
shorts, and a white shirt that had a Mexican flag and the words
“UFCW, Un Voice, Un Vision, Un Union” written on the back,
and that had an emblem on the left hand side of the front of the
shirt. (Tr. 343; Jt. Exh. 27 (September 14, clip 1 (10:51 p.m.)
and clip 2 (10:59 p.m.).) While clocking in, Bravo encountered
overnight maintenance associate S., who was wearing a black
shirt, and overnight maintenance associate D., who was wear-
ing sweatpants. (At trial, Bravo could not recall the color of
D.’s shirt.) When Bravo, S. and D. attended a safety meeting
led by Licina at the start of their shift, Licina told Bravo to take
his white shirt off, or she’d be speaking to him “in a different
tone.” Licina did not say anything about S.’s or D.’s attire.
(Tr. 343–345, 369; Jt. Exh. 27 (September 14, clip 2).) Bravo
8 Multiple witnesses agreed that the Richmond store only permitted
blue shirts (notwithstanding the July 2010 dress code, which also per-
mitted green shirts). (Tr. 270, 336, 629, 668; compare Jt. Exh. 30, p.
3.)
9 The times that I reference in this section correspond to the times
stated on the surveillance videos that the parties submitted as Joint
Exhibit 27.
WAL-MART STORES, INC.
1751
complied by removing his white UFCW shirt and putting on a
blue shirt, and completed his shift with no one in management
commenting about the fact that he was wearing shorts while on
duty.10 (Tr. 346; Jt. Exh. 27 (September 15, clip 1 (1:01 a.m.).)
Meanwhile, a Walmart official reported as follows to
Walmart’s Labor Relations department: “[Overnight] mainte-
nance associate wore anti-Walmart t-shirt to work.” (Jt. Exh.
56, p. 4.)
4. Dress code violations by other employees
The evidentiary record shows that Walmart was generally
inconsistent with enforcing its dress code policy at the Rich-
mond, California store. On occasion, Walmart managers did:
speak to individual employees about wearing the wrong color
shirt; or ask certain employees to turn their shirts inside-out to
obscure logos that did not comply with the dress code. (Tr.
323, 668–669.) On the other hand, there were occasions where
employees wore shirts or other items that did not comply with
the dress code, and did so without objection or comment by
managers who observed the noncompliant clothing.11 (Tr. 346
(Bravo’s khaki shorts), 702 (Victor Mendoza’s blue and white
checkerboard flannel shirt); GC Exh. 6.) And, on at least one
occasion, two assistant managers at the Richmond Walmart
were observed wearing clothing that did not comply with the
dress code. (Jt. Exh. 50, p. 1; see also Tr. 570–572.)
Mendoza habitually violated the dress code on his Tuesday
night to Wednesday morning shift, because for that shift he
always wore a blue shirt with the words “Free Hugs” written on
the front in large letters. A manager did ask Mendoza about the
Free Hugs shirt when Mendoza first began his practice of wear-
ing that shirt, but thereafter Mendoza continued to wear his
shirt on a weekly basis without further inquiry or comment.
(Tr. 701–703, 719–720; GC Exh. 6.) Similarly, Mendoza fre-
quently violated the dress code on his Thursday night to Friday
morning shift, as he often wore a blue and white checkerboard-
patterned flannel shirt to work for that shift. Although a man-
ager (Momlesh “Atlas” Chandra) once told Mendoza to remove
the flannel shirt because of the checkerboard pattern, Mendoza
resumed wearing the shirt on future days without comment
from any supervisors (including Chandra). (Tr. 702, 714; GC
Exh. 6; see also Tr. 703 (noting that Mendoza also wore a San
Francisco 49ers shirt at work a few times).)
10 Walmart allowed certain employees to wear shorts during the
summer months, but overnight maintenance associates were not includ-
ed in the list of employees covered by this exception. (Jt. Exh. 30, p. 6
(noting that the store manager may authorize the following employees
to wear shorts in the summer months: “Cart Attendant/Courtesy associ-
ates, Garden Center associates, Receiving associates who unload
trucks, ICS Team members who do not work on the sales floor, Over-
night Stockers in a non-24 hour facility, [Tire, Lube and Express
(TLE)] Service Writers and TLE associates who work in the shop ar-
ea”).)
11 The evidentiary record establishes that at around 11 pm, Walmart
dims the lights at its Richmond, California store. (Tr. 368, 670.) There
is no evidence that Assistant Manager Peggy Licina (who did not testi-
fy), or any other manager, had difficulty seeing what color or type of
clothing that employees were wearing during times when the lights
were dimmed.
5. The February 2013 dress code for Walmart’s
California employees
On February 7, 2013, Walmart issued the following updated
dress code guidelines for hourly employees in its stores located
in California:
Dress Code
Walmart facilities
Any short sleeve or long sleeve solid blue shirt/blouse or solid
white shirt/blouse of your choosing, in any shade of blue or
white, and in good condition. This blouse/shirt should be the
outermost customer facing garment.
•
Sleeveless shirts/blouses are not allowed.
•
Examples of acceptable shirt/blouse styles include,
but are not limited to, t-shirts, sweaters, sweatshirts,
polo-style shirts and button-down shirts.
•
You may wear white long sleeve shirts/blouses un-
der short sleeve solid blue or white shirts/blouses
•
You are not required to tuck in your shirt/blouse.
Solid tan, in any shade, solid brown, in any shade, and solid
black pants, skirts, or skorts of your choosing in good condi-
tion. Skirt or skort length must be no shorter than knee
length.
•
Examples of acceptable pants styles and fabrics in-
clude, but are not limited to, cargos, capris and cor-
duroy.
•
Examples of unacceptable pant styles and fabrics
include, but are not limited to, jeans, sweatpants,
denim and fleece.
While working outside the building (the building includes the
garden center), you may wear any hat, jacket or coat of your
choice in good condition; no color or style restrictions apply.
If you work in a position such as Front-End Cashier, People
Greeter, Garden Center Cashier, you may wear a sweater or
jacket inside the building for warmth reasons. Your sweater
or jacket must be in good condition and, if it is your outermost
garment, it must be solid blue or solid white. You may also
wear a sweater or jacket in good condition of any color if you
wear it underneath a solid blue or solid white garment other-
wise permitted by this dress code (blouse/shirt/sweater/
jacket). Your outermost garment must always be solid blue or
solid white in any shade.
Walmart logos of any size are permitted. Other small, non-
distracting logos or graphics on shirts/blouses, pants, skirts,
hats, jackets or coats are also permitted, subject to the follow-
ing:
−
The logo or graphic must not reflect any form of
violent, discriminatory, abusive, offensive, de-
meaning, or otherwise unprofessional messaging.
−
Except for a clothing manufacturer’s company em-
blem no larger than the size of your company name
badge, the logo or graphic must not represent
−
Any business engaged in the commercial sale of
products or services to the public, including but
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1752
not limited to a competitor or supplier; or
−
Any product or service offered for commercial sale
to the public, whether in Walmart or elsewhere
You are not required to purchase or wear any clothing from
Walmart or the online catalog. Clothing can be purchased
from any merchant of your choosing. If you feel you are un-
der pressure from management to purchase or wear clothing
from Walmart or the online catalog, you are obligated to im-
mediately contact the company’s Ethics Hotline, your Market
Human Resource Manager, or your Regional Human Re-
source Director.
(Jt. Exh. 31, p. 2; see also Jt. Exh. 60 (summarizing the 2013
update to Walmart’s California dress code, and noting that
exceptions to the dress code may be considered for medical or
religious reasons).) The February 7, 2013 dress code has been
in effect at all material times since at least February 21, 2013.
(Tr. 13.) As with the July 2010 dress code, Walmart permitted
associates to have logos on clothing (including OUR Walmart
and UFCW pins and lanyards) as long as the logo was smaller
than the Walmart name tag (2 x 3 inches). (Tr. 566–568, 629–
630.)
D. Overview of the Summer/Fall 2012 Richmond, CA Store
Remodeling Project
In August 2012, Walmart began a remodeling project at its
Richmond, California store to give the store an upgrade (e.g.,
installing new floor tiling, rearranging counters, cleaning).
Following its customary framework for such projects, Walmart
assigned a field project manager (Malcolm Hutchins) to over-
see the remodeling work, and also assigned a team of five field
project supervisors (including Art Van Riper) to supervise (and
also participate in) the remodeling at the store on a daily basis.
(Tr. 230, 351, 472–477, 482; see also R. Exhs. 6–7; Jt. Exh.
24.)
In practice, Hutchins created the remodeling schedule (i.e.,
the schedule for when remodeling work would be done in the
various store departments), prepared and communicated daily
work plans to the field project supervisors, and visited the
Richmond store periodically to ensure that the project ran
smoothly, stayed on schedule and stayed within budget. (Tr.
474–475, 478–479, 481–485; R. Exhs. 6–7.) Field project su-
pervisors such as Van Riper were responsible for working with
remodeling team associates to systematically complete the tasks
on the daily work plans that Hutchins prepared. Accordingly,
field project supervisors: led daily meetings to tell associates
about the work that was scheduled; trained associates on how to
do certain tasks; decided which remodeling associates to assign
to each task; and patrolled the store to supervise associates and
ensure that the remodeling team was working effectively.12
12 I decline Walmart’s request that I draw an adverse inference
against the General Counsel for not calling an associate who worked
directly with Van Riper to testify about Van Riper’s job responsibili-
ties. (See R. Posttrial Br. at 20.) The parties presented ample evidence
about that issue through other witnesses, including Hutchins, who was
Van Riper’s supervisor, and Semetra Lee, who worked on the remodel-
ing team and was familiar with the work that field project supervisors
performed at the Richmond store.
Periodically, field project supervisors also worked alongside
associates to carry out the assigned work.13 (Tr. 231–232, 280–
282, 328–331, 485–490, 503, 509–510, 620–621; Jt. Exh. 37.)
Although the remodeling team managers had an active role
in planning and completing the remodeling project, the Rich-
mond store managers were responsible for handling personnel
matters that related to remodeling associates. Accordingly,
Richmond store management hired associates to work on the
remodeling project (based on the preestablished remodeling
project budget), with all of the remodeling associates having
temporary status.14 In addition, Richmond store management
handled all matters relating to employee orientation, compensa-
tion and discipline (with input from field project supervisors
and/or the field project manager as appropriate), and store man-
agers also had the authority to assign non-remodeling work to
remodeling associates if those associates completed their re-
modeling assignments before the end of their shift. (Tr. 282,
474–481, 488, 491–494, 614–619, 677–678; Jt. Exh. 24.)
Hutchins and Richmond store management worked together
to set the schedules for remodeling associates. Remodeling
associates worked on two shifts: one during the day (from 7 or
8 a.m. to 4 or 5 p.m.); and one overnight (from 10 p.m. to 7
a.m.). (Tr. 480–483.) Van Riper worked the overnight shift.
(Tr. 497.)
E. September/October 2012—Remodeling Associate Conflicts
with Field Project Supervisor Van Riper
1. Initial conflicts
Early in the Richmond store remodeling project, remodeling
associates became unhappy with how they were being treated
by Field Project Supervisor Van Riper. Specifically, associates
noted that Van Riper yelled at them, called them “lazy,” and
told them that they were the worst remodeling crew that he had
ever worked with. (Tr. 233–234, 330; Jt. Exh. 57(c), pp. 8–9,
11–12 (assistant manager heard Van Riper yell at the remodel-
ing crew and state that the crew was lazy and the worst he had
ever worked with); Jt. Exh. 57(e), pp. 10–11 (field project su-
pervisor heard Van Riper yell at the remodeling crew, and also
heard him tell the remodeling crew that they were a bunch of
“lazy ass workers”); Jt. Exh. 57(g), pp. 7–8.) In addition, some
associates were offended when Van Riper stated “if it was up to
me, I would put that rope around your neck” when associate
Markeith Washington put a rope around his (Washington’s)
waist to assist with moving a heavy counter.15 Washington
13 When not assigned to a field project, field project supervisors re-
turn to their “home store” where they supervise associates as instructed
by the store manager. (Tr. 495–496; see also Jt. Exh. 38, pp. 1, 3, 11.)
14 Temporary associates on remodeling projects typically end their
employment with Walmart at the conclusion of the remodeling project.
Store managers retain the option, however, to offer store-based jobs to
remodeling associates, and may consider the opinions of field project
supervisors in making those hiring decisions. (Tr. 493–494.)
15 Van Riper denied making this statement when he was interviewed
by Market Human Resources Manager Janet Lilly. (Tr. 554–555; Jt.
Exh. 57(f), p. 13.) I have given little weight to Van Riper’s denial
because multiple employees corroborated Washington’s report about
the incident, and because Walmart did not call Van Riper to testify at
trial, despite Van Riper still being one of Walmart’s employees. In this
WAL-MART STORES, INC.
1753
laughed Van Riper’s comment off, but also told Van Riper that
what he (Van Riper) said was not right. (Tr. 234–235, 285; Jt.
Exh. 57(a), p. 9; Jt. Exh. 57(b), p. 12.)
2. October 11–12, 2012—Van Riper’s remarks when
associates returned from strike
On October 9–10, remodeling associates Demario Ham-
mond, Misty Tanner and Markeith Washington joined other
Richmond store associates (including Raymond Bravo) in an
OUR Walmart sponsored strike “to protest Walmart’s attempts
to silence Associates who have spoken out against things like
Walmart’s low take home pay, unpredictable work schedules,
unaffordable health benefits and Walmart’s retaliation against
those Associates who have spoken out.” (Jt. Exh. 14; see also
Tr. 156–157, 348, 382; Jt. Exh. 40.)
At approximately 10 p.m. on October 11, Bravo, Hammond,
Tanner and Washington returned to the Richmond Walmart to
read and deliver a “return to work letter” that communicated
their “unconditional offers to return to our positions with
Walmart for our next scheduled shifts.” (Jt. Exh. 15; see also
Tr. 118–119, 156–157, 186–187, 197, 201, 349; Jt. Exh. 61.)
The returning associates were accompanied by a delegation of
approximately seven UFCW employees (including Mabel
Tsang and Ellouise Patton) and community supporters. Initial-
ly, the associates handed their letter to Assistant Manager Atlas
Chandra. Presumably because many of the associates were part
of the remodeling crew, Chandra called Van Riper over to
speak to the associates. (Tr. 11–12, 119, 158–159, 349, 393; Jt.
Exh. 61.) When Van Riper became agitated, UFCW employee
Mabel Tsang recorded the following exchange with her cell
phone:
Van Riper (VR):I don’t want to hear it. It concerns union ac-
tivities. I’m sorry, I’m out of it. You go talk to the store
manager or public information.
Unknown (UK): It’s really about the law and not unions. It’s
about the law—California law.
VR: I don’t really want to hear about it.
UK:You don’t want to hear about California law?
VR: I don’t want to hear about unions.
Misty Tanner: Here Atlas. Here’s our return to work [letter].
[Chandra subsequently handed the letter to Van Riper.]
UK:It’s not about unions.
VR: I know what California law is. I know it probably better
than you do sir.
Ellouise Patton (EP): Right. Finish reading the letter to him
so he can start work on time.
M. Tanner: [Reading from a script.] I’m ready to return to my
position on my next scheduled shift. If Walmart does not al-
low me to return to work on my next scheduled shift or retali-
connection, I note that I take no position on whether Van Riper’s
statement was racist in nature (as some associates maintained), since I
need not resolve that issue to address the National Labor Relations Act
violations that are alleged in the complaint in this case.
ates against me for walking off my job its [an] unfair labor
practice and I will be filing a charge with the National Labor
Relations Board.
. . .
The Board will require Walmart to reinstate me with full pay .
. . and benefits from today, the day I offered to return to work
until the day Walmart reinstates me . . .
VR: I don’t really . . . I don’t even want to hear it. You’ve
been told to come back to work so get out of here – leave me
alone.
M. Tanner:[Continuing to read from script.] I struck in re-
sponse to Walmart’s unlawful attempts to silence and retaliate
against associates who spoke up against Walmart’s low wag-
es, unpredictable schedules and unaffordable benefits. There-
fore I’m entitled to reinstate my position beginning . . .
. . .
VR:I have a job to do.
UK:Yes sir. I appreciate that. We understand. You’ve got a
job to do.
M. Tanner: I’ll be back to work tonight. . . . Thank you.
EP: [Sarcastically] Thank you sir, you have been most gra-
cious.
(Jt. Exhs. 7(a)–(b); see also Tr. 119–122, 159–161, 166, 179; Jt.
Exh. 61.)16
At this point, Tsang stopped her cell phone recording be-
cause she believed that the return to work delegation had con-
cluded. However, Van Riper was not finished, and responded
to Patton’s remark by saying “Don’t thank me. If it were up to
me, I’d shoot the union.”17 (Tr. 123, 190–192, 350; Jt. Exh.
57(b), p. 13.) Tsang resumed recording the events and recorded
the following remarks:
EP: Really? Okay, did everyone hear that? Okay, so let’s let
these people go to work.
. . .
VR: If I had my way the union would be . . . I used to work
for a union.
Mabel Tsang: I was recording and I stopped it right at . . .
16 The transcript of this conversation in the record (Jt. Exh. 7(b)) is
generally accurate. The conversation provided here generally tracks
that transcript, except for a few nonsubstantive corrections that I made
based on the video recordings in the record (Jt. Exhs. 7(a), 63).
17 I have credited Tsang’s account of Van Riper’s remark because
Tsang presented detailed and credible testimony, and because she was
already in the role of monitoring Van Riper’s conduct when he made
the remark about shooting the union (and thus was tuned in to precisely
what Van Riper was saying). In addition, Tsang’s account was largely
corroborated by Hammond’s report and Bravo’s testimony. (See Jt.
Exh. 57(b), p. 13 (Hammond); Tr. 350 (Bravo).) I have given less
weight to Patton’s testimony that Van Riper said “You people ought to
be shot,” because she demonstrated difficulty with recalling some of
the details about the interaction with Van Riper. (Tr. 204–207.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1754
(Jt. Exh. 8(b); see also Tr. 177–178 (noting that at some point,
Patton asked Van Riper if his remark about unions was a threat,
and that Van Riper responded “no”), 187–188, 190–193.)
Notwithstanding this confrontation, the four returning strikers
returned to work on their next scheduled shifts and were not
disciplined for participating in the October 2012 strike. (Tr.
157–158, 202, 382–383.)
At approximately 2 a.m. on October 12 (during the same
overnight shift that began on October 11), Van Riper and field
Project Supervisor Carlita Jackson called all remodeling associ-
ates to a meeting. At the meeting, Van Riper announced that
the remodeling associates were back from their strike, but
would not be working with the remodeling crew and instead
would be working with the store.18 Van Riper added that alt-
hough OUR Walmart was trying to unionize Walmart, that
(unionization) was never going to happen. Next, Van Riper
told the remodeling associates that they should not talk to the
returning strikers. When Jackson and associate Semitra Lee
asked Van Riper what he meant by that, Van Riper said that
remodeling associates should not talk to returning strikers
“about the situation.” Finally, Lee asked what was going to
happen to the returning strikers. Van Riper responded that they
would be looking for new jobs.19 (Tr. 237–240, 286, 288–289.)
3. October 17, 2012—Associates submit written complaint
about Van Riper
On October 17, six associates (Bravo, Hammond, Tanner,
L.S., Washington and Timothy Whitney) signed and submitted
a letter to Walmart to complain about Van Riper. The letter
stated as follows:
We the Associates at Store #3455 in Richmond, California,
are outraged at the behavior of Art Van Riper, a manager
from Home Office. By using racist remarks and threats of
physical violence towards Associates he has created a work
environment that is threatening, harassing and intimidating.
Because he is a manager from Home Office his behavior is ei-
ther condoned by Walmart, or Walmart is unaware they have
a manager representing them who uses racist comments and
threatens associates with physical violence. Neither is ac-
ceptable. Because this behavior is outrageous and unaccepta-
ble, we call on Walmart to do the following:
1. Walmart remove Home Office remodel manager
Art Van Riper. We also want a public apology from
him to all associates in the store and want all managers
of this store to attend a cultural competency training.
2. Because much of his behavior was directed at tem-
porary associates helping us remodel and improve our
store, and because Walmart will be staffing up Store
#3455 for the holiday season, we want any temporary
Associate who is ready and willing to take a position at
Store #3455, be given first option for any available po-
sitions at the store after the completion of the remodel.
18 In future shifts, the remodeling associates who participated in the
October 2012 strike rejoined the remodeling crew. (Tr. 289.)
19 Lee’s account of Van Riper’s remarks at the October 12, 2012
meeting was not rebutted by any other evidence.
If no positions are available, a list of current temporary
associates will be created and called when new posi-
tions are available before the job is open to the public.
3. Store manager Robert Wainaina meets with mem-
bers of OUR Walmart to discuss the above issues.
(Jt. Exh. 9; see also Tr. 354, 391, 400, 407.) For reasons that
are not clear, Market Human Resources Manager Janet Lilly
did not receive a copy of the October 17 letter until on or about
October 31. Lilly forwarded the letter to Walmart’s labor rela-
tions department, which in turn forwarded it to Hutchins for
review and comment (since Hutchins was Van Riper’s supervi-
sor). (Tr. 519–520; see also R. Exh. 8; Jt. Exh. 42.)
November 2, 2012—Associate Work Stoppage at the
Richmond, CA Store
1. Preparation for work stoppage
In mid-October, OUR Walmart members and UFCW staff
met on two occasions to discuss and prepare for a work stop-
page/protest that they planned to hold at the Richmond, Cali-
fornia Walmart on November 2. The principal reason for the
work stoppage was to protest Van Riper’s treatment of the re-
modeling associates, and the meeting participants selected No-
vember 2 for the work stoppage because the Richmond store’s
grand reopening was scheduled that day (and thus the work
stoppage/protest would also provide a good opportunity for
OUR Walmart to state its cause). (Tr. 240–242, 291–293, 354–
355; see also R. Exh. 3 (UFCW staff email dated October 29,
2012, listing the protest at the Richmond store as an upcoming
event).)
At approximately 11 p.m. on November 1, Tanner ap-
proached Assistant Manager Tennille Tune asked Tune to send
her home. Tanner explained that if she remained at the Rich-
mond store, she would organize the work stoppage planned for
the early morning of November 2. Tanner added that she might
be able to call off the work stoppage if Tune could promise that
the remodeling associates would be offered permanent posi-
tions with Walmart after the remodeling project concluded.
Tune declined Tanner’s request to be sent home, and notified
Walmart’s labor relations department of the work stop-
page/protest plans. In addition, Tune altered her plans for the
staff that night, to have them prioritize removing boxes and
other obstacles from the floor before the work stoppage began.
(Tr. 624–627; Jt. Exhs. 44–45.)
2. The grand reopening
In the early morning on November 2, Richmond store per-
sonnel were in the process of completing their remodeling work
and readying the store for its grand reopening, which was
scheduled to begin that day at 6 a.m. when the store opened to
the public. (Tr. 124, 142, 240, 351; see also Tr. 270, 501–502
(noting that the remodeling project did not fully conclude until
around November 7.) Walmart personnel characterized the
grand reopening as a “big deal” for the store, with new meat
and produce departments available for the first time, and ven-
dors and costumed characters present to interact with customers
and their families. (Tr. 541, 631–632.)
WAL-MART STORES, INC.
1755
3. Lilly begins open door meetings concerning Van Riper
Shortly after 3 a.m. on November 2, Lilly and Market Asset
Protection Manager Paul Jankowski arrived at the Richmond
store to support the store in its grand reopening, and also to
interview associates (under Walmart’s open door policy) about
their complaints and concerns about Van Riper. (Tr. 520–522,
574–575, 624, 681–682, 694; Jt. Exh. 58.) Lilly and Jankow-
ski’s first interview was with associate Washington. During
that interview, Tanner knocked on the door and announced that
she wanted to check on Washington. Tanner left after Wash-
ington confirmed that he was okay and wished to continue the
meeting. (Tr. 525–527, 683–684; Jt. Exh. 58; see also Jt. Exh.
57(a) (notes from open door session with Washington).)20
4. Work stoppage activities inside the Richmond Walmart21
At approximately 5:24 a.m., Bravo, Hammond, Lee, Tanner,
Washington and Whitney stopped the work that they were do-
ing at the Richmond Walmart and walked to the customer ser-
vice waiting area of the store (located immediately to the right
of the first floor store entrance) to begin a work stop-
page/protest.22 The store was not yet open to the public (open-
ing hours began at 6 a.m.), and the customer service area was
empty, save for one individual who was sitting in the customer
service area and left shortly after the work stoppage began.
Bravo, Hammond, Lee, Tanner, Washington and Whitney were
all still on the clock when they began their work stoppage.
Meanwhile, the remodeling associates that did not participate in
the work stoppage continued to stock and clean the store for the
grand reopening. (Tr. 125, 244–245, 300, 351, 378, 562, 627–
628, 672–674; Jt. Exhs. 26(a) (clip 3), 26(b) (clips 2–3, 5); see
also Jt. Exh. 16 (indicating that at some point on November 2,
the work stoppage participants resubmitted their letter to
Walmart regarding Van Riper’s conduct).)23
At around 5:29 a.m., Lilly and Jankowski entered the cus-
tomer service area and greeted the associates who were partici-
pating in the work stoppage. Lilly asked the work stoppage
participants what they wanted, and offered to meet with them
individually under Walmart’s open door policy to discuss their
20 Due to other events that required her attention on November 2,
Lilly did not finish investigating the associates’ complaints about Van
Riper until November 16. As part of her investigation, Lilly met with
associates Hammond and Whitney in open door meetings on November
7 (Bravo, Lee, Stewart and Tanner declined Lilly’s requests to meet).
Lilly also met with Hutchins, Jackson, Tune and Van Riper. (Tr. 269,
296, 498, 545–546; 557–558; Jt. Exhs. 51, 57(b)–(g).) The results of
Lilly’s investigation are not relevant to the complaint allegations in this
case.
21 The times that I reference in this section correspond to the times
stated on the surveillance videos that the parties submitted as Joint
Exhibit 26(a)–(b).
22 The customer service area has a long counter with three comput-
ers/cash registers, and a few seats for customers. A chest-high wall
across and to the right of the customer service counter separates most of
the customer service waiting area from the rest of the store. (Tr. 437–
438; Jt. Exh. 12(b).)
23 Although Van Riper’s time at the Richmond store was coming to
an end because the remodeling project was nearly concluded, associates
were concerned that Van Riper might mistreat associates in other stores
where he might be assigned in the future. (Tr. 243, 354.)
concerns. The work stoppage participants refused Lilly’s offer
because they wanted to discuss their concerns as a group, and
Lilly was not willing to do so because of Walmart’s practices
with its open door policy and her belief that associates’ confi-
dential information should not be shared in a group setting.
The work stoppage participants also refused Lilly’s request that
they return to work, and continued to wait in the customer ser-
vice area. (Tr. 252–253, 298–300, 358, 387–388, 534–537; Jt.
Exhs. 26(a) (clip 3), 26(b) (clips 2–3, 5), 58–59; see also Tr.
516–518, 631 (agreeing that Walmart handles open door meet-
ings on an individual basis); Tr. 326–327.) At around 6 a.m.,
Lilly repeated her requests that the work stoppage participants
meet with her individually to discuss their concerns, and that
they return to work—the work stoppage participants again re-
fused to meet with Lilly unless she agreed to meet with them as
a group, and again refused to return to work. (Tr. 537–538.)
Shortly after the store opened at 6 a.m., four non-associates
(a mixture of UFCW staff and community members) entered
the store and joined the work stoppage participants in the cus-
tomer service area. After arriving, the non-associates and work
stoppage participants displayed an 8–10 foot long green banner
that stated:
Stand Up
Live Better
ForRespect.org
OUR Walmart
Organization United for Respect at Walmart
(Jt. Exhs. 13(e)–(f).) Initially (at approximately 6:03 a.m.), the
protesters held the banner in such a way that much of the front
of the customer service counter was blocked.24 However, at
6:05 a.m., the protesters moved the banner to the back of the
customer service area, thereby leaving most of the customer
service counter unblocked. (Tr. 256, 305–306, 355–356, 539–
540, 563, 685; Jt. Exhs. 26(a) (clip 3), 26(b) (clips 2–3, 5), 58.)
Over the next several minutes, protesters periodically left the
customer service area to exit the store, and then later returned.
For example, at approximately 6:10 a.m., Lee left the customer
service area for approximately 5 minutes to conduct a media
interview in the parking lot.25 Similarly, at approximately 6:16
a.m., UFCW staff delivered signs and OUR Walmart t-shirts to
the protesters in the customer service area, and took photo-
graphs of the protest inside the store (notwithstanding Jankow-
ski’s warnings that the protesters could not take photos or hold
signs, and that the protesters were trespassing and should leave
the store). At times, up to 15–19 protesters (including the six
associates who were continuing their work stoppage) were
present in the customer service area. (Tr. 127–129, 146–152,
163–165, 258–259, 303–304, 311, 539, 688–689; Jt. Exhs.
24 During this timeframe, there were no customers in the customer
service area. A Walmart associate briefly walked behind the customer
service counter without difficulty or incident. (Jt. Exh. 26(a), clip 3
(6:04 a.m.).)
25 Coincidentally, while Lee was standing behind a parked news ve-
hicle doing her interview, Van Riper left the store and entered his car,
which was parked next to the news vehicle. Van Riper yelled at Lee to
move as he backed out his car, and then left the parking lot. (Tr. 264–
265, 304–305; Jt. Exh. 26(a) (clip 1).)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1756
12(a)–(b), 13(d)–(f), 26(a) (clips 1–3), 26(b) (clips 2–3, 5), 58–
59.) Some of the UFCW staff and community members held
signs and distributed leaflets outside of the store, as a protest
conducted in support of (and in conjunction with) the work
stoppage/protest that was in progress inside the store. Since the
protesters outside the store were near a storage area for shop-
ping carts (such that someone wanting to retrieve a cart would
have to walk around the protesters), Walmart asked one of its
greeters to assist customers with getting carts.26 (Tr. 180–185,
321, 325, 540–542, 629, 685–687; Jt. Exhs. 13(a)–(c), 29, 58;
R. Exh. 4.)
At approximately 6:29 a.m., Bravo, Hammond, Lee, Tanner,
Washington, Whitney and two community members left the
customer service area and stood in front of a display located in
the store aisle leading from the first floor store entrance
(Walmart refers to this aisle as “Action Alley” because the
store features advertisements in that area—the display was
approximately 20 feet from the entrance doors).27 By this
point, Bravo, Tanner and Lee had donned green OUR Walmart
t-shirts, and Bravo was displaying a 3–by–2–foot sign that stat-
ed “ULP Strike.” Three other protesters remained in the cus-
tomer service area, where they continued to display the green
banner. Upon seeing the protesters move to Action Alley, Lilly
and Jankowski approached and told them that they were block-
ing customers from entering and shopping in the store, and
asserted that the protesters should either return to the customer
service area or leave the store. Lilly added that she would pre-
fer that the protesters simply leave the store. In response, at
6:32 a.m., the protesters left Action Alley and returned to the
customer service area (to some brief applause from one of the
protesters who had stayed behind in that area). (Tr. 260–262,
308–309, 316, 318–319, 357–358, 374–376, 542–545, 687–
688; Jt. Exhs. 13(g), 26(a) (clip 3), 26(b) (clips 2–3, 5), 58–59.)
At approximately 6:37 a.m., two uniformed police officers
entered the store and spoke with Lilly and Jankowski, and later,
a representative of the protesters. After some discussion, the
protesters agreed that they would leave the store after the six
associates clocked out. Accordingly, the six associates left the
customer service area at 6:38 a.m. to clock out, while UFCW
staff and community supporters remained in and around the
customer service area. All protesters (including the six associ-
ates) left the store by 6:52 a.m. (slightly before the end of the
associates’ scheduled shifts, which ran until 7 a.m. for remodel-
ing associates, and 8 a.m. for Bravo). Some associates (e.g.,
Bravo, Lee) joined in circulating petitions, leafleting and pro-
testing outside of the first floor store entrance. (Tr. 263, 265,
26 Customer Service Desk Associate Maria Della Maggiora also tes-
tified about retrieving carts from the cart storage area outside of the
front of the store. Specifically, Maggiora testified that although no one
prevented her from retrieving shopping carts, she did not feel comfort-
able retrieving carts because protesters tried to speak to her about OUR
Walmart. (Tr. 431–433.) I have given little weight to Maggiora’s
subjective reactions to the protest because they are not relevant to my
analysis of the issues in this case.
27 Lee estimated that the display was only 10 feet from the main en-
trance (Tr. 318.), but I have not credited her testimony on that point
because the video footage in the record shows that there was no display
located within 10 feet of the main entrance.
320–321, 325–326, 355, 376, 378, 691–692; Jt. Exhs. 26(a)
(clip 3), 26(b) (clips 2–5), 29, 58–59.) At no point during the
work stoppage did Walmart (through Lilly, Jankowski or an-
other manager) warn the six associates that they must leave the
store or face being disciplined. (Tr. 265, 361.)
From 6 a.m. onward, Maria Della Maggiora was the
Walmart associate assigned to work at the customer service
desk.28 Although the customer service counter was open and
accessible, Maggiora did her work elsewhere in the store during
the protest. Maggiora testified that she avoided the customer
service area because the area was noisy while the protesters
were present. Other associates, however, periodically walked
behind the customer service desk without apparent difficulty,
and only a limited number of customers entered the store dur-
ing the protest (and the video footage does not show that any of
those customers sought assistance at the customer service
desk). (Tr. 266, 311–312, 358, 377, 422, 425, 430; Jt. Exhs.
26(a) (clip 3), 26(b) (clips 2–3, 5); see also Tr. 310 (Lee
acknowledged that with 15 or more people in a small enclosed
area such as the customer service area, “voices carry a little
bit”).)
5. Protest continues outside the Richmond Walmart second
floor entrance29
As part of the Richmond Walmart’s November 2 grand reo-
pening, the store had arranged for a few vendors to set up tables
in a large concrete walking area to the left of the second floor
store entrance. Consistent with that plan, vendors began arriv-
ing and setting up tables at around 7:23 a.m. (Jt. Exhs. 26(a)
(clip 4), 26(b) (clip 1), 58–59.)
At approximately 7:29 a.m., OUR Walmart members,
UFCW staff and community supporters (including Bravo and
other protesters who participated in the protest activities near
the first floor entrance) began protesting in the same concrete
walking area.30 Initially, the demonstrators formed a line fac-
ing the parking lot, stretching a 15–foot long white banner (also
28 Normally, the customer service desk does not open until 7 a.m.,
and thus customers are rarely in the customer service area between 6
and 7 a.m. (Tr. 266, 361–362; GC Exhs. 3, 5; see also Tr. 633 (noting
that the customer service area is not that busy between 6 a.m. and 8
a.m.).) Walmart opened the customer service desk earlier on Novem-
ber 2 because of the grand reopening. (Tr. 443–444.) I have given little
weight to Maggiora’s testimony that she normally sees 8 or 9 customers
in the customer service area between 6:30 a.m. and 9 a.m. (See Tr.
429.) Much of Maggiora’s testimony was vague and therefore unrelia-
ble, and in any event, her testimony on this point is not probative be-
cause the estimate that she provided for the amount of customer traffic
at the customer service desk covers a time period that extends well
beyond the time (6:52 a.m.) that the work stoppage ended.
29 The times that I reference in this section are taken from the time
clock provided at the top of the video feed in Joint Exhibit 26(a), clip 4.
I note that Joint Exhibit 26(b), clip 1 shows many of the same events,
but its time clock lags 4 minutes behind (such that an event at 9 a.m. on
Joint 26(a), clip 4 would appear at 9:04 a.m. on Joint Exhibit 26(b), clip
1).
30 Mall security personnel informed Jankowski that it was permissi-
ble for the protesters to protest outside of the first and second floor
entrances to the Richmond Walmart store. (Tr. 695; Jt. Exh. 58; see
also Tr. 321 (a Walmart manager informed the associates that they had
to leave the store, but did not have to leave the mall property outside).
WAL-MART STORES, INC.
1757
used in the protest outside the first floor entrance) and a smaller
green banner (also used during the work stoppage) across the
protest line. The long white banner stated:
On Strike
Walmart: End the Retaliation
When they were facing the parking lot, the protesters were
standing in the concrete walking area approximately 30 feet in
front of where the vendors were setting up their tables. (Tr.
401–403, 406, 542, 689–690; Jt. Exhs. 26(a) (clip 4), 26(b)
(clip 1), 58.)
After changing their alignment a couple of times (alternating
between facing the parking lot and turning the line perpendicu-
lar to the parking lot), at approximately 7:39 a.m. the protesters
moved their banners to stretch perpendicular to the parking lot,
with the ends of the line curved slightly to make a long, flat
“U”-shaped formation. With this alignment, the protesters left
room for one or two people to walk between them and the first
vendor table, and left approximately 5 feet for people to pass
between the protesters and the parking lot. Because the pro-
testers were located well to the left of the store entrance, it was
also possible for pedestrians coming from the parking lot to
walk through a lined crosswalk area in the driveway and direct-
ly to the store entrance, thereby passing the protest line alto-
gether. (Tr. 401–405; R. Exh. 5; Jt. Exhs. 26(a) (clip 4), 26(b)
(clip 1).)
At approximately 8:02 a.m., one or two protesters began dis-
tributing leaflets to individuals who passed through the con-
crete walking area. At around the same time (at 8:04 a.m.), the
protesters holding the green banner moved to a different area of
the concrete walkway, opening up 10–12 feet between the re-
maining line of protesters and the first vendor table. And, by
8:08 a.m., the protesters had put away the green banner and
concentrated the protest line behind the longer white banner,
thereby leaving half of the concrete walkway clear. (Jt. Exhs.
26(a) (clip 4), 26(b) (clip 1).)
At around 8:15 a.m., several protesters left the area, and the
protesters that remained began to wrap up their activities. Spe-
cifically, at around 8:23 a.m., the remaining protesters put away
the long white banner and simply stood together in small
groups (leaving 80 percent of the concrete walkway clear). All
protest activity ended by 9:01 a.m., and at approximately 9:07
a.m., the protesters loaded their banners and signs into a sports
utility vehicle. (Jt. Exhs. 26(a) (clip 4), 26(b) (clip 1), 58.)
Throughout the exterior protest, a light load of customer traf-
fic proceeded in and out of the second floor store entrance
without incident. The vendor tables were also up and running
and open for visitors, but saw limited traffic. One news vehicle
parked at the end of the concrete walking area to cover the
event, and then left the area once the protesters began to dis-
perse. (Jt. Exhs. 26(a) (clip 4), 26(b) (clip 1).)
G. Developments after the November 2 Work Stoppage
1. Work stoppage participants offer to return to work
On November 2, Bravo gave Walmart personnel a letter
communicating his unconditional offer to return to work. Bra-
vo and Lee returned to work at 11 p.m. on November 2 without
incident.31 On November 4, Hammond, Lee, Tanner and
Washington also gave Walmart a letter communicating their
unconditional offers to return to work (Whitney did not sign the
letter). (Tr. 268–269, 390; Jt. Exhs. 17–18.)
2. Walmart disciplines the six associates who participated in
the work stoppage
Under Walmart’s disciplinary policy, a coaching is a tool
that Walmart uses to “provide instruction and assistance to
[associates] if [their] job performance fails to meet the reasona-
ble expectations and standards for all associates in the same or
similar position or if [the associates’] conduct violates a com-
pany policy or interferes or creates a risk of interfering with the
safe, orderly and efficient operation of [Walmart’s] business.”
Although Walmart has three levels of coaching (first, second
and third written coachings) that associates typically progress
through if they are coached on multiple occasions (i.e., an asso-
ciate who has an active first written coaching will normally
receive a second written coaching if the need for another coach-
ing arises), supervisors have the discretion to skip levels of
coaching if they determine a higher level of coaching is war-
ranted based on the particular circumstances. (Jt. Exh. 6, p. 1.)
Between November 5 and 8, Walmart disciplined each of the
work stoppage participants with a two-level coaching, such that
Hammond, Lee, Tanner, Washington, and Whitney received a
second written coaching (because they had no active coachings
at the time), while Bravo received a third written coaching (be-
cause he had an active first written coaching at the time). Be-
fore deciding to issue two-level coachings, Lilly searched
Walmart’s online coaching records and performed a “con-
sistency search” to review what level of coaching Walmart used
when associates committed similar infractions in the past.
Based on that search, Lilly found that multiple associates in the
Richmond store had either skipped levels or had been coached
for similar infractions, and therefore determined that the pro-
posed two-level coaching would be appropriate for the associ-
ates who participated in the work stoppage. (Tr. 560–561.)
Each associate’s coaching document stated as follows:
Reason(s) [for coaching]:
Inappropriate Conduct, Unauthorized Use of Company
Time
Observations of Associate’s Behavior and/or Perfor-
mance:
Abandoned work immediately befor[e] Grand Opening
event and refused to return to work after being told to
do so. [T]hen engaged in a sit-in on the sales floor and
physically occupied a central work area. [T]hen joined
with a pre-coordinated flash mob during Grand Open-
ing to further take over, occupy, and deny access to the
main customer pathway through the front of the store.
Refused to stop/leave when told to do so.
31 Bravo did attempt to complete his shift in the morning on Novem-
ber 2 (after the work stoppage concluded), but was told he could not do
so without first participating in an open door meeting. Bravo declined,
and instead returned to work on his next scheduled shift (in the evening
on November 2). (Tr. 390.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1758
Impact of Associate’s Behavior:
Disrupted business and customer service operations
during key Grand Opening event and interfered with
your co-workers’ ability to do their jobs. Created a
confrontational environment in our store with custom-
ers and co-workers at a time when we were trying to
make a crucial first impression with potential long
term customers; likely lost customers as a result.
Behavior Expected Of Associate:
Work as directed and do not attempt to occupy
Walmarts property, disrupt operations, or interfere
with customer service or co-workers job tasks. You
are encouraged, but not required to use the company’s
Open Door to address any issues you want to share.
(Jt. Exh. 19; see also Tr. 266–268, 322, 359–361, 558–565,
587; Jt. Exh. 20 (Bravo’s preexisting first written coaching,
given on August 19, 2012 for attendance/punctuality prob-
lems).) Walmart emphasized that it disciplined the associates
for unauthorized use of company time (not using their time on
the clock to do productive work), and not because of the work
stoppage. (Tr. 268, 322, 565.)
Walmart’s coaching paperwork includes an “Action Plan”
that associates may complete to respond to the coaching, or
articulate how they will correct the problems or concerns set
forth in the coaching. (See Jt. Exh. 6.) Bravo, Lee, and Whit-
ney left their action plans blank, while Tanner did not report for
work after November 2, and thus was not present to enter an
action plan when her coaching was issued. Washington wrote:
“just get back to work and stay [focused].” And Hammond
stated: “I only participated in the sit-in because I was tired of
the verbal abuse and other unfair labor practices made by Art
[Van Riper] from Store Planning. With that being said, I will
continue to work hard as I move forward here at Walmart. I
have always done my best and more since I started here and I
love working here. I hope this doesn’t reflect negatively on my
work ethic because I will still be knocking out pallets like cra-
zy. I apologize for my inappropriate behavior and this will not
happen again.” (Jt. Exh. 19; see also Tr. 558, 561, 563.)
3. November 7—remodeling project concludes
On November 7, Walmart informed the remodeling associ-
ates at the Richmond store that the remodeling project had con-
cluded and that the associates would receive their last checks in
the mail. Accordingly, Hammond, Washington and Whitney
worked their final day on November 8, while Tanner and Lee
worked their final days on November 2 and 7, respectively. Of
the 27 associates who worked on the remodeling project be-
tween August 13 and November 8, only one associate (associ-
ate C.R.) was placed directly into a permanent position at the
store. (Tr. 270, 279–280, 283; Jt. Exhs. 23, 25 pp. 56–60.)
DISCUSSION AND ANALYSIS
A. Witness Credibility
A credibility determination may rely on a variety of factors,
including the context of the witness’ testimony, the witness’
demeanor, the weight of the respective evidence, established or
admitted facts, inherent probabilities and reasonable inferences
that may be drawn from the record as a whole. Relco Locomo-
tives, Inc., 358 NLRB 298, 309; see also Roosevelt Memorial
Medical Center, 348 NLRB 1016, 1022 (2006) (noting that an
ALJ may draw an adverse inference from a party’s failure to
call a witness who may reasonably be assumed to be favorably
disposed to a party, and who could reasonably be expected to
corroborate its version of events, particularly when the witness
is the party’s agent). Credibility findings need not be all-or-
nothing propositions— indeed, nothing is more common in all
kinds of judicial decisions than to believe some, but not all, of a
witness’ testimony. Relco Locomotives, 358 NLRB 298, 309.
My credibility findings are set forth above in the findings of
fact for this decision.
B. The Placerville Store
1. Complaint allegations and applicable legal standard
The General Counsel alleges that, on or about June 1, 2012,
Walmart unlawfully engaged in surveillance and/or created the
impression of surveillance by photographing or videotaping
associates (or appearing to do so) while the associates engaged
in a protest at the Placerville store. (GC Exh. 1(bb), par.
6(a)(1).)
The General Counsel also alleges that, in or about the second
week of July 2012, Walmart implicitly threatened an associate
by asking the associate if she was afraid Walmart might close
its Placerville store if too many associates joined OUR
Walmart. (GC Exh. 1(bb), par. 6(a)(2).)
Under Section 7 of the Act, employees have the right to en-
gage in concerted activities for their mutual aid or protection.
Section 8(a)(1) of the Act makes it unlawful for an employer
(via statements, conduct, or adverse employment action such as
discipline or discharge) to interfere with, restrain, or coerce
employees in the exercise of the rights guaranteed in Section 7.
Relco Locomotives, 358 NLRB 298, 309 (2012), enfd. 734 F.
3d. 764 (8th Cir. 2013).
In general, the test for evaluating whether an employer’s
conduct or statements violate Section 8(a)(1) of the Act is
whether the statements or conduct have a reasonable tendency
to interfere with, restrain or coerce union or protected activities.
Id. Apart from a few narrow exceptions (none of which apply
in this case), an employer’s subjective motivation for its con-
duct or statements is irrelevant to the question of whether those
actions violate Section 8(a)(1) of the Act. See Station Casinos,
LLC, 358 NLRB 1556, 1573–1574 (2012).
2. Did Walmart violate the Act by engaging in surveillance or
creating the impression of surveillance on June 1, 2012?
A supervisor’s routine observation of employees engaged in
open Section 7 activity on company property does not consti-
tute unlawful surveillance. However, an employer violates
Section 8(a)(1) when it surveils employees engaged in Section
7 activity by observing them in a way that is out of the ordinary
and thereby coercive. Indicia of coerciveness include the dura-
tion of the observation, the employer’s distance from its em-
ployees while observing them, and whether the employer en-
gaged in other coercive behavior during its observation. Farm
WAL-MART STORES, INC.
1759
Fresh Company, Target One, LLC, 361 NLRB 848, at 865–
866.
The Board’s test for determining whether an employer has
created an unlawful impression of surveillance is whether, un-
der all the relevant circumstances, reasonable employees would
assume from the statement or conduct in question that their
union or other protected activities have been placed under sur-
veillance. Id.; see also New Vista Nursing & Rehabilitation,
358 NLRB 473, 482 (2012) (noting that the standard for creat-
ing an unlawful impression of surveillance is met “when an
employer reveals specific information about a union activity
that is not generally known, and does not reveal its source”);
Flexsteel Industries, 311 NLRB 257, 257 (1993) (noting that an
employer creates an impression of surveillance by indicating
that it is closely monitoring the degree of an employee’s union
involvement). The standard is an objective one, based on the
rationale that employees should be free to participate in union
organizing campaigns without the fear that members of man-
agement are peering over their shoulders, taking note of who is
involved in union activities, and in what particular ways. Farm
Fresh Company, Target One, LLC, 361 NLRB 848, at 865–
866.
In this case, the General Counsel fell short of establishing
facts demonstrating that Walmart unlawfully engaged in sur-
veillance or created the impression of surveillance at the June 1
protest. Although several people participated in the protest, the
General Counsel relied solely on the testimony of associate
Carpenter, who testified that from a distance of up to 30 feet, he
saw Store Manager Hileman hold a black, shiny object in her
hands and make a scanning motion as if she was photographing
or videotaping the protesters. (Findings of Fact (FOF) Section
II(B)(1).)
Although Carpenter was a candid witness, I find that the
General Counsel did not present enough evidence to establish
that Hileman videotaped, photographed, or made a scanning
motion towards protesters as alleged on June 1.32 First, Car-
penter’s account was tentative and uncorroborated. Carpenter
admitted to being up to 30 feet away from Hileman when he
made his observations, and also admitted that he was uncertain
about exactly what he saw Hileman holding in her hands when
she allegedly made the scanning motion. And, although several
other protesters were present on the sidewalk when the alleged
surveillance occurred, the General Counsel did not call any
other witnesses to corroborate Carpenter’s account. Second,
Hileman credibly denied videotaping, photographing or scan-
ning the protesters as alleged, and drew support in her denial
from Snodgrass, who was present for the majority of the protest
and did not see Hileman take photographs or videos, and did
not see her make any scanning motions. (FOF, Sec. II(B)(1).)
In light of the weaknesses in Carpenter’s testimony, and Hi-
leman’s credible denial, I cannot find that Hileman unlawfully
engaged in surveillance, nor can I find that Hileman engaged in
conduct that would reasonably create the impression of surveil-
32 The General Counsel does not claim that Hileman or other
Walmart managers engaged in unlawful surveillance when they were
merely present at the protest and speaking on their cell phones.
lance as the General Counsel alleges.33 Accordingly, I recom-
mend that the allegation in paragraph 6(a)(1) be dismissed.
3. Did Walmart violate the Act when Stafford asked Collins if
she was concerned that the Placerville store might close if too
many associates joined OUR Walmart?
The Board has explained that an employer may lawfully
communicate to its employees carefully phrased predictions
about “demonstrably probable consequences beyond [the em-
ployer’s] control” that unionization will have on the company,
provided that the predictions are based on objective facts.
However, if the employer implies that it may or may not take
action solely on its own initiative for reasons unrelated to eco-
nomic necessities and known only by the employer, then the
employer’s prediction is a threat of retaliation that violates
Section 8(a)(1) of the Act. Daikichi Sushi, 335 NLRB 622,
623–624 (2001), enfd. 56 Fed. Appx. 516 (D.C. Cir. 2003).
Thus, if an employer predicts, without any supporting objective
facts, that its company could close if employees unionize, the
employer violates Section 8(a)(1) because its prediction com-
municates an unlawful message that the employer might decide
on its own initiative to shut down operations if its employees
unionize. Id. at 624 (noting that it is not a defense if the em-
ployer’s prediction of plant closure is couched as a possibility
instead of a certainty); see also Dlubak Corp, 307 NLRB 1138,
1151–1152 (1992) (finding that the employer violated Section
8(a)(1) by warning employees, without a basis in objective fact,
that the plant could close if employees selected the union as
their collective-bargaining representative), enfd. 5 F.3d 1488
(3d Cir. 1993).
As set forth in the findings of fact, in early July 2012, Assis-
tant Store Manager Stafford asked associate (and OUR
Walmart supporter) Collins if she (Collins) was concerned that
Walmart might close the Placerville store if OUR Walmart
grew too large. (FOF, Sec. II(B)(3).) Although Stafford’s
raised the prospect of plant closure in the form of a question,
Stafford’s question implicitly communicated that plant closure
might be a risk if OUR Walmart grew too large. More im-
portant, the asserted risk of plant closure was not based on any
objective facts—instead, the implication was that Walmart
might close the Placerville store if Walmart believed OUR
Walmart was gaining too much traction. A reasonable employ-
ee confronted with such a risk would be more likely to avoid
supporting OUR Walmart. Accordingly, I find that Stafford’s
statement to Collins violated Section 8(a)(1) of the Act because
Stafford’s statement about the risk of plant closure had reason-
33 I note that even if Carpenter’s and Hileman’s testimony were
equally credible, Walmart would prevail on this issue because the Gen-
eral Counsel bears the burden of proving the allegations in the com-
plaint by a preponderance of the evidence. See Central National
Gottesman, 303 NLRB 143, 145 (1991) (finding that the General Coun-
sel did not meet its burden of proof because the testimony that the
allegation occurred was equally credible as the testimony that denied
the allegation); Blue Flash Express, 109 NLRB 591, 591–592 (1954)
(same), questioned on other grounds Allegheny Ludlum Corp. v. NLRB,
104 F.3d 1354 (D.C. Cir. 1997).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1760
able tendency to interfere with, restrain or coerce associates in
their union or protected activities.34
C. Dress Code Allegations
1. Complaint allegations and applicable legal standards
The General Counsel alleges that Walmart violated Section
8(a)(1) of the Act by:
(a) maintaining its July 2010 dress code for California associ-
ates until at least September 14, 2012 (GC Exh. 1(bb), par.
6(d));
(b) maintaining its February 2013 dress code for California
associates (GC Exh. 1(bb), par. 6(f)); and
(c) applying its July 2010 dress code for California associates
selectively and disparately insofar as Walmart applied it to an
employee (Raymond Bravo) who formed, joined or assisted
OUR Walmart and/or the United Food and Commercial
Workers, while not enforcing it against other associates (GC
Exh. 1(bb), par. 6(e)).
Regarding the General Counsel’s allegations that Walmart’s
dress code policies were facially unlawful (GC Exh. 1(bb),
pars. 6(d), (f)), it is well established that employees have a
statutorily protected right to wear union insignia on their em-
ployer’s premises, including buttons, T-shirts and other articles
of clothing. Stabilus, Inc., 355 NLRB 866, 868 (2010); W San
Diego, 348 NLRB 372, 373 (2006). However, an employer
may lawfully restrict the wearing of union insignia where “spe-
cial circumstances” justify the restriction. Special circumstanc-
es justify restrictions on union insignia or apparel when their
display may jeopardize employee safety, damage machinery or
products, exacerbate employee dissension, unreasonably inter-
fere with a public image that the employer has established, or
when necessary to maintain decorum and discipline among
employees. The employer bears the burden of proving such
special circumstances. Stabilus, 355 NLRB at 868; W San
Diego, 348 NLRB at 373; see also Nordstrom, Inc., 264 NLRB
698, 701–702 (1982) (noting that customer exposure to union
insignia, standing alone, is not a special circumstance that per-
mits an employer to prohibit employees from displaying union
insignia).
2. Did Walmart violate Section 8(a)(1) by maintaining its July
2010 California dress code?
As indicated in the complaint, the General Counsel asserts
that the following language in Walmart’s July 2010 dress code
for California associates is facially unlawful:
34 The cases that Walmart cited about warnings of plant closure are
distinguishable. In the cases that Walmart cited, the Board did not find
that predictions of plant closure violated the Act because the employee
initiated the discussion, and the supervisors explicitly stated that they
were providing their personal opinions about the risks of unionization.
See Selkirk Metalbastos, 321 NLRB 44, 52 (1996), enf. denied on other
grounds, 116 F.3d 782 (5th Cir. 1997); Standard Products Co., 281
NLRB 141, 151 (1986), enf. denied in part on other grounds, 824 F.2d
291 (4th Cir. 1987). Those factors are not present here, as Stafford
initiated the discussion with Collins, and Stafford did not qualify her
remarks as merely opinion.
Logos or graphics on shirts/blouses, pants, skirts, hats, jackets
or coats are not permitted, except the following, so long as the
logo or graphic is not offensive or distracting:
1. A Walmart logo of any size;
2. A clothing manufacturer’s company emblem no larger
than the size of the associate’s name badge; or
3. logos allowed under federal or state law.
(FOF, Sec. II(C)(2); see also GC Exh. 1(bb), par. 6(d).)
Based on the applicable case law, I find that Walmart’s July
2010 dress code is facially unlawful because it is overbroad and
unduly infringes on the rights of associates to wear union insig-
nia. The July 2010 dress code explicitly prohibits associates
from wearing all logos except for Walmart logos, clothing
manufacturer logos, and “logos allowed under federal or state
law.” The exception for “logos allowed under federal or state
law,” however, does not save the dress code from violating
Section 8(a)(1) of the Act, because the Board has explained that
an employer may not validate an overbroad work rule by plac-
ing the burden on employees to determine their legal rights.
Trailmobile, Division of Pullman, 221 NLRB 1088, 1089
(1975) (holding that an employer’s work rule that prohibited
solicitation and distribution on company premises “except as
provided by law” was unlawfully overbroad because the rule
prohibited solicitation and distribution in nonwork areas during
nonwork time, and the employer could not place the burden on
employees to determine their rights under the rule).
In its posttrial brief, Walmart maintains that the logo re-
strictions in its dress code are justified because the dress code,
together with Walmart’s workplace standards policy, ensures
that associates are professional, neat and clean in their appear-
ance, and thus dress in a manner that supports Walmart’s public
image of providing excellent customer service in a family-
friendly environment. (See R. Posttrial Br. at 33.) In support
of its argument, Walmart relies on case law that supports the
proposition that an employer may demonstrate special circum-
stances by proving that union insignia would unreasonably
interfere with an employer’s established public image. See,
e.g., W San Diego, 348 NLRB at 372–373 & fn. 4 (finding that
the employer lawfully restricted hotel personnel from wearing
any uniform adornments, including union buttons and other
insignia, in public areas of the hotel, and noting that the em-
ployer invested between $88,000 and $100,000 in 2004 and
2005 on uniforms aimed at achieving a “trendy, distinct and
chic look”); United Parcel Service, 195 NLRB 441, 441 & fn.
2, 449 (finding that the employer lawfully restricted its drivers
from wearing a union button while exposed to customers and
the general public, noting that the employer invested $3.75
million per year to provide and maintain uniforms to preserve
its public image of a neatly uniformed driver).
Although “public image” may be a valid justification for re-
stricting union insignia, I find that Walmart fell short of estab-
lishing the “public image” special circumstances defense in this
case. First, the evidentiary record shows that Walmart was
generally loose with enforcing its dress code policy. (FOF,
Sec. II(C)(2).) Where that is the case, the “public image” justi-
fication fails because the Board has held that an employer may
not use an inconsistently applied uniform policy to establish
WAL-MART STORES, INC.
1761
special circumstances. Airport 2000 Concessions, LLC, 346
NLRB 958, 960 (2006).
Second, the evidentiary record does not show that Walmart’s
July 2010 dress code is sufficiently strict, standardized and
formal to be covered by the case law (noted above) in which
the Board has found that an employer is justified in restricting
employees’ right to wear union insignia to protect the employ-
er’s public image when employees work in areas where they
may come in contact with the public. Under Walmart’s policy,
employees select the clothing they will wear to comply with
Walmart’s broad-brush dress code—the record does not show
that Walmart has invested considerable resources in developing
(much less providing uniforms for) an employee “look” to por-
tray to the public. As a result, Walmart’s public image justifi-
cation simply falls short, because its July 2010 dress code is not
part of a comprehensive public image business plan akin to
what the Board has required when finding that union insignia
would unreasonably interfere with an employer’s public image.
See Raley’s Inc., 311 NLRB 1244, 1250 (1993) (explaining that
public image concerns did not justify a large retail grocery
store’s dress code because “[t]he aprons and smocks of [the
grocery store’s] cashiers, clerks, and meatcutters worn over
employee selected white shirts, dark slacks, and shoes are simp-
ly not the equivalent of traditional uniforms in the sense of
distinctive clothing intended to identify the wearer as member
of a certain organization or group. Thus, the employee appear-
ance produced by conformity to [the grocery store’s] dress code
does not rise to the level of the liveries and uniforms of the
world class restaurants or United Parcel Services drivers either
in appearance or in tradition.”); see also FOF, Sec. II(C).)
And third, Walmart’s July 2010 dress code is overbroad be-
cause it not only prohibits union insignia for associates who
work in public areas of the store, but also prohibits union insig-
nia for associates in situations where any public image concern
is limited or nonexistent (e.g., when associates work in nonpub-
lic areas of the store, or when associates work while the store is
closed to the public altogether, such as from midnight to 6 a.m.
at the Richmond store). Target Corp., 359 NLRB 953, 974
(2013) (rejecting the employer’s argument that its ban on all
buttons was justified to preserve its public image and business
plan, and noting that the ban was overbroad because it applied
to overnight employees who worked when the store was closed
to the public); W San Diego, 348 NLRB at 374 (finding that the
hotel did not demonstrate that its prohibition on wearing union
insignia was justified by special circumstances in nonpublic
areas of the hotel, where employees would not be seen by the
public and thus the hotel’s public image was not at issue).35
Accordingly, for the foregoing reasons, I find that Walmart
violated Section 8(a)(1) by maintaining its July 2010 dress
code, a facially overbroad policy that unduly restricted associ-
ates’ right to wear union insignia.
35 In this connection, I note that Walmart did not show that it would
be impractical for associates to don or doff union insignia when moving
between the public and nonpublic areas of the store (or when the store
opened or closed). A mere hypothetical impracticality with removing
union insignia does not justify a blanket, property-wide prohibition on
union insignia. See W San Diego, 348 NLRB at 374.
3. Did Walmart violate Section 8(a)(1) by maintaining its
February 2013 California dress code?
As indicated in the complaint, the General Counsel asserts
that the following language in Walmart’s February 2013 dress
code for California associates is facially unlawful:
Walmart logos of any size are permitted. Other small, non-
distracting logos or graphics on shirts/blouses, pants, skirts,
hats, jackets or coats are also permitted, subject to the follow-
ing . . .
(FOF, Sec. II(C)(4) (noting that the February 2013 dress code
goes on to say that “[t]he logo or graphic must not reflect any
form of violent, discriminatory, abusive, offensive, demeaning,
or otherwise unprofessional messaging”); see also (GC Exh.
1(bb), par. 6(f).)
Like the July 2010 dress code discussed above, I find that
Walmart’s February 2013 dress code is facially unlawful be-
cause it is overbroad and unduly infringes on the rights of asso-
ciates to wear union insignia. Although the February 2013
dress code differs from the July 2010 version in that the Febru-
ary 2013 dress code does not explicitly prohibit union insignia
or other logos, it remains overbroad because it requires logos to
be “small” and “non-distracting.” Those restrictions do not
find sufficient support in the Board’s case law36—to the contra-
ry, the Board has upheld the right of employees to wear union
insignia of a variety of sizes, including insignia sizes much
larger than Walmart’s limitation that any logos must be smaller
than associates’ 2 x 3 inch name tags. See, e.g., Serv-Air, Inc.,
161 NLRB 382, 401–402, 416–417 (1966) (finding that the
employer violated the Act by prohibiting assorted union insig-
nia that included: an improvised, crudely printed, paper badge
that was 3 inches in diameter; a 2.25 inch red button; and 14-
inch signs that two employees taped to their backs), enfd. 395
F. 2d 557 (10th Cir. 1968), cert. denied, 393 U.S. 840 (1968).
Furthermore, for the same reasons noted above regarding the
July 2010 dress code, Walmart fell short of demonstrating that
the logo restrictions in its February 2013 dress code are justi-
fied by Walmart’s desire to foster a public image of providing
excellent customer service in a family-friendly environment.
Specifically, Walmart did not establish its “public image” justi-
fication because Walmart: has not applied its February 2013
dress code consistently; did not show that its February 2013
dress code is part of a comprehensive public image business
plan similar to those that the Board has recognized in prior
cases; and applies its dress code not only to associates when
they are in public areas of the store, but also to associates when
they are working in nonpublic areas and when the store is
closed to the public. (See Discussion and Analysis, Sec. (C)(2),
36 The Board has observed in the past that certain union insignia do
not interfere with a company’s public image because the union insignia
are small, neat and inconspicuous. See Nordstrom, Inc., 264 NLRB
698, 701 (1982) (noting that the union pin at issue was “muted in tone,
discrete in size and free from provocative slogans or mottos”); see also
United Parcel Service, 312 NLRB 596, 597 (1993), enf. denied 41 F.3d
1068 (6th Cir. 1994). It does not follow, however, that union insignia
must be small, neat or inconspicuous to be protected, particularly in
workplaces where (as here) the employer has not implemented a com-
prehensive public image business plan.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1762
supra.) Therefore, I find that Walmart violated Section 8(a)(1)
by maintaining its February 2013 dress code, a facially over-
broad policy that unduly restricted associates’ right to wear
union insignia.37
4. Did Walmart violate Section 8(a)(1) by disparately and se-
lectively applying it to associate Raymond Bravo in August
and September 2012?
Separate and apart from its arguments that Walmart’s July
2010 and February 2013 California dress codes were facially
unlawful, the General Counsel asserts that Walmart violated
Section 8(a)(1) of the Act by applying the July 2010 dress code
selectively and disparately against Raymond Bravo to restrict
Bravo’s protected activities. See Stabilus, Inc., 355 NLRB 836,
837–840 (2010) (employer violated Section 8(a)(1) of the Act
by enforcing its uniform policy in selective and overbroad
manner against union supporters, and in a disparate manner
against Section 7 activity).
I find that the evidentiary record supports the General Coun-
sel’s argument. Walmart generally did not object to associates’
attire (including Bravo’s attire) in 2012 when they wore non-
compliant clothing such as black shirts, khaki shorts or sweat
pants. Similarly, Walmart supervisors generally did not object
when associate Victor Mendoza wore (in 2012): a blue shirt
with the words “Free Hugs” written in large white letters on the
front of the shirt; or a blue and white checkerboard flannel
shirt.38 However, when Walmart Supervisor Peggy Licina saw
Bravo wearing a green OUR Walmart t-shirt (on August 21,
2012) and saw Bravo wearing a white t-shirt with UFCW logos
(on September 14, 2012), she suddenly became more strict with
the dress code and directed Bravo to remove the shirts. Nota-
bly, in each instance, Licina did not object to Bravo continuing
to wear other clothing (a black thermal shirt, and khaki shorts)
that did not comply with the dress code. (FOF, Sec. II(C)(3).)
By applying the July 2010 dress code in this disparate manner
(i.e., by invoking the dress code when Bravo wore noncompli-
ant clothing with OUR Walmart or UFCW logos, but not when
Bravo or other associates wore other noncompliant clothing),
Walmart violated Section 8(a)(1) of the Act as alleged in para-
graph 6(e) of the complaint.
37 The General Counsel also argued that Walmart’s February 2013
dress California code is a facially unlawful work rule that reasonably
tends to chill employees’ exercise of their Section 7 rights. See GC
Posttrial Br. at 48–50; see also First Transit, Inc., 360 NLRB 619, 619
fn. 1 (2014) (citing Lutheran Heritage Village-Livonia, 343 NLRB 646,
646 (2004), and describing the legal standard that applies when such
challenges to work rules are at issue); Hitachi Capital America Corp.,
361 NLRB 123, 124–125 (2014) (same, and noting that “the Board
gives the rule a reasonable reading and refrains from reading particular
phrases in isolation”). Since I have found that the February 2013 dress
code is facially unlawful because it improperly restricts employees’
Section 7 right to wear union insignia, I decline to rule on the General
Counsel’s alternate (work rule) theory for why the February 2013 dress
code is unlawful.
38 When Walmart supervisors did object upon seeing an associate
wearing a shirt with a noncompliant logo, Walmart’s addressed the
issue by permitting the associate to continue wearing the shirt, but with
the shirt turned inside out to hide the logo. (FOF, Sec. II(C)(2).)
D. The Richmond Store—Alleged Unlawful Threats
1. Complaint allegations and applicable legal standard
The General Counsel alleges that Walmart (through field
project supervisor Van Riper) violated Section 8(a)(1) of the
Act by:
(a) on or about October 11, threatening associates that he
(Van Riper) would shoot the union when some associates re-
turned from striking at Walmart’s Bentonville, Arkansas
headquarters (GC Exh. 1(bb), par. 6(b)(1));
(b) on or about October 12, threatening associates that:
Walmart would never be union and thereby informing associ-
ates that it would be futile for them to select OUR Walmart as
their collective-bargaining representative (GC Exh. 1(bb), par.
6(b)(2)(A));39
(c) on or about October 12, threatening associates by telling
them that the associates returning from strike would be look-
ing for new jobs (GC Exh. 1(bb), par. 6(b)(2)(B)); and
(d) on or about October 12, prohibiting associates from speak-
ing to associates returning from strike about the returning
strikers’ activities on behalf of OUR Walmart (GC Exh.
1(bb), par. 6(b)(2)(C)).
As previously noted, the test for evaluating whether an em-
ployer’s conduct or statements violate Section 8(a)(1) of the
39 I am not persuaded by Respondent’s argument that I should dis-
miss this futility allegation on the ground that it is not closely related to
the allegations in an underlying unfair labor practice charge. (See R.
Posttrial Br. at 31.) To decide whether complaint allegations are close-
ly related to the allegations in a timely filed charge, the Board evaluates
whether the complaint allegations are factually and legally related to
the charge. Redd-I, Inc., 290 NLRB 1115, 1116 (1988).
In an unfair labor practice charge that was timely filed on November
2, OUR Walmart asserted that Walmart violated the Act by: threatening
associates on or about October 9 that it would fire all OUR Walmart
members who walked off the job in a workplace action; and, on or
about October 11, telling associates not to speak to associates who
participated in a strike. (See GC Exh. 1(c).) I find that the futility
allegation in the complaint is factually related to the November 2
charge because the complaint alleges (and clarifies) that Van Riper
made statements about futility in the same October 12 meeting in which
he threatened that associates returning from strike would be looking for
new jobs, and prohibited associates from speaking to the returning
strikers about their activities on behalf of OUR Walmart.
I also find that the futility allegation in the complaint is legally relat-
ed to the November 2 charge because it was part of the remarks that
Van Riper made to associates on October 12, essentially in response to
the buzz in the workplace that arose when associates returned from a
strike and announced their unconditional offer to return to work a few
hours before the October 12 meeting. As the Board has explained, the
“legally related” prong of the Redd-I test is satisfied “where the two
sets of allegations demonstrate similar conduct, usually within the same
time period with a similar object, or there is a causal nexus between the
allegations and they are part of a chain or progression of events, or they
are part of an overall plan to undermine union activity.” SKC Electric,
Inc., 350 NLRB 857, 858 (2007) (citing Carney Hospital, 350 NLRB
627, 630 (2007).) Since the futility allegation in the complaint satisfies
both prongs of the Redd-I test (as it demonstrates conduct that is similar
to the other alleged coercive statements that Van Riper made at the
October 12 meeting), I will consider the merits of that allegation.
WAL-MART STORES, INC.
1763
Act is whether the statements or conduct have a reasonable
tendency to interfere with, restrain or coerce union or protected
activities. Farm Fresh Company, Target One, LLC, 361 NLRB
848, at 861.
5. Was Van Riper one of Walmart’s agents?
As an initial matter, Walmart denies that Van Riper was one
of its supervisors or agents, as those terms are defined in Board
precedent. On the question of whether Van Riper was
Walmart’s agent, “[t]he Board applies the common law princi-
ples of agency in determining whether an employee is acting
with apparent authority on behalf of the employer when that
employee makes a particular statement or takes a particular
action.” Pan Oston Co., 336 NLRB 305, 305 (2001) (collect-
ing cases and other supporting authority). “Apparent authority
results from a manifestation by the principal to a third party that
creates a reasonable belief that the principal has authorized the
alleged agent to perform the acts in question.” Id. at 305–306.
“Either the principal must intend to cause the third person to
believe the agent is authorized to act for him, or the principal
should realize that its conduct is likely to create such a belief.”
Id. at 306. “The Board’s test for determining whether an em-
ployee is an agent of the employer is whether, under all of the
circumstances, employees would reasonably believe that the
employee in question was reflecting company policy and
speaking and acting for management,” taking into account “the
position and duties of the employee in addition to the context in
which the behavior occurred.” Id. “The Board may find agen-
cy where the type of conduct that is alleged to be unlawful is
related to the duties of the employee. . . . In contrast, the
Board may decline to find agency where an employee acts out-
side the scope of his or her usual duties.” Id. “Although not
dispositive, the Board will consider whether the statements or
actions of an alleged employee agent were consistent with
statements or actions of the employer. The Board has found that
such consistencies support a finding of apparent authority.” Id.
And finally, the Board has emphasized that “an employee may
be an agent of the employer for one purpose but not another.”
Id.
Applying that standard, I find that Van Riper was one of
Walmart’s agents.40 Walmart gave Van Riper the responsibility
to manage the work that the remodeling crew performed, and
the responsibility to keep the remodeling project moving for-
ward. Consistent with those responsibilities, Van Riper held
daily meetings with remodeling associates, at which he an-
nounced the tasks that they would be working on for the day.
Van Riper also trained associates on how to carry out various
assignments, and had the discretion to assign particular associ-
ates to daily tasks as he deemed necessary to complete the work
as efficiently as possible. In addition, although Richmond store
managers generally had authority over remodeling associates in
personnel matters, when members of the remodeling team re-
turned from strike and made their unconditional offer to return
to work on October 11, Richmond Store Assistant Manager
40 Since I find that Van Riper was one of Walmart’s agents during
the relevant time period, I need not address the parties’ arguments
about whether Van Riper was a supervisor under Sec. 2(11) of the Act.
Atlas Chandra called Van Riper over to handle the matter,
thereby indicating that Van Riper was the proper recipient of
the associates’ offers to return to work.41 (FOF, Sec. II(D),
(E)(2).) Given the extent of Van Riper’s responsibilities, asso-
ciates would reasonably believe that Van Riper had the authori-
ty to speak and act as Walmart’s agent regarding the associates
assigned to the remodeling project. See SAIA Motor Freight,
Inc., 334 NLRB 979, 979 (2001) (finding that a foreman was an
agent vested with apparent authority, and noting that the fore-
man, inter alia, assigned and directed the employees’ work, and
conducted employee meetings at which he discussed employ-
ment-related matters); Cooper Industries, 328 NLRB 145, 146
(1999) (finding that three hourly paid “facilitators” were agents
who had actual and apparent authority to act on the employer’s
behalf because the employer vested the facilitators with au-
thority to implement the employer’s policies on the production
floor, and because the employer held out the facilitators as the
“primary conduits for communications between management
and team employees on a wide variety of employment and pro-
duction matters”), enfd. 8 Fed. Appx. 610 (9th Cir. 2001).)
6. Did Walmart (through Van Riper) make statements or
engage in conduct that violated Section 8(a)(1)?
Having established that Van Riper was Walmart’s agent, I
now turn to the merits of the allegations that Van Riper made
four statements that violate Section 8(a)(1). At the outset, I
note that Walmart did not call Van Riper to testify at trial, even
though he remained one of Walmart’s associates at the time.
Furthermore, although the record includes a written statement
that Van Riper provided when Lilly interviewed him about his
interactions with the Richmond store remodeling crew, Van
Riper’s written statement does not address any of the state-
ments at issue here. Thus, the only questions are whether the
General Counsel’s witnesses were credible in their testimony
about what Van Riper said, and if so, whether Van Riper’s
statements violated the Act.
As indicated in the findings of fact, I credited witness Mabel
Tsang’s testimony about the specific words that Van Riper used
when associates presented him with a return to work letter on
October 11. Tsang was actively keeping track of Van Riper’s
behavior and comments when he told associates “If it were up
to me, I’d shoot the union,” and Tsang’s testimony on that point
was credible and was corroborated by Raymond Bravo’s testi-
mony and Demario Hammond’s written statement (given dur-
ing Walmart’s investigation of Van Riper’s interactions with
associates). Although Walmart points out that other witnesses
differed from Tsang about Van Riper’s exact words, Tsang’s
account remains credible, and I note in any event that the other
witnesses all agreed that Van Riper made a statement that
threatened associates with physical violence because they sup-
41 I have considered the fact that Van Riper also tried to pass the
buck when Chandra directed the returning strikers to speak to Van
Riper. The fact remains, however, that when Chandra instructed asso-
ciates to speak to Van Riper when the associates offered to return to
work, a reasonable associate would have concluded that Van Riper had
the authority to handle the matter (based on Chandra’s actions, and
based on Van Riper’s general authority over the remodeling team).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1764
ported a union.42 (FOF, Sec. II(E)(2).) I therefore find that
Walmart, through Van Riper’s remarks on October 11, violated
Section 8(a)(1) of the Act as alleged in the complaint. See
Farm Fresh Co., Target One, LLC, 361 NLRB 848, at 861
(explaining that an employer’s statements or conduct violate
Section 8(a)(1) if they have a reasonable tendency to interfere
with, restrain or coerce union or protected activities).
Lee’s testimony about Van Riper’s statements at the October
12 meeting was credible and was not rebutted by any other
evidence. As a result, the evidentiary record establishes that
Van Riper told associates that: Walmart would never unionize;
the remodeling crew should not talk to returning strikers about
the situation; and that the returning strikers would be looking
for new jobs. (FOF, Sec. II(E)(2).) Based on well-established
Board precedent, each of those statements violated Section
8(a)(1) of the Act. See Farm Fresh Co., Target One, LLC, 361
NLRB 848, at 865 (explaining that an employer violates Sec-
tion 8(a)(1) if it communicates to employees that they risk their
job security if they support a union); Pacific Coast M.S. Indus-
tries, 355 NLRB 1422, 1438–1439 (2010) (explaining that an
employer violates Section 8(a)(1) when it permits employees to
discuss nonwork-related subjects during worktime, but prohib-
its employees from discussing union-related matters); Goya
Foods, 347 NLRB 1118, 1128–1129 (2006), enfd 525 F.3d
1117 (11th Cir. 2008) (explaining that an employer may not tell
employees that it would be futile for them to support a union).
In sum, each of Van Riper’s statements discussed here had a
reasonable tendency to interfere with, restrain or coerce associ-
ates in the exercise of their Section 7 rights. Accordingly, I
find that the General Counsel established that Walmart
(through Van Riper) violated Section 8(a)(1) of the Act as al-
leged in paragraph 6(b)(1)–(2) of the complaint.
E. The Richmond Store—Alleged Unlawful
Disciplinary Coachings
1. Complaint allegations and applicable legal standard
Last, the General Counsel alleges that from November 4–7,
42 Contrary to Walmart’s argument in its posttrial brief, Van Riper’s
remark that “if it were up to me, I’d shoot the union” cannot be excused
as a mere statement of opinion, a flip or intemperate remark, or hyper-
bole that no reasonable employee could have taken seriously. See R.
Posttrial Br. at 23–27; see also, e.g., Trailmobile Trailer, LLC, 343
NLRB 95, 95 (2004) (noting that flip and intemperate remarks are
protected as free speech by Sec. 8(c) of the Act); Mid-State, Inc., 331
NLRB 1372, 1372 (2000) (supervisor’s statements to employees about
kicking a union representative’s ass, or filling the union representa-
tive’s butt with lead did not violate the Act, because the context for
those statements was such that the statements would not reasonably
tend to coerce employees in the exercise of their Section 7 rights).
Instead, the evidentiary record shows that out of anger after having to
deal with associates who were returning from a strike, Van Riper essen-
tially communicated to associates that future protected activity could
put associates at risk for unspecified reprisals (even if it was clear that
he would not actually “shoot” OUR Walmart supporters). As such,
Van Riper’s statement violated Section 8(a)(1) of the Act. See Jax
Mold & Machine, Inc., 255 NLRB 942, 946 (1981) (supervisor’s re-
marks about shooting union supporters were made in anger and were
believable, and thus violated Sec. 8(a)(1) of the Act), enfd. 683 F.2d
418 (11th Cir. 1982).
Walmart unlawfully issued two-level coachings to associates
Raymond Bravo, Semetra Lee, Demario Hammond, Misty
Tanner, Markeith Washington and Timothy Whitney because
those associates engaged in a protected work stoppage on No-
vember 2, and to discourage associates from engaging in those
or other protected activities. (GC Exh. 1(bb), pars. 7(b), (d)–
(e).)
To establish that an adverse employment action violates Sec-
tion 8(a)(1) of the Act, the General Counsel must demonstrate
that: the employee engaged in activity that is “concerted” with-
in the meaning of Section 7 of the Act; the respondent knew of
the concerted nature of the employee’s activity; the concerted
activity was protected by the Act; and the respondent’s decision
to take adverse action against the employee was motivated by
the employee’s protected, concerted activity. Relco Locomo-
tives, 358 NLRB 298, 309, 314; see also id. at 311 (observing
that “[e]vidence of suspicious timing, false reasons given in
defense, failure to adequately investigate alleged misconduct,
departures from past practices, tolerance of behavior for which
the employee was allegedly fired, and disparate treatment of the
discharged employees all support inferences of animus and
discriminatory motivation”). If the General Counsel succeeds
in making an initial showing of discrimination, then the re-
spondent has the opportunity to demonstrate, by a preponder-
ance of the evidence, that it would have taken the adverse em-
ployment action against the employee even in the absence of
the employee’s protected concerted activities. Id. at 12.
The Board has held that while on-the-job work stoppages
may be a form of economic pressure that is protected under
Section 7 of the Act, not all work stoppages are protected be-
cause at some point “an employer is entitled to exert its private
property rights and demand its premises back.” Quietflex Mfg.
Co., 344 NLRB 1055, 1056 (2005) (quoting Cambro Mfg. Co.,
312 NLRB 634, 635 (1993). “To determine at what point a
lawful on-site work stoppage loses its protection, a number of
factors must be considered, and the nature and strength of com-
peting employee and employer interests must be assessed.”
Quietflex, 344 NLRB at 1056. Those factors include:
(1) the reason the employees have stopped working;
(2) whether the work stoppage was peaceful;
(3) whether the work stoppage interfered with production, or
deprived the employer access to its property;
(4) whether employees had adequate opportunity to present
grievances to management;
(5) whether employees were given any warning that they
must leave the premises or face discharge;
(6) the duration of the work stoppage;
(7) whether employees were represented or had an established
grievance procedure;
(8) whether employees remained on the premises beyond their
shift;
(9) whether employees attempted to seize the employer’s
property; and
(10) the reason for which employees were ultimately dis-
charged.
Id. at 1056–1057; see also Los Angeles Airport Hilton Hotel &
Towers, 360 NLRB 1080, 1081–1083 (2014) (citing Quietflex
WAL-MART STORES, INC.
1765
Mfg. Co.).
2. Did Walmart violate the Act when it issued disciplinary
coachings to the six associates who participated in the
November 2 work stoppage?
The General Counsel and Charging Party maintain that since
Bravo, Hammond, Lee, Tanner, Washington and Whitney en-
gaged in a protected work stoppage on November 2, Walmart
violated the Act when it disciplined them for “inappropriate
conduct” and “unauthorized use of company time” based on
their actions during the work stoppage. To address the merits
of that claim, I now consider the ten Quietflex factors to assess
whether the work stoppage was protected by the Act.43
Factor one (the reason the employees stopped working):
The evidentiary record shows that the six associates stopped
working because of their ongoing concerns about Van Riper
and his treatment of associates. In that connection, I note that
the associates did not receive a response from Walmart when
they submitted a letter outlining their concerns about Van Riper
on October 17, 2 weeks before the work stoppage. To be sure,
as Walmart observes, associates also hoped to use the work
stoppage to publicize OUR Walmart and its efforts to advocate
for various changes in working conditions, benefits and work-
place policies at Walmart. It is also clear that associates select-
ed November 2, the day of the Richmond store grand reopen-
ing, as the day for the work stoppage because it would be a
good day to publicize their concerns and OUR Walmart’s goals
to a large audience. (FOF, Sec. II(E)(3), (F)(1), (4).)
Factor two (whether the work stoppage was peaceful):
Based on the evidentiary record, which includes extensive vid-
eo footage of the work stoppage inside the Richmond Walmart
43 Walmart suggests that instead of considering this matter under
Quietflex, I should consider this case under Restaurant Horikawa, 260
NLRB 197 (1982), and similar cases. (See R. Posttrial Br. at 61–63.)
The Board’s decision in Restaurant Horikawa, however, does not in-
volve a work stoppage. Instead, Restaurant Horikawa involved a
demonstration that began outside of a restaurant, and then lost the pro-
tection of the Act when thirty demonstrators (including one off duty
employee) entered the restaurant for 10–15 minutes and “seriously
disrupted” the business by “parading boisterously about during the
dinner hour when patronage was at or near its peak” before confronting
the restaurant manager in the restaurant’s administrative offices. Res-
taurant Horikawa, 260 NLRB 197, 197–198 (1982); see also Thalassa
Restaurant, 356 NLRB 1000, 1000 fn. 3 (2011) (agreeing that an off-
duty restaurant employee engaged in protected activity when he and a
group of nonemployees entered the restaurant during evening dining
hours to deliver a letter protesting the employer’s alleged labor law
violations; the Board noted that there was no evidence that the group:
disturbed the handful of customers present, blocked the egress or in-
gress of anyone, was violent or caused damage, or prevented any other
employees from performing their work).
Although I take Walmart’s point that the work stoppage in this case
was augmented from 6 to 6:52 a.m. by assorted non-associates who
entered the Richmond Walmart to support the associates in their work
stoppage, I find that facts of that nature are best considered within the
Quietflex framework because it is undisputed that the six associates
were on duty and were engaged in a work stoppage while in the store.
Walmart’s arguments about any disruption that the associates and their
supporters caused relate to the Quietflex factors and the nature and
strength of the associates’ and Walmart’s interests.
and protest activities that occurred outside the store, I find that
the work stoppage was peaceful. There is no evidence that
associates or their supporters were violent or unruly in any
manner. (FOF, Sec. II(F)(4)–(5).)
Factor three (whether the work stoppage interfered with
production or deprived the employer access to its property):
During the portion of the work stoppage that occurred before
the store opened at 6 a.m., the work stoppage had a minimal
effect on Walmart’s operations. Walmart had access to all of
its property (including the customer service area), and the pro-
duction of other associates was only affected to the limited
extent that Walmart had to streamline its remodeling crew work
to focus on preparing store aisles and shelves for the grand
reopening (e.g., by ensuring that all freight was removed from
the floor and properly stored). (FOF, Sec. II(F)(4); see also Los
Angeles Airport Hilton Hotel & Towers, 360 NLRB 1080, 1084
(2014) (explaining that for purposes of factor 3 in the Quietflex
analysis, the focus is on “whether striking employees interfere
with production or the provision of services by preventing other
employees who are working from performing their duties,”
since striking employees do not forfeit the Act’s protection by
withholding their own services) (emphasis in original).
Once the store opened, Walmart continued to have access to
its property and maintain production even though 10–14 non-
associates entered the store to support the work stoppage peri-
odically between 6 and 6:52 a.m. Apart from a 3–minute visit
to Action Alley that did not cause disruption, the work stoppage
remained confined to the customer service area, leaving the rest
of the store unaffected. As for the customer service area, the
record shows that Walmart associates had access to the custom-
er service counter as needed during the work stoppage (not-
withstanding customer service associate Maggiora’s subjective
decision to avoid the area, and the 2–minute period when pro-
testers blocked the front of the customer service counter). Fur-
thermore, the record does not show that any customers attempt-
ed to access, or were prevented from accessing (due to noise,
crowding or otherwise), the customer service area, which is not
surprising since the customer service area generally does not
open until 7 a.m. and only has limited traffic at that early hour.
(FOF, Sec. II(F)(4).)
Finally, I do not give weight to the fact that the work stop-
page occurred on the same day as the Richmond store’s grand
reopening. Although Walmart maintains that the decision to
hold the work stoppage during the grand reopening made the
work stoppage more disruptive, the Board has held that “the
protected nature of [a] work stoppage is not vitiated by the
effectiveness of its timing.” Atlantic Scaffolding Co., 356
NLRB 835, 837 (2011) (explaining that the basic principles
underlying the Act include the right of employees to withhold
their labor in seeking to improve the terms of their employ-
ment, and the right to use economic weapons such as work
stoppages as part of the free play of economic forces that
should control collective bargaining).
Factor four (whether employees had adequate opportuni-
ty to present grievances to management): The six associates
who participated in the work stoppage presented their grievanc-
es about Van Riper to Walmart on October 17, over 2 weeks
before the work stoppage. They did not receive a response
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1766
from Walmart, however, until the morning of the work stop-
page, when Lilly and Jankowski (before and during the work
stoppage) offered to meet with the associates individually under
Walmart’s open door policy to discuss the associates’ concerns.
It is undisputed that Lilly, citing Walmart’s open door policy
and concerns about employee confidentiality, refused the asso-
ciates’ requests to meet with her as a group. It is also undisput-
ed, however, that Walmart ultimately used its open-door policy
to meet with willing associates on an individual basis from
November 2–7 to hear their concerns about Van Riper.
For purposes of the Quietflex analysis, the Board has indicat-
ed that an open door policy may provide an adequate oppor-
tunity for employees to present grievances to management,
particularly where the evidentiary record shows that the em-
ployer has an established past practice of using its open door
policy to consider and resolve group grievances. See HMY
Roomstore, 344 NLRB 963, 963 fn. 2 & 965 (2005) (citing
Cambro Mfg. Co., 312 NLRB at 636). However, the Board has
also indicated that if an employer’s open-door policy has been
used to address only individual complaints of employees, and
not group complaints, then the open-door policy carries less
weight. See HMY Roomstore, 344 NLRB at 963 fn. 2 & 965.
Here, I find that Walmart’s open door policy carries less weight
as an opportunity for the work stoppage participants to present
their grievances to management because, as Walmart essential-
ly admits, the open door policy does not allow for group action.
(FOF, Sec. II(F)(3)–(4).)
Factor five (whether employees were given any warning
that they must leave the premises or face discipline): It is
undisputed that Walmart did not warn the six associates that
they must leave the store or face discipline. Instead, the record
shows that when Walmart, assisted by two police officers who
were present, instructed the associates to leave the store, the
associates agreed to do so, and left the store after clocking out.
(FOF, Sec. II(F)(4).)
Factor six (the duration of the work stoppage): The work
stoppage in this case began at 5:24 a.m. and ended at 6:52 a.m.,
and thus lasted for a total of 88 minutes. The store was open to
the public for 52 minutes of the work stoppage (i.e., from 6 to
6:52 a.m.). (FOF, Sec. II(F)(4).)
Factor seven (whether employees were represented or
had an established grievance procedure): The six associates
that participated in the work stoppage were members of OUR
Walmart, but were not represented in a formal sense (i.e., for
collective-bargaining purposes) by OUR Walmart, the UFCW,
or any other union. As noted above (in connection with factor
four), while Walmart did offer associates the opportunity to
voice their concerns about Van Riper individually to Lilly and
Jankowski through Walmart’s open door policy, Walmart does
not have an established grievance procedure for group com-
plaints. (FOF, Section II(A), (E)(2), (F)(1), (3)–(4).)
Factor eight (whether employees remained on the prem-
ises beyond their shift): It is undisputed that all six associates
clocked out and left the inside of the store by 6:52 a.m., before
the end of their shifts. Although at least two of the associates
subsequently joined OUR Walmart protest activities that were
ongoing outside of the Richmond store, the evidentiary record
shows that both mall security personnel and Walmart managers
accepted that the protesters had a right to continue their activi-
ties outside the store. (FOF, Sec. II(F)(4)–(5).)
Factor nine (whether employees attempted to seize the
employer’s property): There is no evidence that associates
attempted to seize Walmart’s property during the work stop-
page. Walmart associates who did not participate in the work
stoppage remained free to continue working throughout their
shifts, and once the store opened, customers had full access to
all areas of the store. (FOF, Sec. II(F)(4).)
Factor ten (the reason for which employees were ulti-
mately disciplined): Walmart issued a two-level disciplinary
coaching to each of the six associates who participated in the
work stoppage, stating that each of the six associates engaged
in inappropriate conduct and unauthorized use of company
time. In support of the disciplinary coachings, Walmart explic-
itly referred to the associates’ activities during the work stop-
page, noting that the associates abandoned work, refused to
return to work after being told to do so, and engaged in a sit-in
on the sales floor that (in Walmart’s view) disrupted business
and customer service operations during the Richmond store
grand reopening event.44 (FOF, Sec. II(G)(2).)
Considering the ten Quietflex factors as a whole, I find that
the November 2 work stoppage is protected by the Act. Factors
1, 2, 3, 5, 6, 8, 9 and 10 clearly favor the six associates. The
associates stopped working to protest Van Riper’s treatment of
associates on the remodeling crew, and also to protest alleged
retaliation and unfair labor practices. All of those reasons were
fair game for concerted action.45 See Cambro Mfg. Co., 312
NLRB at 636 (observing that employees were entitled to persist
for a reasonable period of time in a peaceful in-plant work
stoppage that focused on specific, job-related complaints and
caused little disruption of production by those who continued to
work). In addition, the work stoppage: was peaceful; had lim-
ited (if any) impact on Walmart’s operations and access to its
property; ended promptly when Walmart and the associates
agreed that the associates would clock out and leave the store
(before their shifts ended); and was limited in duration (88
minutes).46 See Los Angeles Airport Hilton Hotel & Towers,
44 Walmart asserted that the work stoppage was particularly disrup-
tive because once the store opened at 6 a.m., non-associates joined the
six associates in protesting inside the store. (See R. Posttrial Br. at 61–
62.) Although the non-associates added to the size of the protest inside
the store (adding up to 10–13 people to the group at times), I do not
find that the work stoppage/protest became unduly disruptive after the
non-associates arrived. To the contrary, the nonassociates remained in
the customer service area (apart from two non-associates who joined
the six associates for their 3–minute visit to Action Alley), and general-
ly limited their activities to taking and posing for photographs, holding
signs, and providing a representative to negotiate the agreement with
Walmart that the six associates would clock out and leave the store
(thereby ending the work stoppage). (FOF, Sec. II(F)(4).)
45 I am not persuaded by Walmart’s contention that the work stop-
page/protest was merely a publicity vehicle for OUR Walmart. While
publicity was certainly a bonus for OUR Walmart if it materialized, that
does not change the fact that the work stoppage participants raised
assorted concerns that relate to the terms and conditions of their em-
ployment (as noted above).
46 Protest activities did continue outside of the store until 9:07 a.m.
Those activities, however, occurred on mall property, and thus did not
WAL-MART STORES, INC.
1767
360 NLRB 1080, 1083 and fn. 16 (noting that employees are
entitled to engage in work stoppages for a reasonable period of
time, and collecting cases where work stoppages of up to 5-½
hours were protected by the Act); HMY Roomstore, 344 NLRB
at 963 fn. 2, 965 (45–60 minute work stoppage was protected,
in part because the employees complied immediately when the
employer asserted its property rights and directed the employ-
ees to leave the store). It is also clear that Walmart disciplined
associates because they participated in the work stoppage.
Although Walmart asserted that the discipline was based on
“inappropriate conduct” and “unauthorized use of company
time,” the discipline paperwork is clear that Walmart disci-
plined the six associates based on their protected work stoppage
activities (e.g., abandoning work, refusing to return to work,
and engaging in the work stoppage). (See FOF, Sec. II(G)(2);
see also Quietflex Mfg. Co., 344 NLRB at 1055 fn. 1 (noting
that refusing to work during a work stoppage is protected activ-
ity); Cambro Mfg. Co., 312 NLRB at 636–637 (same, but not-
ing that after a reasonable period of time the employer may
instruct employees to either return to work or clock out and
leave the premises).)
The remaining Quietflex factors (factors 4 and 7, which both
relate to grievance procedures) are neutral, at best. Although
Walmart has an established open door policy that it offered to
the associates during the work stoppage, that offer was some-
what belated since it came on the day of the work stoppage,
more than 2 weeks after the associates submitted their October
17 letter calling for Walmart to take action to address Van Rip-
er’s conduct. In addition, consistent with Walmart’s past prac-
tices with open door meetings, Lilly only offered to meet with
associates on an individual basis—thus, Lilly’s offer to meet
under the open door policy was arguably inadequate, since the
offer was predicated on the associates giving up their right to
act as a group. Compare HMY Roomstore, 344 NLRB at 963
fn. 1, 965 (work stoppage was valid despite the employer’s
open door policy, which had been used to resolve individual
problems, but not group problems) with Cambro Mfg. Co., 312
NLRB 634, 636 (1993) (giving weight to the employer’s open
door policy because the employer had an established past prac-
tice of allowing employees to meet as a group with the compa-
ny president). Viewing the 10 Quietflex factors as a whole, I
find that the associates’ right to participate in their (limited)
work stoppage outweighs Walmart’s rights as the property
owner, and I accordingly find that the November 2 work stop-
page was protected by the Act.
Since the November 2 work stoppage was protected by the
Act, Walmart could not discipline associates for participating in
the work stoppage without running afoul of Section 8(a)(1) of
the Act. Walmart, however, did just that, because as noted
above, the discipline paperwork demonstrates Walmart disci-
plined the six associates based on their protected work stoppage
activities (e.g., abandoning work, refusing to return to work,
and engaging in the work stoppage). In light of the strong pri-
ma facie case that Walmart unlawfully disciplined the six asso-
ciates for engaging in the protected November 2 work stop-
infringe on Walmart’s private property rights. (See FOF, Sec. II(F)(4)–
(5).)
page, and the lack of any evidence that Walmart would have
disciplined the six associates even in the absence of their partic-
ipation in the work stoppage, I find that Walmart violated Sec-
tion 8(a)(1) of the Act when it disciplined Bravo, Hammond,
Lee, Tanner, Washington, and Whitney. See Molon Motor &
Coil Corp., 302 NLRB 138, 139 (1991), enfd. 965 F. 2d 523
(7th Cir. 1992).
CONCLUSIONS OF LAW
1. By, in or about the second week of July 2012, implicitly
threatening an associate by asking the associate if she was
afraid Walmart might close its Placerville, California store if
too many associates joined OUR Walmart, Walmart violated
Section 8(a)(1) of the Act.
2. By at least until September 14, 2012, maintaining a July
2010 dress code for California associates that was facially
overbroad because it unduly restricted associates’ right to wear
union insignia, Walmart violated Section 8(a)(1) of the Act.
3. By, since about February 2013, maintaining a February
2013 dress code for California associates that was facially
overbroad because it unduly restricted associates’ right to wear
union insignia, Walmart violated Section 8(a)(1) of the Act.
4. By, on or about August 21 and September 14, 2012, se-
lectively and disparately applying its July 2010 dress code for
California associates to Richmond, California store associate
Raymond Bravo when he wore clothing with OUR Walmart or
UFCW logos, but not when Bravo or other associates wore
other clothing that did not comply with the dress code, Walmart
violated Section 8(a)(1) of the Act.
5. By, or about October 11, threatening Richmond, Califor-
nia store associates (through Van Riper) that it would “shoot
the union,” Walmart violated Section 8(a)(1) of the Act.
6. By, on or about October 12, threatening Richmond, Cali-
fornia store associates that Walmart would never be union and
thereby informing associates that it would be futile for them to
select OUR Walmart as their collective-bargaining representa-
tive, Walmart violated Section 8(a)(1) of the Act.
7. By, on or about October 12, threatening Richmond, Cali-
fornia store associates by telling them that the associates return-
ing from strike would be looking for new jobs, Walmart violat-
ed Section 8(a)(1) of the Act.
8. By, on or about October 12, prohibiting Richmond, Cali-
fornia store associates from speaking to associates returning
from strike about the returning strikers’ activities on behalf of
OUR Walmart, Walmart violated Section 8(a)(1) of the Act.
9. By, on or about November 4–7, unlawfully issuing two-
level disciplinary coachings to associates Raymond Bravo,
Semetra Lee, Demario Hammond, Misty Tanner, Markeith
Washington and Timothy Whitney because those associates
engaged in a protected work stoppage on November 2, and to
discourage associates from engaging in those or other protected
activities, Walmart violated Section 8(a)(1) of the Act.
10. By committing the unfair labor practices stated in con-
clusions of law 1–9 above, Walmart has engaged in unfair labor
practices affecting commerce within the meaning of Section
8(a)(5) and (1) and Section 2(6) and (7) of the Act.
11. I recommend dismissing the complaint allegations that
are not addressed in the Conclusions of Law set forth above (to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1768
the extent that those allegations have not been severed from this
consolidated case).
REMEDY
Having found that Respondent has engaged in certain unfair
labor practices, I shall order it to cease and desist therefrom and
to take certain affirmative action designed to effectuate the
policies of the Act. Since certain unfair labor practices only
apply to particular stores, I will require Respondent to post
separate notices that apply to: Placerville, California store
2418; Richmond, California store 3455; and all California
stores.
I will also require Respondent, to rescind its unlawful July
2010 and February 2013 California dress codes. Respondent
may comply with this aspect of my order by rescinding the
unlawful dress code provision(s) and republishing a California
employee dress code at its California stores without the unlaw-
ful provision. Since republishing the California employee dress
code for all California stores could be costly, Respondent may
supply the associates at its California stores either with an in-
sert to the California dress code stating that the unlawful policy
has been rescinded, or with a new and lawfully worded policy
on adhesive backing that will cover the unlawfully broad poli-
cy, until it republishes the California dress code either without
the unlawful provision or with a lawfully-worded policy in its
stead. Any copies of the California dress codes that are printed
with the unlawful July 2010 and/or February 2013 language
must include the insert before being distributed to associates at
Respondent’s California stores. World Color (USA) Corp., 360
NLRB 227, 228 (2014) (citing 2 Sisters Food Group, 357
NLRB 1816, 1823 fn. 32 (2011); Guardsmark, LLC, 344
NLRB 809, 812 and fn. 8 (2005), enfd. in relevant part 475
F.3d 369 (D.C. Cir. 2007).
In addition to the standard remedies that I described above,
the General Counsel requested that I also order Respondent to
have a representative read a copy of the notice to associates in
each of its California stores during work time. The Board has
required that a notice be read aloud to employees where an
employer’s misconduct has been sufficiently serious and wide-
spread that reading of the notice will be necessary to enable
employees to exercise their Section 7 rights free of coercion.
This remedial action is intended to ensure that employees will
fully perceive that the respondent and its managers are bound
by the requirements of the Act. Farm Fresh Co., Target One,
LLC, 361 NLRB 848, at 868.
Applying that standard, I do not find that Respondent’s mis-
conduct in this case was sufficiently serious and widespread to
warrant an order requiring the notice to be read aloud to em-
ployees by one of Respondent’s representatives at each of its
California stores. Although I have found that Respondent
committed two unfair labor practices that affect all California
stores (maintaining two facially overbroad dress codes), this
case does not involve widespread misconduct at all of Re-
spondent’s California stores, and I find that a standard notice
posting remedy will be sufficient to address those violations
and ensure that associates are advised of their Section 7 rights.
I also find that a standard notice posting remedy will be suf-
ficient to address the violations at Placerville, California store
2418. Only one additional unfair labor practice occurred at the
Placerville store in this case—the unlawful threat of plant clo-
sure. That violation may also be addressed with a standard
notice posting.
However, I do find that a notice reading remedy is warranted
at Richmond, California store 3455 in this case. Respondent’s
misconduct at the Richmond, California store was sufficiently
serious and widespread to warrant an order requiring the notice
to be read aloud to associates in the presence of the manager of
store 3455. The evidentiary record shows that in addition to
maintaining two unlawfully overbroad dress codes, Respondent
repeatedly took swift action against Richmond, California store
associates who supported OUR Walmart, including: twice di-
recting Bravo to remove union insignia in a disparate and selec-
tive manner; threatening associates who participated in a strike
in October 2012; threatening other associates that the returning
strikers would be looking for new jobs; directing associates not
to speak to returning strikers about their activities in support of
OUR Walmart; telling associates that it would be futile to select
OUR Walmart as their collective-bargaining representative; and
issuing unlawful two-level disciplinary coachings to six associ-
ates who participated in a protected work stoppage. In light of
those serious and widespread actions, I agree that a notice read-
ing is necessary to assure employees at Richmond, California
store 3455 that they may exercise their Section 7 rights free of
coercion. Accordingly, I will require that the remedial notice in
this case be read aloud to employees in English and Spanish by
Respondent’s store 3455 manager or, at Respondent’s option,
by a Board agent in Respondent’s store 3455 manager’s pres-
ence. Farm Fresh Co., Target One, LLC, 361 NLRB 848, at
868.
[Recommended Order omitted from publication.]