368 NLRB No. 62
St. Paul Park Refining Co. LLC d/b/a Andeavor
368 NLRB No. 62
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
St. Paul Park Refining Co. d/b/a Andeavor and Rich-
ard Topor.
Cases 18–CA–205871 and 18–CA–
206697
August 30, 2019
DECISION AND ORDER
BY CHAIRMAN RING AND MEMBERS MCFERRAN
AND KAPLAN
On October 5, 2018, Administrative Law Judge Arthur
J. Amchan issued the attached decision. The Respondent
filed exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.1
The Board has considered the decision and the record in
light of the exceptions and brief and has decided to affirm
the judge’s rulings, findings,2 and conclusions and to
adopt the judge’s recommended Order, except that the at-
tached notice is substituted for that of the administrative
law judge.3
ORDER
The National Labor Relations Board adopts the recom-
mended Order of the administrative law judge and orders
that the Respondent, St. Paul Park Refining Co., LLC,
d/b/a Andeavor, St. Paul Park, Minnesota, its officers,
agents, successors, and assigns, shall take the action set
1 Member Emanuel is recused and took no part in the consideration
of this case.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponderance
of all the relevant evidence convinces us that they are incorrect. Stand-
ard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d
Cir. 1951). We have carefully examined the record and find no basis for
reversing the findings. We specifically reject the Respondent’s conten-
tion that the judge erroneously relied on credibility findings from the ear-
lier Board decision and find instead that the judge properly based his
credibility findings on the record as a whole. See, e.g., Local No. 3,
IBEW (Nixdorf Computer Corp.), 252 NLRB 539, 539 fn. 1 (1980).
We adopt the judge’s finding that the Respondent unlawfully issued
employee Richard Topor adverse performance evaluations in August and
September 2017. In adopting this finding, we note the following. During
the roughly 13 years of Topor’s employment by the Respondent prior to
November 2016, Topor was never disciplined and he never received an
unsatisfactory performance review. In November 2016, Topor engaged
in protected concerted activity, for which he was suspended, issued a
written warning, and denied a bonus. The Board found those adverse
employment actions unlawful, and that finding has been upheld on ap-
peal. See St. Paul Park Refining Co., LLC d/b/a Western Refining, 366
NLRB No. 83 (2018), enfd. 929 F.3d 610 (8th Cir. 2019). The Respond-
ent began subjecting Topor to closer scrutiny beginning in January 2017
and continued to do so through July, and the adverse performance eval-
uations were the result of that scrutiny. These facts give rise to an
forth in the Order, except that the attached notice is sub-
stituted for that of the administrative law judge.
Dated, Washington, D.C. August 30, 2019
______________________________________
John F. Ring,
Chairman
______________________________________
Lauren McFerran,
Member
_____________________________________
Marvin E. Kaplan,
Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vi-
olated Federal labor law and has ordered us to post and
obey this notice.
inference that Topor’s adverse evaluations were a continuation of the
Respondent’s campaign of retaliation against Topor for his earlier pro-
tected concerted activity. See Sears, Roebuck & Co., 337 NLRB 443,
444–445 (2002). We therefore reject the Respondent’s reliance on these
adverse evaluations in connection with Topor’s discharge.
In adopting the judge’s finding that the Respondent’s September 2017
discharge of Topor violated the Act, we find that the General Counsel
sustained his initial burden under Wright Line, 251 NLRB 1083 (1980),
enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982), by
showing that the Respondent was aware that Topor engaged in protected
concerted activity in November 2016 and evinced animus toward To-
por’s protected activity by subjecting him to closer scrutiny beginning in
January 2017 and continuing through July 2017. We further find the
Respondent did not establish that it would have discharged Topor in the
absence of his protected activity, since the credited testimony and To-
por’s termination letter both establish that the Respondent relied in part
on Topor’s prior unlawful discipline as a basis for his discharge. Ac-
cordingly, we agree with the judge that the evidence fails to show that
the Respondent viewed Topor’s failure to notice a safety alarm during
the night shift, on September 14–15, 2017, as sufficient to warrant his
discharge. Further, even assuming the Respondent had genuine concerns
about Topor’s ability to perform his job safely, we agree with the judge
that the Respondent did not establish that it treated similar incidents in-
volving other operators’ errors comparably. See Sears, supra at 444–
445.
3 We shall substitute a new notice to conform to the Board’s standard
remedial language.
2
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected ac-
tivities.
WE WILL NOT discharge or otherwise discriminate
against you because you engage in protected concerted ac-
tivity.
WE WILL NOT give you adverse performance evalua-
tions in retaliation for your protected concerted activities.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, within 14 days from the date of the Board’s
Order, offer Richard Topor full reinstatement to his for-
mer job or, if that job no longer exists, to a substantially
equivalent position, without prejudice to his seniority or
any other rights or privileges previously enjoyed.
WE WILL make Richard Topor whole for any loss of
earnings and other benefits resulting from the discrimina-
tion against him, less any net interim earnings, plus inter-
est.
WE WILL compensate Richard Topor for the adverse tax
consequences, if any, of receiving a lump-sum backpay
award, and WE WILL file with the Regional Director for
Region 18, within 21 days of the date the amount of back-
pay is fixed, either by agreement or Board order, a report
allocating the backpay award to the appropriate calendar
years.
WE WILL compensate Richard Topor for his search-for-
work and interim employment expenses regardless of
whether those expenses exceed his interim earnings.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlawful
performance evaluations and discharge of Richard Topor,
and WE WILL, within 3 days thereafter, notify him in writ-
ing that this has been done and that the discharge will not
be used against him in any way.
ST. PAUL PARK REFINING CO. D/B/A ANDEAVOR
The
Board’s
decision
can
be
found
at
https://www.nlrb.gov/case/18-CA-205871 or by using the
QR code below. Alternatively, you can obtain a copy of
1 Respondent has appealed this decision in the United States Court of
Appeals for the Eighth Circuit. Were the Court to reverse the Board,
there would be no violation of the Act in this case.
the decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, S.E., Washington, D.C.
20570, or by calling (202) 273–1940.
Florence I. Brammer, Esq., for the General Counsel.
Marko J. Mrkonich and Alice D. Kirkland, Esqs. (Littler Men-
delson, P.C.), of Minneapolis, Minnesota, for the Respond-
ent.
DECISION
STATEMENT OF THE CASE
ARTHUR J. AMCHAN, Administrative Law Judge. This case
was tried in Minneapolis, Minnesota, on June 11–14 and July
24–26, 2018. Richard Topor filed the charges in this case on
September 8, and 22, 2017. The General Counsel issued the
complaint on December 8, 2017.
The General Counsel alleges that Respondent violated Section
8(a)(1) of the Act by issuing the Charging Party, Richard Topor,
adverse performance evaluations on August 11, 24, and Septem-
ber 12, 2017, and then discharging him on September 21, 2017.
More specifically, the General Counsel alleges that Respondent
would not have taken any of these personnel actions were it not
for his protected activity of November 4, 2016. The Board has
found that in retaliation for this protected activity, Respondent
violated Section 8(a)(1) by suspending Topor for 10 days on No-
vember 14, 2016, issuing him a final written warning on that date
and denying him a quarterly bonus in January 2017, 366 NLRB
No. 83 (2018).1
Topor’s September 21, 2017 termination letter states that, “the
basis for your discharge is that your performance has failed to
meet company standards and has placed your fellow employees
at risk. This includes, but is not limited to, your failure while on
a final written warning, to respond to a high priority alarm while
working as a console operator on September 14, 2017, as you
have admitted. Even aside from the final written warning, the
combination of this recent safety-related performance failure and
your failure to improve your performance despite the many re-
peated coaching efforts of your supervisors warrants your termi-
nation”(GC Exh. 4). Thus, the issue in this matter is whether
Respondent has established that it would have discharged Topor
even if it had not issued the illegal final written warning to him
or if he had not engaged in the protected activity for which he
was disciplined, The Celotex Corp., 259 NLRB 1186, 1186 fn.
2, 1190–1193 (1982); Southern Bakeries, LLC, 366 NLRB No.
ST. PAUL PARK REFINING CO. D/B/A ANDEAVOR
3
78 (May 1, 2018); Dynamics Corp, 296 NLRB 1252, 1252–1255
(1989) enfd. 928 F. 2d 609 (2d Cir. 1991),
On the entire record,2 including my observation of the de-
meanor of the witnesses, and after considering the briefs filed by
the General Counsel and Respondent, I make the following
FINDINGS OF FACT
I. JURISDICTION
Respondent, St. Paul Park Refining Co., LLC d/b/a Andeavor,
a corporation,3 operates an oil refinery in St. Paul, Minnesota. It
annually purchases and receives goods valued in excess of
$50,000 directly from points outside of Minnesota. Respondent
admits, and I find, that it is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act. The
International Brotherhood of Teamsters, Local No. 120, which
represented Richard Topor when he worked for Respondent, is a
labor organization within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
Dramatis Personae
Richard Topor began working for Respondent in 2004. In
about 2010 he became a vacancy relief operator (VRO), one of
the most experienced and highly compensated bargaining unit
positions. As a VRO, Topor worked both as a field technician,
checking equipment such as vessels, piping and valves outdoors
in the refinery and as a console operator. As a console operator
he sat in semi-circular room looking at 8 computer screens and
manipulated various processes (adjusting temperatures, product
flow, etc.) in the reformer area4 via his 3–4 computer keyboards.
He was also responsible for monitoring certain alarms and insur-
ing that action was taken to address the reasons for the alarm.
Topor was also the union steward for the north and south re-
former from 2014 until his termination.
Gary Regenscheid directly supervised Topor from 2006 or
2007 until his termination. In 2017, Regenscheid primarily su-
pervised Topor when Topor was working as a console operator.
When on duty Regenscheid had an office just outside of the con-
trol room from which he could see some or some parts of the
screens in front of the console operators. Since April 2016, Dale
Caswell supervised Topor when he worked as a field technician.
2 Tr. 918, line 14 should indicate a question not an answer.
3 The St. Paul Park Refinery has changed ownership several times in
recent years. Recent owners have included Northern Tier Refining and
Western Refining. The most recent owner, Tesoro changed its name to
Andeavor. The refinery may be sold to Marathon Oil, in the near future.
Marathon has also owned this refinery in the past.
4 In the reformer area petroleum is purified into different products
such as diesel fuel, jet fuel, etc. Four other console operators also worked
in the console room about 6–8 feet from each other. They managed other
areas of the refinery from their computer stations. There is a North and
South Reformer Area. The console for the North Area is also called the
hydrotreater board, Tr. 1363.
5 Whatley left Andeavor for another employer in July 2018.
6 Respondent discusses the 2015 and 2016 performance reviews at
pp. 9–11 of its brief. While Regenscheid gave Topor an overall rating of
2 (generally meets expectations) in 2015 and a 3 (meets expectations) on
December 4, 2016, the text of the review is far more negative in the 2016
rating than in the 2015 review. In fact, it is unclear why Topor did not
In 2017, Topor worked as a field technician more often than he
worked as a console operator.
On or about January 1, 2016, Briana Jung became the Opera-
tions Superintendent of the Reformer and Blending Area. Re-
genscheid and Caswell reported directly to Jung. She replaced
David Barnholt, who was the Operations Superintendent for Re-
forming and Blending from 2013–2016. Barnholt then moved to
the FCC/Crude area of the refinery as Operations Superinten-
dent. From May 2015 until July 2018, the operations superin-
tendents reported to Michael Whatley, the Operations Manager.5
Until December 2017, Whatley reported directly to Richard Has-
tings, the Refinery Manager. In that month Hastings transferred
to the Andeavor refinery in Mandan, North Dakota.
Tim Kerntz is Respondent’s human resources director.
Christa Powers is a human resources business partner who re-
ports to Kerntz.
Richard Topor’s work record at Respondent prior to
November 4, 2016
In the 13 or so years he worked for Respondent prior to No-
vember 4, 2016. Richard Topor had never been disciplined, 366
NLRB No. 83, slip opinion at page 9. There is no record of an
unsatisfactory performance review prior to November 4, 2016
and several generally positive reviews prior to 2017. His imme-
diate supervisor, Gary Regenscheid, made a number of disparag-
ing remarks about Topor’s work ethic, Tr. 680, 696. Assuming,
as Regenscheid testified, that Topor was always looking for a
way to get others to do his work, this record indicates this has
always been the case and that Respondent condoned this behav-
ior until November 4, 2016. There is no evidence that Topor’s
modus operandi at work suddenly changed in 2017. Indeed, his
performance review for 2015 (10/1/14–9/30/15) (G.C. Exh.
12(f)), indicates that at least in that year Respondent did not con-
sider Topor a stellar employee. His overall rating was “generally
meets expectations” rather than “meets expectations,” as Topor
thought he deserved.6
At least between 2009 and November 2014, Respondent had
not even coached Topor for poor performance. Further, I find
that Respondent has failed to establish that Topor was coached
for poor performance from the date he was hired in 2004 until
November 4, 2016. 7 The only blot on his record, if you can call
get a 3 in 2015 as the text of that review contains nothing that is critical
of his performance. The text of the 2017 reviews is far more negative
than any review Topor had received previously. Moreover, Topor had
never received a 1 rating (unsatisfactory performance) which he was
given in some areas on the August 24 version of the 2017 review, GC
Exh. 12 (b).
7 Respondent introduced, via HR generalist Christa Powers, a docu-
ment, R. Exh. 128 purporting to document some coachings or poor per-
formance in 2005, 2008, and 2009, one in 2014 and one in which Regen-
scheid told Topor to confine union business to break times in 2016, Tr.
1457–1459. This is clearly a hearsay document and I give it no weight.
The document does not fall within the exception to the hearsay rule in
Federal Rule of Evidence 803(6). Respondent did not establish: (1) that
these records were made at or near the time of the event recorded, by or
from information transmitted by someone with knowledge of the event;
(2) that these records were kept in the course of a regularly conducted
activity; or (3) that making these records was a regular practice of Re-
spondent.
4
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
it that, was a note by Briana Jung on September 8, 2016 regard-
ing Topor’s reluctance to serve a temporary foreman during a
diesel desulfurizing unit shutdown (Exh. R-26; Tr. 857–859).
He ultimately agreed to serve as temporary foreman. Tr. 936.
Moreover, Respondent gave him an award for his performance
at the end of that turnaround (Tr. 923).
Jung’s predecessor as superintendent for the reformer area,
David Barnholt, testified that in the 2–3 years he supervised that
area he did not have any problems with Topor (Tr. 172). Simi-
larly, Dale Caswell, who supervised Topor in the field from
April 2016 until his termination, testified that he considered To-
por to be a competent and safety-conscious operator (Tr. 801).
The events of November 4, 2016 and the prior litigation8
Judge Charles Muhl conducted a hearing pertaining to To-
por’s November 14, 2016 suspension and final written warning
on July 12–14, 2017. Briana Jung, Gary Regenscheid, Tim
Kerntz, Christa Powers and Michael Whatley testified for Re-
spondent in that proceeding. Judge Muhl issued his decision on
December 20, 2017, several months after Topor’s termination.
The Board affirmed his decision on May 8, 2018.
I adopt the rulings, findings and conclusions of Judge Muhl
and the Board. To summarize, in early November 2016, Re-
spondent was restarting its Penex machine after it had been shut
down for maintenance work. In restarting the Penex, employees
must inject hydrochloric acid (HCL) from a cylinder into the
Penex. On November 4, 2016, Respondent planned to use a
somewhat different method of injecting the HCL into the Penex
than it had used the last time the Penex was down for mainte-
nance several years earlier.
Richard Topor, who had worked on the most recent Penex
start-up, objected to the fact that Respondent’s written procedure
had not been updated to reflect the revised HCL injection
method. On November 4, Topor rejected the opinion of his su-
pervisor, Gary Regenscheid, that the hazards with the new pro-
cedure could be obviated by putting insulation blankets over
HCL cylinders that were not to be used in the procedure. Topor
insisted that these cylinders be removed from the area in which
the procedure was to take place. Topor told Regenscheid and
Briana Jung, the Operations Superintendent for the Reformer
Area, Regenscheid’s boss, that he was going to exercise his
rights under Respondent’s safety stop policy. Regenscheid, with
Jung’s approval, sent Topor home.9
Jung contacted her boss, Michael Whatley, the Operations
Manager for the entire refinery. Whatley ordered Jung to contact
the human resources department in order to investigate the situ-
ation. After the investigation, Michael Whatley issued Topor a
final written warning and suspended him without pay for the 10
Moreover, Respondent had the opportunity to elicit testimony from
Gary Regenscheid about any specific deficiencies in Topor’s perfor-
mance between 2007 and 2016 and did not do so. Moreover, I would
note that the much of the document is complimentary about Topor’s per-
formance.
8 I have made it clear that I would not allow the relitigation of any
part of the Board’s May 8, 2018 decision which affirmed the rulings,
findings and conclusions of Administrative Law Judge Charles Muhl’s
December 20, 2017 decision.
days of work already missed. The disciplinary form stated that
Toper was being disciplined for:
Failing to follow instructions in which he refused to discuss
mitigation steps as directed by his supervisors to formulate so-
lutions to the tasks to which he was assigned;
Insubordination in raising his voice and pointing at Regen-
scheid;
Unauthorized removal of company property when he failed to
return step change paper to Regenscheid after being instructed
to do so;
Failure to be accurate and truthful when questioned during your
investigation.
In January 2017, Respondent denied Topor a quarterly bonus
on account of the final written warning issued on November 14,
2016.
Judge Muhl and by adoption the Board, found that (1) Re-
spondent sent Topor home based on his calling a safety stop and
refusing to discuss mitigation until an independent safety repre-
sentative evaluated the situation; (2) Regenscheid asked Topor
to return the step change form but Topor did not hear him; and
(3) Topor did not lie during the human resources investigation.10
The Board in adopting Judge Muhl’s decision concluded that Re-
spondent violated Section 8(a)(1) of the Act in suspending To-
por, giving him a final written warning and denying him a quar-
terly bonus.
Topor’s work performance in 2017
January 9, 2017
Respondent contends that Topor was insufficiently proactive
in carrying out instructions to take a sample of HDH foul water.
An email from supervisor David Hetland states that Topor re-
ported back that the sampling station was frozen and that he did
not have a sampling cylinder. Hetland wrote that Topor did not
thaw the station or associated tubing until he was asked to do so
on January 11. His email further states that he, Gary Regen-
scheid and Dale Caswell met with Topor and told him he should
have taken more initiative and should have initiated trouble-
shooting and problem solving before having to be asked. Topor,
in a memorandum dated June 5, 2017, confirmed that he was
coached about this situation on January 11, and that he thought
the coaching was unwarranted (GC Exh. 30). Exhibits R-28, 29,
9 Topor was not the only employee concerned with the new proce-
dure. Michael Rennert was concerned that heating the acid cylinder
might cause an explosion. Rennert told Regenscheid “this scares the crap
out of me and I don’t want to do it, but if you are going to do the same
thing to me that you did to Rick [Topor], then I will do it” 366 NLRB
No. 83, slip opinion at page 7.
10 Judge Muhl found that Topor dishonestly denied that he had a con-
versation with process engineer Eric Rowe, but that Topor immediately
corrected this and admitted that he spoke to Rowe.
ST. PAUL PARK REFINING CO. D/B/A ANDEAVOR
5
30, and 31 indicate that Respondent started building a case
against Rick Topor in January.
February 9, 2017
At some point on February 9, Operations Superintendent Bri-
ana Jung went to the satellite office. While she was there, she
overhead Rick Topor cursing. Also, that day there seems to have
been a disagreement between Topor and his supervisor, Gary Re-
genscheid, as to how many operators had to be on duty when
starting up the Penex. It appears that this disagreement may have
delayed the start up by an hour or two (R. Exh. 33).
April 5, 2017
On April 5, Respondent discovered a cable or conduit with
exposed electrical wires. Gary Regenscheid instructed Rick To-
por, who was working as a console operator, to reduce the flow
rate of oil to vessels associated with this cable, so the system
could be taken off-line. This was a prerequisite to repairing the
cables. Regenscheid told Topor he was reducing the flow rate
too slowly. At the time of this incident, Regenscheid did not
believe that Topor’s performance merited discipline (Tr. 723).
He did not coach Topor about his performance. However, Re-
genscheid made notes on this event of April 5, which he did not
share with anyone else until September 8. On that day Topor
met with Human Resources Director Tim Kerntz to complain
about performance reviews he received in August.
May 4, 2017
On May 4, Rick Topor was tasked with placing a new system
in service. He called Superintendent Briana Jung and asked
whether in order to proceed, a bleeder valve needed to be in-
stalled to drain a pipe of hydrocarbon. Jung told Topor to wait
until she could get back to him. It was determined that this was
not necessary, and that the hydrocarbon would be displaced
without a bleeder valve. Jung made a note of her conversation
with Topor and Gary Regenscheid apparently coached him on
this issue on or about May 12.
Meeting of May 12 or 15
Mike Whatley, Briana Jung, and Christa Powers met with
Rick Topor and Teamsters Business Agent Chris Riley on May
12 or 15. Whatley asked Topor for a commitment to improve his
performance. At some point Whatley gave Topor a poor perfor-
mance letter which he stated he had planned to put in Topor’s
personnel. Whatley indicated that if Topor’s performance did
not improve, he might lose his status as a vacancy relief operator,
R. Exhs. 40, 47.
Coaching session of May 31
On May 31, Whatley and Jung again coached Topor about his
performance during the week of May 15.
Coaching session of June 12
Whatley coached Topor again on June 12 and returned the
poor performance letter to Topor at that time.
July 12–14, 2017
Rick Topor, Briana Jung, Gary Regenscheid, Tim Kerntz,
Christa Powers and Michael Whatley testified in the unfair labor
practice proceeding concerning Topor’s November 2016 suspen-
sion and final written warning.
July 27
Respondent’s managers determined that a high flair procedure
was not initiated when it should have been on July 17, 2017.
Jack Kariesch, the blending control board operator, Mike Ren-
nert, a field operator, and Rick Topor, the north reformer console
operator, were deemed to be at fault, (GC Exh. 14, R. Exh. 105).
Gary Regenscheid faulted Topor for not insuring that the work
was done on time.
Topor’s Performance Reviews
Meeting of August 11, 2017
On August 11, Rick Topor met with Briana Jung, Michael
Whatley, Gary Regenscheid and Union Steward Brandon Riley.
Management calls this a pre-review meeting. Whatley did not
attend a pre-review meeting with any other employee. He could
not give any specific examples of any other manager or supervi-
sor doing so (Tr. 1589–1590).
Respondent gave Topor and Riley a document similar to the
one entitled Rick Topor Mid-Year Performance Review, G.C.
Exh. 18. The document was negative as to Topor’s performance,
rating him below expectations in 3 categories. It specifically
cited the January incident regarding the foul water sampling;
what was perceived as his slowness in taking the compressor out
of service on April 5; and a disagreement Topor had with a con-
sole operator on June 1 regarding the temperatures during a start-
up of the Penex unit. Management had not spoken to Topor
about the June 1 incident prior to August 11.
Respondent provided Topor a copy of the document on which
he made notes. At some point Riley began taking notes or cop-
ying Topor’s notes. Michael Whatley told Topor and Riley that
the time for note-taking was over and took their copy or copies
back. Briana Jung at some point shredded the copies with Topor
and Riley’s notes.
Meeting of August 24
On August 24, Topor met with Michael Whatley. Neither
Jung, nor Regenscheid, who was on vacation was present. What-
ley gave Topor a mid-year performance review that rated him
unsatisfactory (1 of out a possible 3) in teamwork and initiative
and work quality and ability to follow work instructions (GC
Exh. 12(a)). The review cited two incidents of poor performance
for which Topor had never been coached. The first was the April
5 incident regarding reducing the flow rate in a compressor so
that an electrical cable could be repaired. The second was the
June 1 incident in which Topor disagreed with the console oper-
ator regarding the temperatures when starting up the Penex sys-
tem. Respondent had never given Topor an unsatisfactory review
previously. A manager with the rank of operations manager had
never given him a performance review previously.
September 12
On September 12, Gary Regenscheid personally handed To-
por of copy of the review which indicated that it had been signed
electronically by Briana Jung on August 24 and by Michael
Whatley on September 12. Regenscheid signed the review in ink
on the 12th. Although the ratings for team work and work qual-
ity ratings had been changed from a 1 to a 2, the text of the review
was unchanged from that given Topor on August 24. The text
6
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
concluded that his performance was below expectations, G.C.
Exh. 22.
The Events on the night shift of September 14–15, 2017
On September 14, 2017 at 6 p.m. Rick Topor started his 14th
consecutive night shift. He was scheduled for so many consec-
utive shifts, due to the fact that the diesel desulfurizing unit
(DDS) had been shut down for periodic maintenance for two
weeks (aka a “turnaround”). The maintenance work was com-
pleted on September 13 and the DDS unit was put back in oper-
ation taking sulfur out of diesel fuel. Things are more likely to
go wrong immediately after an out-of-service unit starts up again
than usually. Thus, the refinery continued to have increased
staffing during the night shift of September 14–15 (Tr. 124, 242–
43, 1557–1559).
Topor was working as a console operator on this shift. In ad-
dition to monitoring the DDS unit, Topor was responsible for the
Penex unit which produces higher octane gasoline (the same unit
involved in his 2016 discipline). He was very busy during his
shift trying to optimize the temperatures associated with the
Penex unit (Tr. 913–914).11
Hydrogen circulates through the DDS unit to remove sulfur
from diesel fuel. A compressor recirculates the hydrogen
through the unit. The compressor has a knockout drum associ-
ated with it in which liquid is separated from the gas. It is im-
portant that liquid not get into the compressor. Since liquid does
not compress like gas, liquid can cause a compressor to come
apart or explode.
The knockout drum has two indicators that measure the
amount of liquid in the vessel. Both are below the inlet valve
where hydrogen enters the vessel. The indicators are set at dif-
ferent levels and have alarms associated with each one. The
lower indicator has a “high” alarm which sounds and flashes on
the control board of the console operator in the reformer area.
The higher-level indicator has a “high-high” alarm associated
with it. If the alarm goes off the console operator is supposed to
notify a field technician who will go to the knockout drum and
drain the liquid.
At 1:33:40 on the morning of September 15, the “high” alarm
on the DDS knockout drum was activated. Initially it sounded
and flashed on the Topor’s control board. 14 seconds later,
somebody, but not necessarily Topor, acknowledged the alarm,
stopping the sound and the flashing. However, a solid yellow
light remained illuminated on Topor’s control board.12 A yellow
light also continues to be illuminated on the alarm summary
screen. Other lights were also illuminated on his keyword and
alarm summary screen, some to which he was not expected to
11 Respondent’s assertion at p. 45 of its brief that Craig Wheatley’s
testimony “further established that, despite Topor’s claims during the in-
vestigation, Topor’s console was not particularly busy the night he
missed the alarm,” is misleading to the extent it suggests that Topor
wasn’t particularly busy. Wheatley’s testimony establishes that the num-
ber of alarms on Topor’s console was not unusual.
12 R. Exh. 114 p. 1 and 2 show the very small yellow light that con-
tinues to be illuminated on the control operator’s keyboard once the
alarm is acknowledged. The light for the knockout drum could have been
one of number yellow lights that were illuminated on Topor’s keyboards
respond, particularly the tank alarms. Topor did not realize that
this DDS knockout alarm had gone off and did not notify a field
operator that the drum had to be drained. Other alarms, some
associated with storage tanks, also regularly sounded on Topor’s
control board on an average of 8 per hour. The liquid level in
the knockout drum continued to rise. However, it never set off
the high-high alarm.13
Nevertheless, it is possible for liquid to get into the compres-
sor before it sets off the high-high alarm. This is because the
rising liquid could create a vortex (whirling rotation) essentially
sucking the liquid upwards and out of the vessel and into the
compressor.
At 3:49:49 a.m., an unknown field operator observed the
alarm on the knockout drum on a screen located in the satellite
office. This office has a lunchroom and locker room for the field
technicians. This operator did nothing other than acknowledge
the alarm and according to Respondent was not required or ex-
pected to do anything else.
Between about 5:30 and 5:57:24 a.m., P.J. Gabrielson, the
console operator on the next shift, noticed that the alarm on the
knockout drum was still active. He contacted a field operator
who drained the drum. Liquid continued to rise and assumedly
the drum was drained more than once.
The knockout unit has a visible gauge on the level indicators.
Had a field technician gone to the vessel and looked at this gauge
or she could have determined the level of liquid in the knockout
drum (Tr. 177–178). Some vessels in the refinery are on “radar
rounds” meaning they must be visited by field technicians on
every shift. This knockout drum is not on these rounds. The
reason that the knockout drum is not on radar round is that it
rarely gets liquid in it. This usually occurs only after the unit has
been shut down and started up again and/or the hydrogen plant
was inoperative, as it was during the September 14–15 night-
shift (Tr. 241–242). Thus, nobody went to the knockout drum
on Topor’s shift to check the liquid level.
Respondent’s investigation of Topor’s performance
on September 14–15
Operations Manager Michael Whatley learned on September
15 that the high-level alarm on the knockout drum had been ac-
tive for over 4 hours without being responded to by Topor (Tr.
1556–1557, 1561, 771). Nevertheless, Richard Topor worked
two shifts afterwards. Whatley directed David Barnholt to con-
duct an investigation of Topor’s conduct. He told Barnholt that
he was selecting him for this task because Barnholt had not been
involved in the November 2016 discipline. Whatley directed
and on the alarm summary screen that evening. Page 3 of R. Exh. 114
shows the alarm summary screen monitor at the top left, Tr. 565.
Console operators take breaks, during which one of the other console
operators may cover for them by, for example, acknowledging an alarm
on the other operator’s board. Topor also testified that he may have been
in Regenscheid’s office when the alarm went off, discussing steps to
manage the Penex.
In addition to the light on the console board, Topor could have ac-
cessed other screens that would have shown that the knockout alarm was
active, e.g. R. Exh. 72.
13 The high-high alarm would flash red; low priority alarms are blue.
ST. PAUL PARK REFINING CO. D/B/A ANDEAVOR
7
Barnholt to investigate not only Topor’s missing of the knockout
drum alarm, but his handling of the Penex unit on that shift.
It is unclear why Whatley asked for the investigation to in-
clude the Penex unit because the record does not reflect that
Whatley was aware of any performance issues regarding Topor’s
actions regarding the Penex unit on the September 14–15 shift.
Briana Jung spoke to Gary Regenscheid on September 15 and
Regenscheid had indicated that Topor’s performance regarding
the Penex was proper, or at least not improper. Barnholt knew
that before he interviewed Topor (R. Exh. 67). I infer that What-
ley was looking for evidence with which he would be able to
discharge Topor.14
Barnholt contacted HR representative Christa Powers to assist
him in the investigation. Barnholt and/or Powers interviewed
Topor and Mark Rasmussen, the control room supervisor who
replaced Regenscheid on the morning of September 15. They
also interviewed P.J. Gabrielson the control room operator who
replaced Topor, and Jason Christner, a field operator who was
on duty during Topor’s shift. Barnholt testified and his report
reflects that he also interviewed Gary Regenscheid on September
18.
However, that Regenscheid was interviewed by Barnholt in
conjunction with the investigation of Topor was news to Regen-
scheid. Regenscheid testified that on the morning of September
15, Briana Jung called him. First, she asked Regenscheid why
there weren’t any moves made on the Penex. Regenscheid re-
sponded that Topor was running the Penex manually, that moves
were made and that Jung had to look at the temperatures. She
then told him that the knockout drum on the DDS unit was full.
She asked if Regenscheid knew this; he said he did not (Tr. 727).
In fact the DDS unit was not full; the liquid level had reached a
point at which it activated the high alarm, but not the high-high
alarm.
Regenscheid testified that he was not interviewed by either
Barnholt or Powers.
Dave Barnholt came down—if that’s the correct Tuesday I re-
call—came down and discussed it with console. I had a con-
sole operator who looked at it. He did not interview me on it
(Tr. 715).
And all I was asked was, “Can I view the alarms in the alarm
summary screen,” and I showed them where they could find
that…I didn’t take that as part of an interview. (Tr. 727–730.)
While several people including Barnholt and Regenscheid
were gathered at a console in the field operators’ satellite office
on September 18, somebody mentioned that there were a lot of
clicks on the radio during the September 14–15 shift and some-
body mentioned that console operators may have been doing this
to warn field operators of the approach of a supervisor.
Barnholt did not interview Briana Jung. There is no
14 R. br. at p. 33 note 25 states that Gabrielson reported an issue with
the Pentex. I see no credible evidence that supports that statement. David
Barnholt’s typewritten and handwritten notes state that on September 18,
Mark Rasmussen told him that there “was an issue with the DIB tower
and low purity, “R. Exhs. 66 and 67. Gabrielson did not testify in this
explanation for this omission. Jung was the first one to talk to
Regenscheid about the missed alarm. He told Jung that that he
was unaware of the missed alarm before she called him. Regen-
scheid also said, “I don’t know how I missed that. I, you know,
am surprised I didn’t know about that” (Tr. 913–914). Regen-
scheid’s conversation with Jung at least suggests that he as well
as Topor had some responsibility for the missed alarm. Although
Regenscheid could not see the screens that Topor was looking
at, he had the ability to view all the screens available to Topor
via his computer (Tr. 234–235). I infer that Barnholt’s failure to
interview Jung and Regenscheid is indicative of a predisposition
to lay all the responsibility for the missed alarm on Topor.
On September 18, 2017, Barnholt and Powers submitted a re-
port of their investigation to Operations Manager Michael What-
ley (R. Exh. 66). The report concluded that Rick Toper followed
proper procedure and properly kept his supervisor informed with
regard to the Penex machine (referred to as the Isobutane purity
issue). Regarding the alarm on the knockout drum, the report
concluded that Topor failed to respond to the alarm which re-
sulted in the drum continuing to fill. The report stated that the
liquid level continued to rise reaching 98 percent. This statement
is inaccurate insofar as it suggests that the drum was 98 percent
full. The liquid had risen to the point that it was at 98 percent of
the way to the level of the “high” or lower level indicator in the
drum. It had not even reached the “high-high” alarm which was
inches below the intake valve of the drum.
The report continues:
Knowing that the hydrogen plant was shutting down
Mr. Topor should have been more alert to the potential for
liquid in the drum per his statement. Had the liquid carried
over to 37-GC-1/2 it could have potentially resulted in cat-
astrophic failure of the compressor(s) endangering person-
nel’s safety, and possible unit shut down.
Mr. Topor referred to the DDS start up procedure and
rate increases during that shift as being a potential cause for
missing the alarm. However research indicated that his
statement was not accurate, as the DDS start-up procedure
was already closed out and the DDS rate increases occurred
prior to the shift in question.
During the questioning of Mr. Topor he offered no ex-
planation as to why the high alarm was not dealt with nor
did he have a valid explanation as to why he did not identify
the rising level through the remainder of his shift. In fact,
Mr. Topor admitted to missing the high alarm and failed to
identify the rising liquid level from 1:33 AM until the end
of his shift. Based on the evidence it is clear that Mr. Topor
failed to properly perform his job duties on the night of Sep-
tember 14, 2017.
Barnholt’s notes of his September 18 interview with Topor
recount that Topor told him that failure to respond to the alarm
was “on me.” He indicated that he did not know how he missed
proceeding. Rasmussen testified and said nothing about an issue with
the DIB tower (i.e., the process involving the Penex) or Gabrielson rais-
ing a concern about this. Moreover, Briana Jung knew from talking to
Gary Regenscheid on September 15, that there was no issue as to Topor’s
performance with regard to the Penex.
8
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
it for 4+ hours. Topor told Barnholt that he did not think he was
at the console when the alarm sounded, suggesting that someone
else (e.g. another of the 4 console operators in the room)
acknowledged the alarm, thus silencing the alarm and turning off
the flashing light. Topor said the unit was never in danger be-
cause the liquid had not reached the “high-high” alarm. Topor
also mentioned the number of bogus alarms that appeared on his
console as a possible explanation for missing the knockout drum
alarm.
While it is clear that Topor missed the alarm for 4+ hours and
was negligent in doing so, the report is a bit misleading in sug-
gesting that he had any other way of identifying the rising liquid
level in the drum. Had the drum been on the radar rounds of the
field operators, one of them might have observed that the level
indicator on the drum showed a rising liquid level. While the
report is also accurate that the DDS shutdown was over, mal-
functions were still more likely for while after the start-up as ev-
idenced by the increased staffing levels. Moreover, while Topor
should, as the report states, been more alert to the potential for
liquid in the drum due to shutting down of the hydrogen plant, it
is also clear that Respondent took no extra or redundant precau-
tions in light of this abnormal situation, such as adding the
knock-up drum to the radar rounds or advising Gary Regen-
scheid or the field operators to pay special attention to the knock
out drum.
Barnholt testified that if he recommended that Topor be disci-
plined to anyone, he would have recommended termination be-
cause he already had a final written warning (Tr. 207). However,
Barnholt was inconsistent and then evasive as to whether he
communicated this opinion to anyone and if he did to whom,
203–204, 207–208. I conclude based on his testimony at Tran-
script 203–204 that Barnholt recommended to Michael Whatley
and/or Human Resources Director Tim Kerntz and/or Refinery
Manager Rick Hastings that Topor be fired in part because he
had already received the final written warning later found to be
an unfair labor practice.15 Barnholt and Powers reviewed their
report with Refinery Manager Hastings, who made the final de-
cision to terminate Richard Topor (Tr. 1642–1643).16
Barnholt and Power confer with Topor on September 21
Rick Topor asked Barnholt and Powers to meet him at the
knockout drum, which they did on September 21, after Barnholt
submitted his report to Michael Whatley. Topor questioned why
they were doing an investigation if there was no damage to any-
one or anything. He also wanted to make sure they understood
that if the liquid level for the high alarm was at 100 percent, the
liquid would not be anywhere near filling the knockout drum.
Topor mentioned the risk of operator complacency by virtue of
having tank alarms on his board for which he was not responsible
and asked why he was the only person being held responsible for
15 At the time that Topor was fired, Judge Muhl had not issued his
decision on the suspension and final written warning. That did not occur
until December 20, 2017. The trial in that matter was held on July 12–
14, 2017. R. br. at p. 37 states that Barnholt recommended that the in-
vestigation result in disciplinary action.
16 When Hastings decided to terminate Topor, he was unaware that
the knockout drum had 2 alarms, Tr. 1649. The GC br. at p. 35 states
the fact that knockout alarm was not responded to for 4 hours (R.
Exh. 79).
One of the questions Barnholt and Powers asked Topor was
whether there were any radar rounds for the knockout drum.
This indicates they were not aware that there were no such
rounds for this vessel when they submitted their report to What-
ley and Hastings.17 Topor told them that the knockout drum was
not on the radar rounds. Barnholt then spoke to Corey Freymil-
ler, the supervisory maintenance planner in the reformer area, to
confirm this and to explain why this was so. Freymiller told
Barnholt and Powers that Respondent relies “on the console
alarm since the drum is empty the majority of the time, except
when the Hydrogen plant is down” (R. Exh. 80).
Evidence of Disparate Treatment
Respondent did not terminate any bargaining unit employees
in 2016–2017 other than Rick Topor. He was not the only em-
ployee to have made a mistake with potentially catastrophic con-
sequences (GC Exh-3).
RB was given a written warning on January 11, 2016, for un-
safely putting a valve back in service that was set at a higher
pressure than indicated. His warning concluded that the incident,
“could have had a very serious consequence for you, your co-
workers, the unit, refinery and local community.”
JK received final written warning on January 1, 2016. He left
the valve on one tank open allowing lower octane fuel to gravi-
tate to a higher-octane tank. This warning carried the same warn-
ing as RB’s regarding potential consequences. On July 20, 2016,
JK was put on a “last chance agreement” for taking an unauthor-
ized vacation. Respondent’s managers determined that he was at
fault when a high flair procedure was not initiated when it should
have been on July 17, 2017. JK was apparently not disciplined
for this incident.
TW received a verbal warning on March 25, 2016, when as a
console operator he failed to properly monitor and interpret data
leading to the carbon monoxide level in the FCC unit exceeding
the permissible limit for an hour period. This warning carried the
same warning as RB’s regarding potential consequences.
On February 25, 2017, TW received a written warning for fail-
ing to prevent the overfilling and over-pressuring of the Iso-strip-
per tower. This warning carried the same warning as RB’s re-
garding potential consequences.
Console operator BR received a verbal warning for the
same incident.
On September 1, 2016, BB received a final written warning
for failing to open a valve for pilot gas on a boiler. This resulted
in the shutdown of the boiler due to low fuel gas pressure. This
jeopardized refinery-wide operations as steam header pressures
dropped. This warning carried the same warning as RB’s regard-
ing potential consequences.
that Barnholt also did not know the knockout drum had 2 alarms. I see
nothing in the record that supports this assertion.
17 However, Jason Christner told Barnholt and/or Powers on Septem-
ber 18, that the vessel is not checked often because it is seldom filled, R.
Exh. 67.
ST. PAUL PARK REFINING CO. D/B/A ANDEAVOR
9
CR received a verbal warning on January 31, 2017 for failing
to follow proper procedures resulting in excessive carbon mon-
oxide emissions. This warning carried the same warning as RB’s
regarding potential consequences.
Console operator JS received a verbal warning for the
same incident as CR.
Analysis
As stated at the beginning of this decision, the issue in this
matter is whether Respondent has established that it would have
discharged Richard Topor even if it had not issued the illegal
final written warning/suspension to him and if he had not en-
gaged in the protected conduct that was the subject of the warn-
ing, Celotex Corp., 259 NLRB 1186, 1186 fn. 2, 1190–1193
(1982); Southern Bakeries, LLC, 366 NLRB No. 78 (2018); Dy-
namics Corp, 296 NLRB 1252, 1252–1255 (1989) enfd. 928
F.2d 609 (2d Cir. 1991).
I conclude that Respondent has not met its burden in this re-
spect. Both the termination letter (GC Exh. 4) and Tim Kerntz’s
September 21, 2017 email to Richard Hastings, mention Topor’s
prior illegal discipline. Kerntz, in recommending termination,
noted that Topor had received a Final Written Warning in No-
vember 2016 for failing to follow supervisory instructions and
insubordination, (GC Exh. 17). Kerntz further stated that, “all
the prior coaching, counseling, and even discipline have had no
significant, lasting effect upon him.” From this I infer that the
prior discipline was a factor in Topor’s discharge. The Board
will not seek to quantitatively analyze the effect of the unlawful
cause once it has been found. “It is enough that the employees’
protected activities are causally related to the employer action
which is the basis of the complaint. Whether that ‘cause’ was the
straw that broke the camel’s back or a bullet between the eyes, if
it were enough to determine events, it is enough to come within
the proscription of the Act.” Wright Line, 251 NLRB 1083, 1089
fn. 14; accord: Bronco Wine Co., 256 NLRB 53, at 54 fn. 8
(1981).
Moreover, I am not otherwise persuaded by Respondent’s
self-serving protestations that it would have fired Topor even if
he had not received the November 2016 final written warn-
ing/suspension or engaged in protected concerted activity on No-
vember 4, 2016.
To start with, Respondent does not contend that the events of
September 14–15 were sufficient alone to terminate Richard To-
por.18 Instead it relies on these events and the incidents in which
he was coached or otherwise found wanting in 2017. I find that
Respondent’s reaction to some or all of these incidents were also
part of an effort to retaliate against Topor for his protected activ-
ity of November 4, 2016. Topor had worked for Respondent for
13 years. According to Gary Regenscheid, who had been his
supervisor since 2006, Toper had never been a stellar employee
18 Contrary to the General Counsel’s brief at p. 20, Respondent does
not contend that Topor’s failure to respond to the alarm was intentional,
Tr. 1574, 1658.
19 According to Whatley, one of Topor’s shortcomings was not un-
derstanding the behavior of the chemicals in the pipe. The chemical in
question is a very light material which boils very easily under relatively
low temperatures. Thus, it is easy to clear the pipe in question by heating
it up and redirecting the chemical to a low-pressure system, Tr. 885–886,
and was always looking for a way to get others to do tasks that
he should have performed. Regenscheid did not testify that there
was any change in Topor’s conduct or job performance in 2017.
Nobody in management was particularly bothered by Topor’s
alleged lackluster performance until the November 2016 pro-
tected conduct. Whatley had been Operations Manager at this
refinery for about 18 months in November 2016 and so far as this
record shows, he exercised no oversight or criticism of Topor’s
work performance prior to November 4, 2016. He never coached
Topor prior to November 2016 (Tr. 1572). Jung had been Oper-
ations Manager of the Reformer Area for 10 months and likewise
had no issues with Topor’s performance prior to November 4,
other than his reluctance to serve as a temporary foreman on one
occasion.
Afterwards, anything that Topor did that irritated management
in the slightest was documented. These included cursing in an
industrial facility on February 9, not reducing the oil flow on
April 5, “misconduct” for which he was neither coached nor dis-
ciplined, his mistake regarding the dead leg, about which Briana
Jung was unable to correct him immediately (Tr. 823–825),19 and
the failure to timely correct the flair procedure, for which it ap-
pears he was not principally at fault.
In sum, Respondent was out to get Topor after the November
4, 2016 incident and scrutinized his performance in a way that it
had never done in his prior 13 years of employment at the Refin-
ery. There is no credible explanation for this enhanced scrutiny
other than animus towards his November 2016 protected activ-
ity. This closer and unsatisfactorily explained scrutiny estab-
lishes animus towards that activity throughout 2017 and a causal
relationship between the protected activity and Topor’s dis-
charge, Sears, Roebuck & Co., 337 NLRB 443, 444–445 (2002).
The General Counsel did not allege that Topor’s termination
violated Section 8(a)(4). However, the filing of the unfair labor
practice charges on November 9, 2016, and February 3, 2017,
the issuance of the prior complaint on April 21, 2017, the July
2017 hearing and the fact that the prior case was pending before
Judge Muhl at the time of Topor’s termination, kept whatever
hostility management had towards him raw throughout 2017.
The parties filed their posttrial briefs with Judge Muhl on Sep-
tember 6, 2017, 15 days before Respondent terminated Topor.
Thus, I reject Respondent’s contention that the passage of 10
months between Topor’s protected activity and his discharge
supports a finding that his discharge was non-discriminatory.
The General Counsel met his initial burden of proving discrimi-
natory discharge. Respondent did not meet its burden of estab-
lishing a credible non-discriminatory basis for Topor’s termina-
tion.
CONCLUSIONS OF LAW
I find that the General Counsel met his initial burden of
1508–1517. If Topor was expected to understand the behavior of these
chemicals, it strikes me that Jung, a chemical engineer, would be ex-
pected to understand this as well. According to Respondent’s hearsay
evidence, Operator Bruce Nelson (who did not testify in this proceeding)
was the individual who first challenged Topor’s assessment of the dead
leg, Tr. 373. Assuming this is so, the evidence is silent as to how Nelson
understood what Topor did not.
10
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
proving that Richard Topor’s discharge was casually related to
his November 4, 2016 protected activity. Respondent has failed
to meet its burden of establishing that the prior illegal written
warning and Richard Topor’s protected concerted conduct of
November 4, 2016, were not factors in Richard Topor’s Septem-
ber 21, 2017 termination and that therefore Respondent violated
Section 8(a)(1) of the Act in firing him.
I also find that the adverse performance evaluations Respond-
ent gave to Topor on August 24 and September 12, 2017, and
pre-review meeting of August 11, were also motivated by ani-
mus towards his protected activity and violated Section 8(a)(1).20
REMEDY
The Respondent, having discriminatorily discharged Richard
Topor, must offer him reinstatement and make him whole for any
loss of earnings and other benefits. Backpay shall be computed
in accordance with F. W. Woolworth Co., 90 NLRB 289 (1950),
with interest at the rate prescribed in New Horizons, 283 NLRB
1173 (1987), compounded daily as prescribed in Kentucky River
Medical Center, 356 NLRB 6 (2010). Respondent shall compen-
sate him for his search-for-work and interim employment ex-
penses regardless of whether those expenses exceed his interim
earnings, computed as described above.
Respondent shall file a report with the Regional Director for
Region 18 allocating backpay to the appropriate calendar quar-
ters. Respondent shall also compensate Richard Topor for the
adverse tax consequences, if any, of receiving one or more lump-
sum backpay awards covering periods longer than 1 year, Ad-
voServ of New Jersey, 363 NLRB No. 143 (2016).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended21
ORDER
The Respondent, Saint Paul Park Refining LLC, doing busi-
ness as Andeavor, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Discharging or otherwise discriminating against any em-
ployee for engaging in protected concerted activity.
(b) Giving employees adverse performance evaluations in re-
taliation for their protected activities.
(c) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effectu-
ate the policies of the Act.
(a) Within 14 days from the date of the Board’s Order, offer
Richard Topor full reinstatement to his former job or, if that job
no longer exists, to a substantially equivalent position, without
20 Respondent argues that these reviews are not adverse actions and
therefore cannot violate the Act. However, the substance of those re-
views was the result of Respondent’s animus towards Topor’s November
2016 protected activity. The substance of those reviews was part of the
closer scrutiny to which Topor was subjected a result of his protected
activity. They were adverse actions in that the substance of the reviews
was tantamount to a written warning.
21 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
prejudice to his seniority or any other rights or privileges previ-
ously enjoyed.
(b) Make Richard Topor whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
him, in the manner set forth in the remedy section of the decision.
(c) Compensate Richard Topor or the adverse tax conse-
quences, if any, of receiving a lump-sum backpay award, and file
with the Regional Director for Region 18, within 21 days of the
date the amount of backpay is fixed, either by agreement or
Board order, a report allocating the backpay award to the appro-
priate calendar years.
(d) Compensate Richard Topor for his search-for-work and
interim employment expenses regardless of whether those ex-
penses exceed their interim earnings.
(e) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful performance
evaluations and discharge and within 3 days thereafter notify
Richard Topor in writing that this has been done and that the
adverse evaluations and discharge will not be used against him
in any way.
(f) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board or
its agents, all payroll records, social security payment records,
timecards, personnel records and reports, and all other records,
including an electronic copy of such records if stored in elec-
tronic form, necessary to analyze the amount of backpay due un-
der the terms of this Order.
(g) Within 14 days after service by the Region, post at its St.
Paul, Minnesota facility copies of the attached notice marked
“Appendix.”22 Copies of the notice, on forms provided by the
Regional Director for Region 18, after being signed by the Re-
spondent’s authorized representative, shall be posted by the Re-
spondent and maintained for 60 consecutive days in conspicuous
places including all places where notices to employees are cus-
tomarily posted. In addition to physical posting of paper notices,
the notices shall be distributed electronically, such as by email,
posting on an intranet or an internet site, and/or other electronic
means, if the Respondent customarily communicates with its em-
ployees by such means. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, defaced, or
covered by any other material. In the event that during the pen-
dency of these proceedings, the Respondent has gone out of busi-
ness or closed the facility involved in these proceedings, the Re-
spondent shall duplicate and mail, at its own expense, a copy of
the notice to all current employees and former employees em-
ployed by the Respondent at any time since August 11, 2017.
(h) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all purposes.
22 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the National
Labor Relations Board” shall read “Posted Pursuant to a Judgment of the
United States Court of Appeals Enforcing an Order of the National Labor
Relations Board.”
ST. PAUL PARK REFINING CO. D/B/A ANDEAVOR
11
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT discharge or otherwise discriminate against any
of you for engaging in protected concerted activity.
WE WILL NOT give you adverse performance evaluations in re-
taliation for your protected concerted activities.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed you
by Section 7 of the Act.
WE WILL, within 14 days from the date of this Order, offer
Richard Topor full reinstatement to his former job or, if that job
no longer exists, to a substantially equivalent position, without
prejudice to his seniority or any other rights or privileges previ-
ously enjoyed.
WE WILL make Richard Topor whole for any loss of earnings
and other benefits resulting from his discharge, less any net in-
terim earnings, plus interest compounded daily.
WE WILL compensate Richard Topor for the adverse tax con-
sequences, if any, of receiving a lump-sum backpay award, and
WE WILL file a report with the Regional Director for Region 18
allocating the backpay award to the appropriate calendar quar-
ters.
WE WILL compensate Richard Topor for his search-for-work
and interim employment expenses regardless of whether those
expenses exceed his interim earnings.
WE WILL, within 14 days from the date of this Order, remove
from our files any reference to the unlawful performance evalu-
ations and discharge of Richard Topor and WE WILL, within 3
days thereafter, notify him in writing that this has been done and
that the evaluations and discharge will not be used against him
in any way.
ST.PAUL PARK REFINING CO. D/B/A ANDEAVOR
The Administrative Law Judge’s decision can be found at
www.nlrb.gov/case/18-CA-205871 or by using the QR code be-
low. Alternatively, you can obtain a copy of the decision from
the Executive Secretary, National Labor Relations Board, 1015
Half Street, S.E., Washington, D.C. 20570, or by calling (202)
273-1940.