368 NLRB No. 86
Columbia College Chicago
368 NLRB No. 86
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Columbia College Chicago and Part-Time Faculty
Association at Columbia College Chicago—
IEA/NEA. Cases 13–CA–073486, 13–CA–073487,
13–CA–076794, 13–CA–078080, 13–CA–081162,
and 13–CA–084369
September 30, 2019
SUPPLEMENTAL DECISION
BY CHAIRMAN RING AND MEMBERS KAPLAN
AND EMANUEL
This case, on remand from the United States Court of
Appeals for the Seventh Circuit, requires us to reconsider
whether a component of our initial remedy—that the Re-
spondent pay the Union’s negotiation expenses—is still
appropriate after the court denied enforcement of our find-
ing that the Respondent violated Section 8(a)(5) and (1) of
the National Labor Relations Act by refusing to bargain
with the Union over the effects of a lawful managerial de-
cision to reduce the number of credit hours for certain
courses.1 In light of the court’s decision, which we accept
as the law of the case, we now answer that question in the
negative.2
On March 24, 2016, the National Labor Relations Board
issued a Decision and Order in this proceeding.3
The
Board adopted the judge’s findings that the Respondent
violated Section 8(a)(5) and (1) by engaging in bad-faith
bargaining for a successor collective-bargaining agree-
ment with the Union (the collective-bargaining repre-
sentative of the Respondent’s part-time faculty members)
and by delaying in providing and failing to provide the
Union with certain requested information, Section 8(a)(3)
and (1) by discriminating against the Union’s president for
engaging in union activity, and Section 8(a)(1) by main-
taining an overbroad “Network and Computer Use Pol-
icy.” In addition, the Board found that the Respondent
1 Columbia College Chicago v. NLRB, 847 F.3d 547 (7th Cir. 2017).
2 Inasmuch as the court has already enforced the provisions of our
original Order reported at 363 NLRB No. 154 (2016)—minus the effects-
bargaining violation—we shall not repeat them here. See, e.g., Fluor
Daniel, Inc., 350 NLRB 702, 702 fn. 5 (2007); Bryan Adair Construction
Co., 341 NLRB 247, 247 fn. 4 (2004).
3 Columbia College Chicago, supra.
4 Member Miscimarra relevantly dissented from the finding that the
Respondent unlawfully failed to bargain over the effects of course credit-
hour reductions and unlawfully set preconditions on bargaining. He also
dissented from the imposition of a “bargaining-costs remedy.” Id., slip
op. at 7–14.
5 Id., slip op. at 5–7.
violated Section 8(a)(5) and (1) by failing to bargain over
the effects of a lawful reduction in the number of credit
hours attributed to certain courses, and by setting unlawful
preconditions to bargaining in response to the Union’s
February 13, 2012 request for bargaining and its request
to bargain over the effects of the course credit-hour reduc-
tions.4 The Board ordered the Respondent, inter alia, to
bargain with the Union, on request, for a successor collec-
tive-bargaining agreement and concerning the effects of
the course credit-hour reductions. In addition, based on a
finding that the Respondent had engaged in unusually ag-
gravated misconduct, the Board ordered the Respondent
to reimburse the Union for its negotiating expenses in-
curred while bargaining for a successor collective-bar-
gaining agreement from March 31, 2011, to June 13, 2012,
and while trying to initiate effects bargaining over the
course credit-hour reductions from February 21 to May 4,
2012.5
Upon an application for enforcement and cross-petition
for review of the Board’s Order, the United States Court
of Appeals for the Seventh Circuit upheld the Board’s un-
fair labor practice findings in all respects except the find-
ing that the Respondent had violated the Act by failing to
engage in effects bargaining. Columbia College Chicago
v. NLRB, supra at 555. In addition, because the Board had
relied in part on the effects-bargaining violation finding to
justify the negotiation-expense award, the court also va-
cated that component of the remedy. Id. After setting
forth the Board’s standard for awarding negotiation ex-
penses,6 the court remanded the case for the Board “to de-
cide whether such a remedy is still warranted in this case
without considering the effects-bargaining behavior.” Id.
On May 25, 2017, the Board advised the parties that it
had accepted the court’s remand and invited them to file
statements of position with respect to the remanded issue.
The Respondent filed a position statement.
The Board has delegated its authority in this proceeding
to a three-member panel.7
6 See Frontier Hotel & Casino, 318 NLRB 857, 859 (1995), enfd. in
relevant part sub nom. Unbelievable, Inc. v. NLRB, 118 F.3d 795 (D.C.
Cir. 1997).
7 In finding that the Respondent unlawfully failed to bargain over the
effects of its lawful decision to reduce course credit hours, the Board
applied the “clear and unmistakable waiver” standard. Columbia Col-
lege Chicago, 363 NLRB No. 154, slip op. at 3. The Seventh Circuit
applies the “contract coverage” standard. See, e.g., Chicago Tribune Co.
v. NLRB, 974 F.2d 933, 937 (7th Cir. 1992). In addition, the Seventh and
D.C. Circuits take the position that where an employer has no decision-
bargaining obligation pursuant to the contract coverage doctrine, it also
has no duty to bargain over the effects of that decision unless “the gov-
erning agreement or the parties’ bargaining history indicates an intent to
treat effects bargaining separately from bargaining over the decision
2
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
After carefully considering the remaining violations
found, the record, and the Respondent’s position state-
ment, we find that a negotiation-expense remedy is not
warranted.
Discussion
The Board has awarded negotiation expenses in cases
of “unusually aggravated misconduct” where a respond-
ent’s “substantial unfair labor practices have infected the
core of the bargaining process to such an extent that their
‘effects cannot be eliminated by the application of tradi-
tional remedies.’” Frontier Hotel & Casino, supra at 859
(quoting NLRB v. Gissel Packing Co., 395 U.S. 575, 614
(1969)). All of the respondent’s unfair labor practices are
considered in determining whether a negotiation-expense
remedy is warranted. See Fallbrook Hospital Corp. v.
NLRB, 785 F.3d 729, 736 (D.C. Cir. 2015). The Board
considers “each case on its own merits, evaluating the ef-
fect of the violation on the wronged party and the injury
to the collective-bargaining process.” Barstow Commu-
nity Hospital, 361 NLRB 352, 356 fn. 13 (2014), enf. de-
nied on other grounds and remanded 820 F.3d 440 (D.C.
Cir. 2016), adopted and incorporated by reference in 364
NLRB No. 52 (2016), enfd. 897 F.3d 280 (D.C. Cir.
2018); see also Whitesell Corp., 357 NLRB 1119, 1123
(2011).
Removing the effects-bargaining violation and associ-
ated conduct from consideration,8 we find that the Re-
spondent’s remaining misconduct does not warrant an
award of negotiation expenses. Considering the totality of
the Respondent’s remaining misconduct, we find that it
does not approach the level and variety of misconduct pre-
sent in other cases in which the Board has ordered re-
spondents to reimburse unions’ negotiation expenses.
See, e.g., Whitesell Corp., supra at 1122–1123 (awarding
negotiation-expense remedy where the respondent refused
to agree to recognition clause, engaged in regressive bar-
gaining with threats of ever-worsening proposals, insisted
on retaining unilateral control over mandatory subjects of
bargaining, insisted on attendance system penalizing em-
ployees involved in negotiations, unreasonably withheld
itself.” Columbia College Chicago v. NLRB, 847 F.3d at 553; see Enloe
Medical Center v. NLRB, 433 F.3d 834, 838–839 (D.C. Cir. 2005).
Recently, the Board adopted the contract coverage standard in MV
Transportation, Inc., 368 NLRB No. 66 (2019), a case involving deci-
sion-bargaining issues. We acknowledge that there is considerable force
to the above-stated position of the Seventh and D.C. Circuits regarding
effects bargaining, and that position warrants serious consideration in a
future appropriate case. It is unnecessary to the disposition of this case
to reach that issue here, which in any event was not fully briefed or ar-
gued by the parties.
8 In determining whether the Respondent’s actions constituted “unu-
sually aggravated misconduct” warranting a negotiation-expense rem-
edy, we will consider neither the prior effects-bargaining violation
and delayed information on its proposals, conditioned bar-
gaining on proof of the union’s intent to reach agreement,
and twice declared impasse prematurely and made unilat-
eral changes); Frontier Hotel & Casino, supra at 857–859
(awarding negotiation-expense remedy where the re-
spondent made regressive proposals, reduced wages from
$11.92 per hour to $6.50 per hour, required 2000 hours of
work to qualify for holiday pay, eliminated pension plan,
replaced health plan, goaded unions to strike and threat-
ened to replace strikers, stated intent to eliminate all col-
lective-bargaining agreements, scheduled bargaining ses-
sions through a federal mediator and threatened to imple-
ment its proposals unless unions contacted the respond-
ent’s attorney, insisted on discussing its proposals only,
and prematurely declared impasse); Harowe Servo Con-
trols, Inc., 250 NLRB 958, 960, 964–965 (1980) (award-
ing negotiation-expense remedy where the respondent was
frequently extremely late in arriving at bargaining ses-
sions, bargained regressively, assumed a “take it or leave
it” negotiating posture, unreasonably withheld infor-
mation requested by the union, repudiated pre-strike
agreements, acted to prolong strike, unlawfully froze unit
employees’ wages, rejected union’s proposal without
costing it out, refused to negotiate over bargaining-unit
group leaders’ pay, made unilateral changes including dis-
continuation of wage improvement program and bonuses,
and dealt directly with employees concerning grievances).
In sum, we find the remaining violations in the present
case insufficient to establish that the Respondent “infected
the core of the bargaining process.” Barstow Community
Hospital, supra at 355. Pursuant to the court’s remand,
therefore, we will not order the Respondent to reimburse
the Union for negotiation expenses incurred from March
31, 2011, to June 13, 2012, in connection with Case 13–
CA–078080, and from February 21, 2012, to May 4, 2012,
in connection with Case 13–CA–073487.
Dated, Washington, D.C. September 30, 2019
______________________________________
John F. Ring,
Chairman
finding nor behavior that related to effects bargaining even if some of
that behavior also related to violations the Respondent did not except to
or appeal. We thus interpret the court’s description of “effects-bargain-
ing behavior” to include the following: the Respondent’s precondition to
effects bargaining that required the Union to present a proposal on the
effects of the course credit-hour reductions and a list of the affected un-
ion members before it would discuss the issue, the Respondent’s pro-
posal to expand the language in the management-rights clause to include
effects bargaining, and the delay and other detriment to the Union caused
by setting preconditions to effects bargaining to the extent that the Board
previously concluded that the Respondent deliberately acted to prevent
any meaningful progress during bargaining and diminished the Union’s
bargaining strength.
COLUMBIA COLLEGE CHICAGO
3
_____________________________________
Marvin E. Kaplan,
Member
_____________________________________
William J. Emanuel,
Member
(SEAL) NATIONAL LABOR RELATIONS BOARD