370 NLRB No. 35
Wismettac Asian Foods, Inc.
370 NLRB No. 35
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Wismettac Asian Foods, Inc. and International Broth-
erhood of Teamsters, Local 630 and Rolando
Lopez. Cases 21–CA–207463, 21–CA–208128,
21–CA–209337, 21–CA–213978, 21–CA–219153,
and 21–CA–212285
October 14, 2020
DECISION, ORDER, AND ORDER REMANDING
BY CHAIRMAN RING AND MEMBERS KAPLAN
AND EMANUEL
On August 30, 2019, Administrative Law Judge Elea-
nor Laws issued the attached decision. The Respondent
1 On November 22, 2019, the Board granted the General Counsel’s
unopposed motion to sever Case 21–RC–204759 from the above-cap-
tioned cases and remand it to the Regional Director. The case caption
has been amended to reflect the severance of the representation case.
2 The Respondent has excepted to some of the judge’s credibility de-
terminations. The Board’s established policy is not to overrule an ad-
ministrative law judge’s credibility resolutions unless the clear prepon-
derance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no basis
for reversing the findings.
The Respondent has excepted to the judge’s finding that it violated
Sec. 8(a)(3) and (1) by issuing Alberto Rodriguez a written warning on
December 21, 2017. However, the Respondent does not state in either
its exceptions or brief in support of any grounds on which the judge’s
purportedly erroneous finding should be reversed. Therefore, in accord-
ance with Sec. 102.46(a)(1)(ii) of the Board’s Rules and Regulations, we
shall disregard this exception. See Holsum de Puerto Rico, Inc., 344
NLRB 694, 694 fn. 1 (2005), enfd. 456 F.3d 265 (1st Cir. 2006).
We adopt the judge’s finding that the Respondent violated Sec. 8(a)(3)
and (1) by refusing to consider for rehire and refusing to rehire discrim-
inatees Pedro Hernandez, Fanor Zamora, and Jeremiah Zermeno. We
leave to the compliance stage of this proceeding the determination of
whether the Respondent is required to rehire these discriminatees di-
rectly, as opposed to through a temporary employment agency.
In affirming the judge’s finding that the Respondent violated Sec.
8(a)(3) and (1) by refusing to consider for rehire and refusing to rehire
Jeremiah Zermeno, we recognize that Zermeno used profanity during the
meeting at which the Respondent announced that the staffing agency
Ranstad was terminating its contract with the Respondent. However,
once the General Counsel met his initial burden of proof under Wright
Line, the Respondent had to do more than merely articulate a legitimate
reason for its actions against Zermeno in order to meet its defense bur-
den. See Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st
Cir. 1981), cert. denied 455 U.S. 989 (1982), approved in NLRB v. Trans-
portation Management Corp., 462 U.S. 393 (1983). Rather, it had to
establish that it would have taken the same actions absent Zermeno’s un-
ion activity. See, e.g., Roure Bertrand Dupont, Inc., 271 NLRB 443, 443
(1984). We find that the Respondent failed to make this showing.
In affirming the judge’s findings that the Respondent violated Sec.
8(a)(3) and (1) by discharging, demoting, or otherwise disciplining Ru-
ben Munoz, Alberto Rodriguez, and Pedro Hernandez, we do not rely on
the Respondent’s use of labor consultants to investigate the discrimi-
natees’ alleged misconduct. Instead, we rely on the other evidence cited
filed exceptions and a supporting brief, and the General
Counsel filed an answering brief. In addition, the General
Counsel filed limited cross-exceptions with supporting ar-
gument.1
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record in
light of the exceptions and briefs and has decided to affirm
the judge’s rulings, findings,2 and conclusions and to
by the judge, including that the Respondent departed from its standard
investigatory practices and failed to conduct a full and fair investigation
of the alleged misconduct, including by failing to interview the discrim-
inatees or their immediate supervisors.
Contrary to our colleague, we affirm the judge’s finding that the Re-
spondent violated Sec. 8(a)(1) by soliciting employees to revoke their
union authorization cards in March 2018. In determining whether an
employer’s assistance is unlawful, the appropriate inquiry is “whether
the Respondent’s conduct constitutes more than ministerial aid.” Times-
Herald, Inc., 253 NLRB 524 (1980). “[A]n employer may lawfully in-
form employees of their right to revoke their authorization cards . . . as
long as the employer makes no attempt to ascertain whether employees
will avail themselves of this right nor offers any assistance, or otherwise
creates a situation where employees would tend to feel peril in refraining
from such revocation.” Mariposa Press, 273 NLRB 528, 529 (1984). In
other words, the actions to inform employees of their right to revoke their
authorization cards must be taken in circumstances devoid of coercion.
See, e.g., Mueller Energy Services, 333 NLRB 262, 262 fn. 1 (2001). In
the present case, the Respondent’s distribution of information letters and
sample revocation forms took place while challenges and objections
were pending with respect to a second election, which recently culmi-
nated with the certification of the Union’s representative status.
Wismettac Asian Foods, Inc., 21–RC–204759 (unpublished order, Sept.
4, 2020). Consequently, employees would reasonably view the Re-
spondent’s actions as a coercive attempt to undermine the results of that
election and to invalidate the Union’s representative status at a time when
no challenge to that status could be raised. Our colleague is correct that
employees have the right to revoke their authorization cards after the
election, although any such revocation cannot undo the election vote.
The issue presented here, however, is whether an employer can offer un-
solicited information about revocation after a Board election. We find
that it cannot do so. See, e.g., Adair Standish Corp., 290 NLRB 317, 318
(1988), enfd. in relevant part 912 F.2d 854, 860 (6th Cir. 1990) (finding
that the employer’s notice that directed employees to their supervisors to
obtain forms to revoke their authorization cards was unlawful where,
among other things, the notice was posted “immediately after the
[u]nion’s election victory that the [r]espondent vehemently opposed”).
Further, our colleague is mistaken in contending that the Respondent
could lawfully do what it did because the election outcome was not fi-
nally determined until much later. Its actions reasonably tended to
preempt the electoral process and prospectively interfere with the Un-
ion’s customary irrebuttable status as unit employees’ exclusive bargain-
ing representative for a year following certification. Moreover, if the
final result had been a vote against union representation, the need to
2
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
adopt the recommended Order as modified and set forth in
full below.3
The complaint alleged, and the judge found, that the Re-
spondent violated Section 8(a)(1) of the Act by issuing
Rolando Lopez a verbal counseling on December 5, 2017.
In so finding, the judge relied on the four-factor Atlantic
Steel4 test in concluding that the Respondent failed to
show that Lopez lost the Act’s protection when he voiced
employees’ concerns during a safety meeting. However,
after the issuance of the judge’s decision, the Board de-
cided General Motors LLC, 369 NLRB No. 127 (2020).
There, the Board held that it would no longer apply the
four-factor Atlantic Steel test to determine whether em-
ployers have unlawfully discharged or otherwise disci-
plined employees who allegedly engaged in abusive con-
duct in connection with activity protected by Section 7 of
the Act. The Board held that it will now analyze these
cases under the Board’s Wright Line standard, and it de-
cided to apply the standard retroactively to all pending
cases. Because the parties have not had an opportunity to
address how Wright Line applies to this Section 8(a)(1)
allegation, we will sever and remand this allegation (set
provide information about revocation of union authorization cards would
be moot.
Member Emanuel would reverse the judge’s finding that the Respond-
ent violated Sec. 8(a)(1) by informing employees of their right to revoke
their union authorization cards and providing employees with sample
revocation forms. An employer may lawfully inform employees of their
right to revoke their authorization cards, even where employees have not
solicited such information, as long as the employer makes no attempt to
ascertain whether employees will avail themselves of this right nor offers
any assistance or otherwise creates a situation in which employees would
tend to feel peril in refraining from such revocation. R. L. White Co.,
262 NLRB 575, 576 (1982). Here, there is no evidence that the Respond-
ent attempted to ascertain whether employees revoked their authorization
cards. Nor is there any evidence that the Respondent threatened or co-
erced employees to revoke their cards. Moreover, the aid rendered by
the Respondent, supplying information and sample revocation forms,
constituted mere ministerial assistance. See, e.g., Ernst Home Centers,
Inc., 308 NLRB 848, 848 (1992); Mariposa Press, supra, 273 NLRB at
529–530. Member Emanuel recognizes that the Respondent committed
other unfair labor practices. However, these violations, while serious,
did not create an atmosphere where employees would tend to feel peril
in refraining from revoking their authorization cards. There is no link
between the violations and the card signing process, and most of the vi-
olations were remote in time. Furthermore, in its letter informing em-
ployees of their right to revoke their authorization cards, the Respondent
assured employees that the decision was their “individual choice” and
that there would be “no adverse job consequences” whether or not they
revoked their cards. See Mariposa Press, supra, 273 NLRB at 530. See
also AdvancePierre Foods, Inc., 366 NLRB No. 133, slip op. at 4 fn. 9
(2018) (Member Emanuel, dissenting in part), enfd. 966 F.3d 813 (D.C.
Cir. 2020).
Unlike his colleagues, Member Emanuel would not find the Respond-
ent’s conduct unlawful based on its timing, shortly after the second elec-
tion. Under Sec. 7, the employees retained the right to revoke their au-
thorization cards after the election and the Respondent did no more than
truthfully inform them of that right using language that was factually and
forth in paragraph 7 of the complaint) to the judge for fur-
ther proceedings consistent with this decision, including
reopening the record, if necessary, to allow the parties to
introduce evidence relevant to an analysis of the allegation
under Wright Line.
AMENDED CONCLUSIONS OF LAW
1. Substitute the following for paragraph 2 of the
judge’s conclusions of law.
By disciplining, demoting and changing the work shift
of Ruben Munoz, disciplining, suspending and terminat-
ing Alberto Rodriguez, terminating Pedro Hernandez,
and refusing to rehire and refusing to consider for rehire
Pedro Hernandez, Fanor Zamora, and Jeremiah
Zermeno, the Respondent has engaged in unfair labor
practices in violation of Section 8(a)(3) and (1) of the
Act.
2. Delete paragraphs 4–6 of the judge’s conclusions of
law.
legally accurate, in response to the employees’ inquiries. At the time the
Respondent did so, moreover, the outcome of the election was unknown.
There were pending objections and 54 determinative challenged ballots.
The objections and challenges were not resolved, and the Union’s repre-
sentative status was not determined, until more than 2 years after the Re-
spondent apprised the employees of their right to revoke their authoriza-
tion cards. In these circumstances, Member Emanuel does not agree with
his colleagues that employees would reasonably view the Respondent’s
actions “as a coercive attempt to undermine the results of that election
and to invalidate the Union’s representative status at a time when no
challenge to that status could be raised.” The majority’s reliance on
Adair, supra, 290 NLRB at 318, is misplaced. In Adair, the Board relied
on two factors that are not present in this case. First, the Board found
that the employer “put[] employees ‘in the limelight and on the spot’ in
a manner inconsistent with their basic Section 7 right freely to choose
whether to engage in or refrain from union activities” by directing them
to their supervisors to request revocation forms. Id. Second, the Board
found that the coercive impact of the employer’s conduct “was not miti-
gated by any employer assurances against reprisals for failing to request
a form.” Id. In Member Emanuel’s view, these factual differences pro-
vide significant grounds for distinguishing Adair from the present case.
Accordingly, Member Emanuel would dismiss this allegation of the
complaint.
3 The General Counsel’s limited cross-exceptions noted certain inad-
vertent errors in the judge’s conclusions of law, remedy and recom-
mended order. We correct these inadvertent errors, which do not affect
the disposition of this case.
We have amended the judge’s conclusions of law consistent with our
findings herein. We have also amended the remedy and modified the
judge’s recommended Order consistent with our legal conclusions
herein, to conform to the Board’s standard remedial language, and in ac-
cordance with our recent decision in Danbury Ambulance Service, Inc.,
369 NLRB No. 68 (2020). We have substituted a new notice to conform
to the Order as modified.
4 Atlantic Steel Co., 245 NLRB 814, 816 (1979).
WISMETTAC ASIAN FOODS, INC.
3
AMENDED REMEDY
Having found that the Respondent engaged in certain
unfair labor practices, we shall order it to cease and desist
and to take certain affirmative action designed to effectu-
ate the policies of the Act.
Having found that the Respondent discriminatorily is-
sued Ruben Munoz a written warning, demoted him, and
changed his shift, we shall order the Respondent to rescind
the unlawful warning, to remove from its files all refer-
ences to these unlawful actions, and to notify Munoz in
writing that this has been done and that the discipline, de-
motion, and shift change will not be used against him in
any way. The Respondent shall offer Munoz full rein-
statement to his former job or, if that job no longer exists,
to a substantially equivalent position, without prejudice to
his seniority or any other rights or privileges previously
enjoyed and make him whole for any loss of earnings and
other benefits suffered as a result of the discrimination
against him in the manner described below regarding
backpay.
Having found that the Respondent discriminatorily ter-
minated Pedro Hernandez, we shall order the Respondent
to remove from its files all reference to his termination and
notify him in writing that this has been done and the ter-
mination will not be used against him in any way. In ad-
dition, we shall order the Respondent to make him whole
for any loss of earnings and other benefits suffered as a
result of his termination in the manner described below
regarding backpay. However, because we will order the
Respondent to offer Hernandez instatement to remedy its
unlawful refusal to rehire him, we shall omit as duplicative
a reinstatement remedy for Hernandez’s discharge.
Having found that the Respondent discriminatorily is-
sued Alberto Rodriguez a written warning and suspended
and terminated him, we shall order the Respondent to re-
scind the warning, to remove from its files all references
to the unlawful discipline, suspension, and termination,
and to notify Rodriguez in writing that this has been done
and that the discipline, suspension, and termination will
not be used against him in any way. The Respondent shall
offer him full reinstatement to his former job, or if that job
no longer exists, to a substantially equivalent position,
without prejudice to his seniority or any other rights or
privileges previously enjoyed, and make him whole for
any loss of earnings and other benefits suffered as a result
of the discrimination against him in the manner described
below regarding backpay.
Having found that the Respondent refused to rehire and
consider for rehire Pedro Hernandez, Fanor Zamora, and
Jeremiah Zermeno, we shall order the Respondent to re-
move from its files all references to the refusal to rehire
and consider for rehire and notify them in writing that this
has been done and that the refusal to rehire and consider
for rehire will not be used against them in any way. These
individuals are entitled to the remedy for unlawful refusal
to rehire—instatement and backpay—which subsumes the
remedy for the Respondent’s unlawful refusal to consider
them for rehire. Jobsite Staffing, 340 NLRB 332, 333
(2003). The Respondent shall offer them full instatement
in the positions for which they would have been rehired
absent the Respondent’s unlawful discrimination or, if
those jobs no longer exist, to substantially equivalent po-
sitions, without prejudice to their seniority or any other
rights or privileges they would have enjoyed, discharging,
if necessary, any employees hired in their place. The Re-
spondent shall make them whole for any loss of earnings
and other benefits suffered as a result of the discrimination
against them in the manner described below regarding
backpay.
Backpay for Pedro Hernandez, Alberto Rodriguez,
Fanor Zamora, and Jeremiah Zermeno shall be computed
in accordance with F. W. Woolworth Co., 90 NLRB 289
(1950), with interest at the rate prescribed in New Hori-
zons, 283 NLRB 1173 (1987), compounded daily as pre-
scribed in Kentucky River Medical Center, 356 NLRB 6
(2010). Additionally, the Respondent shall be required to
compensate Pedro Hernandez, Alberto Rodriguez, Fanor
Zamora, and Jeremiah Zermeno for the adverse tax conse-
quences, if any, of receiving lump-sum backpay awards,
and to file with the Regional Director for Region 21,
within 21 days of the date the amount of backpay is fixed,
either by agreement or Board order, a report allocating the
backpay awards to the appropriate calendar years for each
employee. AdvoServ of New Jersey, Inc., 363 NLRB 1324
(2016).
In accordance with King Soopers, Inc., 364 NLRB No.
93 (2016), enfd. 859 F.3d 23 (D.C. Cir. 2017), the Re-
spondent shall also compensate Pedro Hernandez, Alberto
Rodriguez, Fanor Zamora, and Jeremiah Zermeno for
their search-for-work and interim employment expenses
regardless of whether those expenses exceed interim earn-
ings. Search-for-work and interim employment expenses
shall be calculated separately from taxable net backpay,
with interest at the rate prescribed in New Horizons, supra,
compounded daily as prescribed in Kentucky River Medi-
cal Center, supra.
Backpay for Ruben Munoz shall be computed in ac-
cordance with Ogle Protection Service, 183 NLRB 682
(1970), enfd. 444 F.2d 502 (6th Cir. 1971), with interest
as prescribed in New Horizons, supra, compounded daily
as prescribed in Kentucky River Medical Center, supra. In
addition, we shall order the Respondent to compensate
Ruben Munoz for any adverse tax consequences of receiv-
ing a lump-sum backpay award, and file with the Regional
4
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Director for Region 21, within 21 days of the date the
amount of backpay is fixed, either by agreement or Board
order, a report allocating the backpay award to the appro-
priate calendar year. AdvoServ of New Jersey, Inc., supra.
We agree with the judge that a notice-reading remedy is
warranted in the circumstances here. We shall accord-
ingly order the Respondent to hold a meeting or meetings
during working hours at its Santa Fe Springs facility,
scheduled to have the widest possible attendance, at which
the attached notice marked “Appendix” shall be read to
employees in English and in Spanish by a high-ranking
responsible management official of the Respondent in the
presence of a Board agent and a union representative if the
Region or the Union so desires, or, at the Respondent’s
option, by a Board agent in the presence of a high-ranking
responsible management official and, if the Union so de-
sires, a union representative.5
ORDER
The National Labor Relations Board orders that the Re-
spondent, Wismettac Asian Foods, Inc., Santa Fe Springs,
California, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Promising employees better benefits and improved
terms and conditions of employment if they reject the Un-
ion as their bargaining representative.
(b) Promising to give employees back their bonuses and
retroactive pay if they reject the Union as their bargaining
representative.
(c) Soliciting employees to revoke their union authori-
zation cards.
(d) Disciplining, demoting, suspending, terminating,
and/or changing the work shift of employees because of
their support for and activities on behalf of the Union.
(e) Refusing to consider for rehire or refusing to rehire
employees because of their support for and activities on
behalf of the Union.
(f) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
employees Ruben Munoz and Alberto Rodriguez full re-
instatement to their former jobs, or, if those jobs no longer
exist, to substantially equivalent positions, without preju-
dice to their seniority or any other rights or privileges pre-
viously enjoyed.
5 In the absence of exceptions, Member Emanuel affirms the notice-
reading remedy in this case.
(b) Within 14 days from the date of this Order, offer
employees Pedro Hernandez, Fanor Zamora, and Jeremiah
Zermeno full instatement in the positions for which they
applied, or if those positions no longer exist, in substan-
tially equivalent positions, without prejudice to their sen-
iority or any other rights or privileges they would have en-
joyed, discharging if necessary any employees hired in
their place.
(c) Make employees Ruben Munoz, Pedro Hernandez,
Alberto Rodriguez, Fanor Zamora, and Jeremiah Zermeno
whole for any loss of earnings and other benefits suffered
as a result of the discrimination against them in the manner
set forth in the amended remedy section of this decision.
(d) Compensate Ruben Munoz, Pedro Hernandez, Al-
berto Rodriguez, Fanor Zamora, and Jeremiah Zermeno
for the adverse tax consequences, if any, of receiving
lump-sum backpay awards, and file with the Regional Di-
rector for Region 21, within 21 days of the date the amount
of backpay is fixed, either by agreement or Board order, a
report allocating the backpay awards to the appropriate
calendar years for each employee.
(e) Within 14 days from the date of this Order, rescind
the unlawful written warnings issued to Ruben Munoz and
Alberto Rodriguez.
(f) Within 14 days from the date of this Order, remove
from its files any reference to the written warning, demo-
tion, and change in work shift of Ruben Munoz; the un-
lawful discharge of Pedro Hernandez; the unlawful refus-
als to rehire Pedro Hernandez, Fanor Zamora, and Jere-
miah Zermeno; and the written warning, suspension, and
discharge of Alberto Rodriguez, and within 3 days there-
after, notify these employees in writing that this has been
done and that the discharges, written warnings, demotion,
change in work shift, and suspension will not be used
against them in any way.
(g) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, social
security payment records, timecards, personnel records
and reports, and all other records, including an electronic
copy of such records if stored in electronic form, neces-
sary to analyze the amount of backpay due under the terms
of this Order.
(h) Post at its facility in Santa Fe Springs, California,
copies of the attached notice marked “Appendix” in both
English and Spanish. Copies of the notice, on forms pro-
vided by the Regional Director for Region 21, after being
signed by the Respondent’s authorized representative,
WISMETTAC ASIAN FOODS, INC.
5
shall be posted by the Respondent and maintained for 60
consecutive days in conspicuous places including all
places where notices to employees are customarily posted.
In addition to physical posting of paper notices, the notices
shall be distributed electronically, such as by email, post-
ing on an intranet or an internet site, and/or other elec-
tronic means, if the Respondent customarily communi-
cates with its employees by such means. Reasonable steps
shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material.
In the event that, during the pendency of these proceed-
ings, the Respondent has gone out of business or closed
the facility involved in these proceedings, the Respondent
shall duplicate and mail, at its own expense, a copy of the
notice to all current employees and former employees em-
ployed by the Respondent at any time since September 8,
2017.
(i) Hold a meeting or meetings during working hours at
its Santa Fe Springs facility, scheduled to ensure the wid-
est possible attendance of employees, at which the at-
tached notice will be read to the employees in English and
in Spanish by a high-ranking responsible management of-
ficial of the Respondent in the presence of a Board agent
and a union representative or, at the Respondent’s option,
by a Board agent in the presence of a high-ranking respon-
sible management official of the Respondent and, if the
Union so desires, a union representative.6
(j) Within 21 days after service by the Region, file with
the Regional Director for Region 21 a sworn certification
of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to com-
ply.
IT IS FURTHER ORDERED that the allegation set forth in
paragraph 7 of the complaint that the Respondent violated
Section 8(a)(1) by issuing Rolando Lopez a verbal coun-
seling record on December 5, 2017, is severed and re-
manded to Administrative Law Judge Eleanor Laws for
the purpose of reopening the record, if necessary, and pre-
paring a supplemental decision addressing the allegation
under the Board’s Wright Line standard, setting forth cred-
ibility resolutions, findings of fact, conclusions of law,
and a recommended Order. Copies of the supplemental
decision shall be served on all parties, after which the pro-
visions of Section 102.46 of the Board’s Rules and Regu-
lations shall be applicable.
6 If the facility involved in these proceedings is open and staffed by a
substantial complement of employees, the notices must be posted and
read within 14 days after service by the Region. If the facility involved
in these proceedings is closed due to the Coronavirus Disease 2019
(COVID-19) pandemic, the notices must be posted and read within 14
days after the facility reopens and a substantial complement of employ-
ees have returned to work, and the notices may not be posted or read until
a substantial complement of employees have returned to work. Any
Dated, Washington, D.C. October 14, 2020
______________________________________
John F. Ring,
Chairman
_____________________________________
Marvin E. Kaplan,
Member
_____________________________________
William J. Emanuel,
Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vi-
olated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected ac-
tivities.
WE WILL NOT promise employees benefits and im-
proved terms and conditions of employment if employees
reject the Union as their bargaining representative.
WE WILL NOT promise to give employees back their bo-
nuses and retroactive pay if employees reject the Union as
their bargaining representative.
WE WILL NOT solicit employees to revoke their union-
authorization cards.
delay in the physical posting of the paper notices also applies to the elec-
tronic distribution of the notice if the Respondent customarily communi-
cates with its employees by electronic means. If this Order is enforced
by a judgment of a United States court of appeals, the words in the notice
reading “Posted by Order of the National Labor Relations Board” shall
read “Posted Pursuant to a Judgment of the United States Court of Ap-
peals Enforcing an Order of the National Labor Relations Board.”
6
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
WE WILL NOT discipline, demote, suspend, terminate,
and/or change the work shift of employees because of their
support for and activities on behalf of the Union.
WE WILL NOT refuse to consider for rehire or refuse to
rehire employees because of their support for and activi-
ties on behalf of the Union.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, within 14 days from the date of the Board’s
Order, offer employees Ruben Munoz and Alberto Rodri-
guez full reinstatement to their former jobs, or, if those
jobs no longer exist, to substantially equivalent positions,
without prejudice to their seniority or any other rights or
privileges previously enjoyed.
WE WILL, within 14 days from the date of the Board’s
Order, offer employees Pedro Hernandez, Fanor Zamora,
and Jeremiah Zermeno full instatement in the positions to
which they applied, or if those positions no longer exist,
in substantially equivalent positions, without prejudice to
their seniority or any other rights or privileges they would
have enjoyed, discharging if necessary any employees
hired in their place.
WE WILL make employees Pedro Hernandez, Alberto
Rodriguez, Fanor Zamora and Jeremiah Zermeno whole
for any loss of earnings and other benefits suffered as a
result of the discrimination against them, less any net in-
terim earnings, plus interest, and WE WILL also make Pedro
Hernandez, Alberto Rodriguez, Fanor Zamora and Jere-
miah Zermeno whole for reasonable search-for work and
interim employment expenses, plus interest.
WE WILL make employee Ruben Munoz whole for any
loss of earnings and other benefits suffered as a result of
the discrimination against him, plus interest.
WE WILL compensate Ruben Munoz, Pedro Hernandez,
Alberto Rodriguez, Fanor Zamora, and Jeremiah Zermeno
for the adverse tax consequences, if any, of receiving a
lump-sum backpay award, and WE WILL file with the Re-
gional Director for Region 21, within 21 days of the date
the amount of backpay is fixed, either by agreement or
Board Order, a report allocating the backpay awards to the
appropriate calendar years for each employee.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the written
warning, demotion, and change in work shift of Ruben
Munoz; the unlawful discharge of Pedro Hernandez; the
unlawful refusals to rehire Pedro Hernandez, Fanor Za-
mora, and Jeremiah Zermeno; and the written warning,
suspension, and discharge of Alberto Rodriguez, and WE
WILL, within 3 days thereafter, notify the employees in
writing that this has been done and that these unlawful ac-
tions will not be used against them in any way.
WISMETTAC ASIAN FOODS, INC.
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/21-CA-207463 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, S.E., Washington, D.C.
20570, or by calling (202) 273-1940.
Elvira T. Pereda, Esq., and Thomas Rimbach, Esq, for the Gen-
eral Counsel.
Scott A. Wilson, Esq., for the Respondent.
Renee Q. Sanchez, Esq., and Roberto Garcia, Esq., for the
Charging Party.
DECISION AND REPORT ON CHALLENGES AND
OBJECTIONS
STATEMENT OF THE CASE
ELEANOR LAWS, Administrative Law Judge. This case was
tried in Los Angeles, California, on several dates between Octo-
ber 2, 2018, and January 22, 2019. The General Counsel issued
the amended consolidated complaint for Cases 21–CA–207463,
21–CA–208128, 21–CA–209337, 21–CA–213978, 21–CA–
212285, and 21–CA–219153, on July 19, 2018, based on various
charges filed by the International Brotherhood of Teamsters, Lo-
cal 630 (the Union or Charging Party). Wismettac Asian Foods,
Inc. (the Respondent, Company, or Employer) filed a timely an-
swer denying all material allegations. On September 6, 2018,
these cases were consolidated for hearing with Case 21–RC–
204759.
The complaint alleges numerous violations of Sections 8(a)(3)
and (1) of the National Labor Relations Act (the Act) surround-
ing two elections for representation. Both the Union and the Em-
ployer also filed election objections and challenges to certain
ballots.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed by
the General Counsel, the Union, and the Respondent, I make the
following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporation, imports and distributes Asian
foods at its facility in Santa Fe Springs, California. The
WISMETTAC ASIAN FOODS, INC.
7
Respondent admits, and I find, that it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7). The
Union is a labor organization within the meaning of Section 2(5)
of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Facts
1. Background and the Respondent’s operations
Wismettac Asian Foods is a Japanese food distributor. The
Company distributes food to restaurants, grocery stores, and
wholesalers. Wismettac has total of 16 branches in the United
States, and three in Canada. None of Wismettac’s facilities are
unionized. The facility in Santa Fe Springs, California (the Los
Angeles facility), at issue here, has roughly 135 employees, in-
cluding warehouse workers, drivers, administrative employees,
supervisors and managers. National headquarters for Wismettac
resides in offices within the Los Angeles facility.
Robert Susaki, who lives in Tokyo, owns Wismettac. During
the relevant time period, Takayuki Kanai was the Company’s
president and chief executive officer (CEO). Frank Matheu was
the acting deputy general manager, reporting to Yoshinori Nar-
imoto, the director of logistics. Matheu, who is based on Or-
lando, Florida, oversees 9 of the Respondent’s 16 U.S. facilities.
Ronald Minch was national distribution logistics general man-
ager.
Human resources (HR) in Los Angeles serves the entire
United States. Hikari Konishi was the HR manager during the
relevant time period. Atsuhi Fujimoto was the planning and re-
cruiting manager, and Jinna Baik was the employee relations
(ER) specialist. Wismettac uses temporary agencies to help with
staffing. The agencies Wismettac uses are decided at the corpo-
rate level, but the branch managers are responsible for communi-
cating with those agencies to fulfill staffing needs.
Anthony Vasquez, sometimes referred to as Jose Vasquez,
was the warehouse supervisor and later the logistics branch man-
ager, which is also referred to as the plant manager, at the Los
Angeles facility. As plant manager, Vasquez supervised all
warehouse employees. Vasquez reported to Matheu.
Isidro Garcia was the warehouse assistant manager on the
night shift until December 2017.1 Christian McCormick became
the warehouse assistant nightshift manager on October 16, 2017.
McCormick moved to the day shift in early January 2018, and
1 Garcia has worked at Wismettac since 2005, first as a warehouse
worker, then as the freezer supervisor, export associate, and as assistant
warehouse manager for more than 6 years. As assistant warehouse man-
ager he supervised warehouse employees and some drivers. In later No-
vember or early December 2017, asked for a demotion because his wife
about to give birth, and he wanted to spend more time with his family.
He was demoted to headquarters associate, working in the front office.
From December 26, 2017–February 5, 2018, Garcia was suspended for
showing favoritism to employees. This was the only discipline he re-
ceived in his 14 years at Wismettac and he did not agree with it. (Tr. 71–
72, 100.)
Abbreviations used in this decision are as follows: “Tr.” for transcript;
“R Exh.” for the Respondent’s exhibit; “GC Exh.” for the General Coun-
sel’s exhibit; “U Exh.” for the Union’s exhibit; “GC Br.” for the General
Counsel’s brief; “R Br.” for the Respondent’s brief, and “U Br” for the
Union’s brief. Although I have included several citations to the record
Gerber Flores (Ge. Flores) became the nightshift supervisor.
Garcia, McCormick, and Ge. Flores reported to Vasquez. Ware-
house workers check and load merchandise, and assemble, re-
ceive, sort, and store merchandise in the various departments in-
cluding freezer, deli and dry.2 Drivers load merchandise onto
trucks and deliver it to customers in the Southern California area.
The Los Angeles facility is housed in a single building. There
is a two-story front office where managers and most clerical em-
ployees work. The warehouse and delivery docks for the trucks
are down a hallway from the front office. (R Exh. 4.) Neither
drivers nor warehouse workers have any office space in the front
offices, and they spend no working time in that area. (U Exh. 1;
Tr. 65.) Employees use badges to access various parts of the
facility. Employees who work in the front office can access the
main front offices and the warehouse entrance with their badges.
Drivers and warehouse workers cannot access the front offices
with their badges. (Tr. 96–97.)
2. The Union and early organizing drive
Wismettac employees contacted the Union in the Spring of
2017 to explore organizing the warehouse workers and drivers.
Lou Villalvazo was the secretary-treasurer and principal officer
of the Union. Carlos Quinonez and Oscar Ruiz were organizers
for the Union assigned to the Wismettac campaign.
The Union organized a committee of about 10–12 employees
(the union committee) in February or March 2017, and the
broader organizing campaign for drivers and warehouse employ-
ees began in April. Union committee members educated them-
selves about their rights and communicated relevant information
about the Union and the organizing drive to their coworkers. The
union committee met every couple of weeks. Committee mem-
bers included Luis Lopez (L. Lopez), Rolando Lopez (R. Lopez),
Ronald Mena, Thao Ho, Fanor Zamora, Alberto Rodriguez, John
Long, Yader Alvarado, and Carlos Katayama.
In August 2017, The Union distributed T-shirts with the
Teamsters logo to about 70 employees. Because drivers wear
uniforms, they could not wear the Teamsters T-shirts at work,
but instead wore buttons with the Teamsters logo and the phrase,
“Respect is in a union contract”.3 Vasquez observed some em-
ployees wore the T-shirts almost every day, and others wore
them on Fridays. (Tr. 650.)
to highlight particular testimony or exhibits, I emphasize that my find-
ings and conclusions are based not solely on the evidence specifically
cited but rather are based my review and consideration of the entire rec-
ord.
The General Counsel submitted a motion to correct the transcript,
which is hereby granted.
2 Drivers start between 5:00 and 7:00 a.m., and finish when their
routes are completed. Warehouse employees testified that warehouse
workers had two shifts, a day shift and night shift. (Tr. 41, 135) while
Matheu testified that there were three shifts, with a first shift starting at
around 6:00 a.m., a second, small shift starting at around 9:00 a.m., and
a third, overnight shift starting at 5:00 p.m. (Tr. 786.) Vasquez testified
that warehouse workers are divided into day and night shifts, with some
assemblers working a shift in between. (Tr. 639–640.)
3 The Union distributed buttons to 28 of Wismettac’s 32 drivers.
8
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
3. Request for voluntary recognition
The morning of August 21, 2017, a delegation of about 60
employees, accompanied by Quinonez and Villalvazo, went to
Narimoto’s office to request union recognition. The employees
wore union T-shirts and sang union chants.4 They approached
Narimoto with authorization cards and Villalvazo asked him to
acknowledge the Union and negotiate a contract. Minch inter-
vened, declined to sign the paperwork acknowledging the Union,
told Villalvazo he needed to consult with their legal counsel, and
asked them to leave. The employees walked back to the ware-
house along with Quinonez and Villalvazo. Minch approached
and asked the union officials to leave, which they did. There
were no threats, assaults, or any other malfeasance associated
with the delegation. (R Exh. 13.) The delegation lasted about 15
minutes. (Tr. 224, 304–305.)
4. Events leading up to the first election
The Union filed an election petition with the National Labor
Relations Board (the Board) the afternoon of August 21, 2017.
The unit was described as:
Included: All full-time and part-time regular drivers class A,
B, C and Leads. All full-time and part-time Warehouse work-
ers and Leads in all departments (all shipping and receiving,
All Export depts-State, International, dry, cooler, freezer, all
forklift drivers, whse clerks, inventory control, assemblers/se-
lectors, labelers)
Excluded: All other employees, office clericals, professional
employees, guards, supervisors, and all employment agency
workers as defined in the Act.
(GC Exh. 1(a).)
That same day, the Respondent hired labor consultants Gus-
tavo Flores (G. Flores), Carlos Flores (C. Flores), Ed Hinkle, and
David Acosta, to help persuade employees not to vote for the
Union.5 The Respondent also hired guards following the dele-
gation and filing of the petition. The guards, who had visible
firearms, were stationed at the gate at the entrance to the ware-
house and remained in place at the time of the hearing. (Tr.
1479–1480, 1561, 1701.) They opened the gate for employees,
which was locked following the delegation. Guards had not been
at the facility prior to the delegation and the filing of the repre-
sentation petition. (Tr. 1479–1480, 1560–1561.) Matheu testi-
fied that Narimoto told him employees were frightened and that
was the reason for hiring the security. (Tr. 1701.)
In late August, Narimoto asked Matheu to spend more time in
Los Angeles to fix some operational problems and assist with the
union campaign. Matheu arrived the Monday after Labor Day,
September 5, 2017.6 Matheu’s goal was “to look at the effi-
ciency of the operation, while at the same time, try and fix some
4 There were three chants: The first was a pride chant about being a
Teamster, the next was “No justice, no peace, no union no peace,” and
then “sign it” as they were asking Minch to acknowledge the Union. For
ease of reference, the videos on the flash drive for R Exh. 13 are the same
as those uploaded in the Board’s case management system, Employer
videos 1–6, dated October 12, 2017.
5 Matheu confirmed the labor consultants were hired to help keep the
Union out, and evidence shows they were initially hired from August 21,
of the issues the employees were having.” (Tr. 794.) Specifi-
cally, Matheu stated:
[W]hen I first arrived the day after Labor Day, I got word from
upper management, which is owner, vice president, that they
would support me in anything that operation needed that we
could legally do. For example, I mean, equipment, obviously,
you know, we needed to buy some. You know, that was cost-
involved. I had the green light to get that done.
(Tr. 807.) Matheu was also concerned with high turnover on the
night shift. Matheu met with the labor consultants to learn what
behaviors he needed to avoid in terms of the union campaign. He
was told to avoid “SPIT”: spying, promising, interrogating and
threatening employees. (Tr. 794–796.)
The labor consultants met with employees in small groups,
usually about 8–10 employees at a time. Matheu was at the
meetings for support, stating, “If anybody has a question, relat-
ing to the operation, I would be there to answer them.” (Tr. 806.)
L. Lopez has been a driver for Wismettac for more11 years.
His brother, R. Lopez, has been a driver for six years. On Sep-
tember 8, 2017, Matheu and G. Flores met with L. Lopez and R.
Lopez in one of Wismettac’s conference rooms. Matheu told
them the owner had given him a “green light” to make improve-
ments in the Company, and he would make these changes as long
as there was not a third party. When asked what he meant by a
third party, Matheu responded that if the Union came in, he could
not make the improvements or changes. G. Flores called the or-
ganizing drive revenge and instructed the Lopez’ to ask for guar-
antees from the Union. Matheu reminded the Lopez’ that the
Respondent’s Maryland facility had rejected the Union, and en-
couraged them to do the same. (Tr. 121–122, 343.)
Shortly after the September 8 meeting, L. Lopez was at the
warehouse loading his truck when Matheu approached him.
Matheu asked if L. Lopez needed help, and L. Lopez said he did
not. Matheu then told L. Lopez to think about giving the Com-
pany the opportunity to make improvements. Matheu said the
owner had given him the power to make changes, he knew that
the Company had taken away the bonuses and they had not paid
the retroactive pay, and he was going to bring it back. (Tr. 128.)
Yadar Alvarado, a driver who has worked for Wismettac for
13 years, was a member of the union committee. On a Monday
morning, Matheu approached Alvarado by the timeclock, and
said he had bought new machines for the employees. Matheu
said these changes were only the beginning, and encouraged Al-
varado to give him more time to make other changes. He also
said he would do what was possible within his reach to restore
bonuses and retro pay. (Tr. 558–559.)
About seven drivers, including Ronald Mena, Frank Reyes,
Alex Ayala, Augustine Troncoso, Enrique Medina, Yadar Al-
varado, and Jaime Martinez, were called to a meeting with labor
2017, through September 19, the day of the first election. (Tr. 885; GC
Exh. 55.) LRSI, the firm the labor consultants work for, primarily spe-
cializes in union avoidance. (Tr. 1060.)
6 The last time he had been to the Los Angeles facility was January
2017. Matheu’s general practice beginning on September 5 was to come
to Los Angeles for the week and return home to Florida for the weekends.
WISMETTAC ASIAN FOODS, INC.
9
consultant G. Flores and Matheu in mid-September 2017. G.
Flores introduced Matheu, who said he had the green light to
make necessary changes, but he needed some time. Mena asked
Matheu if he was willing to sign a legal document regarding the
changes.7 Matheu looked at G. Flores, and responded that he
would not sign a document. (Tr. 556–557, 394.) Mena replied,
“how is it that you have a green light and you have to consult
with a person who knows nothing about the company and you
are listening to what he says, to not sign anything that we propose
to you. So then, you don’t have a green light like you say.” (Tr.
395–396).
Matheu, along with Wismettac’s owner, Robert Susaki, and
Narimoto, conducted a series of meetings with employees on
September 15 and 18, 2017. Matheu prepared talking points for
these meetings, which stated:
1. My background - Quick pinpoint on how I was taught re-
spect, dedication to people, and more importantly, the word of as
a man.
2. When I arrived I was very disappointed. (We have not done
a good job as a company)
3. I felt your frustrations
4. No control of both operations and tools needed to do the
job
5. That hit me personally- because you are my responsibility,
you are my priority as employees/people
6. As the one 100% responsible for the operations of this
branch.
7. There will be changes
8. I know what is going on here and you will notice my sup-
port
9. I don’t want 3rd party who does not care about you or the
company.
10. What I saw in the video was disgusting
11. It was disrespectful and cowardly
12. Those are the people you want to represent you?
13. Let me do my job- you don’t need to pay me
14. Give me the chance to do what I love doing- making a
difference
15. Let’s bring respect and tradition back to the operation.
16. Proper communication
17. Fix root of problems
18. Bring back appreciation for your efforts
19. I will now have full support from upper management, they
will listen, I will justify, and will change whatever needs to be
changed to improve work environment, and give you what you
need to get the job done .....Now here is Mr. Narimoto.
(GC Exh. 56; Tr. 892.)
Warehouse and office employees attended the September 15
7 Mena had worked as a driver for about 8 years at the time of the
hearing.
8 Matheu expressed some uncertainty in his memory, stating in refer-
ence to Susaki’s comments, “Yeah that’s about it. Yeah, I don’t know
much about it.” (Tr. 849.) Susaki did not testify.
9 This testimony was from Thao Ho, who goes by “Tim” and worked
in the warehouse as a stocker on the dayshift. He has worked for
Wismettac for 27 years. (Tr. 516.) Ho was an extremely credible
meetings in the lunchroom. The owner, Susaki, was present at
the meeting, along with managers and supervisors as well as the
labor consultants. Matheu recalled Susaki discussing the strug-
gles the Company went through as it was getting started, and
telling employees they needed to get better, and they would try
to accommodate employees.8 (Tr. 848–849.) Susaki said he
would not allow a third party to come in, and he would not sign
any document from the Union.9 (Tr. 522.)
Matheu then talked to employees about his values, stating he
came from a strong military background and family, and was
taught to value respect and truthfulness. He told employees he
found the delegation disrespectful and he did not want to deal
with a third party. (Tr. 891–892.) He told them that coming from
3,000 miles away, he was not going to waste their time not doing
anything, but instead would listen to employees and fix the
things he could legally fix right away. (Tr. 851.) Warehouse em-
ployees Thao Ho, Jesus De Leon,10 and Fanor Zamora attended
this meeting and recalled Matheu telling the workers that he
would make the changes employees needed. (Tr. 146, 522, 374.)
On September 18, the Respondent held a meeting with the
drivers in the cafeteria at 5:30 a.m. Susaki, Matheu and Nar-
imoto were present for management. The security guards were
also present at the meeting. (Tr. 1562.)11 Susaki distributed a no-
tarized document stating that nothing would happen to them if
Wismettac failed to become a union shop, and stated he would
not allow a third party to control his company. (Tr. 1520.)
Matheu expressed his belief that the August 21 delegation
showed a lack of respect. He reiterated that he had a green light
to make changes as long as the Union was not elected in. Matheu
said he grew up with the Company, he did not want to share it
with strangers, and told employees to think about their votes in
the union election. Alvarado, R. Lopez, and L. Lopez recalled
Matheu saying he was going to change things and make it better
for the employees as long as the Union or a third party was not
involved. (Tr. 126–127, 346, 553–556.)
5. The stipulated election agreement and first election
In the wake of the petition for election, the parties worked to
reach a stipulated agreement. The Union agreed to the Respond-
ent’s request to include temporary employees in the Unit. (Tr.
1614–1615.) The Union also agreed to add 13 employees in four
categories, subject to challenge: GPO distribution coordinators,
GPO central purchase clerks, logistics office clerks, and central
purchase clerks. (U Exhs. 50–52, Tr. 1620, 1623, 1629.) The par-
ties signed the stipulated election agreement on August 30, 2017.
The first election occurred on September 19 for the following
unit:
INCLUDED: All full-time and regular part-time class A, B,
and C drivers, warehouse clerks, inventory control employees,
assemblers/selectors, labelers, forklift drivers, warehouse
witness. His demeanor was no-nonsense and he appeared sincere. This
testimony is also unrefuted.
10 De Leon worked as a warehouse employee on the day shift as a
receiver, unloading merchandise and then was in the freezer department
as a picker assembler. He left Wismettac in May 2018. (Tr. 368–369.)
11 This meeting was held in English but translation was offered
through the use of headphones.
10
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
employees, and leads in all departments, including the shipping
and receiving department, state department, international ex-
port department, dry department, and cooler freezer depart-
ment, and employees in the job classifications described herein
who are supplied by temporary agencies, employed by the Em-
ployer at its facility currently located at 13409 Orden Drive,
Santa Fe Springs, California.
EXCLUDED: All other employees, office clerical employees,
professional employees, managerial employees, guards, and
supervisors as defined in the Act.
Others permitted to vote: The parties have agreed that GPO
Distribution Coordinators, GPO Central Purchase Clerks, cen-
tral Purchase clerks, and Logistics Office Clerks may vote in
the election but their ballots will be challenged since their eli-
gibility has not been resolved. No decision has been made re-
garding whether the individuals in these classifications or
groups are included in, or excluded from, the bargaining unit.
The eligibility or inclusion of these individuals will be re-
solved, if necessary, following the election.
(R. Exh. 17.)
The Union prevailed, with 75 votes cast for the Union, 21
against, 2 void ballots and 31 challenged ballots. The Respond-
ent refused to sign the tally of ballots and both the Respondent
and the Union filed objections. (GC Exh. 1(aj); U Exh. 57.)
Shortly after the first election, employees met in Wismettac’s
parking lot to learn about the objections and how things would
proceed. Employees Hernandez, Zamora, Zermeno, and Munoz
were among those present. (Tr. 115, 138, 337–338, 548–549.)
Employees L. Lopez, Zamora, and R. Lopez saw Vasquez,
Matheu, and Narimoto looking out the window of the office to-
ward the parking lot. Narimoto came out to smoke. R. Lopez saw
Garcia looking out the window, and Pedro Hernandez saw
Vasquez and Garcia looking out the window. (Tr. 473.) Al-
varado saw Garcia, Narimoto, Vasquez, and Minch. (Tr. 549.)
Vasquez saw the meeting via security camera but could not make
out faces. He was watching the meeting because he wanted to go
home. Jose Romero, a supervisor, watched the video next to
Vasquez and both men left when the meeting ended without dis-
cussion. (Tr. 673–674.)
The first election was set aside due to misconduct on the part
of a Board Agent.
6. Ruben Munoz letter of warning and demotion
Ruben Munoz has worked for Wismettac for 11 years. He
worked in the warehouse on the day shift. He was promoted to
lead of the dry department on the night shift in April 2017 based
on his demonstrated knowledge and skills. As lead, Munoz re-
ported to Isidro Garcia, the assistant warehouse manager and
night shift supervisor.
Munoz started attending union meetings in August 2017 and
wore a union T-shirt on Fridays. He spoke to other employees
about the Union and was part of the August 21 delegation.
In late September 2017, the Union provided Munoz with an
offer of proof the Respondent had filed in support of the first
12 Rosas did not work in the dry department where Munoz was lead.
13 Matheu admitted this part of the discipline was in error. (Tr. 947.)
election. In the offer of proof, the Respondent stated Munoz had
operated a forklift in an unsafe manner against employees who
did not support the Union, and otherwise intimidated such em-
ployees. (GC Exh. 47.) The offer of proof specifically men-
tioned Jose Rosas as a recipient of Munoz’ intimidation. Munoz
spoke to his supervisor, Garcia, about the incident, who denied
receiving any complaints about Munoz. At Garcia’s instruction,
Munoz went to see Human Resources Manager Hikari Konishi,
and expressed concerns that his reputation was being hurt by the
offer of proof. Munoz told Konishi the accusations were untrue,
and that he did not operate the forklift as part of his duties unless
there was an emergency. (Tr. 419, 434, 446–447.)
Rosas was a known union opponent who regularly wore an
antiunion T-shirt to work. (GC Exh. 47.) He worked in the
freezer department where Ge. Flores was the lead.12 Rosas wrote
a statement about his complaints regarding Munoz on October
18, 2017. (GC Exh. 62.). In October, Matheu, along with labor
consultants G. Flores, and C. Flores, met with employee Walter
Vargas, another known Union opponent, and Rosas at Rosas’
house. (Tr. 854–856. 944.) Vargas said that Munoz harassed him
and he felt afraid to ask him questions. Vargas also said that
Munoz drove his vehicle aggressively, crashed into employees,
and humiliated employees who did not build pallets to his stand-
ards. (Tr. 854; GC Exh. 59.)
Matheu and G. Flores also met with Oscar Ortiz, another a
known union opponent, outside the facility. (Tr. 944.) As lead,
Munoz had reported Ortiz to management for using obscene and
foul language Around September 2017, Munoz informed their
supervisor, Garcia, that Ortiz told employees he was a “piece of
shit,” “to send me to hell,” “to go fuck my mother,” and other
insults, and he brought witnesses who heard the comments on
one occasion. (Tr. 444, 451–453.) During the meeting with
Matheu and G. Flores, Ortiz complained to Matheu that Munoz
was aggressive with his direction. (Tr. 456, 857, 907.) Supervi-
sor Garcia was not involved in either of these meetings. (Tr.
944.)
Ortiz prepared an undated statement relaying his dissatisfac-
tion with Munoz for a variety of reasons. Ortiz reported that
Munoz said he was faking a back injury. Ortiz also stated that he
had heard coworkers say Munoz was pushing people to vote for
the Union. (GC Exh. 61.) Vargas also prepared an undated state-
ment, which states, “Ruben asked me what I talked about with
Gustavo and multiple people asked me what I talked about with
him. He is an attorney, he is not from the company.” (GC Exh.
58.)
Matheu relayed the employee complaints to ER specialist
Baik. (Tr. 859.) On October 23, 2017, Matheu issued a written
warning to Munoz for unsafe operation of company equipment
and unprofessional conduct. Specifically, the warning stated:
• We received complaints from your colleagues that you oper-
ate your fork lift backward, with the pointy part in the front.13
• Several employees reported that you crashed into racks and
pallets, and drove unsafely without honks which startled your
coworkers.14 You drove aggressively and almost hit your
14 No employees were identified other than Rosas, Vargas, and Ortiz.
WISMETTAC ASIAN FOODS, INC.
11
coworkers. As a result, merchandises fell off from the rack and
your coworkers do not feel comfortable working around you.
• You are spreading a rumor about your coworker’s injury that
your coworker made up his injury.
• We received a report from several employees regarding your
antagonistic and aggressive behavior towards your coworkers.
You have threatened your coworkers by stating that if they do
not follow your order, they are not going to work here. And you
yell at fellow coworkers and talk down on them, creating a very
hostile workplace.
(GC Exh. 2.) The written warning was signed by Matheu as su-
pervisor. At the meeting where the discipline was issued, Munoz
asked HR Manager Konishi to show him evidence regarding the
allegations, which she declined to do. (Tr. 432–433.)
Matheu said he consulted with Narimoto and Senior Vice
President Toshi Nishikawa and decided to demote Munoz be-
cause his temperament and character did not fit the lead position.
(Tr. 859–860.) On October 25, 2017, Ruben Munoz was de-
moted from his position as nightshift lead assembler, at a pay
rate of $20.55 per hour, to the position of dayshift assembler, at
a pay rate of $18.95 per hour. (GC Exhs. 2, 48; Tr. 436.) Matheu
knew Munoz supported the Union. (Tr. 944.)
Munoz did not know a Wismettac employee named Jose
Rosas. (Tr. 419.) He had not received any prior discipline in his
11 years with the Company.
7. Termination of temporary contract employees and re-hiring
On October 24, 2017, Diana Meza, senior branch manager at
the temporary staffing agency Ranstad, sent Fujimoto a letter no-
tifying him that Ranstad was terminating its staffing agreement
with Wismettac. She cited the following reason:
Randstad’s termination of the Agreement is due to Wismettac’s
breach of Section 13 (“Independent Relationship”), which pro-
vides:
Both parties agree that this Agreement is not intended to create
nor shall be deemed or construed to create any relationship be-
tween the parties other than that of independent entities con-
tracting with each other solely for the purpose of effecting the
provisions of this Agreement. Neither the parties hereto, nor
any oftheir respective employees, shall be construed to be the
agent, employer, employee or representative of the other, nor
will either party have any express or implied right of authority
to assume or create any obligation or responsibility on behalf
of or in the name of the other party.
Randstad received notice on October 18, 2017 that Wismettac
violated this provision on at least three separate occasions (Au-
gust 30 2017, September 12, 2017, and October 11, 2017) by
representing in writing to third parties, including a government
agency (the National Labor Relations Board), that Wismettac is
the employer of Randstad’s employees. Wismettac did not notify
or obtain Randstad’s consent prior to making these submissions.
15 R. Exh. 14 purports to be a chart of what happened to the temporary
employees, but the General Counsel was able to show, through
(GC Exh. 29.) Meza concluded her letter by stating Ranstad
would work with Wismettac to ensure the employees were on-
boarded as Wismettac employees.
That same day, Fujimoto sent an email to all branch managers
informing them that Ranstad had terminated the staffing agree-
ment with Wismettac. He stated, “The main reason is because
their temps on assignment were involved in NLRB union voting
that took place in Los Angeles Branch, which they didn’t author-
ize.” (GC Exh. 22.) Fujimoto informed the managers they could
either: (1) convert the temporary employees to Wismettac em-
ployees, with a potential conversion fee; (2) roll the employees
over to another temp agency; or (3) end the worker’s assignment.
Fujimoto sent a follow-up email on October 31, notifying the
managers that they could either convert the Ranstad employees
to Wismettac employees or end their assignments by or before
November 23.
On October 31, Vasquez and Matheu held a meeting with the
employees working through the Respondent’s contract with
Ranstad. He informed the employees that the contract with Ran-
stad had ended, but they could apply to work for Wismettac di-
rectly. (Tr. 148, 477, 591.) The daytime employees were laid off
effective immediately, and the nighttime employees were per-
mitted to work until the Ranstad contract ended. Matheu allo-
cated additional staffing in the afternoon to make sure there were
sufficient employees when the lines came in, and so he decided
to let the morning shift go and retain the afternoon/evening shift.
(Tr. 861–865.)
Wismettac terminated the assignments of the following ware-
house workers employed through Ranstad on October 31: Tram-
mel Age, Henry Garcia, Pablo Ramirez, Thoeun Kong, Deoun
Kong, Phandy Suon, Pedro Hernandez, Fanor Zamora, and Jere-
miah Zermeno. Christopher Jiminez’ assignment was terminated
on November 21, 2017. Wismettac terminated the assignments
of Dwayne Turpin and Cassandra Massenburg on November 22.
The following individuals continued to work for Wismettac
through a different temporary agency: Van Thang, Khuaih
Shine, Lamar Lomax, Nathaniel Falson, Eduardo Contreras,
Harumi Tomimura, Jamaal Parris, Luis Guzman, and Samuel
Tavares. Aurelio Leon was converted to a Wismettac employee
on December 4, 2017. (GC Exh. 23.)15 Marcus Mack worked
continuously for Wismettac because he was rolled over to Spec-
trum staffing agency on November 23, and eventually became a
permanent employee. Walter Vargas and Eric McLoughlin were
also rolled over to Horizon staffing agency on November 23.
(GC Exh. 51; Tr. 1022–1023.)
On November 1, 2017, Fujimoto sent Diana Meza from Ran-
stad a list of the dayshift employees whose assignment had ended
the previous day: Trannell Age, Henry Garcia, Christopher
Jimenez, Thoeun Kong, Deoun Kong, Phandy Suon, Fanor Za-
mora, and Jeremiah Zermeno. As discussed more fully below,
he informed her that Pedro Hernandez was being terminated. Fu-
jimoto concluded by saying he would get back to Meza regarding
whose assignments were ending and who would be converted to
a Wismettac employee. (GC Exh. 45.)
There were 53 positions budgeted for warehouse employee
Fujimoto’s testimony, that it was incomplete (Tr. 1018–1019). It is there-
fore not considered as reliable evidence.
12
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
positions at the beginning of October 2017, all but 5 of which
were filled by the end of the month. (GC Exh. 5; Tr. 1013.) In
November, around 21 temporary employees were hired through
staffing agencies, including Horizon and Cornerstone. (Tr.
1020–1021; GC Exh. 24.) Wismettac hired new temporary em-
ployees in November and December 2017. (Tr. 690, 925.)
8. Pedro Hernandez termination and failure to re-hire
Pedro Hernandez worked for Wismettac through Ranstad
from June 2017 through October 2017. During the relevant time
period, he was a forklift driver on the night shift. Hernandez
spoke to employees about the Union and wore his union T-shirt
every Friday, including after the September 19 election.16 (Tr.
466–467, 503.) He was also at the meeting in the parking lot
following the first election.
After the October 31 meeting, Matheu told Hernandez that his
contract was finished, and he no longer worked for Wismettac.
(Tr. 480.) The other nightshift employees were permitted to
work through the end of the Ranstad contract on November 23.
(Tr. 930; GC Exh. 51.) Matheu did not give Hernandez a reason
for his immediate termination other than the Ranstad agreement
ending.17 (Tr. 481, 508.)
Labor consultant G. Flores had told Matheu that Vargas, a
known Union opponent, had alleged Hernandez created a hostile
work environment on the p.m. shift. (Tr. 870.) In October 2017,
Matheu, with G. Flores and C. Flores accompanying him, inter-
viewed Vargas at Rosas’ house. (Tr. 854–856, 898-901, 1045–
1048.) This is the same meeting where Munoz’ alleged creation
of a hostile environment in the dry department was discussed.
Matheu’s interview notes regarding what Vargas said state,
“called me dumbass”, “Union will win”, “clapping and calling
me dumbass.” They also state that Hernandez treated Vargas
abusively, showed discriminatory behavior, was slave-like and
abusive, and said he would beat him and kick his “—”. (GC Exh.
59.) Matheu never spoke to Hernandez about these accusations.
(Tr. 934–935.)
Vargas’ own notes about Hernandez state, “Pedro the Machin-
ist. He is telling the new people that if they are going to vote, to
vote for the union. He spends his time conversing with them.”
(GC Exh. 58.)
On November 1, Fujimoto informed Meza that Hernandez’s
assignment had ended “due to behavioral/performance issues, as
well as operational changes within his Department.” (GC Exh.
45.) The reason stated for Hernandez’ termination on a spread-
sheet maintained by Wismettac is “Ended assignment due to
Ranstad terminating service.” (GC Exh. 23.) At the hearing,
Matheu testified Hernandez was terminated for “creating a hos-
tile environment in the p.m. shift, refusing to help employees,
being offensive to them.” (Tr. 869.)
Hernandez applied directly to Wismettac on November 1. (GC
Exhs. 49–50.) He also applied through temporary agencies Cor-
nerStone and Horizon but was not hired. On November 1, Marla
Orabuena from Cornerstone emailed Garcia to inform him Her-
nandez could start at Wismettac the next day. Garcia responded
16 Matheu knew Hernandez supported the Union. (Tr. 946.)
17 Matheu testified he told Hernandez the reason for the termination.
I credit Hernandez’ account on this point because his testimony was more
straightforward and as the employee being let go, the conversation had
by email stating, “Can we wait on Pedro Hernandez. I think he
was a stocker of ours that we just let go of. Can you send infor-
mation before moving forward?” (GC Exh. 26.) On November
2, 2017, a female representative from Cornerstone called
Hernandez and told him to hold off on his drug test because
Wismettac did not want him back. (Tr. 488–489.)
Hernandez was never disciplined while at Wismettac. (Tr.
494.)
9. Jeremiah Zermeno failure to re-hire
Zermeno worked for Wismettac through Randstad as an order
puller on the day shift from March 2017 through his termination.
(Tr. 584-585.) Zermeno attended several union meetings, and
spoke to employees about the Union. He wore a union T-shirt on
Fridays both before and after the election, and wore a union pin
every day starting the week of the election. (Tr. 587–589.) He
also attended the meeting in the parking lot following the elec-
tion.
During the October 31 meeting where Matheu informed him
and other employees they were immediately terminated,
Zermeno expressed frustration, saying that he could have taken
a “fucking job” he was offered at $18 per hour. (Tr. 659.) As he
was leaving the meeting, Zermeno said to nobody in particular
that this was “bullshit.” (Tr. 593.)
On November 2, 2017, Matheu told Ashley Anagnos from
staffing agency CCSI Talent that Wismettac did not want
Zermeno back because of “the manner in which he left and de-
rogatory comments.” (GC Exhs. 9, 44.) Zermeno also reached
out to CornerStone, with whom he had submitted a previous ap-
plication, but he was not re-hired. (GC Exh. 28; Tr. 597.) A
woman named Destiny from Cornerstone told Zermeno that she
had received an email stating that he and Hernandez were not
welcome to return to work with Wismettac. (Tr. 598.) Zermeno
was written up once in June or July 2017 for attendance. (Tr.
593–594.)
10. Fanor Zamora termination and failure to re-hire
Fanor Zamora worked as an order puller for Wismettac
through the temporary agency Ranstad from April 11, 2017
through his termination. He served on the union committee. Be-
fore the first election, Zamora wore his union T-shirt to work
twice After the election, he wore the union T-shirt every Friday
until his termination. (Tr. 143-144, 165, 168-169.) He was also
at the union meeting in the parking lot following the first elec-
tion.
During the October 31 meeting, Zamora told Matheu he had
applied directly with the company a long time ago, but did not
receive a response. Vasquez told Zamora his application has got-
ten lost, but Matheu told him there had been a problem with his
background check. Matheu told Zamora he would take care of
his application. (Tr. 152–153.) Zamora applied again on No-
vember 1. (GC Exh. 6, p. 18.) Fujimoto received an e-mail on
November 3, 2017, from Annette Jimenez, a human resources
coordinator, regarding Zamora’s third job application, stating:
much more of an impact on him than on Matheu. In addition, Matheu’s
testimony was in response to a leading question that does not directly
reference the reason Matheu gave for Hernandez’termination. (Tr. 870–
871.)
WISMETTAC ASIAN FOODS, INC.
13
I just received a call from a temp named Fanor Zamora who
was from Randstad. He was let go on Tuesday 10/31 since we
termed [sic] our contract with them and mentioned that he ap-
plied for one of the warehouse positions available but he has
not heard anything yet. Please follow up.
The same day, Fujimoto forwarded the email to Matheu and la-
bor consultant Hinkle, stating “FYI.” Hinkle was not involved in
the hiring or firing of warehouse employees. (Tr. 1014–1015;
GC Exh. 7.)
After he was laid off, Zamora also communicated with two
other temporary agencies that sent employees to Wismettac,
Horizon, and Cornerstone. The person Zamora spoke with from
Cornerstone said she was told Wismettac did not want any of the
laid-off employees to be re-employed. (Tr. 155–156.) A man
from Horizon told Zamora the same thing. (Tr. 157–158.)
On February 13, 2018, Zamora received the following re-
sponse to his third application with Wismettac:
Thank you for applying at Wismettac Asian Foods Inc. At this
time, we have selected those applicants whose skills and qual-
ifications more closely match the requirements of our current
vacancy to continue on in the selection process. Thank you for
your interest in employment at Wismettac Asian Foods, Inc.
We wish you every success in your job search.
(GC Exh. 19.) Zamora was not disciplined during his time at
Ranstad. (Tr. 150.)
11. The lawsuit and CEO letter
On November 29, 2017, Wismettac filed a lawsuit in the Su-
perior Court of California for the County of Los Angeles, alleg-
ing creation of a private nuisance, violation of California trespass
law, and violation of the California Business and Professions
Code, in connection with the August 21 delegation. (R. Exh. 89.)
On December 1, CEO Kanai sent a letter to employees updat-
ing them on unionization attempts in Los Angeles and Maryland.
The letter recapped that the Maryland employees rejected the
Teamsters in in early September, and the election in Los Angeles
was set aside “due to the misconduct of the teamsters local 630
and the National Labor Relations Board.” (U Exh. 44, emphasis
in original). The letter stated that company filed a “Formal” law-
suit against the Union and Villalvazo for trespassing on company
property in August. The letter next stated that Wismettac would
legally resist unionization, and that “We do not feel that any of
our employees should be forced to pay a union that can promise
anything, but Guarantee absolutely nothing but dues, fines and
assessments to its members.” 18 Following the letter, employees
were scared they were going to get sued. (Tr. 1598.)
12. Rolando Lopez counseling
Rolando Lopez has worked for Wismettac for 9 years, and as
a driver for the last 7. In late November 2017, Vasquez and
Romero approached driver Augustine Troncoso, and Vasquez
told him he needed to fit all his merchandise into his truck. R.
18 The Regional Director for Region 21 dismissed a charge the Union
had filed alleging the memo about the lawsuit violated Section 8(a)(1) of
the Act.
19 Sands had started at Wismettac on October 8, 2017.
Lopez and his coworker Yader Alvarado then helped Troncoso
load his truck. R. Lopez told Troncoso that if he was uncomfort-
able with the merchandise because it was overweight, he was not
required to take it. Alvarado told Troncoso to worry about his
safety first, not the client receiving his merchandise. (Tr. 348–
350, 561; 560–563.)
Matheu conducted a safety meeting with the drivers on De-
cember 4. Romero, Vasquez, and Susan Sands, the new assistant
operations manager, were also present.19 (Tr. 879.) One purpose
of the meeting was to inform drivers how to use the correct codes
when filling out paperwork. Matheu started the meeting the
same way he started all safety meetings with drivers, by review-
ing accidents that had occurred at all branches the previous week.
(Tr. 880.) He discussed a safety incident at another company,
where some merchandise had fallen out of a truck. R. Lopez
asked if he could speak, and relayed his belief that Vasquez had
forced Troncoso to drive an overweight truck. R. Lopez re-
counted an incident when he was issued a ticket in 2016 after
being forced to drive an overweight truck. After some back-and-
forth, with Matheu telling R. Lopez to lower his voice, Romero
told R. Lopez there was no reason to bring up an individual case
during a safety meeting. Romero said the problem with Tron-
coso’s truck was airbrakes. A driver named Giovani replied that
under the laws of California, the problem is not the airbrakes, the
problem is the weight and that the company was forcing the driv-
ers to take the merchandise that was overweight.20 (Tr. 353–354,
565–566.) Other drivers also spoke at the meeting. (Tr. 623.) R.
Lopez did not use any profanity, make threats, or touch anyone.
(Tr. 672–673.)
On December 5, 2017, Vasquez and Romero called R. Lopez
to a meeting and counseled him for his comments at the meeting.
Romero faulted R. Lopez for bringing up an individual case dur-
ing a safety meeting. The counseling record stated R. Lopez was
using angry and hostile tones, he made comments about issues
other drivers had that were not related to the meeting, and Sands
was frightened by him.21 (GC Exh. 3.)
After the counseling had occurred, Baik contacted Sands to
investigate. Sands met with Baik on December 8, and she pre-
pared a statement that she turned in on December 11. (Tr. 624.)
R. Lopez’ comments at the meeting had been in Spanish, and
Sands did not understand him. Sands described R. Lopez as pos-
tured “with his arms crossed in front of him, slightly leaning
back.” She perceived his tone of voice as hostile toward Matheu.
Sands testified that R. Lopez ceased speaking after Matheu ad-
dressed him. (Tr. 615–616.) Sands described R. Lopez as ag-
gressive, sarcastic, and hostile, noting that he was rolling his eyes
and smacking his lips. She wrote:
I’ve invested a great deal of thought and consideration into the
outcome of this meeting. While I want to emphasize that one
of the issues described above would not constitute insubordi-
nation when viewed singularly, the cumulative effect demon-
strates his inability or unwillingness to work as a team, follow
20 Vasquez could not remember if Mr. Giovani made these comments.
(Tr. 673.)
21 R. Lopez did not receive the paperwork about the verbal counseling
record at the meeting, and did not know it existed until he requested his
personnel file at a later time.
14
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
protocol, respect for his superiors and the chain of command.
She concluded by saying she was “personally distraught by this
drivers’ (sic) unprofessional behavior.” (R. Exh. 3.)
13. Alberto Rodriguez discipline and termination
a. December 21, 2017 written warning
Alberto Rodriguez started at Wismettac in 2015 through the
temporary staffing agency Horizon and became a permanent em-
ployee on March 27, 2017. (GC Exh. 33.) He first worked as an
order selector, and later became a forklift driver. He worked the
night shift and his supervisors were Garcia and Hector Ramundo.
Prior to the first election, Rodriguez spoke with employees about
the Union, visited their homes, and collected authorization cards.
He also regularly wore a union T-shirt. He was one of the em-
ployees in the front during the August 21 delegation.
On June 13, 2017, Rodriguez received a verbal counseling
record for being repeatedly tardy between April and June. He
received another verbal counseling record for tardiness on June
22. (GC Exhs. 39–40.) Vasquez issued a verbal counseling rec-
ord to Rodriguez on December 11, 2017, for making a deroga-
tory remark during the meeting about an employee who had
made a mistake. (GC Exh. 41; Tr. 661–662.)
Matheu issued Rodriguez a written warning on December 21,
2017, for unprofessional conduct. Specifically, the warning
stated:
• We received complaints from your colleagues that you reject
requests from your team members to bring down the merchan-
dise from the top of the shelves.
• Several employees addressed their concern about you watch-
ing and monitoring your colleagues while they are working and
that your behavior makes others feel very uncomfortable to
work around you.
• We received a report from several employees regarding your
antagonistic behavior towards your coworkers. You have
called your colleague “idiot” and “stupid”. You yelled and
talked down on others, creating a very hostile workplace.
(GC Exh. 34.) In addition to receiving the warning, Rodriguez
was no longer permitted to drive the forklift and was placed back
into the order selector position.22 Management did not tell Ro-
driguez who made the complaints. Matheu learned of the com-
plaints from McCormick and Ge. Flores, who at the time was a
lead warehouse worker in the freezer department. Matheu did not
speak to the unnamed employees who complained about Rodri-
guez and said it was HR’s investigation.23 (Tr. 938–939.)
Vasquez and Romero were present with Matheu when he is-
sued Rodriguez the discipline. Rodriguez’ supervisor, Garcia,
was not present and was not aware of the discipline. Rodriguez
said it was not true that he refused to help his coworkers, and
believed that Oscar Ortiz was making it up because he was upset
Rodriguez had gotten the forklift driver position. Rodriguez said
he and coworkers regularly call each other names in a mutually
joking manner. (Tr. 229.)
22 Rodriguez had complained to Vasquez that he thought Ortiz was
harassing him. Despite Rodriguez being placed back into the order se-
lector position, he continued to operate the forklift at management’s di-
rection. (Tr. 232–234, 696.)
On January 5, 2018, Ge. Flores sent an email to Matheu, G.
Flores, and Hikari, stating:
This e-mail is to inform you of some occurrences in the ware-
house related to Mr. Alberto Rodriguez, regarding some recent
complaints from several employees over the last couple weeks,
especially this week.
Early this week (Tuesday night) at around 7:45pm, Employee
Jimmy Yato approached me and told me that earlier that day
Mr. Rodriguez had been inside the restroom for half an hour
and he thought that was not right because Mr. Rodriguez often
did that. From what Jimmy Yato said, Jose Avila also wit-
nessed this and made a comment to Jimmy regarding Mr. Ro-
driguez about this issue.
I infirmed (sic) Mr. Mccormick and Mr. Vasquez, Mr. Vasquez
checked the cameras and found Mr. Rodriguez had been in the
restroom for 20 minutes. This Thursday night Jimmy called me
again at 9:15 PM and told me Mr. Rodriguez was in the re-
stroom again and had been there for half an hour. By 9:25PM
Mr. Rodriguez passed by the office and talked to Mr. Mccor-
mick saying he was sick and therefor had to go home early.
Again, this was witnessed by Jose Avila and few other employ-
ees who l do not have their names. However, at that time Daniel
Gonzalez approached me and asked me why had the bathroom
door looked (sic) for so long and other employees were around
listening attentively and laughed.
At this time it all concerns me, because l am seeing a pattern
where the warehouse employees are becoming more concerned
of Mr. Rodriguez than their own duties.
Therefore, being that, this is the second time this happened this
week, l wanted to bring this to your attention.
(R Exh. 10.) On January 7, McCormick sent an email to Matheu,
Hikari, and G. Flores, with Vasquez cc’d, relating a complaint
from Joes Avila that Rodriguez had spent a lot of time in the
bathroom. (R Exh. 10.) Also, on January 7, Ge. Flores sent an
email to McCormick relating what employee Jose Avila had told
him, “Alberto Rodriguez approached him and told him that he
felt pressured from most employees and he figured it was be-
cause he was pro union but his lawyer was going to come to the
LA facility on Monday.” (GC Exh. 53.)
On January 8, Matheu sent Narimoto a memo documenting
the reasons he wanted to promote Rosas and Kirby to lead posi-
tions. (R Exh. 44.) Rosas and Kirby both took over as leads on
January 8, 2018.24 (R. Exhs. 43–44; Tr. 1196, 1198.) On Janu-
ary 9, McCormick held a meeting to tell employees Rosas would
become the freezer lead and Kirby would become the dry lead—
Munoz’ former position. McCormick said he was moving to the
day shift, and he announced Ge. Flores, who had been freezer
lead, as the new nightshift supervisor. (U Exh. 2; Tr. 1370–
1373.) Luis Lopez perceived that Kirby and Rosas were super-
visors because they walked around with laptops, no longer wore
freezer gear, and received money from drivers. (Tr. In Luis
23 There is no testimony or documentary evidence that HR conducted
an investigation.
24 Rosas was hired on May 15, 2017. Kirby was hired on March 6,
2017.
WISMETTAC ASIAN FOODS, INC.
15
Lopez’ experience, only the supervisors and managers accepted
money from drivers. (Tr. 1444–1454.) Rolando Lopez thought
Kirby was introduced as a supervisor. (Tr. 1565.)
On January 10, 2018, McCormick sent an email to Matheu
and G. Flores regarding Rodriguez. (GC Exh. 52.) The email
started out by stating:
I wanted to bring to your attention a complaint that Marcus
Mack25 brought to Gerber and I. Tonight, at roughly 10:30 pm
or so, Marcus came into the office and specifically said, “we
have a poison pill on our hands.” Marcus at that point went into
detail regarding his comment stating that he heard Alberto Ro-
driguez complaining about the recent management and leader-
ship changes that are taking place.
The email went on to state:
Marcus approached Gerber and I in the office and said Alberto
was heard making some commotion stating that he was going
to call the Union and that he did not like or approve of the lead-
ership changes that are taking place. Marcus seemed a little up-
set regarding what had happened, when he was talking to us.
Because Marcus brought this to our attention, later that night
with Gerber, I went out to talk with Alberto Rodriguez. At that
time, I explained to Alberto that someone approached us com-
plaining that you were talking about the Union. I told Alberto
that it was ok to talk about the Union on your breaks and lunch,
but during work time I needed him to work. Alberto specifi-
cally said, oh no, I know that. I was talking about the Union on
my break time. So I thanked him and said, ok. From there, Ger-
ber and I went back to the Office and Alberto went back to as-
sembling.
A Little later that night, when I saw Marcus again. I asked Mar-
cus, “could you tell me when you heard Alberto talking about
the Union?” Marcus said, yes, it was twice. The first time it
happened was right after the meeting when everyone was going
back to work. People were still crowded around the meeting
area and that was the first time Marcus said he heard Alberto
complaining about the leadership changes and the fact he was
going to call the Union. Marcus then said, later that night on
the whse floor when he was working, is the second time that he
heard Alberto complaining in a rather load (sic) voice concern-
ing the leadership changes and about calling the Union. At this
point, Marcus told us there were others around and several of
our workers had heard him. The one name that Marcus men-
tioned that was close by at that time when Alberto was making
this commotion as Marcus put it, was Ericberto Munoz.
(GC Exh. 52.)
An incident occurred between Rodriguez and Mack on Janu-
ary 11, 2018. Rodriguez and Mack were on break in the same
25 Mack was a known antiunion employee. He worked for Wismettac
for nine months, as an order picker and a machinist.
26 Rodriguez could not recall whether the word “nigger” was part of
the lyrics, but Mack’s memory was definite, and his testimony is there-
fore credited.
27 Rodriguez’ contemporaneous statement says Mack threatened to
“kick his ass”; In his testimony, Rodriguez said Mack threatened to “fuck
him up.” (Tr. 246; GC Exh. 37.)
area, and Rodriguez was playing music that offended Mack. At
the time, the song streaming from Rodriguez’s music app was by
the rapper $tupid Young. Mack asked McCormick to intervene
because the song’s lyrics included the word “nigger.”26 (Tr.
820.) When McCormick asked Rodriguez to turn the music off,
Rodriguez said he was on his break and could play whatever mu-
sic he wanted. McCormick asked Rodriguez a second time to
turn the music off. Rodriguez then turned the music off and
McCormick left. (Tr. 822; R. Exhs. 11, 12.)
After McCormick left, Rodriguez made a “clicking” sound
with his teeth. According to Rodriguez, Mack told him to “shut
the fuck up” and threatened to “kick his ass.”27 After McCormick
left, Rodriguez continued to play the music and would turn it up
during a racist hook, and Mack left the area within a minute.28
(GC Exh. 37; Tr. 245–249, 823.)
Rodriguez reported Mack’s statements to McCormick and
said he wanted to file a police report and an internal report be-
cause he felt threatened by Mack.29 McCormick told Rodriguez
to write a statement. (Tr. 251.)
On January 12, McCormick sent an email to Matheu and Nar-
imoto, with Konishi, Vasquez and G. Flores cc’d, relaying the
incident between Mack and Rodriguez, stating:
As I was approaching the water fountain on my way to the hall-
way, Marcus Mack was sitting against the wall roughly a quar-
ter way to the exit door near the ramp. Alberto Rodriguez was
sitting two chairs away from Marcus, closer to the exit door.
As I approached Marcus, Marcus motioned towards Alberto
and asked is that appropriate? I was in a hurry, so I was moving
rather fast so I didn’t understand what Marcus was talking
about at first. So I asked, is what appropriate? Marcus replied,
that music he is listening to. Marcus said, every other word is
the “N” word. At that moment, I could hear rap music playing
from Alberto’s cellphone. I took a step or two towards Alberto
and asked him “could you turn your music off, or listen to it
outside in private? It is offensive to Marcus!” At that time, Al-
berto replied, “I am on my break, I can do whatever I want be-
cause it’s my break.” Alberto also replied, “I don’t think it’s
offensive!” At that time, I am not exactly sure what question
Alberto asked me specifically, however, l remember answering
him stating “I’ll find out exactly what is offensive with HR!” I
then asked Alberto a second time stating “please, can you turn
that down?” This time Alberto turned down the volume on his
phone and you were not able to hear it.
. . .
After talking with Abraham for a second, I headed back down-
stairs. As I was approaching the bathroom and heading towards
the office, Marcus Mack motioned towards Alberto again and
said “he did it again.” I walked into the office and Marcus
28 Mack’s January 11, 2018 statement says that “ever other word was
nigga” and that Rodriguez turned the music up when the song said “fuck
that nigga.” (GC Exh. 12.) This strikes me as an embellishment, partic-
ularly considering McCormick said he would consult with HR to deter-
mine if the song was offensive, as discussed below.
29 Rodriguez is 5’4” tall and weighs 140 pounds. Mack is 6’1” tall and
weighs 240 pounds. (Tr. 250–251, 844.)
16
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
followed me in and asked what form do I fill out before I had a
chance to say anything. At this point, the office was working
on fixing the printer/copier so I told Marcus, “give me a second
and I’ll get with you in a second.” Once everything calmed
down, I printed out a witness statement and took Marcus to a
private room and asked him to fill out the witness statement.
(R Exh. 11.) This same email also conveyed Rodriguez’ report
of feeling threatened by Mack, Rodriguez’ desire to go to human
resources and to file a police report, and McCormick’s advice to
Rodriguez to talk to Vasquez before going to HR.
Rodriguez testified that after this incident, Mack bumped his
shoulder a few times when they passed each other at work and
drove a forklift at him. (Tr. 252–254.) Rodriguez reported the
incidents with Mack to Haro Hikati in human resources. She told
him to speak with management, so Rodriguez reported the inci-
dents to Vasquez. Rodriguez wrote a statement on February 1
and gave it to Vasquez. In his statement, Rodriguez said Mack
pushed him with his elbow and then said, “excuse me.”30 (GC
Exh. 38.) Vasquez and McCormick met with Mack, who denied
he threatened or touched Rodriguez.31 (Tr. 826–827.) Neither
Mack nor Rodriguez was disciplined.
b. January 26, 2018 verbal counseling record
Vasquez issued a verbal counseling record to Rodriguez on
January 26, 2018.32 The counseling record states:
Today 1/26/18, at roughly 3:30 pm, Mr. Lu33 asked Alberto
Rodriguez to do something for him that was important to get
done soon. Alberto Rodriguez told Mr. Lu that he could not do
what Mr. Lu asked him because he didn’t have a pallet jack.
Mr. Romero overheard this conversation and saw Alberto
standing outside. So Mr. Romero went out after 15 minutes
and saw Alberto Rodriquez sitting next to Nicole on the chairs.
Mr. Romero asked Alberto why he wasn’t working. and Al-
berto aid there were no pallet jacks. Mr. Romero pointed out
that we had 5 pallet jacks that were sitting in the charming area.
Alberto said, those don’t work and Mr. Romero said I just used
one of them they work. At that time. Alberto got a pallet jack
and started working.
This is a verbal warning for not following directions and wast-
ing company time.
(GC Exh. 42.) Rodriguez told Lu that he would do it after he
completed a work order he was currently working on Rodriguez
also told Lu that at the time, he did not have his pallet jack be-
cause one of the drivers had taken it, so he did not have anything
to work with at that moment. (Tr. 262.) Rodriguez testified his
pallet jack was not available because one of the drivers had taken
it, and the other pallet jacks had boxes on top of them indicating
30 The statement does not reference the Mack driving the forklift at
him.
31 The date of this meeting is not clear. (Tr. 825.)
32 This verbal counseling record is not alleged as a violation in the
complaint, and is discussed as background evidence only.
33 Howard Lu is listed as warehouse supervisor on the original voter
list and first amended voter list. (U Exh. 53.)
34 In the email communication to human resources asking for guid-
ance, McCormick cc’d labor consultants C. Flores, G. Flores, Acosta,
they were being used by another employee. Romero told Rodri-
guez to grab another pallet jack, and he complied.
c. 31, 2018 written warning
In mid-January, Rodriguez took some time off because he was
evicted. While moving, he injured his foot. He told McCormick
he would not be at work on January 15–16. On January 17, Ro-
driguez left early because his foot hurt. McCormick noticed Ro-
driguez did not have enough paid time off to cover his absences.
He reached out to human resources for guidance, and Hikari told
him to request supporting documentation for the absences, which
he did.34 Rodriguez was a no-call, no-show on January 19 and
22.
Rodriguez received a doctor’s note on January 24 clearing him
to return to work the following day, which he provided to
McCormick. On advice from HR, McCormick reminded Rodri-
guez to bring in the documentation related to his eviction no later
than January 29. Rodriguez told McCormick on January 29 and
30 that he could not find the eviction notice. On January 30,
Hinkle sent an email to McCormick stating, “Is he working with-
out presenting the document? Who contacted whom? Can we
send him home until he produces the document and put him on a
timeline?” Konishi responded that if Rodriguez could not pre-
sent supporting documentation in a week or so, they would need
to take disciplinary action. (R Exh. 7.)
On January 31, 2018, McCormick issued Rodriguez a written
warning for taking unscheduled time off with no leave available,
and for failing to bring in documentation following his ab-
sence.35 McCormick advised that the warning would be disre-
garded if Rodriguez brought in a doctor’s note and supporting
documents related to Rodriguez’ eviction by February 7. He
brought in the doctor’s note, but not the paperwork related to the
eviction. (GC Exh. 43; Tr. 268–269.)
d. Suspension and termination
Rodriguez was suspended indefinitely without pay on Febru-
ary 2, 2018, pending investigation of an incident that occurred
on January 31. (GC Exh. 35.) On February 1, Mack gave the
following statement to McCormick regarding what had occurred
on January 31:
To [sic] employees are having a conversation about the Union.
A third employee overheard the conversation and he felt threat-
ened by what was just said by the two employees. There will
be hell to pay. If they vote (NO) Basically be ready to Fight if
it does not [. . . ] the Union’s way. That’s what I was told by the
other employee.
(GC Exh. 12 p. 2.) Mack testified the two employees having the
conversation about the Union were Rodriguez and Benjamin Fili,
and the third employee who overheard was Eric McLoughlin.
and Hinkle, among others. Hikari’s response copied the same individu-
als. (R Exhs. 7–8.)
35 Rodriguez’ testimony regarding his leave was not completely forth-
right. When asked why he called out sick, Rodrigues responded, “Well,
that has to do with the eviction because I didn’t have no sick time. So
they—I didn’t have no PTO to use, so they used it as a sick time.” (Tr.
267.) He admitted, however, that he was injured when he moved out of
his apartment.
WISMETTAC ASIAN FOODS, INC.
17
Mack did not hear the comments attributed to Rodriguez.
McCormick wrote a statement on February 2, listing the date
of the incident as February 1, stating:
Yesterday during the Siliker audit, I stepped out for a moment
and happened to run into Gus. Gus informed me there was an
issue regarding Marcus Mack and asked if I’d look into it. After
the audit, I got with Marcus and we sat down together. At that
time, Marcus informed me that he overheard some conversa-
tion regarding Alberto Rodriguez saying things like “if the un-
ion doesn’t win, we are going to kick your ass.” These were the
words used to describe the situation. asked Marcus Mack to
write a witness statement describing these events as best he
could.
(GC Exh. 12 p. 6.)
On February 2, 2018, McLoughlin made a statement about an
incident he heard on January 30:
When returning from my break Tuesday evening (01/30/18) I
entered the warehouse to overhear the Wismettac employee I
know as Beto36 talking to a driver and another employee about
the union. When Beto37 seen [sic] me walking by he told the
driver to keep it down because I talk to Jose Rosas and I was a
union buster. They then said “Let me find out he’s one. I don’t
give a fuck.” “Motherfucken union busters don’t even make
union buster wages.” They said it loud enough for me to hear
I’m assuming to intimidate me. They have also made it clear
that if the union loses the election they will start a physical
fight. Five minutes after the incident they sent another em-
ployee to ask Jose Rosas if we were brothers. I also observed
the driver standing next to my car looking at it five minutes
after the incident. When he seen [sic] me he stepped back a lit-
tle but stayed right there until I went back in the warehouse.
Some time on or after February 6, McLoughlin was inter-
viewed about the incident, the notes from which state:
What happened? Coming back from lunch, Eric was heading
back to where the time clock area is. Eric saw “Beto” (Alberto
Rodriguez) speaking to a driver wearing a Compton hat (Ben-
jamin Fili). As Rodriguez saw Eric walking in, Rodriguez
made a comment to Fili saying “he’s one of them” to which Fili
responded “let me find out he’s one of them I don’t give a fuck!
Fucking Union-Busters don’t even make Union-Buster
Wages!” Eric just kept walking. Fili then went outside to the
parking lot and stood feet away from my car, as he began to
play with his phone. I went outside to make sure it was locked
and went back to work.38
(GC Exh. 12 pp. 3–4.)
When Matheu gave Rodriguez the suspension papers, which
were signed by Konishi, Matheu told Rodriguez he was being
36 The statement is handwritten. The name “Rodriguez” is written
above and slightly off to the right of “Beto” in smaller print.
37 “Rodriguez” is printed in the same manner as described in the foot-
note directly above.
38 The statement is in the third person until the last two sentences of
this paragraph. It goes on to detail what occurred on February 6. Notes
terminated because he had threatened coworkers to vote for the
Union. (Tr. 235.) Rodriguez was officially terminated on Feb-
ruary 16, for threats of violence against coworkers, racial harass-
ment of a coworker, and insubordination.39 (GC Exh. 36.)
Matheu did not know what the “insubordination” referred to in
the termination letter concerned. (Tr. 941.) Rodriguez received
the termination notice in the mail. He was not interviewed about
any of the alleged incidents comprising his termination.
14. The second election and surrounding events
A couple of days before the election, management hung large
banners discouraging employees from voting for the Union,
which remained present on the day of the election. (Tr. 1471,
1519–1520; 1566.) One said “DON’T PAY FOR UNION
LIES.” Others said, “VOTE NO FOR DUES STRIKES UNION
RULES” and “VOTE NO.” (U Exh. 42.) At the pre-election
meeting, the Union asked Wismettac to remove the banners from
the warehouse floor, to no avail. (Tr. 1683.)
The second election was February 6, 2018. Rodriguez was an
observer for the Union but was told to leave the premises. Mack
was an observer for Wismettac.
The voting took place in a showroom next to the warehouse
office. (Tr. 1704; R Exh. 4.) There was a camera in the hall out-
side the showroom. Quinonez saw cameras pointing toward the
voting room, and a monitor with a camera inside the voting
room. The Respondent said the camera on the monitor did not
work, and the camera outside the voting room could not be
moved, so they would take their chances. (Tr. 1677–1680, 1683.)
According to Matheu, the inside of the showroom was not vis-
ible on the cameras. There were cameras throughout the ware-
house to observe employees which have been present for a long
time. There were at least four cameras were positioned around
the warehouse showroom and around 10 cameras hovered in the
docks and racks. (Tr. 1704–1707.)
The tally of ballots from the second election showed that of
187 eligible voters, 76 votes were cast for and 46 votes were cast
against the Union, with 53 challenged ballots.
15. Events after the second election
The labor consultants’ assignments ended after the election,
but they were re-hired in March 2018. Laura Garza began as
Wismettac’s new employee relations manager on March 12,
2018, following Baik’s departure.
On March 12, 2018, “Wismettac Asian Foods, Inc. Manage-
ment” sent employees a letter stating the following:
To WLA Employees:
A number of employees have approached WLA management
asking how they can revoke authorization cards they may have
previously signed and/or resign their membership in Teamsters
Local 630. Attached is a sample letter that can be sent to Local
630 for card revocation / membership resignation.
from an interview conducted with Mack around the same time essentially
recount this same conversation as reported to Mack by McLaughlin.
39 The termination notice also reference previous violations of com-
pany policy. Rodriguez had been written up on June 13, 2017, and June
22, 2017, for repeated instances of tardiness. (GC Exhs. 39–40.) Matheu
made the decision in conjunction with the director of logistics, Mr.
Yoshinori, Toshi Nishikawa, and Yoshie Narimoto. (Tr. 878.)
18
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Sending this letter is your individual choice. There will be no
adverse job consequences whether you send or do not send
such a letter. WLA does not discriminate against employees
based upon their Union affiliation or support.
Should you have questions you may contact NLRB Region 21
NLRB (213-894-5254 or 888 South Figueroa Street, 9th Floor,
Los Angeles, CA 90017-5449) and/or the National Right to
Work
Legal
Defense
Foundation (800-336-3600
or
www.nrtw.orq/free-legal-aid).
(GC Exh. 20.)
The attached letter stated:
Gentlemen:
I write to inform you that I do not want to be “represented” by
your Union, do not wish to be a member of your Union, and do
not support your Union in any manner. Please consider my op-
position to representation by your Union to be permanent and
continuing in nature.
I hereby revoke and rescind any Union “authorization” card, or
any other indication of support for your Union, that I may have
signed in the past. Any such card or indication of support for
your Union is null and void, effective immediately. To the ex-
tent I may have become a member of the International Broth-
erhood of Teamsters/Teamsters Local 630, I hereby resign
such membership.
Please return to me any Union authorization card that I may
have signed. Alternatively, please inform me in writing that
you are honoring this revocation and rescission of support for
your Union.
Please be aware that refusing to honor my card revocation / res-
ignation of membership will violate my rights under the Na-
tional Labor Relations Act. Moreover, representing to my Em-
ployer, Wismettac Asian Foods, Inc., that I support representa-
tion by your Union will similarly violate my legal rights.
(GC Exh. 21.)
In mid-March 2018, before the results of the second election
were certified, Matheu, Vasquez, and Gustavo Flores held meet-
ings with employees. At the first meeting, Garza was introduced.
At the meetings, G. Flores said some employees had approached
him and management to inquire about getting their authorization
cards back. G. Flores placed copies of the letter a stack on a table.
(Tr. 375–379; 538–540.) Garza and G. Flores held several such
meetings over the course of 2 or 3 days. G. Flores read the letter
to the employees and told them they were not obligated to sign
it. Copies of the letter were also made available in the lunch-
room. Gustavo Linares, Jesus De Leon, and Javier Robles, all
warehouse workers on the day shift, each attended one of these
meetings, though none had sought information about how to re-
voke his authorization card.40 (Tr. 191, 379, 542.) The letter
40 There was no roster or check-off sheet indicating which employees
took a copy of the letter. (Tr. 1050–1052.)
was also distributed to employees around March 12, 2018. (Tr.
205–206.)
The Union received revocation letters, on the form G. Flores
provided, from two employees, on March 18 and 22, 2018. (GC
Exhs. 17–18, 20–21.)
B. Analysis and Decision
1. Witness credibility
Many of the disputes at issue can be resolved only by as-
sessing witness credibility. A credibility determination may rest
on various factors, including “the context of the witness’ testi-
mony, the witness’ demeanor, the weight of the respective evi-
dence, established or admitted facts, inherent probabilities and
reasonable inferences that may be drawn from the record as a
whole.” Hills & Dales General Hospital, 360 NLRB 611, 617
(2014), citing Double D Construction Group, 339 NLRB 303,
305 (2003); Daikichi Sushi, 335 NLRB 622, 623 (2001). In mak-
ing credibility resolutions, it is well established that the trier of
fact may believe some, but not all, of a witness’s testimony.
NLRB v. Universal Camera Corp., 179 F.2d 749 (2d Cir. 1950).
The Board has agreed that “when a party fails to call a witness
who may reasonably be assumed to be favorably disposed to the
party, an adverse inference may be drawn regarding any factual
question on which the witness is likely to have knowledge.” In-
ternational Automated Machines, 285 NLRB 1122, 1123 (1987),
enfd. 861 F.2d (6th Cir. 1988). This is particularly true where
the witness is the Respondent’s agent. Roosevelt Memorial Med-
ical Center, 348 NLRB 1016, 1022 (2006). Moreover, an ad-
verse inference is warranted by the unexpected failure of a wit-
ness to testify regarding a factual issue upon which the witness
would likely have knowledge. See Martin Luther King, Sr.,
Nursing Center, 231 NLRB 15, 15 fn. 1 (1977) (adverse infer-
ence appropriate where no explanation as to why supervisors did
not testify); Flexsteel Industries, 316 NLRB 745, 758 (1995)
(failure to examine a favorable witness regarding factual issue
upon which that witness would likely have knowledge gives rise
to the “strongest possible adverse inference” regarding such
fact).
Testimony from current employees tends to be particularly re-
liable because it goes against their pecuniary interests. Gold
Standard Enterprises, 234 NLRB 618, 619 (1978); Georgia Rug
Mill, 131 NLRB 1304, 1304 fn. 2 (1961); Gateway Transporta-
tion Co., 193 NLRB 47, 48 (1971); Federal Stainless Sink Div.
of Unarco Industries, 197 NLRB 489, 491 (1972).
It is impossible to reconcile all of the different recollections
of the witnesses for both sides. In evaluating the various differ-
ent versions of events, I have fully reviewed the entire record and
carefully observed the demeanor of all the witnesses. I have con-
sidered the apparent interests of the witnesses; the inherent prob-
abilities in light of other events; corroboration or the lack of it;
consistencies or inconsistencies within the testimony of each
witness and between witnesses with similar apparent interests.
See, e.g. NLRB v. Walton Mfg. Co., 369 U.S. 404, 408 (1962).
Testimony in contradiction to my factual findings has been care-
fully considered but discredited. Where there is inconsistent
WISMETTAC ASIAN FOODS, INC.
19
evidence on a relevant point, my credibility findings are incor-
porated into my legal analysis below.
2. Alleged promises of benefits and improved
working conditions
Complaint paragraph 6(a)–(f) alleges that the Respondent vi-
olated Section 8(a)(1) of the Act by promising employees better
benefits and improved terms and conditions of employment if
the employees rejected the Union.
The Board’s longstanding test to determine if there has been a
violation of Section 8(a)(1) of the Act is whether the employer
engaged in conduct which might reasonably tend to interfere
with the free exercise of employee rights under Section 7 of the
Act. Am. Freightways Co., 124 NLRB 146 (1959). Further, “It
is well settled that the test of interference, restraint, and coercion
under Section 8(a)(1) of the Act does not turn on the employer’s
motive or on whether the coercion succeeded or failed.” Am. Tis-
sue Corp., 336 NLRB 435, 441 (2001) (citing NLRB v. Ill. Tool
Works, 153 F.2d 811, 814 (7th Cir. 1946)). It is the General
Counsel’s burden to prove 8(a)(1) violations.
An employer is free to communicate to his employees any of
his general views about unionism or any of his specific views
about a particular union, so long as the communications do not
contain a “threat of reprisal or force or promise of benefit.”
NLRB v. Gissel Packing Co., 395 U.S. 575, 614 (1969).41
The Supreme Court, in Medo Photo Supply Corp. v. NLRB,
321 U.S. 678, 686 (1944), stated that the “action of employees
with respect to the choice of their bargaining agents may be in-
duced by favors bestowed by the employer as well as by his
threats or domination.” As the Court explained in NLRB v. Ex-
change Parts Co., 375 U.S. 405, 409 (1964):
The danger inherent in well-timed increases in benefits is the
suggestion of a fist inside the velvet glove. Employees are not
likely to miss the inference that the source of benefits now con-
ferred is also the source from which future benefits must flow
and which may dry up if it is not obliged.
(footnote omitted.) The Court held that that “the conferral of
employee benefits while a representation election is pending, for
the purpose of inducing employees to vote against the union,”
interferes with the employees’ protected right to organize.
Employer solicitation of employee grievances or complaints
during an organizing campaign may be considered as an implied
promise to resolve complaints elicited favorably for the employ-
ees. See Alamo Rent-A-Car, 336 NLRB 1155 (2001). See also
Reliance Electric Co., 191 NLRB 44, 46 (1971) (employer so-
liciting complaints, where it has not done so in the past, raises
“compelling inference that he is implicitly promising to correct
those inequities he discovers as a result of his inquiries and like-
wise urging on his employees that the combined program of in-
quiry and correction will make union representation unneces-
sary.”) An employer with a past practice of soliciting employee
grievances may continue to do so during an organizing campaign
41 The Respondent contends that its communications were protected
under Section 8(c) of the Act. As the Supreme Court made clear in Gis-
sel, however, speech that crosses the line and violates Section 8(a)(1) is
not protected. As such, the Respondent’s argument is rejected where I
have found violations of Section 8(a)(1).
as long as the practice remains essentially the same. It is the
employer’s burden to establish the past practice. Longview Fibre
Paper & Packaging, Inc., 356 NLRB 796 (2011).
The fact that an employer couches the promise of benefits in
more general language that does not guarantee anything specific
does not remove the taint of illegality. In Reliance Electric Co.,
191 NLRB 44 (1971), enf. 457 F.2d 503 (6th Cir. 1972), at
preelection meetings, management officials told the employees
that they would “look into” or “review” problems. The Board
noted that such cautious language, or even a refusal to commit to
specific corrective action, does not cancel the employees’ antic-
ipation of improved conditions if the employees vote against the
union. See also Reno Hilton, 319 NLRB 1154, 1156 (1995).
In assessing each individual alleged violation, I am guided by
the principle that “the totality of relevant circumstances” must
be appraised and that written and oral statements should not be
viewed in isolation from each other. Mediplex of Danbury, 314
NLRB 470, 471 (1994); and UARCO, Inc., 286 NLRB 55, 58
(1987), review denied 865 F.2d 258 (6th Cir. 1988).
a. Paragraph 6(a) of the complaint alleges: About September
8, 2017, Respondent, by Frank Matheu (Matheu), in Respond-
ent’s conference room at the Santa Fe Springs facility, prom-
ised employees better benefits and improved terms and condi-
tions of employment if employees rejected the Union as their
bargaining representative.
The testimony of the R. Lopez and L. Lopez, detailed in the
statement of facts, was consistent and shows that Matheu made
unlawful promises. They each testified with forthright demean-
ors and did not appear to embellish their testimony. The Lopez’
testimony is also more broadly and generally corroborated by the
testimony of other employees who attended similar meetings in
the wake of the petition filing. Their recollections of Matheu’s
comment that he was given a “green light” to make improve-
ments, and would do so as long as no third party came in is very
consistent with Matheu’s own talking points prepared in and
around this same time period. The talking points specifically
reference a “green light” to make changes, “disgust” with the
“disrespectful and cowardly” actions of the union, an affirmative
statement that “there will be changes,” and more specifically, “I
will now have full support from upper management, they will
listen, I will justify, and will change whatever needs to be
changed to improve work environment, and give .you what you
need to get the job done.” (GC Exh. 56.)
As current employees testifying against their own interests, I
find the Lopez’ testimony compelling. Matheu testified that he
only conveyed that upper management would support anything
he could to within the bounds of the law to assist operations, and
did not make specific promises. This is unavailing. Reliance
Electric Co., supra. I also note that, while the labor consultants
G. Flores and C. Flores were both at this meeting, and G. Flores
testified at the hearing, he did not address this matter.42
42 The General Counsel requests an adverse inference based on the
Flores’ failure to corroborate Matheu, particularly since G. Flores testi-
fied at the hearing. I agree this is warranted under Flexsteel Industries,
316 NLRB 745, 758 (1995) (failure to examine a favorable witness re-
garding factual issue upon which that witness would likely have
20
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
b. Paragraph 6(b) of the complaint alleges: About mid-Sep-
tember 2017, Respondent, by Matheu, by the time clock at the
Santa Fe Springs facility, promised its employees giving back
their bonuses and retroactive pay if the employees rejected the
Union as their bargaining representative.
Alvarado, a 13-year employee, testified Matheu approached
him at the timeclock, said he had bought new machines for the
employees, these changes were only the beginning, and he would
do what was possible to restore bonuses and retro pay. I credit
Alvarado’s testimony because it is consistent with what other
employees heard, and as a current employee testifying against
his own pecuniary interests, his testimony is particularly reliable.
Alvarado’s demeanor appeared honest and straightforward.
Moreover, his testimony is consistent with Matheu’s talking
points.
d. Paragraph 6(c) of the complaint alleges: About mid-Sep-
tember 2017, Respondent, by Matheu, by the loading dock at
the Santa Fe Springs facility, promised its employees giving
back their bonuses and retroactive pay if the employees re-
jected the Union as their bargaining representative.
L. Lopez testified that in early September 2017, Matheu ap-
proached him at the loading dock and said the owner had em-
powered him to make changes, he knew bonuses and retroactive
pay had been taken away, and he would bring them back. I credit
L. Lopez for the reasons cited above.
d. Paragraphs 6(d)-(e) allege that a series of meetings on Sep-
tember 15 and 18, promised better benefits and improved
working conditions if the employees rejected the Union as their
bargaining representative.
The testimony of the employees who attended the meetings,
detailed above, consistently conveyed that Matheu promised to
make changes as long as a third party did not come in. Drivers
R. Lopez, L. Lopez, and Alvarado, as well as warehouse workers
De Leon, Ho, and Zamora all recalled Matheu promising
changes, and again, this is consistent with his prepared talking
points. Ho was a 27-year employee, and I found his testimony to
be very credible, based on his calm and straightforward de-
meanor. At the time of the hearing, De Leon had left Wismettac
and therefore had no personal stake in whether or not the Union
won the election. Aside from Matheu’s general denial, no other
manager or agent who was present at the meeting contradicted
the witness’ corroborative accounts, which as noted are further
corroborated by Matheu’s own talking points.
The testimony above shows that on each of the occasions,
Matheu told employees that positive changes would be forth-
coming as long as the Union stayed out. Based on the foregoing,
I find the General Counsel has met the burden to prove the
knowledge gives rise to the “strongest possible adverse inference” re-
garding such fact). I would come to the same conclusion without it
though. The General Counsel also asks for an adverse inference based
on Vasquez’ failure to corroborate Matheu’s account, which I grant but
also note it does not change the outcome.
43 The evidence establishes that Alvarado shared R. Lopez’ concern
about overweight loads and spoke out about it shortly before the meeting,
and another drivers also complained during the meeting, therefore I do
Respondent violated Section 8(a)(1) as set forth in complaint
paragraph 6(a)–(f).
3. Rolando Lopez verbal counseling record
Complaint paragraph 7 alleges that the Respondent violated
Section 8(a)(1) by issuing Rolando Lopez a verbal counseling
record on December 5, 2017.
I must first determine whether R. Lopez engaged in protected
concerted activity. “To be protected under Section 7 of the Act,
employee conduct must be both ‘concerted’ and engaged in for
the purpose of ‘mutual aid or protection.’” Fresh & Easy Neigh-
borhood Market, 361 NLRB 151, 153 (2014). The Board has
held that activity is concerted if it is “engaged in with or on the
authority of other employees, and not solely by and on behalf of
the employee himself.” Meyers Industries (Meyers I), 268 NLRB
493 (1984), revd. sub nom Prill v. NLRB, 755 F. 2d 941 (D.C.
Cir. 1985), cert. denied 474 U.S. 948 (1985), on remand Meyers
Industries (Meyers II), 281 NLRB 882 (1986), affd. sub nom
Prill v. NLRB, 835 F. 2d 1481 (D.C. Cir. 1987), cert. denied 487
U.S. 1205 (1988).
The facts, detailed above, show that R. Lopez and at least one
other driver voiced concerns about carrying overweight loads at
a safety meeting Matheu conducted with the drivers. R. Lopez
did not complain alone, and the topic, carrying overweight loads,
was not an individual concern. I therefore find R. Lopez engaged
in concerted activity.43
The Respondent argues R. Lopez’ safety complaint lost the
Act’s protection because he “crossed the line” and “disrupted the
meeting.” “Where, as here, it is clear that an employee was dis-
charged for an outburst that occurred while engaging in Section
7 activity, the appropriate inquiry is whether the outburst was so
opprobrious as to remove the employee from the protection of
the Act.” Datwyler Rubber & Plastics, Inc., 350 NLRB 669, 670
(2007), citing Beverly Health & Rehabilitation Services, 346
NLRB 1319, 1322 (2006). Because the meeting in which R.
Lopez’ alleged unprotected conduct occurred in person at the
workplace, the factors set forth in Atlantic Steel Co., 245 NLRB
814, 816 (1979), apply. Under Atlantic Steel, the Board consid-
ers the following factors to determine whether an employee loses
the Act’s protection: (1) the place of the discussion; (2) the sub-
ject matter of the discussion; (3) the nature of the employee’s
outburst; and (4) whether the outburst was, in any way, provoked
by an employer’s unfair labor practice.
Here, the place of the discussion was a safety meeting for the
drivers, with Matheu Romero, Vasquez, and Sands present for
management. Spontaneous employee comments made during
group meetings are more likely to be protected. Datwyler Rubber
& Plastics, Inc., 350 NLRB 669, 670 (2007). Moreover, the in-
cident did not entail a risk of disruption of work, as it was a man-
agement-ordered meeting safety meeting where the drivers were
not need to determine whether R. Lopez acted individually to induce
group action. In other words, the activity in this case was not the mere
“individual griping” the Board addressed in Alstate Maintenance, LLC,
367 NLRB No. 68 (2019). In any event, as the Board stated in Meyers II,
supra. at 887, “Meyers I encompasses those circumstances where indi-
vidual employees seek to initiate or to induce or to prepare for group
action, as well as individual employees bringing truly group complaints
to the attention of management. (Emphasis supplied.)
WISMETTAC ASIAN FOODS, INC.
21
assembled. Id. The first factor weights in the General Counsel’s
favor.
Second, the subject matter of the discussion was safety. While
the Respondent contends the meeting was also assembled to go
over how to fill out paperwork, Matheu referred to the meeting
as a safety meeting, and R. Lopez’ comments about overweight
trucks occurred in the context of Matheu reviewing the previous
week’s accidents. This weighs in the General Counsel’s favor.
See Kiewit Power Constructors Co., 355 NLRB 708, 709 (2010),
enfd. 652 F.3d 22 (D.C. Cir. 2011).
Turning to the third factor, the nature of the outburst, I find
there was no “outburst” at all. R. Lopez’s comments and behav-
ior were very mild. R. Lopez did not use any profanity, make
threats, act insubordinately, or touch anyone. At most, he raised
his voice, rolled his eyes and smacked his lips, interrupted
Matheu, and had his arms crossed in front of him, slightly lean-
ing back.44 Postal Service, 250 NLRB 4, 6 (1980) (calling acting
manager a “stupid ass” in a grievance meeting was part of the res
gestae of the protected discussion); Mini-Togs, Inc., 304 NLRB
644 (1991)(applying Postal Service beyond the grievance set-
ting); Burle Industries, 300 NLRB 498 (1990), enfd. 932 F.2d
958 (3d Cir. 1991) (Employee did not forfeit protection when, in
the course of encouraging employees to leave the facility due to
a possible chemical spill, he called a supervisor a “f’ing asshole”
for wanting employees to work despite the fumes). The tame
nature of R. Lopez’ generalized comments and his mild actions
accompanying them strongly weighs in favor of continued pro-
tection.45
Finally, I must consider whether R. Lopez’ comments were,
in any way, provoked by an unfair labor practice. While not di-
rectly linked to an unfair labor practice, the meeting occurred in
the wake of meetings Matheu and labor consultants held with
employees to discourage them from voting for the Union, which
I have found to constitute an unfair labor practice. See Plaza
Auto Center, Inc. v. NLRB, 664 F.3d 286 (9th Cir. 2011). Ac-
cordingly, considering the Atlantic Steel factors and the totality
of the circumstances, I find that R. Lopez’ remarks retained the
Act’s protection.
Most cases involving alleged discriminatory discipline are an-
alyzed under Wright Line, 251 NLRB 1083 (1980), enfd. 662
F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989, approved in
NLRB v. Transportation Management Corp., 462 U.S. 393
(1983). The Board has held, however, that Wright Line does not
apply to situations where a causal connection between the em-
ployee’s protected activity and the employer’s conduct that is al-
leged to be unlawful may be presumed. See e.g., Aluminum Co.
of America, 338 NLRB 20, 22 (2002); Atlantic Scaffolding Co.,
356 NLRB 835, 839 (2011). An employee’s discipline inde-
pendently violates Section 8(a)(1), regardless of the employer’s
44 Sands also said R. Lopez was sarcastic, but given that she admit-
tedly did not understand him because she does not speak Spanish, I do
not credit this, and I find Sands’ after-the-fact recollection of the meet-
ing, put in writing at HR’s prompting after the discipline was already
issued, is entitled to very little weight.
45 The Respondent cites to Central States SE & SW Areas, Health &
Welfare Pension Funds, 362 NLRB 1280 (2005) (R Br. 21.) The correct
citation is 362 NLRB 1280, and I cannot discern how this case stands for
the proposition that R. Lopez lost the Act’s protection.
motive or a showing of animus, where “the very conduct for
which employees are disciplined is itself protected concerted ac-
tivity.” Burnup & Sims, Inc., 256 NLRB 965, 976 (1981). Fur-
thermore, when an employee is disciplined for conduct that is
part of the res gestae of his protected concerted activities, “the
pertinent question is whether the conduct is sufficiently egre-
gious to remove it from the protection of the Act.” Stanford NY,
LLC, 344 NLRB 558 (2005); Aluminum Co. of America, supra.
As detailed above, R. Lopez was disciplined for his protected
concerted activity of raising a safety concern at a safety meet-
ing.46 Accordingly, I find the General Counsel has proved the
Respondent violated Section 8(a)(1) of the Act as alleged in
complaint paragraph 7.
4. Ruben Munoz written warning, removal from lead position,
and shift change
Complaint paragraph 8 alleges the Respondent violated Sec-
tion 8(a)(3) and (1) of the Act by issuing Ruben Munoz written
warning on October 23, 2017, and removing him from his lead
position, and changing his work shift on October 25, 2017.
To determine whether an employer has taken an adverse ac-
tion because of union activity, the Board applies the test of mo-
tivation set forth in Wright Line, 251 NLRB 1083 (1980), en-
forced on other grounds, 662 F.2d 889 (1st Cir. 1981), and ap-
proved by the Supreme Court in NLRB v. Transportation Man-
agement Corp., 462 U.S. 393 (1983). Under Wright Line, the
General Counsel must prove the employee’s protected activity
was a motivating factor in the adverse employment action. The
elements commonly required are union or other protected activ-
ity by the employee, employer knowledge of that activity, and
antiunion animus on the part of the employer. See Willamette
Industries, 341 NLRB 560, 562 (2004); East End Bus Lines, Inc.,
366 NLRB No. 180 (2018). If the General Counsel makes this
initial showing, the burden of persuasion “shift[s] to the em-
ployer to demonstrate that the same action would have been
taken even in the absence of the protected conduct.” Allstate
Power Vac., 357 NLRB at 346 (quoting Donaldson Bros. Ready
Mix, Inc., 341 NLRB 958, 961 (2004)). “The ultimate inquiry”
is whether there is a nexus between the employee’s protected ac-
tivity and the challenged adverse employment action. Chevron
Mining, Inc. v. NLRB, 684 F.3d 1318, 1327–1328 (D.C. Cir.
2012).
The Respondent concedes Munoz was a known Union sup-
porter. With regard to animus, the record is replete with direct
evidence showing very clearly Wismettac’s disdain for the Un-
ion, including Matheu’s talking points and the meetings where
they were put into action.
Moreover, animus can be inferred from other evidence, such
as “suspicious timing, false reasons given in defense, failure to
46 Even assuming R. Lopez was not engaged in protected activity, the
General Counsel has still established a violation under Wright Line. R.
Lopez was a known advocate for the Union, there is extensive evidence
of animus as discussed throughout this decision, and the Respondent’s
post-hoc solicitation of Sands’ statement to justify the discipline along
with other evidence of pretext and antiunion bias establish unlawful mo-
tivation.
22
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
adequately investigate alleged misconduct, departures from past
practices, tolerance of behavior for which the employee was al-
legedly [disciplined], and disparate treatment.” Medic One, Inc.,
331 NLRB 464, 475 (2000). See also Golden Day Schools v.
NLRB, 644 F.2d 834, 838 (9th Cir. 1981); NLRB v. Rain-Ware,
Inc., 732 F.2d 1349, 1354 (7th Cir. 1984) (timing); Mid-Moun-
tain Foods, Inc., 332 NLRB 251, 260 (2000), enfd. mem. 169
LRRM 2448 (4th Cir. 2001); Richardson Bros. South, 312
NLRB 534 (1993) (other unfair labor practices); NLRB v. Vemco,
Inc., 989 F.2d 1468, 1473–1474 (6th Cir. 1993); Affiliated
Foods, Inc., 328 NLRB 1107 (1999) (statements showing ani-
mus); Naomi Knitting Plant, 328 NLRB 1279, 1283 (1999) and
Roadway Express, 327 NLRB 25, 26 (1998) (disparate treat-
ment); JAMCO, 294 NLRB 896, 905 (1989), affd. mem. 927
F.2d 614 (11th Cir. 1991), cert. denied 502 U.S. 814 (1991) (de-
parture from past practice).
The timing of events with regard to Munoz’ discipline is
highly suspicious. The Respondent, on the heels of the first elec-
tion in its September 26, 2017 offer of proof to support its objec-
tions, stated Munoz had operated a forklift in an unsafe manner
against employees who did not support the Union, and otherwise
intimidated such employees. The offer of proof specifically men-
tioned Jose Rosas as a recipient of Munoz’ intimidating behav-
iors. Yet, Matheu visited Rosas’ house in October to gather the
information he needed to support Rosas’ contention.47 Breaking
from past practice both as to location and participants, instead of
having human resources conduct an investigation, he took labor
consultants G. Flores and C. Flores to Rosas’ house to personally
interview employees about their dissatisfaction with Munoz.
Ortiz and Vargas did not date the statements they made about
Munoz’ shortcomings, and the undated statements in turn give
no dates for Munoz’ alleged misconduct. For these reasons and
also considering the fact that Munoz was in his position as lead
for about six months without any indication of problems, I find
the timing and circumstances extremely suspicious.
The investigation is likewise suspicious, as nobody inter-
viewed Munoz or his direct supervisor Garcia, who was conspic-
uously kept out of the loop. 48 An employer’s failure to conduct
a full and fair investigation into an employee’s alleged miscon-
duct may, depending on the circumstances, constitute evidence
of discriminatory motive. Hewlett Packard Co., 341 NLRB 492
fn. 2 (2004); Alstyle Apparel, 351 NLRB 187, 1288 (2007), Mid-
night Rose Hotel & Casino, 343 NLRB 1003, 1005 (2004), enfd.
198 Fed. Appx. 752 (10th Cir. 2006); See also Diamond Electric
Mfg. Corp., 346 NLRB 857, 861 (2006), La Gloria Oil & Gas
Co., 337 NLRB 1120, 1124 (2002) (The failure to give an em-
ployee an opportunity to explain the circumstances for which he
or she is being disciplined or discharged supports a finding of
pretext.) In the circumstances of this case, given the timing of
the investigation in relation to the first election, the inclusion of
47 I find the evidence establishes the meeting at Rosas’ house occurred
in October. This was Matheu’s initial testimony, the only dated state-
ment related to this meeting is October 18, and the discipline and termi-
nation stemming from the meeting occurred in late October.
48 At best, Matheu mentioned the complaints to Garcia at some un-
specified time without involving him in any meaningful way:
union-avoidance labor consultants in the investigation, and the
evidence of antiunion sentiment, I find that the manner in which
the investigation of Munoz was conducted is strong evidence of
discriminatory intent. In addition, other unfair labor practices,
which exist here, “are clearly sufficient to establish antiunion an-
imus on the part of that company.” Parsippany Hotel Mgmt. Co.
v. NLRB, 99 F.3d 413, 423–424 (D.C. Cir. 1996)
Based on the foregoing, the General Counsel has overwhelm-
ingly established the initial Wright Line burden.
The burden now shifts to the Respondent “to demonstrate that
the same action would have taken place even in the absence of
the protected conduct.” Wright Line, supra, at 1089. The em-
ployer cannot carry this burden merely by showing that it also
had a legitimate reason for the action, or that it could have taken
the action, but must persuade by a preponderance of the evidence
that the action would have taken place absent the protected ac-
tivity. Dentech Corp., 294 NLRB 924, 956 (1989); Structural
Composites Industries, 304 NLRB 729, 730 (1991).
Where the General Counsel makes a strong showing of dis-
criminatory motivation, the employer’s defense burden is sub-
stantial. See, e.g., Bally’s Park Place, Inc., 355 NLRB 1319,
1321 (2010) (reversing judge and finding violation because
judge “did not consider the strength of the General Counsel’s
case in finding that the Respondent met its Wright Line rebuttal
burden”), enfd. 646 F.3d 929 (D.C. Cir. 2011); East End Bus
Lines, supra. Given the wealth of evidence regarding animus, I
find this is such a case.
The Respondent contends Munoz was demoted because of
employee complaints about his temperament and character as
lead. The specific reasons set forth in the demotion, however, do
not line up with the evidence. I find the complaints were
drummed up to justify demoting Munoz and are pretexted to hide
discriminatory motivation.
Pretext has been established in a variety of circumstances, in-
cluding showing the employer’s explanations are implausible or
illogical, Allegheny Ludlum Corp. v. NLRB, 104 F.3d 1354,
1364–1367 (D.C. Cir. 1997); unfounded or untrue, See CC1 Ltd.
Partnership v. NLRB, 898 F.3d 26 (D.C. Cir. 2018); exaggerated
or inflated, Sprain Brook Manor Nursing Home, LLC, 359
NLRB 929, 942-943 (2013), incorporated by reference in 361
NLRB 607 (2014), enfd. 630 F. App’x 69 (2d Cir. 2015); Jack-
son Corp., 340 NLRB 536, 588–589 (2003); or inconsistent,
shifting, or post hoc. Inter-Disciplinary Advantage, Inc., 349
NLRB 480, 509 (2007); Con-Way Freight, 366 NLRB No. 183
(2018), slip op. at 4.
One of the reasons for Munoz’ demotion, driving the forklift
backward with the pointy part in the front, was untrue and ad-
mittedly not supported. None of the employees who complained
about Munoz testified. One is left to believe that Matheu genu-
inely concluded Munoz was no longer fit for his job based on
Q
Now, did you ever discuss the issues raised by Walter Vargas and
Oscar Ortiz to the behavior of Mr. Munoz? Did you ever discuss those
with Isidro Garcia?
A
Yes, I did.
Q
And do you recall his response?
A
Isidro’s response was yes, I’ve heard there was - there - some ar-
guments amongst them and there’s some issues amongst them. He did
mention that. (Tr. 859.)
WISMETTAC ASIAN FOODS, INC.
23
reports from known antiunion employees of undated instances of
Munoz’ misdeeds that Matheu, along with the labor consultants
hired to keep out the Union, elicited at known antiunion em-
ployee Rosas’ home, with no input from Munoz or his first-line
supervisor.
For example, Vargas reported Munoz “harassed” him, but no
specific instances of such harassment are described or placed in
time. Vargas said Munoz drove his vehicle aggressively, but
again gave no specific account. Vargas said Munoz “humiliated”
employees who did not build pallets to his standards. Again, the
factfinder is left wondering what form this alleged humiliation
took, to whom it was directed, and when it occurred. Despite
making a statement of his own, Vargas did not mention any of
the infractions that ended up in Munoz’ written warning.49
Ortiz’ complaints in his undated statement likewise offer no
temporal context. Indeed, this is undoubtedly the reason the dis-
cipline itself conspicuously fails to list dates of any alleged in-
fractions. Even had Munoz been included in an investigation, it
is impossible to see how he could have responded in any mean-
ingful way. At the hearing, Munoz denied he engaged in any of
the conduct alleged against him. Munoz was a highly credible
witness, who appeared confident and sincere in his answers. I
credit Munoz’ testimony over the witness statements or
Matheu’s second-hand testimony about them.
It is undisputed that Rosas worked in freezer department and
rarely interacted with Munoz.50 Labor Consultant G. Flores,
who was present at Rosas’ house, only testified that during the
meeting Rosas complained about Munoz’s union activities.51
Rosas also submitted a written statement regarding his issues
with Munoz. He mentioned Munoz crashing into two employees,
but failed to name the employees or provide timeframes. The
bulk of Rosas’ statement concerns Munoz talking about “politi-
cal issues” and voting. Rosas failed to detail when any incidents
occurred, or how he heard about them given that he worked in a
different area.
The insertion of a union-avoidance labor consultant to inter-
view employees about Munoz’ conduct is unorthodox and
smacks of inappropriate bias. Faced with this oddity, Matheu
struggled to explain:
Q
Okay, and with regard to the operation - excuse me, the
investigation, where you testified, as related to Mr. Munoz, and
there was testimony that Gus Flores was involved. Why was
Mr. Flores involved, as opposed to human resources?
A
There was a lot going on during that time period. A lot
going on. And HR was shorthanded. Obviously with the le-
gality and the size of this - this, you know, this thing, this situ-
ation, we needed help.
(Tr. 947–948.)
That first-line supervisor Garcia was not involved in the
49 Vargas’ statement is at GC 61.
50 Tr. 409–410, 896–897.
51 Tr. 1059.
52 Baik, who was responsible for conducting investigations, admitted
she did not conduct an independent investigation into the employees’
complaints about Munoz. She did not speak to Munoz or his supervisor,
Garcia, about Munoz’ conduct. (Tr. 1396, 1419.)
conversations with the antiunion employees about Munoz’ al-
leged aggressive and unsafe behavior shows that union/antiunion
sentiment, as opposed to genuine concern for workplace safety,
was the driving force. Longstanding Board precedent has con-
sistently held that “an employer’s failure to conduct a full and
fair investigation of an employee’s alleged misconduct is evi-
dence of discriminatory intent, especially when viewed in the
light of the employer’s union hostility.” Firestone Textile Com-
pany, 203 NLRB 89, 95 (1973), and case cited therein. In the
heat of a union-organizing drive, the Respondent’s one-sided re-
liance on known antiunion employees’ statements to demote
Munoz, without even the semblance of an independent investi-
gation, is glaring.52 This is particularly true considering tempo-
rary employees Vargas and Rosas had only been working at
Wismettac a few months, while Munoz was an 11-year employee
with no previous discipline.53
Moreover, it is implausible that management genuinely relied
upon the witness’ statements to demote Munoz. If indeed Munoz
was crashing into employees on the workroom floor, it makes no
sense to place him in a warehouse position where he could con-
tinue this highly dangerous behavior. It also defies reason that
such dangerous conduct would not have contemporaneously
been brought to management’s attention by someone in the ware-
house, or picked up on one of the cameras used to observe em-
ployees on the warehouse floor. Indeed, when management was
informed Rodriguez spent too long in the bathroom, cameras
were checked after the fact to verify just how much time he took.
In sum, in late September, the Respondent sought to object to
the first election based in part Rosas’ report of Munoz’ conduct
of “repeatedly driving a forklift in a threatening manner” and ap-
proaching employees who did not support the Union. The forklift
driving allegation flat-out fell apart, as described above, and the
ensuing “investigation” to justify vilifying Munoz was an obvi-
ous sham, as was the resulting discipline, demotion and shift
change. Any prospect the Respondent honestly formed a reason-
able belief the employees’ complaints about Munoz were a legit-
imate basis for his demotion is unmistakably belied by the Re-
spondent’s pronounced one-sidedness in seeking to justify its ac-
tions.
Based on the foregoing, I find the proffered reasons for
Munoz’ letter of warning and subsequent demotion and loss of
pay were pretext to mask the Respondent’s unlawful antiunion
motivation, and the General Counsel has proved the allegations
in complaint paragraph 8.
5. Pedro Hernandez termination
Complaint paragraph 9 alleges the Respondent violated Sec-
tion 8(a)(3) and (1) by terminating Pedro Hernandez on October
31, 2017.
The Wright Line paradigm applies here. It is undisputed Her-
nandez engaged in union activity and management knew about
53 Vargas began as a temporary employee in July 2017 and Rosas in
May 2017. The General Counsel cites to comparative employees to show
disparate treatment. (GC Br. 119–121.) While I find the comparisons are
factually supported in the record, I do not rely on them because none of
the comparators were leads, and I find other evidence more persuasive
and more than sufficient to meet the General Counsel’s burden.
24
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
it. Antiunion animus has been established, as detailed above. Ac-
cordingly, the General Counsel has established the initial Wright
Line burden.
The burden now shifts to the Respondent “to demonstrate that
the same action would have taken place even in the absence of
the protected conduct.” Wright Line, supra, at 1089. The Re-
spondent contends Hernandez was terminated because he created
a hostile environment on the night shift. I find this reason is pre-
texted to mask antiunion motivation.
Matheu’s involvement in documenting Herandez’ behavior
began when labor consultant G. Flores told him Vargas had al-
leged Hernandez created a hostile work environment on the p.m.
shift. In the midst of an organizing drive, given the known re-
spective stances of management, the labor consultants, Vargas,
and Hernandez toward the Union, if the aim was at all to get at
the truth, minimal prudence and basic common sense dictate that
a careful and independent verification would ensue. As with
Munoz, however, the opposite occurred.
As the General Counsel points out, however, Matheu, the de-
cision-maker, was very inconsistent regarding how he gathered
the information he used to support Hernandez’ termination.
Matheu first testified as follows:
A
I spoke to him after the - right after the meeting.
Q
Okay. And what did you tell him?
A
I took him obviously to an area where - very private, and
I explained to him that that was his last day with the Company.
Q
Okay. And why was it his last day?
A
There were allegations of him also creating a hostile en-
vironment in the p.m. shift, refusing to help employees, being
offensive to them.
Q
Okay. And do you recall who made those allegations
against him?
A
I believe it was Walter Vargas. I cannot recall that.
Q
Did you interview Mr. Vargas personally regarding the
allegations about Pedro Hernandez?
A
I did not.
Q
Okay. Do you know who did?
JUDGE LAWS: Do you know if anybody did?
THE WITNESS: I believe somebody did, I don’t know - I
don’t know who -
Q
BY MR. WILSON: Okay.
A
-- at this point.
Q
Do you recall who reported that information to you?
A
Yes.
Q
Who was that?
A
It was Gus Flores.
Q
Okay. To your knowledge, did Gus Flores do an inter-
view with - if you know, with Mr. Vargas regarding the alle-
gations made against Mr. Hernandez?
A
I believe he did, yes.
(Tr. 870–871.) Apparently, Matheu recalled relying on the labor
54 Tr. 934
55 Tr. 912.
56 Tr. 1058.
57 The General Counsel requests an adverse inference regarding Var-
gas’ failure to testify. (GC Br. 145.) I agree that this is warranted, but it
does not impact my decision.
consultant’s recitation of an interview he had conducted with
Vargas to justify Hernandez’ termination. Yet the evidence
shows Matheu did interview Vargas about Hernandez’ alleged
creation of a hostile work environment, and he took notes. In
fact, Matheu interviewed Vargas about Hernandez during the
same visit to Rosas’ house where Matheu interviewed him about
Munoz’ alleged creation of a hostile work environment.54
Later in his testimony, Matheu recalled interviewing Vargas
about Herandez, and recalled that Vargas said Hernandez made
comments about how the Union will win.55 G. Flores likewise
admitted that Vargas complained to both him and Matheu about
Hernandez’ involvement with the Union.56
Matheu’s notes regarding what Vargas said about Hernandez
state, in total, the following: “‘called me dumbass’” “‘Union will
win’” “Treats me very bad. Very abusive and discriminatory be-
havior” “clapping and calling me dumbass.” “Slave like abusive
actions. Told me he will beat me and kick my ‘---’”
I also find the investigation into Vargas’ allegations against
Hernandez suffer from the same flaws as described above for
Munoz. Again, we are asked to believe that Matheu genuinely
concluded Hernandez should be fired based on a report from
Vargas of undated comments Hernandez ostensibly directed only
at him, which Matheu, along with the labor consultants hired to
keep out the Union, elicited at know antiunion employee Rosas’
home, with no input from Hernandez or his first-line supervisor.
Vargas did not testify, and therefore the only firsthand account
in the record is his statement, which says, “Pedro the Machinist.
He is telling the new people that if they are going to vote, to vote
for the union. He spends his time conversing with them.” 57 I
assign more weight to Vargas’ own statement than to Matheu’s
hearsay interview notes about what Vargas said.
The Respondent’s shifting explanations are indicative of pre-
text. The only internal Wismettac document in evidence shows
Hernandez was terminated because the contract with Ranstad
ended. Fujimoto told Meza from Ranstad that Hernandez was
terminated due to his performance/behavioral issues and opera-
tional changes. No operational changes were identified other
than Matheu’s decision to lay off the dayshift employees and
keep the nightshift employees, which obviously doesn’t hold up
in Hernandez’ case. At the hearing, Matheu testified Hernandez
was terminated because he created a hostile environment, was
offensive, and refused to help other employees. Yet neither Var-
gas’ statement nor Matheu’s notes reference any refusal to help
other employees.
The disparate treatment Hernandez received, as the only
nightshift employee singled out for termination on October 31,
also points to pretext. His immediate termination, with no his-
tory of discipline, also is a marked departure from the progres-
sive discipline Wismettac practiced with its other employees,
which is strong evidence of pretext.58 Keller Manufacturing Co.,
237 NLRB 712, 714 (1978). “Such discrimination, without
58 The record contains numerous examples of this; A representative
sample is contained in GC Exhs. 2–4. Though Wismettac’s handbook
states the progressive discipline system is discretionary, the evidence
shows a practice of progressive discipline except in extreme cases.
WISMETTAC ASIAN FOODS, INC.
25
plausible explanation by Respondent coupled with its hostility to
the Union, gives rise to the inescapable inference that [the em-
ployee] was discharged and barred from reemployment in re-
prisal for his union activities and to discourage union member-
ship and support among the employees, in violation of Section
8(a)(3) and (1).” Fayette Cotton Mill, 245 NLRB 428 (1979).
Based on the foregoing, I find the proffered reasons for Her-
nandez’ termination was pretext to mask unlawful antiunion mo-
tivation, and the General Counsel has proved the allegations in
complaint paragraph 9.
6. Alberto Rodriguez written warnings, suspension,
and termination
Complaint paragraph 10 alleges that the Respondent issued
Rodriguez a written warning on December 21, 2017, suspended
him on February 2, 2018, and terminated him on February 16,
2018, in violation of Section 8(a)(3) and (1). The complaint was
amended at the hearing to include a written warning issued to
Rodriguez on January 31, 2018.
a. The arbitration agreement
The Respondent asserts that Rodriguez agreed to arbitrate all
employment-related claims and therefore his termination should
be resolved by arbitration. (R Exh. 2.) In Prime Healthcare Par-
adise Valley, LLC, 368 NLRB No. 10 (2019), the Board held that
the employer’s arbitration agreement violated Section 8(a)(1) of
the Act by restricting employees’ access to the Board and its pro-
cesses. The Respondent is urging a reading of Wismettac’s arbi-
tration agreement as precluding Board charges. As such a read-
ing is unlawful, the Respondent’s argument is rejected.
b. The December 21, 2017 written warning
Rodriguez’ December 21, 2017 written warning stated he re-
jected requests from coworkers to help them bring merchandise
down from the top shelves, employees expressed concern that
Rodriguez was watching and monitoring them while working,
and he called a coworker “stupid” and “idiot.”
The Wright Line paradigm applies. It is undisputed Rodriguez
engaged in Union activity. Prior to the first election, Rodriguez
spoke with employees, visited their homes, and collected author-
ization cards for the Union. He also regularly wore a union T-
shirt, and was part of the August 21 delegation. I find the Re-
spondent knew Rodriguez supported the Union. Anti-union ani-
mus has been established, as detailed above. Accordingly, the
General Counsel has established the initial Wright Line burden.
The burden now shifts to the Respondent “to demonstrate that
the same action would have taken place even in the absence of
the protected conduct.” Wright Line, supra, at 1089. The Re-
spondent contends that Rodriguez was issued the written warn-
ing because he engaged in the conduct described therein. I find
this is pretext for the following reasons.
First, as with Munoz and Hernandez, Rodriguez’ first-line su-
pervisor was completely bypassed. In addition, there is no evi-
dence of any attempt whatsoever to determine the veracity of the
undated and unnamed complaints against Rodriguez. Matheu
59 This testimony was unrefuted. Though I determined Rodriguez was
not completely forthright in his testimony about his absences from work
in January 2018, this does not affect my finding that his testimony about
never spoke with the nameless employees who complained about
Rodriguez, and it’s not clear Matheu even knew who they were.
According to Matheu, he heard about the complaints from
McCormick and Ge. Flores. McCormick, who not only testified
at the hearing, but testified extensively about Rodriguez, was not
asked about the employee complaints comprising the December
21 written warning. Ge. Flores did not testify. Matheu testified
the investigation was HR’s purview. No testimony or docu-
ments, however, reflect any HR investigation, despite the fact
that multiple HR employees testified.
By contrast, Rodriguez testified that he did not refuse to help
his coworkers and that he and coworkers regularly call each
other names in a mutually joking manner, which was common
among employees in the warehouse. I credit this testimony both
based on Rodriguez’ demeanor, which was forthcoming and ap-
peared sincere. Instead of flat-out denying he called anyone
names, he admitted he did so in a joking manner that was com-
mon in the warehouse.59
As the sole legitimate basis proffered for this discipline rests
on double-hearsay, and is refuted by Rodriguez’ credited
firsthand denial that he engaged in the conduct alleged to support
the discipline, I find the Respondent has not met its burden to
prove the written warning would have issued absent Rodriguez’
union activity. See T.L.C. St. Petersburg, 307 NLRB 605 (1992),
affd. mem. 985 F.2d 579 (11th Cir. 1993) (administrative law
judge properly accorded no weight to the company president’s
testimony concerning statements allegedly made by employees
to an employee and a supervisor that they subsequently conveyed
to him).
Based on the foregoing, I find the General Counsel met the
burden to prove this complaint allegation.
c. The January 31, 2018 written warning
The January 31, 2018, written warning was for being absent
without submitting requested supporting documentation.
The Wright Line paradigm applies. At this point there is more
evidence that management knew about Rodriguez’ union activ-
ity. McCormick, who issued warning, had specifically been told
that Rodriguez supported the Union. He attempted to that this
equated with knowledge, but the testimony was tortured and un-
availing:
Q. You testified that you know who Alberto Rodriguez is, cor-
rect?
A. I do. Uh-huh.
Q. And you were aware that he was an active union supporter,
correct. It’s a yes or no question.
A. No. I’m not sure if I was aware or not, to be honest with you.
Q. At no time were you aware that he was a union supporter?
A. I don’t recall. I mean, I don’t recall anyone telling me who
was union and who was not.
(General Counsel Exhibit Number 53 Marked for Identifica-
tion)
. . .
Q. Could you please take a minute and review this email?
the letter of warning was credible and trustworthy. NLRB v. Universal
Camera Corp., supra.
26
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
. . .
Q. This was an email you forwarded to Mr. Wilson, the Re-
spondent’s counsel,
correct?
A. I don’t recall if I forwarded it or not. I don’t remember that.
Q. This email was sent to you on January 7th, 2018, correct?
A. Yes.
Q. By Gerber Flores?
A. That’s correct.
Q. So you do know that Alberto Rodriguez was pro-union, cor-
rect?
A. No. That’s not correct. No. That’s not - - no.
Q. Isn’t that what this email says?
A. Well, the email states from Gerber that he’s pro-union. But
that doesn’t mean
he’s pro-union. He didn’t specifically tell me, or I didn’t have
that conversation that said hey, this person’s pro-union.
Q. So after reading this email, you did not believe Alberto Ro-
driguez was prounion?
A. I don’t know what I believed after reading that email.
(Tr. 751–753.)
Antiunion animus has been established, as articulated above.
Moreover, by this point there is evidence of specific animus to-
ward Rodriguez’ union activity. The emails, detailed above,
show extensive emails between the Respondent’s supervisors,
managers, and the outside labor consultants, discussing Rodri-
guez’ union activity. McCormick sent Matheu and G. Flores an
email stating Mack had told them Rodriguez was a “poison pill”
and was going to call the Union about leadership changes. This
is a thinly-veiled reference to Rodriguez’ union activity and is an
expression of animus. Assn. of Community Organizations for Re-
form Now, 338 NLRB 866 (2003). Accordingly, the General
Counsel has established the initial Wright Line burden.
The burden now shifts to the Respondent “to demonstrate that
the same action would have taken place even in the absence of
the protected conduct.” Wright Line, supra, at 1089. The Re-
spondent contends that Rodriguez was issued the written warn-
ing because he failed report to work and did not submit the pa-
perwork to excuse his absences. I find this is supported by the
evidence. It is undisputed that McCormick asked Rodriguez to
bring in his eviction papers to support the time he had taken off
for moving. When he did not do so, the letter of warning was
issued, subject to rescission if Rodriguez brought in the eviction
papers. Given Rodriguez’ prior discipline, this was an objec-
tively reasonable step.60
The General Counsel points to the labor consultants being
copied on the emails regarding Rodriguez, and Hinkle’s email
suggesting he be put on a timeline as evidence of pretext. While
McCormick could not explain why he included the labor con-
sultants on the emails, and I have found their involvement to be
evidence of animus, I do not find it establishes pretext under the
circumstances here.
The General Counsel also points to McCormick straying from
Konishi’s recommendation of a verbal warning. Her email to
60 I specifically am not including the December 21, 2017 written warn-
ing in making this assessment.
McCormick states, in relevant part, “If he can’t provide the
backup documents for these unpaid time off, the manager needs
to take the progress disciplinary action, by starting a verbal warn-
ing (verbal counseling report).” Given that Rodriguez had just
received a verbal counseling report on January 26, I do not find
McCormick’s action of issuing a written warning telling of any-
thing other than he took the next step of progressive discipline.
With regard to Konishi’s recommendation to wait a week or
so, McCormick gave Rodriguez a week to bring in the documen-
tation which would result in the letter of warning being re-
scinded. I do not find this to be evidence of pretext, absent a
showing McCormick’s offer of a week’s time was disingenuous.
The only evidence in the record regarding discipline issued to
employees for leave issues was a “counseling and employee no-
tification of performance issues” given to employee Robert Lee,
dated September 21, 2005, over 12 years ago. (GC Exh. 4, pp.
22–23.) There is no evidence regarding whether Lee had prior
discipline. No meaningful comparison can therefore be made.
Based on the foregoing, I find the General Counsel has not
met his burden to prove the January 31 written warning issued to
Rodriguez violated the Act and I recommend dismissal of this
complaint allegation.
d. Suspension and termination
Applying Wright Line, the General Counsel’s initial burden
has been met per the analysis above, and the Respondent must
prove that the same action would have taken place even in the
absence of the protected conduct. For the following reasons, I
find the Respondent’s burden has not been met.
On February 2, Matheu told Rodriguez he was being “fired”
because he had threatened his co-workers to vote for the Union.
The disciplinary documentation from HR explicitly states Rodri-
guez was on suspension pending investigation of an incident that
occurred on January 31. The evidence about the events of Janu-
ary 31 is riddled with problems.
The catalyst was Mack writing a statement about being told
by other employees about a conversation on January 31 between
two unnamed employees that there “will be hell to pay” and “be
ready to fight” if the Union loses. Though there are no names in
the statement, Mack testified the two employees were Rodriguez
and Benjamin Fili. McCormick then wrote a statement on Feb-
ruary 2, the day of Rodriguez’ suspension, placing the date of the
incident on February 1. Eric McLoughlin, one of the employees
who heard the conversation at issue, also made a statement on
February 2, placing the date of the incident on January 30. It is
unclear when the conversation serving as the basis for Rodri-
guez’ suspension occurred.
The problems with the date of the incident, however, pale in
comparison to the problems with the content. Most fundamen-
tally, Mack’s statement about what another employee told him
he overheard does not name any employee and does not attribute
any specific comment to Rodriguez. Somehow, however, in
McCormick’s statement, Mack had actually overheard this con-
versation and only Rodriguez had commented “if the union
doesn’t win we are going to kick your ass.” McLoughlin, who
WISMETTAC ASIAN FOODS, INC.
27
ostensibly actually heard the conversation, reported only the fol-
lowing statement, attributing it to both Rodriguez and Fili: “Let
me find out he’s one. I don’t give a fuck.” “Motherfucken union
busters don’t even make union buster wages.” McLoughlin also
said “they” made it clear they would start a fight if the Union
lost, but did not report what words were used by either employee.
Notes from an interview of McLoughlin attribute the offensive
comments to Fili:
As Rodriguez saw Eric walking in, Rodriguez made a com-
ment to Fili saying “he’s one of them” to which Fili responded
“let me find out he’s one of them I don’t give a fuck! Fucking
Union-Busters don’t even make Union-Buster Wages!”
(GC Exh. 12.) Simply put, there is no competent evidence Ro-
driguez threatened anyone on January 31. The evidence is very
clear that the Respondent seized on a double-hearsay statement
from Mack to suspend Rodriguez just days before the second
election. The documentation is not voluminous, complex or
technical. Under a simple reading of the documents supporting
the suspension, the Respondent could not honestly have formu-
lated a reasonable belief Rodriguez had threatened anyone re-
garding the Union. The General Counsel has met his burden to
prove Rodriguez’ suspension violated Section 8(a)(3) and (1).
Rodriguez was terminated for his repeated warnings of viola-
tion of company policy over the last 8 months, threats of violence
against coworkers, racial harassment of a coworker, and insub-
ordination. In part, then, the termination was justified by disci-
pline I have found to violate the Act, i.e. the December 21 letter
of warning and the suspension, and is therefore tainted. Care
Manor of Farmington, Inc., 318 NLRB 725, 726 (1995) (ex-
plaining that a decision to discipline or discharge an employee is
tainted if the decision relies on prior discipline that was unlaw-
ful); Dynamics Corp., 296 NLRB 1252, 1253–1254 (1989)
(same), enfd. 928 F.2d 609 (2d Cir. 1991). The Respondent
therefore has the burden to demonstrate it would have reached
the same decision without reliance on the discriminatorily issued
prior discipline. Id. at 1254.
Neither Matheu nor Rodriguez knew what the “insubordina-
tion” referred to in the termination letter was, and no witness
identified it. The racial harassment presumably concerns the in-
cident with Mack, for which he received no contemporaneous
discipline. As the Respondent notes, racial harassment is
grounds for immediate termination, yet the incident where Ro-
driguez was playing racially offensive music occurred on Janu-
ary 11, management knew about it that same day, and took no
action.61 See Doctor’s Hospital of Staten Island, Inc., 325
NLRB 730, 738 (1998) (delay in acting on alleged misconduct
evidence of pretext). The record shows the Respondent acted
swiftly to terminate two other employees, Kirby and Cameron
San Nicholas, for racial/sexual harassment.62 Only after Rodri-
guez served as observer to the election did the Respondent see
fit to act on the incident with Mack.
Though the Respondent contends that the threats to coworkers
61 The incident with Mack did not factor into the level of discipline
Rodriguez received when his January 31 letter of warning was discussed
and issued.
was only one reason for Rodriguz’ termination, it is clear that
absent the suspension pending investigation, the Respondent was
not in the process of terminating Rodriguez’ employment. Put
more simply, erase the suspension and, absent some other inter-
vening event, Rodriguez would still be employed. Structural
Composites Industries, supra.
Based on the foregoing, I find the General Counsel has estab-
lished that Rodriguez’ termination violated Section 8(a)(3) and
(1) as alleged.
7. Refusal to Consider or re-hire Fanor Zamora, Jeremiah
Zermeno, and Hernandez
Complaint paragraph 11 alleges the Respondent violated Sec-
tion 8(a)(3) and (1) by refusing to consider for re-hire or re-hire
Zamora, Zermeno, and Hernandez.
Wright Line applies to claims alleging discriminatory refusal
to hire. See Merit Elec. Co, Inc., 328 NLRB 212 (1999). Her-
nandez’ union activity and the employer’s knowledge of it is dis-
cussed above. It is clear Zamora and Zermeno were active union
supporters. Zamora served on the union committee, after the first
election he wore a Union T-shirt every Friday until his termina-
tion, and he was in the meeting in the Respondent’s parking lot
following the first election. Zermeno spoke to employees about
the Union, wore his union T-shirt every Friday, and wore a union
pin every day. He also attended the meeting in the parking lot.
The union meeting in the parking lot after the first election was
outside a window from an office where mangers were waiting to
go home. While Vasquez said he could not make out faces from
the video camera, the testimony that some of the managers were
looking out a window and that Narimoto came out to smoke is
unrefuted. In the wake of the first election, I find the Respondent
was well aware these employees who openly displayed their loy-
alties at work supported the Union. I have extensively discussed
animus above.
In FES, 331 NLRB 9, 12 (2000), the Board articulated the fol-
lowing test to establish a discriminatory refusal to hire violation:
The General Counsel must initially show:
(1) that the respondent was hiring, or had concrete plans to hire,
at the time of the alleged unlawful conduct;
(2) that the applicants had experience or training relevant to the
announced or generally known requirements of the positions
for hire, or in the alternative, that the employer has not adhered
uniformly to such requirements, or that the requirements were
themselves pretextual or were applied as a pretext for discrim-
ination; and
(3) that antiunion animus contributed to the decision not to hire
the applicants.
If the General Counsel establishes these factors, the burden shifts
to the respondent to show that “it would not have hired the ap-
plicants even in the absence of their union activity or affiliation.”
Id. If the respondent asserts the applicants were not qualified for
62 See R. Exhs. 16 and 82. These documents also demonstrate a dis-
parity in the in-depth quality of the investigations HR undertook for the
complaints about Kirby and San Nicholas, as opposed to the lack of real
investigation in Rodriguez’ case.
28
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
the positions it was filling, “it is the respondent’s burden to show,
at the hearing on the merits, that they did not possess the specific
qualifications the position required or that others (who were
hired) had superior qualifications, and that it would not have
hired them for that reason even in the absence of their union sup-
port or activity.” Id.
There is no dispute the Respondent was hiring when Zamora,
Zermeno, and Hernandez reapplied for their positions following
the mass layoff, as the evidence shows at least 21 new positions
were hired through staffing agencies for warehouse employees
at the Los Angeles facility. In addition, Harumi Tomimura,
Mack, Vargas, and McLoughlin, all working under the Ranstad
contract, were retained after the Ranstad contract ended.
Zamora, Zermeno, and Hernandez were all qualified, as they
had successfully worked in the warehouse prior to the layoff. Fi-
nally, the antiunion animus in and around November 2017 is
well-documented as described above. It is buttressed with regard
to this complaint allegation by the November hirings of Mack,
Vargas, and McLoughlin, three employees who were known to
be against the Union. In addition, even though labor consultant
Hinkle was not involved in hiring warehouse employees, on No-
vember 3, 2017, Fujimoto forwarded him an inquiry about Za-
mora’s application. Accordingly, the General Counsel’s initial
burden is met.
The Respondent has not met its burden to prove that Zamora,
Zermeno and Hernandez were not qualified for the warehouse
worker positions it filled, or that the individuals hired had supe-
rior qualifications.
The only other evidence offered as a justification for failure to
rehire is that Zermeno, at the meeting where the layoff was an-
nounced, expressed frustration and said he should have taken an-
other “fucking job” he had been offered and that the events of
the October 31 meeting were “bullshit.” Zermeno had just lost
his job, and to fail to re-hire him based on these stray comments
in this context does not withstand basic scrutiny.
The Respondent asserts that there is no link between the
layoffs and the employees’ union activities because they were no
more active than many employees who were not laid off. But
there is no basis in law for the proposition that an employer must
act against all union supporters to show its actions against a par-
ticular union supporter violate the Act.
I find the General Counsel has established the Respondent
failure to consider Zamora, Zermeno, and Hernandez for re-hire,
and as such did not re-hire them, in violation of Section 8(a)(3)
and (1).
8. March 2018 solicitation of employees to revoke
union authorization
Complaint paragraph 6(g) alleges the Respondent violated
Section 8(a)(1) of the Act by soliciting employees to revoke their
authorization cards in March 2018.
An employer violates Section 8(a)(1) of the Act by “actively
soliciting, encouraging, promoting, or providing assistance in the
initiation, signing, or filing of an employee petition seeking to
decertify the bargaining representative.” Wire Products Mfg.
Co., 326 NLRB 625, 640 (1998), enfd. sub nom. mem. NLRB v
R.T. Blankenship & Associates, Inc., 210 F.3d 375 (7th Cir.
2000). The appropriate inquiry is “whether the Respondent’s
conduct constitutes more than ministerial aid.” Times Herald,
253 NLRB 524 (1980). The Board considers the circumstances
to determine whether “the preparation, circulation, and signing
of the petition constituted the free and uncoerced act of the em-
ployees concerned.” Eastern States Optical Co., 275 NLRB 371,
372 (1985) (citing KONO-TV-Mission Telecasting, 163 NLRB
1005, 1006 (1967)); see also Hall Industries, 293 NLRB 785,
791 (1989), enfd. mem. 914 F.2d 244 (3d Cir. 1990).
“An employer may lawfully inform employees of their right
to revoke their authorization cards, even where employees have
not solicited such information, as long as the employer makes no
attempt to ascertain whether employees will avail themselves of
this right nor offers any assistance, or otherwise creates a situa-
tion where employees would tend to feel peril in refraining from
such revocation.” R. L. White Co., 262 NLRB 575, 576 (1982)
(footnote omitted, emphasis supplied). Such “advice” may also
be unlawful in the context of an employer’s commission of other
unfair labor practices. L’Eggs Products, Inc., 236 NLRB 354,
389 (1978), enfd. in relevant part 619 F.2d 1337 (9th Cir. 1980);
Register Guard, 344 NLRB 1142, 1143–1144 (2005).
In Register Guard, the Board found a violation of Section
8(a)(1) where the employer “did more than inform employees of
their right to revoke their cards—it enclosed a sample form with
its June 16 letter for employees to use to revoke their union au-
thorizations.” Id. at 1044. Here, as described fully in the state-
ment of facts, the Respondent provided a sample letter request-
ing revocation of employees’ union authorization cards to em-
ployees at meetings conducted by labor consultant G. Flores.
The Respondent also distributed the revocation form letter sam-
ple to employees with an attached letter from “management.”
Moreover, the Respondent took these actions on the heels of the
second election after committing numerous unfair labor prac-
tices. Hall Industries, 293 NLRB 785 fn. 11 (1989). I find, un-
der these circumstances, the General Counsel has proved the Re-
spondent violated the Act as alleged in complaint paragraph 6(g).
III. THE CHALLENGED BALLOTS
The tally of ballots from the second election showed that of
187 eligible voters, 76 votes were cast for and 46 votes were cast
against the Union, with 53 challenged ballots. As a result of stip-
ulations, the challenged ballots were narrowed. Specifically, the
parties stipulated and agreed to open and count the challenged
ballot cast by Emilio Gonzalez upon determination of the other
challenged ballots. The parties agreed not to open or count the
challenged ballots cast by Masae Inagaki, Shin Chang, Erica
Chen, Ji Yun Chung, Stacey Imoto, Hannah Jeon, Francis Mar-
ing, Haruko Okawara, Salvacion Rivera, Yuko Sato, and
WISMETTAC ASIAN FOODS, INC.
29
Michelle Thai. The following 41 employees’ ballots remain chal-
lenged:
Yukihiko Amanuma
Wesley Chang
Kaipo Eda
Kumiko Estrada
Joshua Fulkerson
Senllacett Guardado
Cheryl Johnston
Kaori Juichiya
Kazumi Kasai
John Kirby
Maho Kobayashi
Rachel Lin
Sachie Liu
Stephany Manjarrez
Shun Man Yung
Chiaki Mazlomi
Fumi Meza
Kristie Mizobe
Steffanie Mizobe
Joseph Napoli
Thao Nguyen
Kayoko Nishikawa
Brian Noltensmeier
Shuji Ohta
Suguru Onaka
Wakako Park
Domingo Pliego
Ryan Marie Prewitt
Alberto Rodriguez
Jose Rosas
John Salzer, Jr.
Miwa Sassone
Chizuko Sho
Mamoru Tagai
Keiko Takeda
Hideki Takegahara
Jenifer Tran
Stacey Umemoto
Karen Yamamoto
Chiaki Yamashita
Yasuhiro Yamashita
The stipulated election agreement stated as follows:
INCLUDED: All full-time and regular part-time class A, B,
and C drivers, warehouse clerks, inventory control employees,
assemblers/selectors, labelers, forklift drivers, warehouse em-
ployees, and leads in all departments, including the shipping
and receiving department, state department, international ex-
port department, dry department, and cooler freezer depart-
ment, and employees in the job classifications described herein
who are supplied by temporary agencies, employed by the Em-
ployer at its facility currently located at 13409 Orden Drive,
Santa Fe Springs, California.
EXCLUDED: All other employees, office clerical employees,
professional employees, managerial employees, guards, and
supervisors as defined in the Act.
Others Permitted to Vote: The parties have agreed that GPO
distribution coordinators, GPO central purchase clerks, central
Purchase clerks, and logistics office clerks may vote in the elec-
tion but their ballots will be challenged since their eligibility
has not been resolved. No decision has been made regarding
whether the individuals in these classifications or groups are
included in, or excluded from, the bargaining unit. The eligibil-
ity or inclusion of these individuals will be resolved, if neces-
sary, following the election.
A. Clearly Undisputed Employee Categories
There is no dispute that employees in the following positions
are properly included in the Unit.
1. CDL driver
CDL drivers at Wismettac deliver products to customer and
perform other warehouse-related duties, such as “loading and un-
loading trucks when required, picking and loading materials
to/from trucks, pallets and other transport vehicles, securing
loads and pre and post trip vehicle inspections and collecting
payments from customers and forwarding payments to the office
department.” (R Exh. 28.) The essential job functions are:
• Responsible for driving delivery trucks (with a weight more
than or equal to 26,000 pounds) in an efficient and safe manner.
• Deliver the company’s products over established routes or
within an established territory.
• Load or unload the merchandise at the customer’s place of
business. Be able to load and unload items weighing 50
pounds.
• Develop and maintain effective relationships between the
Company and the customer.
• Provide a positive representation of the company by demon-
strating safe, responsible driving practices.
• May be required do to interstate driving.
• Operate company vehicle in a safe manner by applying
knowledge and skills in maneuvering vehicle at varying speeds
in difficult situations such as heavy traffic, in climate weather,
or in tight loading dock areas.
• Perform pre-trip, in-route and post-trip inspections on equip-
ment. Ensure equipment defects are reported immediately.
• Keep tractor interior clean and orderly.
• Promptly report all accidents involving driver or company
equipment and any delays due to customers, breakdowns,
weather or traffic conditions, or other emergencies, or any ir-
regularities relating to pick up or delivery of freight.
• Submit all paperwork and documents required by Federal
D.O.T. and Wismettac in a timely manner.
• Have customers sign receipts for goods and receive payment
for the merchandise if there is a cash-on-delivery arrangement.
• Turn in receipts, payments, records or deliveries made, and
any reports on mechanical problems with their trucks.
• Preform and follow all Food Safety Modernization Act
(FSMA) Section 111 (Code of Federal Regulations 21 CFR
Parts -1 and 11) and Sanitary Transportation of Human and An-
imal Food guidelines set by Logistics Headquarters.
• Assist in loading the trucks and arrange items for ease of de-
livery.
Drivers should have a high school diploma or equivalent, hold
a valid ideal candidate will Class A or Class B commercial
driver’s license, and have experience with a forklift and electric
pallet jack. The drivers must be able to read, write and speak
English, and 1-2 years of previous driving experience in delivery
vehicle is preferred. The knowledge/skills/abilities are:
30
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
CDL Driver must have a valid commercial driver license; must
have knowledge of traffic rules and regulations; must be able
to read and write and have the mental capacity to manually
complete required paperwork and reports; must have a desire
to serve customers and support the warehouse department;
must meet the Company’s minimum qualified drivers require-
ments, as defined by the Human Resources Department; must
have the ability to load and unload 50 pounds; must be able to
accurately read gauges and dials; must be able to enter and exit
the vehicle’s cab using footholds and handholds; must be able
to spend 80% to 90% of the day sitting and driving; must be
able to bend and lift freight when necessary; ability to use E-
log books computer/tablet system; ability to follow and adhere
to Food Safety Modernization Act (FSMA) Section 111 (Code
of Federal Regulations 21 CFR Parts 1 and 11) and Sanitary
Transportation of Human and Animal Food guidelines; must
be able to accomplish hand, aim, leg and foot motions neces-
sary to driver the tractor and twisting, turning and bending
needed to load/unload trailers; Must be able to work required
hours; Must have knowledge of DOT regulations governing
safe driving, hours of service, inspection and maintenance.
The working conditions are described as follows:
Truck driving has become less physically demanding because
most trucks now have more comfortable seats, better ventila-
tion, and improved, ergonomically designed cabs. Although
these changes make the work environment less taxing, driving
for many hours at a stretch, loading and unloading cargo, and
making many deliveries can be tiring.
CDL Drivers frequently work 50 or more hours a week. Shift
could start late at night or early in the morning. Typical work-
week is Monday through Friday; however, evening and week-
end hours are common in some branch office. Although most
drivers have regular routes, some have different routes each
day. Many truck drivers load and unload their own trucks. This
requires considerable lifting, carrying, and walking each day.
CDL Drivers will do long-distance driving and may not return
home for 2 or 4 days depending on some branch offices; may
be exposed to heat, cold, dust, irritants, etc.
The U.S. Department of Transportation governs work hours
and other working conditions of truck drivers engaged in inter-
state commerce. A long-distance driver may drive for 11 hours
and work for up to 14 hours—including driving and non-driv-
ing duties—after having 10 hours off-duty. A driver may not
drive after having worked for 60 hours in the past 7 days or 70
hours in the past 8 days unless they have taken at least 34 con-
secutive hour’s off-duty. Most drivers are required to document
their time in a logbook. Many drivers, particularly on long runs,
work close to the maximum time permitted because they typi-
cally are compensated according to the number of miles or
hours they drive. Drivers on long runs face boredom, loneli-
ness, and fatigue. Drivers often travel nights, holidays, and
weekends to avoid traffic delays.
(R Exh. 28.)
2. Driver (non-CDL)
The non-CDLs drivers have a job description similar to the
CDL drivers, with the main difference being the size of the loads
they carry. The essential functions are basically the same, with
the loads for non-CDL drivers not to exceed 26,000 pounds. The
driver must hold a valid driver’s license, and preferably have 1–
2 years’ experience driving a delivery vehicle. In all other mate-
rial respects, the job description matches that of the CDL driver.
(R Exh. 29.)
3. Warehouse worker
There are two job descriptions for “warehouse worker” in the
record. The first one states the job’s purpose is provide labor
support to the branch office. The warehouse workers “perform a
range of general and specific warehouse task that can be easily
learned on the job such as receiving, stocking, assembling, stag-
ing, loading, and unloading products.” (R Exh. 27.) The essential
functions of the position are:
• Package finished product for shipping (Shrink wrapping, box-
ing, labeling).
• Stage finished product for loading.
• Check purchase order/ work orders to ensure that products are
correctly assembled and
ready for delivery
• Check items to ensure that correct number of products are be-
ing assembled.
• Load finished product onto truck
• Unload product from truck, container and stock them in the
designated area.
• Responsible for quality control. Ensure that no damaged
products are sent out, and no damaged product will be stored.
• Operate within standard operating procedures
• Operate with forklift and/or palette jacks.
• Perform preventive maintenance on forklifts, and palette
jacks
• Perform on the job training to new employees
• Handle inventory movement into and out of controlled loca-
tions
• Prepare customers’ orders for delivery
• Provide fill in support for other departments in the warehouse
• Other duties as assigned.
The warehouse worker should have a high school diploma or
equivalent, and basic reading, writing and arithmetic skills. The
warehouse worker also should have experience operating a fork-
lift and electric pallet jack. The knowledge/skills/abilities for the
position are:
Warehouse Worker must have the ability to organize and pri-
oritize numerous tasks and complete them under various time
constraints; Principles, practices and procedures of warehouse
environment. Incumbent should be able to follow written
and/or oral instructions; correctly follow a given rule or set of
rules in order to arrange things or actions in a certain order;
some warehouse workers in specific position require consider-
able and strenuous physical exertion so incumbents should
have the ability to lift heavy objects over 50 pounds.
The working conditions are described as follows:
WISMETTAC ASIAN FOODS, INC.
31
Warehouse Worker will spend long hours standing, bending,
walking, and stretching, lifting materials and products up to 50
pounds and carrying of smaller items will be involved. The
work still can be strenuous, even though mechanical materials-
handling equipment is employed to move heavy items. Ma-
chinery operation requires the use of safety equipment to in-
clude but not limited to: eye safety glasses, hearing protectors,
work boots, and hardhats. Typical workweek is Monday
through Friday; however, evening weekend hours are common
in some branch office.
(R Exh. 27.)
The other job description is very similar. (GC Exh. 49.) It
states that warehouse workers “perform a range of general and
specific warehouse task that can be easily learned on the job such
as staging loading, unloading, stock, receiving, and assembly.”
The essential functions are virtually identical. Experience with
MS Office is included in the experience/training/education sec-
tion. The ability to work in subzero temperatures is included, as
the working conditions can require prolonged time in the freezer
and deli sections.
The warehouse workers’ EEO category is “laborers and help-
ers.” Beatriz Gonzales and Jose Erazo are the labelers. (Tr. 1510,
1675–1676.)
4. Lead warehouse worker
The lead warehouse worker is the most senior warehouse em-
ployee on the warehouse floor. Leads are not supervisors, but
they assist other employees. (Tr. 1146–1147.) The lead ware-
house worker is described as follows:
The Lead Warehouse Worker contributes to the efficient oper-
ation of the warehouse by providing direct supervision to ware-
house workers at the Branch Office. Lead Warehouse workers
in this job perform a range of general and specific warehouse
task such as staging, loading, unloading, stock, receiving. This
position serves as the most experienced/skilled warehouse
worker and is usually tasked as a section team leader and is re-
sponsible for the daily activity of stocking, receiving, checker,
assembler, freezer, deli, or shipping section.
(R Exh. 26.) The essential functions are:
• Fills in for Logistics Manager/ Supervisor as necessary,
• Trains current workers on safety, in services, new equipment,
new technology
• Conducts safety audits/inspections
• Build orders according to assigned load tickets using indus-
trial power equipment.
• Manually lift and move product to restock and repack ensur-
ing date code accuracy and
proper rotation.
• Adhere to good manufacturing practices and safety standards.
• Act as back-up support for Logistics manager/ supervisor as
needed.
• Responsible for established inventory process to include
checking out drivers, managing inventory processes and recon-
ciliation.
• Package finished product for shipping (Shrink wrapping, box-
ing, labeling).
• Stage finished product for loading.
• Load finished product onto truck
• Unload product from truck, container and stock them in the
designated area.
• Responsible for quality control. Ensure that no damaged
products are sent out, and no damaged product will be stored.
• Operate with forklift and/or palette jacks.
• Perform preventive maintenance on forklifts, and palette
jacks
• Handle inventory movement into and out of controlled loca-
tions
• Prepare customers’ orders for delivery
• Provide fill in support for other departments in the warehouse
• Other duties as assigned.
The lead requires the same base experience, training, and ed-
ucation as the warehouse worker, but requires 4+ years in ware-
house operations, and familiarity with Wismettac logistics oper-
ations. The knowledge/skills/abilities are:
Lead Warehouse Worker must have the ability to lead their
team and organize and prioritize numerous tasks and complete
them under various time constraints; Principles, practices and
procedures of warehouse environment. Incumbent should be
able to follow written and/or oral instructions; correctly follow
a given rule or set of rules in order to arrange things or actions
in a certain order; some warehouse workers in specific position
require considerable and strenuous physical exertion so incum-
bents should have the ability to lift heavy objects over 50
pounds, demonstrate knowledge of Wismettac rules and regu-
lations; demonstrate mastery in performing all activities related
to warehousing;
(R Exh, 26.) The working conditions are the same as for ware-
house workers.
a. John Kirby and Jose Rosas
The Union challenged these ballots, asserting that John Kirby
and Jose Rosas were supervisors, not leads, and therefore should
not have been permitted to vote. It is the Union’s burden to es-
tablish supervisory status. See NLRB v. Kentucky River Commu-
nity Care, Inc., 532 U.S. 706, 711–712 (2001).
The evidence shows that both Kirby and Rosas were leads, not
supervisors. The Act defines supervisors, at Section 2(11), as
follows:
The term “supervisor” means any individual having authority,
in the interest of the employer, to hire, transfer, suspend, lay
off, recall, promote, discharge, assign, reward, or discipline
other employees, or responsibly to direct them, or to adjust their
grievances, or effectively to recommend such action, if in con-
nection with the foregoing the exercise of such authority is not
of a merely routine or clerical nature, but requires the use of
independent judgment.
There is no evidence that Kirby or Rosas performed any of these
32
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
supervisory functions.63
Moreover, the record evidence is clear that Kirby and Rosas
were promoted to positions as leads, not as supervisors, in Janu-
ary 2018. (R Exhs. 43–44.) They reported to Ge. Flores, who
had recently been promoted to supervisor. (Tr. 1377.) That some
employees perceived Kirby and Rosas were supervisors because
they walked around with laptops, no longer wore freezer gear,
and received money from drivers, does not convert them to su-
pervisors.64 Because Kirby and Rosas were warehouse leads,
they were included in the stipulated Unit. Accordingly, Kirby
and Rosas’ ballots should be counted.
B. Disputed Categories
The remaining disputed employees fall into two broad catego-
ries: (1) employees in job categories permitted to vote with un-
resolved stratus pursuant to the stipulated election agreement;
and (2) employees in other job categories.
The Board has long held that election agreements are “con-
tracts,” binding on the parties that executed them. Barceloneta
Shoe Corp., 171 NLRB 1333, 1343 (1968); M.W. Breman Steel
Co., 115 NLRB 247 (1956); T&L Leasing, 318 NLRB 324, fn.
13 (1995); See also NLRB v. O’Daniel Trucking Co., 23 F.3d
1144, 1148–1149 (7th Cir. 1994). In the absence of special cir-
cumstances, the Board will enforce stipulated election agree-
ments, provided their terms are clear, unambiguous, and do not
contravene express statutory exclusions or established Board
policy. See, e.g., Business Records Corp., 300 NLRB 708
(1990); Granite & Marble World Trade, 297 NLRB 1020
(1990). In stipulated unit cases, “the Board’s function is to as-
certain the parties’ intent with regard to the disputed employee[s]
and then to determine whether such intent is inconsistent with
any statutory provision or established Board policy.” White
Cloud Prods., Inc., 214 NLRB 516 (1974), quoting Tribune
Company, 190 NLRB 398 (1971). “The Board examines the in-
tent on an objective basis, and denies recognition to any subjec-
tive intent at odds with the stipulation.” Viacom Cablevision, 268
NLRB 633 (1984).
Elections conducted pursuant to a stipulated election agree-
ment are evaluated under the three-step test set forth in Caesars
Tahoe, 337 NLRB 1096, 1097 (2002). See Northwestern Uni-
versity, 2018 WL 4678787 (2018). Under this test, the Board first
decides whether the stipulation is ambiguous regarding the in-
clusion of the challenged voters. If the objective intent is clear,
the Board will hold the parties to their stipulated agreement. If
the objective intent is ambiguous, however, the Board will at-
tempt to determine the parties’ intent through normal methods of
contract interpretation, including the examination of extrinsic
evidence. If intent still cannot be discerned, the Board turns to
the community of interest doctrine to resolve the challenged vot-
ers’ unit inclusion. Caesars Tahoe, supra; Detective Intelligence
Service, 177 NLRB 69 (1969), enfd. 448 F.2d 1022 (9th Cir.
63 The Union requests an adverse inference based on the Respondent’s
failure to present Kirby and Rosas as witnesses. As it was the Union’s
burden to prove supervisory status, I find an adverse inference is not war-
ranted. Moreover, Kirby was subsequently terminated for making ob-
scene comments about female coworkers, so he is not reasonably as-
sumed to be favorably disposed toward the Respondent. Quicken Loans,
Inc., 367 NLRB No. 112, slip op. at 4 (2019).
1971). The burden of proof lies with the party asserting the chal-
lenged voter is ineligible to vote. Sweetener Supply Corp., 349
NLRB 1122, 1122 (2007).
1. Permitted to vote but status unresolved
Pursuant to the stipulation, the parties agreed that the follow-
ing categories of employees were permitted to vote, but their in-
clusion in the Unit was not resolved: GPO distribution coordina-
tors, GPO central purchase clerks, central purchase clerks, and
logistics office clerks.
The Respondent argues that because “inventory control em-
ployees” are stipulated to as eligible voters, the persons in the
aforementioned job titles are included because their duties relate
to inventory control. The stipulation itself, however, also explic-
itly states, “No decision has been made regarding whether the
individuals in these classifications or groups are included in, or
excluded from, the bargaining unit.” As is clear from the stipu-
lation, “the parties had never reached a meeting of the minds on
the meaning of the provision.” NLRB v. Fountain Valley Re-
gional Hospital, 935 F.2d 275 (9th Cir. 1991), enfg. Fountain
Valley Regional Hospital, 297 NLRB 549, 551 (1990).
Moreover, “[b]ecause the express language of the stipulation
neither specifically includes nor specifically excludes the classi-
fications” . . . of GPO distribution coordinators, GPO central pur-
chase clerks, central purchase clerks, and logistics office clerks,
. . . “the parties’ intent with regard to [those positions] is un-
clear.” Caesars Tahoe, supra. at 1098; citing R. H. Peters Chev-
rolet, 303 NLRB 791 (1991); see also Lear Siegler, 287 NLRB
372 (1987). This is particularly true considering some employees
with inventory-related duties could be classified as office cleri-
cals, professional employees, supervisors, or managers, all of
which are categories of employees explicitly excluded from the
stipulated unit.
The next step under Caesars Tahoe is to attempt to determine
the parties’ intent through normal methods of contract interpre-
tation, including the examination of extrinsic evidence. The Un-
ion argues the extrinsic evidence shows the Union only agreed
to the 13 challenged ballots originally identified by Wismettac
during the negotiation of the stipulated election agreement. (U
Br. 57–58; U Exhs. 50–51.) While the exhibits and testimony the
Union cites to certainly show the Union’s subjective intent, I do
not find it establishes mutual intent.
The Respondent argues that comparing the original peti-
tioned-for unit to the stipulated election agreement shows an in-
tent to expand the number of employees eligible to vote. Specif-
ically, the Respondent argues that by changing the language
from “inventory control” to “inventory control employees” the
parties’ intent to expand the number of warehouse employees
was clear. (R Br. 137–138; GC Exhs 1(a), 1(aj).) While this
shows the Respondent’s subjective intent, I do not find it estab-
lishes mutual intent. See Los Angeles Water & Power
64 The Union relies on an exhibit showing that Kirby and Rosas each
earned $46 per hour. (U Br. 108; U Exh. 2.) The exhibit is clearly erro-
neous, as it shows other warehouse employees and drivers making unre-
alistically disparate pay, and shows the assistant operations manager
making $2,115.39 per hour.
WISMETTAC ASIAN FOODS, INC.
33
Employees’ Assn., 340 NLRB 1232, 1236 (2003) (modification
of petition language alone is not conclusive evidence of the par-
ties’ intent).
The one job title I find is resolved through extrinsic evidence
is “logistics office clerk.” As detailed below, evidence shows
this term is synonymous with “warehouse clerk” which is explic-
itly included in the Unit pursuant to the stipulated agreement.
Because the objective intent regarding the other “eligible to
vote” categories of employees is a matter of dispute that cannot
be resolved through extrinsic evidence, the community of inter-
est standard applies.65 Fountain Valley, supra; Caesars Tahoe,
supra. In determining whether a unit of employees is appropri-
ate, the Board considers the following factors:
whether the employees are organized into a separate depart-
ment; have distinct skills and training; have distinct job func-
tions and perform distinct work, including inquiry into the
amount and type of job overlap between classifications; are
functionally integrated with the Employer’s other employees;
have frequent contact with other employees; interchange with
other employees; have distinct terms and conditions of employ-
ment; and are separately supervised.
United Operations, 338 NLRB 123 (2002); See also PCC Struc-
turals, Inc., 365 NLRB No. 160 (2017), overturning Specialty
Healthcare & Rehabilitation Center of Mobile, 357 NLRB 934
(2011), and restoring United Operations criteria.
a. Logistics office clerk
Facts
Logistics office clerks provide administrative support for the
warehouse office for the Los Angeles branch. The terms “logis-
tics office clerk” and “warehouse clerk” are used interchangea-
bly. (Tr. 73, 1145, 1274; R Exh. 25.) The job purpose is stated
as follows:
The Logistics Office Clerks contribute to the efficient opera-
tion of the logistics department by providing Administrative
support. Logistics Office Clerks in this job perform a range of
general and specific administrative tasks including office/cler-
ical tasks that can be easily learned on the job such as filing,
copying and collecting documents, answering phones, ordering
and distributing supplies and data entry. It also includes ware-
house/driver support such as communicating with drivers,
sales, and vendors when needed, creating and maintaining lo-
gistics related data and report. Other tasks may include, but are
not limited to: maintaining customer records, sorting and dis-
tributing incoming/ outgoing mail, printing invoices and as-
semble sheets, and/or receiving phone calls.
(R Exh. 24.) The essential functions are:
• Coordinate warehouse activities and assist the Logistics
Branch Manager in the daily
warehouse duties.
65 The cases to which the Respondent cites to argue that the commu-
nity of interests test should not apply are materially distinguishable, as
the stipulated agreements in those cases did not contain expressly dis-
puted categories of employees, as present here. (R Br. 138–141.)
• Maintains and/or creates file or record keeping systems. Sorts,
labels, files and retrieves documents, or other materials.
• Monitors and driver related documents and paper works
which includes but not limited to DQ files, E-log, adjustment
paper, and trip report and delivery schedule. Teach first time
drivers and continuously communicate with them to improve
DOT compliance.
• Receives calls, takes and relays messages, responds to re-
quests for information; provides information or directs caller to
appropriate individual including drivers, sales and vendors.
• Responsible for daily registration activities including but not
limited to printing invoices, printing assemble sheets, forward
payment orders to accounting department and check on pay-
ment status, and filing permanent copies.
• Compiles & completes inventory, ordering, & receiving rec-
ords & reviews reports for correctness; maintenance of ware-
house database system; additional warehouse duties as as-
signed.
• Organizing warehouse and work area for orderliness at all
times.
• Assist warehouse (receiving and assembling) operation as
needed.
• Creates reports for branch management as necessary
• Assisting in counting of physical inventory.
• Other duties as assigned.
The logistics office clerk position requires a high school diploma
or equivalent, basic reading, writing, and arithmetic skills, gen-
eral office skills and computer skills including Microsoft word,
excel, and outlook software. The knowledge/skills/abilities for
the position are:
Logistics Office Clerk must have the ability to organize and
prioritize numerous tasks and complete them under various
time constraints; Principles, practices and procedures of ware-
house environment. Incumbent should be able to follow written
and/or oral instructions; correctly follow a given rule or set of
rules in order to arrange things or actions in a certain order;
some warehouse workers in specific position require consider-
able and strenuous physical exertion so incumbents should
have the ability to lift heavy objects over 50 pounds.
As for working conditions, the position description states:
Logistics Office Clerks will spend the work day sitting and us-
ing office equipment and computers which can cause muscle
strains. Logistics Office Clerk may spend long hours standing,
bending, walking, and stretching, lifting materials and products
up to 50 pounds and carrying of smaller items will be involved.
The work still can be strenuous, even though mechanical ma-
terials-handling equipment is employed to move heavy items.
Logistics Office Clerks will work a standard 40 hours a week;
however some work shifts or overtime during busy periods.
Typical workweek is Monday through Friday; however, even-
ing weekend hours are common in some branch office.
It is a well-established matter of contract law that documents should
be considered as a whole and phrases should not be read in isolation. As
such, the inclusion of “inventory control employees” is read in conjunc-
tion with the section of the stipulated agreement that states the parties
dispute whether the enumerated categories of employees are included.
34
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
The logistics office clerks work in the warehouse office. Driv-
ers give the logistics office clerks paperwork showing a delivery
has been completed. The position was previously referred to as
warehouse clerk. (Tr. 1144–1145.)
Shin Chang, Erica Chen, Ji Yun Chung, Kumiko Estrada,
Stacey Imoto, Hannah Jeon, Cheryl Johnston, Maho Kobayashi,
Sachie Liu, Frances Maring, Fumi Meza, Kristie Mizobe, Stef-
fanie Mizobe, Shuji Ohta, Haruko Okawara, Suguru Onaka,
Wakako Park, Domingo Pliego, Salvacion Rivera, Yuko Sato,
Mamoru Tagai, Keiko Takeda, Michelle Thai, Stacy Umemoto,
Karen Yamamoto, Chiaki Yamashita, and Yasuhiro Yamashita
were all listed as logistics office clerks on the sixth amended
voter list at the time of the second election. (R Exh. 18.) Of these
employees, the challenged ballots are for Kumiko Estrada,
Cheryl Johnston, Maho Kobayashi, Sachie Liu, Fumi Meza,
Kristie Mizobe, Steffanie Mizobe, Shuji Ohta, Suguru Onaka,
Wakako Park, Domingo Pliego, Mamoru Tagai, Keiko Takeda,
Stacy Umemoto, Karen Yamamoto, Chiaki Yamashita, and Ya-
suhiro Yamashita.
Analysis
Kumiko Estrada was hired on May 8, 2006, as a product de-
velopment assistant. She became an administrative assistant for
the new business division in 2009. (U Exh. 23; R Exh. 65.) Gar-
cia knew Estrada as an employee who worked in export. He did
not know or work with her as a logistics office clerk. The chart
of office workers Garcia received on January 18, 2018, shows
Estrada as working in the international export section of first
floor office. (Tr. 84–86; U Exh. 1.) Narimoto was her supervi-
sor. (U Exh. 23.) Fujimoto knew her as an export office clerk.
(Tr. 1239.) Her name was not on the original voter list, the first
amended list, or the second amended list. She appears as an ex-
port office clerk on the addendum to the third amended voter list,
and is absent from the fifth amended voter list. (U Exhs. 53, 59.)
There is simply no evidence Estrada was a logistics office clerk,
and therefore she should not be included in this category of em-
ployees. Her eligibility to vote will be based on her position as
an export office clerk.
Maho Kobayashi was a temporary employee who reported to
Narimoto during the relevant time period. Fujimoto testified she
was an export office clerk, and documents in her personnel file
reflect this as well. (Tr. 1244–1245; R Exh. 67; U Exh. 25.) She
worked in the first floor front office in the international export
department in January 2018, and she was offered the position of
office clerk after the election on May 29, 2018, reporting to ex-
port senior manager Kengo Sawada. (U Exhs. 1, 25.) She first
appears on the sixth amended voter list as a logistics office clerk.
As there is no evidence Kobayashi was a logistics office clerk,
she should not be included in this category of employees. Her
eligibility to vote will be based on her job as an export office
clerk.
According to Fujimoto, Sachie Liu was a sales assistant in the
institutional customer division (ICD) at the time of the second
election. (Tr. 1249–1250.) She was hired in 2004 as an opera-
tions analyst, and became an office clerk in 2010, reporting to
66 The EEO category listed for K. Mizobe’s position is “administrative
support workers.” (U Exh. 28.)
Hirotake Ikejiri. (U Exh. 26.) She is absent from the voter lists
until the fifth amended list dated December 20, 2017, where she
is listed as a logistics office clerk. (U Exhs. 53, 59.) As there is
no evidence Liu worked as a logistics office clerk, she should not
be included in this category of employees. Her eligibility to vote
will be based on her job as an ICD sales assistant.
Fumi Meza was hired in 2010 as a sales assistant. As of at least
May 2015, she was a GPO export clerk supervised by Nobuyasu
Yamamoto. (R Exh. 69; Tr. 1253–1254.) The first voter list she
appears on is the third amended voter list dated September 12,
2017, where she is listed as an export office clerk. (U Exh. 53.)
She is first listed as a logistics office clerk on the fifth amended
voter list, dated December 20, 2017. (U Exh. 59.) As there is no
evidence Meza worked as a logistics office clerk, she should not
be included in this category of employees. Her eligibility to vote
will be based on her job as GPO export clerk.
Kristie Mizobe was hired in October 2016 as a sales assistant
in the institutional customer division, and was in this position at
the time of the second election. Her supervisor was Shuzo Ho-
soma, manager for the institutional customer division.66 (R Exh.
70; Tr. 1255–1256.) She first appears on the fifth amended voter
list dated December 20, 2017, as a logistics office clerk. (U Exhs.
53, 59.) As there is no evidence K. Mizobe worked as a logistics
office clerk, she should not be included in this category of em-
ployees. Her eligibility to vote will be based on her job as an
ICD sales assistant.
Steffanie Mizobe worked as an export office clerk starting in
October 2016. She reported to Nobuyasu Yamamoto, the GPO
manager. (R Exh. 71; Tr. 1256–1257.) As of January 2018, she
worked in the first floor front office. (U Exh. 1.) She is listed as
an export office clerk on the original voter list, the first amended
list, the second amended voter list, third amended voter list. She
is first listed as a logistics office clerk on the fifth amended voter
list. (U Exhs. 53, 39.) As there is no evidence S. Mizobe worked
as a logistics office clerk, she should not be included in this cat-
egory of employees. Her eligibility to vote will be based on her
job as an export office clerk.
Shuji Ohta was hired as an office clerk in August 2016, and
became a purchasing clerk on September 19, 2016, holding that
position at the time of the second election. (R Exh. 72; Tr. 1259.)
He worked in the first floor main office and reported to Mayumi
Misawa, the purchasing supervisor. (U Exh. 1; R Exh. 72, Tr.
91, 1260.) Ohta is listed as an office clerk on the original voter
list, the first amended voter list, the second amended voter list,
and the third amended voter list. He is listed as a logistics office
clerk on the fifth amended voter list. (U Exhs. 53, 59.) As there
is no evidence Ohta worked as a logistics office clerk, he should
not be included in this category of employees. His eligibility to
vote will be based on his job as a purchasing clerk.
Wakako Park was hired in August 2015 as a GPO Central Pur-
chase Clerk. On July 24, 2017, she changed positions and be-
came a sales assistant in the institutional customer division. She
worked in the first floor main office and her supervisor was
Kazutaka Sato. (R Exh. 74; U Exhs. 1, 32; Tr. 1268–1269.) The
first voter list she appears on is the fifth amended voter list dated
WISMETTAC ASIAN FOODS, INC.
35
December 20, 2017, where she is listed as a logistics office clerk.
(U Exhs. 53, 59.) As there is no evidence Park worked as a lo-
gistics office clerk, she should not be included in this category
of employees. Her eligibility to vote will be based on her job as
an ICD sales assistant.
Keiko Takeda was hired as a purchasing clerk on December
13, 2017, and held this position at the time of the second election.
(R Exh. 77; Tr. 1275.) As she was not hired until December
2017, she first appears on the fifth amended voter list dated De-
cember 20, 2017, listed as a logistics office clerk. As there is no
evidence Takeda worked as a logistics office clerk, she should
not be included in this category of employees. Her eligibility to
vote will be based on her job as a purchasing clerk.
Stacey Umemeto was hired in December 2011 as a purchasing
clerk, a position she began in January 2012 and held through the
time of the second election. (R Exh. 78; Tr. 1277.) She worked
in the second-floor front office in the fresh and processed pro-
duce department office. (U Exh. 1.) She is listed as a purchasing
clerk on the original voter list, the first amended list, the second
amended list, and the third amended list. The first time she is
listed as an office logistics clerk is the fifth amended voter list.
(U Exhs. 53, 59.) As there is no evidence Umemeto worked as
a logistics office clerk, she should not be included in this cate-
gory of employees. Her eligibility to vote will be based on her
job as a purchasing clerk.
Karen Yamamoto was hired in 2015 as an export sales assis-
tant, a position she held through the date of the second election.
(R Exh. 79; Tr. 1278.) The position was characterized as an of-
fice clerk. (U Exh. 37.) She first appears on the addendum to the
third amended voter list, dated September 12, 2017, as an export
office clerk. She is listed as a logistics office clerk on the fifth
amended voter list. (U Exhs. 53, 59.) As there is no evidence K.
Yamamoto worked as a logistics office clerk, she should not be
included in this category of employees. Her eligibility to vote
will be based on her job as an export sales assistant.
Chiaki Yamashita worked as an export sales assistant starting
in 2015. (R Exh. 80.) Fujimoto testified she worked as a GPO
export clerk at the time of the second election. (Tr. 1281.) She
worked in the first floor main office.67 (U Exh. 1; Tr. 93.) C.
Yamashita is listed as a “CMP rep” on the original voter list, the
first amended list, the second amended list, and the third
amended list. She is listed as a logistics office clerk for the first
time on the fifth amended voter list. (U Exhs. 53, 59.) As there
is no evidence C. Yamashita worked as a logistics office clerk,
she should not be included in this category of employees. Her
eligibility to vote will be based on her job as a GPO export clerk.
Yasuhiro (David) Yamashita became an office clerk for the
retail group on January 10, 2012. (R Exh. 81.) Fujimoto testified
that he was the administrative assistant for the institutional cus-
tomer division at the time of the second election. His supervisor,
Jon Chen, supervises sales associates. (Tr. 1282–1283.) Stocker
Carlos Katayama testified that Y. Yamashita did not work in the
warehouse. Y. Yamashita did not appear on a voter list until he
67 There are two disputed voters with the first name Chiaki—Chiaki
Mazlomi and Chiaki Yamashita. The evidence establishes it was Chiaki
Yamashita who date next to Fumi Meza in the first floor main office. (Tr.
93.)
appeared as a logistics office clerk on the fifth amended voter
list. (U Exhs. 53, 39.) As there is no evidence Y. Yamashita
worked as a logistics office clerk, he should not be included in
this category of employees. His eligibility to vote will be based
on his job as an administrative assistant.
Domingo Pliego was hired as a temporary employee in the
warehouse as a food safety coordinator on September 18, 2017,
and held this position through the time of the second election. He
worked in warehouse office and reported to Vasquez. (R Exh.
75; Tr. 2171–1272.) He is listed on the fifth amended voter list
as a logistics office clerk.68 As there is no evidence Pliego
worked as a logistics office clerk, he should not be included in
this category of employees. His eligibility to vote will be based
on his job as a food safety coordinator.
Sheryl Johnston worked as a temporary employee in the posi-
tion of warehouse clerk from June 2017 to March 2018.69 (U
Exh. 24; R Exh. 66; Tr. 1243, 1335.) She worked in the ware-
house office. As warehouse clerk is explicitly included in the
stipulated election agreement, and is not rendered ambiguous by
the “others permitted to vote” employment categories or any
other provision of the stipulated agreement, I find Johnston was
an eligible voter and her vote should be counted.
Suguru Onaka was hired as a warehouse worker in 2014. At
the time of the election, he was a logistics office clerk working
in the warehouse office. (R Exh. 73; Tr. 75, 1263.) He was listed
as a logistics office clerk on all of the voter lists. It is undisputed
that “logistics office clerk” and “warehouse clerk” are one in the
same. (Tr. 73.) As warehouse clerk is explicitly included in the
stipulated election agreement, I find Onaka was an eligible voter
and his vote should be counted.
Mamoru Tagai was hired as a warehouse clerk, and started
work in that position on September 2, 2014. He worked in the
warehouse office, reporting to the warehouse manager. He was
in the same position at the time of the election, though the name
changed to logistics office clerk. (R Exh. 76; Tr. 1273–1274.)
It is undisputed that “logistics office clerk” and “warehouse
clerk” are one in the same. As warehouse clerk is explicitly in-
cluded in the stipulated election agreement, I find Tagai was an
eligible voter and his vote should be counted.
The evidence establishes that Johnston, Onaka, and Tagai
were logistics office clerks, or warehouse clerks, included in the
stipulated Unit, and eligible to vote.
b. GPO distribution coordinator
Facts
The GPO distribution coordinator provides “routine logistic
support to the Global Procurement Operation headquarters and
will be responsible for the procurement of all products coming
in to the Company.” (R Exh. 23.) The essential job functions
are:
• Track all incoming shipments from Vendors, NTC Japan and
other third party clients to ensure that all products are received
and ready for distribution to other branch warehouses.
68 This is the first voter list that post-dates Pliego’s hire.
69 After the second election she as hired as a direct employee.
36
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
• Scheduling third party truck company, arranging pick up and
drop offs and scheduling loading dock use of mechanized
equipment such as forklifts.
• Prepares transportation of products, enhancement to existing
system and problem resolution. Defines the project scope, busi-
ness and GPO distribution requirement, and cost /benefit anal-
ysis, make recommendation on improvement.
• Checking and verifying shipping records, handling questions
or concerns of shipping shortages or overages and addressing
any problems with inventory control.
• Respond to Branch, third party trucking company, and out-
side warehouse’s inquiries about order status, changes, or can-
cellations.
• Responds to internal and external inquiries concerning ship-
ments and/or issue resolutions.
• Perform other related duties as required.
For experience, education, and training, the GPO distribution
coordinator requires a high school diploma or equivalent, 1–3
years office or business experience, and computer skills, includ-
ing word processing. The knowledge/skills/abilities for the job
state:
The GPO Distribution Coordinator will have skills in key-
boarding and in the use of word processing, spreadsheet, and
database management computer software package; ability to
organize and prioritize numerous tasks and complete them un-
der various time constraints; principles, practices and proce-
dures of an office environment; ability to use the telephone in
a professional and courteous manner; assemble, sort, and/or
distribute documents, supplies, and/or materials/items; deal
with people in a manner which shows sensitivity, tact, and pro-
fessionalism; follow written and/or oral instructions; speak
clearly, concisely and effectively; listen to, and understand, in-
formation and ideas as presented verbally; establish, organize
and/or maintain files; knowledge in Microsoft application (i.e.
Word, Excel, Access, PowerPoint); ability to use Oracle ERP
system; knowledge of procurement procedures.
As for working conditions, the position description states:
The GPO Distribution Coordinator usually works a standard
40-hours week in clean offices; however some work shifts or
overtime during busy periods. They sit for long periods and
sometimes must content to noise levels caused by various of-
fice machines. These workers are susceptible to repetitive
strain injuries such as carpal tunnel syndrome, neck and back
injuries, and eyestrain. To help prevent these conditions, many
offices have adopted regularly scheduled exercise breaks, and
work stations that allow workers to stand or sit as they wish.
The GPO Distribution Coordinator may spend a few hours in
the warehouse to see if products have arrived from vendors.
Travel is sometimes necessary.
(R Exh. 23.)
At the time of the second election, Yukihiko Amanuma, Chi-
aki Mazlomi, Brian Noltensmeier, Ryan Prewitt, John Salzer,
70 Amanuma’s EEO category in his personnel files state “administra-
tive support.” (U Exh. 7.)
and Hideki Takegahara were listed as GPO distribution coordi-
nators.70 (R Exh. 18.) Their ballots are all challenged.
Analysis
i. Employees with Job Title
Takegahara’s employment records show he was in global
product development as of May 1, 2011. (R Exh. 64.) Takega-
hara did not appear on the initial voter list, the first amended
voter list, or the second amended voter list. He appears on the
addendum to the third amended voter list, dated September 12,
2017, and the fifth amended voter list, dated December 20, 2017,
as a GPO distribution coordinator. (U Exhs. 53, 59.) In the po-
sition statement Wismettac filed on August 29, 2017, Takega-
hara is included as a data entry rep. (U Exh. 47.) Driver Luis
Lopez did not know or work with Takegahara. (Tr. 1457.)
Warehouse stocker Carlos Katayama did not know or work with
Takegahara. (Tr. 1501.) Rolando Lopez did not know or work
with Takegahara. (Tr. 1552.) The only evidence regarding
Takegahara as a GPO distribution clerk came from Fujimoto,
who testified as follows:
Q
And at the time of the election, was Mr. Takegahara em-
ployed at the company?
A
Yes, he was.
Q
And when I say time of the election, we’re referring Feb-
ruary 6, 2018?
A
Yes.
Q
And what position was he employed in? He was a distri-
bution - GPO distribution coordinator.
Q
And how do you know that?
A
Knowing that his position, you know, when I walk down-
stairs and talking to him.
Q
Okay. Did you interact with him?
A
Yes.
Q
During February 2018?
A
Not during February, the actual date, but throughout my
course of employment at the company.
(Tr. 1235–1236.) This testimony is imprecise regarding when
Takegahara assumed the position of GPO distribution coordina-
tor, and it is insufficient to show Takegahara was a GPO distri-
bution coordinator on February 6, 2018. The Board will “only
consider bona fide titles or job descriptions that fairly represent
the employee’s function and have been applied for a reasonable
period of time.” Viacom, supra, at fn. 8. Takegahara did not tes-
tify. Taken in connection with the confusing documentary evi-
dence and his absence from the first three voter lists despite no
record of a change in job during this time period, I find the evi-
dence fails to establish Takegahara was a GPO distribution co-
ordinator at the time of the second election. As the most recent
position competent evidence shows Takegahara held was global
product development, and this is not a category included in the
stipulated Unit or rendered ambiguous by the stipulated agree-
ment, I find Takegahara was ineligible to vote.
Chiaki Mazlomi held a number of positions with Wismettac,
including GPO central purchase clerk. She became a GPO
WISMETTAC ASIAN FOODS, INC.
37
coordinator on January 11, 2016. (U Exh. 18; R Exh. 60.) She
held this position at the time of the second election, and reported
to Hwami Oh, the GPO operations manager. (Tr. 1212, 1229.)
The voter lists reflect Mazlomi was a GPO coordinator until the
fifth amended voter list, where she was then listed as GPO dis-
tribution coordinator even though her job did not change. (U
Exhs. 53, 59.) As there is no evidence Mazlomi worked as a
GPO distribution coordinator, she should not be included in this
category of employees. Her eligibility to vote is assessed below
in relation to her actual work as the GPO coordinator at the time
of the second election.
Yukihiko Amanuma was hired as a GPO distribution coordi-
nator on March 25, 2015, reporting to Nobuyasu Yamamoto,
who was the assistant operation manager. (R Exh. 59; Tr. 1227.)
A manger request form was signed transferring Amanuma from
GPO operation office to GPO operation warehouse in the ware-
house department on May 18, 2015. The branch/department
manager who signed the request was George Reynaga.71 (U Exh.
17 p. 5.) According to Fujimoto, Amanuma worked in an office
receiving area of the warehouse. (Tr. 1232.) The EEO category
listed on Amanuma’s personnel records is “administrative sup-
port workers.” (U Exh. 17 p. 12.) The voter lists consistently re-
flect Amanuma as a GPO distribution coordinator.72
Brian Noltensmeier became a GPO distribution coordinator
on November 13, 2017, and held this position at the time of the
second election. He reported to Nobuyasu Yamamoto. He had
previously been a GPO central purchasing clerk. (R Exh. 61; Tr.
1230–1231.) He was included on the first, second, and third
amended voter list as a GPO central purchase clerk, which was
the position he held at the time of each list. He appears as a GPO
distribution coordinator on the fifth amended voter list, dated
December 20, 2017. (U Exhs. 53, 59.)
Ryan Prewitt was hired on July 31, 2017, as a GPO distribu-
tion coordinator, reporting to Hwami Oh, the GPO assistant man-
ager. She held this position at the time of the second election.
Prewitt works in the first floor main office because there is no
room for her in the warehouse receiving area office. (R Exh. 62;
Tr. 1231–1232.) The voter lists consistently reflect Prewitt as a
GPO distribution coordinator.73
John Salzer was hired as a GPO distribution coordinator on
October 23, 2017, reporting to Nobuyasu Yamamoto, the GPO
manager. He held this position at the time of the second election.
(R Exh. 63; Tr. 1233–1234.) He is listed on the fifth amended
voter list, the first since his hire, as a GPO distribution coordina-
tor. (U Exh. 59.)
The evidence establishes that Amanuma, Noltensmeier,
Prewitt, and Salzer were GPO distribution coordinators at the
time of the second election.
ii. Community of Interests Standards
I find the Union has met its burden to prove the GPO distribu-
tion coordinators Amanuma, Noltensmeier, Prewitt, and Salzer
do not share a community of interest with the Unit employees.
71 Reynaga, who had been a GPO distribution supervisor, left in Jan-
uary 2017. (R Exh. 60.)
72 The original and first amended list simply state “GPO Distribution”
but I do not find this to be a telling distinction because the GPO clerks
are specifically identified as such. Although one document references
The global procurement distribution coordinators are part of
the GPO operations division, reporting to the GPO manager, who
was N. Yamamoto during the relevant time period. (R Exh. 23.)
The drivers are part of the logistics-driver branch, reporting to
the logistics branch manager, who was Vasquez during the rele-
vant time period. (R Exhs. 28–29.) The warehouse workers were
part of the logistics warehouse department, also reporting to the
logistics branch manager Vasquez. (R Exh. 27.) Drivers and
warehouse workers are warehouse employees, while GPO em-
ployees, including distributions coordinators, are headquarters
employees. In sum, they are in separate departments and have a
separate supervisory chain.
The drivers and warehouse workers have distinct require-
ments and training. Both have to possess the ability to drive a
forklift and pallet jack, the ability to lift 50 pounds. Drivers and
warehouse workers need to be able to do strenuous work, includ-
ing considerable lifting, carrying, and walking. The GPO distri-
bution coordinators have no such requirements. One of the pur-
poses of the driver position is to assist warehouse workers. (R
Exhs. 28–29.) Drivers and warehouse workers receive training
on how to lift heavy equipment. (Tr. 1433.) Drivers and ware-
house workers also participate in warehouse training, including
the use of pallet jacks and forklifts. (U Exhs. 41, 45, 46.) GPO
distribution coordinators do not undergo this type of training.
Conversely, the GPO distribution coordinator requires 1–3
years of office or business experience and general office skills.
More specifically, the GPO distributions clerk requires skills in
keyboarding, spreadsheets, database management, ability to use
the Oracle ERP system, and knowledge of procurement proce-
dures. The driver and warehouse workers have no such require-
ments.
The essential job functions of the drivers and warehouse
workers differ substantially from the essential job functions of
the GPO distributions coordinators. Broadly speaking, they dif-
fer in two material aspects. First, the drivers and warehouse
workers perform manual labor the vast majority of their time,
and the GPO distribution coordinators perform office work the
vast majority of their time. Moreover, the drivers and warehouse
workers are branch-level employees, and as such their duties
serve the Los Angeles facility. The GPO distribution clerks’ du-
ties are focused on global operations and serve headquarters.
This is clear from the list of essential functions of the GPO dis-
tribution clerk, which include tracking shipments for distribution
to other branches and scheduling third-party trucking companies
(as opposed to the warehouse branch drivers).
GPO distribution clerks do not spend any time operating
heavy machinery, loading and unloading products, performing
maintenance on heavy equipment, or providing fill-in support for
departments in the warehouse. While the GPO distribution clerks
may spend a few hours a week in the warehouse to see if products
have arrived from outside vendors, they do not interact with the
internal drivers or warehouse works for any job-related
Amanuma as a clerk (U Exh. 17 p. 4), the weight of the evidence estab-
lishes him as a GPO distribution coordinator.
73 As with Amanuma, the original and first amended list simply state
“GPO Distribution.”
38
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
functions. Their work is primarily performed in an office. Driv-
ers and warehouse workers do not fill in for GPO distribution
clerks, and vice-versa. There is no evidence of cross-training.
Likewise, there is no significant functional integration be-
tween the drivers/warehouse workers and the GPO distribution
coordinators. The drivers and warehouse workers service the Los
Angeles branch and its customers. They prepare product for de-
livery to Southern California customers and deliver the product
to those customers. The GPO distribution coordinator, true to its
title, serves global operations on a much broader scale.
As for other contact, the testimony from drivers, warehouse
workers, and the former assistant warehouse manager was con-
sistent in stating that drivers and warehouse workers do not in-
teract with GPO distribution coordinators. (Tr. 94–95, 1455–
1463, 1497–1507.)74 No GPO distribution coordinator testified
that he or she has contact with drivers or warehouse workers.75
There is no evidence of interchange or temporary transfers be-
tween the GPO distribution coordinators and the drivers or ware-
house employees.
Finally, while the GPO distribution coordinators and the ware-
house workers/drivers are subject to some of the same corpo-
ratewide policies, many of their terms and conditions of employ-
ment diverge. For example, drivers and warehouse workers have
specialized attire—the drivers wear uniforms and the warehouse
workers require hardhats, safety glasses, hearing protectors,
work boots, and hardhats. There is no specialized attire for GPO
distribution coordinators. In addition, both the driver and ware-
house workers’ working conditions contemplate exposure to ex-
treme temperatures. Finally, the evidence shows that drivers and
warehouse workers were routinely hired through temporary
agencies. There is no evidence GPO distribution coordinators
were employed through temporary agencies.
Based on the foregoing, I find the GPO distribution coordina-
tors do not share a community of interests with the drivers and
warehouse workers.
c. Central purchase clerks
Facts
The job purpose for central purchase clerks is to provide “rou-
tine administrative support to the Operation headquarters and
will be responsible for the procurement of all products coming
in to the Company.” They are “responsible for monitoring out-
going and incoming products, monitor shipping quantity, adjust
inventory overages and shortages and ensure that all products are
distributed to each branch offices.” (R Exh. 19.) The essential
job functions are as follows:
• Responsible for coordination, transfer and appropriate trans-
lation of all technical documentation required to support the
Company product line in North America. Translate written and
oral communications from English to Japanese; and Japanese
74 This cited testimony applies to various categories of challenged bal-
lot employees and is hereby incorporated into the analyses of those cat-
egories whether the testimony addresses the category or the name of em-
ployee(s) in that category.
75 The Union requests an adverse inference based on the Respondent’s
failure to call challenged ballot voters as witnesses. I find such an adverse
inference is not warranted. See Quciken Loans, supra. I also find the
to English for all levels of the business relationship, including
administration and management.
• Check inventory level for each branch office before and after
reviewing shipment of products.
• Confirm the sales forecast/commitment from each branch to
determine purchasing quality for Headquarters purchase.
• Confirm the purchase quantity request from the branch office
for HQ purchasing.
• Adjust shipping quantity for each branch office
• Adjust inventory overages and shortages for each branch of-
fice and arrange internal transfer (in/out oracle)
• Create and revise purchase order (PO), internal requisition
(IR), and container creation (overhead calculation table).
• Responsible to monitor and approve PO and IR.
• Confirm sales confirmation (SC = need PO confirmation), es-
timated time of arrival (ETA), quantity, price and etc.
• Responds to internal and external inquiries and confirm vessel
shipping schedule.
• Process branch ship confirmed documents in Oracle and pre-
pare packing slips (PS) and Bill of Lading (BL).
• Prepare and submit payment orders for expense to accounting
• Prepare and submit 3 way matching documents (payment or-
der for inventory) to accounting.
• Manage and keep log of payment order log sheet.
• Process credit (both in/ out Oracle) and return to Vendor
(RTV) process and review RTV report.
• Perform other related duties as required.
Central purchase clerks must have a high school diploma or
equivalent, computer skills, office skills, 1–3 years’ experience
in an office, and be bilingual in English and Japanese. The
knowledge/skills/abilities are as follows:
Candidate will have skills in keyboarding and in the use of
word processing, spreadsheet, and database management com-
puter software package; ability to organize and prioritize nu-
merous tasks and complete them under various time con-
straints; Principles, practices and procedures of an office envi-
ronment; ability to use the telephone in a professional and cour-
teous manner; assemble, sort, and/or distribute documents,
supplies, and/or materials/items; deal with people in a manner
which shows sensitivity, tact, and professionalism; follow writ-
ten and/or oral instructions; speak clearly, concisely and effec-
tively; listen to, and understand, information and ideas as pre-
sented verbally; establish, organize and/or maintain files;
knowledge in Microsoft application (i.e. Word, Excel, Access,
PowerPoint); ability to use Oracle ERP system; knowledge of
procurement procedures.
As for working conditions, the job description for the central pur-
chase clerk states:
The Central Purchase Clerk usually works a standard 40-hours
testimony of the warehouse employee witnesses and Garcia, which is
largely unrefuted and which I credit (see Gold Standard Enterprises, su-
pra.), constitutes the great weight of the evidence. The warehouse em-
ployees testified based on their direct and personal experience of their
day-to-day interactions at work. This is much more probative than Fu-
jimoto’s testimony about his observations regarding the challenged bal-
lot employees.
WISMETTAC ASIAN FOODS, INC.
39
week in clean offices; however some work shifts or overtime
during busy periods. They sit for long periods and sometimes
must content to noise levels caused by various office machines.
These workers are susceptible to repetitive strain injuries such
as carpal tunnel syndrome, neck and back injuries, and eye-
strain. To help prevent these conditions, many offices have
adopted regularly scheduled exercise breaks, and work stations
that allow workers to stand or sit as they wish. The Central Pur-
chase Clerk may spend few hours in the warehouse to see if
products have arrived from vendors.
(R Exh. 19.)
Central purchase clerks work for headquarters for global pro-
curement operations. As described by Fujimoto, central purchase
clerks ensure the company purchases the proper inventory for
each branch. Each branch requests how much product they want
and the purchase clerk will make sure the request is for the cor-
rect inventory. When the inventory comes in, the purchase
clerks check with the warehouse to ensure the inventory has ar-
rived properly. Central purchase clerks work in the first floor
main office. (Tr. 1130–1134.)
Kayoko Nishikawa, Wesley Chang, Masae Inagaki, and Thao
Nguyen were listed as central purchase clerks on the sixth
amended voter list. (R Exh. 18.) The only ballot not challenged
is that of Masae Inagaki.
Analysis
i. Employees with Job Title
Thao Nguyen was offered the position of assistant buyer on
January 12, 2017, with a start date of February 5, 2018. She was
performing the duties of assistant buyer on February 6, the date
of the second election. (R Exh. 46; Tr. 1203.) Prior to this, she
was a GPO central purchase clerk, beginning that job on Novem-
ber 17, 2014. (U Exh. 4; Tr. 1203.) She received a raise and
additional responsibilities in November 2015. (U Exh. 4.) Ngu-
yen is listed as a central purchase clerk on all of the voter lists.
(U Exhs. 53, 59.) As there is no evidence, she was a central pur-
chase clerk, she was not properly included in this category of
employees. Her eligibility to vote will be considered in relation
to her actual work as a GPO central purchase clerk during the
relevant time period.
Kayoko Nishikawa was hired as a central purchase clerk in
December 2013, and held this position at the time of the second
election. (R Exh. 47; Tr. 1206.) Nishikawa reported to No-
buyasu Yamamoto. The voter lists consistently reflect she is a
central purchase clerk. (U Exhs. 53, 59.)
Wesley Chang was hired as a shipping/receiving clerk on Au-
gust 1, 2011, reporting to Nobuyasu Yamamoto. He became a
central purchase clerk in December 2013.76 (R Exh. 45; Tr.
1200.) Chang’s EEO job category is listed as “Administrative
Support Workers” and his business unit is “sales headquarters.”
(U Exh. 3.) Chang is listed as a central purchase clerk on every
voter list. (U Exhs. 53, 59.)
76 Fujimoto testified that Chang was a GPO distribution coordinator
at the time of the second election. (Tr. 1200.) This appears to be an error,
as the weight of the evidence shows he was a central purchase clerk, and
there is no documentation showing he is was a GPO distribution coordi-
nator and no explanation for a lack of such documentation.
The evidence establishes Chang and Nishikawa were central
purchase clerks at the time of the second election.
ii. Community of Interest Standards
For the same reasons as stated above in the analysis of the
GPO distribution coordinator position, I find the Union has es-
tablished the central purchase clerks do not share a community
of interest with the drivers and warehouse workers.
In addition, the central purchase clerks sit in cubicles in the
front offices, which is a part of the facility warehouse employees
and drivers do not work, and in fact cannot access with their
badges. Moreover, the central purchase clerk must be fluent in
English and Japanese, and has significant translating duties, un-
like drivers and warehouse workers.
Though Every few months on Fridays and Saturdays front of-
fice staff assisted with counting inventory, this is insufficient to
establish community of interests.77
d. GPO central purchase clerks
Facts
Global Procurement Operations (GPO) central purchase
clerks perform the same function as central purchase clerks. (Tr.
1138; R Exh. 21.) The essential job functions, experience/train-
ing/education, knowledge/skills/abilities, and working condi-
tions are the same as the central purchasing clerk. (R Exhs. 19,
21.)
The essential job functions vary slightly from the central pur-
chase
clerk,
but
the
experience/training/education,
knowledge/skills/abilities, and working conditions are the same.
Joshua Fulkerson, Senllacett Gonzalez Guardado, Kaori
Juichiya, Kaipo Eda, Rachel Lin, Stephany Manjarrez, Miwa
Sassone, Chizuko Sho, Jenifer Tran, and Shun Man Yung were
listed as GPO central purchase clerks, at the time of the second
election.78 (R Exh. 18.) Their ballots are all disputed. The parties
do not dispute that Fulkerson, Gonzalez Guardardo, Juichiya,
Eda, Manjarrez, and Tran worked in the agreed-upon challenged
voter classification. As detailed above, Thao Nguyen was a cen-
tral purchase clerk.
Analysis
i. Employees with Job Title
With regard to Lin, the evidence shows she was an assistant
buyer beginning on May 1, 2017. (R Exh. 52; Tr. 1213–1214.)
She is listed as an assistant buyer on the original voter list, and
the first, second, and third amended voter lists. She is not on the
fifth amended voter list, and reappears as a GPO central purchas-
ing clerk on the sixth amended voter list. As there is no evidence,
she held the position of GPO central purchase clerk, she is not
properly included in this classification. Her eligibility to vote
will be determined on her actual position of assistant buyer.
Sassone was also an assistant buyer starting in 2016, and was
likewise ineligible to vote as a GPO central purchase clerk. (R
Exh. 54; Tr. 1215–1216.) She was not on the original voter list,
77 Tr. 1537.
78 Fulkerson, Gonzales, Juichiya, Eda, Manjarrez, and Tran reported
to Oh. (U Exhs. 6–9, 11, 14; Tr. 1301, 1303, 1305, 1307, 1311.)
40
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
or the first or second amended lists. She appears on the adden-
dum to the third voter list as a GPO assistant buyer. She was not
on the fifth amended voter list, but was re-inserted into the sixth
amended list as a GPO central purchase clerk, despite no job
change. As there is no evidence, she held the position of GPO
central purchase clerk, she is not properly included in this clas-
sification. Her eligibility to vote will be determined on her actual
position of assistant buyer.
The personnel records show Chizuko Sho worked as a produc-
tion associate at headquarters. She was hired as a product devel-
opment assistant starting in May 2006, and the paperwork from
her exit interview in March 2018 lists her as a production asso-
ciate. (R Exh. 55; U Exh. 13.) She is listed as an associate on the
original voter list, the first amended, second amended, and third
amended voter lists. She appeared for the first time as a GPO
central purchase clerk on the fifth amended voter list, even
though her job did not change. (U Exhs. 53, 59.) There is no
documentation of Sho in the GPO central purchase clerk posi-
tion, with the justification that her paperwork never went
through.79 (Tr. 1217–1218.) I find the weight of the evidence
establishes Sho was a production associate. As this position was
not included in the stipulated Unit, I sustain the Union’s objec-
tion and find she was ineligible to vote.
The evidence establishes Fulkerson, Gonzalez Guardardo,
Juichiya, Eda, Manjarrez, Tran, and Nguyen were GPO central
purchase clerks at the time of the second election.
ii. Community of Interest Standards
For the same reasons as stated above in the analysis of the
central purchase clerk position, I find the Union has established
the GPO central purchase clerks do not share a community of
interest with the drivers and warehouse workers.
2. Other disputed employees
Wismettac seeks to include employees with job titles not spe-
cifically mentioned as included, excluded, or otherwise eligible
to vote. Specifically, Wismettac seeks to include “[a]ll chal-
lenged employees who handle inventory.” (R Br. 137.)
Wismettac also seeks to include certain employees as labelers.
The Union seeks to exclude various employees as office cler-
icals. The stipulated unit expressly excludes “office clerical em-
ployees.” The Union also asserts that inventory control employ-
ees are a subset of warehouse employees. (U Br. 11.) While this
was clearly the case in the petition the Union filed back in Au-
gust 2017, in the stipulated agreement at issue “warehouse em-
ployees” and “inventory control employees” are listed as sepa-
rately.
The stipulated unit includes “inventory control employees.”
Three warehouse employees appear on the voter lists as inven-
tory controllers. Specifically, Alfredo Flores, Alex Garcia, Jus-
tin Luong are listed as inventory controllers on the first, first
amended, second amended, and third amended voter lists. Luong
is absent on the fifth amended voter list, but all three men are
listed as inventory controllers on the sixth amended voter list.
79 With regards to Fujimoto’s testimony, while I don’t think he was
trying to be dishonest, it is clear he did not recall all of the many employ-
ees’ jobs as of February 2018 correctly. See, e.g. footnote 76. The con-
temporaneous documentation clearly shows Sho held the production
These inventory controllers are not in dispute.
Applying Caesars Tahoe, supra., I must first determine
whether the stipulation is ambiguous regarding the challenged
voters. Though the paradigm is the same as for the “otherwise
eligible to vote” employees, its application is different because
the language of the stipulation itself does not create ambiguity.
The Board has provided the following guidance to help deter-
mine whether the intent of a stipulated term is ambiguous or
clear:
In order to determine whether a stipulation’s intent is ambigu-
ous or clear, the Board will compare the express descriptive
language of the stipulation with the bona fide titles or job de-
scriptions of the affected employee. If the employee’s title fits
the descriptive language, the Board will find a clear expression
of intent and include the employee in the unit. If the employee’s
title does not fit the descriptive language, it will also find a clear
expression of intent and exclude the employee from the unit.
The Board bases this approach on the expectation that the par-
ties are knowledgeable as to the employees’ job titles, and in-
tend their descriptions in the stipulation to apply to those job
titles.
Viacom Cable, supra, 633–634 (footnote omitted). A classifica-
tion will be deemed to be excluded if it is not mentioned in the
inclusions and there is an exclusion for “all other employees.”
Bell Convalescent Hospital, 337 NLRB 191 (2001); Los Angeles
Water and Power Employees’ Assn., 340 NLRB 1232, 1235
(2003); National Public Radio, Inc., 328 NLRB 75 (1999).
If the stipulation is ambiguous, the analysis proceeds to the
next steps of the Caesars Tahoe analysis, as set forth above.
a. GPO distribution clerk
The Respondent claims GPO distribution clerk was part of the
“others permitted to vote” category. But the agreement specifi-
cally listed only four jobs in that category, delineated above, and
GPO distribution clerk was not one of them. Nonetheless, em-
ployees who were listed as holding this position on the sixth
amended voter list or who were otherwise claimed to have held
this position, were permitted to vote, as detailed below.
Facts
GPO distribution clerks provide “administrative/warehouse
support to the product development reps and managers and di-
rector.” They are responsible for “receiving process, maintain-
ing foreign and domestic purchase orders, entering data into
Nishimoto’s80 computer system and is responsible to maintain
the merchandise flow for the Company.” (R Exh. 22.) The essen-
tial functions are listed as:
• Verifies items received by inspecting condition of items;
comparing of items to purchase order and packing list; noting
discrepancies.
• Documents items received by recording identifying infor-
mation and enter product data into the oracle system.
• Transfers orders received by routing or delivering items to
associate job when she was hired and when she left Wismettac in March
2018.
80 This is in reference to Wismettac’s former name.
WISMETTAC ASIAN FOODS, INC.
41
requesting branch/departments.
• Determines method of shipment by examining items to be
shipped, destination, route, rate, and time of shipment.
• Documents items shipped by recording identifying infor-
mation of items and transport information.
• Maintains shipping and receiving materials by checking stock
to determine inventory level; anticipating needed materials;
placing and expediting orders for materials; verifying receipt of
materials.
• Replaces damaged items and shortages or obtains credit by
informing shipper and transporter of damage or shortage; re-
turning damaged items; requesting new items or credit for
shortages.
• Determine whether orders have been filled correctly by veri-
fying incoming shipments against the original order and the ac-
companying bill of lading or invoice.
• Record incoming products from domestic, foreign vendors
into a computer ensuring inventory are up to date.
• Control all receiving platform operations, such as scheduling
of trucks, recording of shipments, and handling of damaged
goods.
• Create foreign purchase orders/ invoices and ensure that each
purchase order is sent to the proper customer, client or vendor.
• Liaison with FDA and USDA reps if product are on hold at
ports, and arrange sample of products to ensure that products
meet FDA/ USDA guidelines and criteria.
• Create receiving log and submit log to accounting department
• Ensures the timely data entry of all domestic and foreign prod-
ucts and price is set for each item
• Perform other related duties as required.
(R Exh. 22)
For experience/training/education, the employee should have
a high school diploma or equivalent, 1–2 years of office or busi-
ness experience, basic computer skills including word pro-
cessing, and other general office skills. Training in the Oracle
ERP system is desired. The knowledge/skills/abilities are as fol-
lows:
Candidate will have skills in keyboarding and in the use of
word processing, spreadsheet, and database management com-
puter software package; Knowledge of raw materials, produc-
tion processes, quality control, costs, and other techniques for
maximizing the effective manufacture and distribution of
goods; The ability to arrange things or actions in a certain order
or pattern according to a specific rule or set of rules; ability to
organize and prioritize numerous tasks and complete them un-
der various time constraints; Principles, practices and proce-
dures of an office environment; ability to use the telephone in
a professional and courteous manner; assemble, sort, and/or
distribute documents, supplies, and/or materials/items; deal
with people in a manner which shows sensitivity, tact, and pro-
fessionalism; follow written and/or oral instructions; speak
clearly, concisely and effectively; listen to, and understand, in-
formation and ideas as presented verbally; establish, organize
and/or maintain files.
The working conditions section of the position description states:
GPO Distribution Clerks often work in offices inside the
warehouse. Most jobs involve frequent standing, bending,
walking, and stretching. Lifting and carrying items also may be
involved. Incumbent will work a standard 40-hours week in
clean offices; however some work shifts or overtime during
busy periods.
(R Exh. 22.)
Analysis
Kazumi Kasai was the only employee listed as a GPO distri-
bution clerk at the time of the second election. (R Exh. 18.) Doc-
uments from her personnel file, however, list her as working at
the order desk. Her EEO category is “administrative support
workers.” (R Exh. 58, U Exh. 16.) Fujimoto testified that Kasai
was an import clerk at the time of the second election. (Tr. 1223.)
Kasai was listed “lead order desk” on the original voter list, and
the first, second, and third amended voter lists (U Exhs. 53(a)–
(d).) She was listed as a GPO distribution clerk on the fifth and
sixth amended voter lists. (U Exh. 59; R Exh. 18.) Kasai was not
called as a witness, and there is no documentary evidence placing
her in the position of GPO distribution clerk. Given the various
different job titles attributed to Kasai, I find the best evidence is
the objective documentation in her personnel file. As the order
desk employee is not included in the Unit, and there is an exclu-
sion for “all other employees,” Kasai is deemed to be excluded.
Bell Convalescent Hosp., supra. I therefore find Kasai was inel-
igible to vote.
I have determined the only other employee alleged to have
held this position, Takegahara, actually held a different position.
As there were no other distribution clerks, the analysis ends here.
b. Assistant buyer
The Respondent seeks to include assistant buyers as eligible
voters. The Union asserts assistant buyer was not an eligible
classification.
Facts
The position description states the job purpose of the assistant
buyer as follows:
The Assistant Buyer will provide routine administrative sup-
port for the Product Division for the Global Procurement Op-
eration (GPO) Headquarters. The Assistant Buyer will be re-
sponsible to keep track of all products coming in to Company.
The Assistant Buyer will also be responsible to support the di-
vision to achieve sales goal while working in collaboration
with the GPO Associates, GPO Operation Staff, and Branch
offices.
(R Exh. 30. ) The essential functions are:
• Ensure that each customer, client and vendor received out-
standing customer service by providing a friendly environment
which includes greeting and assisting every customer,
maintaining outstanding product knowledge and all other com-
ponents of customer service.
• Prepare and maintain item registration form and documents
for custom brokers to obtain HTS# and create English caption
of import items.
• Responsible for coordination, transfer and appropriate trans-
lation of all technical documentation required to support the
42
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Company product line among branches in the world.
• Translate written and oral communications from English to
Japanese; and Japanese to English for all levels of the business
relationship, including administration and management.
• Maintain document control for specification sheets/ manufac-
ture processing sheets, including storing, verifying and trans-
lating obtain and maintain from makers.
• Maintain and track sales and inventory results.
• Monitor and maintain vendor account management including
but not limited to claim merchandise expense, invoicing, and
confirmation of payment.
• Responsible to set-up, establish and monitor a cooperative re-
sponse system to register items into the Oracle System.
• Obtain specification sheet of each product from vendors,
check for leaks and errors of content and submit to Food Safety
Department
• Responsible checking whether or not the content of private
brand (PB) products complies with FDA rules.
• Support GPO Associates and managers and collaborate with
marketing staff to achieve sales target and objectives.
• Perform other related duties as required.
The position requires a high school diploma or equivalent, 1–
3 years of office or business experience, computer skills includ-
ing word processing, general office skills, and the ability to
speak both English and Japanese. The knowledge/skills/abilities
are delineated as follows:
Candidate will have skills in keyboarding and in the use of
word processing, spreadsheet, and database management com-
puter software package; ability to organize and prioritize nu-
merous tasks and complete them under various time con-
straints; Principles, practices and procedures of an office envi-
ronment; ability to use the telephone in a professional and cour-
teous manner; assemble, sort, and/or distribute documents,
supplies, and/or materials/items; deal with people in a manner
which shows sensitivity, tact, and professionalism; follow writ-
ten and/or oral instructions; speak clearly, concisely and effec-
tively; listen to, and understand, information and ideas as pre-
sented verbally; establish, organize and/or maintain files;
knowledge in Microsoft application (i.e. Word, Excel, Out-
look, PowerPoint); ability to use Oracle ERP system;
knowledge of procurement procedures.
The working conditions state:
The Assistant Buyer usually works a standard 40-hours week
in clean offices; however some work shifts or overtime during
busy periods. They sit for long periods and sometimes must
content to noise levels caused by various office machines.
These workers are susceptible to repetitive strain injuries such
as carpal tunnel syndrome, neck and back injuries, and eye-
strain. To help prevent these conditions, many offices have
adopted regularly scheduled exercise breaks, and work stations
that allow workers to stand or sit as they wish. The Assistant
Buyer may spend few hours in the warehouse to see if products
81 Because of the exclusion of “all other employees” I need not deter-
mine at this juncture whether the assistant buyers fall into the category
of “office clerical” employees.
have arrived from vendors.
(R Exh. 30.)
Assistant buyers work in the second floor office. They go to the
warehouse floor when a container is received to review the
products coming into the facility. (Tr. 1150–1151.)
Analysis
Though no assistant buyers were listed on the sixth amended
voter list, the evidence detailed above shows Rachel Lin and
Miwa Sassone were assistant buyers at the time of the second
election. (R Exhs. 51, 54; Tr. 1213, 1216.) Lin learned how to
build and customize the business intelligence report from infor-
mation technology, and was among about 10 employees in the
entire company of about 1,080 with this skill. (U Exh. 10; Tr.
1309.)
No party disputes that the title assistant buyer is bona fide as
applied to Lin and Sassone. The title “assistant buyer” is not
included in the stipulated Unit, which excludes “all other em-
ployees.” The Board operates under the “expectation that the
parties are knowledgeable as to the employees’ job titles, and
intend their descriptions in the stipulation to apply to those job
titles.” Viacom, supra. Though the Respondent asserts the assis-
tant buyers are inventory control employees, their titles do not
contain the terms “inventory” or “control.” “When a stipulation
agreement excludes ‘all other employees’ as does this one, it will
be read to exclude from the unit any employee whose classifica-
tion does not match the stipulated bargaining unit description.”
Neises Construction Co., 365 NLRB No. 129 (2017). There is
no evidence the assistant buyers were in a classification of “in-
ventory control employees.” I find; therefore, they are clearly
and unambiguously excluded from the Unit under extant Board
caselaw.81
c. Institutional customer division sales assistant
The Respondent seeks to include Institutional customer divi-
sion (ICD) sales assistants as eligible voters. The Union asserts
they was not an eligible classification.
Facts
ICD sales assistants assist with the sale of products by per-
forming “office and administrative functions, which includes but
not limited to order entry, answering telephones, taking orders
from customers, inside sales rep, and sales associates.” (R Exh.
34.) The essential functions are listed as:
• Ensure that each customer, client and vendor received out-
standing customer service by providing a friendly environment
which includes greeting and assisting every customer, main-
taining outstanding product knowledge and all other compo-
nents of customer service.
• Review customer’s orders and ensure that orders are pro-
cessed through the order processing system.
• Receive and respond to customers inquire by phone, email
and or mail regarding order information, such as unit price, in-
ventory, and shipping dates, and any anticipated delays
WISMETTAC ASIAN FOODS, INC.
43
• Receive and respond to customer inquiry or complaint and
direct to responsible personnel.
• Check inventory to determine availability of requested mer-
chandise
• File copies of orders received or post orders on records
• Confer with sales associate, inside sales rep, warehouse, and
office personnel in order to expedite order for customers.
• Coordinates follow-up with customer service to ensure timely
and accurate deliveries
• Responsible for daily registration activities including but not
limited to printing invoices, matching purchase orders as nec-
essary, check on payments and forward cash receipt to account-
ing department, mailing invoices, creating payment orders; fil-
ing permanent copies
• Maintain professionalism and stay abreast of new products
and recommend alternative products for out-of-stock items.
• Provides new and current customers with product information
including pricing, delivery, inventory stocking, and/ or back or-
der availability, functionally-equivalent cross matches and
value added product information.
• Perform other related duties as required
The sales assistant position requires a high school diploma or
equivalent, 1–2 years of office or business experience, basic
computer skills including word processing, a general office
skills. In addition, sales assistance should have an understanding
of Asian food products, excellent interpersonal, written and ver-
bal communication skills, and the ability to handle confidential
information. The knowledge/skills/abilities are stated as follows:
Sales Assistant will have knowledge of Asian Food products
sold by Wismettac Asian Foods; knowledge of office methods
and practices including familiarity with office equipment; skill
in keyboarding the use of word processing, spreadsheet, and
databases management computer software; good written com-
munication skills; strong customer service orientation with
ability to initiate and sustain productive business relationship
with customers; good problem solving skills with ability to de-
velop innovative solutions to customer problems; good organ-
ization skills; ability to organize and prioritize numerous tasks
and complete them under various time constraints; ability to
use Oracle ERP system; ability to use the telephone in a pro-
fessional and courteous manner; ability to use the telephone in
a professional and courteous manner; assemble, sort, and/or
distribute documents, supplies, and/or materials/items; ability
to deal with people in a manner which shows sensitivity, tact,
and professionalism; ability to follow written and/or oral in-
structions; ability to listen to, and understand, information and
ideas as presented verbally.
The working conditions are as follows:
Sales Assistant usually works standard 40-hours a week in
clean offices; however some work shifts or overtime during
busy periods. They sit for long periods and sometimes must
content to noise levels caused by various office machines.
These workers are susceptible to repetitive strain injuries such
as carpal tunnel syndrome, neck and back injuries, and eye-
strain. To help prevent these conditions, many offices have
adopted regularly scheduled breaks, and work stations that
allow workers to stand or sit as they wish.
John Chen was the assistant sales manager for the institutional
customer division, and supervised sales associates. (Tr. 1366.)
The sales assistants check with inventory to make sure what they
have on hand is in the system and they help label products. (Tr.
1161–1163.) Sales assistants work in the first floor office.
Sachie Liu, Kristie Mizobe, and Wakako Park were sales assis-
tants for the institutional customer division at the time of the
election. (R Exhs. 68, 70, 74; Tr. 1250, 1255, 1268.) In Liu’s
request for new employee form, the minimum requirements were
a college degree, a language skill, and a computer skill. (U Exh.
26; Tr. 1340.) Kazutaka Sato was the ICD manager.
Analysis
For the reasons set forth above regarding the assistant buyer
classification, I find that ICD sales assistants are excluded from
the Unit.
d. Export sales assistant
Facts
Export sales assistants work in the international export divi-
sion serving South America and Mexico. They “perform clerical
and administrative tasks related to all phases of employment, in-
cluding filing, data entry, supporting the sales associate, answer-
ing telephones and providing customer service to customers and
clients.” (R Exh. 35.) The essential functions are:
• Responsible for coordination, transfer and appropriate trans-
lation of all technical documentation required to support the
Company product line in Japan and South America. Translate
written and oral communications from English to Spanish; and
Spanish to English for all levels of the business relationship,
including administration and management.
• Ensure that each customer, client and vendor received out-
standing Customer Service by providing a friendly environ-
ment which includes greeting and assisting every customer,
maintaining outstanding product knowledge and all other com-
ponents of customer service.
• Answer questions on division services and function.
• Responds to internal and external inquiries concerning ship-
ments and/ or issue resolutions
• Review international/ domestic orders to ensure appropriate
documentation is submitted to the government to ensure ship-
ment of products.
• Coordinates follow-up with customer service to ensure timely
and accurate deliveries.
• Provide excellent customer service by communicating with
clients to expedite the resolution of customer problems/ com-
plaints and provide positive feedback.
• Plan, coordinate, and perform general office functions such as
telephone support, handling mail, ordering supplies, and main-
taining files and records.
• Inputs list of items, number, or other data from invoices, pur-
chase order into computers or complete forms that appear on a
computer screen.
• Assist Sales Associate in taking daily order for client.
• Responsible for daily registration activities including but not
limited to printing invoices, matching purchase orders as nec-
essary, check on payments and forward cash receipt to
44
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
accounting department, mailing invoices, creating payment or-
ders; filing permanent copies.
• Perform other related duties as required.
The position requires a high school diploma or equivalent, 0–
1 years of office or business experience, familiarity with word
processing software, oracle ERP and other general computer
skills. The employee must also be bilingual in English and Span-
ish. The knowledge, skills, and abilities are listed as follows:
The Export Sales Assistant must have the ability to organize
and prioritize numerous tasks and complete them under various
time constraints; Principles, practices and procedures of an of-
fice environment; ability to use the telephone in a professional
and courteous manner; assemble, sort, and/or distribute docu-
ments, supplies, and/or materials/items; deal with people in a
manner which shows sensitivity, tact, and professionalism; fol-
low written and/or oral instructions; speak clearly, concisely
and effectively; listen to, and understand, information and ideas
as presented verbally; establish, organize and/or maintain files;
operate office equipment knowledge in Microsoft application
(i.e. Word, Excel, Access, PowerPoint) and ability use Oracle
ERP System.
The working conditions are described as:
Export Sales Assistant works in comfortable office settings.
Those on full-times schedule will work a standard 40 hours a
week; however some work shifts or overtime during busy pe-
riods. Prolonged exposure to video display terminal may lead
to eyestrain for assistants who work with computers.
(R Exh. 35.)
Karen Yamamoto and Chiaki Yamashita were export sales as-
sistants at the time of the election.
Analysis
For the reasons set forth above regarding the assistant buyer
classification, I find that ICD sales assistants are excluded from
the Unit.
e. Administrative assistant
Facts
The administrative assistant in the institutional customer divi-
sion “performs a variety of administrative duties” for the divi-
sion.82 He/she is responsible for “understanding the customer
needs, leveraging and maintaining business relationships.” (R
Exh. 40.) The essential functions are:
• Ensure that each customer, client and vendor received out-
standing customer service by providing a friendly environment
which includes greeting and assisting every customer, main-
taining outstanding product knowledge and all other compo-
nents of customer service.
• Control all US Retail Service’s account inquires with other
branch offices.
• Process orders which includes but not limited to checking in-
ventory, confirming shipping schedules with clients, placing
82 The institutional customer division was previously called the U.S.
retail service division. (Tr. 1178.)
orders, checking each order after begin assembled, checking
printed invoices, filling invoices and bill of lading copies, mail-
ing invoices and bill of lading to clients.
• Research and create a profile for retail markets nationwide,
which includes but not limited to location of headquarters,
board of directors, store count and its locations, annual revenue,
and etc.
• Work , closely with designers to create better packaging; in-
cludes working with manufactures, through Tokyo Branch to
provide necessary data to designers (nutrition facts, ingredients
list, allergen warnings, and other package information). Under-
stand the Company’s target market and marketing goals in or-
der to communicate with the designers and effectively execute
the message to our consumers.
• Prepare and present marketing plans.
• Plan, coordinate, and perform general office functions such as
telephone support, handling mail, ordering supplied and main-
taining files and records.
• Assist sales associate in creating sales collaterals; including
planograms, product catalogs, presentation, and offer sheets.
• Perform other related duties as assigned.
The administrative assistant position requires a high school di-
ploma or equivalent, 1–2 years of office or business experience,
basic computer skills including word processing, an general of-
fice skills. In addition, sales assistance should have an under-
standing of Asian food products, excellent interpersonal, written
and verbal communication skills, and the ability to handle confi-
dential information. The knowledge/skills/abilities are:
Administrative Assistant will have knowledge of: sales and
cold calling methods and procedures; types of Asian Food
products sold by the Company; knowledge of marketing strat-
egies and sales techniques; knowledge of office methods and
practices including familiarity with office equipment; skill in
keyboarding the use of word processing, spreadsheet, and da-
tabases management computer software; demonstrated sales
skills with strong achievement orientation; good written com-
munication skills; strong customer service orientation with
ability to initiate and sustain productive business relationship
with customers; good problem solving skills with ability to de-
velop innovative solutions to customer problems; good organ-
ization skills; ability to organize and prioritize numerous tasks
and complete them under various time constraints; ability to
use Oracle ERP system; ability to use the telephone in a pro-
fessional and courteous manner.
The working conditions for the administrative assistant are:
Administrative Assistant usually works standard 40-hours a
week in clean offices; however some work shifts or overtime
during busy periods. They sit for long periods and sometimes
must content to noise levels caused by various office machines.
Inside sales rep may need to travel to customer’s location and
may be away from home for several days or weeks at a time,
and may need to travel by car or plane. These workers are sus-
ceptible to repetitive strain injuries such as carpal tunnel
WISMETTAC ASIAN FOODS, INC.
45
syndrome, neck and back injuries, and eyestrain. To help pre-
vent these conditions, many offices have adopted regularly
scheduled breaks, and work stations that allow workers to stand
or sit as they wish.
(R Exh. 40.) The administrative assistant works in the first floor
office and works with warehouse employees to ensure there is
inventory on hand to ship to customers. (Tr. 1178.)
David Yamashita was the administrative assistant at the time
of the second election. (Tr. 1282.)
Analysis
For the reasons set forth above regarding the assistant buyer
classification, I find that administrative assistant is excluded
from the Unit.
f. Food safety coordinator
Facts
The food safety coordinator “coordinates food safety related
activities and assists the Logistics Branch Manager in the food
safety administration for the branch office. The responsibilities
of this role are numerous and include coordination of food safety
related programs within Company operation standards that will
ensure food safety compliance for the branch operation.” (R Exh.
39.) The essential functions are:
• Communicate with Logistic Co. Supervisor, Logistic Branch
Manager and Corporate Food Safety Department for HACCP
and Branch food safety plan.
• Monitor all HACCP and food safety related paperwork. En-
sure all forms are up-to-date, completed, signed, and reviewed
by designated personnel.
• Upload all HACCP/ Food safety worksheets to designed
shared folders at the beginning of each month.
• Ensure branch is in compliance with government regulation
and 3rd party audit requirement.
• Work with related departments/ personnel and follow up on
the corrective action from the Internal Audie conducted by
Food Safety Department.
• Communicate with related departments for any customer
food safety requests.
• Maintain and organize all HACCP and food safety related
documents, ensure that records are kept for at least 3 years.
• Assist with Corporate Food Safety Department in maintain-
ing food safety programs.
• Attend all internal food safety meeting and training programs
as needed.
• Other related duties as assigned.
In addition to a high school diploma, the food safety coordi-
nator must have 2–5 years of food safety experience, as well as
administrative skills including Microsoft word and excel. The
knowledge/skills/abilities are listed as follows:
Food Safety Coordinator must have the ability to organize and
prioritize numerous tasks and complete them under various time
constraints; Principles, practices and procedures of warehouse
environment; knowledge of principles, practices and procedures
of warehouse environment; Incumbent should be able to follow
written and/or oral instructions; correctly follow a given rule or
set of rules in order to arrange things or actions in a certain order;
some warehouse workers in specific position require considera-
ble and strenuous physical exertion so incumbents should have
the ability to lift heavy objects over 50 pounds.
Domingo Pliego was the food safety coordinator at the time
of the second election. The food safety coordinator works in the
warehouse office and interacts with warehouse employees and
drivers. (Tr. 1175.)
Analysis
For the reasons set forth above regarding the assistant buyer
classification, I find that food safety coordinator is excluded
from the Unit.
g. Export office clerk
Facts
The job purpose for export office clerk states:
The Export Office Clerk contributes to the efficient operation
of the Export Division by providing administrative support.
Export Office Clerk in this job perform a range of general and
specific office/ clerical task that can be easily learned on the job
such as filing, copying and collecting documents, answering
phones, ordering and distributing supplies and data entry. Other
task may include, but are not limited to: maintaining customer
records, sorting and distributing incoming/ outgoing mail,
and/or receiving phone calls.
(R Exh. 31.) The essential job functions are:
• Responsible for coordination, transfer and appropriate trans-
lation of all technical documentation required to support the
Company product line in Japan and South America. Translate
written and oral communications from English to Japanese;
and Japanese to English for all levels of the business relation-
ship, including administration and management.
• Responds to internal and external inquiries concerning ship-
ments and/ or issue Resolutions.
• Review international/ domestic orders to ensure appropriate
documentation is submitted to the government to ensure ship-
ment of products.
• Follow-up with vendors to ensure products procurements are
on time.
• Handle customer service function in a manner that presents
the company in the highest possible image, insuring timely
call-backs, expediting of customer request and order confirma-
tion and verification.
• Communicate and correspond with incumbent in Japan to en-
sure timely shipments of products. Copies and collates docu-
ments, sends faxes and performs similar office tasks.
• Receives calls, takes and relays messages, responds to re-
quests for information; provides information or directs caller to
appropriate individual.
• Responsible for daily registration activities including but not
limited to printing invoices, matching purchase orders as nec-
essary, check on payments and forward cash receipt to account-
ing department, mailing invoices, filing permanent copies.
• Supports export associates and department staff and acts as an
assistant on various tasks.
• Provide assistance to others in the export department as ap-
propriate (i.e. labeling of products).
46
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
• Other tasks as assigned.
The position requires a high school diploma or equivalent, 0–
1 years of office or business experience, familiarity with word
processing software, oracle ERP and other general computer
skills. The employee must also be bilingual in English and Span-
ish. The knowledge, skills, and abilities are listed as follows:
The Export Office Clerk must have the ability to organize and
prioritize numerous tasks and complete them under various
time constraints; Principles, practices and procedures of an of-
fice environment; ability to use the telephone in a professional
and courteous manner; assemble, sort, and/or distribute docu-
ments, supplies, and/or materials/items; deal with people in a
manner which shows sensitivity, tact, and professionalism; fol-
low written and/or oral instructions; speak clearly, concisely
and effectively; listen to, and understand, information and ideas
as presented verbally; establish, organize and/or maintain files;
operate office equipment knowledge in Microsoft application
(i.e. Word, Excel, Access, PowerPoint) and ability use Oracle
ERP System.
The working conditions are the same as for export sales assis-
tant, as described above.
According to Fujimoto, the export office clerks help label
items for shipping. The interact with warehouse workers to make
sure they understand how a container is labeled. This has an in-
ventory function because without labeling the containers, they
cannot move inventory. (Tr. 1155–1156.) Steffanie Mizobe,
Kumiko Estrada, and Maho Kobayashi were export office clerks.
Analysis
For the reasons set forth above regarding the assistant buyer
classification, I find that export office clerks are excluded from
the Unit. In addition, the export office clerk is an office clerk,
which is explicitly excluded from the Unit in the stipulated
agreement.
h. Export clerk
Export clerks “provide routine administrative support to the
Product Allocation Division, Distribution Section and will be re-
sponsible in handling and arranging the custom clearance at the
Los Angeles/ Long Beach ports for all merchandise.” (R Exh.
36.) The essential functions are:
• Ensure branches are being communicated with regularly to
ensure they are aware of the latest shipment status.
• Recognizing potential problems with delivery schedules and
expediting orders as needed.
• Alert Shipping on all destination shipment with shipment de-
tails and any special instructions.
• Complete all relevant shipping forms that include Master Air
Waybill/Bill of Lading, Export declaration, Certificate of
Origin, to name a few.
• Perform other related duties as required.
The export clerk requires a high school diploma or equivalent,
1–3 years of business or office experience, computer skills in-
cluding word processing, and general office skills. The export
clerk should also have import/export experience with ocean car-
rier
freight
forwarder
or
customs
agencies.
The
knowledge/skills/abilities for the position are:
Candidate will have skills in keyboarding and in the use of
word processing, spreadsheet, and database management com-
puter software package; ability to organize and prioritize nu-
merous tasks and complete them under various time con-
straints; Working knowledge of U.S. Customs and other gov-
ernment agency regulations a plus; Principles, practices and
procedures of an office environment; ability to use the tele-
phone in a professional and courteous manner; assemble, sort,
and/or distribute documents, supplies, and/or materials/items;
deal with people in a manner which shows sensitivity, tact, and
professionalism; follow written and/or oral instructions; speak
clearly, concisely and effectively; listen to, and understand, in-
formation and ideas as presented verbally; establish, organize
and/or maintain files; knowledge in Microsoft application (i.e.
Word, Excel, Access, PowerPoint); ability to use Oracle ERP
system; knowledge of procurement procedures.
The working conditions for the export clerk are:
The Import (sic) Clerk usually works a standard 40-hours week
in clean offices; however, some work shifts or overtime during
busy periods. They sit for long periods and sometimes must
content to noise levels caused by various office machines.
These workers are susceptible to repetitive strain injuries such
as carpal tunnel syndrome, neck and back injuries, and eye-
strain. To help prevent these conditions, many offices have
adopted regularly scheduled exercise breaks. The Import (sic)
Clerk may be asked to visit vendor’s location, which may be
off-site on occasions.
(R Exh. 36.)
Export clerks work in the first floor main office. They work
with warehouse employees to ensure they have the inventory to
export products and to allocate that product. (Tr. 1167.) Fumi
Meza and Chiaki Yamashita were export clerks at the time of the
election.
Analysis
For the reasons set forth above regarding the export office
clerk, I find export clerks are excluded from the Unit.
i. Import clerk
Facts
The import clerk provides “routine administrative support to
the Product Allocation Division, Distribution Section and will be
responsible in handling and arranging the custom clearance at
the Los Angeles/Long Beach ports for all merchandise.” (R Exh.
37.) The essential functions are:
• Provide import estimates and information regarding import-
ing into the United States (via air, ocean, and truck).
• Provide customer service to internal departments and over-
seas affiliates/clients.
• Maintain import data and verify information accuracy.
• Classify all entries, resolve import problems and monitor car-
net imports for incoming exhibitions.
• Coordinate all deliveries and security arrangements from the
port and airport to the facility.
• Handle all post-entry amendments and internal audits of all
WISMETTAC ASIAN FOODS, INC.
47
imports that have been imported.
• Assist the distribution and purchase allocation manager with
projects as requested.
• Responsible in asking the Custom Broker the import tariff
classification and duties of new items and Harmonize codes by
country.
Coordination and arrangement of customs clearance and deliv-
ery, of import ocean/air cargo in accordance with direction of
supervisor/ manager.
• Process of documents related to the above-mentioned tasks,
including shipping documents; billing invoices and payment
invoices.
• Perform other related duties as required.
The experience, training, and education requirements, and the
knowledge/skills/abilities are the same as for the import clerk.
The working conditions for the import clerk are:
The Import Clerk usually works a standard 40-hours week in
clean offices; however, some work shifts or overtime during
busy periods. They sit for long periods and sometimes must
content to noise levels caused by various office machines.
These workers are susceptible to repetitive strain injuries such
as carpal tunnel syndrome, neck and back injuries, and eye-
strain. To help prevent these conditions, many offices have
adopted regularly scheduled exercise breaks. The Import Clerk
may be asked to visit customer broker or outside commercial
warehouse location, which may be off-site on occasions.
(R Exh. 37.)
Import clerks work in the first floor main office. The clerks
work with warehouse employees to ensure containers arrived
to the warehouse facility. (Tr. 1170.)
Analysis
Fujimoto testified Kasai was an import clerk. For the reasons
set forth above, however, I find the evidence shows otherwise.
Even if she is considered an import clerk, for the reasons set forth
above regarding the export office clerk, I find import clerks are
excluded from the Unit
j. Purchasing clerk
Facts
Purchasing clerks perform “a variety of purchasing clerical
duties in the processing of purchase order requisitions and con-
firmations and handling a variety of typing and record keeping
functions for the Branch Office; and performs a variety of related
duties which include, but not limited to, verifying receipt of ser-
vice and products, following up on purchase orders, monitoring
inventory and payment status, resolving issues, and filing and
general department organization.” (R Exh. 38.) The essential
functions are:
• Ensure that each customer, client and vendor received out-
standing customer service by providing a friendly environment
which includes greeting and assisting every customer, main-
taining outstanding product knowledge and all other compo-
nents of customer service.
• Process inventories for products and maintains inventory for
all products at Branch location.
• Responsible for keeping inventory databases current, com-
pletes purchase orders and purchase order partials for the
branch office.
• Investigates inadequate purchase orders, delinquent orders,
billing/shipping discrepancies, and returns materials; provides
cost summaries for branch location.
• Participates in annual/ quarterly inventory control.
• Maintain supplied prices for parts and supplies in the com-
puter.
• Meet with domestic/ international vendors to maintain exist-
ing accounts.
• Work cooperatively and productively with other employees
and supervisors.
• Perform other related duties as required.
The purchasing clerk should have a high school diploma or
equivalent, 1–2 years of office or business experience, basic
computer skills including word processing, a general office
skills. Additional requirements are excellent interpersonal, writ-
ten and verbal communication skills, and the ability to handle
confidential information. The knowledge/skills/abilities are
stated as follows:
Purchasing clerk will have knowledge of purchasing and ware-
housing methods and procedures; types of supplies, materials,
and equipment commonly used by the Company; financial rec-
ord keeping methods and procedures; office methods and prac-
tices including familiarity with office equipment; skill in key-
boarding the use of word processing, spreadsheet, and data-
bases management computer software; ability to organize and
prioritize numerous tasks and complete them under various
time constraints; knowledge in Oracle ERP System; Principles,
practices and procedures of an office environment; ability to
use the telephone in a professional and courteous manner; abil-
ity to read and write Japanese and decipher the information into
English.
The working conditions for the purchasing clerk are:
Purchasing clerk usually works standard 40-hours a week in
clean offices; however some work shifts or overtime during
busy periods. They sit for long periods and sometimes must
content to noise levels caused by various office machines.
These workers are susceptible to repetitive strain injuries such
as carpal tunnel syndrome, neck and back injuries, and eye-
strain. To help prevent these conditions, many offices have
adopted regularly scheduled exercise breaks, and work stations
that allow workers to stand or sit as they wish. Due to the nature
of the work, and dealing with different types of people on time
restraints can be stimulating and demanding. Purchasing clerk
may spend few hours in the warehouse to see if products have
arrived from vendors.
(R Exh. 38.) Purchasing clerks work in the first floor office.
Shuji Ohta, Keiko Takeda, and Stacy Umemoto were purchasing
clerks at the time of the election. (R Exhs. 7, 76–77; Tr. 1259,
1275.) Mayumi Misawa was the purchasing supervisor. (Tr.
1260.)
Analysis
For the reasons set forth above regarding the export office
48
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
clerk, I find purchasing clerks are excluded from the Unit.
k. GPO procurement operation coordinator
Facts
The GPO procurement operation coordinator, also referred to
as the GPO coordinator, is the most experienced central purchase
clerk. (Tr. 1159; R Exh. 33.) The GPO coordinator provides
“routine support to the Global Procurement Operation headquar-
ters and will be responsible for the procurement of all properly
coming in to the Company.” The GPO coordinator is also re-
sponsible for “monitoring outgoing and incoming products” to
ensure they are distributed to each branch office. (R Exh. 33.)
The essential functions are:
• Responsible for coordination, transfer and appropriate trans-
lation of all technical documentation required to support the
Company product line in North America.
• Translate written and oral communications from English to
Japanese; and Japanese to English for all levels of the business
relationship, including administration and management.
• Ensure that each customer, client and vendor received out-
standing customer service by providing a friendly environment
which includes greeting and assisting every customer, main-
taining outstanding product knowledge and all other compo-
nents of customer service.
• Responsible to set-up and monitor Oracle vendor information
and product registration and Business Intelligence (BI) set-up.
• Responsible to handle system transaction which includes pur-
chasing and sales and input that information in the Oracle Sys-
tem.
• Collaborate with Branch Offices to see if shipments were
properly received and contact foreign and domestic vendors to
check status on products.
• Maintains all purchasing records sand keep files in a retriev-
able manner.
• Respond to Branch and vendor’s inquiries about order status,
changes, or cancellations.
• Responsible to check credit limit on vendor’s and clients.
• Receives calls, takes and relays messages, responds to re-
quests for information; provides information or directs caller to
appropriate individual.
• Responsible for daily registration activities including but not
limited to printing invoices, matching purchase orders as nec-
essary, check on vendor payments and forward cash receipt to
accounting department, mailing invoices, filing permanent
copies.
• Support Managers and collaborate with staff to achieve de-
partment target and objectives.
• Perform other related duties as required.
(R
Exh.
33.)
The
experience/training/education,
knowledge/skills/abilities, and working conditions essentially
mirror the central purchase clerk.
Chiaki Mazlomi was the GPO coordinator. (R Exh. 60; Tr.
1229.) Mazlumi’s EEO category in personnel documents is “ad-
ministrative support.” (U Exh. 18.)
Analysis
For the reasons set forth above regarding the export office
clerk, I find the GPO procurement operations coordinator is ex-
cluded from the Unit.
C. Other Challenged Employee Ballots
1. Joseph Napoli
Joseph Napoli, who was not on the voter list, was challenged
by the Board. Napoli worked for Wismettac through the tempo-
rary agency Adecco. The invoice from Adecco for January 22,
2018, shows the warehouse department paid for Napoli’s ser-
vices during that time period through the second election. (R
Exh. 42; Tr. 1194.)
Employees in the unit who worked during the payroll period
immediately preceding the date of the direction of the election
are eligible to vote provided they are still employed at the time
of the election. Columbia Pictures Corp., 61 NLRB 1030 (1945).
The February 6 election was noticed on January 29, 2018, so Na-
poli was working during the pertinent time period. Though the
Board agent challenged the ballot, it is the Union’s burden to es-
tablish ineligibility. See Arbors at New Castle, 347 NLRB 544,
545-546 (2006) (although the Board agent challenged employee
because her name was not on the eligibility list, it was the peti-
tioner seeking to establish employee’s ineligibility that had the
burden to so prove); See also Sweetner Supply Corp., 349 NLRB
1122 (2007). As the Union failed to call any witnesses or offer
any evidence to establish Napoli’s eligibility, this challenge is
not sustained.
2. Alberto Rodriguez
The Respondent challenged Alberto Rodriguez’ ballot. He
was suspended but still on the payroll immediately preceding the
election. In any event, his suspension and termination were un-
lawful. His vote is properly counted.
D. Conclusion
The Employer has successfully established the ballots of John
Kirby, Jose Rosas, Cheryl Johnston, Suguru Onaka, Mamoru Ta-
gai, and Joseph Napoli should be counted. The Union has suc-
cessfully established the ballot of Alberto Rodriguez should be
counted and has established the other employee ballots, as de-
tailed above, should not be counted. Even if Emilio Gonzales’
vote is opened and counted, this is an insufficient number to
change the results of the election. I therefore recommend that the
International Brotherhood of Teamsters, Local 630, be certified
as the exclusive representative of the bargaining unit employees.
IV. THE OBJECTIONS
“The burden of proof on parties seeking to have a Board-su-
pervised election set aside is a heavy one. The objecting party
must show, inter alia, that the conduct in question affected em-
ployees in the voting unit and had a reasonable tendency to affect
the outcome of the election.” Delta Brands, Inc., 344 NLRB
252, 253 (2005) (internal quotations omitted); Affiliated Com-
puterizing Services, 355 NLRB 899 (2010 )(Objecting party
must prove that the specific conduct in question had a reasonable
tendency to affect the outcome of the election).
A. Employer’s Objections
1. Employer Objection 1
The employer objected to the timing of the election as follows
WISMETTAC ASIAN FOODS, INC.
49
in Employer Objection 1:
The Region did not give the Employer sufficient notice of the
election. The election was noticed on Monday, January 29,
2018 and took place on Tuesday, February 6, 2018. Two pre-
vious elections had been noticed by the Region in this case. The
first was set for September 19, 2017 where the Employer re-
ceived twenty (20) days’ notice and, a second election was re-
set for January 9, 2018 and the Employer received thirty one
(31) days’ notice. The Employer was prejudiced by not having
sufficient time to conduct a campaign. The average number of
days between the filing of a petition and the holding of an elec-
tion since the revised election rules were implemented by the
Board in 2015 has been twenty three (23) days.
The Board issued an order on February 6, 2018, denying the
Employer’s request for review of the Regional Director’s deci-
sion setting the election date. (R Exhs. 84–85.) The evidence is
clear that Wismettac consistently spoke to employees regarding
the Employer’s position on the union, employing hired labor
consultants continuously from the September 2017 until after the
second election. There is no evidence showing any prejudice to
Wismettac due to lack of time to conduct a campaign in further-
ance of its position on the Union. Employer objection #1 is over-
ruled.83
2. Employer Objection 2
Employer objection 2 concerns the August 21, 2017, delega-
tion, alleging:
During the critical period prior to the first election on Septem-
ber 19, 2017 the Union and/or its agents/supporters threatened
and coerced employees with the intention of making employ-
ees vote in favor of the Union by conducting a demonstration
during work time on Company premises. The impact of such
demonstration continued to have a coercive impact upon voters
participating in the re-run election of February 6, 2018
I find the delegation was protected activity and did not have a
coercive impact upon voters. The act of requesting voluntary
recognition from an employer is obviously protected concerted
activity and union activity under the Act. The delegation was
peaceful, and the videos of it do not depict any behavior inher-
ently offensive or intimidating. I find it did not have a coercive
impact on voters in the second election, and overrule the objec-
tion.
3. Employer Objection 5
Employer objection 5 states:
During the critical period prior to the election on February 6,
2018, the Union and/or its agents/supporters threatened, co-
erced and intimidated employees by making threats of physical
harm if employees voted for the Employer during the election.
The Employer cites to the testimony of Mack to support this
objection. (R Br. 148.) There is no evidence any union agent was
involved. The evidence shows Mack relayed a conversation he
heard about second-hand to management. The problems related
83 Employer objections 3 and 4 were withdrawn at the hearing. (Tr.
1605.)
to this evidence are detailed in the unfair labor practice portion
of the complaint concerning Alberto Rodriguez’ suspension and
termination. In any event, the alleged conduct by the employees
was not “so aggravated as to create a general atmosphere of fear
and reprisal rendering a free election impossible.” Westwood
Horizons Hotel, 270 NLRB 802, 803 (1984). Employer objection
5 is therefore overruled.
4. Employer Objection 6
The employer’s sixth objection states:
During the critical period prior to the election on February 6,
2018, the Union and/or its agents/supporters used racially de-
rogatory language to intimidate voters who supported the Com-
pany.
The credited evidence, detailed above, shows that Rodriguez
played music with racist lyrics that offended Mack on January
11, 2018. I find, however, this single incident which lasted no
more than a couple of minutes and was not widely disseminated
among employees was insufficient to interfere with employees’
free and untrammeled choice in the election. Employer objection
6 is overruled.
B. Union’s Objections
In light of my ruling on the challenged ballots, the Union’s
objections could not affect the election results and are moot. See
Texas Meat Packers, 130 NLRB 279 (1961). I will nonetheless
briefly address them in the event a reviewing authority disagrees.
1. Union Objection 1
The Union’s first objection states:
Pursuant to the Direction of Election and Section 102.67(1) of
the Board’s Rules and Regulations, the Employer was to pro-
vide a voter list to the Union which included contact infor-
mation of voters (including home addresses, available personal
email addresses, and available home and personal cell tele-
phone numbers of all eligible voters). The voter list included at
least sixteen (16) wrong addresses. This conduct reasonably
tended to coerce or interfere with employees’ free choice in the
election.
Employers are required to provide complete and accurate in-
formation as required by Excelsior Underwear, Inc., 156 NLRB
1236 (1966). Pursuant to the Board’s Rules and Regulations at
29 CFR §102.62(d), an employer must provide a list of the full
names, work locations, shifts, job classifications, and contact in-
formation (including home addresses, available personal email
addresses, and available home and personal cellular telephone
numbers) of all eligible voters. An employer’s failure to provide
the list in proper format shall be grounds for setting aside the
election upon timely objection. 29 C.F.R. §§ 102.62(d),
102.67(l).
On the original voter list, Quinonez noticed many incorrect
addresses. Many of the temporary employees’ addresses were
for Horizon temporary agency. (Tr. 1633–1634; U Exhs. 54, 61.)
With regard to the voter list for the second election, Quinonez
50
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
was asked about Union Exhibit 61, which refers to a “route 8”:
Q What is this document?
A This document I created for different purposes. We - we
make routes - different routes of people that live in the same
area and everything. And - and the same thing - when we
have bad addresses, I - I create the bad addresses so we don’t
keep going to the same address that they no longer live there.
(Tr. 1676–1677.) It is unclear which addresses on this exhibit
were deemed invalid.84 Quinonez’ testimony does not address
the matter, nor does any other record evidence. While there were
some deficiencies as they pertained to the first election, the evi-
dence does not establish these same deficiencies for the second
election. As such, this objection is overruled.
2. Union Objection 2
The Union’s second objection states:
The Employer suspended at least one (1) unit employee, Al-
berto Rodriguez, prior to the election in order to later challenge
his vote. The employer identified Mr. Rodriguez as a Union
supporter and intended to prevent him the chance to cast his
ballot. The Union filed an Unfair Labor Practice Charge (ULP)
over the suspension prior to the Election.
The Employer has objected to Mr. Rodriguez’ vote. The Em-
ployer’s conduct has potentially jeopardized this employee’s
vote. This conduct reasonably tended to coerce or interfere with
employees’ free choice in the election.
For the reasons set forth in the unfair labor practice allegation
regarding Rodriguez’ suspension, I sustain this objection. The
act of suspending Rodriguez, a known Union advocate, just four
days before the election likely tended to coerce employees’ free
choice in the election.
3. Union Objection 3
The Union’s third objection covers a variety of conduct, and
states:
Following the original election on September 19, 2017, which
the Union overwhelmingly won, the Employer engaged in the
following conduct which interfered with voter’s free choice by,
among other things, terminating multiple temporary employ-
ees; terminating multiple employees who were identified as
pro-union; circulating or causing its agents to circulate a “vote
no” petition; retaliating against pro-union employees by chang-
ing their schedules and/or suspending them; filing a meritless
lawsuit against the Union and the Union’s Secretary-Treasurer
after employees engaged in protected concerted activity, which
lawsuit was filed in an effort to chill employees’ rights; and
84 The cases to which the Union cites are distinguishable. In Chromal-
loy Am. Corp., 245 NLRB 934 (1979), there was evidence of returned
mail showing bad addresses. In Custom Catering, Inc., 175 NLRB 9
(1969), the original list omitted names and addresses of half the eligible
voters, and a later list omitted known names and addresses of striking
employees. Finally, in Merchants Transfer Co., 330 NLRB 1165 (2000),
the list contained employee addresses the employer knew were so inac-
curate that it no longer used them for its own purposes.
85 While a form letter to revoke authorization was distributed, the rec-
ord does not support a “vote no” petition.
posting false memos. This conduct reasonably tended to coerce
or interfere with employees’ free choice in the election.
Many of the allegations in this objection are covered in the
unfair labor practices portion of the complaint. To the extent an
unfair labor practice has been found relating to any portion of
this objection, that portion is sustained. The Union made no ar-
gument regarding a “vote no” petition, so this portion of the ob-
jection is not sustained.85
The filing of a civil suit in bad faith for the purpose, for exam-
ple, of retaliating against those who exercise statutory rights is
unlawful Geske & Sons v. NLRB, 103 F.3d (7th Cir.), cert. de-
nied, 522 U.S. 808 (1997); Bill Johnson’s Restaurants v. NLRB,
461 U.S. 731 (1983) (prosecuting an unmeritorious lawsuit for
retaliatory purposes constitutes unlawful activity by the em-
ployer).86 I find President and CEO Kanai’s December 1 letter
to all employees announcing and disparaging the lawsuit is
strong evidence it was done at least in part to thwart the Union’s
organizing efforts.87 As the Union points out, the letter misstates,
in underlined print, that the first election was set aside “due to
the misconduct of the teamsters local 630 and the National La-
bor Relations Board.”88 I also find the December 1 letter about
the lawsuit and the first election was clearly aimed at coercing
employees not to vote for the Union. Coming from Wismettac’s
highest-ranking officer, the letter would tend to coerce employ-
ees’ free choice in the election.
Based on the foregoing, the Union’s third objection is sus-
tained except for the alleged circulation of a “vote no” petition.
4. Union Objection 4
The Union’s fourth objection states:
Prior to the election the Employer, intentionally changed the
job titles of multiple office clerical employees in an effort to
increase “no” voters and in an effort to cause the stipulated
challenged ballot voters to be determinative. This conduct rea-
sonably tended to coerce or interfere with employees’ free
choice in the election.
The evidence supporting this objection is detailed in the sec-
tion regarding challenged ballots, above. The Union received 7
lists, which grew over time. (Tr. 1648–1649.) The numbers of
employees on eligible voter list grew between the first and sec-
ond election, from 145 to 178. (Tr. 1663; U Exhs. 56, 59, 62.)
The addition of multiple employees to the “logistics office
clerk” position when the evidence, including testimony from Fu-
jimoto, made it clear many of the employees never held this po-
sition, is sufficient to sustain this objection.89 29 C.F.R. §§
102.62(d), 102.67(l); See also Advanced Masonry Systems, 366
NLRB No. 57 (2018). The misclassifications incorrectly stacked
86 I am not deciding whether the lawsuit or the communication in its
aftermath constitute an unfair labor practice, but am rather citing to the
legal paradigm as a frame of reference.
87 I am specifically not deciding whether or not non-employee organ-
izers trespassed under State law, as the lawsuit alleges.
88 One of the Employer’s objections to the first election was that a
Board agent was seen playing ping pong with Wismettac employees
know to support the Union. (GC Exh. 47.)
89 The evidence also shows that employees were misclassified in other
positions.
WISMETTAC ASIAN FOODS, INC.
51
employees in a position included in the bargaining unit. This ob-
jection is sustained.
5. Union Objection 5
The Union’s fifth objection states:
Prior to and during the election the Employer placed large and
oversized anti-Union posters throughout the warehouse that
said “Vote No,” and included a check box with the box
checked, along with other words, including, but not limited to,
“No Dues” and “No Fines,” which propaganda the Employer
refused to take down when asked to do so at the pre-election
conference. The employee voters were subjected to the obnox-
iously large posters prior to and during the election, which cor-
rupted the laboratory conditions. This conduct reasonably
tended to coerce or interfere with employees’ free choice in the
election.
Quinonez saw large anti-union banners in the hallway visible
when going to vote. There was anti-union propaganda on the
wall before entering the safety room. During the pre-election
conference, the Union objected to the banners. (Tr. 1677–1679.)
One poster said “Don’t pay for Union Dues.” Another said,
“Vote no for dues strikes union rules.” (U Exhs. 42, 63.) Luis
Lopez saw banners saying “Vote No” and some with photos of
Villalvazo. (Tr. 1470.) Carlos Katayama and Rolando Lopez
saw the banners on election day. (Tr. 1519, 1566.)
The Union cites to Peerless Plywood Co., 107 NLRB 427
(1953), and other cases prohibiting captive audience speeches
within 24 hours of an election. These cases, however, do not ap-
ply to posters or campaign literature. Pearson Education, Inc.,
336 NLRB 979 (2001). When determining allegations of objec-
tionable electioneering, the Board considers factors including
the nature and extent of the electioneering, whether it was con-
ducted by a party to the election or by employees, whether it was
conducted in a designated “no electioneering” area, and whether
it was contrary to the instructions of the Board agent. See Boston
Insulated Wire & Cable Co., 259 NLRB 1118, 1118–1119
(1982), enfd. 703 F.2d 876 (5th Cir. 1983). Here, the Employer
hung numerous large posters throughout the warehouse in close
proximity to the voting area. While the Board agent did not pro-
hibit posters at or near the polls, Union Representative Quinonez
expressly warned the Respondent at the pre-election conference
that the Union considered the poster objectionable. See Pearson
Education, supra (single poster near polling area that Union ob-
jected to was objectionable).
Here, there were multiple posters displayed near the voting
area on the day of the election that employees testified they in
fact saw on election day. The Union’s fifth objection is sus-
tained.
6. Union Objection 7
The Union’s seventh objection90 states:
Immediately prior to the first election, and since then including
during the election, the Employer hired armed guards and
posted them at all entrances to the facility. This conduct
90 The sixth objection was withdrawn.
91 Narimoto was not called as a witness and Matheu’s hearsay testi-
mony is uncorroborated and not inherently reliable, particularly
reasonably tended to coerce or interfere with employees’ free
choice in the election.
A show of force by hiring armed guards without justification
can interfere with the employees free choice in voting for a col-
lective bargaining agent. Manufacturing and Machine Works,
Inc., 174 NLRB 661 (1969), enfd. 439 F.2d 395, 398 (8th Cir.
1971)). The only explanation for the armed guards offered at the
hearing was Matheu’s testimony that Narimoto told him employ-
ees were scared following the August 21 delegation.91 No em-
ployee testified he or she was scared by the delegation. This ra-
tionale also fails to explain why there were armed guards at the
meeting the Respondent’s managers held September 18 to dis-
courage support for the Union, attended only by drivers. The hir-
ing of armed security guards immediately following the petition
for election and their retention through and presence at the sec-
ond election would tend to interfere with employees’ free and
untrammeled choice in the election. This objection is sustained.
7. Union Objection 8
The Union’s eighth objection states:
During the counting of the ballots, the Employer allowed anti-
union employees to enter into the voting area to witness the
ballot count, while pro-union employees felt that they could not
enter because an armed guard stood directly outside the voting
area.
Not a single employee testified about this objection. Qui-
nonez’ testimony never states that employees felt they could not
enter the ballot count area because of an armed guard. This ob-
jection is unsupported and is overruled.
8. Union Objection 9
The Union’s ninth objection states:
During the election and while polls were open the Employer
failed and refused to turn off or cover cameras located directly
outside the Election room. This conduct constituted surveil-
lance of employee voters at or near the polling area.
The unrefuted evidence shows the Respondent refused to turn
off or cover up cameras around the voting area on the date of the
election. I agree with the Union that employees would reasona-
bly believe they were being recorded coming to or leaving the
voting area while exercising their Section 7 right of voting in the
election. This objection is sustained.
9. Union Objection 10
The Union’s tenth objection states:
During the election and while polls were open, two (2) super-
visors voted despite their status as excluded from the unit.
These supervisors had no legitimate purpose for being in the
polling area. This conduct constituted surveillance of employee
voters at or near the polling area. This conduct reasonably
tended to coerce or interfere with employees’ free choice in the
election.
considering not a single employee testified they were scared on August
21 and beyond. I therefore do not accord it weight.
52
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
This objection was addressed above in the section on chal-
lenged ballots of Kirby and Rosas. It is overruled.
10. Union Objection 11
During the election and while polls were open multiple office
clerical employees voted despite their status as excluded from
the unit. These office clerical employees had no legitimate pur-
pose for being in the polling area.
These employees are addressed in the challenged ballots sec-
tion. I have determined they were not included in the stipulated
unit because they were excluded in the catchall “all other em-
ployees” and therefore it is unnecessary to determined whether
they were also “office clerical employees.” In the event this find-
ing does not hold up, however, I will briefly address this objec-
tion.
Office clericals have generally been excluded from production
and maintenance bargaining units because of their “special inter-
ests” and different working conditions. General Electric Co.
(River Works), 107 NLRB 70 (1953); Beech Aircraft Corp., 170
NLRB 1595 (1968). The front office employees described in the
challenged ballots section sit in offices adjacent to corporate
managers and supervisors set apart from the warehouse and enter
through a door the warehouse employees and drivers cannot
open. They perform clerical work as opposed to manual labor.
The record is replete with testimony of multiple employees and
the former assistant warehouse manager92 that front office work-
ers did not interact at work with the warehouse employees and
drivers. I find the employees who were not in the disputed job
categories under the stipulation other than the food safety coor-
dinator and the warehouse clerks were office clerical employees.
This objection is therefore sustained.
Because several of the Union’s objections have been sus-
tained, even if resolution of the challenged ballots rendered the
Employer the winner of the election, it would need to be set
aside.
CONCLUSIONS OF LAW
By promising employees better benefits and improved terms
and conditions of employment if they reject the Union as their
bargaining representative, promising to give employees back
their bonuses and retroactive pay if they reject the Union as their
bargaining representative, and soliciting employees to revoke
their union authorization cards, the Respondent has engaged in
unfair labor practices in violation of Section 8(a)(1) of the Act.
By disciplining Rolando Lopez, disciplining and demoting
and changing the work shift of Ruben Munoz, disciplining, sus-
pending and terminating Alberto Rodriguez, terminating Pedro
Hernandez, and refusing to consider for re-hire Pedro Hernan-
dez, Fanor Zamora, and Jeremiah Zermeno, the Respondent has
engaged in unfair labor practices in violation of Section 8(a)(3)
and (1) of the Act.
The unfair labor practices committed by Respondent affect
commerce within the meaning of Section 2(6) and 2(7) of the
Act.
92 The Respondent asks me to strike Isidro Garcia’s testimony. I find
the argument in support of this unpersuasive, and find Garcia was a cred-
ible witness. Because he served as a warehouse employee, a supervisor,
The Respondent has successfully challenged the ballots of
John Kirby, Jose Rosas, Cheryl Johnston, Suguru Onaka, Ma-
moru Tagai, and Joseph Napoli, arguing they should be counted.
The Union has successfully challenged the ballots of all other
challenged ballot employees, arguing their ballots should not be
counted. If the ballots of the employees the Respondent success-
fully challenged were counted and all voted in favor of the Re-
spondent, however, it would be an insufficient number to change
the results of the election.
The Respondent’s conduct as alleged in Union objections 2,
3, 4, 5, 7, 9, and 11 was objectionable and tended to interfere
with the election. Union objections 2 and 10 are overruled, and
the Respondent’s objections are overruled.
The Respondent’s unfair labor practices and objectionable
conduct would warrant setting aside the election if the Union did
not end receive a majority of votes cast.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I shall order it to cease and desist therefrom
and to take certain affirmative action designed to effectuate the
policies of the Act.
Having promised employees better benefits and improved
terms and conditions of employment if they reject the Union as
their bargaining representative, promised to give employees
back their bonuses and retroactive pay if they reject the Union as
their bargaining representative, and solicited employees to re-
voke their union authorization cards, the Respondent shall be or-
dered to cease and desist from this action.
Having unlawfully issued Rolando Lopez a “verbal counsel-
ing record” the Respondent shall be ordered to rescind remove
from its files all references to this discipline and notify him in
writing that this has been done and the discipline will not be used
against him in any way.
Having discriminatorily issued Ruben Munoz a written warn-
ing, the Respondent will be ordered to rescind and remove from
its files all references to this discipline and notify him in writing
that this has been done and the discipline will not be used against
him in any way. Having demoted Ruben Munoz and changed his
shift, offer him his former nightshift lead position, or if that po-
sition no longer exists, a substantially equivalent position, with-
out prejudice to his seniority or any other rights and privileges
previously enjoyed and make him whole for any loss of pay in
the manner described below regarding backpay.
Having discriminatorily terminated Pedro Hernandez, the Re-
spondent shall rescind all reference to his termination, offer him
immediate and full reinstatement to his former job, or if that job
no longer exists, to a substantially equivalent position, without
prejudice to his seniority or any other rights and privileges pre-
viously enjoyed. The Respondent shall make him whole for any
loss of pay in the manner described below regarding backpay.
Having discriminatorily disciplined, suspended, and termi-
nated employee Alberto Rodriguez, the Respondent shall rescind
and a front office employee, he was uniquely situation to testify regard-
ing interactions between the warehouse and the front office staff.
WISMETTAC ASIAN FOODS, INC.
53
and remove from its files all references to the unlawful discipline
and notify him in writing that this has been done and the disci-
pline will not be used against him in any way. The Respondent
shall offer him immediate and full reinstatement to his former
job, or if that job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any other rights
and privileges previously enjoyed. The Respondent shall make
him whole for any loss of pay in the manner described below
regarding backpay.
Having refused to re-hire and consider for re-hire Fanor Za-
mora and Jeremiah Zermeno, these individuals are entitled to the
remedy for unlawful refusal to hire— instatement and back-
pay—which subsumes the remedy for the Respondent’s unlaw-
ful refusal to consider them for hire. Jobsite Staffing, 340 NLRB
332, 333 (2003). The Respondent shall offer them full instate-
ment in the positions for which they applied absent the Respond-
ent’s unlawful discrimination, or if those jobs no longer exist, to
substantially equivalent positions, without prejudice to their sen-
iority or any other rights and privileges they would have enjoyed,
discharging if necessary, any employees hired in their place. The
Respondent shall make them whole for any loss of pay in the
manner described below regarding backpay.
Backpay shall be computed in accordance with F. W. Wool-
worth Co., 90 NLRB 289 (1950), with interest at the rate pre-
scribed in New Horizons, 283 NLRB 1173 (1987), compounded
daily as prescribed in Kentucky River Medical Center, 356
NLRB 6 (2010). Additionally, the Respondent shall be required
to compensate Ruben Munoz, Pedro Hernandez, Alberto Rodri-
guez, Fanor Zamora, and Jeremiah Zermeno for the adverse tax
consequences, if any, of receiving lump-sum backpay awards,
and to file with the Regional Director for Region 21, within 21
days of the date the amount of backpay is fixed, either by agree-
ment or Board order, a report allocating the backpay to the ap-
propriate calendar years. AdvoServ of New Jersey, Inc., 363
NLRB 1324 (2016).
In accordance with King Soopers, Inc., 364 NLRB No. 93
(2016), enfd. 859 F.3d 23 (D.C. Cir. 2017), the Respondent shall
also compensate Pedro Hernandez, Alberto Rodriguez, Fanor
Zamora, and Jeremiah Zermeno for their search-for-work and in-
terim employment expenses regardless of whether those ex-
penses exceed interim earnings. Search-for-work and interim
employment expenses shall be calculated separately from taxa-
ble net backpay, with interest at the rate prescribed in New Ho-
rizons, supra, compounded daily as prescribed in Kentucky River
Medical Center, supra.
I will order that the employer post a notice in the usual man-
ner, including electronically to the extent mandated in J. Picini
Flooring, 356 NLRB 11 (2010).
The General Counsel has also requested a notice reading. I
will also order that the Respondent hold a meeting or meetings,
scheduled to have the widest possible attendance, at which the
attached notice marked “Appendix” shall be read to employees
in the presence of a Board agent. This remedial action is in-
tended to ensure that employees “will fully perceive that the Re-
spondent and its managers are bound by the Act’s requirements.”
93 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Federated Logistics & Operations, 340 NLRB 255, 258 (2003),
enfd. 400 F.3d 920 (D.C. Cir. 2005).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended93
ORDER
The Respondent, Wismettac Asian Foods, Inc., its officers,
agents, successors, and assigns, shall
1. Cease and desist from
(a) promising employees better benefits and improved terms
and conditions of employment if they reject the Union as their
bargaining representative;
(b) promising to give employees back their bonuses and ret-
roactive pay if they reject the Union as their bargaining repre-
sentative;
(c) soliciting employees to revoke their union authorization
cards;
(d) disciplining employees because they or assisted the Union
and engaged in concerted activities, and to discourage employ-
ees from engaging in these activities;
(e) demoting employees because they or assisted the Union
and engaged in concerted activities, and to discourage employ-
ees from engaging in these activities;
(f) changing employees’ shifts because they or assisted the
Union and engaged in concerted activities, and to discourage em-
ployees from engaging in these activities;
(g) terminating employees because they assisted the Union
and engaged in concerted activities, and to discourage employ-
ees from engaging in these activities;
(h) refusing to consider for rehire or refusing to rehire em-
ployees because they or assisted the Union and engaged in con-
certed activities, and to discourage employees from engaging in
these activities;
(i) in any like or related manner, interfering with, restraining
or coercing employees in the exercise of the rights guaranteed in
Section 7 of the Act
2. Take the following affirmative action necessary to effectu-
ate the policies of the Act:
(a) Within 14 days from the date of the Board’s Order, offer
employees Ruben Munoz, Pedro Hernandez, and Alberto Rodri-
guez immediate and full reinstatement to their former positions,
or, if those positions no longer exist, to substantially equivalent
positions, without prejudice to their seniority or any other rights
or privileges previously enjoyed.
(b) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful discharges of
Ruben Munoz, Pedro Hernandez, and Alberto Rodriguez , and
within 3 days thereafter notify the employees in writing that this
has been done and that the discharges will not be used against
them in any way.
(c) Within 14 days from the date of the Board’s Order, offer
employees Fanor Zamora and Jeremiah Zermeno and immediate
and full instatement in the positions to which they applied, if
those positions no longer exist, to substantially equivalent posi-
tions, without prejudice to their seniority or any other rights or
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all purposes.
54
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
privileges they would have enjoyed, discharging if necessary,
any employees hired in their place.
(d) Within 14 days from the date of the Board’s Order, re-
move any references to the unlawful refusals to re-hire Fanor Za-
mora and Jeremiah Zermeno and within 3 days thereafter notify
the employees this has been done and the refusals to re-hire them
will not be used against them.
(e) Make employees Ruben Munoz, Pedro Hernandez, Al-
berto Rodriguez, Fanor Zamora and Jeremiah Zermeno whole
for any loss of earnings and other benefits suffered as a result of
the discrimination against them in the manner set forth in the
remedy section of this decision.
(f) Within 14 days from the date of the Board’s Order remove
any references to the verbal counseling record issued to Rolando
Lopez and notify him in writing that this has been done and the
discipline will not be used against him in any way.
(g) Within 14 days from the date of the Board’s Order remove
any references to the written warning and demotion issued to Ru-
ben Munoz and notify him in writing that this has been done and
the discipline will not be used against him in any way.
(h) Within 14 days from the date of the Board’s Order remove
any references to the December 21, 2107, written warning and
the February 2, 2018 suspension issued to Alberto Rodriguez
and notify him in writing that this has been done and the disci-
pline will not be used against him in any way.
(i) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board or
its agents, all payroll records, social security payment records,
timecards, personnel records and reports, and all other records,
including an electronic copy of such records if stored in elec-
tronic form, necessary to analyze the amount of backpay due un-
der the terms of this Order.
(j) Within 14 days after service by the Region, post at its fa-
cility in Santa Fe Springs, California, copies of the attached no-
tice marked “Appendix”94 in both English and Spanish. Copies
of the notice, on forms provided by the Regional Director for
Region 21, after being signed by the Respondent’s authorized
representative, shall be posted by the Respondent and maintained
for 60 consecutive days in conspicuous places including all
places where notices to employees are customarily posted. In ad-
dition to physical posting of paper notices, the notices shall be
distributed electronically, such as by email, posting on an intra-
net or an internet site, and/or other electronic means, if the Re-
spondent customarily communicates with its employees by such
means. Reasonable steps shall be taken by the Respondent to en-
sure that the notices are not altered, defaced, or covered by any
other material. In the event that, during the pendency of these
proceedings, the Respondent has gone out of business or closed
the facility involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the notice to all
current employees and former employees employed by the Re-
spondent at any time since September 8, 2017.
(k) Read the Notice to Employees in English and in Spanish
94 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the National
Labor Relations Board” shall read “Posted Pursuant to a Judgment of the
to assembled employees at its Santa Fe Springs facility refer-
enced above in paragraph during paid working time.
(l) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed insofar
as it alleges violations of the Act not specifically found.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT do anything to prevent you from exercising the
above rights.
WE WILL NOT promise employees benefits and improved terms
and conditions of employment if employees reject the Union as
their bargaining representative.
WE WILL NOT promise to give employees back their bonuses
and retroactive pay if employees reject the Union as their bar-
gaining representative.
WE WILL NOT solicit employees to revoke their union-authori-
zation cards.
WE WILL NOT discipline, demote, suspend, terminate, and/or
change the work shift of employees because they engage in pro-
tected concerted activities, including union activities.
WE WILL NOT refuse to consider for hire or refuse to hire ap-
plicants for employment because of their union activities.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce employees in the exercise of the rights guaran-
teed in Section 7 of the Act.
WE WILL, within 14 days of the Board’s Order, remove from
our files file any references to the verbal counseling record is-
sued to Rolando Lopez on December 5, 2017, and WE WILL,
within 3 days thereafter, notify him in writing that this has been
done and that this discipline will not be used against him in any
way.
WE WILL, within 14 days of the Board’s Order, offer Ruben
Munoz his former night-shift lead position, or if that position no
longer exists, a substantially equivalent position, without
United States Court of Appeals Enforcing an Order of the National Labor
Relations Board.”
WISMETTAC ASIAN FOODS, INC.
55
prejudice to his seniority or any other rights and privileges pre-
viously enjoyed.
WE WILL, within 14 days of the Board’s Order, remove from
our files any reference to the written warning issued to Ruben
Munoz on October 23, 2017, and his demotion on October 25,
2017, and WE WILL, within 3 days thereafter, notify him in writ-
ing that this has been done and that this discipline and/or the de-
motion will not be used against him in any way.
WE WILL, within 14 days of the Board’s Order, offer Alberto
Rodriguez immediate and full reinstatement his former position
as a warehouse worker driving the forklift, or if that position no
longer exists, to a substantially equivalent position, without prej-
udice to his seniority or any other rights or privileges previously
enjoyed.
WE WILL, within 14 days of the Board’s Order, remove from
our files all references to the December 21, 2017, written warn-
ing and February 2, 2018, suspension, and the February 16, 2018,
termination issued to Alberto Rodriguez and WE WILL, within 3
days thereafter, notify him in writing that this has been done and
that this discipline and/or his termination will not be used against
him in any way.
WE WILL, within 14 days of the Board’s Order, offer Pedro
Hernandez immediate and full reinstatement his former position
as a warehouse worker driving the forklift, or if that position no
longer exists, to a substantially equivalent position, without prej-
udice to his seniority or any other rights or privileges previously
enjoyed.
WE WILL, within 14 days of the Board’s Order, remove from
our files all references to Pedro Hernandez’ termination and WE
WILL, within 3 days thereafter, notify him in writing that this has
been done and that his termination will not be used against him
in any way.
WE WILL, within 14 days of the Board’s Order, offer Fanor
Zamora and Jeremiah Zermeno full instatement in the positions
for which they applied absent the Respondent’s unlawful dis-
crimination, or if those jobs no longer exist, to substantially
equivalent positions, without prejudice to their seniority or any
other rights and privileges they would have enjoyed, discharging
if necessary, any employees hired in their place.
WE WILL, within 14 days of the Board’s Order, remove from
our files all references to the refusals to rehire Fanor Zamora and
Jeremiah Zermeno and, WE WILL within 3 days thereafter, notify
them in writing that this has been done and that the refusals to
hire them will not be used against them in any way.
WE WILL make employees Ruben Munoz, Pedro Hernandez,
Alberto Rodriguez, Fanor Zamora and Jeremiah Zermeno whole
for any loss of earnings and other benefits suffered as a result of
the discrimination against them, less any net interim earnings,
plus interest, and WE WILL also make Pedro Hernandez, Alberto
Rodriguez, Fanor Zamora and Jeremiah Zermeno whole for rea-
sonable search-for work and interim employment expenses, plus
interest.
WE WILL compensate Ruben Munoz, Pedro Hernandez, Al-
berto Rodriguez, Fanor Zamora and Jeremiah Zermeno for the
adverse tax consequences, if any, of receiving a lump-sum back-
pay award, and WE WILL file with the Regional Director for Re-
gion 21, within 21 days of the date the amount of backpay is
fixed, either by agreement or Board Order, a report allocating the
backpay award to the appropriate calendar years.
WISMETTAC ASIAN FOODS,INC.
The Administrative Law Judge’s decision can be found at
www.nlrb.gov/case/21-CA-207463 or by using the QR code be-
low. Alternatively, you can obtain a copy of the decision from the
Executive Secretary, National Labor Relations Board, 1015 Half
Street, S.E., Washington, D.C. 20570, or by calling (202) 273-1940.