370 NLRB No. 83
CP Anchorage Hotel 2, LLC, d/b/a Hilton Anchorage
370 NLRB No. 83
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
CP Anchorage Hotel 2, LLC, d/b/a Hilton Anchorage
and UNITE HERE! Local 878, AFL–CIO. Cases
19–CA–193656, 19–CA–193659, 19–CA–203675,
19–CA–212923, 19–CA–212950, 19–CA–218647
and 19–CA–228578
February 10, 2021
DECISION AND ORDER
BY CHAIRMAN MCFERRAN AND MEMBERS KAPLAN
AND RING
On March 4, 2020, Administrative Law Judge Andrew
S. Gollin issued the attached decision. The Charging Party
and the Respondent each filed exceptions, a supporting
brief, and an answering brief, and the Respondent filed a
reply brief. The General Counsel filed limited cross-ex-
ceptions, a supporting brief, and an answering brief to the
Respondent’s exceptions.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record in
light of the exceptions, cross-exceptions, and briefs1 and
has decided to affirm the judge’s rulings, findings,2 and
conclusions as further discussed below and to adopt the
1 The Respondent has requested oral argument. The request is denied
as the record, exceptions, cross-exceptions, and briefs adequately present
the issues and positions of the parties.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponderance
of all the relevant evidence convinces us that they are incorrect. Stand-
ard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d
Cir. 1951). We have carefully examined the record and find no basis for
reversing the findings.
There are no exceptions to the judge’s dismissal of the complaint al-
legation that the Respondent violated Sec. 8(a)(4) of the Act by propos-
ing to modify the access provision in the parties’ expired collective-bar-
gaining agreement in retaliation for the Union filing an unfair labor prac-
tice charge. There are also no exceptions to the judge’s finding that the
Respondent violated Sec. 8(a)(5) and (1) by failing to timely provide the
Union with the information requested in its letter dated January 3, 2017,
regarding the schedules, timecards, and payroll records of certain unit
employees (bussers).
Although the Respondent excepted to the judge’s finding that it vio-
lated Sec. 8(a)(5) and (1) by bypassing the Union and engaging in direct
dealing by soliciting employees’ grievances and impliedly promising to
remedy them, the Respondent did not present any argument in support of
these exceptions. Therefore, in accordance with Sec. 102.46(a)(1)(ii) of
the Board’s Rules and Regulations, we disregard these bare exceptions.
See Holsum de Puerto Rico, Inc., 344 NLRB 694, 694 fn. 1 (2005), enfd.
456 F.3d 265 (1st Cir. 2006). Chairman McFerran agrees with the
judge’s findings that the Respondent unlawfully bypassed the Union and
engaged in direct dealing.
recommended Order as modified and set forth in full be-
low.3
This case involves allegations that the Respondent vio-
lated Section 8(a)(5) and (1) of the Act while the parties
were bargaining for a collective-bargaining agreement to
succeed one that expired on August 31, 2008. These ne-
gotiations began in March 2017, when the Respondent
proposed modifying the union access provision in the ex-
pired collective-bargaining agreement.4 The judge found
that the Respondent was obligated to bargain over its ac-
cess proposal as part of the negotiations for a successor
collective-bargaining agreement as a whole, and there are
no exceptions to that finding. The judge further found that
during the course of the negotiations, the Respondent vio-
lated Section 8(a)(5) and (1) by unilaterally banning the
Union’s interns from the hotel, failing to timely provide
the Union with requested information, and declaring a sin-
gle-issue impasse and unilaterally implementing its access
proposal at a time when the parties had not reached a valid
impasse in negotiations for a collective-bargaining agree-
ment as a whole.5 In addition, the judge found that by
prematurely declaring impasse and unilaterally imple-
menting its access proposal, the Respondent generally
failed and refused to bargain in good faith with the Union
for a successor collective-bargaining agreement.
We affirm the judge’s findings and conclusions. How-
ever, as discussed below, in affirming his finding that the
Respondent failed and refused to bargain in good faith, we
The judge also found that the Respondent violated Sec. 8(a)(5) and
(1) by calling the police to report trespass by the Union’s representatives
when they failed to abide by the Respondent’s unilaterally implemented
access proposal. We adopt this finding for the reasons stated by the
judge.
3 We have amended the judge's conclusions of law consistent with
our findings herein, and we have modified the judge’s recommended Or-
der to conform to the violations found and the Board’s standard remedial
language, and in accordance with our decisions in Danbury Ambulance
Service, Inc., 369 NLRB No. 68 (2020), and Excel Container, Inc., 325
NLRB 17 (1997). We shall substitute a new notice to conform to the
Order as modified.
4 In 2009, the parties bargained to impasse in negotiations for a suc-
cessor collective-bargaining agreement, and the Respondent imple-
mented portions of its final pre-impasse offer (the Implemented Agree-
ment). In 2014, the parties again bargained to impasse in reopener ne-
gotiations, and the Respondent implemented its proposal to replace the
Union’s health and welfare plan with its own health care plan. Since
2014, the parties have operated under the terms of the expired collective-
bargaining agreement, as modified by the Implemented Agreement and
the Respondent’s health care plan. The access provision in the expired
collective-bargaining agreement, “Article IV Union Representative Vis-
its,” was unchanged during the 2009 and 2014 negotiations.
5 The judge erroneously stated that the Respondent implemented its
access proposal on January 12, 2018, rather than January 15, as the par-
ties had stipulated. We correct this error, which does not affect the dis-
position of this case.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
do so based on the totality of the Respondent’s conduct,
both at and away from the bargaining table.
Discussion
Section 8(d) of the Act defines collective bargaining as
“the performance of the mutual obligation of the employer
and the representative of the employees to meet at reason-
able times and confer in good faith with respect to wages,
hours, and other terms and conditions of employment, . . .
but such obligation does not compel either party to agree
to a proposal or require the making of a concession.” The
Supreme Court has observed that the statutory duty to
“meet . . . and confer in good faith” is not fulfilled by
“purely formal meetings between management and labor,
while each maintains an attitude of ‘take it or leave it’; it
presupposes a desire to reach ultimate agreement, to enter
into a collective bargaining contract.” NLRB v. Insurance
Agents’ International Union, 361 U.S. 477, 485 (1960).
Thus, the parties are “bound to deal with each other in a
serious attempt to resolve differences and reach a common
ground.” Id. at 486.
“In determining whether a party has violated its statu-
tory duty to bargain in good faith, the Board examines the
totality of the party's conduct, both at and away from the
bargaining table.”
Public Service Co. of Oklahoma
(PSO), 334 NLRB 487, 487 (2001) (internal citations
omitted), enfd. 318 F.3d 1173 (10th Cir. 2003). “From the
context of an employer’s total conduct, it must be decided
whether the employer is engaging in hard but lawful bar-
gaining to achieve a contract that it considers desirable or
is unlawfully endeavoring to frustrate the possibility of ar-
riving at any agreement.” Id. (citing Atlanta Hilton &
Tower, 271 NLRB 1600, 1603 (1984)).
Applying these principles here, we find that the totality
of the Respondent’s conduct demonstrates that it was bar-
gaining without a sincere desire to resolve differences and
reach common ground. Starting with the Respondent’s
conduct at the bargaining table, the judge found, and we
6 As noted above, the judge found that the Respondent was required
to bargain over its access proposal as part of the negotiations for an
agreement as a whole, and the Respondent has not excepted to that find-
ing. The Board requires that when parties are engaged in negotiations
for a collective-bargaining agreement, the employer must refrain from
implementing any changes in terms and conditions of employment until
an agreement or overall impasse has been reached on bargaining for the
agreement as a whole, absent certain exceptions not applicable here. Bot-
tom Line Enterprises, 302 NLRB 373, 374 (1991), enfd. mem. sub nom.
Master Window Cleaning, Inc. v. NLRB, 15 F.3d 1087 (9th Cir. 1994);
RBE Electronics of S.D., 320 NLRB 80, 81–82 (1995). However, the
Board has held that “overall impasse may be reached based on a deadlock
over a single issue.” Atlantic Queens Bus Corp., 362 NLRB 604, 604
(2015) (citing CalMat Co., 331 NLRB 1084, 1097 (2000)). “The party
asserting a single-issue impasse has the burden to prove three elements:
(1) that a good-faith impasse existed as to a particular issue; (2) that the
issue was critical in the sense that it was of ‘overriding importance’ in
agree for the reasons he states, that the Respondent vio-
lated Section 8(a)(5) and (1) by declaring a single-issue
impasse over its access proposal and unilaterally imple-
menting its access proposal at a time when the parties had
not reached a valid impasse in negotiations for a collec-
tive-bargaining agreement as a whole.6 By this conduct,
the Respondent foreclosed the possibility of productive
bargaining. The Respondent’s premature declaration of
impasse suspended the negotiations and halted the parties’
progress toward agreement. See Richfield Hospitality,
Inc., 369 NLRB No. 111, slip op. at 3 (2020) (“Precisely
because impasse temporarily suspends the duty to bargain,
a premature declaration of impasse is often an indicium of
bad-faith bargaining.”); Grosvenor Resort, 336 NLRB
613, 615 (2001), enfd. 52 Fed. Appx. 485 (11th Cir. 2002).
Further, the Respondent’s unilateral implementation of its
access proposal moved the baseline for negotiations, took
a significant bargaining chip off the table, and impaired
the Union’s ability to make quid pro quo concessions.
This action all but ensured that no meaningful bargaining
could follow.
We also find that the Respondent’s conduct away from
the bargaining table demonstrated an intent to frustrate
agreement on a new collective-bargaining contract. On
July 27, 2017, 1 week before the parties’ second bargain-
ing session, the Respondent announced that effective im-
mediately, the Union’s interns would no longer be permit-
ted in the hotel. The judge found that the access provision
in the expired collective-bargaining agreement granted
union interns access to the hotel as “other authorized rep-
resentatives of the Union,” and that by barring union in-
terns from the hotel without providing the Union with no-
tice and an opportunity to bargain, the Respondent vio-
lated Section 8(a)(5) and (1).7 Again, access was the cen-
tral point of contention in the negotiations, and by unilat-
erally changing the status quo regarding that issue, the Re-
spondent moved the baseline for negotiations and
the bargaining; and (3) that the impasse as to the single issue ‘led to a
breakdown in overall negotiations’ . . . .” Id. (quoting CalMat, supra,
331 NLRB at 1097). Here, for the reasons explained by the judge, the
Respondent failed to prove that an impasse existed as to the Respond-
ent’s access proposal, and even assuming that impasse was reached on
that issue, the Respondent failed to show that it led to a breakdown in the
overall negotiations. We therefore find it unnecessary to determine
whether the Respondent proved that the issue was of overriding im-
portance in the bargaining.
7 Although the Respondent filed exceptions to the judge’s finding that
the Respondent violated Sec. 8(a)(5) and (1) by unilaterally barring the
Union’s interns from the hotel, the Respondent did not present any argu-
ment in support of the exceptions. Therefore, in accordance with Sec.
102.46(a)(1)(ii) of the Board’s Rules and Regulations, we disregard
these bare exceptions. See Holsum de Puerto Rico, Inc., supra, 344
NLRB at 694 fn. 1. In any event, we agree with the judge’s finding that
the Respondent unlawfully barred the Union’s interns from the hotel.
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
3
undermined the Union’s bargaining position.8 The Re-
spondent’s unilateral change also created friction at the
bargaining table, as this unlawful action prompted the Un-
ion to file an unfair labor practice charge days before the
parties’ second bargaining session.
The Respondent also impeded bargaining by failing to
timely provide the Union with requested relevant infor-
mation. In early March 2017, the Respondent notified the
Union that “a number of employees” had complained that
union representatives were “interfering with their personal
time in the cafeteria” by “sit[ting] at their tables in the caf-
eteria” without asking and making them provide voice-
recorded statements. The Respondent later advised the
Union that its access proposal was motivated in part by the
employees’ complaints. The Union requested the names
of the employees who had complained so that it could ver-
ify the Respondent’s claims and address its concerns. The
Respondent refused to provide the names, citing the risk
of retaliation.9 The Union nevertheless prepared a coun-
terproposal on access in which it moved significantly from
its prior position and towards the Respondent’s, and it pre-
sented its counterproposal at the parties’ final bargaining
session on December 20, 2017. Based on complaints the
Respondent had made about the actions of union repre-
sentatives when visiting the hotel, this counterproposal re-
stricted union representatives’ conduct in a number of
ways, but it retained the right of its representatives to meet
with hotel employees in nonworking areas, including the
cafeteria. By letter dated January 5, 2018, the Respondent
stated that the Union’s counterproposal was not accepta-
ble because, in part, the Respondent’s access proposal
“was sparked by an employee complaint about the conduct
8 The Board has long considered unilateral changes that occur during
the course of collective bargaining and that undermine the union’s bar-
gaining position to evidence the employer’s intent not to bargain in good
faith. See Bryant & Stratton Business Institute, 321 NLRB 1007, 1044
(1996) (collecting cases), enfd. 140 F.3d 169 (2d Cir. 1998). As the Su-
preme Court has recognized, unilateral changes made during contract ne-
gotiations “must of necessity obstruct bargaining, contrary to the con-
gressional policy.” NLRB v. Katz, 369 U.S. 736, 747 (1962). “[I]t is
difficult to bargain if, during negotiations, an employer is free to alter the
very terms and conditions that are the subject of those negotiations.” Lit-
ton Financial Printing Division v. NLRB, 501 U.S. 190, 198 (1991).
9 Thereafter, by letter dated August 22, 2017, the Union renewed its
request and explained its need for the information as follows:
In light of the hotel’s position that these complaints contribute to the
reasons why it wishes to modify the status quo policies regarding the
access of union representatives to the hotel, we need to know . . . the
name of each bargaining unit member who allegedly communicated
these complaints . . . . We can only meaningfully address the em-
ployer’s underlying concerns regarding access if we have a reasonable
opportunity to do our own investigation regarding the substance of the
complaints that allegedly gave rise to those concerns.
10 The Respondent provided the Union with the requested names on
March 20, 2019.
of Union representatives in the cafeteria,” and therefore it
would be best “if a specifically designated meeting room
was made available for the Union representatives to meet
with those employees who wish to meet with the Union
representatives and not involve others who may simply
want to enjoy their break time.” The Respondent then de-
clared that the parties were at impasse because the Union
had not made any counterproposal that did not involve
maintaining access to the cafeteria.
The judge found that the Respondent violated Section
8(a)(5) and (1) by failing to timely provide the Union with
the names of the complaining employees, and there are no
exceptions to that finding.10 The judge further found, and
we agree, that the information was critical to the Union’s
ability to formulate counterproposals, and by failing to
timely provide the information, the Respondent under-
mined the Union’s ability to engage in meaningful bar-
gaining.11 The Respondent’s failure to provide in a timely
manner information that was relevant and necessary to the
collective-bargaining process is further compelling evi-
dence that the Respondent was not bargaining in good
faith. See Richfield Hospitality, supra, 369 NLRB No.
111, slip op. at 3; Kitsap Tenant Support Services, Inc.,
366 NLRB No. 98, slip op. at 8 (2018); Regency Service
Carts, Inc., 345 NLRB 671, 675 (2005); Bryant & Stratton
Business Institute, supra, 321 NLRB at 1044.
In sum, we conclude that the Respondent’s unlawful
conduct both at and away from the bargaining table
demonstrates that it did not negotiate with a sincere desire
to settle differences and arrive at an agreement.12 Accord-
ingly, we find that the Respondent violated Section 8(a)(5)
and (1) of the Act by failing and refusing to bargain in
11 We also agree with the judge that the Respondent’s failure to timely
provide the information precluded a valid impasse. “It is well-settled
that ‘a finding of valid impasse is precluded where the employer has
failed to supply requested information relevant to the core issues sepa-
rating the parties.’” Arbah Hotel Corp. d/b/a Meadowlands View Hotel,
368 NLRB No. 119, slip op. at 21 (2019) (quoting Colorado Symphony
Association, 366 NLRB No. 122, slip op. at 34 (2018)), enfd. 798 Fed.
Appx. 669 (D.C. Cir. 2020). The Respondent demonstrated, by its own
statements, that the information requested by the Union was relevant to
the core issue separating the parties, the Union’s access to the hotel.
12 We emphasize that our finding is not based on the Respondent’s
firmness in insisting on its access proposal. It is well established that
“adamant” insistence on a negotiating position “is not of itself a refusal
to bargain in good faith.” Atlanta Hilton & Tower, supra, 271 NLRB at
1603. However, the Respondent did not merely adhere to its access pro-
posal; it refused to submit proposals or counterproposals on any other
topic. Further, despite its self-serving assurances that it was “always
willing to meet and negotiate in good faith,” the Respondent made clear
that it did not approach the collective-bargaining process with an open
mind, rejecting all the Union’s proposals without making any counter-
proposals, and baselessly informing the Union that it was “not willing to
change [its] considered positions in the absence of a respectful and good
faith partner,” even though the Union had not failed to bargain in good
faith.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
good faith with the Union for a successor collective-bar-
gaining agreement.13
AMENDED CONCLUSIONS OF LAW
Substitute the following for paragraph 5 and renumber
the remaining Conclusions of Law accordingly.
5. The Respondent violated Section 8(a)(5) and (1) of
the Act by prematurely declaring impasse over its revised
Union access policy and then implementing that revised
policy unilaterally on January 15, 2018.
6. The Respondent has violated Section 8(a)(5) and (1)
since about January 5, 2018, when it failed and refused to
bargain in good faith with the Union.
ORDER
The National Labor Relations Board orders that the Re-
spondent, CP Anchorage Hotel 2, LLC, d/b/a Hilton An-
chorage, Anchorage, Alaska, its officers, agents, succes-
sors, and assigns, shall
1. Cease and desist from
(a) Failing and refusing to bargain in good faith with
UNITE HERE! Local 878 (the Union) as the exclusive
collective-bargaining representative of the employees in
the bargaining unit.
(b) Unilaterally changing the terms and conditions of
employment of its unit employees, including the Union’s
right to access the hotel, without first notifying the Union
and giving it an opportunity to bargain.
(c) Failing and refusing to timely furnish the Union
with requested information that is relevant and necessary
to the Union’s performance of its functions as the collec-
tive-bargaining representative of the Respondent’s unit
employees.
(d) Unilaterally changing the terms and conditions of
employment of its unit employees by implementing bar-
gaining proposals at a time when it has not reached a
valid overall impasse in negotiations with the Union for a
collective-bargaining agreement.
(e) Seeking to enforce its unilateral changes to the un-
ion access policy by calling the police and reporting that
the Union’s officials are trespassing if they continue to
13 To remedy this violation, the judge recommended an affirmative
bargaining order. Although the Respondent excepts to the judge’s find-
ing that it failed and refused to bargain in good faith in violation of Sec.
8(a)(5), it does not argue that the judge’s recommended affirmative bar-
gaining order is an improper remedy for this violation. It is therefore
unnecessary for the Board to provide a specific justification for that rem-
edy. See Arbah Hotel, supra, 368 NLRB No. 119, slip op. at 1 fn. 2 (col-
lecting cases).
14 If the facility involved in these proceedings is open and staffed by
a substantial complement of employees, the notices must be posted
within 14 days after service by the Region. If the facility involved in
these proceedings is closed due to the Coronavirus Disease 2019
access the hotel in accordance with past practice and the
terms of the expired collective-bargaining agreement.
(f) Bypassing the Union and dealing directly with unit
employees with regard to wages, hours, or other terms and
conditions of employment.
(g) Soliciting grievances from employees and im-
pliedly promising to remedy them in order to discourage
employees from supporting the Union.
(h) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act:
(a) On request, bargain with the Union as the exclusive
collective-bargaining representative of the employees in
the following appropriate unit concerning terms and con-
ditions of employment and, if an understanding is reached,
embody the understanding in a signed agreement:
All full-time and part-time banquet bartenders, banquet
captains, banquet servers, banquet housemen, baristas,
bellmen, bell captains, bruins bartenders, bus persons,
cashiers, coat check/room check attendants, cocktail
servers, concierges, cooks, dishwashers/stewards, door-
men, front desk/PBX employees, hosts/hostesses,
housekeeping clerks, housekeepers/room attendants,
housemen,
housekeeping
inspectors,
laundry
presser/chute employees, laundry washers, maintenance
employees, maintenance supervisors, night auditors,
purchasing employees, restaurant servers, and room ser-
vice employees employed at the facility located at 500
West 3rd Avenue, Anchorage, Alaska.
(b) Rescind the unilateral changes made to the Union’s
access rights that were implemented on July 27, 2017, and
January 15, 2018.
(c) Post at its facility in Anchorage, Alaska, copies of
the attached notice marked “Appendix.”14 Copies of the
notice, on forms provided by the Regional Director for Re-
gion 19, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent and
maintained for 60 consecutive days in conspicuous places,
including all places where notices to employees are
(COVID-19) pandemic, the notices must be posted within 14 days after
the facility reopens and a substantial complement of employees have re-
turned to work, and the notices may not be posted until a substantial com-
plement of employees have returned to work. Any delay in the physical
posting of the paper notices also applies to the electronic distribution of
the notice if the Respondent customarily communicates with its employ-
ees by electronic means. If this Order is enforced by a judgment of a
United States court of appeals, the words in the notice reading “Posted
by Order of the National Labor Relations Board” shall read “Posted Pur-
suant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board.”
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
5
customarily posted. In addition to physical posting of pa-
per notices, notices shall be distributed electronically,
such as by email, posting on an intranet or an internet site,
and/or other electronic means, if the Respondent custom-
arily communicates with its employees by such means.
Reasonable steps shall be taken by the Respondent to en-
sure that the notices are not altered, defaced, or covered
by any other material. If the Respondent has gone out of
business or closed the facility involved in these proceed-
ings, the Respondent shall duplicate and mail, at its own
expense, a copy of the notice to all current employees and
former employees employed by the Respondent at any
time since January 3, 2017.
(d) Within 21 days after service by the Region, file with
the Regional Director for Region 19 a sworn certification
of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to com-
ply.
Dated, Washington, D.C. February 10, 2021
______________________________________
Lauren McFerran, Chairman
______________________________________
Marvin E. Kaplan, Member
________________________________________
John F. Ring
Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vi-
olated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected ac-
tivities.
WE WILL NOT fail and refuse to bargain in good faith
with UNITE HERE! Local 878 (the Union) as the exclu-
sive collective-bargaining representative of our employ-
ees in the bargaining unit.
WE WILL NOT unilaterally change the terms and condi-
tions of employment of our unit employees, including the
Union’s right to access the hotel, without first notifying
the Union and giving it an opportunity to bargain.
WE WILL NOT fail and refuse to timely furnish the Union
with requested information that is relevant and necessary
to its performance of its functions as the collective-bar-
gaining representative of our unit employees.
WE WILL NOT unilaterally change the terms and condi-
tions of employment of our unit employees by implement-
ing bargaining proposals at a time when we have not
reached a valid overall impasse in negotiations with the
Union for a collective-bargaining agreement.
WE WILL NOT seek to enforce our unilateral changes to
the union access policy by calling the police and reporting
that the Union’s officials are trespassing if they continue
to access the hotel in accordance with past practice and the
terms of our expired collective-bargaining agreement with
the Union.
WE WILL NOT bypass the Union and deal directly with
you regarding your terms and conditions of employment.
WE WILL NOT solicit grievances from you and impliedly
promise to remedy them in order to discourage you from
supporting the Union.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, on request, bargain with the Union as the ex-
clusive collective-bargaining representative of our em-
ployees in the following appropriate unit concerning terms
and conditions of employment and, if an understanding is
reached, embody the understanding in a signed agreement:
All full-time and part-time banquet bartenders, banquet
captains, banquet servers, banquet housemen, baristas,
bellmen, bell captains, bruins bartenders, bus persons,
cashiers, coat check/room check attendants, cocktail
servers, concierges, cooks, dishwashers/stewards, door-
men, front desk/PBX employees, hosts/hostesses,
housekeeping clerks, housekeepers/room attendants,
housemen,
housekeeping
inspectors,
laundry
presser/chute employees, laundry washers, maintenance
employees, maintenance supervisors, night auditors,
purchasing employees, restaurant servers, and room ser-
vice employees employed at the facility located at 500
West 3rd Avenue, Anchorage, Alaska.
WE WILL rescind the unilateral changes to the Union’s
rights to access the hotel that we implemented on June 27,
2017, and January 15, 2018.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON
ANCHORAGE
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/19-CA-193656 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, S.E., Washington, D.C.
20570, or by calling (202) 273-1940.
Helena Fiorianti, Esq., for the General Counsel.
Douglas S. Parker and Renea I. Saade, Esqs., for the Respond-
ent.
Dmitri Iglitzin, Esq., for the Charging Party.
DECISION
INTRODUCTION1
ANDREW S. GOLLIN, ADMINISTRATIVE LAW JUDGE. These
seven consolidated cases were tried on October 28-30, 2019, in
Anchorage, Alaska, and on November 12, 2019, in Seattle,
Washington.
UNITE HERE! Local 878 (“Charging Party” or “Union”) rep-
resents a unit of employees working for CP Anchorage Hotel 2,
LLC, d/b/a Hilton Anchorage (“Respondent” or “Hotel”). The
parties’ last collective-bargaining agreement, which expired in
2008, gave Union representatives the right to access hotel prop-
erty, including the employee cafeteria in the basement of the ho-
tel. For years, the representatives regularly visited the cafeteria
as their primary method of communicating with unit members.
In early March 2017, Respondent proposed to revise the contrac-
tual language to limit where and when the representatives could
access the hotel, specifically eliminating access to the cafeteria.
The Union sought to bargain over the proposed changes to access
as part of an overall, new collective-bargaining agreement. The
General Counsel alleges, inter alia, that Respondent failed and
refused to bargain in good faith, including by failing to timely
provide the Union with requested information, refusing to make
proposals and counterproposals, prematurely declaring impasse,
unilaterally implementing its revised access policy, and then
contacting the local police to assist in enforcing the implemented
policy. As explained below, I find merit to certain of the alleged
violations.
1 Abbreviations herein are as follows: “Tr.” for transcript; “Jt. Exh.”
for Joint Exhibits; “G.C. Exh.” for General Counsel’s Exhibits; “R. Exh.”
for Respondent’s Exhibits; and “C.P. Exh.” For Charging Party’s Exhib-
its. Although I have included citations to the record to highlight partic-
ular testimony or exhibits, my findings and conclusions are not based
STATEMENT OF THE CASE
On February 22, 2017, the Union filed the charge in Case 19–
CA–19365, which it amended on May 25, 2017, alleging that
Respondent unilaterally changed employees’ working condi-
tions and engaged in surveillance when it increased the number
of managers and supervisors in the cafeteria when Union repre-
sentatives were there interacting with employees. Also on Feb-
ruary 22, 2017, the Union filed the charge in Case 19–CA–
193659, which it amended on April 20, 2017, alleging, in part,
that Respondent failed or refused to provide the Union with re-
quested information regarding bussers who worked in one of the
hotel’s restaurants. On July 31, 2017, Respondent entered into a
unilateral Board settlement agreement to resolve these two cases,
which the Regional Director for Region 19 approved on August
15, 2017. (R. Exh. 33). The Union later appealed the settlement,
and that appeal was denied in January 2018. On February 1,
2018, the Region informed Respondent it was holding the settle-
ment in abeyance pending investigation of a subsequent charge
(Case 19–CA–212950) alleging, in part, that Respondent was not
complying with the terms of the settlement agreement. (R. Exh.
34).
On August 1, 2017, the Union filed the charge in Case 19–
CA–203675, alleging that Respondent failed to bargain before
unilaterally barring Union interns from accessing the hotel. On
January 8, 2018, the Union filed the charge in Case 19–CA–
212923, which it amended on March 2, 2018, alleging that Re-
spondent failed and refused to provide the Union with requested
employee complaints to management that the Union was forcing
them to consent to having their statements voice recorded.
On March 2, 2017, Respondent proposed to revise the Union
access policy. It implemented that revised policy in January
2018. On January 10, 2018, the Union filed the charge in Case
19–CA–212950, which it amended on January 31, 2018, alleging
that Respondent failed to bargain in good faith with the Union,
including failing to make counterproposals, ceasing negotia-
tions, refusing future bargaining, and unilaterally implementing
its revised access policy. On April 17, 2018, the Union filed the
charge in Case 19–CA–218647, alleging that Respondent called
the Anchorage Police Department to report that Union officials
were trespassing when they did not comply with the revised ac-
cess policy. On October 3, 2018, the Union filed the charge in
Case 19–CA–228578, alleging that Respondent bypassed the
Union and dealt directly with unit employees about their terms
and conditions of employment, as well as denigrated the Union,
by posting a notice on the bulletin board near the employee
timeclock.
On April 9, 2019, Respondent executed a unilateral Board set-
tlement agreement to resolve these charges. That settlement was
never approved, and the record does not reflect why. On July
12, the Regional Director issued an amended consolidated com-
plaint.2 The complaint was further amended on July 25, and
again on August 12. Respondent filed its answer on August 8,
solely on those specific citations, but rather on my review and consider-
ation of the entire record.
2 On July 11, 2018, an employee filed a decertification petition in
Case 19–RD–223516. In accordance with Saint Gobain Abrasives, Inc.,
342 NLRB 434 (2004), the Regional Director consolidated the petition
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
7
and its amended answer on August 24.3
On October 30, 2019, at the conclusion of her case in chief,
Counsel for General Counsel amended the complaint to modify
and add certain allegations. The added allegation was that Re-
spondent proposed to revise the Union access policy on March
2, 2017, in retaliation for the Union filing its initial charge in
Case 19–CA–19365 over the increased presence of management
in the employee cafeteria. The resulting document following
these amendments will hereinafter be referred to as the final
amended consolidated complaint. (G.C. Exh. 11). On October
30, 2019, Respondent filed its final amended answer, denying
the alleged violations and raising various affirmative defenses.
(R. Exh. 43).
At the hearing, all parties were afforded the right to call and
examine witnesses, present any relevant documentary evidence,
and argue their respective legal positions orally. The parties filed
post-hearing briefs, which I have carefully considered. Accord-
ingly, based upon the entire record, including the post-hearing
briefs and my observations of the credibility of the witnesses, I
make the following findings of fact, conclusions of law, and rec-
ommended order.
FINDINGS OF FACT4
I. JURISDICTION
Respondent admits, and I find, that it has been an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act. Respondent also admits, and I find, that the
Union has been a labor organization within the meaning of Sec-
tion 2(5) of the Act.
II. COLLECTIVE-BARGAINING RELATIONSHIP AND BARGAINING
HISTORY
In about December 2005, Respondent took over operation of
the Hilton Anchorage, which is a 606-room hotel in the down-
town area. At the time, Respondent recognized the Union as the
exclusive collective-bargaining representative of the following
bargaining unit:
All full-time and part-time banquet bartenders, banquet
with the amended consolidated complaint to allow the parties the oppor-
tunity to present evidence over whether the allegations at issue bore a
causal relationship to the filing of the petition warranting its dismissal.
Following the hearing, the parties moved to sever and remand the peti-
tion to the Regional Director, which I granted by separate order.
3 The Union also filed a charge in Case 19–CA–225466, and allega-
tions from that charge were included in the amended consolidated com-
plaint. The Regional Director later severed that case and dismissed those
allegations.
4 The Findings of Fact are a compilation of credible testimony and
other evidence, as well as logical inferences drawn therefrom. To the
extent testimony contradicts with the findings herein, such testimony has
been discredited, either as in conflict with credited evidence or because
it was incredible and unworthy of belief. In assessing credibility, I pri-
marily relied upon witness demeanor. I also considered the context of
the witness's testimony, the quality of the witness’s recollection, testimo-
nial consistency, the presence or absence of corroboration, the weight of
the respective evidence, established or admitted facts, inherent probabil-
ities, and reasonable inferences that may be drawn from the record as a
whole. See Double D Construction Group, 339 NLRB 303, 305 (2003);
captains, banquet servers, banquet housemen, baristas, bell-
men, bell captains, bruins bartenders, bus persons, cashiers,
coat check/room check attendants, cocktail servers, concierges,
cooks, dishwashers/stewards, doormen, front desk/PBX em-
ployees, hosts/hostesses, housekeeping clerks, housekeep-
ers/room attendants, housemen, housekeeping inspectors, laun-
dry presser/chute employees, laundry washers, maintenance
employees, maintenance supervisors, night auditors, purchas-
ing employees, restaurant servers, and room service employees
employed at the facility located at 500 West 3rd Avenue, An-
chorage, Alaska.
Respondent also adopted the existing collective-bargaining
agreement, dated September 1, 2004, to August 31, 2008. (Jt.
Exh. 2). In 2008 and 2009, the parties met to bargain over a
successor agreement. On March 30, 2009, Respondent declared
an impasse in those negotiations, and, on April 13, 2009, it im-
plemented portions of its March 11, 2009 contract proposal
(“Implemented Agreement”). In 2013, Respondent proposed to
end its participation in the Union’s health fund and move the unit
employees to the company’s health plan. The parties met for
negotiations, and those negotiations ended in February 2014, af-
ter Respondent declared impasse and announced implementation
of its proposed health care change on April 1, 2014.5
In recent years, the Union and its International Union have at-
tempted to exert economic pressure on Respondent to return to
the bargaining table to negotiate a successor collective-bargain-
ing agreement by holding rallies or protests involving politicians
and the media, circulating flyers or surveys suggesting the pres-
ence of asbestos, mold, and air quality issues inside the hotel,
and urging a consumer boycott.
III. UNION ACCESS
Article IV of the collective-bargaining agreement, which re-
mained unchanged in the Implemented Agreement, is entitled
“Union Representative Visits.” It states that:
Business representatives or other authorized representatives of
the Union shall be permitted to visit the premises of the Em-
ployer at reasonable times during the working hours, provided
Daikichi Sushi, 335 NLRB 622, 623 (2001) (citing Shen Automotive
Dealership Group, 321 NLRB 586, 589 (1996)), enfd. sub nom., 56 Fed.
Appx. 516 (D.C. Cir. 2003). Credibility findings need not be all-or-noth-
ing propositions. Indeed, nothing is more common in judicial decisions
than to believe some, but not all, of a witness’s testimony. Daikichi Su-
shi, supra at 622; Jerry Ryce Builders, 352 NLRB 1262, 1262 fn. 2
(2008) (citing NLRB v. Universal Camera Corp., 179 F.2d 749, 754 (2d
Cir. 1950), rev’d. on other grounds 340 U.S. 474 (1951)).
5 In February 2014, Respondent’s then-attorney sent the Union a let-
ter stating the parties were at impasse on four key issues: wages, health
care, the 17-room cleaning requirement, and successors/assigns lan-
guage. On wages, the Union proposed wage increases to match the rates
paid at the nearby Captain Cook hotel. With respect to health care, the
Union proposed that the Hotel remain in the Union health and benefit
trust fund and pay the increased employer contributions. On the 17-room
cleaning requirement, which dealt with the number of rooms housekeep-
ing staff were expected to clean during their shifts, the Union sought to
progressively reduce the requirement from 17 down to 15. The letter
does not explain the Union’s position on successors/assigns language.
(Jt. Exh. 5, pg. 1–2).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
such representatives first make their presence known to the
Employer or other appropriate management. No interview
shall be held with employees during rush hours. Business rep-
resentatives or other authorized representatives of the Union
shall conduct employee interviews in non-working areas (i.e.
employee cafeteria).
(Jt. Exh. 2, pg. 5).6
In late June 2015, volunteers with the International Union
walked through the hotel and placed surveys under guestroom
doors asking guests to rate any air quality, water leakage, or mold
issues in their rooms. On July 2, 2015, Respondent’s then-Gen-
eral Manager Bill Tokman sent the Union a letter demanding the
solicitation immediately cease and not recur, stating that such
distribution far exceeded the access granted under Article IV.
(R. Exh. 12).
On July 10, 2015, Respondent sent the Union a letter propos-
ing to change the language in Article IV to the following:
Business representatives or other authorized representatives of
the Union shall be permitted to visit the premises of the Em-
ployer at reasonable times during the working hours, provided
such representatives first make advance arrangements with the
General Manager or his designee. When visiting the Hotel, the
Union representative shall sign in and out on a log maintained
by the Employer at the front desk. The Union representative
shall print and sign his name and record the time he entered and
left the Hotel. When the Union representative notifies the Gen-
eral Manager in advance of his desire to visit the Hotel, the
General Manager will make a room available for the Union
representative to use. Meetings by the Union representative
with Hotel employees shall be limited to the room made avail-
able to the Union by the General Manager unless other arrange-
ments are made with the General Manager. If the Union wishes
to meet with employees in a particular location, an advance
written request shall be sent by the Union to the General Man-
ager. No meetings shall be held with employees during rush
hours.
(R. Exh. 13).
The Union demanded to bargain and the parties met for bar-
gaining in late summer 2015. The Union submitted an infor-
mation request asking Respondent to provide its rationale for re-
vising the access policy. Respondent answered that it wanted to
restrict where and when Union representatives could be on the
property because of instances in which Union representatives or
others were: accessing the property to speak to on-duty employ-
ees, including in the mechanical room of the hotel, which posed
a safety concern; walking around the property to take airborne or
other samples without permission; distributing surveys under
guestroom doors without permission; going into the employee
cafeteria to make announcements and disrupting employees eat-
ing their meals; and holding public rallies, protests, or demon-
strations inside the hotel. (R. Exh. 15).
Union President Marvin Jones later spoke with Tokman about
the revised policy, specifically the distribution of flyers or
6 This is interchangeably referred to as the visitation policy or the
access policy.
surveys under guestroom doors. Jones promised that, under his
leadership, the Union would not engage in such conduct in the
future. After further communication, Tokman notified Jones on
December 23, 2015, that, for the time being, the Hotel was will-
ing to forego the proposed change, but it reserved the right to
revisit the issue in the future if it deemed appropriate. (R. Exh.
20).
Eight months later, the Union distributed flyers under gues-
troom doors at the nearby Anchorage Marriott Hotel. Both the
Hilton Anchorage and the Anchorage Marriott are owned by Co-
lumbia Sussex. The flyer noted the common ownership and
stated the Hilton had lead, asbestos, and mold issues, and that
“Columbia Sussex must assure that asbestos and lead remain
safely contained whenever it performs work to address leaky
pipes, mold, and other maintenance issues at the Anchorage.”
(R. Exh. 16).
Respondent’s then-attorney sent the Union a letter objecting
to the distribution of the flyers, noting that Respondent previ-
ously objected to the Union placing flyers under the guestroom
doors at the Hilton, and the Union assured Respondent it would
not happen again. The letter further stated that Columbia Sussex
does not allow third parties, including the Union, unfettered ac-
cess to its hotels. The letter concluded by threatening legal ac-
tion if there was any further unauthorized entry onto its property.
(R. Exh. 17).
IV. ALLEGED UNFAIR LABOR PRACTICES
A. Information Request Regarding Bussers
In January 2017, Soham Bhattacharyya replaced Tokman as
the Hotel’s General Manager. Bhattacharyya had been the in-
terim General Manager for a few months prior. On January 3-4,
2017, Union President Jones sent Bhattacharyya four letters al-
leging Respondent was violating the parties’ agreement. In one
letter, Jones claimed Respondent was reducing the hours of
bussers working in the hotel’s Berry Patch restaurant and having
the wait staff assume their duties. Jones demanded these prac-
tices cease immediately and that bussers be made whole for lost
wages and benefits from November 1 to the present. Jones also
requested copies of the bussers’ schedules, timecards, and pay-
roll records for that time period. (Jt. Exh. 7).
At the time, Bhattacharyya was on an extended family vaca-
tion. On January 20, he responded to the letters Jones had sent.
Regarding the bussers, Bhattacharyya wrote: “It is not our prac-
tice to have restaurant servers buss their own tables. We have 2
bussers on payroll for the AM shift. They are scheduled consist-
ently; however, there have been a few occasions when the morn-
ing bussers have called in for the shifts, on the day of. On such
short notice in the morning, it has been hard to find a replacement
for those few occasions.” Bhattacharyya also noted that the res-
taurant’s name had changed from Berry Patch to Hooper Bay in
around 2006. (Jt. Exh. 8). Bhattacharyya did not include or pro-
vide any of the requested information. He testified he had in-
tended to provide the information but simply forgot because he
had several letters to respond to from the Union. (Tr. 703; 709).
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
9
The Union did not follow-up on its information request regard-
ing the bussers.
On February 22, 2017, the Union filed its original charge in
Case 19–CA–193659, alleging Respondent unilaterally reduced
the bussers’ hours without bargaining with the Union. On April
20, the Union amended that charge to allege Respondent also
failed to provide the Union with the requested information. On
June 2, Respondent’s attorney provided Jones with the requested
schedules, timecards, and payroll records, stating that
Bhattacharyya had forgotten the Union had requested them. (Jt.
Exh. 15).
B. Managers and Supervisors in the Employee Cafete-
ria/Breakroom
As noted, the hotel has an employee cafeteria in its basement.
It consists of a larger room and an adjacent smaller room. The
larger room has 7 table booths, and the smaller room has 6. The
food, beverages, and buffet line are in the larger room. Both
rooms have televisions for employees to watch. The Union
maintains a bulletin board outside the entrance to the large room.
Respondent serves complementary meals for all employees
between 10 a.m. and 1 p.m., and again at 5 p.m. Employees may
go to the cafeteria at any time to take their half-hour lunch break.
The only requirement is that they must remain in the cafeteria
while they eat.
Union Representative Danny Esparza has visited the em-
ployee cafeteria Monday through Friday, between 10 a.m. and
11 a.m., since at least 2010. These visits served as the Union’s
primary method of communicating with members. In 2017, Un-
ion Organizer Dayra Valades began accompanying Esparza on
his visits to the hotel. Upon entering the hotel, they typically
would head to the basement, examine the Union bulletin board,
check the quality of the food being served, and then walk around
the cafeteria to talk with employees. Most employees took their
lunch break when the representatives were in the cafeteria.
Respondent’s supervisors and managers also used the em-
ployee cafeteria for meals and breaks. According to Esparza,
prior to February 2017, he saw Human Resources Manager Dan-
iel McClintock and, on occasion, Director of Housekeeping Ivan
7 The General Counsel alleges McClintock is a statutory supervisor
and agent. The General Counsel has not articulated how McClintock’s
status is material to my decision. Regardless, I find the General Counsel
has failed to prove either. See Oakwood Healthcare, 348 NLRB 686, 694
(2006) (burden regarding supervisory status); and Pan-Oston Co., 336
NLRB 305, 306 (2001) (burden regarding agency status). The proffered
evidence was limited primarily to McClintock’s job title(s) and position
descriptions. That evidence alone is insufficient. What matters is the
evidence about the actual authority the individual possesses and the ac-
tual work he/she performs. See Loyalhanna Health Care Assoc., 352
NLRB 863, 864 (2008). The evidence the General Counsel presented
regarding McClintock’s authority and work was cursory and insufficient
to meet the burden(s).
8 Esparza genuinely struggled to independently recall and differenti-
ate which managers and supervisors came to the cafeteria prior to Feb-
ruary 2017. He explained the reason was that his focus was more on the
members he was speaking to, and less on who else was there. He usually
only noticed if he saw someone unfamiliar to him. (Tr. 165-166). Over-
all, I found his testimony on this topic to be vague, uncertain, and gener-
ally unreliable.
Tellis in the cafeteria.7 Esparza saw McClintock daily, and he
usually would be in the cafeteria eating his lunch for 10-20
minutes. (Tr. 75-76). Esparza saw Tellis in the cafeteria be-
tween once a week to once a month, and he usually would stay
for 10-15 minutes. (Tr. 77-78). Esparza initially could not recall
seeing any other managers in the cafeteria prior to February
2017, but he later acknowledged that he saw Director of Mainte-
nance Bob Best there a couple of times. (Tr. 153).8
Other managers testified they also ate lunch in the cafeteria
prior to and after February 2017. Director of Rooms Brandon
Donnelly testified he usually arrived between 10 and 10:30 a.m.
and would stay for about 20 minutes. Steven Rader, the Assis-
tant General Manager who later became the General Manager,
testified that he arrived at around 10 a.m., but he did not testify
about how long he usually stayed. General Manager
Bhattacharyya testified he regularly ate lunch in the cafeteria, but
the time of day varied based on his schedule. He usually re-
mained for 10–25 minutes.9
On February 7, 2017, Esparza and Valades went to the em-
ployee cafeteria at around 10 a.m. They saw Bhattacharyya,
Rader, Tellis, McClintock, Donnelly, Best, and Director of Food
and Beverage Leonard Esquivel holding a “stand-up meeting” in
the middle of the large room in the cafeteria.10 This was the first
time Esparza or Valades saw management hold a stand-up meet-
ing in the cafeteria. Bhattacharyya invited Esparza to join the
meeting, and Esparza declined. Esparza and Valades then went
into the smaller room and spoke briefly with some laundry work-
ers sitting in there.
The following day, Esparza and Valades returned to the em-
ployee cafeteria at 10 a.m., and they noticed the same managers
holding another meeting in the middle of the large room. When
Esparza asked Bhattacharyya why he was in the cafeteria,
Bhattacharyya responded they were there to discuss guest survey
results and to recognize the performance of certain employees.
Esparza testified Bhattacharyya held another meeting with man-
agers in the cafeteria on February 21, 2017, at around 10 a.m.,
but Esparza did not provide any details regarding the contents of
that meeting.
Esparza testified that in the weeks and months that followed,
9 I credit that Bhattacharyya, Rader, and Donnelly regularly ate in the
employee cafeteria when the Union representatives were present, before
and after February 2017, as they each had a clear, confident, and detailed
recollection of those events and a better understanding about their meal-
time habits.
10 Respondent holds morning “stand-up” meetings with department
heads Monday through Friday to recap events from the prior day and
discuss the plan for the upcoming day. These meetings began at around
10 a.m. in the General Manager’s office and lasted about 25-30 minutes.
In January 2017, when Bhattacharyya took over as General Manager, he
moved the meeting to 9:30 a.m. to free up managers to help with check-
outs and in “turning over” the hotel for incoming guests. He also rotated
the location of the meetings from his office to various places throughout
the hotel. He testified he did this to break up the monotony and to go to
areas where the managers could recognize staff members for their good
performance. Bhattacharyya also held employee appreciation events at
other locations in the hotel, including in the ballroom and in the upstairs
restaurant.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
there were between 3 to 6 members of management in the cafe-
teria each time he and Valades were there, and those managers
typically stayed for 30 minutes or more.11 According to Esparza,
these members of management usually sat and ate lunch with one
another or alone, and some would sit and try to talk to employ-
ees. Except as stated below, Esparza provided no other details
about the conduct or statements of the managers or supervisors
he saw. Valades corroborated that there was an increase in the
number of managers and supervisors in the cafeteria starting in
early February, but she offered few additional details.12
Bhattacharyya, Rader, and Donnelly confirmed they contin-
ued to come to the cafeteria after February 2017, and they usu-
ally would eat alone or with another member of management.
They greeted employees they saw but seldom engaged them in
conversation. The same is true when they saw Esparza and Va-
lades. They denied watching or listening to the representatives’
conversations with employees. Bhattacharyya and Donnelly tes-
tified it was difficult to hear much of anything being said in the
cafeteria between 10 a.m. and 11 a.m., because of the noise from
the televisions and all the different conversations that were oc-
curring, many of which were not in English.
Esparza testified that on around May 9, when he was in the
large room of the employee cafeteria, he saw Bhattacharyya talk-
ing with a unit employee. Esparza could not hear what was being
said or discussed. On May 11, when Esparza arrived in the large
room of the cafeteria, he saw Bhattacharyya and some other
managers, including Daniel McClintock, there. Esparza later
went into the small room to talk with employees, and he noticed
McClintock enter the room with a plate of food. Esparza did not
testify as to what, if anything, McClintock said or did, or where
he was, while in the small room.
On about May 30, Esparza and Valades went into the em-
ployee cafeteria and spoke with J-1 visa employees about an up-
coming Union rally.13 Esparza noticed that Bhattacharyya was
behind him after he spoke with the employees, and
Bhattacharyya asked if he could come to the Union rally, too.
Esparza responded that Bhattacharyya could come if he wanted.
Esparza then proceeded to walk into the small room, where he
saw three J-1 visa employees eating pizza they had brought from
home. Esparza introduced himself, handed out flyers for the
11 With certain exceptions, Esparza could not independently recall
what managers or supervisors he saw in the cafeteria after February
2017. Additionally, his testimony regarding February and March differed
from his prior (and more contemporaneous) sworn statements or testi-
mony. Pages from Esparza’s notebook were introduced into evidence to
help refresh or supplement his recollection. (R. Exh. 7). The notes are
sparse and generally only reflect the name or title of the supervisors or
managers he saw and the date. According to his notes, he saw managers
and supervisors in the cafeteria on February 21, March 13, May 9-11,
15-20, 24-25, and 30, June 5 and 13-14, and July 25-26, 2017. The
names of Bhattacharyya, Rader, Tellis, Donnelly, and/or McClintock ap-
peared most frequently. Esparza, however, testified his notes were not
exhaustive, and that he saw multiple managers in the cafeteria daily.
12 Pages from Valades’s notebook were also introduced into evidence.
(C.P. Exh.1). Like Esparza, her notes are limited, only reflecting the
name of the supervisors or managers and date she saw them in the cafe-
teria. Her notes reflect she saw members of management on June 7-9,
13-16, 21 and 25-28, 2017. The discrepancies between her notes and
rally, and he invited them to attend. After he spoke with the em-
ployees about the rally, Esparza heard Bhattacharyya behind
him, asking the employees if he could have some of their pizza,
telling them he didn’t care if Esparza made fun of him (for eating
their pizza). Bhattacharyya did not testify about these events.
C. Proposal to (Again) Revise Union Access Policy
On February 22, 2017, the Union filed its charge in Case 19-
CA-193656, claiming Respondent unilaterally changed employ-
ees’ working conditions by holding management meetings in the
cafeteria at times when the Union representatives were interact-
ing with unit members, and those meetings interfered with, re-
strained, or coerced employees in the exercise of their Section 7
rights. Eight days later, on March 2, 2017, Bhattacharyya sent
Marvin Jones and Esparza a letter proposing to modify the lan-
guage in Article IV, effective March 17, to the following:
Business representatives or other authorized representatives of
the Union shall be permitted to visit the premises of the Em-
ployer on Tuesday and Friday between 10:00 a.m. and 11:00
a.m., provided such representatives first make advance ar-
rangements with the General Manager or his designee. When
visiting the Hotel, the Union representative shall sign in and out
on a log maintained by the Employer at the front desk. The
Union representative shall print and sign his name and record
the time he entered and left the Hotel. When the Union repre-
sentative notifies the General Manager in advance of his desire
to visit the Hotel, the General Manager will make a room avail-
able for the Union representative to use. Meeting by the Union
representative with Hotel employees shall be limited to the
room made available to the Union by the General Manager.
(Jt. Exh. 9).14
The following day, Bhattacharyya sent the Union a letter stat-
ing that on March 1, 2017, a number of employees complained
to management that Jones and Esparza were interfering with
their personal time in the cafeteria and making them provide
voice-recorded statements as part of a Union investigation.15
Bhattacharyya noted in his letter that the cafeteria is a place
where employees can spend personal time as they please, with-
out being badgered, stating the employees work hard and a half-
Esparza’s notes over names and dates, which were unexplained, call into
question their overall accuracy.
13 The J-1 visa is a temporary, nonimmigrant student visa that allows
foreign post-secondary students to study and work in the US through an
approved,
government-sponsored
exchange
program.
See
www.uscis.gov/working-united-states/students-and-exchange-visi-
tors/exchange-visitors.
14 Bhattacharyya testified that after he took over as General Manager,
he determined there needed to be greater formality and consistency with
how, when, and where the Union representatives accessed the hotel. He
consulted with Respondent’s attorney in late January, and he began draft-
ing proposed revisions in early to mid-February 2017. Bhattacharyya
testified he waited until early March to present the proposal to the Union
because in January and February, Respondent was attempting to secure
refinancing, and he was concerned the Union would try to interfere with
that process if it knew the Hotel wanted to revise the access policy.
15 Bhattacharyya later communicated with Union President Marvin
Jones about the complaints, and Jones advised Esparza he was to no
longer voice record statements from employees. (Tr. 233-234).
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
11
hour lunch break is all they get to relax, eat, and chat with their
colleagues, and some employees complained to management
that the Union representatives would come and sit at their tables
without asking the employees if it is alright to join them. (Jt.
Exh. 10).
The Union later informed Respondent it wanted to bargain
over the proposed changes to Article IV. The parties first met
for bargaining on April 21, 2017, and each side had a bargaining
committee. International Union representative David Glaser was
the Union’s spokesperson, and Respondent’s then-attorney Bill
Evans was its spokesperson. Evans began by explaining the pro-
posed change was in response to complaints by employees re-
garding the Union representatives’ behavior while at the hotel,
the Union’s recent unfair labor practice charge that management
was engaging in unlawful surveillance in the cafeteria, and the
desire to have more formality over the times and places the Un-
ion could be present to meet with unit employees. (R. Exh. 10).
As for this second point, Evans noted the Respondent believed
its proposal was a reasonable way to address the concerns the
Union raised in its charge about managers being present in the
cafeteria when the Union representatives were there. He added
that employees obviously want the Union, but not all of them.
The Union, through Glaser, voiced opposition to the change,
stating it restricted the Union’s ability to talk to its members and
worsened the parties’ already-strained bargaining relationship.
The parties then discussed the language of the proposal and how
it would be interpreted and applied. At some point during the
session, Glaser discussed that employees had not received a
wage increase for several years. He also referred to the Hotel as
“bad people” or “bottom feeders” because of how it treated its
employees. (Tr. 236).
Following a caucus, Glaser stated the Union wanted to have
further negotiations about the Union access proposal. He also
stated that “[b]ecause of the severity of [the access] proposal,
[the Union] will want to expand negotiations.” Glaser pointed
out that the parties have been working under an expired contract
for eight years, the Union health insurance had been gone for 3
years, wages had not increased, the use of J-1 visa employees
had exploded, and there were issues with mold, lead, and asbes-
tos in the last few years. He added that if the Hotel proposed
substantial wage increases and health insurance, along with
changes to Union access, then the situation would be different.
He concluded the letter by stating the Union would have more
questions and would be making a “voluminous” information re-
quest. (R. Exh. 10).
On April 29, 2017, Evans emailed Glaser about whether the
Union wanted to schedule another bargaining session regarding
the revised access proposal, noting the Hotel made its proposal
on March 2 and, to date, the Union had not submitted any pro-
posed changes or counterproposal. On May 1, 2017, Glaser
16 Glaser testified he proposed bargaining sessions in mid-to-late June
because the Union intended to request information from Respondent on
wages, healthcare, and other matters to allow the Union to prepare its
bargaining proposals, and because the Union’s attorney, Dimitri Iglitzin,
was unavailable until June because of his travel and vacation commit-
ments. (Tr. 235-242). The sessions were later scheduled for early Au-
gust.
emailed Evans that he was in the process of preparing a response,
but that, in short, the Union wanted to continue bargaining. (Jt.
Exh. 11). On May 8, 2017, Glaser wrote Evans a lengthy letter
stating that the Union wanted to continue negotiations over the
access policy, and that the Union would have additional ques-
tions and it would provide those questions as soon as it could.
(Jt. Exh. 12). Glaser went on to state that it had become clear to
the Union that these negotiations would need to deal not only
with the changes to Article IV, but also with the entire range of
unresolved issues preventing the Union and the Hotel from
reaching a new collective-bargaining agreement. He stated:
. . . there is a much better chance of the parties reaching an
agreement as to the proposed new rules if there is a quid pro
quo at the bargaining table, i.e., a concession by Columbia Sus-
sex regarding some other issue in dispute. As you know, that is
how win-win deals get done; when there is only one issue on
the table, it tends to be much more of a zero-sum game, where
one party can only win if the other loses, and negotiations that
can have only that outcome are much, much harder to resolve
through mutual agreement.
Glaser further stated that even beyond the importance of reopen-
ing full negotiations to meaningfully deal with the new access
policy, it has become apparent that such negotiations are neces-
sary before any changes can be implemented because it can no
longer be asserted that the parties are at impasse in their negoti-
ations over a new agreement. He cited several factors for how
the impasse had been broken, including: the passage of time (8
years) since the Hotel declared impasse, the change in economic
circumstances in both the Hotel’s revenue and profitability and
changes in the cost of living for employees, and the need for new
rules and policies relating to workplace health and safety, partic-
ularly the exposure to mold, asbestos, and lead paint. Glaser re-
quested that the parties schedule two consecutive days in June
for bargaining.16
On May 11, Evans responded to Glaser’s letter and disputed
that the parties were no longer at impasse. (Jt. Exh. 13). He
stated that both parties have continued to maintain their positions
and he was unaware of any changes that broke the parties’ im-
passe. If there was a change in the Union’s position(s), Glaser
should make him aware and he would evaluate the change(s)
with his client. Evans concluded that the Hotel stood ready to
continue negotiations over access, but it would not broaden the
negotiations to include additional issues. He believed a half day
would be enough to complete negotiations.
On May 16, Glaser submitted a request for information related
to wages, medical coverage, housekeeper workload, and other
matters, including specific situations in which a Union repre-
sentative caused any type of disruption or interference with Hotel
operations. (Jt. Exh. 14).17 On June 5, Evans responded by
17 On numerous occasions beginning on May 16, 2017, and continuing
into July 2017, the Union requested information from Respondent which
included particularized job history information about each employee in
the bargaining unit, all wages paid over a three-year period, all employee
discipline for four years, employees' immigration status, room cleaning
documentation including room cleaning averages over a three year pe-
riod, health plan participation by each employee, and information related
to repairs Respondent's hotel building. Beginning on June 5, 2017,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
providing the Union with a portion of the requested information.
On the instances of disruption or interference by Union repre-
sentatives, Evans wrote:
As we discussed at some length during our one and only nego-
tiation session, there have been a number of episodes that the
Hotel is aware of in which the presence of Union officials in
the Hotel has resulted in disruption. These include in June 2015
the Union placing flyers under guest doors asking guests to
evaluate the condition of the rooms based on visible mold
sightings, visible water leaks and air quality issues. Although
somewhat different in nature, in August 2016 the Union placed
flyers under the guest room doors at the Marriott claiming that
the Hilton had mold, asbestos and lead problems. In March
2017 there was the incident when employees complained to
management about a Union representative trying to voice rec-
ord them in the cafeteria and complaining that Union represent-
atives sit at their tables without being invited to do so. Earlier
this year, Mr. Bhattacharyya observed Union representative
Danny Esparza going into the second floor banquet space with-
out permission (previous GM Bill Tokman reported seeing Mr.
Esparza in the mechanics rooms also without permission).
There have also been incidents during which Union represent-
atives have stopped by the bell desk and coffee shop to have
quick chats with employees and thus distracting them from
their duties. In addition, Union representatives have brought
other people into the cafeteria, individuals wholly unknown to
Hotel management (e.g. a housekeeper from Santa Monica,
earlier this year). Former GM Tokman also reports the Union
bringing in a local politician and news crews into the cafeteria
without notice or permission.
(Jt. Exh. 16).
Evans also reiterated that it did not appear the parties’ posi-
tions had changed regarding wages or the other matters since
they reached impasse. He stated, however, that as a showing of
good faith, Respondent was willing to consider opening bargain-
ing on the issue of dues check-off. (Jt. Exh. 16).
On June 27, 2017, Evans emailed Glaser asking if the Union
had heard back from its attorney regarding dates for negotiations,
adding the Hotel wanted to schedule enough time in the parties’
next meeting to complete those negotiations. (Jt. Exh. 18). That
day, Glaser wrote back to Evans raising issues with the infor-
mation the Hotel provided in response to the Union’s requests,
including any witness statements regarding the alleged instances
in which Union representatives were observed causing disrup-
tion or interference at the hotel. (Jt. Exh. 19). Glaser also dis-
puted Evans’ statements that there had been no changes in the
parties’ positions and denied there was dispute over dues check-
off. Glaser reiterated the parties should set aside two days to
bargain toward a successor agreement, and he offered to begin
bargaining on August 3 or 4, 2017. (Jt. Exh. 19). On June 29,
Evans wrote Glaser stating that although the Hotel did not be-
lieve it was necessary to set aside two days to negotiate over the
Union access policy, it was willing to set aside as much time as
the Union deemed necessary to make a real and honest effort at
Respondent provided documentation in response to these information re-
quests. Respondent continued to provide responsive documentation in
resolving that issue, and it was willing to meet on August 3 and
4. On the issue of dues check-off, Evans pointed out he proposed
bargaining over the topic because it was his understanding that
it had been eliminated (by omission) from the Implemented
Agreement. (Jt. Exh. 20).
On July 24, 2017, Glaser emailed Evans that the Union re-
mained convinced there was a meaningful possibility the parties
would be able to reach a successor agreement. Glaser stated that
according to a February 2014 letter from the Hotel’s then-attor-
ney, the key points of impasse were: (1) the number of rooms to
be cleaned by room attendants, (2) wages, (3) health care, and
(4) successor and assigns language. Glaser commented there
was substantial room for change regarding the Union’s past po-
sitions on those items, and there was no reason to doubt the Ho-
tel’s position would be amenable to modification as well. To
that end, Glaser requested additional information on each of
these topics to prepare for bargaining. (Jt. Exh. 24). Respondent
later provided the Union with that requested information in Au-
gust. (Jt. Exhs. 25, 26, and 28-35). Some was provided prior to
the August bargaining sessions and some was provided after.
D. Barring Union Interns from the Hotel
The International Union has a summer internship program
called Organizing Beyond Barriers where it educates college-
aged individuals about the labor movement and UNITE HERE!.
In the summer of 2017, Glaser and the Union wanted interns
from this program to start coming to Respondent’s hotel. Glaser
testified the reason was because there were many J1-visa em-
ployees working at the hotel, and he believed they would benefit
from having “people their own age talk to them about the Un-
ion.” (Tr. 257).
At some point in the summer of 2017, Danny Esparza called
Bhattacharyya asking if he could bring four to six interns with
him during their visits to the employee cafeteria. Bhattacharyya
declined that request because of the limited amount of space in
the cafeteria and the total number of people the Union was seek-
ing to bring. Marvin Jones then called Bhattacharyya, asking
him to reconsider his decision regarding the interns.
Bhattacharyya agreed he would allow two interns to accompany
either Jones or Esparza, but not more. Jones thanked him and
that was the end of the conversation. (Tr. 710).
On around July 26, the Union sent individuals to go into the
Anchorage Marriott Hotel to speak with its unrepresented house-
keeping employees about their working conditions. Manage-
ment at that hotel took photos of the individuals and contacted
the Anchorage Police Department. The Marriott’s General Man-
ager later shared the photos with Bhattacharyya, who recognized
certain of the individuals as the interns the Union representatives
brought with them when they came to the Hilton.
On July 27, Bill Evans emailed Jones regarding the incident,
stating that individuals were trespassing at the Marriot, and some
of those individuals were subsequently identified as “interns” for
the Union. Evans wrote that “[i]n light of this activity, the man-
agement of the Hilton Anchorage is, effective immediately, for-
mally withdrawing its previously granted permission that
the weeks that followed. (Jt. Exh. 1, pg. 5). The production lasted into
August 2017.
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
13
allowed interns to be present in the Hotel.”18 Evans stated the
interns were no longer welcome on Hotel property and the Union
should take the necessary steps to ensure they did not accompany
Jones or Esparza when visiting. (Jt. Exh. 27).
E. Bargaining, Request for Information about Employee Com-
plaints, Declaration of Impasse, and Implementation of Revised
Union Access Policy
Respondent and the Union next met for bargaining on August
3 and 4, 2017.19 The Union, through its attorney, Dimitri Ig-
litzin, stated the five major issues for negotiations appeared to
be: wages, health care, the number of rooms to be cleaned by
room attendants (also referred to as the 17-room requirement),
successor/assigns language, and Union access. He added the Un-
ion was “prepared to make substantial movement.” (G.C. Exh.
5). The Union offered to begin by discussing the Union access
proposal. According to the Union’s bargaining notes, Respond-
ent provided the 10 following reasons for wanting to revise the
Union access policy: (1) managers were inhibited from going
into the cafeteria (because of the Union’s unfair labor practice
charge); (2) non-union employees having their peaceful meal
breaks interrupted by Union staff; (3) Union members were un-
willingly spoken to by Union representatives; (4) Hotel’s unhap-
piness with Union representatives presence in public areas of the
hotel; (5) Union’s disruptive behavior in public areas of the hotel
(e.g., demonstrations in the lobby); (6) Union representatives
talking to unit members (e.g., doormen or bellmen) while on the
clock; (7) Union staff taking airborne samples inside the hotel;
(8) Union representatives in inappropriate areas of the hotel (e.g.,
mechanical/boiler room); (9) distributing materials/flyers (i.e.,
door drops) in public and private spaces; and (10) Union repre-
sentatives bringing non-employees onto the property without
management’s authorization. (G.C. Exh. 5, p. 4).20 The Union
then proposed changes for how it would access the hotel, includ-
ing providing notice when Union representatives came for any
purpose other than meeting with employees in the cafeteria, and
seeking permission before engaging in activities such as distrib-
uting leaflets in the hotel. Respondent, through Evans, stated
these were not concessions because the Union already was re-
quired to provide notice when it accessed the hotel and seek man-
agement’s permission before distributing materials. The Union
disagreed it was under any obligation to do either. During this
session, Respondent showed the Union the room on the first floor
of the Hotel it proposed allowing the Union to use in lieu of
meeting with employees in the cafeteria.
Also, during the August 4 session, Iglitzin stated the Union
had changed its prior bargaining positions on wages and health
care. It was no longer seeking for the Hotel to participate in the
Union’s health benefit trust fund, nor seeking for the Hotel to
18 Glaser denied the Union asked Respondent for permission to have
interns access the Hilton, and he stated he knew this because he had
asked Esparza and Jones. Esparza and Jones did not testify on this topic.
Overall, I credit Bhattacharyya over Glaser on this point, as I find it im-
probable that the Union would bring unknown individuals into the cafe-
teria without first notifying the Hotel and getting its permission, particu-
larly after Respondent raised concerns about such conduct.
19 During the August 3 bargaining session, there was a review of the
current wages, hours, and terms and conditions of employment.
match the wages paid at the nearby Captain Cook hotel. He
stated the Union would provide specific proposals. (Tr. 245-
246) (G.C. Exh. 5, pg. 7). There was no discussion about the 17-
room requirement or successorship and assigns language.
On August 5, 2017, Evans emailed Glaser to recap the broad
outlines of where the parties were regarding negotiations. (Jt.
Exh. 37). Two days later, Evans sent Glaser a second email stat-
ing Respondent was flexible regarding the parties’ next negotia-
tion sessions, but it believed the next session should occur no
later than mid-September. (Jt. Exh. 38).
On August 9, Glaser emailed Evans regarding negotiations.
On the issue of Union access, Glaser noted Respondent had pro-
vided the Union with 10 reasons why it wanted to change the
policy, and of those reasons 3 dealt with the Union’s access to
and use of the employee cafeteria; 4 dealt with the Union’s con-
duct in areas of the hotel that are open to the public; and 3 in-
volved Union access to non-public areas of the hotel. He reiter-
ated that during bargaining, the Union stated it would be willing
to agree to contract language that changed the status quo in two
respects: the Union would agree to give notice before making
use of access rights that is out of the ordinary, that is, other than
routine entering the premises and meeting with bargaining unit
members in the cafeteria; and the Union would agree to seek per-
mission prior to engaging in certain types of highly unusual con-
duct that might conceivably be seen as going beyond mere “ac-
cess” to the facility, such as having a demonstration in the lobby
or putting flyers under guest doors. Contrary to the Respond-
ent’s assertions that providing notice and obtaining permission
were already required, Glaser stated that these proposed changes
would “significantly alter the status quo in the direction the Em-
ployer seeks, and should, in all fairness, have been accepted as
such.” (Jt. Exh. 39).
Glaser stated the Union would provide a written counterpro-
posal regarding Union access, and it hoped to prepare “a con-
cept” for a new wage proposal. He further stated the Union did
not yet have enough information about the company health plan
to develop a proposal on that topic, but it would do so as soon as
it could. To that end, he requested a copy of the summary plan
description for the company health plan. He stated he did not
anticipate the Union being able to prepare a proposal addressing
successorship anytime soon because of his focus on these more
complex and important issues. (Jt. Exh. 39).
In this letter, Glaser reiterated his previous oral request for
copies of “the employee complaints that were allegedly made
about a Union representative’s activities on site sometime in
March 2017, providing the names of the employee(s) who alleg-
edly complained, any written statement provided by such em-
ployee(s), and any other written documents, such as the recorded
recollections of any management employees, that reveal the
Respondent’s bargaining committee referred to a document called the
“3-11-16 Terms Applicable,” which contained terms that differed from
the Implemented Agreement. The Union was unaware of how the dif-
ferent terms came into being and how they were being applied to the unit
employees. The August 3 session was spent discussing the document
and the Union asking questions.
20 During this discussion, Iglitzin orally requested the names of the
employees who allegedly complained about the Union representatives’
conduct in the cafeteria. (Jt. Exh. 1) (G.C. Exh. 5, pg. 5).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
substance of those alleged complaints.” (Jt. Exh. 39).
On August 15, in response to Respondent’s requests for future
bargaining dates, the Union stated that Glaser and Iglitzin were
both first available to travel to Anchorage for two successive
days of bargaining on October 24 and 25. (Jt. Exh. 40).
On August 17, Evans wrote Glaser a letter regarding the scope
of negotiations, stating:
. . . .The access issue was the sole issue identified by the Hotel
for bargaining. I thought I was very clear in my previous cor-
respondence, but in case I was not, let me reiterate that the Ho-
tel is not proposing any other changes to the terms and condi-
tions of employment. Put even more clearly, the Hotel has not
changed its position on any of the four areas you have identified
for bargaining (i.e. wages, health care, 17-room requirement
and successorship).
In contrast, the Union has indicated that it has changed its po-
sition significantly on the four identified areas. Based on the
Union's assertion that its position on the four identified areas
has changed, the Hotel has agreed to bargain in good faith con-
cerning these supposed changes. Accordingly, while the Hotel
will bargain in good faith, it would be a mistake to conclude
that our willingness to bargain signals an intention to offer our
own proposals on any of the identified issues. We will certainly
keep an open mind regarding any proposal the Union makes
and will give it honest consideration.
I am hopeful that I have clearly conveyed the Hotel's position
and expectations. Unfortunately it is somewhat difficult to be
specific because despite the Union indicating that it has signif-
icantly changed its position regarding the four identified issues,
it has not provided any actual proposals. Strangely, despite tell-
ing us that your positions have significantly changed regarding
the four issues, you also claim to need further information in
order to define what your proposals actually are. Remarkably,
you have even indicated that your proposal on "successorship"
will not be forthcoming "anytime soon."
. . . We have agreed to negotiate with you concerning any other
changes you may propose, but we have no intention of fore-
stalling negotiations on our access proposal indefinitely while
we await the promised development of future proposals.
(Jt. Exh. 42, pgs. 2-3).
In this letter, Evans also stated Respondent would not provide
the requested names of the employees who complained about the
Union representatives because it did not “wish to place them at
risk of any retaliation.” (Jt. Exh. 42). Evans provided no addi-
tional information or basis for this concern.
On August 22, 2017, Glaser emailed Evans regarding the in-
formation request, stating: “In light of the hotel’s position that
these complaints contribute to the reasons why it wishes to mod-
ify the status quo policies regarding the access of union repre-
sentatives to the hotel, we need to know, and I am hereby for-
mally requesting that you provide, the name of each bargaining
unit member who allegedly communicated these complaints to
21 The Regional Director issued a complaint over Rosario’s discharge.
On November 14, 2019, following a hearing, Administrative Law Judge
Mr. Bhattacharyya. We can only meaningfully address the em-
ployer’s underlying concerns regarding access if we have a rea-
sonable opportunity to do our own investigation regarding the
substance of the complaints that allegedly gave rise to those con-
cerns.” (G.C. Exh. 6). Respondent finally provided the Union
with this information on March 20, 2019. (Jt. Exh. 1, pg. 6).
On October 5, 2017, Evans sent Glaser an email asking if the
Union required any additional information prior to bargaining.
He also stated that Respondent’s plan was to begin negotiations
with the access issue, and that while Respondent had provided
its proposal in March, it had not received any “written” counter-
proposal from the Union. With respect to the other issues the
Union mentioned, Evans stated Respondent had not received
“any formal proposals” from the Union, and he requested that if
the Union intended to make any proposals to provide them to
Respondent prior to the next bargaining sessions to enable them
to be more efficient with their time. But if that was not possible,
Respondent would certainly consider whatever the Union was
able to present at the face-to-face bargaining session. (Jt. Exh.
43)
On October 9, 2017, Respondent discharged Bill Rosario, a
Union supporter and member of its bargaining committee, fol-
lowing an investigation into his response to discovering mold in
two hotel guestrooms.21 A week later, on October 16, Glaser
wrote Evans stating the Union was cancelling the October 24 and
25 bargaining sessions because of the trauma Rosario’s dis-
charge caused to the bargaining committee and the unit employ-
ees. Glaser proposed bargaining through correspondence rather
than in-person sessions. To that end, he included the Union’s
proposal on wages and stated it would be providing proposals on
health care, successorship, and room cleaning quotas. (Jt. Exh.
44). The Union’s wage proposal sought across-the-board and
specific wage increases, but they were no longer seeking parity
with wages paid at the Captain Cook hotel. (Tr. 245-246; 364-
366). On the issue of Union access, Glaser wrote as follows,
referring to Respondent barring the interns from the hotel:
Regarding Union access to the hotel, the hotel’s recent decision
to dictate to the Union who it may and may not designate as its
agents, for the purpose of entering the hotel and the employee
cafeteria to speak to bargaining unit members, has made it im-
possible for us to formulate a meaningful bargaining position
at this time. Once the legality of that decision has been adjudi-
cated by the NLRB, we will be in a position to know the “start-
ing line” (a/k/a, the status quo) from which those negotiations
may proceed.
(Jt. Exh. 44).
Thereafter, Glaser and Evans exchanged correspondence re-
garding the cancellation of the October 23 and 24 bargaining ses-
sions, the status of negotiations, and the parties’ overall poor re-
lationship. (Jt. Exhs. 45-47). On access, Evans stated the Un-
ion’s explanation for why it could not make a counterproposal
did not hold water because the Union was unable to formulate a
counterproposal for five months prior to the dispute over the in-
terns, and the proposed revisions do not address who can be a
Mara-Louise Anzalone issued her decision (JD(SF)-39-19), dismissing
the complaint.
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
15
Union representative, but rather where and when they can be in
the hotel. (Jt. Exh. 45, pgs. 2-3). In a subsequent letter, Evans
indirectly responded to the Union’s wage proposal. He took is-
sue with the Union’s characterization of Respondent as “bad
people” during their first bargaining session and the Union’s on-
going boycott, stating:
While we can meet and negotiate in good faith on issues such
as increased wages, the reality is that it [is] difficult to fathom
increasing any benefits while the Union is engaged in a vigor-
ous campaign to financially harm the Hotel. Not only do we
have to be conservative with our expenditures in order to guard
against customers heeding the Union’s call to boycott, it simply
is difficult to offer a reward to a party whom you view as per-
petually stabbing you in the back.
(Jt. Exh. 47, pg. 3).
On November 21, 2017, Evans sent Glaser a letter stating that
based on the Union’s dilatory tactics, Respondent planned to im-
plement its revised Union access policy effective January 1,
2018, absent the parties reaching an agreement by the end of the
year. (Jt. Exh. 48). On November 27, 2017, Glaser responded
to Evans’ letter, which he characterized as “an ultimatum,” stat-
ing the Union believed that implementation of the access pro-
posal, in the absence of an overall impasse, and at a time when
the Hotel has not yet cured its prior access-related unfair labor
practices or restored the status quo ante, would be unlawful.
Nonetheless, Glaser stated the Union would meet to continue
bargaining. (Jt. Exh. 49). The parties eventually agreed to meet
on December 20.
At the December 20 bargaining session, the Union provided
Respondent with written proposals on wages, health insurance,
the 17-room cleaning requirements, successorship, and Union
access. (Jt. Exh. 50). On wages, the Union proposed across-the-
board increases and additional increases based on specific
jobs/work performed. On health insurance, the Union accepted
the company’s health plan but proposed to limit the employees’
costs and allow employees to bank hours worked in excess of
100 per month to maintain coverage if their hours later dropped
below the coverage threshold and/or allow employees to pay a
set amount per hour for each hour they fell below the threshold
to maintain their coverage. On room cleaning requirements, the
Union agreed to 17 rooms per day but proposed paying house-
keepers an additional amount for each room cleaned beyond 15.
On successorship, the Union proposed to modify the language
from the expired agreement to lessen the obligations imposed in
the event of a sale or transfer of the hotel. On access, the Union
proposed to revise the language in Article IV to read as follows:
Business representatives or other authorized representatives of
the Union shall be permitted to visit the premises of the Em-
ployer at reasonable times during working hours provided such
representatives provide notice to the General Manager or his
designee of their presence on the premises. When visiting the
Hotel, the Union representative shall sign in and out on a log
maintained by the Employer at the front desk. The Union rep-
resentative shall print and sign his name and record the time he
entered and left the Hotel. When the Union representative no-
tifies the General Manager in advance of his desire to visit the
Hotel, the General Manager will make a room available for the
Union representative to use. Meeting by the Union representa-
tive with Hotel employees may occur in that room, or in other
nonworking areas (e.g., the employee cafeteria), at the Union’s
discretion. Provided: that Union representatives speaking
with bargaining unit members in the employee cafeteria will
not silence the room in order to make announcements to union-
represented employees or otherwise engage in activities that
unnecessarily interfere with the ability of non-represented
employees and those represented employees who do not wish
to listen to Union announcements or messages from socializing
or enjoying their time in the cafeteria without such inter-
ruption. Provided further, that Union representatives will not
take airborne or other samples from the Hotel, enter the Hotel’s
Mechanical Rooms, hold events with the media or elected of-
ficials inside the hotel, hold rallies or demonstrations inside the
hotel, or place Union surveys or flyers under room doors occu-
pied by guests, without first coordinating such activities with
the Employer.
(Jt. Exh. 50, pg. 6).
Glaser and Evans exchanged letters summarizing the Decem-
ber 20 bargaining session and their respective positions on the
status of negotiations. Glaser’s letter, dated December 30, 2017,
began by stating how the Union’s proposals demonstrated sig-
nificant movement on the key issues and broke any impasse that
may have existed. (Jt. Exh. 51). And despite this movement, the
Hotel had no response to the Union’s proposals on health insur-
ance, room attendant cleaning quotas, or successorship. On the
issue of Union access, Glaser stated the Hotel was unwilling to
alter the portion of its proposal that barred Union representatives
from the employee cafeteria. “You were absolutely clear about
this: the hotel will not yield on this point.” (Jt. Exh. 51, pg. 3).
As for wages, the Hotel stated it was unable to respond with a
counterproposal because it could not predict its future profitabil-
ity in light of the Union’s continuing boycott activity. The Hotel
maintained this position even after the Union pointed out the
boycott activity would cease once a new contract was reached.
Glaser concluded his letter by asking Evans to reconsider the Ho-
tel’s positions, consider the Union’s proposals seriously, and
communicate meaningful counterproposals on each of these is-
sues (as well as any other issues) at its earliest convenience. (Jt.
Exh. 51).
On January 5, 2018, Evans wrote a letter responding to Glaser
in which he addressed each of the Union’s proposals and the Ho-
tel’s rejection of those proposals.
. . . . Your health care proposal allows for a non-union trust plan
which I understand is an issue that is very significant to the Un-
ion, but which in fact simply reflects the current reality that has
been in place for several years. While allowing the plan to be
controlled by the Hotel, you have proposed economic require-
ments that would come very close to mirroring what a union-
based trust plan would provide. Given the precarious state of
health insurance nationally, the Hotel is not willing at this time
to alter its existing coverage. We will certainly be looking for
opportunities going forward that will make such coverage more
affordable for both the Hotel and its employees. Should such
an opportunity arise, we will, at that time, make a proposal to
change the current plan.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16
Similarly, your proposal for changing the existing 17-room re-
quirement is not acceptable to the Hotel. The Hotel does appre-
ciate the diplomatic manner in which you sought to permit a
17-room daily requirement while at the same time keeping faith
with the Union's normal 15-room limitation. The manner in
which this compromise was achieved makes it essentially a
wage issue (with some exceptions) for the room attendants and
would be preferably addressed in setting the wage rate for the
room attendants that would include the expectation of the 17-
room requirement.
. . . . Given the difficult relationship that exists between the Un-
ion and the Hotel, the Hotel is not willing at this time to limit
potential buyers by including the [proposed] successorship lan-
guage. The Hotel is willing to agree to provide notice to the
Union in the event of a sale but is not willing to mandate to the
buyer the assumption of this Agreement….
Similarly, we must reject your wage proposal. As I stated dur-
ing our negotiation session it is very difficult to provide in-
creased wages or benefits given the current animosity-laden re-
lationship. As I previously mentioned, I was hopeful that face-
to-face dialogue might improve the adversarial atmosphere and
create greater trust as a building block for a mutual agreement.
Unfortunately, the negotiations have failed in that respect…. It
is difficult to reach agreement and provide additional benefits
to the very people who are condemning you as engaging in bad
behavior. Accordingly, while we are always willing to meet
and negotiate in good faith the terms and conditions of the Ho-
tel employees, we are not willing to change our considered po-
sitions in the absence of a respectful and good faith partner.
Finally, with respect to the access issue, as stated during our
meeting, the Union’s counterproposal that continues to allow
the point of contact to be the cafeteria is not acceptable to the
Hotel. From the outset the Hotel has been very frank that its
chief goal in making its proposal was to end the friction that
exists in the sole place in the Hotel for both management and
Union employees to enjoy a break. By having the Union repre-
sentatives meet with employees in the cafeteria management
employees are placed in a position where they have to alter
their break periods or engage in other conduct to avoid the per-
ception that they are engaging in surveillance. Moreover, be-
cause this issue was sparked by an employee complaint about
the conduct of Union representatives in the cafeteria, the Hotel
believes it would be best if a specifically designated meeting
room was made available for the Union representatives to meet
with those employees who wish to meet with the Union repre-
sentatives and not involve others who may simply want to en-
joy their break time.
We have indicated that we were willing to negotiate the times
when the Union representatives could be present, the days on
which they could be present, the manner in which they needed
to alert the Hotel to their presence and other similar logistical
issues surround access to the Hotel. We also physically showed
22 The record does not reflect why Respondent implemented the re-
vised access policy three days early.
you the room that the Hotel has set aside for the Union and in-
vited any comments you might have about its adequacy. Be-
cause the Union has been focused entirely on keeping the ac-
cess point in the cafeteria, it has not made any proposals in
nearly a year regarding any of those other logistical issues. Ac-
cordingly, we are unaware of any preferences the Union may
have regarding hours of visits, days of visits or the manner of
checking in and as a consequence we cannot provide any coun-
ter-proposals that would address any of those items. We can
only assume that because the Union has not presented any
counterproposals involving access at any location other than
the cafeteria, the Union does not have any such proposals and
its sole proposal is to maintain access to the cafeteria.
(Jt. Exh. 52).
Evans concluded his January 5 letter by stating the parties
were at impasse, as the Hotel was unwilling to continue allowing
access to the employee cafeteria and the Union made no coun-
terproposals that did not include maintaining such access. As a
result, the Hotel intended to implement its proposed changes to
Article IV beginning January 15, 2018. (Jt. Exh. 52). The re-
vised Union access policy was implemented on January 12,
2018. (Jt. Exh. 53).22
Glaser testified the Union did not request further bargaining
based on Evans’ January 5 letter, because the Union read the let-
ter as stating Respondent was not going to bargain with the Un-
ion and had declared the Union were not good-faith bargainers.
(Tr. 264).
Thereafter, Union representatives continued to visit the em-
ployee cafeteria without complying with the procedures set forth
in the revised access policy. Management confronted the repre-
sentatives about their non-compliance and then escorted them off
the property. On January 22, 2018, General Manager Steve
Rader wrote Marvin Jones a letter advising him that Union rep-
resentatives were not complying with the implemented access
policy, and if they continued it would be viewed as trespass and
the police would be called. (Jt. Exh. 54). Three days later, Jones
responded in a letter to Rader that the implementation of the re-
vised access policy was not lawful and, until so directed by the
Board or federal court, the Union did not intend to comply. (Jt.
Exh. 55).
F. Contacting the Anchorage Police to Report Trespassing by
Union Representatives
On January 31, 2018, at around 10 a.m., Dayra Valades and
another representative went to the Hotel and spoke to employees
in the employee cafeteria. Later that afternoon, two Anchorage
Police Department officers appeared at the Union’s office and
spoke to Valades, asking her if she had been at the hotel earlier
that day. The officers explained they had received a trespass call,
and that they had been given a letter claiming there was an agree-
ment stating the Union would not be at the hotel.23 Valades pro-
vided the officers with a copy of Jones’s January 25, 2018 letter
to
Rader
challenging
the
legality
of
Respondent’s
23 At the hearing, Rader testified he contacted the police after the Un-
ion representatives repeatedly failed to comply with the revised access
policy. (Tr. 780-782).
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
17
implementation of the revised Union access policy. The officers
read the letter and handed Valades a card with the police report
number and date written on the back. (G.C. Exh. 7). No further
action was taken.
On April 19, 2018, Jones informed Union employees during a
quarterly meeting about the Anchorage Police Department visit-
ing the Union hall regarding the alleged trespass call. (Tr. 823-
824).
G. Postings to Employees
In June 2018, the Union posted the following, in English, on
its bulletin board outside of the employee cafeteria:
Brothers and Sisters,
For those who are not aware, you have been in a labor dispute
with your employer for the last 9 years. This dispute occurred
because your employer wanted to take away your wage in-
creases, health insurance, pension, work load, and job security.
Obviously, this is a horrendous act by your employer. We've
pushed back and have been able to maintain the majority of the
benefits listed above. The only reason we've been successful, is
because many of you have been courageous enough to stand
up for what you deserve. Columbia Sussex will not give you
these benefits unless all of us together demand that they give
them to you. Because you have representation is the sole reason
you keep the liberties you have working at the Hilton Anchor-
age. It is for certain that without the Union the Hilton will take
all these benefits away from you. Workers without a Union
means more money in the employer's pocket and less in yours.
Some of you are saying that the fight has gone on too long, but
we say that it’s never too long to fight for what is right. Those
who tell you to stop fighting are not looking at what's in your
best interest. They want to discourage you from getting in-
volved, they want you to quit because they think you're tired,
they think you're weak, they don't think you know better, but
you're not all what they think, and that's why you still have a
pension, holiday pay, paid lunch break, job security, two 10
minutes paid breaks, representation, seniority, and many other
benefits. Thousands of members over the last 75 years through
Local 878 have fought for the rights and benefits you enjoy to-
day. We owe those who come after us the same opportunity
that we have and more. The employer makes a fortune off the
backs of the workers, you give 1/3 of your life to the employer,
and you should be provided with at least the basic necessities.
As we move forward our motto has always been “one day
longer” and when we say it, we mean it, denying the rights for
some is denying the rights for all. We are fighting for wages,
health care, job security, and all the benefits that your Union
stands for. For those who think things are bad just think about
how bad it would be if you weren't a member of Local 878!
ALL the rights you have today would be gone
DON'T BELIEVE THE LIES...
We are fighting for, what you deserve. Support the brothers and
sisters who stand on the picket line for a better life, not people
who tell you to quit and won't be there when all that you have
is gone.
UNITED WE STAND, DIVIDED WE BEG!!!
(Jt. Exh. 56).
Later in June 2018, General Manager Steve Rader prepared
and posted the following letter in response to the Union’s letter.
The letter was posted, in English and Spanish, on a company bul-
letin board by the time clock near the human resources office:
Dear Valued Associates,
As many of you are aware, it is not often that we send out letters
to our employees regard our involvement with the union here
at the Hilton Anchorage. However, there are times when we
believe it is important to speak out and share our view point
when the union is making outlandish and false claims against
Columbia Sussex.
When Columbia Sussex purchased the Hilton Hotel property
almost 10 years ago, this property had union representation
with UNITE HERE! At the time, this was the ONLY Hotel in
our portfolio which had a union and we have respected the [un-
ion’s] position as our [employees’] representative for the pur-
poses of collective bargaining.
Our company philosophy is clear, we want to have a direct
working relationship with our employees to solve issues and do
not believe having a 3rd party labor union involved is neces-
sary. We are not anti-union, we are simply pro employee.
We were recently made aware of a posting from the UNITE
HERE! Local 878 in which they claim if you were not a mem-
ber of the union, you could lose your Pension, Holiday Pay,
Paid Lunch Break, Job Security, Two 10 Minute Breaks, Rep-
resentation, Seniority and of Benefits (see attachment). This
statement is simply not true and frankly is one of the most dis-
honest statements we can imagine.
Employees at each of our hotels enjoy each of these benefits
and more, and most without a union presence. The idea that
you would lose any of these items is simply not true. Im-
portantly, the notion that you have these items only because
you have union representation is also not true. Again, employ-
ees in our other properties have these benefits and more and
most do not have union representation. We believe we can
achieve more by working together versus having a 3rd party
divide us as can be seen in our other locations. Our intentions
should clear that with the investment the company is making
with our renovations, Columbia Sussex will be a contributing
member of our Anchorage community for many years to come.
We care a great deal for all associates and our managers wel-
come you to come to us with any concerns you may have for
solutions that are satisfactory to you. In spite of the fact that
most businesses in Anchorage are downsizing and cutting out
employee benefits such as employee events, associate lunch-
eons, associate rallies, and other events throughout the summer
and the year.
We appreciate the hard work you do and want the work place
to be a team environment which includes fun and camaraderie
in addition to the work which we accomplish together.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
18
(Jt. Exh. 57).24
Legal Analysis
A. Surveillance of Employee Cafeteria
Paragraph 6(a) of the final amended consolidated complaint
alleges Respondent violated Section 8(a)(1) of the Act since Feb-
ruary 2017, when it engaged in unlawful surveillance by increas-
ing the number of supervisors and/or managers in the employee
cafeteria during the timeframe when the Union’s representatives
typically were there. I do not find merit to this allegation.
Section 8(a)(1) states it is a violation for an employer to inter-
fere with, restrain or coerce employees in the exercise of their
Section 7 rights. The Board has held that routine observation of
employees engaged in open Section 7 activity on company prop-
erty does not constitute unlawful surveillance. Aladdin Gaming,
LLC., 345 NLRB 585, 586 (2005). An employer violates Section
8(a)(1) when it surveils employees by observing them in a way
that is “out of the ordinary” and thereby coercive. Id. Indicia of
coerciveness include the duration of the observation, the em-
ployer’s distance from its employees while observing them, and
whether the employer engaged in other coercive behavior during
its observation. Id. Ultimately, the test is an objective one and
involves a determination as to whether the employer’s conduct,
under the totality of the circumstances, would reasonably tend to
interfere with, restrain, or coerce employees in the exercise of
their rights guaranteed under Section 7. Sage Dining Services,
Inc., 312 NLRB 845, 856 (1993); Brown Transportation Corp.,
294 NLRB 969, 971-972 (1989).
In Aladdin Gaming, two employees solicited union authoriza-
tion cards in the employee dining room that managers and em-
ployees used for meal breaks. As the employees talked with oth-
ers about the union, a manager walked over to their table, stood
by silently for 2 minutes, and then spent 8 minutes telling them
management’s perspective on unionization. Two days later, a
different manager engaged in essentially the same conduct. The
24 Respondent also had posted somewhere on this same bulletin board
its “Open Door Policy,” which states:
At CSM, we have created an environment in which open communica-
tion between associates and management can, and does, exist. We en-
courage you to communicate your ideas, suggestions, and
problems to your department manager on a daily basis. When
people work together, we know that misunderstandings may
occur. If such a situation or problem should arise, we encour-
age you to talk first with your immediate supervisor and given
him or her an opportunity to work it out with you. If your com-
pliant involves your supervisor, or you are not satisfied with
your supervisor’s response, or if for any reason you do not wish
to bring the problem to your supervisor’s attention, you may
present your concern to your department manager, General
Manager, Corporate Human Resources, of the [W]histle
Blower Hotline.
The company’s policy is to encourage all associates to raise their ideas
or concerns either individually or whenever management meets with as-
sociates as a group.
(R. Exh. 42).
25 In Aladdin Gaming, LLC., the Board distinguished that case from
others in which unlawful surveillance was found based on the coercive
nature of the employers’ conduct, including Hawthorn Co., 166 NLRB
Board found no violation, holding that the employer did not act
“out of the ordinary” because its managers routinely were in the
dining room and their observation of employees was unaccom-
panied by any coercive conduct, as their statements about unions
were protected under Section 8(c) of the Act. 345 NLRB at 586-
587.25
The General Counsel argues it was out of the ordinary for mul-
tiple managers to be in the employee cafeteria when the Union
representatives typically were there, and that changed starting on
February 7, 2017, when management’s presence went from only
1 to 2 (Daniel McClintock and Ivan Tellis), to around 3 to 6. The
General Counsel cites to Sheraton Anchorage, 363 NLRB No. 6
(2015), for support as to how this increase violated the Act. In
Sheraton Anchorage, managers increased their visits to the em-
ployee cafeteria when the union representatives typically were
there speaking about union issues, at a time when employees
were circulating both a decertification petition and a rival pro-
union petition for signatures. The supervising chef who previ-
ously never went to the cafeteria during the day came and stood
with his arms folded for up to 15 minutes as he monitored the
employees; the housekeeping manager and the human resources
director who seldom came to the cafeteria both began making
multiple visits a week and staying for 30 minutes each time; and
the engineering chief began coming to the cafeteria and talking
with employees for 60-90 minutes a day, or for as long as the
union representative(s) remained in the cafeteria. The adminis-
trative law judge held this “significantly increased” presence of
management was out of the ordinary and thereby coercive, in vi-
olation of Section 8(a)(1).26
Here, unlike in Sheraton Anchorage, the evidence does not
establish that management’s presence significantly increased.
As stated, Soham Bhattacharyya, Steve Rader, and Brandon
Donnelly, along with McClintock and Tellis, regularly visited
the cafeteria when the Union representatives were there, both be-
fore and after February 2017. The General Counsel asserts
251 (1967), enfd. in pertinent part 404 F.2d 1205 (8th Cir. 1969) (fore-
men began sitting at employee tables in the cafeteria, instead of at the
foremen's table, during employees’ coffee breaks, to monitor conversa-
tions); Elano Corp., 216 NLRB 691 (1975) (foremen were directed to
eat in the lunchroom with employees when previously allowed to eat in
a control room overlooking the plant floor); Oakwood Hospital, 305
NLRB 680 (1991), enf. denied 983 F.2d 698 (6th Cir.1993) (supervisors
and managers instructed to remain in close proximity to a union repre-
sentative while he was in the cafeteria, take down names of employees
who met with him, and take notes during employees’ conversations with
him); Liberty House Nursing Homes, 245 NLRB 1194 (1979) (supervi-
sors departed from the practice of taking breaks in a private dining room
and, instead, deliberately mingled with employees in the dining area used
by the latter during their breaks and lunch periods, including a supervisor
who followed two employees who left the dining area, and on another
occasion followed two employees who had changed tables because of
the presence of supervisors, to talk with them about the union organizing
effort); and Teksid Aluminum Foundry, 311 NLRB 711 (1993) (supervi-
sors shadowed employees involved in union activities to break room, in
and out of lunch room, and out to the parking lot, observing them for
several minutes, over multiple days).
26 In the absence of exceptions, the Board adopted the judge’s finding
of unlawful surveillance. Sheraton Anchorage, 363 NLRB No. 6, slip
op. at 1 fn. 2. As such, the judge’s decision only has persuasive value.
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
19
Bhattacharyya, Rader, and Donnelly could not have been in the
cafeteria at that time because they attended the morning stand-
up meetings, which, prior to January 2017, began at 10 a.m.
However, those meetings lasted 25-30 minutes, which allowed
managers enough time to get to the cafeteria to eat while the Un-
ion representatives were still there interacting with employees.
The General Counsel next argues that management’s conduct
while in the cafeteria was out of the ordinary and coercive. The
first examples cited are the February 2017 management meet-
ings. Respondent held 1 stand-up meeting and 1 or 2 meetings to
recognize employees for their performance. While it may have
been unusual for management to hold stand-up meetings in the
cafeteria, Bhattacharyya testified that when he took over as Gen-
eral Manager in January 2017, he began to rotate where these
meetings were held, and it was not unusual for him to hold them
at various locations throughout the hotel. Nor was it unusual for
management to hold meetings to recognize employees for their
performance. Moreover, there is no evidence about what the
managers and supervisors attending these meetings said or did;
there is no evidence they monitored conversations or activities,
made any statements, or engaged in any coercive behavior.
The General Counsel next cites to the instance in May when
Bhattacharyya was observed talking with a unit employee in the
large room of the cafeteria. There is no evidence about what was
said or the length of the conversation. It was not uncommon for
Bhattacharyya to be in the cafeteria, nor for him to briefly inter-
act with employees while there.
Finally, the General Counsel cites to the two occasions in May
when McClintock and Bhattacharyya allegedly followed Es-
parza as he moved throughout the cafeteria talking with employ-
ees. As for McClintock, Esparza testified the two were both in
the large room, and at some point, after Esparza left to go to the
small room, McClintock entered the small room with a plate of
food. As stated, there is no evidence of what, if anything,
McClintock said or did once he entered the small room. Nor is
there evidence regarding where he sat in proximity to Esparza
and the employees, or how long he remained there.
As for Bhattacharyya, Esparza was distributing flyers to em-
ployees in the large room about an upcoming Union rally, and
Bhattacharyya asked if he could attend the rally. Esparza told
him he could. Following that exchange, Esparza went into the
small room to talk with employees, including a group of employ-
ees eating pizza. Bhattacharyya later entered the small room.
After Esparza walked away, Bhattacharyya asked the employee
if he could have some of their pizza, telling them he didn’t care
if Esparza made fun of him. While Bhattacharyya’s conduct may
have been unusual, his interactions with Esparza and the employ-
ees were brief and there is no evidence he monitored the employ-
ees, made any other statements, or engaged in any coercive be-
havior.
Overall, based on the limited evidence presented, the General
Counsel failed to establish that employees reasonably would be-
lieve that management was in the cafeteria for the purpose of
surveilling their protected activity. As stated, members of man-
agement regularly visited the cafeteria before and after February
2017, and they did so for the same reasons as other employees,
to eat lunch or to take a break. Like other employees, the man-
agers and supervisors greeted and occasionally engaged in
conversation with employees while there. Unlike in Aladdin
Gaming, management did not stand by listening to the employ-
ees’ protected conversations; nor did it make statements or offer
opinions about their protected activity. Accordingly, I dismiss
the Section 8(a)(1) unlawful surveillance allegation.
B. Change in Established Past Practice
Paragraph 6 of the final amended consolidated complaint also
alleges the increased presence of management in the cafeteria
constituted a unilateral change in past practice over which Re-
spondent failed to provide the Union with prior notice and an
opportunity to bargain, in violation of Section 8(a)(5) of the Act.
In her post-hearing brief, Counsel for General Counsel alleges
the change was that unit employees went from being able to
freely interact with their Union representatives during their lunch
breaks, to only being able to interact with them in the presence
of management. I do not find merit to this allegation.
Under the unilateral change doctrine, an employer’s duty to
bargain under Section 8(a)(5) includes the obligation to refrain
from changing its employees’ terms and conditions of employ-
ment without first bargaining to impasse with the employees’
bargaining representative concerning the contemplated changes.
NLRB v. Katz, 369 U.S. 736 (1962). An employer’s regular and
longstanding practices that are neither random nor intermittent
become terms and conditions of employment even if those prac-
tices are not required by a collective-bargaining agreement. The
party asserting the existence of a past practice bears the burden
of proving the practice occurred with such regularity and fre-
quency that employees could reasonably expect the practice to
continue or reoccur on a regular and consistent basis. Raytheon
Network Centric Systems, 365 NLRB No. 161, slip op. at 5, 8,
16, 20 (2017); Howard Industries, Inc., 365 NLRB No. 4, slip
op. at 3-4 (2016).
In this case, the Union had a long-standing practice of regu-
larly visiting the employee cafeteria between 10 a.m. and 11
a.m., but not at the exclusion of management. As stated, multiple
managers were regularly present, both before and after February
2017. Esparza was not aware of “any sort of agreement” be-
tween Respondent and the Union that management would refrain
from entering the employee cafeteria, or that Respondent would
notify the Union before holding a meeting in the cafeteria when
the Union representatives were present. (Tr. 223). Under these
circumstances, there was no past practice or reasonable expecta-
tion that the Union would be able to meet with employees in the
cafeteria at the exclusion of management. Accordingly, I also
dismiss the Section 8(a)(5) unilateral change allegation.
C. Revised Access Proposal
Paragraph 10 of the final amended consolidated complaint al-
leges Respondent violated Section 8(a)(4) and (1) of the Act
when it proposed revising the Union access policy on March 2,
2017, in retaliation for the Union filing its original unfair labor
practice charge in Case 19-CA-193656 about the increased man-
agement presence in the cafeteria when the Union representa-
tives were there.
Counsel for General Counsel moved to add this allegation at
the conclusion of her case-in-chief, which I granted over Re-
spondent’s objections. I reaffirm that ruling now. Section
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
20
102.17 of the Board’s Rules and Regulations authorizes the ad-
ministrative law judge to grant complaint amendments “upon
such terms as may be deemed just” during or after the hearing
until the case has been transferred to the Board. In Rogan Broth-
ers Sanitation, Inc., 362 NLRB 547, 549 fn. 8 (2015), the Board
stated the judge should consider the following when permitting
an amendment to the complaint during the hearing: (1) whether
there was surprise or lack of notice, (2) whether there was a valid
excuse for the delay in moving to amend, and (3) whether the
matter was fully litigated. In applying these factors, I found the
General Counsel notified the other parties of the intent to amend
shortly after Respondent introduced bargaining notes from their
April 21, 2017 session. The notes show that Respondent referred
to the Union’s charge when discussing the reasons why it was
making its proposal to change the access policy. The matter was
fully litigated because Respondent was able to present evidence
during its case-in-chief regarding as to its motivation for making
that proposal. Respondent did not raise any further argument
regarding the amendment in its post-hearing brief.
Respondent’s final answer asserts this allegation is untimely
under Section 10(b) of the Act.27 Section 10(b) provides, in per-
tinent part, that “no complaint shall issue based upon any unfair
labor practice occurring more than six months prior to the filing
of the charge with the Board.” Thus, an unfair labor practice
charge filed more than 6 months after the alleged unfair labor
practice took place is untimely. The 10(b) period begins to run
when a party has clear and unequivocal notice of an alleged vio-
lation of the Act. Notice can be actual or constructive. Moeller
Bros. Body Shop, 306 NLRB 191, 192-193 (1992). The Board,
however, has held that “the timely filing of a charge tolls the time
limitation of Section 10(b) as to matters subsequently alleged in
an amended charge which are similar to, and arise out of the
same course of conduct, as those alleged in the timely filed
charge. Amended charges containing such allegations, if filed
outside the 6-month 10(b) period, are deemed, for 10(b) pur-
poses, to relate back to the original charge.” Pankratz Forest In-
dustries, 269 NLRB 33, 36-37 (1984), enfd. mem. sub nom. 762
F.2d 1018 (9th Cir. 1985)).
The Union had clear and unequivocal notice as of the April 21
bargaining session that Respondent wanted to revise the Union
access policy, in part, because of the allegations the Union raised
in its charge alleging Respondent unilaterally changed the status
quo by holding meetings and having management present in the
cafeteria at times when the Union representatives were there
talking with employees. Therefore, the Section 8(a)(4) allega-
tion, which was first raised on October 30, 2019, is well outside
the Section 10(b) period.
The General Counsel nevertheless contends the allegation was
timely because it was “closely related” to the allegations in the
original and amended charge in Case 19-CA-193656. In deter-
mining whether an amended charge relates back to an earlier
27 Respondent’s final amended answer raises as an affirmative de-
fense that certain allegations are untimely under Section 10(b), but it
does not specify which allegations. See United Government Security Of-
ficers of America International, 367 NLRB No. 5, slip op. at 1 fn. 1
(2018) (respondent must specify the allegation it asserts is untimely un-
der Section 10(b); a mere boilerplate or catchall provision in the answer
charge for 10(b) purposes, the Board applies the test set forth in
Redd-I, Inc., 290 NLRB 1115, 1118 (1988). In Redd-I, Inc., the
Board stated:
In applying the traditional “closely related” test in this case, we
will look at the following factors. First, we shall look at
whether the otherwise untimely allegations are of the same
class as the violations alleged in the pending timely charge.
This means that the allegations must all involve the same legal
theory and usually the same section of the Act... Second, we
shall look at whether the otherwise untimely allegations arise
from the same factual situation or sequence of events as the al-
legations in the pending timely charge. This means that the al-
legations must involve similar conduct, usually during the
same time period with a similar object... Finally, we may look
at whether a respondent would raise the same or similar de-
fenses to both allegations, and thus whether a reasonable re-
spondent would have preserved similar evidence and prepared
a similar case in defending against the otherwise untimely alle-
gations as it would in defending against the allegations in the
timely pending charge.
Id. at 1118.
In Carney Hospital, 350 NLRB 627, 630 (2007), the Board
held the second prong “is not shown simply because two events
occurred close in time, during the same organizing campaign or
in response to a campaign. Mere chronological coincidence does
not warrant the implication that all challenged employer actions
are related to one another as part of a planned response to that
campaign.” The Board further held the second prong of the
Redd-I test is satisfied “where the two sets of allegations demon-
strate similar conduct, usually within the same time period with
a similar object, or there is a causal nexus between the allegations
and they are part of a chain or progression of events, or they are
part of an overall plan to undermine union activity.” Id. (internal
quotations and citations omitted).
In applying the closely related test, I find the first factor--same
class of violations--is not met. The charges in Case 19-CA-
193656 allege Respondent unilaterally changed its past practice
without bargaining with the Union, in violation of Section
8(a)(5) of the Act, and engaged in unlawful surveillance, in vio-
lation of Section 8(a)(1) of the Act. These allegations involve
different provisions of the Act and different legal theories than
the added Section 8(a)(4) retaliation allegation. Section 8(a)(4)
provides it is an unfair labor practice for an employer “to dis-
charge or otherwise discriminate against an employee because
he has filed charges or given testimony under this Act.” To
prove an 8(a)(4) violation, there must be proof of unlawful mo-
tivation and animus. See American Gardens Mgmt. Co., 338
NLRB 644, 645 (2002). Motive is irrelevant to proving unilat-
eral change or surveillance allegations.
The second factor--same factual situation or sequence of
events--appears to be met. Respondent began holding
is insufficient). However, when Counsel for General Counsel orally
moved to amend in this Section 8(a)(4) allegation, Respondent’s counsel
orally denied the allegation, in part, as being untimely. (Tr. 541-542). I
interpret Respondent’s oral and written responses together as properly
asserting this allegation as untimely under Section 10(b).
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
21
management meetings in the cafeteria starting on around Febru-
ary 7, 2017. The Union filed the original charge on February 22.
Eight days later, Respondent notified the Union it wanted to re-
vise the Union access policy to limit where and when the Union
representatives could access the hotel. As stated, the bargaining
notes from the April 21 session show Respondent sought to re-
vise the policy, in part, to address the claims the Union raised in
its charge. Although the two sets of allegations do not involve
similar conduct and are not necessarily within the same time pe-
riod, there is a nexus between the filing of the charge and the
subsequent proposal to change the policy to address the claims
raised in the charge.
The third factor—same defenses—is not met. As stated, prov-
ing an 8(a)(4) violation requires proof of unlawful motivation
and animus. If established, the employer defends by proving that
it would have taken the same adverse action in the absence of the
protected activity. American Gardens Mgmt. Co., supra. There
is no comparable defense to unilateral change or surveillance al-
legations.
For these reasons, I dismiss the 8(a)(4) allegation as untimely
under Section 10(b).28
D. Responding to Information Requests
Paragraph 9 of the final amended consolidated complaint al-
leges, as amended at hearing, that Respondent violated Section
8(a)(5) of the Act when from January 3, 2017, to about June 2,
2017, it failed or refused to provide the Union with the requested
schedules, time cards, and payroll records for bussers working at
the hotel’s Hooper Bay restaurant; and from about August 17 and
22, 2017, to March 19, 2019, failed or refused to provide the Un-
ion with the names of the employees who complained the Union
was forcing them to agree to voice recording. I find merit to
these allegations, as amended.
Under Section 8(a)(5) of the Act, the employer has a duty to
provide the union with requested information that is relevant and
necessary to its representational duties. NLRB v. Acme Industrial
Co., 385 U.S. 432, 435-436 (1967); NLRB v. Truitt Mfg. Co., 351
U.S. 149 (1956); Detroit Edison Co. v. NLRB, 440 U.S. 301
(1979). In general, information relating to bargaining unit em-
ployees and their wages, hours, and terms and conditions of em-
ployment is presumptively relevant and must be furnished.
North Star Steel Co., 347 NLRB 1364 (2006); Bryant & Stratton
Business Institute, 323 NLRB 410 (1997). It is the employer’s
burden to rebut that presumption. A-1 Door & Building Solu-
tions, 356 NLRB 499, 500 (2011); and Southern California Gas
Co., 344 NLRB 231, 235 (2005).
28 Assuming arguendo the allegation had been timely, the General
Counsel failed to establish that Respondent was motivated by animus in
preparing and submitting the revised access policy. The General Coun-
sel relies on the timing of the announced change eight days after the Un-
ion filed the charge to prove animus. Bhattacharyya, however, began
making the proposed revisions to the access policy, with the assistance
of counsel, in late January and early to mid-February 2017, because he
wanted greater formality and consistency with how, when, and where the
Union representatives accessed the hotel. He waited until March to sub-
mit the proposal because Respondent was attempting at the time to se-
cure refinancing, and he was concerned the Union would try to interfere
with that process if it knew the Hotel wanted to revise the access policy.
The Board has held an unreasonable delay in furnishing relevant
information is as much a violation of Section 8(a)(5) as failing
or refusing to provide the information. PAE Aviation and Tech-
nical Services, LLC., 366 NLRB No. 95, slip op. at 3 (2018). It
is an employer’s duty to furnish relevant information as promptly
as possible, given the circumstances, as a union is entitled to the
information at the time the information request is made. Id. In
determining whether a party has failed to produce information in
a timely manner, the Board considers the totality of the circum-
stances, including “the nature of the information sought (includ-
ing whether the requested information is time sensitive); the dif-
ficulty in obtaining it (including the complexity and extent of the
requested information); the amount of time the party takes to
provide it; the reasons for the delay in providing it; and whether
the party contemporaneously communicates these reasons to the
requesting party.” General Drivers, Warehousemen & Helpers
Local Union No. 89, 365 NLRB No. 115, slip op. at 2 (2017).
This determination is an objective one; the focus is not on
“whether the employer delayed in bad faith ... but on whether it
supplied the requested information in a reasonable time.” Man-
agement & Training Corp., 366 NLRB No. 134, slip op. at 3
(2018).
Although there is not a per se rule for what constitutes an un-
reasonable delay, the Board has found delays from 2-16 weeks
to be unreasonable. See Capitol Steel & Iron Co., 317 NLRB 809
(1995) (2 weeks unreasonable); Aeolian Corp., 247 NLRB 1231,
1245 (1980) (3 weeks unreasonable); Postal Service, 308 NLRB
547, 551 (1992) (4 weeks unreasonable); Postal Service, 332
NLRB 635 (2000) (5 weeks unreasonable); Linwood Care Cen-
ter, 367 NLRB No. 14, slip op. at 5 (2018) (6 weeks unreasona-
ble); Woodland Clinic, 331 NLRB 735, 737 (2000) (7 weeks un-
reasonable); and Regency Service Carts, 345 NLRB 1286 (2005)
(16 weeks unreasonable).
The Union articulated how the requested information at issue
is both relevant and necessary to its representational duties. In
the January 3, 2017 email request for information on the bussers,
Marvin Jones explained to Soham Bhattacharyya that the Union
was requesting the information to investigate whether Respond-
ent had violated the terms of the agreement by reducing the
bussers’ hours and/or by reassigning their duties to wait staff.
Similarly, in David Glaser’s August 22, 2017 email to Bill Evans
requesting the employee complaints, he explained the Union
needed the information considering that these complaints were
part of the reason why Respondent wanted to modify the Union
access policy.
Respondent argues that Bhattacharyya’s delay in providing
Considering the Union’s other attempts to exert economic pressure on
Respondent, this concern was not unreasonable. The General Counsel
also cites to the statements made by Respondent’s bargaining represent-
atives during the April 21 bargaining session as proof the proposed
changes were in retaliation for the Union filing the charge. However, the
statements show Respondent wanted to bargain over the proposed policy
as a means of addressing the Union’s stated concerns of having managers
in the cafeteria, not as demonstrating animus for the Union raising those
concerns in the charge. Based on the foregoing, the General Counsel
failed to prove the proposed revisions were in retaliation for the Union’s
Board activity.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
22
Jones with the bussers’ information was inadvertent, and that it
should not be found to have violated the Act in light of its history
of promptly responding to the Union’s other information re-
quests, and because the Union failed to follow-up regarding its
request before filing the amended charge.29 I reject these argu-
ments. As stated, the issue is not whether the employer delayed
in providing the information in bad faith, but rather whether it
supplied the information in a reasonable time, and there is no
obligation for a union to make a subsequent request for infor-
mation when the initial request was received and the information
sought was clear. Moreover, even if Bhattacharyya’s initial de-
lay in providing the information was inadvertent, that does not
explain why, after the Union amended its charge on April 20,
2017 to specifically allege Respondent had failed or refused to
provide the requested information, Respondent waited 7 addi-
tional weeks to provide it to the Union.
Respondent raises three arguments for its delay in providing
the names of employees who complained the Union was forcing
them to agree to voice recording. First, it argues the Union al-
ready possessed the information at issue because it knew which
employees Esparza approached about getting a voice-recorded
statement, and Respondent had no obligation to provide infor-
mation already in the Union’s possession. While the Union
likely had knowledge of which employees Esparza approached,
the request was for the names of the employees who “com-
plained” to management that the Union “was forcing them” to
agree to voice recording, and there is no evidence the Union had
that information.
Second, Respondent argues the Union’s request was not made
in good faith because it waited several months before requesting
the information and it was merely an attempt to delay an agree-
ment on the Union access policy. “[T]he presumption is that the
union acts in good faith when it requests information from an
employer until the contrary is shown.” Hawkins Construction
Co., 285 NLRB 1313, 1314 (1987), enf. denied on other grounds
857 F.2d 1224 (8th Cir. 1988); International Paper Co., 319
NLRB 1253, 1266 (1995), enf. denied on other grounds 115 F.3d
1045 (D.C. Cir. 1997). The requirement of good faith “is met if
at least one reason for the demand can be justified.” Hawkins
Construction, supra at 1314. Respondent argues Bhattacharyya
informed the Union of the employee complaints about the voice-
recording on March 3, but the Union did not request the infor-
mation until five months later, in August. The August 3 and 4
bargaining sessions were the first time Respondent raised the
employee complaints as one of the reasons it was proposing to
revise the Union access policy, and Glaser orally requested the
information during the August 4 bargaining session and then fol-
lowed that up with written requests. Respondent presented no
evidence this request was for any other purpose than to bargain
over the policy.
Third, Respondent argues it withheld the information to shield
its employees from possible retaliation. In American Baptist
Homes of the West, 362 NLRB 1135 (2015), enfd. in relevant
part 858 F.3d 612 (D.C. Cir. 2017), the Board held that when an
29 In support of this theory, Respondent relies solely on U.S. Postal
Service, 352 NLRB 1032 (2008), which is a two-member Board decision
that has no precedential force as it was not subsequently adopted by the
employer argues it has a confidentiality interest in protecting re-
quested information from disclosure, it shall apply the balancing
test set forth in Detroit Edison v. NLRB, supra, in which the
Board balances the union’s need for the relevant information
against any legitimate and substantial confidentiality interests es-
tablished by the employer. American Baptist Homes, 362 NLRB
at 1137. Establishing a legitimate and substantial confidentiality
interest requires more than a generalized desire to protect the in-
tegrity of investigations. Id. An employer must determine
whether any given witnesses need protection, evidence is in dan-
ger of being destroyed, testimony is in danger of being fabri-
cated, or there is a need to prevent a coverup. If such a showing
is made, the Board weighs the interest in confidentiality against
the need for the information. Id.
Here, Respondent has presented no evidence or argument to
explain why its confidentiality interests should prevail over the
Union’s need for the requested information. In his August 17
letter, Evans stated Respondent would not provide the names of
the complaining employees because it did not “wish to place
them at risk of any retaliation.” Evans provided no basis for this
stated concern. There is no evidence that Esparza or any Union
official had a history of threatening, intimidating, or retaliating
against employees for raising complaints against the Union, or
that the Union sought the employees’ names for that purpose.
Even if employees expressed concern about harassment or retal-
iation---and there is no evidence that any did---Respondent
failed to establish a reasonable expectation that disclosure of the
names would lead to such activity. See American Medical Re-
sponse West, 366 NLRB No. 146, slip op. at 4 (2018).
Additionally, even if the confidentiality interest outweighs the
requester’s need for the requested information, the party assert-
ing confidentiality may not simply refuse to provide it. It must
seek an accommodation that allows the requester to obtain the
information it needs while protecting the party’s interest in con-
fidentiality. American Baptist Homes of the West, 362 NLRB at
1137; and General Drivers, Warehousemen & Helpers Local
Union No. 89, 365 NLRB No. 115, slip op. at 3. The burden of
formulating a reasonable accommodation is on the employer; the
union need not propose a precise alternative to providing the re-
quested information. Borgess Medical Center, 342 NLRB 1105,
1106 (2004). Respondent did not attempt, let alone satisfy, its
duty to come forward with an appropriate accommodation in this
case.
Overall, I find Respondent unreasonably delayed in providing
the above requested information.
E. Barring Interns
Paragraph 6(b) of the final amended consolidated complaint
alleges that Respondent violated Section 8(a)(5) and (1) of the
Act when it unilaterally restricted Union access by barring the
interns without providing the Union with prior notice and an op-
portunity to bargain. I find merit to this allegation.
A union’s ability to access the employer’s property for repre-
sentational purposes is a mandatory subject of bargaining that
Board or the Court of Appeals after New Process Steel, 560 U.S. 674
(2010).
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
23
may not be unilaterally changed. Meadowlands View Hotel, 368
NLRB No. 119 (2019). The Board has consistently found a vio-
lation when the employer has unilaterally reduced or changed
access for union representatives. See e.g., Desert Springs Hos-
pital Medical Center, 369 NLRB No. 16, slip op. 2 (January 30,
2020) (unilateral change prohibiting union representatives from
meeting with unit employees in breakroom while non-bargaining
unit employees present unlawful); Turtle Bay Resorts, 355
NLRB 1272 (2010), enfd. 452 Fed. Appx 433 (5th Cir. 2011)
(unilateral change in past practice by no longer validating park-
ing for business agents present at resort for representational pur-
poses unlawful); Frontier Hotel & Casino, 323 NLRB 815, 818
(1997), enfd. in pertinent part 118 F.3d 795 (D.C. Cir. 1997)
(unilateral change to require representatives to sign copy of ac-
cess policy prior to entering facility unlawful); Ernst Home Cen-
ters, Inc., 308 NLRB 848, 848-849 (1992) (unilateral change to
practice of permitting business representatives to have limited
conversations with employees on sales floor by imposing re-
strictions that all conversations occur in the breakroom or lunch-
room unlawful);
BASF Wyandotte Corp., 274 NLRB 978
(1985), enfd. 798 F.2d 849 (5th Cir. 1986) (unilateral changes to
providing union office space and access to equipment unlaw-
ful).30
The General Counsel argues there is both a contractual right
and established past practice affording interns access to the ho-
tel. Article IV grants interns as “other authorized representatives
of the Union” access to the hotel. This access provision is a term
and condition of employment that survives contract expiration
and cannot be modified without providing prior notice and an
opportunity to bargain. Meadowlands View Hotel, supra slip op.
at 16. The interns also accompanied the Union representatives
to the hotel to interact with unit employees for representational
purposes. According to David Glaser, the interns primarily
spoke to the J1-visa employees working at the hotel about the
Union. An employer may not modify an established practice re-
lating to access without bargaining with the union. Turtle Bay
Resorts, supra at 1272. By unilaterally barring the interns, Re-
spondent denied or reduced the Union’s access for representa-
tional purposes, which constitutes a material, substantial, and
significant unilateral change over which Respondent failed to
bargain.
Respondent cites to Fred Meyer Stores, Inc., 368 NLRB No.
6 (2019), for support that an employer may exclude non-em-
ployee union representatives from its property even when the
contract grants access. In that case, the Board held the employer
did not violate the Act when it denied representatives access be-
cause the union departed “dramatically” and “unreasonably”
from its established past practice when it sent 8 representatives
(as opposed to its normal 1 or 2) to the store floor for several
minutes to get employees to sign a petition. Here, by contrast,
the Union did not exceed the scope of the contractual right nor
30 In Peerless Food Products, 236 NLRB 161 (1978), the Board found
the employer did not make a material, substantial, or significant change
when, while continuing to allow union representatives access to the fa-
cility to discuss union matters with employees, it barred the representa-
tive from “engag[ing] unit employees in conversations on the production
floor when those conversations are unrelated to contract matters.” 236
NLRB at 161. In Frontier Hotel, 323 NLRB at 818, the Board clarified
its established past practice. On the day in question, the Union
sent the same number of representatives, at the same general
time, to the same location as it had on a daily basis for the last
several years.
Respondent further argues it had the right to bar the interns
because they went to another hotel, the Anchorage Marriott, and
engaged housekeeping staff members there about their working
conditions while they were working. Respondent contends the
interns’ conduct at the Anchorage Marriott was a legitimate non-
discriminatory reason for barring them from both hotels. Re-
spondent’s argument is misplaced; as the Board has held, even
where abuses may warrant changing the practice, “[t]he Act re-
quires that, instead of implementing its own solution to per-
ceived abuse, the [employer must] bargain with the [u]nion over
possible solutions to any problems with access.” Frontier Hotel,
323 NLRB at 817. Because Respondent never notified or of-
fered to bargain with the Union prior to unilaterally barring the
interns from the hotel, it violated Section 8(a)(5).
F. Bad-Faith Bargaining, Declaration of Impasse, and Unilat-
eral Implementation of Revised Union Access Policy
Paragraph 8 of the final amended consolidated complaint al-
leges that since about January 5, 2018, Respondent has violated
Section 8(a)(5) and (1) of the Act when it failed and refused to
bargain in good faith with the Union, including failing to make
counterproposals, ceasing negotiations, refusing future bargain-
ing, and unilaterally implementing its revised access policy.31
Section 8(d) of the Act imposes “a mutual obligation on the
[parties] to meet at reasonable times and confer in good faith
with respect to wages, hours, and other terms and conditions of
employment, or the negotiation of an agreement ... but such ob-
ligation does not compel either party to agree to a proposal or
require the making of a concession...” That being said, the obli-
gation to bargain in good faith requires more than just going
through the motions; it requires that parties approach bargaining
with a “serious intent to adjust differences and to reach an ac-
ceptable common ground.” NLRB v. Truitt Mfg., 351 U.S. at
155. See also Regency Service Carts, 345 NLRB 671 (2005);
Mid-Continent Concrete, 336 NLRB 258, 259 (2001), enfd. sub
nom. 308 F.3d 859 (8th Cir. 2002); and Public Service Co. of
Oklahoma, 334 NLRB 487 (2001), enfd. 318 F.3d 1173 (10th
Cir. 2003). The Board examines the totality of a party’s conduct
to determine if it has met its obligation to bargain in good faith.
See Public Service Co. of Oklahoma, supra; Atlanta Hilton &
Tower, 271 NLRB 1600, 1603 (1984).
During contract negotiations, an employer’s obligation to re-
frain from unilateral changes extends beyond the mere duty to
give notice and an opportunity to bargain; it encompasses a duty
to refrain from implementation at all, unless and until an overall
impasse has been reached on bargaining for the agreement as a
whole. Bottom Line Enterprises, 302 NLRB 373, 374 (1991),
that in Peerless “the Board found no violation because it found no evi-
dence that the employer actually had applied, or intended to apply, the
rule so as to reduce the access of union representatives to employees for
any representational purpose.”
31 At hearing, Counsel for General Counsel amended this paragraph
to change the date of alleged offending conduct from since February
2017, to since about January 5, 2018. (G.C. Exh. 11).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
24
enfd. mem. sub nom 15 F.3d 1087 (9th Cir. 1994). The limited
exceptions to this rule are: (1) when a union, in response to an
employer’s diligent and earnest efforts to engage in bargaining,
insists on continually avoiding or delaying bargaining; or (2)
when economic exigencies compel prompt action. Id., R.B.E.
Electronics of S.D., 320 NLRB 80, 81 (1995).
“[I]mpasse is ... that point at which the parties have exhausted
the prospects of concluding an agreement and further discussions
would be fruitless.” Laborers Health & Welfare Trust Fund v.
Advance Lightweight Concrete Co., 484 U.S. 539, 543 fn. 5
(1988). To determine whether impasse has been reached, the
Board considers the totality of the circumstances, including
“[t]he bargaining history, the good faith of the parties in negoti-
ations, the length of the negotiations, the importance of the issue
or issues as to which there is disagreement, [and] the contempo-
raneous understanding of the parties as to the state of negotia-
tions.” Stein Industries, Inc., 365 NLRB No. 31, slip op. at 3
(2017) (quoting Taft Broadcasting Co., 163 NLRB 475, 478
(1967), review denied sub. nom. Television Artists AFTRA v.
NLRB, 392 F.2d 622 (D.C. Cir. 1968)). Both parties must be-
lieve they are at the end of their rope and that further bargaining
would be futile. Larsdale, Inc., 310 NLRB 1317, 1318 (1993)).
The party claiming impasse has the burden of proving its exist-
ence. Dish Network Corp., 366 NLRB No. 119, slip op. at 2
(2018).
The General Counsel argues Respondent was obligated to bar-
gain toward an agreement or impasse on each of the key issues
(i.e., wages, health care, 17-room cleaning requirement, succes-
sor/assigns language, and Union access). Respondent was only
willing to bargain over Union access. It rejected each of the Un-
ion’s proposals, including its access counterproposal, without
making any counterproposals, and it effectively ended bargain-
ing when it refused to change its considered positions “in the ab-
sence of a respectful and good faith partner,” declared impasse,
and implemented the revised access policy.
Respondent counters that the sole purpose of the negotiations
was to bargain over access, and the Union sought to expand the
negotiations to include issues over which the parties had been,
and continued to be, at impasse. The Union delayed bargaining
for over 10 months until it finally submitted its initial access pro-
posal on December 20, which Respondent rejected because the
32 Respondent contends it entered into an April 9, 2019 informal
Board settlement agreeing to, upon request, resume bargaining with the
Union, but the Union never requested to bargain. As stated, the Union
did not enter into this settlement, and it was never approved by the Re-
gional Director. Setting that aside, under the terms of the settlement,
Respondent was required to take certain affirmative steps, such as re-
scinding various unilateral changes, and there is no evidence Respondent
took those steps. I decline to find the Union at fault for failing to request
bargaining following a “settlement” where the evidence does not estab-
lish Respondent effectuated the terms of that settlement. A union must
not be forced to commence bargaining from a disadvantageous position,
or bargain from a hole, caused by the employer’s unremedied unilateral
changes. Covanta Energy Corp., 356 NLRB 706, 730 (2011); and Inter-
mountain Rural Elec. Assn., 305 NLRB 783, 789 (1991), enfd. 984 F.2d
1562 (10th Cir. 1993).
33 In brief, the General Counsel contends the impasse was broken ear-
lier when the Union advised Respondent it was “prepared to make sub-
stantial movement” off its prior positions and intended to submit
Union would not yield on unconditional access to the cafeteria.
As such, because of the Union’s failure to make any meaningful
movement on access to the cafeteria, Respondent declared im-
passe and set a timeline for implementation of its revised policy.
Respondent further contends it did not refuse to bargain over the
Union’s other proposals. Instead, it argues, the Union failed to
seek further bargaining after December 20, 2017, and it, and not
Respondent, is responsible for the bargaining hiatus that has oc-
curred since then.32 As set forth below, I find Respondent’s de-
fenses unavailing.
Prior Impasse
The parties do not dispute they were at impasse at the end of
their 2014 contract negotiations. However, the Board has held
the existence of an impasse “merely suspends the duty to bargain
over the subject matter of the impasse until changes in circum-
stances indicate that an agreement may be possible.” Airflow Re-
search & Mfg. Corp., 320 NLRB 861, 862 (1996) (footnote
omitted). Anything that creates a new possibility of fruitful dis-
cussion (even if it does not create a likelihood of agreement)
breaks an impasse and revives an employer’s obligation to bar-
gain over the subjects of the impasse. Id. (citing Gulf States
Mfrs. v. NLRB, 704 F.2d 1390, 1399 (5th Cir. 1983) (impasse
may be broken by a strike, a change in the union's bargaining
position, a change in negotiators, and the passage of time)). See
also Civic Motor Inns, 300 NLRB 774, 775 (1990) (“intervening
event ... likely to affect the existing impasse or the climate of
bargaining.”). A substantial change in bargaining position will
revive the employer’s obligation to bargain over the subject of
the impasse. KIMA-TV, 324 NLRB 1148, 1151-1152 (1997).
The party asserting a broken impasse has the burden of proving
changed circumstances that would justify such a finding. See
Serramonte Oldsmobile v. NLRB, 86 F.3d 227, 233 (D.C. Cir.
1996).
The General Counsel argues the 2014 impasse was broken by
the time the Union submitted its December 20, 2017 proposals
because they reflected substantial changes in its bargaining po-
sitions on wages, health care, and the 17-room cleaning require-
ment.33 In 2014, the Union sought to have Respondent pay em-
ployees the same wages as at the Captain Cook hotel, continue
to participate in the Union’s health trust fund and pay the
proposals on the key subjects. The Board has held a party’s bare asser-
tions of flexibility on issues and its generalized promises of new pro-
posals do not clearly establish any change, much less a substantial
change, in that party’s negotiating position. Holiday Inn Downtown-New
Haven, 300 NLRB 774, 776 (1990). See also KIMA-TV, 324 NLRB at
1151-1152 (mere “willingness” to be reasonable and flexible in bargain-
ing position is not enough). There must be “substantial evidence in the
record that establishes changed circumstances sufficient to suggest that
future bargaining would be fruitful.” Serramonte Oldsmobile, Inc. v.
NLRB, 86 F.3d 227, 233 (D.C. Cir. 1996) (emphasis in original)). The
General Counsel does not cite to an earlier date(s) when the impasse al-
legedly was broken; only that it was broken by the time the Union sub-
mitted its December 20 proposals. However, I need not reach the issue
of whether the impasse was broken at an earlier date because the
amended allegation is that Respondent failed to bargain since around
January 5, 2018. As such, the focus is on whether the prior impasse had
been broken by that date.
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
25
increased contribution amounts, and reduce in the room cleaning
requirement from 17 to 15 rooms.34 In its December 20, 2017
proposals, the Union abandoned or modified these positions. It
no longer sought parity with the Captain Cook hotel. Instead, it
proposed across-the-board and specific wage increases to wage
rates below those paid at the Captain Cook. The Union also no
longer proposed Respondent’s participation in the Union’s
health benefit trust fund. Rather, it agreed to remain in the com-
pany health insurance plan, with changes to employee costs,
modified eligibility requirements, and the creation of accrued
hour banks. The Union also no longer proposed reducing the
room cleaning requirement to 15 rooms. Instead, it proposed
paying additional compensation for each room cleaned beyond
15. Evans acknowledged this as a “compromise,” but one Re-
spondent would rather consider when addressing wages.
Respondent argues these were merely symbolic gestures. I
disagree. These changes reflected substantial movement on key
issues and created the possibility of further fruitful discussions.
Overall, they were sufficient to break the impasse and revive Re-
spondent’s obligation to bargain over those issues.
Alleged Dilatory Tactics
The General Counsel contends that once the impasse was bro-
ken, Respondent was obligated to refrain from implementing its
revised access policy unless and until an overall impasse was
reached. Respondent counters it was not required to do so be-
cause the Union continually avoided or delayed bargaining by,
among others, failing to promptly provide bargaining dates, not
having representatives available to meet for long periods of time,
making multiple requests for information that bore no relation-
ship to the access issue, promising but failing to make proposals
aimed at breaking the impasse, and using Rosario’s discharge to
cancel bargaining sessions, which resulted in a five-month bar-
gaining hiatus.35
The record does not support Respondent’s claim that the Un-
ion continually delayed or avoided bargaining. From the outset,
the Union advised Respondent that because of the severity of its
access proposal, which would limit the Union’s long-standing
practice of interacting daily with unit employees at the hotel dur-
ing their lunch breaks, it wanted to reopen negotiations and dis-
cuss rules on access as part of an overall agreement. The Union
was open with Respondent about its willingness to consider such
rules in exchange for agreement on other key issues, such as
wages and health care. The Board has held the very nature of
collective bargaining presumes that while movement may be
slow on some issues, a full discussion of other issues may result
in agreement on the stalled matters. Royal Motor Sales, 329
NLRB 760, 772 (1999). “Bargaining does not take place in iso-
lation and a proposal on one point serves as leverage for posi-
tions in other areas.” Anderson Enterprises, 329 NLRB 760, 772
(1999), enfd. 2 Fed. Appx. 1 (D.C. Cir. 2001) (quoting Korn In-
dustries v. NLRB, 389 F.2d 117, 121 (4th Cir. 1967)).
The parties did not meet from May through July 2017, because
34 In 2014, the Union made a proposal addressing the successors/as-
signs language, which Respondent rejected. The record, however, does
not reflect what the Union’s proposal was at the time. This precludes a
determination as to whether there was a substantial change in the Union’s
position on that topic from 2014 to 2017.
of the Union’s scheduling conflicts and its outstanding requests
for information. Contrary to Respondent’s assertions, the re-
quested information related to bargaining topics, including ac-
cess, and the Union needed the information to help formulate its
bargaining proposals and counterproposals.
At the August 4 session, the Union did not avoid or delay dis-
cussing access. It offered to start negotiations with that topic.
The parties then the session discussing Respondent’s stated rea-
sons for wanting to revise the existing contractual language. Af-
ter the parties discussed Respondent’s concerns, the Union orally
proposed to provide Respondent notification and seek its permis-
sion when it came to access the hotel for certain purposes, other
than for meeting with employees in the cafeteria. Respondent
rejected this proposal. The Union later reiterated its positions in
a letter. Respondent replied that while it would keep an open
mind regarding any proposal the Union made, it did not intend
to make any proposals on wages, health care, the 17-room clean-
ing requirement, or successorship, as its positions on those topics
had not changed. Respondent also stated it would not forestall
negotiations over its access proposal indefinitely while it awaited
the Union’s promised future proposals on these other topics.
In mid-August, the parties agreed to next meet for bargaining
on October 24 and 25, because that was the first time the Union’s
two chief negotiators (Glaser and Iglitzin) were available to
travel to Anchorage for two consecutive days of bargaining. The
subsequent cancellation of these October bargaining sessions
was not dilatory; it was the Union’s response to a perceived at-
tack on its bargaining committee members and supporters
through the discharge of Rosario. And while the Union can-
celled face-to-face bargaining, it did not cut off bargaining alto-
gether. Glaser proposed to continue negotiations through corre-
spondence, and he included a copy of the Union’s written wage
proposal. Respondent rejected the proposal, citing to the Un-
ion’s characterization of Respondent as “bad people” and the on-
going boycott of the hotel.
Respondent bewails the timing and content of the Union’s
proposals while refusing to alter its position on any of the key
issues, despite the Union’s stated willingness to enter into a quid
pro quo arrangement. Respondent, instead, wanted the Union to
relinquish its primary method of communicating with unit mem-
bers in exchange for little or nothing. Upon the entire record, I
conclude that Respondent did not approach the negotiations with
the attitude of settlement through give and take which the Act
requires. See generally, Endo Laboratories, Inc., 239 NLRB
1074, 1075 (1978) (recognizing “the kind of ‘horsetrading’ or
“‘give-and-take’ that characterizes good-faith bargaining”).
Alleged Single Issue Impasse
Respondent next argues impasse was reached when the parties
deadlocked over access. The Board has held that an overall im-
passe may be reached based on a deadlock over a single issue.
Atlantic Queens Bus Corp., 362 NLRB 604 (2015) (citing Cal-
Mat Co., 331 NLRB 1084, 1097 (2000)). The party asserting a
35 In its final answer, Respondent claims as an affirmative defense that
its actions were justified by special circumstances or economic necessity.
But it did not present evidence or argument to support either. I, therefore,
consider these defenses as waived.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
26
single-issue impasse has the burden to prove: (1) that a good-
faith impasse existed as to a particular issue; (2) that the issue
was critical in the sense that it was of “overriding importance”
in the bargaining; and (3) that the impasse as to the single issue
“led to a breakdown in overall negotiations.” Id. (quoting Cal-
Mat, 331 NLRB at 1097). Respondent argues it repeatedly
stressed to the Union that the revised access policy was of high
importance. Although Respondent agreed to consider other pro-
posals, it was adamant about its objective and not wanting to be
held up while the Union spent many months claiming to be “hard
at work” on other proposals. When it became clear that the Un-
ion would not yield on unconditional cafeteria access, Respond-
ent declared impasse and announced a timeline for implementa-
tion of the revised policy.
Based on my review of the evidence, I find Respondent has
failed to meet its burden. First, the parties were not at impasse
over access. The Union made concessions in its December 20
counterproposal reflecting a substantial change in its bargaining
position on this matter, and, contrary to Respondent’s claims,
there is no indication the Union was at the end of its rope, or that
it would not yield on unconditional cafeteria access. Initially,
the Union wanted to maintain the existing language in Article
IV. Later, at the second bargaining session, the Union orally of-
fered to provide management with notification and seek permis-
sion when its representatives accessed the hotel for purposes
other than for meeting employees in the cafeteria. The parties
disputed whether that amounted to an actual change or simply
reflected the existing obligations under the contract. That dis-
pute is immaterial because the Union’s December 20 counter-
proposal went even further. In it, the Union agreed to several
concessions, including that representatives would sign in and out
when they arrived at the hotel; they would not silence the cafe-
teria in order to make announcements or otherwise unnecessarily
interfere with the ability of employees to socialize or enjoy their
time in the cafeteria; and they would not take airborne or other
samples, enter the mechanical rooms, hold events with the media
or elected officials inside the hotel, hold rallies or demonstra-
tions inside the hotel, or place Union surveys or flyers under
guestroom doors, without first coordinating such activities with
management. Each of these were in direct response to reasons
Respondent stated for why it wanted to revise Article IV. Re-
spondent, however, contends the Union did not go far enough
because it did not completely relinquish access to the employee
cafeteria. While the Union may not have gone as far as Respond-
ent wanted, the Union made a substantial change in its position
and moved the parties closer toward an agreement. Larsdale,
Inc., 310 NLRB at 1319 (“[u]nion’s counterproposal on this date,
containing a number of concessions, was a sign that the [u]nion
was willing to modify its proposals. Given this movement by the
[u]nion, the [employer] was not justified in concluding that ne-
gotiations were at impasse simply because the [u]nion’s conces-
sions were not more comprehensive or sufficiently generous”).
While Respondent clearly lost patience with the Union, that frus-
tration does not equate with a valid impasse, nor did it mean that
36 In its November 21, 2017 letter, Respondent threatened to imple-
ment its revised access policy unless the parties reached an agreement by
the end of the year. In its January 5, 2018 letter, however, Respondent
a negotiated agreement was out of reach. Newcor Bay City Di-
vision, 345 NLRB 1229, 1238-1239 (2005); and Grinnell Fire
Protection Systems Co., 328 NLRB 585 (1999), enfd. 236 F.3d
187 (4th Cir. 2000), cert. denied 534 U.S. 818 (2001). See also
Powell Electrical Mfg. Co., 287 NLRB 969, 973 and 974 (1987),
enfd. as modified 906 F.2d 1007 (5th Cir. 1990) (futility, not
some lesser level of frustration, discouragement, or apparent
gamesmanship, is necessary to establish impasse). Where a party
who has made significant concessions indicates a willingness to
compromise further, it would be erroneous “to find impasse
merely because the party is unwilling to capitulate immediately
and settle on the other party's unchanged terms... Further, even
assuming arguendo that [the employer] has demonstrated it was
unwilling to compromise any further, we find that it has fallen
short of demonstrating that [the union] was unwilling to do so.”
Grinnell Fire Protection Systems Co., supra at 586 (1999).36
Additionally, a valid impasse cannot be reached when the em-
ployer has failed to supply the union with requested information
relevant to the core issues separating the parties. Caldwell Man-
ufacturing Co., 346 NLRB 1159, 1159-1160, 1170 (2006); see
also Colorado Symphony Association, 366 NLRB No. 122, slip
op. at 34 (2018); Centinela Hospital Medical Center, 363 NLRB
No. 44, slip op. at 2-3 & fn. 8 (2015); E.I. Du Pont Co., 346
NLRB 553, 558 (2006); and Titan Tire Corp., 333 NLRB 1156,
1159 (2001). As stated, Respondent failed to provide the Union
with the requested employee complaints about voice recording,
which it listed as one of the reasons why it wanted to restrict
access to the cafeteria.
Next, while Respondent identified limiting access to the cafe-
teria as one of its objectives, it never identified that as its primary
or overriding objective. Nor did it indicate there was any exi-
gency for limiting such access. During bargaining, Respondent
gave the Union 10 reasons why it wanted to change the access
policy, and only three dealt with access to the cafeteria (i.e., man-
agers were inhibited from going into the cafeteria (because of the
Union’s unfair labor practice charge), non-union employees
were having their meal breaks interrupted by Union staff, and
Union members were unwillingly spoken to by Union represent-
atives). The Union’s counterproposal addressed two of these
concerns, in part, by agreeing not to silence the cafeteria in order
to make announcements or otherwise unnecessarily interfere
with the ability of employees to socialize or enjoy their time in
the cafeteria. Again, while the counterproposal may not have
been to Respondent’s complete satisfaction, it reflected substan-
tial movement and brought the parties closer to an agreement.
Respondent cites to National Gypsum Co., 359 NLRB 1058
(2013), as being analogous. I disagree. In that case, the Board
found no violation when the employer unilaterally implemented
changes to its health insurance premiums and safety rules fol-
lowing an impasse over the employer’s proposals to replace its
defined benefit pension plan with a defined contribution plan and
to allow the employer to unilaterally suspend matching contribu-
tions to employee 401(k) accounts. In finding that impasse had
occurred, the Board stated that the employer “had steadfastly
expressed no willingness to continue bargaining over access; it declared
impasse and set the timeline for implementation.
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
27
held to its two proposals and made clear that it was unwilling to
accept concessions on other issues in return for dropping them,
and the union, in turn, made it clear that it would not accept the
two proposals....” The union said it did not believe the parties
were at impasse, and that it was ready to continue bargaining.
The Board, however, found it was clear the union had no inten-
tion of modifying its position on the issues “critical to the reach-
ing of an agreement.” Here, the Union never indicated it was
unwilling to modify its position on access. On the contrary, it
stated from the outset that it would consider limits on access in
exchange for concessions on other issues, like wages and health
care, which is why it was, unsuccessfully, attempting to bargain
to an overall agreement.
Finally, the purported impasse over access did not lead to a
breakdown in the overall negotiations. The Union eagerly
sought to bargain all the key issues, including making conces-
sions in order to reach agreement on those issues. Respondent
summarily rejected them even though they moved the parties
closer to an agreement. See Newcor Bay City Division, supra at
1238 (employer required to continue bargaining even when “a
wide gap between the parties remains because under such cir-
cumstances there is reason to believe that further bargaining
might produce additional movement”) (internal quotes omitted).
But when negotiations are stymied by a party prematurely de-
claring impasse, it prevents both parties from realizing this es-
sential benefit of collective bargaining firmly rooted in the Act.
See Television Artists v. NLRB, 395 F.2d at 628 (“[i]t is indeed a
fundamental tenet of the [A]ct that even parties who seem to be
in implacable conflict may, b[y] meeting and discussion, forge
first small links and then strong bonds of agreement”).
By prematurely declaring impasse and implementing the re-
vised access policy, the Respondent failed and refused to bargain
in good faith with the Union, in violation of Section 8(a)(5) and
(1).37
G. Contacting the Anchorage Police Department to Report
Trespassing by Union Representatives
Paragraph 6(c) of the final amended consolidated complaint
alleges that on about January 31, 2018, Respondent violated Sec-
tion 8(a)(5) and (1) of the Act when it restricted Union access to
the hotel by calling the Anchorage Police Department and re-
porting that Union officials were trespassing on hotel property
when they did not comply with Respondent’s revised access pol-
icy.38 The General Counsel argues that just as Respondent’s uni-
lateral implementation of the revised access policy was unlawful,
so was contacting the local police to seek its assistance in enforc-
ing that policy. I agree. As there was no good faith impasse, the
Union representatives retained their right under Article IV to ac-
cess the employee cafeteria, and they were exercising that right
37 Based on my findings that the prior impasse was broken with the
Union’s December 20 proposals, and Respondent thereafter violated
Section 8(a)(5) and (1) when it failed and refused to bargain by prema-
turely declaring impasse over Union access and unilaterally implement-
ing its revised access policy, it is unnecessary for me to evaluate whether
Respondent also violated Section 8(a)(5) and (1) by failing to make coun-
terproposals, ceasing negotiations, and refusing future bargaining, as
those findings and conclusions would not materially alter the remedy.
on the day in question. It is a violation of Section 8(a)(5) and (1)
for an employer to contact the police and seek the removal of
union representatives for alleged trespass when they are acting
pursuant to a contractual right. Toms Ford, Inc., 253 NLRB 888,
893 (1990).
Respondent cites to UPMC Presbyterian Hospital, 368 NLRB
No. 2 (2019), Bexar County Performing Arts Center Foundation,
368 NLRB No. 46 (2019), and Kroger Limited Partnership, 368
NLRB No. 64 (2019), for support. These cases are distinguisha-
ble because none involved union representatives exercising a
contractual right to access the employer’s property. In Fred
Meyer Stores, Inc., supra, the union had a contractual right to
access the employer’s property, but it significantly departed from
its past practice in exercising that right; therefore, the Board
found no violation. Again, here, the Union did nothing out of
the ordinary when it sent two representatives to the employee
cafeteria to meet with employees at the same time of day that it
had for the last seven years.
Respondent, therefore, violated Section 8(a)(5) and (1), as al-
leged, by contacting the Anchorage Police Department to assist
in enforcing the revised access policy to bar Union representa-
tives from exercising their contractual right.
H. Bypassing the Union, Direct Dealing and Denigrating the
Union
Paragraph 7 of the final amended consolidated complaint al-
leges that from February39 through December 2018, Respondent
violated Section 8(a)(5) and (1) of the Act when it bypassed the
Union, dealt directly with its employees in the Unit, and deni-
grated the Union by posting a notice to employees by the time
clock outside of the human resources office at the facility stating
that: (a) it wanted “to have a direct working relationship with our
employees to solve issues and does not believe having a 3rd party
labor union involved is necessary;” (b) the Union was wrong that
without a union employees could lose benefits; (c) at its hotels
without unions employees had the same benefits the Unit em-
ployees currently had “and more;” and (d) “our managers wel-
come you to come to us with any concerns you may have for
solutions that are satisfactory to you.” Respondent defends that
its comments were protected under Section 8(c) of the Act.
The General Counsel argues that Respondent bypassed the
Union and engaged in direct dealing by soliciting employee con-
cerns and impliedly promising to remedy them. Such conduct
violates Section 8(a)(5) and (1). See American Standard Cos.,
352 NLRB 644, 655 (2008) (violation of Section 8(a)(5) where
employer solicits employee grievances and promises to remedy
them, thereby undermining the union); and Laidlaw Transit, 318
NLRB 695, 701 (1995)(violation of Section 8(a)(5) for supervi-
sor to solicit employee grievances and attempt to deal directly
38 In brief, the General Counsel argues that by contacting the police
Respondent restricted lawful union activity, in violation of Section
8(a)(1). I need not reach this separate contention because a violation of
Section 8(a)(5) is also a derivative violation of Section 8(a)(1). Tennes-
see Coach Co., 115 NLRB 677, 679 (1956), enfd. 237 F.2d 907 (6th Cir.
1956). See ABF Freight System, 325 NLRB 546 fn. 3 (1998).
39 Although the complaint alleges from February through December
2018, the parties stipulated that Respondent began posting the notice at
issue in late June 2018. (Jt. Exh. 1, pg. 4).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
28
with employees regarding a subject that was being discussed dur-
ing bargaining with the union).
To establish a direct dealing violation, the General Counsel
must show that: (1) the employer was communicating directly
with union-represented employees; (2) the discussion was for the
purpose of establishing or changing wages, hours, and terms and
conditions of employment or undercutting the union’s role in
bargaining; and (3) such communication was made to the exclu-
sion of the union. Permanente Medical Group, 332 NLRB 1143,
1144 (2000) (citing Southern California Gas Co., 316 NLRB
979 (1995)). Respondent’s posting of the notice by the employee
timeclock without notifying the Union satisfies the first and third
factors. As for the remaining factor---the purpose---Respondent
contends it was correcting misrepresentations or false statements
contained in the Union’s letter. That does not explain Respond-
ent’s statements of wanting a “direct working relationship with
our employees to solve issues” without the need for a union, and
welcoming employees to come to it “with any concerns you may
have for solutions that are satisfactory to you.” These statements
establish that Respondent was seeking direct communication
with employees about individual concerns related to their terms
and conditions of employment, at the exclusion of the Union,
with the implied promise of remedying those concerns to the em-
ployees’ satisfaction.40 Inviting employees to come directly to
management for satisfactory solutions to their concerns under-
cuts the Union’s role as the employees’ bargaining representa-
tive, particularly at a time when it is attempting to negotiate a
new agreement.41
The General Counsel next contends Respondent disparaged
the Union with its characterizations of the contents of the Un-
ion’s letter, including the statements set forth above. Under Sec-
tion 8(c), an employer may criticize, disparage, or denigrate a
union without running afoul of the Act, provided that its expres-
sion of opinion does not threaten reprisals, promise benefits, or
otherwise interfere with the Section 7 rights of employees. See
Southern Bakeries, LLC, 364 NLRB No. 64, slip op. at 3 (2016),
enf. granted and denied in part on other grounds 871 F.3d 811
(8th Cir. 2017); Children's Center for Behavioral Development,
347 NLRB 35, 35 (2006). Here, by inviting employees to raise
concerns directly with management and impliedly promising to
remedy those concerns to the employees’ satisfaction while ne-
gotiations were ongoing, Respondent undermined the status of
the Union in the eyes of the employees and undercut its role as
the employees’ exclusive collective-bargaining representative.
I, therefore, find Respondent violated Section 8(a)(5) and (1)
40 In brief, the General Counsel argues that by soliciting grievances
and impliedly promising to remedy them Respondent independently vi-
olated Section 8(a)(1). As stated, I need not reach this separate conten-
tion because a violation of Section 8(a)(5) is also a derivative violation
of Section 8(a)(1).
41 The Board has held a violation may be found even if the employer
does not specifically commit to granting a particular improvement in
wages or benefits, so long as the totality of the circumstances indicate a
willingness to address employee dissatisfaction without union represen-
tation. Multi-Ad Service, Inc., 331 NLRB 1226, 1227, 1241 (2000), enfd.
255 F.3d 363 (7th Cir. 2001). However, “[a]n employer may rebut the
inference of an implied promise by, for example, establishing that it had
a past practice of soliciting grievances in a like manner prior to the
when it bypassed the Union and engaged in direct dealing by so-
liciting employee complaints with the implied promise of reme-
dying them, and by denigrating the Union by undercutting its
role as the exclusive bargaining representative.
CONCLUSIONS OF LAW
1. Respondent CP Anchorage Hotel 2, LLC, d/b/a Hilton An-
chorage is an employer engaged in commerce within the mean-
ing of Section 2(2), (6), and (7) of the Act.
2. The Union UNITE HERE! Local 878 is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
3. The Union has been the recognized exclusive collective-
bargaining representative of the following unit of employees:
All full-time and part-time banquet bartenders, banquet cap-
tains, banquet servers, banquet housemen, baristas, bellmen,
bell captains, bruins bartenders, bus persons, cashiers, coat
check/room check attendants, cocktail servers, concierges,
cooks, dishwashers/stewards, doormen, front desk/PBX em-
ployees, hosts/hostesses, housekeeping clerks, housekeep-
ers/room attendants, housemen, housekeeping inspectors, laun-
dry presser/chute employees, laundry washers, maintenance
employees, maintenance supervisors, night auditors, purchas-
ing employees, restaurant servers, and room service employees
employed at the facility located at 500 West 3rd Avenue, An-
chorage, Alaska.
4. Respondent violated Section 8(a)(5) and (1) of the Act
since about July 2017, when it unilaterally restricted the Union’s
access to its facility by barring interns.
5. Respondent violated Section 8(a)(5) and (1) of the Act
since about January 5, 2018, when it failed and refused to bargain
in good faith with the Union by prematurely declaring impasse
over its revised Union access policy and unilaterally implement-
ing that revised policy.
6. Respondent violated Section 8(a)(5) and (1) of the Act on
around January 31, 2018, when it unilaterally restricted the Un-
ion’s access to its facility by calling the Anchorage Police De-
partment and reporting that Union officials were trespassing
when they did not comply with Respondent’s revised access pol-
icy.
7. Respondent violated Section 8(a)(5) and (1) of the Act from
January 3, 2017 to about June 2, 2017, when it failed to timely
provide the Union with the schedules, time cards, and payroll
records for bussers at the Hooper Bay restaurant from November
1, 2016 to January 3, 2017.
8. Respondent violated Section 8(a)(5) and (1) of the Act from
critical period, or by clearly establishing that the statements at issue were
not promises.” MEK Arden, LLC, 356 NLRB No. 109, slip op. at 2 (2017)
(quoting Mandalay Bay Resort & Casino, 355 NLRB 529, 529 (2010)).
At the hearing, Respondent introduced a copy of its Open Door Policy,
which was posted somewhere on the bulletin board prior to and during
the posting at issue. The Open Door Policy invites employees to report
situations or problems to their supervisor or another member of manage-
ment and to give him/her an opportunity “to work it out” with the em-
ployee. But, unlike the posting, the Open Door Policy does not promise
a solution that is satisfactory to the employee. Regardless, based on this
limited evidence, I find Respondent did not rebut the inference of an im-
plied promise of remedying employees’ concerns with the cited state-
ments in its posting responding to the Union’s letter.
CP ANCHORAGE HOTEL 2, LLC, D/B/A HILTON ANCHORAGE
29
about August 22, 2017 to March 20, 2019, when it failed to
timely provide the Union with the requested names of employees
who complained that the Union was forcing them to agree to
voice recording.
9. Respondent violated Section 8(a)(5) and (1) of the Act from
late June through December 2018, when it bypassed the Union
and dealt directly with unit employees by soliciting their griev-
ances and impliedly promising to remedy them, and by denigrat-
ing the Union, by posting a notice to employees by the timeclock
outside of the human resources office.
10. The above violations are unfair labor practices that affect
commerce within the meaning of Section 2(6) and (7) of the Act.
11. Consistent with this decision, I dismiss the remaining Sec-
tion 8(a)(1), (4) and (5) allegations.
ORDER42
Respondent, CP Anchorage Hotel 2, LLC, d/b/a Hilton An-
chorage, at its Anchorage, Alaska facility, through its officers,
agents, successors, and assigns, shall:
1. Cease and desist from:
(a) Failing or refusing to bargain in good faith with UNITE
HERE! Local 878 as the recognized exclusive collective-bar-
gaining representative of:
All full-time and part-time banquet bartenders, banquet cap-
tains, banquet servers, banquet housemen, baristas, bellmen,
bell captains, bruins bartenders, bus persons, cashiers, coat
check/room check attendants, cocktail servers, concierges,
cooks, dishwashers/stewards, doormen, front desk/PBX em-
ployees, hosts/hostesses, housekeeping clerks, housekeep-
ers/room attendants, housemen, housekeeping inspectors, laun-
dry presser/chute employees, laundry washers, maintenance
employees, maintenance supervisors, night auditors, purchas-
ing employees, restaurant servers, and room service employees
employed at the facility located at 500 West 3rd Avenue, An-
chorage, Alaska.
(b) Unilaterally implementing changes affecting employees’
wages, hours, or other terms and conditions of employment with-
out providing the Union with prior notice and an opportunity to
bargain over those changes, such as Union access.
(c) Failing to timely provide the Union with requested infor-
mation that is relevant and necessary to its role as collective-bar-
gaining representative of the unit employees.
(d) Prematurely declaring impasse and unilaterally imple-
menting its revised Union access policy.
(e) Bypassing the Union and directly dealing with unit em-
ployees by soliciting their grievances and impliedly promising to
remedy them.
(f) Denigrate or undercut the Union’s role as the exclusive
bargaining representative by soliciting the unit employees’
grievances and impliedly promising to remedy them.
(g) In any like or related manner interfere with, restrain, or
coerce employees in the exercise of the rights listed above.
42 If no exceptions are filed as provided by Section 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Section 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed waived
for all purposes.
2. Take the following affirmative action necessary to effectu-
ate the policies of the Act:
(a) On request, bargain in good faith with the Union as the
exclusive collective-bargaining representative of the unit em-
ployees before implementing any changes to their wages, hours,
or other terms and conditions of employment.
(b) On request, rescind the unilateral changes made regarding
the Union’s access to the hotel property and notify the Union in
writing that has been done.
(c) On request, bargain in good faith with the Union over
wages, hours, and other terms and conditions of employment un-
til a full agreement or good faith impasse is reached.
(d) Within 14 days after service by the Region, post at its
Anchorage, Alaska facility copies of the attached notice marked
“Appendix.”43 Copies of the notice, on forms provided by the
Regional Director for Region 19, after being signed by the Re-
spondent’s authorized representative, shall be posted by the Re-
spondent and maintained for 60 consecutive days in conspicuous
places, including all places where notices to employees are cus-
tomarily posted. In addition to physical posting of paper notices,
those notices shall be distributed electronically, such as by email,
posting on an intranet or an internet site, and/or other electronic
means, if the Respondent customarily communicates with its em-
ployees by such means. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, defaced, or
covered by any other material.
(e) Within 21 days after service by the Region, file with the
Regional Director for Region 19 a sworn certification of a re-
sponsible official on a form provided by the Region attesting to
the steps that the Respondent has taken to comply.
Dated, Washington, D.C., March 4, 2020.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT do anything to prevent you from exercising the
above rights.
WE WILL NOT fail or refuse to bargain in good faith with the
43 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the National
Labor Relations Board” shall read “Posted Pursuant to a Judgment of the
United States Court of Appeals Enforcing an Order of the National Labor
Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
30
UNITE HERE! Local 878 (the Union), as the exclusive collec-
tive-bargaining representative of all full-time and part-time ban-
quet bartenders, banquet captains, banquet servers, banquet
housemen, baristas, bellmen, bell captains, bruins bartenders,
bus persons, cashiers, coat check/room check attendants, cock-
tail servers, concierges, cooks, dishwashers/stewards, doormen,
front desk/PBX employees, hosts/hostesses, housekeeping
clerks, housekeepers/room attendants, housemen, housekeeping
inspectors, laundry presser/chute employees, laundry washers,
maintenance employees, maintenance supervisors, night audi-
tors, purchasing employees, restaurant servers, and room service
employees employed at the facility located at 500 West 3rd Av-
enue, Anchorage, Alaska.
WE WILL NOT fail or refuse to timely provide the Union with
presumptively relevant information.
WE WILL NOT unilaterally make changes regarding Union ac-
cess to hotel property, including the Union’s interns, without
providing the Union with notice and an opportunity to bargain.
WE WILL NOT contact the police to have Union representatives
removed from the hotel property when they are acting in accord-
ance with their contractual right.
WE WILL NOT fail or refuse to bargain in good faith by prema-
turely declaring impasse and unilaterally implementing changes
to employees’ wages, hours, or other terms and conditions of em-
ployment.
WE WILL NOT bypass the Union and deal directly with unit em-
ployees by soliciting their grievances and impliedly promising to
remedy them.
WE WILL NOT denigrate or undercut the Union’s role as the
exclusive bargaining representative by soliciting the unit em-
ployees’ grievances and impliedly promising to remedy them.
WE WILL NOT in any like or related manner interfere with your
rights under Section 7 of the Act.
WE WILL, upon request, bargain in good faith with the Union
as the exclusive collective bargaining representative of our unit
employees with respect to the employees’ wages, hours, and
other terms and conditions of employment.
WE WILL, upon request, bargain in good faith with the Union
until a full agreement or good faith impasse is reached.
WE WILL, upon request, rescind unilateral changes made to the
Union access policy and notify the Union in writing this has been
done.
WE WILL, upon request, rescind unilateral changes made to the
Union interns’ ability to access hotel property.
WE WILL deal exclusively with the Union concerning the em-
ployees’ wages, hours, and other terms and conditions of em-
ployment.
WE HAVE removed the notice posted on the bulletin board by
the employee timeclock responding to the Union’s letter in
which we bypassed the Union and dealt directly with unit em-
ployees by soliciting their grievances and impliedly promising to
remedy them.
WE HAVE provided the Union with the information requested
in its letter dated January 3, 2017, and WE HAVE provided the
Union with the information requested on about August 22, 2017.
CP ANCHORAGE HOTEL 2, LLC,
D/B/A HILTON
ANCHORAGE
The Administrative Law Judge’s decision can be found at
www.nlrb.gov/case/19-CA-193656 or by using the QR code be-
low. Alternatively, you can obtain a copy of the decision from
the Executive Secretary, National Labor Relations Board, 1015
Half Street, S.E., Washington, D.C. 20570, or by calling (202)
273-1940.