370 NLRB No. 90
BS&B Safety Systems, LLC
370 NLRB No. 90
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
BS&B Safety Systems, LLC and United Steel, Paper
and Forestry, Rubber, Manufacturing, Energy,
Allied Industrial and Service Workers Interna-
tional Union, AFL–CIO/CLC. Case 14–CA–
239530
February 19, 2021
DECISION AND ORDER
BY CHAIRMAN MCFERRAN AND MEMBERS EMANUEL
AND RING
On October 21, 2019, Administrative Law Judge Sha-
ron Levinson Steckler issued the attached decision.
BS&B Safety Systems, LLC (the Respondent) filed ex-
ceptions and a supporting brief, the General Counsel and
United Steel, Paper and Forestry, Rubber, Manufacturing,
Energy, Allied Industrial and Service Workers Interna-
tional Union, AFL–CIO/CLC (the Charging Party)1 each
filed an answering brief, and the Respondent filed a reply
brief.2 The Charging Party also filed cross-exceptions
with supporting argument, the Respondent filed an an-
swering brief, and the Charging Party filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record in
light of the exceptions3 and briefs and has decided to af-
firm the judge’s rulings, findings, and conclusions4 only
to the extent consistent with this Decision and Order.
The judge found that the Respondent violated Section
8(a)(3) and (1) of the Act by discharging Michael Stroup
for engaging in union activities and Section 8(a)(4) and (1)
1 There are two labor organizations in this case: the Charging Party
and Local 4992. Local 4992 is the servicing agent for, and receives guid-
ance and assistance in managing its relationship with the Respondent
from, the Charging Party.
2 The General Counsel argues in its answering brief that the Respond-
ent’s exceptions and supporting brief should be disregarded because they
fail to comply with Sec. 102.46(a)(1) and (2) of the Board’s Rules by not
stating the grounds/basis for each exception. Although the Respondent’s
exceptions and supporting brief do not conform in all particulars to Sec.
102.46(a)(1) and (2), they are not so deficient as to warrant disregarding
them.
3 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponderance
of all the relevant evidence convinces us that they are incorrect. Stand-
ard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d
Cir. 1951). We have carefully examined the record and find no basis for
reversing the findings.
On August 14, 2019, the judge issued a Temporary Confidentiality
Order covering documents the General Counsel and Charging Party re-
ceived from the Respondent pursuant to subpoenas duces tecum. By its
of the Act by discharging Stroup for cooperating with and
assisting the Board in its proceedings, including settle-
ment proceedings. For the reasons stated below, we affirm
the judge’s finding that the Respondent violated Section
8(a)(3) and (1) by discharging Stroup for engaging in un-
ion activities. We reverse, however, the judge’s finding
that the Respondent violated Section 8(a)(4) and (1) by
discharging Stroup for cooperating with and assisting the
Board in its proceedings.5
I. SECTION 8(A)(3) AND (1)
We agree with the judge’s application of Wright Line,
251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir.
1981), cert. denied 455 U.S. 989 (1982), approved
in NLRB v. Transportation Management Corp., 462 U.S.
393 (1983), to find that the Respondent violated Section
8(a)(3) and (1) of the Act by discharging Stroup for en-
gaging in union activities. We agree with the judge that
the General Counsel met his initial Wright Line burden of
establishing that Stroup engaged in union activity in his
role as Local 4992’s president, including continuously
contacting the Respondent regarding vacation issues, and
that the Respondent was aware of Stroup’s union activity.
In finding that the General Counsel met his burden of
proving that the Respondent bore animus toward Stroup’s
union activity, we rely only on the timing of the discharge
and evidence of pretext as found by the judge, including
the Respondent’s shifting explanations for Stroup’s dis-
charge, its failure to conduct a meaningful investigation of
terms, that Order dissolved when the judge’s decision issued, subject to
the Respondent’s right to argue that it should be made permanent. There
are no exceptions to the judge’s decision to dissolve the Temporary Con-
fidentiality Order.
4 We have amended the judge’s conclusions of law consistent with
our findings herein. We shall modify the judge’s recommended Order
to conform to our findings and to the Board’s standard remedial lan-
guage, and in accordance with our recent decisions in Danbury Ambu-
lance Service, Inc., 369 NLRB No. 68 (2020), and Cascades Container-
board Packaging—Niagara, 370 NLRB No. 76 (2021), and we shall sub-
stitute a new notice to conform to the Order as modified.
Finally, because we otherwise find that the Board’s remedies are suf-
ficient to effectuate the policies of the Act, we deny the Charging Party’s
exception to the judge’s denial of a notice-reading remedy. See Leggett
& Platt, Inc., 367 NLRB No. 51, slip op. at 1 fn. 5 (2018).
5 Chairman McFerran agrees with her colleagues’ decision to affirm
the judge’s finding that the Respondent violated Sec. 8(a)(3) by discharg-
ing Stroup for engaging in union activities. She would find it unneces-
sary to pass on whether Stroup’s discharge also violated Sec. 8(a)(4), as
doing so would not materially affect the remedy.
2
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Stroup’s production error,6 and its disparate treatment of
Stroup for committing that error.7
Turning to the Respondent’s Wright Line defense bur-
den, we agree with the judge that the Respondent’s de-
fenses are pretextual, and therefore that it failed to prove
that it would have discharged Stroup even absent his union
activity. The Respondent argues it terminated Stroup be-
cause he committed “an historically severe production er-
ror” that warranted termination regardless of whether the
parts could be reworked. However, the Respondent does
not explain why it permitted other employees to rework
significant production errors in the past, nor does it ex-
plain why Stroup’s mistakes were more severe than the
errors of employees whom it did not discipline at all, in-
cluding errors that resulted in entire orders being re-
worked. Thus, the Respondent has not met its burden of
showing it would have discharged Stroup even in the ab-
sence of his union activity. See Kitsap Tenant Support
Services, Inc., 366 NLRB No. 98, slip op. at 12–13 (2018)
(finding that employer did not meet its Wright Line de-
fense burden where it discharged an employee for a “ma-
jor violation of policy” but “failed to identify any protocol
by the [employer] for discharging employees for [similar]
conduct”).
II. SECTION 8(A)(4) AND (1)
We reverse the judge’s finding that the Respondent vi-
olated Section 8(a)(4) and (1) of the Act by discharging
Stroup for cooperating with and assisting the Board in its
proceedings, including settlement proceedings. The judge
relied on Stroup’s participation in a September 17, 2018
Board complaint (2018 complaint) as a named discrimi-
natee and on the Respondent’s knowledge that Stroup at-
tended a hearing on that complaint in October 2018 as a
subpoenaed witness. The judge also relied on evidence
that Stroup communicated with the Respondent, particu-
larly Dr. Charles Hart, the Respondent’s Corporate Direc-
tor of Human Resources, Employee Health and Safety,
and NAFTA, seeking compliance with the settlement
agreement. The judge relied on NLRB v. Scrivener, 405
U.S. 117, 124 (1972), in which the Supreme Court con-
cluded that “an employer’s discharge of an employee be-
cause the employee gave a written sworn statement to a
Board field examiner investigating an unfair labor practice
6 Although the Act does not require employers to conduct disciplinary
investigations, we agree with the judge that the way the Respondent in-
vestigated Stroup’s production error evidenced animus against his union
activity by betraying “an unwillingness . . . to get at the truth.” Inter-
Disciplinary Advantage, Inc., 349 NLRB 480, 509 (2007).
7 In finding that the General Counsel met his initial burden of estab-
lishing Stroup’s union activity and the Respondent’s knowledge thereof,
Members Emanuel and Ring do not rely on Stroup’s appearance at the
October 2018 Board hearing discussed below.
charge filed against the employer constitutes a violation of
[Section] 8(a)(4) of the . . . Act.” Id. at 125.
Contrary to the judge, we find that under Wright Line,
supra, the General Counsel has failed to meet his initial
burden of showing that animus against Stroup’s Board ac-
tivities, as opposed to his union activities, was a motivat-
ing factor in the Respondent’s decision to terminate him.
Stroup was already Local 4992’s president and known to
be such by the Respondent’s managers when management
saw him at the October 2018 hearing. Thus, the Respond-
ent already knew that Stroup played a leading role in Local
4992’s activities, and there is no evidence that being seen
at the hearing or being a named discriminatee in the 2018
complaint influenced the Respondent’s decision to dis-
charge him, especially given that the Respondent infor-
mally settled the 2018 complaint and that Stroup was not
discharged until 6 months after his appearance at the Oc-
tober 2018 hearing.8 While Stroup repeatedly communi-
cated with the Respondent in early 2019 about vacation
issues and compliance with the settlement agreement, he
did so in his role as Local 4992’s president. Thus, the ev-
idence relied on by the judge, including the close timing
between Stroup’s communications about the vacation is-
sue and his discharge, supports our finding of a Section
8(a)(3) and (1) violation, not a Section 8(a)(4) and (1) vi-
olation.
AMENDED CONCLUSIONS OF LAW
Substitute the following for Conclusion of Law 5.
“On April 9, 2019, Respondent violated Section 8(a)(3)
and (1) of the Act when it discharged Michael Stroup for
engaging in union activities.”
Delete Conclusion of Law 6 and renumber the subse-
quent paragraph.
ORDER
The National Labor Relations Board orders that the Re-
spondent, BS&B Safety Systems, LLC, Tulsa, Oklahoma,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Discharging or otherwise discriminating against
employees for engaging in union activities.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
8 Cf., e.g., Nolan Enterprises, Inc. d/b/a Centerfold Club, 370 NLRB
No. 2, slip op. at 2 (2020) (employer unlawfully discharged an employee
for filing unfair labor practice charges against past employers and for
threatening to file a charge against the employer); Rhino Northwest, LLC,
369 NLRB No. 25, slip op. at 1 (2020) (finding testifying at a Board
hearing was a motivating factor for deactivating an employee from the
active list).
BS&B SAFETY SYSTEMS, LLC
3
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
Michael Stroup full reinstatement to his former job or, if
that job no longer exists, to a substantially equivalent po-
sition, without prejudice to his seniority or any other rights
or privileges previously enjoyed.
(b) Make Michael Stroup whole for any loss of earnings
and other benefits suffered as a result of the discrimination
against him, in the manner set forth in the remedy section
of the judge’s decision, as amended in this decision.
(c) Compensate Michael Stroup for the adverse tax con-
sequences, if any, of receiving a lump-sum backpay
award, and file with the Regional Director for Region 14,
within 21 days of the date the amount of backpay is fixed,
either by agreement or Board order, a report allocating the
backpay award to the appropriate calendar years.
(d) File with the Regional Director for Region 14 a
copy of Stroup’s corresponding W-2 form(s) reflecting the
backpay award.
(e) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful discharge of
Michael Stroup, and within 3 days thereafter, notify
Stroup in writing that this has been done and that the dis-
charge will not be used against him in any way.
(f) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, social
security payment records, timecards, personnel records
and reports, and all other records, including an electronic
copy of such records if stored in electronic form, neces-
sary to analyze the amount of backpay due under the terms
of this Order.
(g) Post at its Tulsa, Oklahoma facility copies of the
attached notice marked “Appendix.”9 Copies of the no-
tice, on forms provided by the Regional Director for Re-
gion 14, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent and
maintained for 60 consecutive days in conspicuous places,
including all places where notices to employees are cus-
tomarily posted. In addition to physical posting of paper
notices, notices shall be distributed electronically, such as
by email, posting on an intranet or an internet site, and/or
other electronic means, if the Respondent customarily
9 If the facility involved in these proceedings is open and staffed by a
substantial complement of employees, the notices must be posted within
14 days after service by the Region. If the facility involved in these pro-
ceedings is closed due to the Coronavirus Disease 2019 (COVID-19)
pandemic, the notices must be posted within 14 days after the facility
reopens and a substantial complement of employees have returned to
work, and the notices may not be posted until a substantial complement
of employees have returned to work. Any delay in the physical posting
communicates with its employees by such means. Rea-
sonable steps shall be taken by the Respondent to ensure
that the notices are not altered, defaced, or covered by any
other material. If the Respondent has gone out of business
or closed the facility involved in these proceedings, the
Respondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former em-
ployees employed by the Respondent at any time since
April 1, 2019.
(h) Within 21 days after service by the Region, file with
the Regional Director for Region 14 a sworn certification
of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to com-
ply.
Dated, Washington, D.C. February 19, 2021
______________________________________
Lauren McFerran,
Chairman
_____________________________________
William J. Emanuel,
Member
_____________________________________
John F. Ring,
Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vi-
olated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
of paper notices also applies to the electronic distribution of the notice if
the Respondent customarily communicates with its employees by elec-
tronic means. If this Order is enforced by a judgment of a United States
court of appeals, the words in the notice reading “Posted by Order of the
National Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
4
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected ac-
tivities.
WE WILL NOT discharge or otherwise discriminate
against any of you for engaging in union activities.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, within 14 days from the date of the Board’s
Order, offer Michael Stroup full reinstatement to his for-
mer job or, if that job no longer exists, to a substantially
equivalent position, without prejudice to his seniority or
any other rights or privileges previously enjoyed.
WE WILL make Michael Stroup whole for any loss of
earnings and other benefits resulting from his discharge,
less any net interim earnings, plus interest, and WE WILL
also make Stroup whole for reasonable search-for-work
and interim employment expenses, plus interest.
WE WILL compensate Michael Stroup for the adverse
tax consequences, if any, of receiving a lump-sum back-
pay award, and WE WILL file with the Regional Director
for Region 14, within 21 days of the date the amount of
backpay is fixed, either by agreement or Board order, a
report allocating the backpay award to the appropriate cal-
endar years.
WE WILL file with the Regional Director for Region 14
a copy of Michael Stroup’s corresponding W-2 form(s) re-
flecting the backpay award.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlawful
discharge of Michael Stroup, and WE WILL, within 3 days
thereafter, notify him in writing that this has been done
and that the discharge will not be used against him in any
way.
BS&B SAFETY SYSTEMS, LLC
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/14-CA-239530 or by using the QR
1 The Union filed a post-hearing brief in which it adopted General
Counsel’s brief and requested an additional remedy.
2 Although I have included citations to the record to highlight partic-
ular testimony or exhibits, my findings and conclusions are not based
solely on those specific record citations, but rather upon my review and
consideration of the entire record for this case. My findings of fact en-
compass the credible testimony, evidence presented, and logical infer-
ences. The credibility analysis may rely upon a variety of factors, in-
cluding, but not limited to, the context of the witness testimony, the
weight of the respective evidence, established or admitted facts, inherent
probabilities, and reasonable inferences that may be drawn from the rec-
ord as a whole. Double D Construction Group, 339 NLRB 303, 303–305
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, S.E., Washington, D.C.
20570, or by calling (202) 273–1940.
Rebecca Proctor, Esq., for the General Counsel.
Sasha Shapiro, Esq., counsel for Charging Party.
R. Mark Solano, Esq. and Kevin Y. Litz, Esq., counsel for Re-
spondent.
DECISION
STATEMENT OF THE CASE
SHARON LEVINSON STECKLER, Administrative Law Judge.
Charge 14–CA–239530 was filed by Charging Party United
Steel, Paper and Forestry, Rubber, Manufacturing, Energy, Al-
lied Industrial and Service Workers International Union, AFL–
CIO/CLC (the Union) against Respondent BS&B Safety Sys-
tems, LLC (Respondent) on April 15, 2019. On May 23, 2019,
the Union filed the first amended charge against Respondent.
General Counsel issued a Complaint in charge 14–CA–239530
on May 30, 2019. The Complaint alleges that Respondent vio-
lated Section 8(a)(3) and (4) by terminating its employee and lo-
cal union president Michael Stroup. Although Respondent ad-
mits it terminated Stroup, it maintains it had legitimate business
reasons for doing so. I find Respondent violated the Act as al-
leged.
A trial was conducted on August 27 and 28, 2019, in Tulsa,
Oklahoma. Counsel for the General Counsel1 and the Respond-
ent filed posttrial briefs in support of their positions, which I
have carefully considered. On the entire record, I make the fol-
lowing findings of fact, conclusions of law, and recommenda-
tions.
FINDINGS OF FACT2
I. JURISDICTION AND UNION STATUS
Respondent admits it is a Delaware limited liability company
(2003); Daikichi Sushi, 335 NLRB 622, 623 (2001) (citing Shen Auto-
motive Dealership Group, 321 NLRB 586, 589 (1996)), enfd. 56
Fed.Appx. 516 (D.C. Cir. 2003). Credibility findings regarding any wit-
ness are not likely to be an all-or-nothing determination and I may be-
lieve that a witness testified credibly regarding one fact but not on an-
other. Daikichi Sushi, 335 NLRB at 622.
When a witness may reasonably be assumed to be favorably disposed
to the party, an adverse inference may be drawn regarding any factual
question on which the witness is likely to have knowledge. International
Automated Machines, 285 NLRB 1122, 1123 (1987), enfd. 861 F.2d (6th
Cir. 1988). This is particularly true where the witness is the Respondent’s
agent. Roosevelt Memorial Medical Center, 348 NLRB 1016, 1022
BS&B SAFETY SYSTEMS, LLC
5
with an office and manufacturing facility in Tulsa, Oklahoma
(Respondent’s facility) and is engaged in the manufacture and
non-retail sale of pressure relief devices. In conducting its oper-
ations during the 12-month period ending May 31, 2019, Re-
spondent admits it sold and shipped from its Tulsa, Oklahoma
facility goods valued in excess of $50,000 directly to points out-
side the State of Oklahoma and purchased and received goods
valued in excess of $50,000 directly from points outside the State
of Oklahoma. Respondent admits and I find that it is an em-
ployer engaged in commerce within the meaning of Section
2(2)(6) and (7) of the Act.
I also find that the Union and the Union’s servicing agent, Lo-
cal 4992 (Local 4992), are labor organizations within the mean-
ing of Section 2(5) of the Act.
II. RESPONDENT’S OPERATIONS
Respondent manufactures pressure relief devices that are used
in military and non-military applications. (Tr. 377.) Respondent
has two production units within its Tulsa facility: RPP and Cus-
tom Engineer Products (CEP). It also packages and ships the
finished products to its customers.
Dr. Charles Hart is the corporate director of human resources,
employee health and safety, and NAFTA. Respondent has em-
ployed him for over 11 years with general oversight for Re-
spondent’s human resources and occupational safety and health
in Canada, the United States and Mexico. He also is responsible
for real property and insurance liability. He sits on safety com-
mittees and develops training programs. He also is the contact
person for labor relations. Hart has labor relations responsibili-
ties at Respondent’s Tulsa facility, which is the only unionized
facility of the 8 for which he has responsibilities. (Tr. 405–407.)
One HR specialist reports to Hart. (Tr. 408–409.) Only Hart has
the authority to approve or authorize discipline. (Tr. 409, 426.)
Production Manager Allan Roberts3 supervises Tim Jones,
who supervised alleged discriminatee Michael Stroup. Roberts
reports to Operations Manager Dennis Amend.
The engineering manager currently is Danny Hamra. He was
not acting manager or manager during the events in March 2019.
His degree is in mechanical engineering. He worked as a design
engineer, then senior design engineer and then assistant engi-
neering manager. (Tr. 294, 376.)
Respondent maintains a Quality Policy, which is not related
to any disciplinary policy. The current manager of the Quality
Control department is Lori Sook.4 Sook oversees the work of
two quality engineers and three quality inspectors in her depart-
ment. The work involves inspecting products created in the man-
ufacturing process and in final inspection before the products are
shipping to the customers. She also ensures that quality systems
(2006). Testimony from current employees tend to be particularly relia-
ble because it goes against their pecuniary interests when testifying
against their employer. Gold Standard Enterprises, 234 NLRB 618, 619
(1978); Georgia Rug Mill, 131 NLRB 1304 fn. 2 (1961); Gateway Trans-
portation Co., 193 NLRB 47, 48 (1971); Federal Stainless Sink Division,
197 NLRB 489, 491 (1972). Where a witness was not questioned about
potentially damaging statements attributed to him or her by an opposing
witness, it is appropriate to draw an adverse inference and find the wit-
ness would not have disputed such testimony. LSF Transportation, Inc.,
certifications are maintained. (Tr. 270–271, 368.) Sook reports
to the vice-president of quality, Dr. Joseph Izzo.
III. LOCAL 4992’S ACTIVITIES AND STROUP’S ROLE
Respondent and Local 4992 had a collective-bargaining
agreement, which was effective from August 7, 2014 through
August 6, 2017. (GC Exh. 2.)
Chad Vincent was the Union’s staff representative to Local
4992. Vincent was responsible for a number of bargaining units,
including Local 4992, from June 2014 through June 2019. Vin-
cent stated relationship with Respondent declined because Re-
spondent was less willing to work with the Union and because
Respondent hired a new production manager.
Local 4992 President Michael Stroup was a grade 9 fabricator
until his termination on April 9, 2019. In his role as president,
Stroup was responsible for the day-to-day operations of the local,
including grievance writing and meetings and sending emails to
Respondent. He also sat in disciplinary hearings and made in-
formation requests. He kept the membership up to date on poli-
cies from Respondent and information from the Union and Local
4992. He interacted with supervisor’s daily. He interacted with
Roberts at least once a month and at various time with Dr. Hart.
When he met with Hart, Hart usually took notes, but other man-
agers did not always take notes. (Tr. 128–129; GC Exh. 22.)
Stroup assisted Vincent in handling relationship with Respond-
ent and communicated with Vincent about what needed to be
done. (Tr. 34.)
Matt McAfee, another employee in the same classification as
Stroup, also serves on the negotiating committee. McAfee was
a past president but served for only 6 months many years before
the events here.
When the collective-bargaining agreement expired in 2017,
Vincent, Stroup and two additional employees served on the bar-
gaining committee. The collective-bargaining agreement was
extended twice, but since November 30, 2017 the employees
have worked under the terms of the expired contract. (Tr. 35.)
In response to the contract expiration in fall 2017, the union be-
gan encouraging organizing t-shift days for union shirts. (Tr. 69.)
IV. IN 2018, UNION ACTIVITIES LEAD TO RESPONDENT’S ANTI-
UNION ACTIVITIES AND UNFAIR LABOR PRACTICE CHARGES
Beginning in January 2018, Stroup coordinated activities with
the bargaining unit employees. These activities included: put-
ting stickers on personal belongings; and in late January to the
beginning of February 2018, in Respondent’s front parking lot,
parking cars to face the street with “Fair Contract Now” posters.
(Tr. 36, 69.) Similarly, a committee member’s wife administered
a Facebook page, with pictures of employees. (Tr. 78.)
After the employees parked their cars in the front lot with the
330 NLRB 1054, 1063 fn. 11 (2000); Asarco, Inc., 316 NLRB 636, 640
fn. 15 (1995), modified on other grounds 86 F.3d 1401 (5th Cir. 1996).
3 Roberts has been with Respondent for 50 years, of which 39 years
have been as production manager. (Tr. 397.)
4 Sook worked for Respondent for 5 years. Her previous employment
included jobs quality control and quality engineer, although she does not
have an engineering degree. (Tr. 374.)
6
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
signs in the last week of January and beginning of February
2018, Stroup’s supervisor called Stroup into a meeting in Man-
ager Roberts’ office. Stroup faced Plant Manager Roberts, Dr.
Hart, and Operations Manager Amend. Stroup asked Hart what
the problem was. Hart said Amend wanted to tell him some-
thing. Amend then stated when “they” drove to work that morn-
ing, they noticed a bunch of cars, more cars than usually parked
out front and asked Stroup to tell the members to move their cars
to the back lot. (Tr. 138.)
Respondent then issued memos to employees, on February 1
and 2 respectively, to park only in the back of the facility and
would not allow employees to enter the facility through certain
doors. Both memos, written by Dr. Hart, threatened disciplinary
action for failure to comply. (Tr. 69–70; GC Exhs. 18–19.)5 Re-
spondent asked McAfee if the building access was limited due to
concerns originating in the safety committee, and he was una-
ware of it. (Tr. 109.)
Respondent contended that, in 2018, the Union started badg-
ering it with unfair labor practice charges. On February 13,
2018, the Union filed unfair labor charges against Respondent.
(GC Exh. 6.) Before 2018, the Union had filed only one unfair
labor practice within approximately 50 years.
In February 2018, Respondent also changed its past practice
on the number of persons who were allowed to take vacation at
any given time. (Tr. 37, 74–75.) Before February 2018, 3 labor
grade 9 fabricators were permitted to take off any given day or
week, which was reduced to permit only 1 grade 9 taking vaca-
tion each week. (Tr. 75–76.) The change meant that, even if
only one person to take off any given day, no other person could
take off any other day of the week, much less the entire week for
vacation. Persons with seniority could not take all their available
vacation.6 (Tr. 76.) During this time, Stroup made contacts
weekly with his direct supervisor and monthly with higher level
manager about the vacation scheduling problems. (Tr. 148.) On
July 20, 2018, the Union filed another unfair labor practice
charge that included allegations about Respondent violating Sec-
tion 8(a)(3) by changing its vacation scheduling practices in re-
taliation for union activities. (GC Exh. 6.)
Stroup also noted that Respondent increased disciplinary ac-
tions against bargaining unit employees during 2018. Vincent,
during his time as staff representative for Local 4992, noted that
before 2018, he only had one step 3 disciplinary (non-attendance
related) before 2018. Vincent noted that not all disciplines were
reaching step 3 level, but Stroup and Vincent frequently were
discussing employees who were written up. Stroup filed a num-
ber of grievances. (Tr. 38.)
On June 8, 2018 Stroup met with Dr. Hart about Respondent’s
increased disciplinary actions to bargaining unit employees. (Tr.
141; GC Exh. 17.) Stroup cited examples of discipline and issues
with Amend and Roberts. Stroup also asked whether Respond-
ent was using the recently installed close-circuit cameras for dis-
ciplinary purposes. (GC Exh. 17, p. 3.) Stroup reported nothing
about disciplinary action changed after the meeting.
Informational pickets began every day at lunch and after the
5 Respondent also cut the time in which employees could access the
shift, from 1 hour before shift to 10 minutes. Employees used the early
time to gather and discuss personal, work and union issues. (Tr. 73–74.)
shift, which was covered a few times by the local news media.
(Tr. 77.) During summer of 2018 Local 4992 also leased a large
billboard across the street from Respondent’s facility: “Missing
fair contract” pointed an arrow towards Respondent’s facility
and directed readers to the group’s Facebook page for more in-
formation. (Tr. 78.) The news media interviewed Stroup,
McAfee and Vincent and Shelly Brazille. (Tr. 79.) While the
interviews took place, managers left through Respondent’s facil-
ity’s front door. Some media members attempted to access the
facility. (Tr. 79.) Stroup found that during the picketing, man-
agers distanced themselves from the employees in the bargaining
unit. (Tr. 201.)
Ian Slattery, Stroup’s supervisor at the time, asked Stroup a
few times about how long the picketing would continue and why
it was taking place. Stroup explained it was a show of solidarity
during the labor dispute and that the employees were attempting
to get a contract. (Tr. 202.)
In August 2018, the parties resumed contract negotiations.
McAfee raised problems with overtime and Manager Amend,
then stated that perhaps Local 4992 should discuss a possible
strike vote at the upcoming union meeting. (Tr. 80.) McAfee
noted that Production Manager Roberts, red-faced, was staring
angrily at him after he raised Amend as a problem. (Tr. 79–80.)
McAfee, who used the breakroom at least once or twice per
day, left a clipboard, paper, and colored markers in the break-
room for employees to use to make signs. The employee and the
sign would then be photographed. One sign said, “No contract,
no peace” and another said, “#firedennis” [sic, Dennis Amend].
(Tr. 81–82.) The Union also posted bargaining updates in the
breakroom. On August 14, about a week after negotiations,
McAfee found that the sign materials and posting were missing
from the breakroom. Later that day, Respondent issued disci-
pline to the 3 employees serving on the bargaining committee:
Stroup, McAfee, and Miller. (Tr. 82, 143.) McAfee’s supervisor
escorted him, with Stroup as his union representative, though the
plant to a conference room to which employees do not have ac-
cess. (Tr. 83–84.) On August 21, 2018, the Union filed an addi-
tional unfair labor practice charges regarding the removal of
items from the breakroom and the disciplinary actions. (Tr. 84–
85; GC Exh. 6, p. 5.)
General Counsel issued complaint regarding a number of the
allegations contained in the three charges.
V. ULP HEARING IN OCTOBER 2018 AND
SETTLEMENT DISAGREEMENTS
On September 17, 2018, General Counsel issued an Order
Consolidating Cases, Consolidated Complaint and Notice of
Hearing on the above charges. The Consolidated Complaint al-
leged Respondent violated Section 8(a)(1) by Production Man-
ager Roberts removing union literature and other union materials
from the employee break room and that Dr. Hart told employees
he ordered the removal of union communications and other un-
ion materials from the break room. The Consolidated Complaint
further alleged Respondent violated Section 8(a)(3) and (1) by
6 Employees could be paid for the remaining vacation.
BS&B SAFETY SYSTEMS, LLC
7
implementing its new parking requirements and not allowing
employees into the facility until 10 minutes before shift. Other
8(a)(3) violations included closer monitoring of Stroup, McAfee
and Miller and the August 14 discipline of the same employees,
all members of the Union’s negotiating team. The Complaint
also alleged the changes in parking rules, access and vacation as
unilateral changes.7 (GC Exh. 7.) Respondent’s answer denied
all wrongdoing.
The parties prepared for hearing. General Counsel issued
Stroup a subpoena, which Stroup gave to Roberts. (Tr. 143.) In
October 2018, the parties convened before an NLRB administra-
tive law judge, who apparently required the parties and General
Counsel to settlement. (Tr. 41.) Stroup appeared at hearing but
did not testify. He worked with the Union team towards settle-
ment. Present for Respondent at the hearing were Dr. Hart, Den-
nis Amend, Jason Evans, Lori Sook and Tim Jones, who saw
Stroup at the hearing. (Tr. 197.)8
The parties entered into an informal Board settlement that pro-
vided: Respondent would not remove union information and ma-
terials from the break room or tell employees that Respondent
ordered the removal of Union information and materials from the
break room, and rescind such policies; Respondent would not
monitor work and adherence nor discipline employees because
of the union membership or support; Respondent would not im-
plement restricted parking area and restricted access policies be-
cause of employees’ union membership or support and rescind
such policies; Respondent would not unilaterally change the
number of employees allowed to take vacation at one time with-
out bargaining with the Union; and, Respondent was required to
remove from their files the warnings issued to Stroup and two
other employees on August 14, 2018.9 Issues included that the
Union agreed to limit employee parking to six front parking
spaces. (Tr. 41.) The settlement included a non-admissions
clause for Respondent. (GC Exh. 9.)
Throughout 2018, Local 4992 filed 23 grievances, but none
between late November 2018 and March 2019.
VI. LOCAL 4992 PRESIDENT STROUP REMAINS INVOLVED IN POST-
SETTLEMENT ACTIVITIES
Vincent instructed Stroup to monitor the settlement for com-
pliance. Despite the language of the settlement agreement, Re-
spondent apparently had difficulties complying with several as-
pects of the settlement, or as Vincent stated, “The settlement
agreement that we believed we entered into that day at hearing
was not being followed by the company the way that we under-
stood and the way that it was read.” (Tr. 42.) Respondent
changed the access codes for the identification badges to enter
the doors as before, but the inside of the doors at issue remained
labeled with “exit only” signs. Stroup talked to Dr. Hart about
that problem.
The Union believed the biggest stumbling block post-
7 General Counsel alleged two additional unilateral changes about a
new documentation requirement in the shipping department and a new
stock room procedure. (GC Exh. 7.)
8 None of Respondent’s witnesses denied seeing Stroup at the hear-
ing.
9 The settlement addressed the additional alleged Section 8(a)(5) uni-
lateral changes. (GC Exh. 9.)
settlement was the vacation issue. In the settlement addendum
Respondent agreed to specific language on the vacation policies:
Respondent agrees to return to its prior practice of allowing
three Labor Grade 9 Fabricators to simultaneously utilize va-
cation time on any given day and of allowing three Labor
Grade 9 Fabricators to “lock in” vacation for any given work
week during the February “lock in” period. Should backlogs
and past-dues require a reduction in the number of Labor Grade
9 Fabricators allowed to utilize vacation time on any given day
Respondent will provide Charging Party thirty-day notice of
the reduction, accompanied by documentation of the backlogs
and past-dues. Such reductions may not last more than sixty
days without additional timely notice and documentation of
past-dues/backlogs being provided to the Charging Party. Re-
spondent agrees that even if such notice is provided, it will not
cancel or in any other way impact locked in vacation time.
Respondent agrees to work with Charging Party to identify any
bargaining unit employees who between February 2018 and
the present requested vacation time, were denied vacation due
to one other Labor Grade 9 Fabricator being on vacation, and
who received attendance points or attendance-related discipline
due to the denial. Once such employees are identified, Re-
spondent agrees to rescind any attendance points and/or attend-
ance discipline resulting from the denial.
(GC Exh. 9, p. 6.)
Stroup followed up with Respondent to obtain the documents,
compare them and ensure that they were accurate and then pre-
sent the information to the bargaining unit. (Tr. 144.) The Union
attempted to enforce the vacation provision of the settlement,
permitting more than one person to take vacation. In mid-De-
cember 2018, Respondent and the Union met with the Regional
office by phone to attempt to resolve the matters. Part of the
“resettlement” was that Respondent would be required to pro-
vide information to Stroup and Vincent. (Tr. 63; GC Exh. 10.)
Despite the call, the Union continued to have difficulty enforcing
the settlement language on vacation. (Tr. 85–86.)10
Respondent provided some of the requested information re-
quested. (Tr. 45.) The vacation issue was critical in December
and early January because in February employees bid on vaca-
tions. When employees bid on their vacations, the ones with the
most seniority and most vacation time would attempt to “lock in”
their vacation times. (Tr. 43.) Despite Respondent’s agreement
in the settlement, Respondent failed to change the policy back.
Stroup was in touch with many of the employees about the pro-
vision. He had a number of contacts with Respondent about the
issue, stepping up his contact in January and February 2019 to
weekly because of the upcoming “lock in” period. (Tr. 88,
149.)11 Respondent would hear from Stroup about information
on the vacation restrictions, schedule attainments and “past
10 Stroup did not know when he filed his last grievance because he
did not have his records. (Tr. 191–192.)
11 The Union continues to have difficulties enforcing the settlement
on vacation after Stroup’s termination. The Union filed a grievance,
signed by 16 of the 30 bargaining-unit employees, which Respondent
received on June 26, 2019. (Tr. 116–117; GC Exh. 21.) None of these
employees received discipline. (Tr. 118.)
8
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
dues.” In February 2019, he specifically discussed schedule at-
tainment with Roberts and attempted to make headway on the
vacation issue. (Tr. 205.)
On March 4, 2019, Stroup emailed Dr. Hart, Managers Amend
and Roberts, and Respondent’s counsel about the vacation is-
sues:
I was wondering, has there been any conversation as to what a
threshold would be to allow more than one person off or are we
going to continue down this path with zero solutions & hope it
solves itself??
Why is overtime not being offered past 5:00 p.m.?? Why aren’t
the last & first Saturdays of the month being offered?
There are some things that could be done to move the needle
where vacations & limitations are concerned.
(GC Exh. 24a.)
On March 29, 2019, Stroup emailed the same managers and
Respondent’s counsel with a reminder that Hart was supposed to
take care of the matter in January and April was almost upon
them. (GC Exh. 23.) On April 1, 2019, at 11:40 a.m., Stroup
again emailed Respondent’s managers and counsel with the
same questions as in the March 4 email but added, “Kicking the
can down the road is lazy management & does not address any-
thing.” (GC Exh. 24b.)
Per Roberts’ notes dated and timed as April 1 2:40 p.m., Dr.
Hart, with Roberts present, suspended Stroup pending investiga-
tion for a production error he made on March 14, 2019 (about 2-
½ weeks before his notification). (Tr. 150.) Respondent termi-
nated Stroup on April 9, 2019.
VII. RESPONDENT SUSPENDS, THEN TERMINATES STROUP
Stroup, an employee known to all the managers as the Local
4992 president, admittedly made a production error. Respondent
suspended and then terminated Stroup respectively on April 1,
2019 and April 9, 2019.12
A. Stroup, the Work in CEP, and Internal Review Reports
All managers and supervisors knew Stroup was president of
Local 4992. Stroup worked in the customer engineered product
section (CEP) as a labor fabricator grade 9 since about December
2018 or January 2019. He briefly worked in CEP when he was
initially hired in June 2014. Respondent provided no formal
training and the only training he received was on the job from
the other operator in the area. (Tr. 152, 212, 362.) In the 5-year
period before Stroup returned to CEP, the number of staff work-
ing in CEP decreased from 4 to 5 employees to 1 to 2. (Tr. 209.)
Stroup was the second person, but the production requirements,
including time to complete tasks, had not changed in the last 5
years. (Tr. 151, 209.) Before the incident leading to Stroup’s
suspension and termination, he only incurred about 10 IRRs, for
which he received no discipline. (Tr. 165–166.)
Matthew Kilgore, who worked in CEP for 3-½ years, testified
12 All dates in this section, unless otherwise stated, occurred in 2019.
13 LeGrand did not corroborate the others on the frequency of inter-
ruptions. (Tr. 226.)
14 Based upon his experience with grievance and employee represen-
tation, McAfee testified the most frequent disciplinary causes were
that the different customers required different operations, caus-
ing need for time to become proficient. (Tr. 208.) Tasks in CEP
varied from product to product. Kilgore stated CEP always ran
a backlog due to changes Respondent made in how certain prod-
ucts were prioritized. Respondent added additional duties, such
as cleaning in the oxygen clean room, that were previously han-
dled by Quality Control staff. If the oxygen clean room must be
serviced, the supervisor interrupts the CEP operator to do that
task, even if the CEP operator is in middle of an order. (Tr. 210–
211, 212.)
Kilgore and Stroup both testified that they had frequent inter-
ruptions during the workday. Kilgore testified, in more detail,
that the interruptions sometimes depended on the day of the
week but could be as frequent as a couple of times per hour. (Tr.
213.) Interruption arose from updates throughout the day from
one’s supervisor about varying workplace issues. (Tr. 97.)
Based upon these interruptions, McAfee stated it was possible
for an employee to miss a production step. (Tr. 97.)13
For parts made in CEP, the fabricator receives a lot card and
a drawing for the assembly, and sometimes a “traveler” showing
the steps for assembly. (Tr. 381–383.) Each part in CEP has at
least 4 to 6 steps to completion, and for Stroup usually 8 to 12
steps at the time of his termination. (Tr. 152–153.) Most of the
products that Stroup constructed took 2-½ to 3 days to complete.
Stroup then followed standard procedures by putting the com-
pleted order on a shelf at Quality Control (QC) and notified QC
that the order was ready for testing and certification. (Tr. 153–
154.) Kilgore testified that it was not unusual to have CEP er-
rors. (Tr. 213.)
When errors are detected, about 25 to 50 percent are reported
on Internal Review Reports (IRRs). (Tr. 90–91, 251.)14 IRRs are
formal forms Respondent uses to identify and correct production
errors. Respondent has no consistent system for determining
when IRRs are needed and only determines when to use the IRRs
on a case-by-case basis. (Tr. 90–91.) Quality Control cannot
initiate IRRs for non-conforming parts without Supervisor
Sook’s permission. (Tr. 248, 300, 373.)
Engineering reviews IRRs. Hamra estimates he sees 10 errors
from CEP per month that are documented on IRRs and more if
including small mistakes not covered by IRRs. (Tr. 300.)
Amend testified that he does not “systematically” review IRRs.
(Tr. 344.)
Each form identifies the types of parts and job numbers as well
as engineering’s review and disposition. The disposition could
be reworking the parts or turning the parts into scrap. When
products should be reworked, the fabricator usually receives the
product on the same day in order to get the product to the cus-
tomer as soon as possible. (Tr. 252.)
B. Respondent Suspend Stroup for a Production Error
Stroup was out of the facility when, on March 18, the first CEP
operator notified him that he made an error on assembling pieces.
Stroup returned to work on March 20, 5 working days after he
shipping-related, such as packaging errors. (Tr. 91–92.) McAfee esti-
mated, based upon his experience and knowledge of other employees,
that Respondent only compiles IRRs in less than 25 percent of the pro-
duction errors, which rarely lead to discipline. (Tr. 91.)
BS&B SAFETY SYSTEMS, LLC
9
assembled the parts. (Tr. 154–155.) The error was leaving out
a disk in 77 parts, which was the number of completed parts in a
single box. (Tr. 389.)15 Stroup could not recall how he made the
error but opined he could have had a work distraction. (Tr. 180.)
He apparently was not advised of any other problems. For this
particular customer, Quality Control checks 100 percent of the
parts, so these parts would not have reached the customer. (Tr.
223, 266.)
On March 19, Tim Jones, Stroup’s production supervisor, dis-
covered that 77 pieces assembled by Stroup lacked rupture disks.
When Stroup returned from his time off, he saw that the box was
located on the Quality Control shelf. He checked with Jones and
requested to fix the parts. Jones asked Quality Manager Sook
whether the parts could be reworked. (Tr. 155, 357.) Stroup
received the parts for rework. (Tr. 309, 357; GC Exh. 27, p. 4.)
He then opened each part and rechecked that he left out the disk.
Before the first break, Stroup was ready to insert the disks, as he
would for any similar rework order. (Tr. 155.) The entire pro-
cess to rework the 77 parts, with inserting the disks, would have
taken approximately 2 hours. (Tr. 267.)16
However, when Stroup returned from first break to his station,
the parts were not at his station. Stroup asked Jones where the
parts were. Jones told him that, at the 9:00 a.m. managers meet-
ing, Roberts told him to move the order to the supervisor’s office
and keep the order quarantined. (Tr. 156, 309, 358–359; GC
Exh. 27, p. 4.) Sook apparently raised the leak rate, which
Amend stated was at 15 percent. (Tr. 344.)17 The quarantine
meant Respondent was not likely to allow Stroup to complete the
repair on the 77 parts. (Tr. 157.) Between March 20 and April
1, Stroup asked 2 or 3 more times to be allowed to complete the
rework. (Tr. 158–159.)
Although Jones spoke with Stroup and Kilgore about the er-
ror, neither Jones nor Kilgore were asked to give a statement.
(Tr. 358–359.) On March 21, Sook sent to Hamra, Robert
Amend and Supervisors Slattery and Jones a copy of an IRR,
stating she needed a disposition from Engineering. She also
identified that 510 parts were sampled instead of 500. The rea-
sons stated on the IRR for rejection were: 77 parts without disk
inside; disk not seated correctly quantity to be determined, at
least 1; and a total 44 parts with illegible markings, 29 of those
with ghosting markings. (GC Exh. 15, pages 1–2.)
On March 22, Hamra’s IRR notes state that the 77 parts miss-
ing disks should be disassembled and disks installed. For the
15 If looking through the completed part with a flashlight, one can see
with the naked eye whether the disk is present. (Tr. 181.) However,
Farris testified the appropriate way to determine whether this part is cor-
rectly made is by placing it in a pitcher and then adding pressure. If no
disk is present, bubbles escape from the part. (Tr. 264.)
16 Hamra testified the process would have required 6 hours. However,
I did not ask him why 6 hours. (Tr. 301.)
17 Amend denied that Sook told him who the operator was or that he
knew who the operator was. Considering that the documentation has the
operator number and that only 2 employees worked in CEP at the time, I
find it likely Amend knew that Stroup was the operator. Amend also
testified that he found out about the error on March 19, but nothing in
Sook’s notes reflects communication with amend on March 19. (Tr.
344–345; GC Exh. 27, page 8.)
18 Roberts’ notes indicate the decision to quarantine was made on
March 21, with the investigation beginning on March 20. These notes
disks not seated correctly, the disks should be removed and re-
placed. For the 29 parts with ghosted markings, those should be
scrapped, and all parts with marking issues should be scrapped.
(GC Exh. 15, page 3.) Thus, out of an order of 510 parts, Hamra
recommended, and Sook agreed, only 29 were scrapped: The 77
parts missing the disks could be reworked. (Tr. 284; GC Exh.
15, p. 3.)18 Hamra testified that some parts had to be disassem-
bled to confirm that which components were missing. Roberts
admitted that the disk errors should be caught in Quality Control.
The parts at issue remained on a chrome rack outside the in-
spection area. McAfee asked quality control inspector Tony Ci-
nelli whether the parts could be moved to make room for addi-
tional parts. Cinelli told him the parts were related to a develop-
ing internal review report (IRR), but could be moved. Cinelli
also stated that “there had been an attempt to return them to the
shop floor for rework, but ultimately Lori Sook, the QC manager,
had requested that another inspector write an IRR on it.” Neither
Sook nor any other manager took a written statement from Ci-
nelli. (Tr. 372.) Despite Cinelli’s representation, the parts re-
mained on the rack. (Tr. 89–90.)
On Friday afternoon, March 29, Dr. Hart began the “formal
investigation” of Stroup. (Tr. 20, 275.)19 The face-to-face meet-
ing included Amend, Roberts and Sook. Hart testified that he
normally does not review production errors and associated dis-
cipline based upon internal review reports. (Tr. 24.) However,
to the contrary, Amend testified that neither he nor Roberts can
discipline with approval form the human resources department.
(Tr. 332.)20 Dr. Hart, after starting the meeting, called Engineer
Hamra into the meeting. (Tr. 315.) Amend stated once Hamra
was in the meeting, the managers did not discuss Hamra’s deter-
mination that the parts could be reworked: Yet Amend testified
that they heard from Hamra a “technical perspective with the lot
and if he knew how it occurred and what happened there.” (Tr.
334–335.) According to Amend, the product did not meet the
customer expectation as per the quality policy. (Tr. 352.) Nor
did the managers discussing revising the IRR. (Tr. 422.) The
managers determined they needed a more formal statement from
Stroup. (Tr. 351.) Hart could not recall anyone taking notes.
(Tr. 422.)
When Respondent discussed the problems with additional
parts with Stroup beyond the disks, it did not show the parts to
Stroup and he could not verify the errors. (Tr. 174.)
are in conflict with the IRR signed by Sook and Hamra on March 22 that
allowed rework.
19 Amend testified that the meeting was delayed due to personal avail-
ability, with different managers and Hamra out of town at different times
and “typically we like to do our business face-to-face.” (Tr. 338–339.)
Hart was in Ireland at corporate headquarters when the matter arose.
However, testimony throughout the hearing showed that the managers
emailed each other later in the investigation and, when Respondent al-
legedly determined to terminate Stroup, the determination was made by
teleconference.
20 On day 2 of the hearing, Hart testified about his role in discipline
on direct examination for Respondent in agreement with Amend and
Roberts. On day 1, he gave the answer about not usually being involved
with production errors. He gave no explanation for the change. The only
reasonable explanation is that Hart does not see most production errors.
10
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
On Monday April 1, Respondent suspended Stroup.21 Stroup
and his union representative, quality inspector Billy Farris, at-
tended a meeting with Dr. Hart, Roberts and Supervisor Ian Slat-
tery. (Tr. 159.) Stroup gave his statement, then Farris argued
about the IRRs. Farris had reviewed the IRR log and found 5
similar issues on the IRRs. Farris brought to the meeting the 5
IRRs and pointed out none of the 5 received discipline. (Tr. 254–
255.) Dr. Hart said they were not present to discuss other cases.
Stroup told him not to worry about it. (Tr. 160.) Stroup testified
that when he was interviewed for the investigation, the tone of
the interview was more accusatory than other investigatory
meetings he attended for other employees. (Tr. 189–190.)
Jones, Stroup’s supervisor, had not ever seen an employee sus-
pended for an error during his 1-½ years with Respondent. (Tr.
360–361.)
C. After it Suspends Stroup, Respondent Continues its
Investigation and Edits Reports
Roberts’ notes, which were written by Dr. Hart after Roberts
provided a summary, convey that Roberts interviewed Tim Jones
on April 3 at 8:34 a.m. (Tr. 313.) Although Roberts cites that
122 parts failed the quality testing in the 500-piece order, Rob-
erts apparently only discussed the 77 parts that missed disks.
Jones told him that when he asked Sook whether the parts could
be returned to production, she affirmatively agreed. Regarding
the meetings leading up to Stroup’s termination, Roberts could
not recall how many meetings he attended, nor did he see any
notes from meetings others attended, plus he had phone calls
without notes. (Tr. 314.)
Sook submitted a report, dated April 3. (GC Exh. 27, pages 8–
9.) However, I do not credit her entire report as it omits the ini-
tial assessment from Hamra, before April 5, determined that the
parts should be repaired instead of scrapped. She admittedly dis-
cussed an alleged part failure repeatedly with Amend, but even-
tually stated this issue would need to be discussed “more thor-
oughly with Engineering.” She also omits that she at first agreed
to permit the parts to be corrected and that only after the man-
agement meeting, was she instructed to quarantine the 77 parts.
Sook never recommended disciplinary action for any previous
CEP errors, except related to one alleged discriminatee in the
earlier unfair labor practice case. (Tr. 279–280.)
On April 5, Danny Hamra, Respondent’s chief engineer, re-
ported, by email to Hart, his investigation into the errors. Hamra
identified that each box would have 77 items in it, and the error
was likely to have taken place for a box being out of order or
somehow the step of putting in part was skipped. Hamra in-
cluded in his summary that Stroup told him it was likely that he
was pulled away from this project and he re-started at an incor-
rect point. Other parts were rebuilt with replacement disks and
Hamra opined that those parts should be “defect free.” (Id.)
Hamra found Stroup had no malicious intent. (GC Exh. 29,
pages. 4–5.)
Hamra submitted to Dr. Hart his statement about the investi-
gation, including a statement that the parts were reworkable and
21 Some of Respondent’s witnesses testified Stroup was not sus-
pended on March 29 because it was a Friday, and they waited until Mon-
day. Monday would have been April 1. Other testimony in hearing in-
dicates that he was suspended on April 2, the day after Stroup’s email.
that the part errors were the result of a mistake. (Tr. 297.) Hart,
responding to Hamra, wrote that Hamra’s report did not “meet
the needs of the Formal Investigation that the Company is cur-
rently conducting.” In addition to making some format changes,
Hart instructed Hamra:
. . . .
4.
The report is to contain discovery and engineering analy-
sis of what failures occurred.
5.
The report is not to contain opinions or conclusions by
you. That will be the decision made by the management Team
and legal at the conclusion of the Investigation prior to meeting
with the LG9 and Union representation.
6.
Understand that your document will become a “discover-
able” document in a court of law.
. . . .
(GC Exh. 29, p. 3.)
Before this time, no one had ever requested Hamra provide a
formal statement about any determination he made during his
employment. (Tr. 299.)
D. Respondent Terminates Stroup
By a meeting on April 8, Hart, Amend and Roberts had a tel-
econference in which it determined to terminate Stroup. (Tr.
328–329, 341–342.) None of the managers specifically took
credit for determining that Stroup should be terminated. Amend
testified that at the time of the suspension, the managers had not
determined to terminate Stroup. He guessed that the determina-
tion was made about April 8. He thought the “magnitude” of the
error and “just the circumstances around it” led to the termina-
tion determination. (Tr. 339.) Roberts testified that the error was
severe, but on cross-examination admitted that the product miss-
ing the rupture disk, if tested appropriately in Quality Control,
would not pass the inspection. (Tr. 401.)22 Hart implied Amend
and Roberts determined that termination was appropriate. (Tr.
424.) Again, apparently Respondent kept no documentation
about this decision. (Tr. 346.)
On April 8, Respondent notified Stroup to come to Respond-
ent’s facility the following day at 9:30 a.m. (Tr. 161.) On April
9, 2019, Dr. Hart and Manager Roberts met with Stroup and his
union representatives, McAfee and Farris. McAfee took notes
of the meeting.
Hart began the meeting by handing Stroup a termination letter
and said the outcome of the investigation led to Respondent’s
reasons for discharge. When asked what the precedent was for
Stroup’s termination, Hart stated, “Gross negligence and sub-
standard performance.” The employees asked Hart about other
mistakes Stroup made and presented other IRRs and issues, in-
cluding an employee (CSS) who made frequent mistakes. Stroup
presented a verbal warning to Greg Putman, dated August 3,
2018, for using in the wrong disk material in making a part. (Tr.
161; GC Exh. 26, p. 1.) Farris also stated there were a number
of errors from a sister company, and nothing was done with that
22 Roberts’s answer became circuitous on cross-examination when
asked about what made this a severe error in terms of the variables and
returned to his statement that the disks were missing. (Tr. 402.) I there-
fore do not credit his assessment.
BS&B SAFETY SYSTEMS, LLC
11
information; he also raised that union employees were treated
different than those at the nonunion plant. (Tr. 256.)
Hart said he was only going to talk about “this case.” Stroup
pointed out that the error made by Putnam should be considered
due to the serious nature and because the discipline should match
the error. (Tr. 164.) Stroup raised that the precedent was his
union activities. Hart stated, “That is not the intention of the
company. We handle this on a case by case basis.” Farris argued
that the union members were evaluated harshly while others
were not disciplined at all. Stroup added that Respondent was
not consistent in how these matters were handled. Local 4992
representatives asked whether others in Stroup’s area were inter-
viewed; Hart stated that the company did not see the need” as
only Stroup’s employee number was on the lot card. (Tr. 95.)23
Farris stated that Stroup’s mistake was simple, a box was missed
and “there is no way one would purposely attempt such a thing.”
Hart denied that Stroup acted on purpose. McAfee asked why
Stroup was not tested for drugs or alcohol and Hart stated neither
were suspected; the occurred was presumed “an accident.” (Tr.
256; GC Exh. 20.) The discussion became heated and Stroup
said to “let it go because they weren’t listening.” (Tr. 257.) Dur-
ing the meeting, Respondent’s representatives did not mention
any policies violated.
The termination letter discussed that Stroup presented 500
pieces for inspector and 122 disk assemblies were rejected.
Hart’s letter noted that 77 of the parts were assembled without
disks. Hart further stated:
Based on these very negative results, the decision was
made to investigate the sub-standard production of the [lot
number]. As part of this investigation, statements were
taken from you, Tim Jones (Production Supervisor), Lori
Sook (QA Manager) and Danny Hamra (CEP Engineering
Manager.) . . . .
BS&B customers rely on our assurances, our reputation
and our ability to provide them with products that are not
only products of the highest quality but given the safety sen-
sitive nature of our products, products that are 100% func-
tional and manufactured to the customer’s exact specifica-
tions., Any failure in the fabrication/assembly process is a
problem but a failure to the magnitude in this case (i.e., a
25% failure rate) is unacceptable. BS&B’s primary prod-
ucts are rupture disks and components containing rupture
disks; in this case, incredibility, you made numerous com-
ponents that were missing completely the Company’s pri-
mary product: rupture disks . . . .
(GC Exh. 16.)
Stroup filed with the Oklahoma Employment Security Com-
mission for unemployment (OESC). Respondent submitted to
23 Stroup testified three other employees who were not interviewed
but would have had additional relevant information: Matthew Kilgore,
his coworker in the CEP department, who worked on a similar order at
the same time and would be a subject matter expect; Tony Cinelli, in
quality control, who tested the order and found the error; and Billy Farris,
also in quality control, as he was present during testing of the parts. (Tr.
162, 322–323.) Kilgore also testified that, although questioned about the
incident, he was never asked to give a formal statement. (Tr. 216.)
OESC Stroup’s statement, as allegedly given to Roberts but writ-
ten by Hart, and a number of additional documents, all of which
Respondent relied upon for terminating Stroup. (Tr. 170; GC
Exh. 27.) Until Stroup requested these documents from OESC,
he had not seen any of them, including the statement he made
allegedly taken by Roberts but written by Hart. (Tr. 171, 322–
323.) Noticeably absent were any statements from Kilgore and
Farris.
E. Post-Termination, Respondent Changes the IRR
On April 12, after Stroup’s termination, Sook and Hamra
completed the IRR, which now stated all 77 pieces without disks
were to be scrapped. In addition, 1 piece would be scrapped for
an incorrectly installed disk. An additional 44 parts also would
be scrapped for various reasons, or a total of 122 parts should be
scrapped. (Tr. 285; GC Exh. 27, page 5.) Nothing is mentioned
that Hamra and Sook initially determined the 77 pieces could be
reworked, nor that the rework was started and stopped.
In attempting to explain why the IRR was changed, Hamra
weakly explained that management called him into an ongoing
meeting at the end of March. He, along with Sook, Amend and
Roberts verbally agreed to change the previous IRR disposition
as a “group decision.” (Tr. 286.) He did not document the IRR
changes in the meeting and could not recall whether any other
managers made notes. None of the other managers who were
involved in the group decision had any engineering experience.
Hamra testified regarding his initial assessment, “I would not say
that I was incorrect.” (Tr. 290.) Hamra also testified that he was
not involved with any disciplinary determinations other than his
direct reports. (Tr. 291–292.) In his engineering role (before he
became a manager), no one in management outside of the engi-
neering department ever overrode his dispositions. (Tr. 295.)
The determination, Hamra claimed, was based upon customer
needs and not engineering determination, as the products were
still reworkable at the time he rewrote the IRR. (Tr. 296.)24
Hamra documented nothing about the change in the IRR dispo-
sition until April 12, which Sook also signed. (Tr. 286–288; GC
Exh. 27, page 5.)25
F. Respondent Keeps the Parts for Union or ULP Issues
Despite this claimed direction to scrap the parts, including the
77 pieces missing the disks, the 77 were not discarded and re-
mained on the rack in the Respondent’s facility. They were
never reworked, despite Hamra’s continued belief that they
could easily be repaired. Roberts testified that the due date for
the product presented no problem because Respondent needed to
send other parts to the same customer. (Tr. 321.)
Roberts testified the parts were retained for any potential fol-
low-up investigation. When asked why Respondent might need
a follow-up investigation, Roberts stated frankly and without any
24 Hamra also testified that any repair would have put shipping to the
customer only 1 day. (Tr. 301.)
25 Hamra testified that he couldn’t say for sure whether he amended
any IRR weeks after the original disposition but testified he has revised
IRRs. (Tr. 301.) Respondent provided no evidence to demonstrate that
Hamra ever changed an IRR weeks after an initial disposition, so I dis-
credit this testimony.
12
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
hesitation: “Well, if discipline was going to be levied or given to
Mr. Stroup, generally the union would push back, file a griev-
ance or file an unfair labor practice.” (Tr. 317.)
G. Disparate Treatment Evidence
Both General Counsel and Respondent presented disparate
treatment evidence.
1. General Counsel’s evidence
Production errors occur daily at the plant. (Tr. 166.) How-
ever, not all production errors result in IRRs. Kilgore testified
that supervisors notified employees about simple production er-
rors. (Tr. 217.) The IRR is a more formal procedure. However,
unlike the 77 parts, Respondent retained in Stroup’s case, Re-
spondent otherwise reworks or corrects the problem to the spec-
ifications to get the product to the customer. (Tr. 217.) Kilgore
testified that, when determining whether to rework a production,
the percentage would be 30 percent. (Tr. 221.)
Stroup also testified that in his role as union president and in
representing other employees, he was unaware of anyone else
suspended for production errors. (Tr. 160.) Except for one em-
ployee admitting to Dr. Hart that he intentionally damaged parts,
Stroup never saw a discipline greater than a written warning for
production errors. (Tr. 166.) For his 5 years of experience as
staff representative with this bargaining unit, Vincent could not
recall any other suspensions or discharges for production errors.
(Tr. 44.) LeGrand, who worked for Respondent for 6 years, also
could not recall anyone terminated for production quality errors.
(Tr. 228.)
McAfee testified that he made several production errors each
year and never received discipline for them. (Tr. 90.) McAfee
has missed one part, which might cause a three- to four-part or-
der rejection, but the parts he makes are one piece. (Tr. 107.)
He stated production errors were common and had increased
over the previous 4 years. (Tr. 96.) Based upon his experiences
representing employees for discipline, he stated that he had seen
some verbal disciplines for IRRs, and less than 10 percent of the
time IRRs resulted in any discipline. (Tr. 91.)
Kilgore testified about two similar incidents in which two dif-
ferent employees made similar errors by incorrectly inserted
disks into about 40 or more parts, which did not seat appropri-
ately. Quality Control located the error. In each instance, the
entire order of approximately 500 parts were reassembled and no
one received discipline. (Tr. 214–215.) Kilgore stated that these
errors were worse than leaving out the disks, because the quality
control testing may have cleared a sufficient number that could
have permitted the products to be sent to the customer. (Tr. 218.)
Jones testified that Genevieve LeGrand misaligned disks and an
entire lot was scrapped and rebuilt; LeGrand received no disci-
pline. (Tr. 216, 226–228, 363.)
26 Farris also observed that a cleaning crew knocked 42 parts off a
table. The parts landed on the floor and were permanently damaged.
Those parts were not reworkable and were destroyed, putting the order
behind. (Tr. 257–258.)
27 “Stomp,” when used as a verb, means to walk with a loud heavy
step usually in anger; not to be confused with the noun version as a jazz
dance. See www.merriam-webster.com/dictionary/stomp.
Farris testified that, as a quality inspector, he saw at least 3
production errors caught by inspection and those were worse that
Stroup’s error. None of those errors caused Respondent to dis-
charge the employee involved. (Tr. 253.)
Farris reviewed a 21-page table of IRRs from January 2018
through July 26, 2019. The list of IRRs covered RDD and CEP,
without including shipping errors. Farris testified that only 50
percent of errors were documents on IRRs, so half of the errors
were documented. Farris also testified that, since Stroup’s ter-
mination, he observed 2 or 3 errors more significant than
Stroup’s. He twice observed that disks were inserted inappropri-
ately, which caused the parts to burst and require rework.26 No
one was terminated. (Tr. 258.)
In the first incident, he witnessed an employee, frustrated by
repeated return on parts, throw the parts on the floor and “stomp
on them.”27 Farris reported to Supervisor Sook about the inci-
dent, which was corroborated by 6 additional employees. Sook
investigated. (Tr. 259–260, 262–263.) Despite the stomping the
employee finally reworked the parts in approximately 2 hours
and an engineer signed off. (Tr. 267.) Respondent presented no
evidence that this person was disciplined.28
In the second instance, 500 parts did not withstand pressure
testing in quality control. Additionally, Quality Control caught
two situations in which the parts were randomly tested and found
several with the disks improperly seated. The entire batch had
to be tested because of the initial random testing revealing the
problem. The parts with the incorrectly installed disks were re-
worked. (Tr. 261–262.)
As above, Amend testified that Stroup was suspended pending
investigation because he did not build a product that met the cus-
tomer’s expectation. Excluding shipping, in his 5 years, Amend
thought “maybe one or two. Not that many” were suspended
pending investigation for quality.
Hart was aware of one employee, Greg Putnam, who received
a verbal warning for making 13 parts from incorrect material.
(Tr. 24.) Hart admitted that this error was “catastrophic” and
Roberts said it had “severe consequences.” (Tr. 27, 312.)29 The
employee also installed the erroneously built parts into another
part. (Tr. 26–27.) The employee received a verbal warning for
substandard performance and policy/procedure violation on Au-
gust 3, 2018. (GC Exh. 26.) This employee was raised when
Respondent terminated Stroup. (Tr. 163.) Hart did not want to
look at other employees. Hart, Amend, and Roberts determined
the appropriate level of discipline was a verbal warning for Put-
nam. (Tr. 312, 341–342.)
2. Respondent’s evidence
Respondent maintains that no one ever forgot to insert disks
in a product. It also contends that it terminated five employees
for actions similar to Stroup’s. Dr. Hart admitted that 3 were
28 Respondent did not ask Sook about this report, so I must conclude
that it was accurate and Sook did not proceed with any discipline after
her investigation. See LSF Tranport, supra.
29 Roberts attempted to avoid the question; General Counsel pointed
him to his affidavit. (Tr. 312.)
BS&B SAFETY SYSTEMS, LLC
13
terminated for purposeful errors and 2 for failing drug tests. (Tr.
427–428.)
For Employee One, Respondent’s letter, dated October 21,
2013, identified the following issues leading to termination of a
quality inspector:
You have manually lined through correct calibration noted by
[the] Quality Manager and substituted you calibration, which
was incorrect. You substituted the old incorrect calibration de-
spite specific written and verbal instruction from [the] Quality
Manager to you and your team members regarding the im-
portance of calibrating the entire range of our gauges.
On multiple occasions, you have signed off on receipts with
incorrect or incomplete entries.
On multiple occasions, with inspections backlogged, you have
been observed playing games on your mobile phone in your
work area.
These ongoing failure are against a background of a “Last
Chance Agreement” that you signed in April of this year re-
garding your falsification of Company documents and your
misrepresentation regarding the inspector (or not) of Company
products.
Hart continued: “Recently your actions have damaged the
Company’s reputation with a significant customer and contrib-
uted to the Company’s need to re-work a part at a cost in excess
of $10,000.” (R. Exh. 2)
Dr. Hart’s termination letter for Employee Two, dated April
23, 2014, stated that a customer notified Respondent of a product
failure, which resulted in the customer returning 12 parts to Re-
spondent. Some of the parts were already installed in the cus-
tomer’s assemblies, which required removal from the assem-
blies. Preliminary testing revealed that the parts, both installed
and uninstalled, failed leak testing. In the following month, the
customer returner 224 parts that had a failure rate of approxi-
mately 25 percent. Employee Two, a quality inspector, was ter-
minated 13 days after the second batch of parts was returned. (R.
Exh. 3.)
On June 26, 2014, by letter from Dr. Hart, Respondent termi-
nated Employee Three. Hart’s letter stated Employee Three in-
tentionally produced bad products and attempted to sabotage the
quality assurance process. (Tr. 416–417; R. Exh. 4.)
On July 18, 2016, Respondent terminated Employees Four
and Five after both failed drug tests. Respondent terminated pur-
suant to provisions in the collective-bargaining agreement. (R.
Exhs. 5–6.) Employee Five as a labor grade 9 who served as a
union official. (Tr. 419.)
VIII. ANALYSIS
The analysis here discusses witness credibility, applicable law
for Section 8(a)(3) and (4) discharge cases, the parties’ respec-
tive positions, and makes determinations on those allegations. It
also addresses the additional issue of whether to continue a tem-
porary confidentiality order.
A. Credibility
Dr. Hart initially was called as an adverse witness in General
Counsel’s case and a direct witness in Respondent’s case. He
initially denied that he edited any of the management statements;
he then was contradicted by documentary evidence. (Tr. 21; GC
Exh. 29.) He later denied that he said that he would consider an
employee’s failure to make a part out of the correct material a
“catastrophic error,” then shifted when confronted with a prior
sworn statement. (Tr. 24–25.) Hart attempted to avoid an ad-
mission that his June 8, 2018 meeting notes with Stroup was
about alleged increased employee discipline, which was con-
tained on the first page of Hart’s meeting notes. (Tr. 29; GC
Exh. 17, p. 1.) Hart also tried to avoid answering that Respond-
ent’s evidence of disparate treatment failed to demonstrate any-
thing other than purposeful conduct. (Tr. 428.) Therefore, I do
not credit much of Hart’s testimony.
Hamra first testified as an adverse witness in General Coun-
sel’s case. He was business-like but hedged on certain questions,
which General Counsel remedied by referring him to his affida-
vit. When called a few hours later in Respondent’s case-in-chief,
Hamra developed a high-pitched giggle that was not present dur-
ing previous testimony, which I suspect was due to nervousness
that developed between the periods of testimony.
Regarding the management meeting on March 29, Hamra had
no recollection of telling the managers that he already deter-
mined the 77 parts could be reworked. He tried to avoid General
Counsel’s questions about why, as the engineer, managers over-
rode his assessment about the parts being reworked. (Tr. 289–
290.) He admitted he never had been included in this type of
meeting before Stroup’s error. (Tr. 292.) Amend agreed that
Hamra was not asked about the parts in the March meeting. Alt-
hough Hamra attempted to avoid a number of questions, I par-
tially credit his testimony regarding never having any manager
outside the Engineering Department override his determinations
before these events and that the 77 parts without disks were cur-
able. I discredit his later explanation of why the IRR was
changed, particularly since he testified inconsistently when the
determination was made.
Respondent’s witnesses also were externally inconsistent
about why the 77 parts without disks were not reworked. Rob-
erts, the most definite and convincing, stated the reason was due
to either potential union or unfair labor practice action. Amend
waffled on whether he saw the original IRR recommending re-
working the 77 parts, saying “Could be, I don’t know.” (Tr.
338.) When asked whether the parts were reworkable, Amend
testified that Stroup’s error was of a great magnitude and they
did not know what “we didn’t know” and that the parts possibly
could have been reworked but for the extensive investigation.
(Tr. 337.) I discredit Sook’s initial denial that she had any
knowledge of whether the 77 parts were returned to Stroup for
rework and said that would have been up to his supervisor; how-
ever, given the status of her March 22 notes on the IRR and later
admission, she certainly gave her imprimatur to reworking parts.
Sook was also inconsistent with Stroup’s supervisor, who re-
quested whether the parts could be reworked. (Tr. 275; GC Exh.
15, p. 4.)
As a result, I must find that the parts were reworkable for a
number of reasons: Hamra and Sook initially agreed that most
of the parts were reworkable; Hamra, in his engineering exper-
tise, stated his initial assessment was not incorrect; Amend testi-
fied that the parts were retained because “We don’t know what
14
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
additional questions or investigative processes or question that
you may have. . . .”;30 and Roberts admitted that the parts were
held due to potential grievances or unfair labor practice charges.
An additional reason arises with the changes to the IRR on April
12.
Respondent’s witnesses were externally inconsistent when it
came to who determined to change the IRR on April 12. When
asked whether engineering changed its mind about the status of
the parts, Sook testified, with some hesitation, that the initial de-
cision was just engineering and quality, but:
[T]here was another decision based off of management
to actually revise that disposition. That’s the reason why
there’s a later date, April 12th, with the disposition being
changed because management had another decision on how
- - we were not going to rework those parts after all for this
customer.
. . .
The decision that was made later was not just engineer-
ing. It was production, so management in production, en-
gineering, and quality as well. The whole team actually had
a disposition at the end to change that.
(Tr. 277.) Amend denied that he or Roberts were involved with
changing the IRR. (Tr. 334.) However, Hamra testified that his
initial determination was not incorrect.
Because of these inconsistencies I discredit Respondent’s wit-
nesses saying that this error was “very severe.” (See, e.g., Rob-
erts, Tr. 402.)
Respondent’s witnesses also could not agree on when the “for-
mal investigation” started. Amend stated it began March 19;
Roberts and Hart said 10 days later, when the managers met face
to face. Further, Respondent’s managers could not agree on who
made the determination to terminate Stroup in their April 8 tele-
conference.
Although Respondent’s witnesses maintained the investiga-
tion was “formal,” Respondent kept no notes of the March 29 or
April 8 meetings, with perhaps the exception of Sook’s entry of
the March 29 meeting. Sook’s notes, stating that she questioned
whether “personnel” making this error should continue to work
there, also are inconsistent with Hart’s testimony stating that no
level of discipline was discussed on March 29. Based upon
Sook’s documentation here and Hart’s recommendations on
April 5 to Hamra to amend his statement in preparation for pos-
sible legal action, Respondent had not only discussed the disci-
pline but also anticipated terminating Stroup’s employment as
early as March 29. (GC Exh. 27.)
Stroup never denied he made errors. (e.g., GC Exh. 27, p. 4.)
He testified consistently that he may have been interrupted while
making the parts, despite Respondent’s efforts to discredit his
testimony. The possibility of interruption is also consistent with
some of Hamra’s assessment. He also admitted making the error
on 510 parts, for which he received no discipline. With one ex-
ception, he was not hostile during cross-examination and an-
swered the questions to the best of his knowledge. His testimony
is credited in full.
30 See Tr. 354. Amend testified generally that other occasions oc-
curred where Respondent retained parts.
Farris’s testimony had some slight differences, such as the
percentage of IRRs written and who attended the termination
meeting. These minor differences might be expected and do not
affect the credibility of most of his testimony.
B. Applicable Law: Wright Line analysis for
Section 8(a)(3) and (4)
1. Section 8(a)(3) mixed motive case
Section 8(a)(3) prohibits employers from discriminating in re-
gard to an employee’s “tenure of employment . . . to encourage
or discourage membership in any labor organization.” An em-
ployer violates Section 8(a)(3) by disciplining employees for an-
tiunion motives. Equitable Resources, 307 NLRB 730, 731
(1992). To establish a violation of Section 8(a)(3) and (1) in
cases where a discipline and discharge is alleged, General Coun-
sel has the burden to prove that the disciplinary action or dis-
charge was motivated by employer antiunion animus.
In determining whether adverse employment actions are at-
tributable to unlawful discrimination in mixed motive cases, the
Board applies the analysis set forth in Wright Line, 251 NLRB
1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455
U.S. 989 (1982). The Wright Line framework requires proof that
an employee’s union or other protected activity was a motivating
factor in the employer’s action against the employee. 251 NLRB
at 1089. The elements required to support such a showing are
union or protected concerted activity, employer knowledge of
that activity, and union animus on the part of the employer.
Fremont-Rideout Health Group, 357 NLRB 1899, 1902 (2011);
Consolidated Bus Transit, 350 NLRB 1064, 1065 (2007), enfd.
577 F.3d 467 (2d Cir. 2009).
The burden shift to the employer to demonstrate that the em-
ployee would have been discharged regardless of protected ac-
tivities. Miera v. NLRB, 982 F.2d 441, 446 (10th Cir. 1992). An
employer does not satisfy its burden merely by stating a legiti-
mate reason for the action taken, but instead must persuade by a
preponderance of the credible evidence that it would have taken
the same action in the absence of the protected conduct. Manno
Electric, Inc., 321 NLRB 278, 280 fn. 12 (1996); T&J Trucking
Co., 316 NLRB 771 (1995).
2. Section 8(a)(4) mixed motive case
The Board recently reiterated the importance of Section
8(a)(4) and employee access to Board processes:
Section 7 of the Act protects the right of employees to utilize
the Board’s processes, including the right to file unfair labor
practice charges. See, e.g., Bill Johnson’s Restaurants, Inc. v.
NLRB, 461 U.S. 731, 740 (1983). The Board has no power to
issue complaints sua sponte; Section 10(b) of the Act empow-
ers the Board to do so “[w]henever it is charged that any person
has engaged in or is engaging in any . . . unfair labor practice
. . .” (emphasis added). Accordingly, the Supreme Court has
recognized that “[i]mplementation of the Act is dependent
upon the initiative of individual persons who must . . . invoke
its sanctions through filing an unfair labor practice charge.”
Nash v. Florida Industrial Commission, 389 U.S. 235, 238
BS&B SAFETY SYSTEMS, LLC
15
(1967). Congress intended employees to be completely free to
file charges with the Board, to participate in Board investiga-
tions, and to testify at Board hearings. NLRB v. Scrivener, 405
U.S. 117, 121–122 (1972). This is shown by Congress’s adop-
tion of Section 8(a)(4) of the Act, which makes it an unfair la-
bor practice to discharge or otherwise discriminate against em-
ployees for filing charges or giving testimony under the Act.
Id. at 121–122; see also NLRB v. Industrial Union of Marine &
Shipbuilding Workers, 391 U.S. 418, 424 (1968) ( “The policy
of keeping people ‘completely free from coercion’ [] against
making complaints to the Board is . . . important in the func-
tioning of the Act as an organic whole.”) (quoting Nash v. Flor-
ida Industrial Commission, 389 U.S. at 238).
Prime Healthcare Paradise Valley, LLC, 368 NLRB No. 10, slip
op. at 4–5 (2019).
The Supreme Court found that Section 8(a)(4) should be in-
terpreted broadly due to employee protection granted by the Act,
its legislative history, remedial goals and subpoena authority.
NLRB v. Scrivener, 405 U.S. 117, 121–125 (1972). If employees
are subpoenaed, even if not called to testify, they are considered
protected under Section 8(a)(4). Id. at 124–125; Williamhouse
of California, Inc., 317 NLRB 699, 715 (1995). In Quality Mill-
work Corp., 276 NLRB 591, 596 (1985), an employer violated
Section 8(a)(4) when it terminated its employee 3 days after the
employer advised the employee it did not have to respond to a
Board subpoena, and then saw the employee at the Board’s of-
fice.
Similar to the analysis in examining a possible 8(a)(3) viola-
tion, the analysis in 8(a)(4) also follows the Wright Line frame-
work. General Counsel initially must establish that Respondent
took adverse action, at least in part, due to the alleged discrimi-
natee’s participation in protected Board activities, such as filing
charges, participating in investigations, and providing testimony.
General Counsel must show that the employee engaged in such
protected activities, the employer had knowledge of such activi-
ties, and the activity was a motivating factor in Respondent’s ad-
verse action. Airgas USA, LLC v. NLRB, 916 F.3d 555, 561 (6th
Cir. 2019), enfg. 366 NLRB No. 104 (2018). If the General
Counsel makes this showing, the burden shifts to the Respond-
ent, which must show by a preponderance of evidence it would
have taken the same action even without the protected activity.
Airgas USA, 916 F.3d at 561.
C. Parties’ Positions
1. General Counsel
General Counsel contends that Stroup, as Local 4992 presi-
dent, had many contacts with Respondent’s managers about
daily employee relations and contractual issues. He also was ac-
tive in the 2018 union activities. He was disciplined in 2018,
along with two other bargaining unit members. This and other
events in 2018 demonstrate animus towards the union. These
events led to the Board issuing complaint against Respondent.
Stroup attended the October 2018 unfair labor practice hear-
ing. He did not testify because the judge ordered the parties to
reach a settlement. He was part of the Union’s team in negotiat-
ing the informal Board settlement. After the settlement he
worked to enforce it with contacts to Dr. Hart and others on the
management team. He continued these efforts until he was sus-
pended in April 2019. These efforts demonstrate that Stroup was
involved in activity protected by Section 8(a)(4).
Respondent had not terminated any employee who made pro-
duction errors that were similar or worse than Stroup’s error. Re-
spondent’s examples of terminations were for purposeful con-
duct. Respondent also did not demonstrate how failing to rework
the parts or Stroup’s error did not meet its quality standards. The
evidence demonstrates pretext and Respondent did not meet its
burden of proof for either 8(a)(3) or (4).
2. Respondent’s position
Respondent contends timing does not demonstrate any anti-
union animus at the time of Stroup’s discharge and union activity
was low at the time of the discharge. (R. Br. 18–20.) It further
argues that the evidence is more of “flimsy speculation” and
“Charging Party is attempting to create a per se rule that union
presidents cannot be terminated regardless of their job perfor-
mance.” (R. Br. 20–21.) Ultimately, Respondent contends that
Stroup would have been terminated regardless of union activities
and animus because Stroup’s error was significantly more severe
than most others and it “consistently terminated the employment
of employees who commit workplace errors that are more severe
than common production errors.” (R. Br. 22.) Respondent’s
brief does not address the 8(a)(4) allegation.
D. Discussion
1. Union and Board activities and Respondent knowledge
All managers and Hamra admitted they knew Stroup was un-
ion president. However, it denies that Stroup engaged in any
activities close in time to the termination in 2019 because griev-
ance activity was lower than in previous months.
Grievance activity is not the only sort of union activities.
Stroup communicated about the open vacation issue, which also
was at issue after the Board settlement. Stroup engaged in Board
activities, including attempting to enforce the Board settlement
and none of the managers, including Hart, denied receiving
Stroup’s emails on the vacation issue, which was a contractual
issue as well as related to the Board settlement.
Stroup engaged in activities protected by Section 8(a)(4) of
the Act and Respondent knew of these activities. He was a
named discriminatee in the prior Consolidated Complaint that
Respondent defended. Stroup was subpoenaed as a witness for
that hearing and although not called as a witness, Respondent
knew that he was subpoenaed and saw him at the hearing loca-
tion. Scrivener, 405 U.S. at 124–125; Quality Millwork, supra.
After the Consolidated Complaint settled in an informal Board
settlement, Stroup communicated with Respondent, particularly
Hart, about enforcement of the settlement. Because the Act pro-
tects its remedial goals protects the remedial goals of the Act,
Stroup’s discussions about enforcement of the settlement are
protected. Scrivener, supra.
2. Animus
Proof of animus and discriminatory motivation is fact-based
and may be based on direct evidence or inferred from circum-
stantial evidence. SCA Tissue North America LLC, 371 F.3d 983,
988–989 (7th Cir. 2004), enfg. 338 NLRB 1130 (2003); Robert
Orr/Sysco Food Services, 343 NLRB 1183, 1184 (2004);
16
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Purolator Armored, Inc. v. NLRB, 764 F.2d 1423, 1428–1429
(11th Cir. 1985). A showing of animus need not be specific to-
wards an employee’s union or protected concerted activities. Co-
lonial Parking, 363 NLRB 836, 836, fn. 3 (2016).
Because direct evidence of unlawful motivation is seldom
available, General Counsel may rely upon circumstantial evi-
dence to meet the burden. Circumstantial evidence is used fre-
quently to establish knowledge and animus because an employer
is unlikely to acknowledge improper motives in discipline and
termination. NLRB v. Health Care Logistics, 784 F.2d 232, 236
(6th Cir. 1986), enfg. in part 273 NLRB 822 (1984). Also see
Naomi Knitting Plant, 328 NLRB 1279, 1281 (1999). Factors
that may support an inference of antiunion motivation include
employer hostility toward unionization, other unfair labor prac-
tices committed by the employer contemporaneous with the ad-
verse action, the timing of the adverse action in relation to union
activity, the employer’s reliance on pretextual reasons to justify
the adverse action, disparate treatment of employees based on
union affiliation, and an employer’s deviation from past practice.
Purolator, 764 F.2d at 1429; W.F. Bolin Co. v. NLRB, 70 F.3d
863, 871 (6th Cir. 1995), denying rev. 311 NLRB 1118 (1993).
a. Timing
Animus can be inferred from the relatively close timing be-
tween an employee’s protected concerted activity and his disci-
pline. Corn Brothers, Inc., 262 NLRB 320, 325 (1982) (timing
of discharge within a week of union organizing meeting evidence
of antiunion animus); Sears Roebuck & Co., 337 NLRB 443, 451
(2002) (timing of discharge, several weeks after employer
learned of protected concerted activities, indicative of retaliatory
motive); La Gloria Oil & Gas Co., 337 NLRB 1120 (2002) (tim-
ing of discipline imposed 4 months after service on bargaining
team and ULP hearing appearance suspect).
Respondent argues that Stroup did not have any protected un-
ion activities after summer 2018, so that timing is insufficient for
an inference of animus. Respondent also contends that no ani-
mus existed because Stroup made an error in January 2019,
closer in time to the picketing and other significant union activi-
ties. Respondent also argues that no grievances were filed in late
2018 until Stroup was terminated.
Respondent ignores much of Stroup’s efforts on behalf of the
Union and in support of the Board settlement, as described in the
above section. As these activities are both union activities and
in support of the Board settlement, the timing indicates that
Stroup was heavily involved up to the day of his suspension.
This timing supports a finding of animus under Section 8(a)(3)
and (4). See generally The Sheraton Anchorage, 363 NLRB 53
(2015).
b. Pretext
Pretext can take many forms. Here, I examine shifting rea-
sons, the investigation techniques, and disparate treatment.
(1) Shifting reasons
Shifting explanations for Respondent’s disciplinary actions
constitute strong evidence that Respondent’s asserted reasons are
pretextual. See, e.g., Lucky Cab Co., 360 NLRB 271, 274
(2014); Kingman Regional Medical Center, 363 NLRB 1380
(2016) (respondent’s shifting defenses implies grasping for
reasons to justify unlawful conduct) (cite omitted); Scientific
Ecology Group, Inc., 317 NLRB 1259, 1259 (1995). Also see
NLRB v. Aquatech, Inc., 926 F.2d 538, 547 (6th Cir. 1991), enfg.
297 NLRB 711 (1990) (inconsistencies in proffered reason and
employer’s actions lead to inference of antiunion animus). Re-
spondent’s failure to claim “an asserted reason for adverse action
at the time the action is taken can indicate a discriminatory mo-
tive.” Royal Development Co. v. NLRB, 703 F.2d 363, 372 (9th
Cir. 1983).
One large shift was documentation in the IRR: On March 22
Sook and Hamra agreed that the 77 parts without disks were fix-
able; on April 12, post-discharge, they changed the IRR to state
that 77 parts and others were not fixable at all. This shift flies in
the face of Hamra’s testimony that his initial assessment on the
IRR was not incorrect. Hamra also found that Stroup’s actions
were not done purposefully and were “fixable,” yet Dr. Hart in-
structed him to remove this assessment from his report on April
5.
Respondent claims leaving out the disks was unprecedented
and such a severe error that it instead “decided not to rework the
parts so as to not further delay shipment of the order and to pre-
serve the parts for investigatory purposes.” (R. Br. 5.) Roberts
however, testified that the order was not due as other parts were
necessary for the shipment. Additionally, Respondent’s need to
“preserve the parts for investigatory purposes” relate not whether
the parts were reworkable or needed to be scrapped but to Re-
spondent’s defensive moves toward union or Board activities.
Respondent never showed what other investigation was neces-
sary for the parts either. I find these shifts significant and
demonstrate animus towards Stroup’s union and Board activi-
ties.
(2) Using different investigation techniques than normal and
lack of a meaningful investigation
Despite Respondent’s investigation, which used different
methods than normal, Respondent did not conduct a meaningful
investigation. I first examine the methods of the investigation,
then the lack of a meaningful investigation.
First, using different methods of investigation than usual sup-
ports a finding of pretext and discriminatory intent. Allstate
Power Vac, Inc., 357 NLRB 344, 347 (2011) (e.g., higher level
of corporate structure than usual). Hart admittedly never partic-
ipated in investigation or discipline for these types of errors be-
fore Stroup; he later changed his testimony that he had to ap-
prove disciplinary action. Here, he apparently coordinated the
investigation, beginning on March 29, and subsequently told
Hamra how to document his findings. Hart’s role was beyond
approving discipline. Hamra had not been involved in such pro-
ceedings before the investigation on Stroup, nor had any man-
ager outside the Engineering department changed his findings.
Secondly, Respondent’s failure to conduct a meaningful in-
vestigation and give the alleged discriminatee an opportunity to
explain are “clear” indicators of discriminatory intent. New Or-
leans Cold Storage & Warehouse Co., Ltd., 326 NLRB
1471,1477 (1998), enfd. 201 F.3d 592 (5th Cir. 2000). Also see:
Green Apple Supermarket of Jamaica, Inc., 366 NLRB No. 124
(2018); Rainbow Medical Transportation, LLC, 365 NLRB No.
80 (2017), citing Andronaco, 364 NLRB 1887, 1900 (2016) and
BS&B SAFETY SYSTEMS, LLC
17
cites therein. Also see Airgas USA, LLC, 916 F.3d at 563
(8(a)(4) violation).
A number of instances demonstrate that Respondent’s inves-
tigation was “unwilling[ ] to get at the truth” and instead demon-
strate an effort to “provide it with some cover in the event the
discharges were subsequently challenged.” Inter-Disciplinary
Advantage, Inc., 349 NLRB 480, 500 (2007). First, the investi-
gation failed to ask other employees about the error. Second and
more significantly, the managers failed to ask salient facts about
the parts, particularly the 77 parts that could have been reworked.
In the March 29 meeting, no one asked Hamra and Hamra appar-
ently did not offer that the parts could be reworked; even without
Hamra present, that aspect of investigation was ignored. Sook
was in the meeting and already had approved reworking, but did
not raise that possibility either. When Hart reviewed Hamra’s
statement on April 5, Hart purposely ignored salient facts of
Hamra’s investigation that exculpated Stroup, such as reworka-
bility of the parts and that Stroup did not make the error on pur-
pose. Indeed, Hart’s comments to Hamra show he intended to
give “cover” to the investigation. Sook’s report of the investiga-
tion also omits facts, such as her granting permission to the su-
pervisor for Stroup to fix the parts. (GC Exh. 27, pages 8–9.)
Respondent also refused to examine other similar cases when
presented during the suspension and termination meetings. In
the suspension meeting, Farris brought 5 similar IRRs, which
Respondent ignored. Similarly, in the discharge meeting, Hart
refused to hear anything Stroup said about a case in which an
employee received only a verbal warning for an error Hart cate-
gorized as “catastrophic.” Stashing the parts in quarantine in
case of union and/or unfair labor practice proceedings and belat-
edly changing the IRR post-termination also demonstrate Re-
spondent sought “cover.” These factors demonstrate that Re-
spondent intended to terminate Stroup, regardless of what the in-
vestigation showed. These instances show, not only was Re-
spondent unwilling to reach the truth, but tried to mold the situ-
ation to cover its true motives. Inter-Disciplinary Advantage,
supra.
Not only did Hart purposefully ignore the chief engineer’s as-
sessment of the parts, Respondent also stashed the parts without
the disks and did not correct it. As noted above, a number of
Respondent’s witnesses gave vague answers about why the parts
were not fixed. The true reason, as stated by Roberts, was be-
cause of possible grievances and unfair labor practice proceed-
ings and not any delays in meeting customer expectations. Re-
spondent therefore failed to conduct the investigation as usual
and the investigation that it did undertake was designed to avoid
the truth—together, another strong indicator of animus.
(3) Disparate treatment and deviation from past practice
Pretext may be established when an employer does not dis-
charge employees who committed similar offenses. Charter
Communications, Inc. v. NLRB, __ F.3d __, 2019 WL 466054
(6th Cir. September 25, 2019),31 enfg. 366 NLRB No. 46 (2018).
The most striking evidence is that Respondent’s examples of
31 The court cites: United Nurses Associations of California v. NLRB,
871 F.3d 767, 781 (9th Cir. 2017); Ozburn-Hessey Logistics, LLC v.
NLRB, 833 F.3d 210, 223 (D.C. Cir. 2016); and Bates Paving, 364 NLRB
509 (2016).
terminations were those terminated for purposeful conduct, com-
pared to Respondent acknowledging that Stroup did not purpose-
fully make these errors. Three of the discharges were for admit-
tedly purposeful activity and two were failing drug and alcohol
tests. These discharges do not demonstrate that Respondent
treated Stroup the same as other terminations. East End Bus
Lines, Inc., 366 NLRB No. 180, slip op. at *14 (2018). Respond-
ent could not reasonably believe that Stroup’s actions, which
were correctable in less than a day, would be similar to the pur-
poseful acts for which it discharged employees, or failed to take
any disciplinary action against an employee who deliberately
“stomped” on parts he was assigned to rework.
Hart’s letter describes Stroup’s error as a 25 percent failure
rate. Amend, in the early review, described the failure rate at 15
percent. Yet Putnam’s error was a 100 percent failure rate, re-
quiring the entire order to be reworked. In describing Putnam’s
error, and Roberts described it as “serious” and Hart as “cata-
strophic.” Yet, compared to Stroup, Putnam received only a ver-
bal warning.
Similarly, anecdotal evidence provided by General Counsel’s
witnesses show correctable errors worse than Stroup’s, with the
employee permitted to rework the parts. Not only does this
demonstrate disparate treatment, it also demonstrates a deviation
from Respondent’s practices. I find that, but for Stroup’s work
on behalf of the Union, Local 4992 and the Board settlement,
Respondent would have permitted Stroup to correct his errors.
c. Other evidence of animus
The evidence of the 2018 union activities here is not used to
prove a time-barred unfair labor practice but instead provides in-
formation about the “true character” of events within the time
period now at issue. Machinists Lodge 1424 (Bryan Mfg. Co.) v.
NLRB, 362 U.S. 411, 416 (1960); REM Transportation Services,
LLC, d/b/a Ambrose Auto & Autotrans Katayenko, 361 NLRB
931 fn. 2 (2014) (evidence from settled case may be background
evidence in determining motive before or after settlement). This
information is not the only basis for making this determination
and therefore is permissible. Id. at 417–418. I find that the ac-
tivities described in the prior case provide additional evidence of
animus towards union activity. See generally Ambrose Auto, 361
NLRB at 936.32
At hearing, Respondent contended that in 2018, the Union
filed a number of unfair labor practice charges for the purpose of
harassment. However, other than the number of charges filed,
Respondent did not prove the Union or Local 4992 was engaged
in harassment.
d. Conclusion on animus
Timing, shifting reasons, pretext and other reasons strongly
establish that Respondent’s reasons for terminating Stroup are
false and “justifies an inference that its real motive for a dis-
charge was unlawful.” L.S.F. Transportation, Inc. v. NLRB, 282
F.3d 972, 984 (7th Cir. 2002), enfg. 330 NLRB 1054 (2000);
Coil-A.C.C., Inc. v. NLRB, 712 F.2d 1074 (6th Cir. 1983), enfg.
32 Even if I did not rely upon the evidence that led to the 2018 Board
complaint, General Counsel still presents a strong prima facie case.
18
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
262 NLRB 76 (1982). General Counsel establishes a prima facie
case that Respondent terminated Stroup in violation of Section
8(a)(3) and (4).
3. Burden shifts to Respondent
Respondent is required to show it would have taken the same
action for legitimate reasons even in the absence of the protected
activity. Monroe Mfg., 323 NLRB 24, 27 (1997); T&J Trucking
Co., 316 NLRB 771, 771 (1995), enfd. mem. 86 F.3d 1146 (1st
Cir. 1996). If a respondent’s stated motives “are found to be
false, the circumstances may warrant an inference that the true
motive is an unlawful one that the respondent desires to con-
ceal.” Shattuck Denn Mining Corp. v. NLRB, 362 F.2d 466, 470
(9th Cir. 1966).
“. . . [A] finding of pretext necessarily means that the reasons
advanced by the employer either did not exist or were not in fact
relied upon, thereby leaving intact the inference of wrongful mo-
tive established by the General Counsel.” Limestone Apparel
Corp., 255 NLRB 722, 722 (1981), enfd. 705 F.2d 799 (6th Cir.
1982). A number of factors demonstrate Respondent’s defenses
are pretextual, and Respondent therefore failed to meet its re-
sponsive burden.
Much of the evidence of pretext is discussed above in animus
and I rely upon those same reasons here. Respondent argues that
Stroup’s error, of failing to install the valve, was unique, “[s]uch
a glaring and obvious defect.” Respondent relies upon 3 com-
parators who purposely did not build parts correctly. These in-
clude sabotage. In an uncontroverted example from General
Counsel, one employee purposefully “stomped on” parts that
needed to be repaired, were reported to management by other
employees, and the employee apparently was not disciplined,
much less terminated. Two other Respondent comparators were
terminations for positive drug and alcohol tests, which are not
specifically related to building parts. Respondent was not con-
sistent in its disciplinary actions, which lead to the conclusion
that the reasons for termination are pretextual. The additional
reasons for pretext, as discussed above with animus, also demon-
strate that Respondent’s reasons were false, which leaves me
with a finding that Respondent indeed terminated Stroup due to
unlawful motives.
(4) Conclusion on alleged 8(a)(3) and (4) Violations
As General Counsel presents a strong prima facie case and
Respondent did not meet its burden, I find that Respondent vio-
lated Section 8(a)(3), (4) and (1) by terminating Stroup. Based
upon all the evidence, particularly upon the cover-up of Hamra’s
initial assessment that the parts could be reworked, the pretexts
as discussed above, and the disparate treatment evidence, the rec-
ord leads to the conclusion that Respondent terminated Stroup
due to not only his union activities, but also because of his Board
activities. Prototype Plastics, 284 NLRB 711, 715–716 (1987).
E. Confidentiality of Records
Both General Counsel and the Union subpoenaed documents
for hearing. Throughout the pre-hearing proceedings, Respond-
ent requested a confidentiality order for documents that it main-
tained were restricted due to national security and its contractual
obligations. Respondent was particularly sensitive to release of
errors, customer names, and other items that it identifies as trade
secrets. However, Respondent also admitted that not all of its
customers were involved in national security. On August 14,
2019, I issued a temporary confidentiality order for the docu-
ments General Counsel and the Union received pursuant to sub-
poenas duces tecum, particularly those that Respondent main-
tained were subject to national security concerns. I ordered that
Respondent produce to General Counsel a log for privileges and
confidentiality. The last feature of the Order stated:
5. The Temporary Confidentiality Order will dissolve
when the administrative law judge’s decision issues. In
post-hearing briefs, the parties will argue whether the Order
should be made permanent and to which information the
Order should apply.
Respondent produced documents to General Counsel and the
Union and claimed it submitted all documents. General Counsel
had in its possession, prior to receiving the documents, the doc-
uments Respondent submitted to OESC, which Respondent
claimed should have been protected but were not. Additionally,
GC Exh. 28, to which Respondent stipulated, provided a table of
errors and avoided inclusion of IRRs into the record. Through-
out the hearing, except for GC Exh. 27, which were the docu-
ments from OESC, the parties were careful to redact the name of
Respondent’s customers and the transcript reflects the same.
At hearing, I repeatedly reminded the parties to brief issues of
confidentiality of documents. General Counsel did so; the Union
adopted the General Counsel’s brief; and, Respondent failed to
address the issue at all in its posthearing brief.
Administrative law judges have authority to issue protective
orders. Teamsters Local 917 (Peerless Importers), 345 NLRB
1010, 1011 fn. 7 (2005), citing AT&T Corp., 337 NLRB 689, 693
fn. 1 (2002); United Parcel Service, 304 NLRB 693 (1991); Na-
tional Football League, 309 NLRB 78, 88 (1992). Respondent,
as the party seeking a protective order, bears the burden of
demonstrating “good cause” under Fed. R. Civ. Pro. 26(c) “or
when a disclosure would clearly defined and serious harm.” Im-
premedia, Case 29–CA–131066, unpub. Board order issued Jan.
14, 2015 (2015 WL 193732). Respondent must show particular
and specific demonstration of fact, as opposed to a mere conclu-
sory or speculative claim of harm. Waterbed World, 289 NLRB
808, 809 (1988) (denying respondent’s motion of a protective
order in part because of “scanty and conclusory nature of re-
spondent’s averments”).
To the extent that Respondent seeks to keep confidential cus-
tomer names, trade secrets and business information, General
Counsel is bound by the Freedom of Information Act (FOIA).
Under FOIA, the agency is required to promptly disclose records
unless the agency can demonstrate that one or more exemption
applies. U.S. Dept. of State v. Ray, 502 U.S. 164, 173, (1991).
The agency must explain reasons for non-disclosure of docu-
ments and cannot rely upon its administrative protective order
designating a record confidential. General Elec. Co. v. NRC, 750
F.2d 1394, 1400 (7th Cir. 1984). FOIA’s Exemption 4 encom-
passes trade secrets and commercial or financial information that
are privileged and confidential. 5 U.S.C. 552(b)(4).
Regarding confidentiality of other documents, such as those
provided in response to the Union’s subpoena, Respondent’s
posthearing brief disregarded the August 14, 2019 Order:
BS&B SAFETY SYSTEMS, LLC
19
Respondent did not address whether the confidentiality order
should be made permanent, much less identify which infor-
mation should be kept confidential. As a result, I must conclude
that Respondent waived its arguments, much less made a show-
ing of “good cause.” The Temporary Confidentiality Order is
hereby dissolved.
CONCLUSIONS OF LAW
1. BS&B Safety Systems, LLC (Respondent) is an employer
engaged in commerce within the meaning of Section 2(6) and (7)
of the Act.
2. The following are Respondent’s supervisors within the
meaning of Section 2(13) and/or agents within the meaning of
Section 2(11) of the Act:
Dr. Charles Hart
Corporate Director, HR, EH-S
and NAFTA
Tim Jones
Supervisor
Allan Roberts
Production Manager
Dennis Amend
Operations Manager
Lori Sook
Quality Control Manager
3. Danny Hamra is an agent of Respondent within the mean-
ing of Section 2(11) of the Act.
4. Charging Party United Steel, Paper and Forestry, Rubber,
Manufacturing, Energy, Allied Industrial and Service Workers
International Union, AFL–CIO/CLC (the Union) and its Local,
Local 4992, are labor organizations within the meaning of Sec-
tion 2(5).
5. On April 9, 2019, Respondent violated Section 8(a)(3) and
(1) of the Act when it discharged Michael Stroup for union and
other protected activities.
6. On April 9, 2019, Respondent violated Section 8(a)(4) and
(1) of the Act when it discharged Michael Stroup for cooperating
and assisting the Board in its proceedings, including settlement
proceedings.
7. The unfair labor practices described above affect com-
merce within the meaning of Section 2(6) and (7) of the Act.
REMEDY
Having found that Respondent engaged in certain unfair labor
practices, it is ordered to cease and desist and to take certain af-
firmative action designed to effectuate the policies of the Act.
Specifically, having found that Respondent violated Section
8(a)(4), (3), and/or (1) by discharging Michael Stroup, Respond-
ent is ordered to make Stroup whole for any loss of earnings and
other benefits suffered as a result of the unlawful discrimination
against him. Backpay shall be computed in accordance with F.
W. Woolworth Co., 90 NLRB 289 (1950), with interest at the rate
prescribed in New Horizons, 283 NLRB 1173 (1987), com-
pounded daily as prescribed in Kentucky River Medical Center,
356 NLRB 6 (2010). In accordance with our decision in King
Soopers, Inc., 364 NLRB 1153 (2016), enfd. in relevant part 859
F.3d 23 (D.C. Cir. 2017), Respondent shall compensate Stroup
for his search-for-work and interim employment expenses re-
gardless of whether those expenses exceed interim earnings.
Search-for-work and interim employment expenses shall be cal-
culated separately from taxable net backpay, with interest at the
rate prescribed in New Horizons, supra, compounded daily as
prescribed in Kentucky River Medical Center, supra. In addition,
we shall order the Respondent to compensate the named employ-
ees for any adverse tax consequences of receiving a lump-sum
backpay award and to file a report with the Regional Director for
Region 14 allocating the backpay award to the appropriate cal-
endar years. AdvoServ of New Jersey, Inc., 363 NLRB 1324
(2016).
Respondent shall also be required to remove from its files any
reference to the unlawful discharge and to notify Stroup in writ-
ing that this has been done and that the unlawful discharges will
not be used against them in any way.
The Union requests an additional remedy: Requiring either
Dennis Amend or Dr. Hart, or a representative of the Board while
a management representative is present, to read the notice to em-
ployees. The Union argues that this remedy is necessary due to
Respondent’s pervasive violations of the Act, including those
from the previous complaint for which testimony was elicited to
support animus. Because I do not make findings regarding the
2018 unfair labor practices, reading the notice is not warranted.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended
ORDER
1. Cease and desist from
(a) Discharging employees because they engaged in union
and/or other protected concerted activities.
(b) Discharging employees because they gave assistance, tes-
timony
(c) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effectu-
ate the policies of the Act.
(a) Make Michael Stroup whole for any loss of earning and
other benefits suffered as a result of the discrimination against
him, in the manner set forth in the Remedy section of this deci-
sion.
(b) Compensate Michael Stroup for his search-for-work and
interim employment expenses, plus interest, regardless of
whether those expenses exceed interim earnings.
(c) Within 14 days from the date of this Order, remove from
its files any refence to the unlawful discharge of Michael Stroup,
and within 3 days thereafter, notify him in writing that this has
been done and the discharge will not be used against him in any
way.
(d) Preserve and, within 14 days of a request or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board or
its agents, all payroll records, social security payment records,
timecards, personnel records and reports, and all other records,
including an electronic copy of such records if stored in elec-
tronic form, necessary to analyze the amount of backpay due un-
der the terms of this Order.
(e) Within 14 days after service by the Region, post at its
Tulsa, Oklahoma facility copies of the attached notice marked
20
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
“Appendix.”33 The notice shall be posted in English and any
other language deemed necessary by the Regional Director.
Copies of the notice, on forms provided by the Regional Director
for Region 14, after being signed by the Respondent’s authorized
representative, shall be posted by Respondent and maintained for
60 consecutive days in conspicuous places, including all places
where notices to employees are customarily posted. In addition
to physical posting of paper notices, notices shall be distributed
electronically, such as by email, posting on an intranet or an in-
ternet site, and/or other electronic means, if Respondent custom-
arily communicates with its employees by such means. Reason-
able steps shall be taken by Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. If Re-
spondent has gone out of business or closed its Tulsa, Oklahoma
facility, Respondent shall duplicate and mail, at its own expense,
a copy of the notice to all current employees and former employ-
ees employed by Respondent at any time since April 1, 2019.34
(f ) Within 21 days after service by the Region, file with the
Regional Director for Region 14 a sworn certification of a re-
sponsible official on a form provided by the Region attesting to
the steps Respondent has been taken to comply.
Dated Washington, D.C. October 21, 2019
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT discharge you because you engaged in union
and/or other protected concerted activities.
WE WILL NOT discharge you because you assisted in a Board
investigation or testified in a Board hearing.
WE WILL NOT in any like or related manner interfere with, re-
strain or coerce you in the exercise of the rights listed above.
WE WILL, within 14 days from the date of the Board’s Order,
offer Michael Stroup full reinstatement to his former job, or, if
that job no longer exists, to a substantially equivalent position,
without prejudice to his seniority or any other rights or privileges
previously enjoyed.
WE WILL make Michael Stroup whole for any loss of earnings
and other benefits resulting from his unlawful discharge, less any
net interim earnings, plus interest and
WE WILL also make him whole for reasonable search-for-work
and interim employment expenses, plus interest.
WE WILL compensate Michael Stroup for the adverse tax con-
sequences, if any, of receiving a lump-sum backpay award, and
WE WILL file with the Regional Director for Region 14, within 21
days of the date the amount of backpay is fixed, either by agree-
ment or Board order, a report allocating the backpay award to the
appropriate calendar years.
WE WILL, within 14 days from the date of the Board’s Order,
remove from our files any reference to the unlawful discharge of
Michael Stroup, and WE WILL, within 3 days thereafter, notify
him in writing that this has been done and that the discharge will
not be used against him in any way.
BS&BSAFETY SYSTEMS,LLC
The Administrative Law Judge’s decision can be found at
www.nlrb.gov/case/14-CA-239530 or by using the QR code be-
low. Alternatively, you can obtain a copy of the decision from
the Executive Secretary, National Labor Relations Board, 1015
Half Street, S.E., Washington, D.C. 20570, or by calling (202)
273-1940.
33 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the National
Labor Relations Board” shall read “posted Pursuant to a Judgment of the
United States Court of Appeals Enforcing an Order of the National Labor
Relations Board.”
34 I select April 1 as the day on which Stroup was suspended.