370 NLRB No. 103
David Saxe Productions, LLC & V Theater Group, LLC, Joint Employers
370 NLRB No. 103
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
David Saxe Productions, LLC and V Theater Group,
LLC, Joint Employers and International Alliance
of Theatrical Stage Employees and Moving Pic-
ture Technicians, Artists, and Allied Crafts of the
United States and Canada, Local 720, AFL–CIO.
Cases 28–CA–219225, 28–CA–223339, 28–CA–
223362, 28–CA–223376, 28–CA–224119, and 28–
RC–219130
April 5, 2021
DECISION, ORDER, AND DIRECTION
BY MEMBERS KAPLAN, EMANUEL, AND RING
On August 27, 2019, Administrative Law Judge Mara-
Louise Anzalone issued the attached decision. The Re-
spondent filed exceptions and a supporting brief, the Gen-
eral Counsel and the Charging Party Union (the Union)
filed answering briefs, and the Respondent filed a com-
bined reply brief to the answering briefs. The General
Counsel and the Union also filed cross-exceptions and
supporting briefs, the Respondent filed answering briefs,
and the General Counsel filed a reply.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision1 and the record
in light of the exceptions, cross-exceptions, and briefs and
has decided to affirm the judge’s rulings, findings,2 and
conclusions only to the extent consistent with this
1 Prior to the issuance of the judge’s decision, the United States Dis-
trict Court for the District of Nevada granted, in part, the Board’s petition
for injunctive relief filed pursuant to Sec. 10(j) of the Act. Overstreet v.
David Saxe Productions, LLC, Case No.: 2:18-cv-02187-APG-NJK,
2019 WL 332406 (D. Nev. Jan. 24, 2019).
2 The Respondent has excepted to some of the judge’s credibility de-
terminations. The Board’s established policy is not to overrule an ad-
ministrative law judge’s credibility resolutions unless the clear prepon-
derance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no basis
for reversing the findings.
In the absence of exceptions, we adopt (1) the judge’s dismissal of the
allegation that the Respondent’s March 13, 2018 “work call” violated
Sec. 8(a)(3) of the Act, (2) the judge’s finding that employee Stephen
Urbanski was not unlawfully subjected to more arduous work assign-
ments when he returned from a work-related injury in June 2018, (3) the
judge’s overruling of Objections 2, 5, 6, 8, 9, 10, 12, and 13 to the May
17, 2018 election, and (4) the judge’s dismissal of the allegation that Su-
pervisor Thomas Estrada’s March 2018 remarks to assembled stage-
hands violated Sec. 8(a)(1).
3 We shall modify the judge’s recommended Order to conform to the
Board’s standard remedial language for the violations found, to our
amended remedy, and in accordance with our recent decisions in Dan-
bury Ambulance Service, Inc., 369 NLRB No. 68 (2020), and Cascades
Decision and Order, and to adopt the recommended Order
as modified and set forth in full below.3
The judge found that the Respondent violated Section
8(a)(3) and (1) of the Act by (1) terminating employee
Leigh-Ann Hill4 on March 2, 2018;5 (2) discharging eight
employees from March 17–April 3; (3) discharging em-
ployee Scott Leigh; (4) denying light duty to employee
Stephen Urbanski; (5) imposing more exacting employ-
ment terms and conditions on Urbanski (in two respects);
(6) reducing the paid work hours of employees Scott Tupy
and Darnell Glen; (7) issuing Tupy written discipline; (8)
giving a favorable assignment to employee Courtney
Kostew, who opposed unionization; and (9) granting a
wage increase during the Union’s organizing campaign.
The judge also found that the Respondent violated Sec-
tion 8(a)(1) of the Act by (1) threatening employee Alanzi
Langstaff and giving him the impression that his union ac-
tivities were under surveillance; (2) interrogating Darnell
Glen about a March 13–14 union meeting;6 (3) interrogat-
ing Scott Leigh on April 13 about his circulation of union
authorization cards and giving him the impression that his
protected activities were under surveillance; (4) giving
Scott Tupy and Darnell Glen the impression that their un-
ion activities were under surveillance by questioning them
after a May 15 mandatory meeting; (5) giving Tupy and
Glen the impression that their union activities on the May
17 election day were under surveillance;7 (6) soliciting
grievances and requests for improved terms and condi-
tions of employment from employee Joshua Prieto and
giving him the impression of surveillance;8 (7) maintain-
ing a work rule forbidding employees from blogging in a
Containerboard Packaging—Niagara, 370 NLRB No. 76 (2021), and
we have substituted a new notice to conform to the Order as modified.
4 Member Ring finds it unnecessary to pass on whether the Respond-
ent violated Sec. 8(a)(3) by discharging employee Leigh-Ann Hill be-
cause of her union activities because any such finding would not materi-
ally affect the remedies the Board is ordering based on our finding that
the Respondent violated Sec. 8(a)(1) by discharging Hill because of her
protected concerted activities in bringing employees’ group complaints
to management’s attention.
5 Unless otherwise noted, all dates are in 2018.
6 Member Ring finds it unnecessary to pass on whether the Respond-
ent violated Sec. 8(a)(1) by coercively interrogating Glen because any
such finding would be cumulative of the Board’s finding, which he joins,
that the Respondent violated Sec. 8(a)(1) by coercively interrogating em-
ployee Scott Leigh.
7 We find it unnecessary to pass on this impression of surveillance
finding because it is cumulative of the May 15 violation and would not
affect the remedy.
8 For the reasons stated by the judge, we affirm her finding that the
Respondent unlawfully solicited grievances and requests for improved
terms from Prieto, but we find it unnecessary to pass on her impression
of surveillance finding because it is cumulative of other like findings and
would not affect the remedy.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
manner detrimental to the Respondent; and (8) maintain-
ing another work rule requiring employees to refer solici-
tation or distribution requests from “outside people or or-
ganizations” to a human resources representative.
Additionally, the judge found that Stage Managers Dan
Mecca and Stephen Sojack were Section 2(11) supervisors
and that Courtney Kostew was a Section 2(13) agent of
the Respondent. The judge also directed that the Respond-
ent’s challenges to seven ballots cast in the May 17 repre-
sentation election be overruled and that those ballots be
opened and counted and a revised tally issued. And the
judge further directed that, in the event that the revised
tally does not yield a union majority, the election be set
aside and a new election scheduled. The Respondent ex-
cepts to all the violation findings and directions detailed
above.
The judge dismissed the allegations that the Respondent
violated Section 8(a)(1) by (1) warning Alanzi Langstaff,
through Supervisor Thomas Estrada, in a manner that
amounted to a directive not to speak with union support-
ers;9 (2) placing the union activities of Tupy and Glen un-
der surveillance on the day before the May 17 election; (3)
using its numerous cameras to monitor employees’ union
activities; and (4) maintaining a rule limiting the content
of email signature blocks. The General Counsel and the
Union, taken together, except to those dismissals. We af-
firm, for the reasons stated by the judge, the above-listed
findings, dismissals, and directions, with the exception of
those findings on which we find it unnecessary to pass and
the points discussed in the numbered sections below.
1. Findings related to Stephen Urbanski light-duty denial
and imposition of more exacting terms and conditions
As stated above, the judge found that the Respondent
violated Section 8(a)(3) and (1) both by denying light-duty
work to union supporter Stephen Urbanski from June 4
through 19 and by, in two respects, imposing more exact-
ing employment terms and conditions on him in late June.
We affirm the latter violation for the reasons stated by the
judge. As to the former, however, we find the evidence
insufficient to establish that the Respondent denied light-
duty work to Urbanski because of his protected union ac-
tivity.
In early April, Urbanski injured his left hand while
working. Over the opposition of the Respondent’s owner,
president, and CEO, David Saxe, Urbanski tried to
9 We find it unnecessary to pass on the judge’s dismissal of the di-
rective allegation because it is subsumed by our finding, infra, that Es-
trada unlawfully threatened Langstaff with unspecified reprisals by stat-
ing, “I’d be careful being seen talking to [prounion employee Zachary
Graham] if I were you.”
10 The “cue caller” serves as a liaison between the stagehands and per-
formers and coordinates the stagehand tracks, ensuring that they are
perform light-duty tasks. But due to Saxe’s disapproval
and his own need for surgery, Urbanski soon decided to
halt further light-duty efforts. Human Resources Manager
Takeshia Carrington repeatedly offered Urbanski light-
duty work during the month of May, but he declined the
offers. In doing so, he indicated that he did not want to
return to work until he had healed from surgery and was
ready for full duty.
Urbanski emailed Carrington on June 1 to request pa-
perwork for returning to work on June 4. Carrington did
not reply until June 19, but when she did, she again offered
Urbanski light duty, and he again rejected it. After he was
medically cleared for unrestricted duty, Urbanski insisted
that, despite the length of his time off, Carrington return
him to his regular assignment. Once again, he wanted no
part of light duty, even temporarily.
Given Urbanski’s repeated rejections of her offers of
light-duty work in May, Carrington understandably con-
cluded that Urbanski meant just what he said: he was not
interested in doing light-duty work while awaiting full
medical clearance. Thus, the weight of the evidence sug-
gests that Carrington did not offer Urbanski light-duty
work from June 4 through 19 because of his unwillingness
to do such work, not because he supported the Union. Ac-
cordingly, we reverse the judge and dismiss the allegation
that the Respondent violated Section 8(a)(3) and (1) by
denying Urbanski light-duty work from June 4 to 19. See,
e.g., Castro Valley Animal Hospital, Inc., 370 NLRB No.
80, slip op. at 14–15 (2021) (recognizing that the ultimate
burden of proof as to the employer’s motivation rests with
the General Counsel).
2. Findings related to assignment of Courtney Kostew to
more favorable “cue calling” duties
The judge found that the Respondent violated Section
8(a)(3) and (1) by assigning “cue calling” duties to union
opponent Courtney Kostew. We disagree. While the ev-
idence shows that Kostew was active in the campaign to
resist unionization, the General Counsel failed to demon-
strate that this was a motivating factor in assigning her
“cue calling” duties.10
Linking the assignment to Kostew’s opposition to the
Union is rendered problematic by the fact that the Re-
spondent also assigned another employee, Joseph Slezak,
as a substitute “cue caller,” and there is no evidence that
he, too, was against union representation. And inferring
performed according to plan. Although “cue calling” was viewed as a
favorable assignment, it was not a promotion. Kostew remained an en-
try-level spotlight operator, with no increase in pay or benefits, and she
was only a fill-in or substitute “cue caller.” Supervisor Thomas Estrada
continued as the regular “cue caller.”
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
3
such a link is rendered even more questionable by
Kostew’s romantic relationship with Estrada, the regular
“cue caller” and a respected and influential supervisor. In-
deed, one of the most prominent union advocates, Na-
thaniel Franco, testified that he regarded Kostew as
“linked to management” because, among other reasons,
“she was in a romantic relationship with [Estrada].”
In light of this evidence, we find that the General Coun-
sel failed to meet his burden of showing that the Respond-
ent assigned cue-calling duties to Kostew in order to dis-
courage unionization. On this record, other reasons ap-
pear to be more likely, most notably her romantic relation-
ship with a supervisor. See, e.g., Electrolux Home Prod-
ucts, 368 NLRB No. 34, slip op. at 2–4 (2019) (finding no
Section 8(a)(3) violation where pretext evidence, on the
record as a whole, was outweighed by other evidence in-
dicating lawful motive). Accordingly, we reverse the
judge’s finding to the contrary and dismiss this allega-
tion.11
3. Findings related to blogging work rule
The Respondent’s work rules include a policy entitled
“Blogging.” In relevant part, it reads as follows:
Blogging by employees, whether using V Theater
Group, LLC’s property and systems or personal com-
puter systems, is also subject to the terms and restrictions
set forth in this Policy. Limited and occasional use of V
Theater Group’s systems to engage in blogging is ac-
ceptable, provided that it is done in a professional and
responsible manner, does not otherwise violate V Thea-
ter Group’s policy, is not detrimental to V Theater
Group’s best interests[.]
. . . .
Employees shall not engage in any blogging that may
harm or tarnish the image, reputation and/or goodwill of
V Theater Group, LLC and/or any of its employees.
Employees are also prohibited from making any dis-
criminatory, disparaging, defamatory or harassing com-
ments when blogging[.]
Applying Boeing Co., 365 NLRB No. 154 (2017), the judge
found that this ban on certain kinds of negative blog posts
violated Section 8(a)(1). In so finding, the judge concluded
that employees could reasonably interpret the language of the
blogging policy to prohibit Section 7–protected blogs critical
of the Respondent, its supervisors, or terms and conditions of
employment. And she further found that the blogging rule’s
11 We do not pass on whether Kostew’s favorable assignment could
amount to an independent 8(a)(1) violation based on a theory other than
the one on which the General Counsel relied.
impact on Section 7 rights outweighed the legitimate busi-
ness purposes served by the rule.
Although the judge was correct in applying a Boeing
Category 1(b)12 balancing analysis, her application of that
test yielded the wrong result. In several recent decisions,
we have found that the business justifications underlying
“nondisparagement” rules similar to the language at issue
here outweighed any adverse impact on Section 7 rights.
See, e.g., Medic Ambulance Service, Inc., 370 NLRB No.
65, slip op. at 4–5 (2021); Motor City Pawn Brokers Inc.,
369 NLRB No. 132, slip op. at 5–7 (2020).
The same result should prevail here. Although, as the
judge found, the rule against “detrimental” messages
might adversely affect Section 7 activity, the Respond-
ent’s legitimate interests in preserving its reputation and
goodwill and the standing of its employees outweigh that
potential impact. Thus, consistent with our recent treat-
ment of analogous reputation-preserving rules, we reverse
the judge and dismiss the allegation that by maintaining
this blogging rule, the Respondent violated Section
8(a)(1).
4. Findings related to outside solicitation and
distribution rule
The Respondent also maintained a Non-Solicita-
tion/Distribution rule that regulated, among other things,
solicitation and distribution requests from third parties. In
relevant part, the rule stated as follows:
Requests from outside people or organizations to sell
merchandise, solicit contributions, distribute literature,
arrange displays, or use Company facilities should be re-
ferred to the Human Resources Representative.
In finding this rule unlawful, the judge again applied the Boe-
ing Category 1(b) balancing test. In this, she erred. The
above-quoted language would not reasonably be construed as
restricting Section 7 rights. On its face, the rule applies only
to solicitation and distribution of literature by “outside people
or organizations.” Under long-settled precedent, such per-
sons or entities have no Section 7 right to access the Respond-
ent’s premises in the first place, except in circumstances in-
applicable here where a union otherwise would have no rea-
sonable means of communicating with the employees or the
employer has allowed access to other nonemployees for sim-
ilar activities. See, e.g., NLRB v. Babcock & Wilcox Co., 351
U.S. 105, 112 (1956). In fact, the Respondent would have
been within its rights to bar such third-party solicitation and
distribution altogether. See, e.g., UPMC, 368 NLRB No. 2,
slip op. at 2–5 (2019). Since Section 7 grants rights to
12 The Board clarified its Boeing categories in LA Specialty Produce
Co., 368 NLRB No. 93, slip op. 2–3 (2019).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
employees, not to nonemployees, a rule requiring requests
from third parties for access to solicit or distribute literature
to be referred to human resources does not implicate Section
7 rights. This rule, therefore, is properly classified as a Boe-
ing Category 1(a) rule. Accordingly, we reverse the judge
and dismiss the allegation that this rule violates Section
8(a)(1).13
5. Findings related to signature-block rule
Additionally, the Respondent maintained an email pol-
icy stating, in relevant part:
Some casual personal use of the Company’s e-mail and
Internet connection is acceptable with prior approval
provided that personal usage does not become excessive
or interfere with the employee’s productivity. Further,
an employee’s company email address is to be used
solely for work related correspondence only. Personal
email may be performed via an employer’s third party
ISP web mail or other means, so long as it does not in-
terfere with the Company email or computer operations.
. . .
The following non-inclusive list contains examples of
inappropriate materials that should NOT be sent or re-
ceived via e-mail or Internet Access:
. . .
Customized signature lines containing personalized
quotes, personal agendas, solicitations, etc., (only infor-
mation pertaining to name, job title, and contact infor-
mation should be included).
(Emphasis added.) The complaint alleged as unlawful the
prohibition of customized signature lines.
The judge properly found that the Respondent has not
violated Section 8(a)(1) by maintaining this rule, but she
did so based on Purple Communications, Inc., 361 NLRB
1050 (2014), which the Board subsequently overruled.
Applying Purple Communications, the judge found the re-
striction on signature-block content lawful because the
Respondent had not authorized employees to use its email
for personal purposes. We agree with the General Counsel
that the judge misapplied Purple Communications,14 but
this is water under the bridge in light of Caesar’s
13 Member Kaplan agrees with the judge that employees would rea-
sonably read this rule to require them to refer to human resources any
union request that they engage in solicitation or distribution on its behalf,
but he agrees with his colleagues’ ultimate conclusion that the Respond-
ent did not violate Sec. 8(a)(1) by maintaining this rule. In his view, the
rule’s incidental interference with Sec. 7 rights is outweighed by the Re-
spondent’s legitimate justifications for a rule that generally protects its
Entertainment d/b/a Rio All-Suites Hotel & Casino, 368
NLRB No. 143 (2019), which overruled Purple Commu-
nications. Moreover, Rio All-Suites applies retroactively
to all cases pending at the time that decision issued, in-
cluding this one. Id., slip op. at 9.
In Rio All-Suites, we returned to the Board’s prior hold-
ing, articulated in Register Guard, 351 NLRB 1110
(2007), enfd. in relevant part and remanded 571 F.3d 53
(D.C. Cir. 2009), that employees have no statutory right to
use an employer’s email (or other equipment) for Section
7 purposes. Rio All-Suites, supra, slip op. at 1, 8. As a
result, there is no longer a precedential basis for finding
that employees had the right to include Section 7-related
messages in their signature blocks. For that reason, the
General Counsel, on cross-exceptions, withdrew his initial
position. The General Counsel then argued, however, that
the signature-block rule unlawfully discriminates against
Section 7-protected messages because the Respondent al-
lowed employees to use its email for limited personal pur-
poses. This argument lacks merit for three reasons.
First, the rule in question does not permit any alteration
of the signature-block wording, regardless of whether the
email is for business or personal purposes. The rule, there-
fore, effectively precludes discrimination because the sig-
nature block must remain the same in all emails.
Second, the General Counsel cannot establish that the
Respondent discriminatorily enforced its signature-block
rule without showing that it has disparately treated Section
7-protected messages and messages of “a similar charac-
ter.” See Register Guard, supra at 1117–1119. The Gen-
eral Counsel has made no such showing.
Third, the General Counsel analogizes the rule against
altering email signature blocks to a union insignia ban, but
the analogy is inapt. Such insignia are typically pins, but-
tons, or stickers affixed to employees’ work attire. In any
event, however, the rule applies solely to emails sent on
the Respondent’s email system, and absent exceptional
circumstances not relevant here, an employer has no obli-
gation to permit employees to use its email system for Sec-
tion 7 purposes. See Rio All-Suites, supra, slip op. at 1, 4–
5, 6–8.
For these reasons, we affirm the judge’s dismissal of the
allegation that the Respondent violated Section 8(a)(1) by
maintaining its signature-block rule.
property from unapproved third-party intrusion. Thus, he believes the
rule properly belongs in Boeing Category 1(b).
14 As the General Counsel correctly notes in his cross-exceptions, the
now-overruled Purple Communications presumption of employee access
to the employer’s email for Sec. 7 purposes was triggered if the employer
had granted its employees access to company email for “any” purpose.
See id. at 1054. Access to the employer’s email for “personal” purposes
was not necessary.
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
5
6. Ballot challenges
The judge directed that the seven challenged ballots cast
by unlawfully discharged employees be counted. Her de-
cision, however, did not explain why she so directed. To
remedy that omission, we note that the Board has consist-
ently found that challenges to ballots of wrongfully termi-
nated employees should be overruled. See, e.g., F.L.
Smithe Machine Co., 305 NLRB 1082, 1082 (1992), enfd.
995 F.2d 218 (3d Cir. 1993); Sorenson Lighted Controls,
286 NLRB 969, 987 (1987); Crown Distributors, Inc., 210
NLRB 881, 892 (1974). The judge’s direction, therefore,
fully comported with Board precedent, and we affirm it.
7. Grounds for setting aside election
The judge also directed that if the revised tally of ballots
after the challenged ballots are counted does not yield a
union majority, the May 17 election should be set aside
and a new election held. She based this decision on her
findings that the following constituted objectionable con-
duct affecting the results of the election: (1) the Respond-
ent’s maintenance, during the critical period, of two un-
lawful work rules (Objection 14), (2) Courtney Kostew’s
remarks to employees the evening before the election, in
which she urged them to vote against the Union (Objec-
tion 4),15 and (3) the Respondent’s failure to distribute the
Notice of Election by email, as required by the stipulated
election agreement (Objection 7). Having found that the
work rules were lawfully maintained, we disagree with the
judge’s findings concerning Objection 14, but we affirm
her findings regarding Objections 4 and 7.
In addition to this objectionable conduct, the Respond-
ent committed two unfair labor practices during the criti-
cal period. Specifically, the judge found, and we have af-
firmed, that owner and CEO Saxe, in a conversation with
employees Tupy and Glen on May 15, created the impres-
sion that he was surveilling the union activity of employee
Jasmine Glick. She additionally found, and we have af-
firmed, that on May 15, Saxe also unlawfully solicited
grievances from employee Prieto. These critical-period
unfair labor practices, together with the critical-period ob-
jectionable conduct found above, clearly warrant setting
aside the results of the first election and conducting a new
one. 16 On this basis, we adopt the judge’s recommenda-
tion that a second election be conducted if the revised
tally, after the challenged ballots are counted, shows that
the Union failed to obtain a majority of votes.
15 The judge found, and we agree, that in making these remarks,
Kostew was speaking as an agent of the Respondent under Sec. 2(13) of
the Act.
AMENDED REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative actions designed to
effectuate the policies of the Act. Specifically, having
found that the Respondent violated Section 8(a)(3) and (1)
by discharging employees Leigh-Ann Hill, Jasmine Glick,
Taylor Bohannon, Alanzi Langstaff, Nathaniel Franco,
Michael Gasca, Chris S’uapaia, Zachary Graham, Kevin
Michaels, and Scott Leigh, we shall order the Respondent
to offer them full reinstatement to their former jobs or, if
those jobs no longer exist, to substantially equivalent po-
sitions, without prejudice to their seniority or any other
rights or privileges previously enjoyed, and to make them
whole for any loss of earnings and other benefits suffered
as a result of the discrimination against them.
Backpay for the 10 above-listed employees shall be
computed in accordance with F. W. Woolworth Co., 90
NLRB 289 (1950), with interest at the rate prescribed in
New Horizons, 283 NLRB 1173 (1987), compounded
daily as prescribed in Kentucky River Medical Center, 356
NLRB 6 (2010). In accordance with King Soopers, Inc.,
364 NLRB No. 93 (2016), enfd. in relevant part 859 F.3d
23 (D.C. Cir. 2017), we shall also order the Respondent to
compensate these individuals for their reasonable search-
for-work and interim employment expenses regardless of
whether those expenses exceed interim earnings. Search-
for-work and interim employment expenses shall be cal-
culated separately from taxable net backpay, with interest
at the rate prescribed in New Horizons, supra, com-
pounded daily as prescribed in Kentucky River Medi-
cal Center, supra. And we shall order the Respondent to
compensate them for the adverse tax consequences, if any,
of receiving lump-sum backpay awards, and to file with
the Regional Director for Region 28, within 21 days of the
date the amount of backpay is fixed, either by agreement
or Board order, a report allocating the backpay award to
the appropriate calendar years for each of them. AdvoServ
of New Jersey, Inc., 363 NLRB No. 143 (2016). In addi-
tion, we shall order the Respondent to file with the Re-
gional Director for Region 28 a copy of each employee’s
corresponding W-2 form(s) reflecting the backpay award.
Further, having found that the Respondent violated Sec-
tion 8(a)(3) and (1) by reducing the work hours of Scott
Tupy and Darnell Glen, we shall order the Respondent to
make them whole for losses in pay and benefits sustained
as a result of the unlawful reductions in the manner pre-
scribed in Ogle Protection Service, 183 NLRB 682
16 In conditionally directing a new election, the judge declined to rely
on events that occurred in the pre-critical period, including the mass dis-
charges. While the Union excepted to this portion of the judge’s deci-
sion, we find it unnecessary to pass on this issue.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
(1970), enfd. 444 F.2d 502 (6th Cir. 1971), plus interest as
set forth in New Horizons, supra, compounded daily as
prescribed in Kentucky River Medical Center, supra. In
addition, in accordance with AdvoServ, supra, we shall or-
der the Respondent to compensate employees Tupy and
Glen for the adverse tax consequences, if any, of receiving
lump-sum backpay awards, and to file with the Regional
Director for Region 28, within 21 days of the date the
amount of backpay is fixed, either by agreement or Board
order, a report allocating the backpay award to the appro-
priate calendar years for each employee. And we shall or-
der the Respondent to file with the Regional Director for
Region 28 a copy of each employee’s corresponding W-2
form(s) reflecting the backpay award.
We also shall order the Respondent to remove from its
files any references to the unlawful discharges of the 10
above-listed employees and the unlawful written disci-
pline imposed on Scott Tupy and to notify them in writing
that this has been done and that the unlawful discharges
and discipline will not be used against them in any way.
In addition to the standard remedies for the Respond-
ent’s unfair labor practices, the judge recommended sev-
eral enhanced remedies, including requiring the Respond-
ent to post an “explanation of rights.” Although this is an
extraordinary remedy, in cases (like this one) involving
egregious and pervasive unfair labor practices in response
to employees’ union activity, ordering the posting of an
explanation of employee rights under the Act, with exam-
ples of unfair labor practices tailored to the violations the
respondent has committed, ensures that employees are
fully informed of their rights, mitigates the chilling effect
of past unlawful conduct, and may help prevent further
unlawful conduct. See, e.g., Purple Communications,
Inc., 370 NLRB No. 26, slip op. at 1 fn. 5, 57 & fn. 85
(2020); HTH Corp., 361 NLRB 709, 714 (2014), petition
for review granted in part on other grounds 823 F.3d 668
(D.C. Cir. 2016). Thus, in agreement with the judge’s rec-
ommendation, we have attached an “explanation of rights”
as Appendix B to the Order below.
The judge also recommended requiring the Notice to
Employees to be read aloud to the assembled unit employ-
ees by a high-ranking responsible management official in
the presence of a Board agent or, alternatively, that a
Board agent read the notice aloud to employees in the
presence of a high-ranking responsible management
17 Member Emanuel would not require the Respondent to publicly
read the remedial notice. The violations, although serious, do not warrant
such a remedy. See Kumho Tires Georgia, 370 NLRB No. 32, slip op.
at 1 fn. 5 (2020) (Member Emanuel, dissenting); Valley Health System,
LLC, d/b/a Desert Springs Hospital Medical Center, 369 NLRB No. 16,
slip op. at 6 fn. 19 (2020) (Member Emanuel, dissenting); Postal Service,
supra, 339 NLRB at 1163.
official. The Board has found a notice-reading remedy ap-
propriate where the employer’s violations are so numer-
ous and serious that a reading of the notice is warranted to
dissipate the chilling effect of the violations on employ-
ees’ willingness to exercise their Section 7 rights. See,
e.g., Postal Service, 339 NLRB 1162, 1163 (2003). The
Respondent’s egregious and pervasive unfair labor prac-
tices meet this standard. See, e.g., Wismettac Asian
Foods, Inc., 370 NLRB No. 35, slip op. at 4, 53 (2020)
(issuing notice-reading remedy where, among other viola-
tions, employer discriminatorily discharged and/or re-
fused to rehire several employees); Kumho Tires Georgia,
370 NLRB No. 32, slip op. at 1 fn. 5, 8 (2020) (ordering
notice reading to help remedy employer’s multiple viola-
tions in response to union organizing campaign). Accord-
ingly, to dissipate as much as possible any lingering ef-
fects of the Respondent’s unfair labor practices and to en-
sure that a fair second election can be held, if necessary,
we will order the remedial notice read aloud.17
Finally, the judge recommended that the Order contain
a broad cease-and-desist provision. This remedy is appro-
priate when a respondent is shown to “have a proclivity to
violate the Act or has engaged in such egregious or wide-
spread misconduct as to demonstrate a general disregard
for the employees’ fundamental statutory rights.” Hick-
mott Foods, 242 NLRB 1357, 1357 (1979). Both prongs
of this standard are met here. First, the Respondent has
demonstrated a proclivity to violate the Act. In David
Saxe Productions, LLC, 364 NLRB No. 100 (2016),18 the
Board agreed with the judge’s findings “that the Respond-
ent[] violated Section 8(a)(1) . . . by prohibiting employees
from engaging in protected concerted activity and dispar-
aging employees, impliedly threatening them with dis-
charge, and threatening them with unspecified reprisals
because they engaged in protected concerted activity.”
Id., slip op. at 1. The Board also adopted the judge’s con-
clusion “that the Respondent[] violated Section 8(a)(1)
. . . by threatening that failure to cease engaging in pro-
tected activity would result in discharge.” Id., slip op. at
2. Moreover, the numerous unfair labor practices found
in this case and in the 2016 case amply demonstrate a gen-
eral disregard for employees’ fundamental Section 7
rights. Consequently, as the judge recommended, our Or-
der includes a broad cease-and-desist provision.19
18 Enf. denied on other grounds and remanded 888 F.3d 1305 (D.C.
Cir. 2018).
19 For the reasons stated by the judge, we decline to issue a Gissel
bargaining order mandating, without an election, that the Respondent
recognize and bargain with the Union as the exclusive collective-bar-
gaining representative in a bargaining unit of nine warehouse technicians
at its warehouse facility. See NLRB v. Gissel Packing Co., 395 U.S. 575
(1969). In addition to the reasons stated by the judge, we note that the
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
7
ORDER
The National Labor Relations Board orders that the Re-
spondent, David Saxe Productions, LLC and V Theater
Group, LLC, Joint Employers, Las Vegas, Nevada, its of-
ficers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Disciplining, discharging, or otherwise discriminat-
ing against employees because of their support for the Un-
ion or because they have otherwise engaged in protected
concerted activities.
(b) Creating the impression that it is engaged in surveil-
lance of its employees’ union or other protected concerted
activities.
(c) Threatening employees with unspecified reprisals
for engaging in union or other protected concerted activi-
ties.
(d) Coercively interrogating employees about their own
or other employees’ union or other protected concerted ac-
tivities.
(e) Soliciting employees’ grievances or requests for im-
proved terms and conditions of employment in order to
discourage them from supporting the Union.
(f) Imposing more exacting terms and conditions of em-
ployment on employees because they engaged in union or
other protected concerted activities.
(g) Giving employees a wage increase to discourage
them from engaging in union or other protected concerted
activities.
(h) In any other manner interfering with, restraining, or
coercing employees in the exercise of the rights guaran-
teed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
Leigh-Ann Hill, Jasmine Glick, Nathaniel Franco, Taylor
Bohannon, Alanzi Langstaff, Michael Gasca, Chris
S’uapaia, Zachary Graham, Kevin Michaels, and Scott
Leigh full reinstatement to their former jobs or, if those
jobs no longer exist, to substantially equivalent positions,
without prejudice to their seniority or any other rights or
privileges previously enjoyed.
General Counsel does not except to the judge’s refusal to recommend
this extraordinary remedy. See Big Ridge, Inc., 358 NLRB 1006, 1006
fn. 4 (2012) (explaining that a decision by the General Counsel not to
except to a judge’s denial of a Gissel order is a “factor[] weighing in
favor of finding that traditional remedies are now sufficient to redress the
effects of the Respondent’s unfair labor practices”), reaffirmed and in-
corporated by reference in 361 NLRB 1372 (2014), enfd. 808 F.3d 705
(7th Cir. 2015). Additionally, we rely on the fact that we have reversed
the judge in part and dismissed the complaint allegations challenging the
handbook rules.
Finally, we decline the Union’s request that the Board’s order include
a provision requiring the Respondent to make a video recording of its
Make Leigh-Ann Hill, Jasmine Glick, Nathaniel
Franco, Taylor Bohannon, Alanzi Langstaff, Michael
Gasca, Chris S’uapaia, Zachary Graham, Kevin Michaels,
Scott Leigh, Scott Tupy, and Darnell Glen whole for any
loss of earnings and other benefits suffered as a result of
the discrimination against them, in the manner set forth in
the amended remedy section of this decision.
Compensate Leigh-Ann Hill, Jasmine Glick, Nathaniel
Franco, Taylor Bohannon, Alanzi Langstaff, Michael
Gasca, Chris S’uapaia, Zachary Graham, Kevin Michaels,
Scott Leigh, Scott Tupy, and Darnell Glen for the adverse
tax consequences, if any, of receiving a lump-sum back-
pay award, and file with the Regional Director for Region
28, within 21 days of the date the amount of backpay is
fixed, either by agreement or Board order, a report allocat-
ing the backpay award to the appropriate calendar years
for each of them.
File with the Regional Director for Region 28 a copy of
each affected employee’s corresponding W-2 form(s) re-
flecting his or her backpay award.
Within 14 days from the date of this Order, remove from
its files any references to the unlawful terminations of
Leigh-Ann Hill, Jasmine Glick, Nathaniel Franco, Taylor
Bohannon, Alanzi Langstaff, Michael Gasca, Chris
S’uapaia, Zachary Graham, Kevin Michaels, and Scott
Leigh, and the unlawful discipline of Scott Tupy, and
within 3 days thereafter notify them in writing that this has
been done and that the discharges and discipline will not
be used against them in any way.
(f) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, social
security payment records, timecards, personnel records
and reports, and all other records, including an electronic
copy of such records if stored in electronic form, neces-
sary to analyze the amount of backpay due under the terms
of this Order.
(g) Post at its facilities in Las Vegas, Nevada, copies of
the attached notice marked “Appendix A” and the attached
explanation of rights marked “Appendix B.”20 Copies of
remedial notice and explanation of rights reading and to post such a video
on YouTube.
20 If the facilities involved in these proceedings are open and staffed
by a substantial complement of employees, the notices and explanation
of rights must be posted within 14 days after service by the Region. If
the facilities involved in these proceedings are closed due to the Corona-
virus Disease 2019 (COVID-19) pandemic, the notices and explanation
of rights must be posted within 14 days after the facilities reopen and a
substantial complement of employees have returned to work, and the
notices and explanation of rights may not be posted until a substantial
complement of employees have returned to work. Any delay in the phys-
ical posting of paper notices and explanations also applies to the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
the notice and explanation of rights, on forms provided by
the Regional Director for Region 28, after being signed by
the Respondent’s authorized representative, shall be
posted by the Respondent and maintained for 60 consecu-
tive days in conspicuous places including all places where
notices to employees are customarily posted. In addition
to physical posting of paper notices, the notice and expla-
nation of rights shall be distributed electronically, such as
by email, posting on an intranet or internet site, and/or
other electronic means, if the Respondent customarily
communicates with its employees by such means. Rea-
sonable steps shall be taken by the Respondent to ensure
that the notices and explanation of rights are not altered,
defaced, or covered by any other material. If the Respond-
ent has gone out of business or closed the facilities in-
volved in these proceedings, the Respondent shall dupli-
cate and mail, at its own expense, a copy of the notice and
explanation of rights to all current employees and former
employees employed by the Respondent at its Las Vegas
facilities at any time since January 10, 2018.
(h) Hold a meeting or meetings during working hours,
scheduled to ensure the widest possible attendance of em-
ployees, at which the Notice to Employees attached as Ap-
pendix A will be read to the employees by a high-ranking
responsible management official in the presence of a
Board agent or, at the Respondent’s option, by a Board
agent in the presence of a high-ranking responsible man-
agement official.
(i) Within 21 days after service by the Region, file with
the Regional Director for Region 28 a sworn certification
of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to com-
ply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
IT IS FURTHER ORDERED that Case 28–RC–219130 is
severed from Cases 28–CA–219225, –223339, –223362,
–223376, and –224119 and remanded to the Regional Di-
rector for Region 28 for action consistent with the Direc-
tion below.
DIRECTION
IT IS DIRECTED that the Regional Director for Region 28
shall, within 14 days from the date of this Decision, Order,
and Direction, open and count the challenged ballots of
Leigh-Ann Hill, Kevin Michaels, Jasmine Glick, Zachary
Graham, Taylor Bohannon, Nathaniel Franco, and Alanzi
electronic distribution of the notice and explanation of rights if the Re-
spondent customarily communicates with its employees by electronic
means. If this Order is enforced by a judgment of a United States court
of appeals, the words in the notice and explanation of rights reading
Langstaff and issue a revised tally. If the revised tally of
ballots shows that the Union received a majority of the el-
igible votes cast, the Regional Director shall issue a certi-
fication of representative. Alternatively, if the revised
tally shows that the Union has not prevailed in the elec-
tion, the election shall be set aside and a second election
shall be conducted at such time as the Regional Director
deems appropriate.
Dated, Washington, D.C. April 5, 2021
______________________________________
Marvin E. Kaplan,
Member
______________________________________
William J. Emanuel,
Member
______________________________________
John F. Ring,
Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX A
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post, read, and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected ac-
tivities.
WE WILL NOT discipline, discharge, or otherwise dis-
criminate against you because of your support for the Un-
ion or because you have otherwise engaged in protected
concerted activities.
“Posted by Order of the National Labor Relations Board” shall read
“Posted Pursuant to a Judgment of the United States Court of Appeals
Enforcing an Order of the National Labor Relations Board.”
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
9
WE WILL NOT create the impression that we are engaged
in surveillance of your union or other protected concerted
activities.
WE WILL NOT threaten you with unspecified reprisals
for engaging in union or other protected concerted activi-
ties.
WE WILL NOT coercively interrogate you about your
own or other employees’ union or other protected con-
certed activities.
WE WILL NOT solicit grievances or requests for im-
proved terms and conditions of employment from you to
discourage you from supporting the Union.
WE WILL NOT impose more exacting terms and condi-
tions of employment on you because you have engaged in
union or other protected concerted activities.
WE WILL NOT give you a wage increase to discourage
you from engaging in union or other protected concerted
activities.
WE WILL NOT in any other manner interfere with, re-
strain, or coerce you in the exercise of the rights listed
above.
WE WILL, within 14 days from the date of this Order,
offer Leigh-Ann Hill, Jasmine Glick, Nathaniel Franco,
Taylor Bohannon, Alanzi Langstaff, Michael Gasca, Chris
S’uapaia, Zachary Graham, Kevin Michaels, and Scott
Leigh full reinstatement to their former jobs or, if those
jobs no longer exist, to substantially equivalent positions,
without prejudice to their seniority or any other rights or
privileges previously enjoyed.
WE WILL make Leigh-Ann Hill, Jasmine Glick, Na-
thaniel Franco, Taylor Bohannon, Alanzi Langstaff, Mi-
chael Gasca, Chris S’uapaia, Zachary Graham, Kevin
Michaels, and Scott Leigh whole for any loss of earnings
and other benefits suffered as a result of the discrimination
against them, less any interim earnings, plus interest, and
WE WILL also make them whole for any reasonable search-
for-work and interim employment expenses, plus interest.
WE WILL make Scott Tupy and Darnell Glen whole,
with interest, for any loss of earnings and other benefits
sustained as a result of our unlawful reduction of their
work hours.
WE WILL compensate Leigh-Ann Hill, Jasmine Glick,
Nathaniel Franco, Taylor Bohannon, Alanzi Langstaff,
Michael Gasca, Chris S’uapaia, Zachary Graham, Kevin
Michaels, Scott Leigh, Scott Tupy, and Darnell Glen for
the adverse tax consequences, if any, of receiving a lump-
sum backpay award, and WE WILL file with the Regional
Director for Region 28, within 21 days of the date the
amount of backpay is fixed, either by agreement or Board
order, a report allocating the backpay award to the appro-
priate calendar years for each of them.
WE WILL file with the Regional Director for Region 28
a copy of each affected employee’s corresponding W-2
form(s) reflecting the backpay award.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any references to the unlaw-
ful discharges of the employees named above, and WE
WILL, within 3 days thereafter, notify them in writing that
this has been done and that our unlawful actions will not
be used against any of them in any way.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files all references to the June 20,
2018 discipline issued to Scott Tupy, and WE WILL, within
3 days thereafter, notify him in writing that this has been
done and that the unlawful discipline will not be used
against him in any way.
DAVID SAXE PRODUCTIONS, LLC
AND V
THEATER GROUP, LLC, JOINT EMPLOYERS
The
Board’s
decision
can
be
found
at
https://www.nlrb.gov/case/28-CA-219225 or by using the
QR code below. Alternatively, you can obtain a copy of
the decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, S.E., Washington, D.C.
20570, or by calling (202) 273–1940.
APPENDIX B
EXPLANATION OF RIGHTS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
Employees covered by the National Labor Relations Act
have the right to join together to improve their wages and
working conditions, including by organizing a union and bar-
gaining collectively with their employer, and also the right to
choose not to do so. This Explanation of Rights contains im-
portant information about your rights under this Federal law.
The National Labor Relations Board has ordered your em-
ployer, David Saxe Productions, LLC and V Theater Group,
LLC, joint employers, to provide you with this Explana-
tion of Rights to describe your rights and to provide exam-
ples of illegal behavior.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
Under the National Labor Relations Act, you have the right
to
•
Organize a union to negotiate with your employer
concerning your wages, hours, and working conditions.
•
Discuss your wages, benefits, other terms and con-
ditions of employment with your coworkers or Union
representatives.
•
Take action with one or more coworkers to improve
your working conditions.
•
Choose not to do any of these activities.
It is illegal for your employer to take any adverse action
against you because you formed, joined, assisted, or sup-
ported the Union or any other labor organization, expressed
support for unions in general, or took action with one or more
coworkers to improve your working conditions, or to dis-
courage you from doing so. Prohibited adverse actions in-
clude
discharge
discipline
reduction of work hours
imposition of more exacting terms and conditions of em-
ployment
It is also illegal for your employer to
•
Threaten you with adverse consequences if you
form, join, assist, or support a union.
•
Coercively interrogate you about your union mem-
bership, activities or sympathies, or the union member-
ship, activities or sympathies of other employees.
•
Give you the impression that your union activities
are under surveillance.
•
Solicit grievances or requests for improved terms
and conditions of employment from you to discourage
you from supporting the Union.
•
Implicitly promise you increased benefits for not
engaging in union or other protected concerted activities.
Illegal conduct will not be permitted. The National Labor
Relations Board enforces the Act by prosecuting violations.
If you believe your rights or the rights of others have been
violated, you should contact the NLRB promptly to protect
your rights, generally within 6 months of the unlawful
1 Unless otherwise noted, all dates herein refer to the year 2018.
activity. You may contact the NLRB about a possible viola-
tion without your employer or anyone else being informed
that you have done so. The NLRB will conduct an investiga-
tion of possible violations if a charge is filed. Charges may
be filed by any person and need not be filed by the employee
directly affected by the violation.
Sarah S. Demirok and Rodolfo Martinez, Esqs., for the General
Counsel.
Gregory J. Kamer and Nicole Young, Esqs., (Kamer Zuker Ab-
bott), for the Respondent.
Caren P. Sencer, Lisl R. Soto and Carolyn N .Cohen, Esqs.
(Weinberg Roger & Rosenfeld, LLP), for the Charging Party.
DECISION
STATEMENT OF THE CASE
MARA-LOUISE ANZALONE, Administrative Law Judge. I heard
this case over the course of 22 days between September 11 and
November 13, 2018, in Las Vegas, Nevada. The case was tried
following the issuance of an order further consolidating cases,
consolidated complaint, and notice of hearing (the complaint) by
the Regional Director for Region 28 of the National Labor Rela-
tions Board on August 20, 2018. The complaint was based on a
number of original and amended unfair labor practice charges,
as captioned above, filed by Charging Party International Alli-
ance of Theatrical Stage Employees and Moving Picture Tech-
nicians, Artists, and Allied Crafts of the United States and Can-
ada, Local 720, AFL–CIO (Charging Party, the Union or Local
720), as well as on postelection objections filed by Charging
Party.
The General Counsel alleges that admitted joint employer Da-
vid Saxe Productions, LLC (Respondent DSP) and V Theater
Group, LLC (Respondent V Theater) (collectively, Respondent)
violated Section 8(a)(3) and (1) of the National Labor Relations
Act, as amended, 29 U.S.C. Sec. 151, et. seq. (the Act), inter alia,
by discharging employees involved in an organizing campaign.
The Union filed a petition for an election on April 26, 2018.1
The Board conducted an election on May 17, pursuant to a Stip-
ulated Election Agreement. The Union lost the election by a vote
of 22 to 19. Seven ballots were cast by discriminatees in this
matter, each of whom is alleged by the General Counsel to have
been unlawfully discharged. On May 24, the Union filed 14
postelection objections, including one based on the discharges.
The General Counsel contends that Respondent alleged un-
lawful discharge of union adherents warrants the opening and
counting of contested ballots cast by those individuals; it is al-
ternately contended that additional objectionable conduct by Re-
spondent warrants setting aside the election. The General Coun-
sel also seeks, in a separate unit of employees, a Gissel bargain-
ing order based on Respondent’s alleged unlawful conduct. Re-
spondent filed a timely answer to the complaint denying the
commission of any wrongdoing.
At trial, all parties were afforded the right to call, examine,
and cross-examine witnesses, to present any relevant documen-
tary evidence, to argue their respective legal positions orally, and
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
11
to file posthearing briefs.2 Posthearing briefs were filed by each
party and have been carefully considered. Accordingly, based
upon the entire record herein, including the posthearing briefs
and my observation of the credibility of the witnesses, I make the
following.
FINDINGS OF FACT
I. JURISDICTION
Respondent engages in various aspects of providing live
shows in Las Vegas, Nevada, and admittedly meets the Board’s
jurisdictional standards. Respondent admits, and I find, that it is
an employer engaged in commerce within the meaning of Sec-
tion 2(2), (6), and (7) of the Act. I additionally find that Local
720 Union is a labor organization within the meaning of Section
2(5) of the Act.
Based on the foregoing, I find that this dispute affects com-
merce and that the National Labor Relations Board (the Board)
has jurisdiction of this case, pursuant to Section 10(a) of the Act.
II. THE ALLEGATIONS
This case involves actions taken in response to organizing
campaigns among two distinct groups of employees: theater de-
partment employees and warehouse workers employed by Re-
spondent. The majority of allegations concern the former group,
a number of whom Respondent discharged following the onset
of their union organizing activity.
It is also alleged that Respondent retaliated against union ad-
herents through various means, including issuing discipline, re-
ducing work hours and promoting an antiunion employee, in
each case, to discourage employees from engaging in union or
other protected activity. Respondent’s managers are also alleged
to have committed various independent 8(a)(1) violations, in-
cluding engaging in the surveillance of employees, creating the
impression of surveillance, soliciting employee complaints and
grievances, threatening employees with discharge and unspeci-
fied reprisals, interrogating employees and promulgating and
maintaining unlawful rules.
Numerous of Respondent’s actions—including the dis-
charges—are alleged to constitute both unfair labor practices, as
well as conduct that objectively interfered with the employees’
exercise of free choice in the representation election. Accord-
ingly, depending on the violations found, the appropriate remedy
in this case may include an order that any wrongfully discharged
employees’ ballots be opened and counted and/or that a rerun
election be conducted.3
The General Counsel also alleges that, following the mass dis-
charge of theater department employees, Charging Party
achieved majority status among a different group of (Respond-
ent’s warehouse technicians) under circumstances (including the
discharge of a lead union adherent) rendering appropriate the is-
suance of a Gissel bargaining order.
2 Abbreviations used in this decision are as follows: “Tr.” for tran-
script; “GC Exh.” for General Counsel’s Exhibit; “R. Exh. ” for Re-
spondent’s Exhibit; “U Exh.” for the Union’s Exhibit; “Jt. Exh.” for Joint
Exhibit; “ALJ Exh.” for administrative law judge exhibits; “GC Br. at
for the General Counsel’s post-hearing brief; “R. Br. at” for Respond-
ent’s post-hearing brief; and “U Br.” for the Union’s post-hearing brief.
III. SUMMARY OF FINDINGS
As a general matter, I find that Respondent violated the Act as
alleged, with certain exceptions discussed throughout this deci-
sion. With respect to the General Counsel’s adverse action alle-
gations, I find that Respondent unlawfully discharged 10 em-
ployees in response to union organizing; eight of these dis-
charges occurred under the guise of a “restructuring.” Because
seven of the discharged employees subsequently voted subject to
challenge at the representation election, I will recommend that
the proceedings in Case 28–RC–219130 be severed and re-
manded to the Regional Director and that he be directed to open
and count those ballots in the election held in that case and issue
a revised tally of ballots. Should such revised tally of ballots
show that a majority of the valid votes cast at the election were
cast for the Charging Party, I will, by my order, recommend that
Charging Party be certified.
I have also found merit to certain of Charging Party’s objec-
tions (Objections 4, 7, and 14). In light of these findings, I will
further recommend that, should the revised tally of ballots show
that Union did not receive a majority of the ballots cast, the Re-
gional Director shall set aside the election and conduct a new
election. With respect to the General Counsel’s request for a
Gissel bargaining order with respect to Respondent’s warehouse
employees, I decline to recommend such an order, but rather de-
termine that a notice reading and explanation of rights are suffi-
cient to remedy Respondent’s unfair labor practices.
IV. SEQUESTRATION ORDER
At the outset of trial, on a motion by the General Counsel, I
issued a sequestration order pursuant to Rule 615 of the Federal
Rules of Evidence. See Unga Painting Corp., 237 NLRB 1306
(1978). This order, based on the Board’s model Greyhound lan-
guage,4 provided that, with certain enumerated exceptions, “no
witness may discuss with any other potential witnesses ei-
ther the testimony that they have given or that they intend
to give” and also that “counsel for a party may not in any
manner, including the showing of transcripts, inform a wit-
ness about the contents of testimony given by a preceding
witness without my express permission.” (Tr. 7–9.) As the
Board has observed, the practice of sequestering witnesses is
preventative and intended “. . . to minimize fabrication and com-
binations to perjure as well as mere inaccuracy.” Unga Painting
Corp., 237 NLRB at 1307.
The proper remedy for a violation of a sequestration order is
a matter within the discretion of the trial court. See United States
v. Ortega-Chaves, 687 F.2d 1086 (1982). In Board practice, the
most common remedy for such a violation is to apply “stricter
scrutiny of the tainted testimony,” without striking the testimony
of that witness. Medite of New Mexico, Inc., 314 NLRB 1145,
1149 (1994), enfd. 72 F.3d 780 (10th Cir. 1995). Nevertheless,
violating a sequestration order “may warrant striking the tainted
3
See, e.g., Franklin Preparatory Academy, 366 NLRB No. 67
(2018).
4 See Greyhound Lines, 319 NLRB 554, 554 (1995) (adopting
model statement to be used at the outset of a hearing where sequestration
has been requested).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
testimony if it can be demonstrated that a party was prejudiced
by the violation of the rule.” Suburban Trails, 326 NLRB 1250
fn. 1 (1998); see also Gossen Co., 254 NLRB 339, 342–344
(1981).
During the course of the hearing, counsel for the General
Counsel and Respondent’s counsel each brought to my attention
potential violations of this order. My conclusions regarding
these allegations are set forth at pertinent sections of this deci-
sion. Where appropriate, I have applied stricter scrutiny to testi-
mony I consider tainted by a particular violation; for the reasons
stated herein, I decline to strike the testimony of any particular
witness.
V. GENERAL FACTUAL BACKGROUND
The events underlying this case largely occurred at Respond-
ent’s Las Vegas showrooms (i.e., theaters)—the V Theater and
the Saxe Theater—which are situated within a shopping arcade
referred to as the “Miracle Mile shops.” The V Theater is actu-
ally comprised of four separate showrooms, including three
working theaters referred to as VI, V2, and V3, as well as a the-
ater used as a dance studio and audition space. The Saxe Theater
is located approximately 1,000 feet from the V Theater show-
rooms, and it is not uncommon for workers to be assigned to
more than one showroom. (Tr. 54–56, 3428, 3439–3440.)
A. Respondent’s Work Force
Respondent’s theater operation employs ushers, box office
employees, wardrobe employees, porters, stagehands, lighting
technicians, and audio technicians. Lighting technicians (or
“lighting techs”) are responsible for operating consoles to create
lighting effects during performances; they also run spotlights.
Audio technicians (“audio techs”) repair, maintain and program
audio equipment, operate audio decks to play computer recorded
tracks, as well as to control the sound levels during the show.
They are also responsible for running monitors, which are used
by performers to hear the playback from the stage. (Tr. 58–60,
1889, 1984–1985.)
Stagehands (sometimes referred to as “stage techs”) are re-
sponsible for moving props onstage based on established cues,
as well as setting props and equipment for shows, and removing
props and equipment after shows. Each stagehand is assigned a
designated set of cues or moves, called a “track” for the show to
which they are assigned. Outside of performances, certain of
Respondent’s employees, referred to as “day crew,” are respon-
sible for general theater maintenance, including repairing and
maintaining props and equipment. Stagehands who are assigned
to work a show are sometimes also employed as day-crew em-
ployees. (Tr. 61–62, 93–94, 1022, 1143, 1515, 1741, 1974.)
Respondent also employs individuals at a separate headquar-
ters/warehouse facility located approximately 15 minutes away
from the theaters (the Oquendo facility). The warehouse portion
of the building is the location of Respondent’s maintenance and
repair operation, where the warehouse technicians work. This
building also contains a dance studio, a call center operation and
various administrative operations, including employees perform-
ing accounting, legal, IT, sales, and marketing functions. (Tr.
5 See GC Exh. 1(aq). Although both Mecca and Sojack are also al-
leged to be agents under Sec. 2(13) of the Act, the General Counsel
78, 3545.)
B. Respondent’s Officers, Managers, and Supervisors
1. Respondent’s upper management team
Respondent’s owner, president and CEO is David Saxe
(Saxe). Until February 21, 2018, Saxe’s second-in-charge was
Production Manager Jason Pendergraft (Pendergraft), who was
responsible for overseeing all technical production aspects of
shows, including lights, sound, wardrobe, and stage.
Around the same time that Respondent’s theater employees
began their organizing campaign, Respondent discharged
Pendergraft for embezzlement and other transgressions. Fol-
lowing his departure, his managerial duties were absorbed by
Production Coordinator Tiffany DeStefano (DeStefano), who
had previously served as his assistant. Like several individuals
working in Respondent’s theater operation, DeStefano has a
background in theater; since 2014, she has been performing in
community theater, regularly auditions for roles, and is occasion-
ally paid for her work. (Tr. 53–54, 137, 2759, 3427–3428,
3441–3442.)
Saxe and DeStefano, as well as other upper management and
human resources employees, work a daytime schedule and are
officed at the Oquendo facility, where they spend the majority of
their time. Also working at the Oquendo facility is Respondent’s
human resources manager, Takeshia Carrigan (Carrigan). Dur-
ing the relevant time period, Office Manager Jasmine Hunt
(Hunt) was in charge of supervising employees at the Oquendo
facility, including warehouse employees. It appears that Hunt
resigned in sometime between June and August. (Tr. 74–75, 77–
79, 319, 708–709, 2174, 2565–2566, 2831–2834, 3646.)
2. Respondent’s stage management team
The stagehands at the Saxe Theater are supervised by Stage
Manager Thomas Estrada, Sr. (Estrada). Estrada is an admitted
supervisor pursuant to Section 2(11) of the Act. Two other stage
managers, Stephen Sojack (Sojack) and Dan Mecca (Mecca), are
assigned to the V1 and V3 theaters, respectively. The General
Counsel alleges, and Respondent denies, that Mecca and Sojack
are supervisors under Section 2(11) of the Act.5
a. Facts
As a preliminary matter, Respondent’s business records indi-
cate that the duties admitted Estrada are essentially the same as
those of Mecca and Sojack. They are each in charge of all as-
pects of a performance and ultimately responsible for the show’s
quality, as well as ensuring the safety of the performers and the
stagehands. They are also responsible for assigning cues tracks
to individual stagehands to perform during shows. There is no
evidence, however, that these assignments are based on an inde-
pendent evaluation of their skills and experience. During shows,
the stage managers also serve as stagehands (i.e., setting, striking
and moving props and set pieces). That said, as discussed infra,
their assigned stagehand “track”—cue calling—is more complex
and challenging than the other tracks, as it involves ordering
stagehands when to perform individual tasks and relaying
makes no argument in support of these allegations; I therefore consider
them abandoned.
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
13
information between the stagehands, lighting and sound techs,
and the show’s cast and band stage crew. (Tr. 781–783, 1648,
3165–3168, 3178–3180, 3195, 3203–3205, 3208–3209; GC
Exh. 13.)
The General Counsel adduced no evidence that either Mecca
or Sojack have ever hired, fired, transferred, suspended, recalled,
promoted, or adjusted the grievances of, any employee. How-
ever, as DeStefano explained, when she is off-property during
the evenings (when shows are actually performed), the stage
managers are responsible for monitoring employee compliance
with Respondent’s policies and procedures, including attend-
ance, job performance and safety standards, just as she would
during the day. As she testified, they each also regularly recom-
mended discipline for employees, and she typically follows those
recommendations without conducting any independent investi-
gation of the underlying events. (Tr. 73–76, 84, 627, 3164–3165,
3191.)
Stage managers, who have offices at the theaters, also perform
certain non-stagehand duties outside of performances, including
maintaining or “up keeping” the stage (i.e., maintaining show
pieces, sets and props), making necessary repairs in the theater,
keeping inventory, creating employee work schedules, designing
cue tracks, interacting with the show’s cast and or band and run-
ning rehearsals. Unlike stagehands, the stage managers attend
“stage managers’ meetings,” which include the heads of the var-
ious departments (i.e., lighting, audio, wardrobe, etc.). (GC Exh.
13 at 5; Tr. 79, 226, 3194–3195, 3211, 3214).
b. Analysis
Section 2(11) of the Act defines “supervisor” as any individ-
ual having authority, in the interest of the employer, to hire,
transfer, suspend, lay off, recall, promote, discharge, assign, re-
ward, or discipline other employees, or responsibly to direct
them, or to adjust their grievances, or effectively to recommend
such action, if in connection with the foregoing, the exercise of
such authority is not of a merely routine or clerical nature, but
requires the use of independent judgment.
An individual need possess only one of the enumerated indicia
of authority in order to be a statutory supervisor, so long as the
exercise of such authority is carried out in the interest of the em-
ployer and requires the use of independent judgment. See Sher-
aton Universal Hotel, 350 NLRB 1114, 1115 (2007) (citations
omitted). The burden of proving supervisory status rests with
the party asserting it. See id. (citing NLRB v. Kentucky River
Community Care, Inc., 532 U.S. 706, 711–712 (2001)).
The General Counsel argues that Mecca and Sojack are super-
visors because they effectively recommend discipline. I agree.
The authority to effectively recommend means that “the recom-
mended action is taken without independent investigation by su-
periors, not simply that the recommendation is ultimately fol-
lowed.” Children’s Farm Home, 324 NLRB 61, 61 (1997).
Thus, the Board will find supervisory status where the party as-
serting it proves, by the preponderance of the evidence, that an
individual makes recommendations to discipline employees and
6 I do not find, as urged by the General Counsel, that Sojack and
Mecca’s supervisory status is also established by their assignment of
work or direction of stagehands during shows. There is simply no evi-
dence that these functions involve a degree of discretion that rises above
that such recommendations are typically accepted by upper man-
agement without further investigation. See Sheraton Universal
Hotel, 350 NLRB 1114, 1116 (2007); Mountaineer Park, Inc.,
343 NLRB 1473, 1474–1475 (2004); Progressive Transporta-
tion Services, 340 NLRB 1044 (2003); Beverly Health & Reha-
bilitation Services, 335 NLRB 635, 669 (2001), enfd. in pertinent
part 317 F.3d 316 (D.C. Cir. 2003).
This, DeStefano admitted, is precisely what occurs at Re-
spondent’s theaters, which are essentially left in the stage man-
agers’ hands following her pre-show departure each day. Indeed,
she was unequivocal that, in issuing discipline, she regularly re-
lied upon the recommendations of Sojack and Mecca without
conducting any independent investigation before doing so.
Sojack and Mecca’s supervisory status is corroborated by sec-
ondary indicia; both managers attend “stage manager meetings”
and maintain offices at the theaters. Thus, Respondent treats and
holds them out to others as supervisors. As such, I find that
Sojack and Mecca are each supervisors within the meaning of
Section 2(11) of the Act.6
C. Respondent’s “Camera Culture”
By Saxe’s own admission, approximately 140 cameras are lo-
cated throughout the theaters, and an additional 60–70 additional
cameras operate throughout the Oquendo facility. As Hill testi-
fied, other than a few, selected spots such as bathrooms and
changing areas, “[t]here wasn’t a single spot that you could go to
in the theater where you wouldn’t be seen on a camera. . . .” The
cameras record events and also send live streams to video moni-
tors in Saxe’s office, which allows him to observe hundreds of
separate feeds at any given time in order to observe show pro-
ductions, as well as the employee conduct. Both he and DeSte-
fano are also able to monitor the feeds through a smart phone
application. Certain of the cameras installed throughout Re-
spondent’s facilities have microphones and capture audio, alt-
hough Respondent’s witnesses claimed that the audio they rec-
ord is very difficult to discern. The cameras have been in place
for several years, and there is no allegation that they were in-
stalled for the purpose of surveilling employees’ union or other
protected conduct. (Tr. 80–83, 420, 591–593, 596, 601–602,
606–607, 1035–1038, 1297–1299, 1365, 1784–1787, 2413–
2414, 2467, 3498–3501, 3636.)
D. Respondent’s Disciplinary Practices
As Carrigan explained, Respondent employs a progressive
discipline system, whereby an employee is issued an increasing
level of discipline for an infraction of the same sort. In other
words, to progress through the steps (verbal warning, written
warning, final written warning, suspension and discharge), an
employee must commit the same type of offense (i.e., attend-
ance, cell phone use, etc.). Respondent elicited testimony from
several employees that they believed, despite this progressive
discipline system, that Saxe was in the habit of firing people ar-
bitrarily or on a whim and without warning or progressive disci-
pline. (R. Exh. 64, Tr. 1321–1323, 1554, 1715–1716, 2853–
the routine or clerical. See Lynwood Manor, 350 NLRB 489, 490 (2007);
see also Dean & Deluca New York, Inc., 338 NLRB 1046, 1048 (2003)
(lack of evidence is construed against the party asserting supervisory sta-
tus).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
2854.) I give only limited weight to this testimony, however,
because it appeared largely subjective and without foundation.
E. Pendergraft’s departure and DeStefano’s ascension
in February 2018
Complicating the facts of this case is the management up-
heaval that occurred close in time to the onset of the union or-
ganizing. As production manager, Pendergraft had been respon-
sible for overseeing all the technical production aspects of
shows, including supervising the theater employees. Re-
spondent contends that, in addition to embezzling from Re-
spondent and engaging in other misconduct, Pendergraft also
shielded underperforming employees from receiving discipline,
in some cases, directly in contravention of Saxe’s directives. (Tr.
257–258, 295, 302–303, 3441–3443.)
Within a day or two of Pendergraft’s discharge, Saxe informed
DeStefano that she was to take over his duties. Thus, in mid-
February, she became responsible for supervising all of Re-
spondent’s stagehands, audio and lighting techs, spotlight oper-
ators and wardrobe employees. As Saxe admitted, however,
DeStefano had actually, if unofficially, taken over some of Pen-
dergraft’s job responsibilities prior to his discharge, and, by
early February, was consulting directly with Saxe and Carri-
gan about how to run the department. The starkest example of
this took place on February 6, 2018, when she sent Carrigan a
series of three emails in which she ranked Respondent’s audio
techs, stagehands and day crew employees, respectively, accord-
ing to their “reliability, attitudes, etc.” (R. Exh. 36; Tr. 258,
319, 2775–2776, 3467–3468, 3472.)
DeStefano’s rankings (which occurred prior to Respondent’s
first knowledge of the organizing campaign, are illuminating in
their own right. Among the 21 stagehands, she gave relatively
high rankings to three of the employees who would be dis-
charged approximately 6 weeks later (second, fifth and seventh).
Of the 5 day-crew employees, she ranked two additional future
dischargees second and third. (R. Exhs. 30, 31; GC Exh. 84.)
RESPONDENT’S ALLEGED UNLAWFUL HANDBOOK RULES
Respondent maintains certain written handbook policies chal-
lenged by the General Counsel as overly broad and discrimina-
tory. See GC Exh. 1(am) at ¶ 5(b). Until approximately Sep-
tember 2017, the handbooks were issued to new hires in hard
copy; after that time, they were made available to employees via
Respondent’s intranet-based payroll system, Paycom. Accord-
ing to Carrigan’s unrebutted testimony, no employee has ever
been disciplined as a result of any of these policies. Neither Car-
rigan, nor any other witness, testified as to Respondent’s busi-
ness purpose or other rationale for implementing any of the rules.
(GC Exh. 99; Tr. 2254–2255, 2883–2884, 2926–2928.)
A. Restrictions on Employee Blogging [Compl. ¶ 5(b)(2)]
1. Facts
Respondent’s handbook policy titled, “Blogging” states in rel-
evant part:
Blogging by employees, whether using V Theater Group,
LLC’s property and systems or personal computer systems, is
also subject to the terms and restrictions set forth in this Policy.
Limited and occasional use of V Theater Group’s systems to
engage in blogging is acceptable, provided that it is done in a
professional and responsible manner, does not otherwise vio-
late V Theater Group’s policy, is not detrimental to V Theater
Group’s best interests[.]
. . . .
Employees shall not engage in any blogging that may harm or
tarnish the image, reputation and/or goodwill of V Theater
Group, LLC and/or any of its employees. Employees are also
prohibited from making any discriminatory, disparaging, de-
famatory or harassing comments when blogging[.]
(GC Exh. 99 at 27–28, 75.)
2. Analysis
Section 7 provides employees with the right to self-organiza-
tion and collective bargaining, as well as the right to act together
for their mutual aid or protection. These rights have long been
interpreted to “necessarily encompass[] the right effectively to
communicate with one another regarding self-organization at the
jobsite.” Beth Israel Hospital v. NLRB, 437 U.S. 483, 491
(1978). This includes employee communications regarding their
terms and conditions of employment. Central Hardware Co. v.
NLRB, 407 U.S. 539, 542–543 (1972); Parexel International,
LLC, 356 NLRB 516, 518 (2011) (citing Aroostook County Re-
gional Ophthalmology Center, 317 NLRB 218, 220 (1995), enfd.
in part 81 F.3d 209 (D.C. Cir. 1996)).
The lawfulness under Section 8(a)(1) of a facially neutral rule,
such as Respondent’s “blogging” policy, is evaluated based on
the balancing test announced in Boeing Company, 365 NLRB
No. 154 (2017). Under this test, it must first be determined
whether the rule is one that the employees would reasonably in-
terpret as “potentially interfer[ing] with the exercise of NLRA
rights.” If the answer to that question is affirmative, the Board
will next evaluate whether the “nature and extent of the potential
impact on NLRA rights” outweighs any “legitimate justifica-
tions associated with” the rule. Id. at 3–4 and 16.
As a preliminary matter, I find that employees would reason-
ably interpret the policy restricting communications—via
“blog”—that would be detrimental to their employer’s “best in-
terest” or that may “harm or tarnish” its “image, reputation
and/or goodwill” as forbidding communications that amount to
the exercise of core Section 7 rights, such as advocating for their
right to collectively bargain with Respondent. Respondent es-
sentially argues that its rule would be reasonably understood by
employees merely to require “professional” and “civil” blog-
ging, a form of restriction considered in William Beaumont Hos-
pital, 363 NLRB No. 162 (2016), and characterized by the Boe-
ing Board as a lawful “Category 1” rule under its new test. I
disagree.
While portions of Respondent’s prohibition arguably target
“uncivil” conduct (i.e., discriminatory or harassing comments),
unlike the William Beaumont rule, the blogging restriction by its
terms captures civil and protected Section 7 conduct, such as
blogging criticism of Respondent’s labor policies. See Southern
Maryland Hospital, 293 NLRB 1209, 1222 (1989) (unlawful to
ban “derogatory attacks” on employer representatives; such pro-
hibition necessarily encompasses protected conduct “such as an
assertion that an employer overworks or underpays its
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
15
employees”), enfd. in relevant part 916 F.2d 932, 940 (4th Cir.
1990). Thus, violations of the purported “civil blogging” rule
would include an employee blogging politely yet publicly, in a
manner that discredits and embarrasses Respondent by accusing
it of committing unfair labor practices. For example, no matter
how politely or civilly an employee blogged an accusation that
Respondent was engaging in rampant unfair labor practices, she
would reasonably understand herself to be in violation of the
rule.
The next inquiry is to evaluate whether the “nature and extent
of the potential impact on NLRA rights” outweighs any “legiti-
mate justifications associated with” the rule. In this regard, Re-
spondent—by its posthearing brief—argues that the blogging re-
strictions were “designed to protect employees from unlawful
harassment and discrimination” and “other harmful comments.”
(R. Br. at 98.) The problem with this defense is obvious: while
protecting employees from harassment and discrimination are
laudable goals, they are in no way served by a rule banning com-
munications that “detrimental” or “tarnishing” to Respondent’s
own interests. Because the rule so squarely disallows civil, cour-
teous blogging that the Act protects, I find that it cannot be ra-
tionalized on the grounds offered by Respondent.
Accordingly, I conclude that the rule set forth at paragraph
5(b)(2) of the complaint is unlawful under the Boeing balancing
test.
B. Email and Electronic Communications Policy
[Compl. ¶ 5(b)(1)]
The General Counsel also alleges Respondent have violated
the Act by barring employees from customizing their signature
blocks on their company-provided email accounts. I disagree.
1. Facts
Respondent maintains an “acceptable use” policy regarding
employee use of company-provided computer equipment and
systems. This policy provides that:
Some casual personal use of the Company’s e-mail and Inter-
net connection is acceptable with prior approval provided that
personal usage does not become excessive or interfere with the
employee’s productivity. Further, an employee’s company
email address is to be used solely for work related correspond-
ence only. Personal email may be performed via an employer’s
third party ISP web mail or other means, so long as it does not
interfere with the Company email or computer operations.
(GC Exh. 99 at 25, 72) (emphasis added).
This policy also states, in relevant part:
The following non-inclusive list contains examples of inappro-
priate materials that should NOT be sent or received via e-mail
or Internet Access:
. . .
Customized signature lines con-
taining personalized quotes, per-
sonal agendas, solicitations, etc.,
7 351 NLRB 1110 (2007), enfd. in relevant part and remanded sub
nom. Guard Publishing v. NLRB, 571 F.3d 53 (D.C. Cir. 2009).
(only information pertaining to
name, job title, and contact infor-
mation should be included).
2. Analysis
The General Counsel contends that Respondent’s ban on cus-
tomized email signature blocks is unlawful pursuant to the
Board’s recently announced Purple Communications presump-
tion. It is further argued that, separate from this presumption, the
ban is discriminatory, because it singles out “the display of mes-
sages or insignia, including protected ones . . .” (GC Br. at 96.)
I disagree.
By its Purple Communications decision, the Board overruled
its prior ruling in Register Guard,7 and established a new pre-
sumption used to evaluate an employer’s restriction of employ-
ees’ use of its email system. See 361 NLRB 1050, 1063 (2014).
The Board’s decision was based, in part, on its acknowledgement
of the central role email has taken on as workplace communica-
tion mechanism. Id. at 1057 (“[i]n many workplaces, email has
effectively become a ‘natural gathering place,’ pervasively used
for employee-to-employee conversations”) (citation omitted).
Under the Purple Communications standard, the Board presumes
that employees who have been granted access to their employer’s
email system in the course of their work have a right to use that
system for statutorily protected Section 7 communications dur-
ing their nonworking time. An employer may rebut this pre-
sumption by demonstrating that its email restriction on employ-
ees’ rights is justified by “special circumstances” necessary to
maintain production and discipline. Id. at 1063.
I find that Respondent’s restriction on customized email sig-
natures does not violate the Act. It is true that an employee’s
including a slogan to her work-provided email signature block
certainly constitutes “use” of that employer’s system for pur-
poses of applying the Purple Communications presumption. See
California Institute of Technology Jet Propulsion Laboratory,
360 NLRB 504, 516 (2014) (customizing company-provided
email signature to include commentary on or criticism of em-
ployer constitutes conduct protected by Sec. 7 of the Act). How-
ever, the threshold for the Purple Communications presumption
to apply is that the employer has authorized employees to use
their company email addresses to send personal messages, which
Respondent has not. For the same reason, I reject the General
Counsel’s contention that Respondent’s restriction is discrimina-
tory in nature; Respondent has effectively inoculated itself from
such a claim by flatly prohibiting employees’ personal use of the
company-provided email system.
As such, I recommend that the allegation stated in paragraph
5(b)(1) of the complaint be dismissed.
F. Non-solicitation/Distribution Policy [Compl. ¶ 5(b)(3)]
1. Facts
Respondent also maintains a Non-Solicitation/Distribution
policy, which includes various prohibitions on employee con-
duct and further states that both solicitation and distribution by
non-employees on Respondent’s premises is prohibited at all
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16
times. The policy also contains the following language:
Requests from outside people or organizations to sell merchan-
dise, solicit contributions, distribute literature, arrange displays,
or use Company facilities should be referred to the Human Re-
sources Representative.
(GC Exh. 99 at 31–32, 79–80.)
2. Analysis
It is well established that employees have a right to solicit dur-
ing non-working time and distribute literature during non-work-
ing time in non-working areas. Stoddard-Quirk Mfg. Co., 138
NLRB 615 (1962). The Board’s decision in Boeing does nothing
to disturb this longstanding precedent, “which already strikes a
balance between employee rights and employer interests.” See
UPMC, 366 NLRB No. 142, slip op. at 1 fn. 5 (2018). As the
General Counsel correctly states, it is also unlawful for an em-
ployer to require its employees to report, or obtain permission
for, engaging in solicitation or distribution during non-working
time. Cardinal Home Products, Inc., 338 NLRB 1004, 1005–
1006 (2003); Teletech Holdings, Inc., 333 NLRB 402 (2001);
Norris/O'Bannon, 307 NLRB 1236, 1245 (1992); Brunswick
Corp., 282 NLRB 794, 795 (1987).
The Board has long recognized that an employer’s request that
employees report contact with outside union organizers are un-
lawful, in that it has the potential dual effect of encouraging em-
ployees to report the identity of union solicitors and of corre-
spondingly discouraging union solicitors in their protected or-
ganizational activities. W. F. Hall Printing Co., 250 NLRB 803
(1980); see also C.O.W. Industries, 276 NLRB 960 (1985); J.
H. Block & Co., 247 NLRB 262 (1980).
Respondent, which offers no justification for its “referral” re-
quirement, assert that it is merely a lawful restriction on the con-
duct of outside organizations and therefore has no adverse im-
pact on employees’ Section 7 conduct. I find that this too narrow
a reading. The requirement is contained within a broader non-
solicitation/distribution policy that very clearly governs em-
ployee conduct and which also makes clear that Respondent has
already banned solicitation and distribution by third parties on
its premises. As such, an employee would reasonably under-
stand the reporting requirement to mandate that they disclose any
third-party (i.e., union) attempt to enlist them to solicit in order
to sidestep Respondent’s announced third-party ban. This would
effectively dictate that an employee recruited as a union card so-
licitor inform Respondent’s human resources of that fact or face
discipline. Based on the Board’s above-cited authority, I find
this rule—for which Respondent offer no valid business justifi-
cation—infringes on core employee organizational rights and is
therefore abhorrent to the Act.
THE THEATER EMPLOYEES’ UNION ORGANIZING CAMPAIGN
The organizing campaign that is the subject of this proceeding
was initiated by a former member of Respondent’s management
team, David Devito (Devito). Devito happened to be close with
two theater employees—Steve Urbanski (Urbanski), who was
8 Mecca claimed that he was invited to the group chat by Devito, not
Hill, but he was impeached by the transcript of the chat on this point. (Jt.
Exh. 2.)
his roommate, and Nathanial Franco (Franco), his personal
friend. In mid-February, Devito reached out (both online and
offline) to them, as well as another employee, Zach Graham
(Graham), and pitched them on the idea of meeting with repre-
sentatives of the Union. (Tr. 117, 1282, 1284, 2262–2263.)
In mid-February, Urbanski, who is a current lighting tech,
spoke with several of his coworkers, including stagehand and
day-crew employee Leigh-Ann Hill (Hill). Devito then enlisted
Hill to talk to the other stagehands about the Union. Approxi-
mately a week later, Hill spoke to approximately 10 stagehands,
either in the theater’s parking lot/smoke break area or in the the-
aters themselves. Spotlight operator Jasmine Glick (Glick) be-
came involved; she spoke with at least five of her coworkers at
the theaters, to see if they were interested in unionizing. (Tr.
1024–1025, 1368–1369, 1518, 2261.)
A. February 19: the Facebook Group Chat
Devito initiated a Facebook group chat on February 19, to
which he electronically “invited” a number of Saxe employees,
including Urbanski, Glick, Franco, Zachary Graham (Graham),
Taylor Bohannan (Bohannan), to participate in the online discus-
sion. DiVito used the chat format to encourage the employees to
meet (in person) with representative of the Union, in order to or-
ganize for a contract and job security. On February 21, Devito
invited Hill to the chat; she enthusiastically accepted, posting,
“I’m pro union always!” Within minutes, Hill, in turn, added
five more individuals to the chat. Fatefully, two of her invitees
were Stage Manager Mecca and stagehand Courtney Kostew,
who happened to be Stage Manager Estrada’s girlfriend. This
meant that they each gained access to the entire online discussion
as of that date. Mecca admitted that, even though he did not ac-
cept the invitation, he was able to see the discussion, which
piqued his interest.8 As he explained, he saw a “few familiar
names” and “kind of caught on that there was some drama hap-
pening . . .” and that the gist of the discussion was that employ-
ees were complaining about Respondent and “having issues.”
Notably, Mecca did not deny telling upper management what he
had seen in the Facebook group chat. (Tr. 859–860, 889–890,
1027, 1203, 1284–1285, 1365, 1649, 1935, 3172–3173, 3184–
3186; Jt. Exh. 2 at 1–4).
Two days later, one member of the group chat set up an online
poll whereby employees could vote on the following question:
“Vote to unionize [S]axe?” In response, Bohannan, Urbanski,
Hill, Franco, Kostew, Graham, along with six other employees,
voted “yes.” The employees then discussed setting up a meeting
with Local 720 representatives, and, at Bohannan’s suggestion,
decided that a representative from each sub-department of the
theater (i.e., stage, lighting, sound, tech) should attend, as well
as anyone else who was interested. Glick was selected to act as
the “liason” to the lighting techs, and Urbanski the tech workers.
Notably, Kostew hung back and gave another employee her
“permission” to represent the stagehands. (Jt. Exh. 2 at 7–9, 15–
17, 18; Tr. 1284–1285.)
The employees then planned to meet at 3:30 p.m. on March 1
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
17
at “Elara,” a restaurant located near the theaters. The time and
venue were chosen so that employees could get to work by 5 p.m.
for that evening’s performance. (Id. at 21; Tr. 1204.)9
B. Theater management holds “policies and
procedures” meetings
Beginning on February 12 and continuing through February
28, Pendergraft and DeStefano held small group meetings with
the Saxe Theater stagehands, techs and wardrobe employees.
Attendees were provided with a single-page handout entitled,
“Policies and Procedures Meeting,” which included bullet points
detailing various work requirements, such as abiding by sched-
ules and call-out policies. The handout emphasized that man-
agement had an “open door policy” with respect to any issues
affecting employees. (R. Exh. 7; Tr. 1344–1345, 2577.)
The bullet point handout closed with a warning that failure to
abide by the various bulleted rules could result in disciplinary
action, followed by the following message:
Everything discussed in the meeting today is a good thing! Ef-
ficiency, teamwork, ownership, and accountability are a must,
so we can all come to work and enjoy it! We have a lot of new
projects coming in and we want a fun, positive work environ-
ment! Be proud of what you do and take pride in your work!
Here’s to a fun and successful future!
(R. Exh. 7.) As one attendee described it, the general theme of
the meeting was that management was intending to follow its
policies and procedures, even if it had not done so in the past.
(Tr. 1244.) Notably, there is no evidence of similar meetings
having been held in the past.
DeStefano offered two explanations for these meetings being
held: first, she testified that Pendergraft set them up in response
to her concerns about employee policy violations; then, she
claimed that there had been complaints about a certain em-
ployee’s hygiene, and the meeting was held as a pretext to com-
municate this single point without embarrassing that person. (Tr.
635, 2577.) As to was become a habit, DeStefano simply piled
on too many innocent explanations for Respondent’s conduct; I
find it significantly more likely that Respondent rolled out the
meetings—reiterating work rules, reminding employees of the
“open door policy,” and putting a positive spin on workplace mo-
rale— as an early preemptive response to a nascent organizing
campaign.
C. Management Observes Zack Graham Handing Out Union
Authorization Cards
Numerous witnesses, including Saxe and DeStefano, testified
about the activity Respondent claims constituted its first notice
of the organizing campaign. This was card soliciting activity by
one of the original members of the organizing group—
9 Originally, there was an abandoned effort to schedule the meeting
for February 28, which explains why some witnesses testified that it was
held that day. The online discussion, however, makes it clear that the
meeting was rescheduled to March 1. (See Jt. Exh. 2.)
10 While generally laid back and genial in his demeanor, Saxe ap-
peared uncharacteristically focused on ‘sticking his landing’ when plac-
ing this event in April; DeStefano, for her part, oversold the narrative
Graham—that was reported to Estrada. Specifically, a day-crew
employee told told Estrada that he had observed Graham in the
Saxe Theater parking garage (which serves as an employee
break/smoking area) handing out union cards. After observing
Graham himself, Estrada called DeStefano and reported the sit-
uation. DeStefano told him to leave Graham along and that she
would “take care of it.” DeStefano then relayed Estrada’s report
to Saxe, who concluded, “oh, no, maybe they are unionizing.”
(Tr. 666, 697–698, 2614, 3473.)
While Respondent’s knowledge of Graham’s card soliciting is
undisputed, DeStefano and Saxe insisted that Estrada only ob-
served and reported it in early April (i.e., after Graham and other
union adherents had been discharged). Inconveniently, however,
both Estrada and the reporting day-crew employee credibly con-
tradicted this, establishing that the event occurred earlier, in late
February. I therefore do not credit the testimony of Saxe and
DeStefano10 and instead find that Graham was observed circu-
lating union cards not following his discharge, in April, but ra-
ther prior to his discharge, in late February. (Tr. 994–995, 3101–
3104.)
My conclusion is supported by further evidence that Graham’s
card soliciting had come to management’s attention by late Feb-
ruary/early March when he indirectly confronted an employee
about it. On the occasion in question, Graham pitched future
stagehand Alansi Langstaff (Langstaff) on the idea of signing a
union card while they were walking out the theater doors to the
parking garage/break area (i.e., the same place Estrada had ear-
lier observed him passing out cards). Langstaff indicated he was
willing to sign the card, and Graham referred him Glick to obtain
one. During this exchange, Langstaff noticed Estrada observing
them. When Graham walked away, Estrada and Langstaff reen-
tered the theater; holding the door for Langstaff, Estrada told
him, “I’d be careful being seen talking to [Graham] if I were
you.” (Tr. 1825–1827, 1872.)11 This statement is alleged by the
General Counsel to constitute a threat, creation of the impression
of surveillance and the promulgation and maintenance of an
overly broad directive. See Compl. ¶ 5(c).
I agree with the General Counsel as to the first two, but not
the third, allegation. There is little doubt that, considering the
timing and context of Estrada’s comments, that a reasonable em-
ployee in Langstaff’s shoes would understand that his union ac-
tivities had been observed and think twice about following
through with his plan to sign a union card. Q-1 Motor Express,
Inc., 308 NLRB 1267, 1276 (1992) (supervisor’s statement that
he knew union cards were being circulated and employee should
“stay away” from employees involved constituted threat and im-
pression of surveillance). In this regard, I note that Estrada’s
warning indicated more than a general awareness of organizing
activities, see, e.g., National Hot Rod Assn., 368 NLRB No. 26,
slip op. at 2 (2019); based on the sequence of events, what he
that Graham had been a former employee when he was observed, men-
tioning this fact multiple times.
11 I credit Langstaff’s account. He clearly had a sharp recall of the
interaction, and that he initially struggled to recall Estrada’s precise lan-
guage in my view enhanced, rather than detracted from, his credibility.
By contrast, Estrada’s denial was awkward and he appeared uncomfort-
able discussing conversations he may have had with Langstaff. (Tr.
843.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
18
imparted to Langstaff was that Graham in particular was a pro-
union employee whose card soliciting was being monitored by
management. As such, I find that Respondent, by Estrada, vio-
lated the Act as set forth in paragraphs 5(i) and (ii) of the com-
plaint.
That said, I do not agree that Estrada promulgated an unlawful
rule. As the Board has found, a remark such as Estrada’s made
to a single employee, does not constitute the promulgation of a
rule of general applicability sufficient to violate the Act. Food
Services of America, Inc., 360 NLRB 1012, 1016 fn. 11 (2014)
(no unlawful rule based on supervisor advising employee to stay
away from recently discharged employee). Accordingly, I rec-
ommend that complaint paragraph ¶ 5(iii) be dismissed.
D. Organizing employees approach Stage Managers about
the Union
During the last week of February, Glick also spoke with stage
manager Dan Mecca and asked if he would be interested in at-
tending the upcoming union meeting and “joining the cam-
paign.” Mecca responded that he did not want to get involved.
In a pattern he was to repeat throughout his testimony, Mecca
partially acknowledged such a conversation, claiming instead
that he had received a text from Glick, asking him if he was in-
terested in getting paid more at work, to which he responded that
he did not want any part “of whatever’s going on.” (Tr. 1025–
1027, 1118, 3175; Jt. Exh. 2 at 3.)
Stage Manager Sojack was approached by an employee about
the campaign around the same time. On approximately February
26, stagehand Joshua Prieto (Prieto) approached Sojack back-
stage at the V Theater and asked what he thought of unions.
Sojack responded that he believed that workers had the right to
organize, and Prieto informed him that a group of Respondent’s
employees was going to meet with union representative.12
Called as Respondent’s witness, Sojack did not rebut this testi-
mony, and further admitted that, at some point “during the
spring,” he became aware of the organizing campaign, when he
overheard Prieto discussing the Union with audio tech Bryce
Petty and stagehand Darnell Glen backstage discussing the Un-
ion and specifically mentioning “people they were talking to
about organizing.” (Tr. 1938–1941, 3202, 3235–3236.)
E. Events of March 1
As noted, the first, in-person organizing meeting was sched-
uled for 10:00 p.m. on March 1. Earlier in that day, however,
drama ensued—both in the workplace and within the organizing
group. The main players were employees Hill and Kostew, as
well as DeStefano.
1. Hill complains to DeStefano about pay and
working conditions
Hill was hired in mid-August and considered a talented and
conscientious employee, as evidenced by DeStefano ranking her
12 Prieto testified as a current employee and was especially credible.
He had a good memory for details, came across as balanced and not prone
to exaggeration.
13 That Hill did not tender her resignation on March 1 is further evi-
denced by a Facebook message she posted later that very night, in which
she refers to resisting the temptation to quit and instead “hanging on” in
second of Respondent’s day crew employees on February 5. As
discussed, supra, Hill was an early, vocal, and enthusiastic sup-
porter of the employees’ organizing effort who reached out to
over a dozen employees either in person or online regarding the
Union. At the end of her shift on March 1, Hill approached
DeStefano to ask for 2 days off so that she could work a 4–day
“gig” for another employer (a relatively common occurrence at
the theaters). She assured Stefano that she had already worked
out coverage with other stagehands, to which to DeStefano stated
that there was no problem with her request and instructed her to
put it through Paycom (Respondent’s online scheduling pro-
gram). (Tr. 1022–1028, 3201; GC Exh. 84; R. Exh. 32; Jt. Exh.
2 at 1–4.)
Hill then told DeStefano that morale at the theaters was really
low and that employees were unhappy with their pay. DeStefano
responded by telling Hill to be patient and that improvements
were coming. Hill became angry and, in a raised voice, peppered
her complaints with salty language; for example, she referred to
being underpaid as “bullshit” and “unfair.” At this point, Re-
spondent’s Director of Operations Michael Moore (Moore) in-
tervened, whereupon Hill apologized and left the office. (Tr.
675, 1027–1029, 1084–1086.)
DeStefano’s version of the meeting was quite different. Hill,
she claimed, did not merely request 2 days’ leave, but rather an-
nounced that she was taking on another job that might conflict
with her work schedule at the theater. Then, according to DeSte-
fano, the two women had another conversation “a few days
later” in which Hill, “in a complete rage,” screamed at her.
DeStefano could not recall if Hill complained about wages dur-
ing this exchange, but she was careful to note that she “felt very
cornered” by Hill and “did not want to be in there alone with
her.” Notably, Moore was not called by Respondent to corrobo-
rate any part of DeStefano’s account. (Tr. (Tr. 325–326, 507–
508, 675.)
I credit Hill’s version of this exchange. She presented as an
intense individual, but also very precise in relating events and
not prone to embellishment. In response to efforts by Respond-
ent’s counsel to get her to admit that she resigned her employ-
ment during the meeting, she remained calm, factual and non-
combative.13
2. Hill falls out with Kostew online
After leaving work, Hill logged on to the Facebook organizing
chat, where she got into an online argument with Kostew. Es-
sentially, Kostew accused Hill of being “good friends” with
DeStefano and even suggested that Hill may have informed her
about the group’s organizing efforts. After multiple posts back
and forth, Kostew announced to the group, “I’m tapping out to
avoid further aggravation and unnecessary bullshit.”14 At hear-
ing, she explained that she decided to part ways with the group
because, in her words, “I needed to work . . . and didn’t want to
be involved anymore, risk losing my job.” Kostew’s concern
the hopes of furthering the employees’ organizing effort. (Jt. Exh. 2 at
26.)
14 As Kostew’s accusation appeared to be wholly fabricated, it is rea-
sonable to infer that she contrived it as an excuse to bow out of the online
discussion while simultaneously deflecting attention from her own con-
nection to Estrada.
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
19
about losing her job in fact resulted from a conversation she had
had with Estrada, in which he warned her that supporting the Un-
ion might result in mass discharges. As she later admitted to
Prieto:
I was all about it but I think I’m gonna tap out. [Estrada] said
the other few times there have been union possibilities every-
one involved was fired and I really cannot afford to lose this
job.
On March 2, Hill removed Kostew from the group chat. (Tr.
859, 872–873, 876–877, 1029–1032; GC Exh. 58; Jt. Exh. 2.)
3. The union meeting and notice to management
On the night of the first, in-person organizing meeting (March
1), Graham dropped by the theater and spoke with Estrada about
the campaign and the benefits of unionizing. Estrada’s response
was blunt: he said he was not interested. I credit Graham’s ac-
count; Estrada, who described Graham as his personal friend,
nonetheless denied ever discussing the union campaign with
him. (Tr. 820.) While I found Estrada at times to be a credible
(if forgetful) witness, this particular denial was noticeably forced
and awkward and I do not credit it.
Approximately 10 employees attended the first organizing
meeting, including Urbanski, Graham, Bohannon and Glick, as
well as Devito and two Local 720 representatives. The group
discussed a plan for the Union to represent various departments
(i.e., lighting, sound, stage) at the theatres. Following the meet-
ing, Prieto told Sojack about it, Sojack asked how it had gone,
and Prieto relayed what the union representatives had said to the
employees. (Tr. 1204, 1367–1368, 1650–1651, 1938–1941,
1979, 2264.) I credit Prieto as to this conversation, whose testi-
mony went undenied by Sojack.15
RESPONDENT’S INITIAL RESPONSE TO EMPLOYEE ORGANIZING
The General Counsel alleges that, during March, Respondent
undertook certain unlawful actions in response to the organizing
activity, including: discharging Hill; soliciting stagehands to
work at the Saxe Theater on the same night as a second, in-per-
son organizing meeting was scheduled; granting employees a
retroactive, across-the-board wage increase; interrogating em-
ployees; and making coercive statements.
A.
Hill’s March 2 Discharge [Compl. ¶ 5(f)]
1. Factual background
March 2 was to be Hill’s last day of employment. According
to DeStefano, she called Saxe that day and informed him about
her confrontation with Hill, and they decided to discharge her.
The decision, she testified, was based on Hill reporting to her
that she had chosen to take on outside work and was refusing to
commit to scheduling that work around her hours at the theater.
Saxe initially testified that he was not involved in the decision to
discharge Hill, but he later switched his story to jibe with that of
DeStefano. DeStefano also claimed that she consulted with Car-
rigan about the rationale for discharging Hill. This Carrigan
flatly denied, twice testifying that the only person she spoke with
15 Prieto testified as a current employee and was especially credible.
He had a good memory for details, came across as balanced and not prone
to exaggeration.
about discharging Hill was Saxe himself, who ordered her to in-
form Hill that she was being “terminated for restructuring and
for retaining other employment,” which she did. (Tr. 87, 94–98,
322, 675–676, 719, 1032–1033, 2111.)
DeStefano and Saxe offered multiple reasons to justify Hill’s
discharge—she had been a problem employee “for quite some
time,” “constantly violated policies,” was “not a good worker,”
and was lazy (“almost never working”). They further claimed to
have considered discharging her months earlier, insisting (as was
to become a common theme in explaining the timing of Re-
spondent’s discharge decisions). This storyline, however, was
significantly undercut by Hill’s direct supervisor, Stage Manager
Sojack, who testified that, far from displaying performance is-
sues, Hill “performed well” and was “conscientious.” (Tr. 98–
99, 325–327, 3201, 3480–3481.)
Hill’s discharge documentation, a form Respondent refer to as
a “PAF” (i.e., “personnel action form”), was not completed until
3 days following her discharge and makes no specific mention
of her inability to commit to her schedule. Instead, under the
form’s section entitled, “Termination Reason,” it simply states,
“Violation of Company policies, poor attitude.” On the day Car-
rigan approved the PAF, she emailed DeStefano that she “needed
statements” from her regarding Hill, because she had “nothing
on her” except that she had a “bad attitude” and was “rude.” In
response, DeStefano forwarded a lengthy diatribe recounting
Hill’s alleged history of misdeeds; she also used this occasion to
explain the dearth of prior documentation on Hill, claiming that,
under Pendergraft’s reign, she had not been allowed to inform
Carrigan regarding Hill’s performance problems and moreover
had “never been able to document” them. The result, she la-
mented, was that Hill “on paper seemed like the perfect em-
ployee.” (GC Exhs. 17, 18; Tr. 2064, 2113.)
After receiving a trial subpoena that sought, inter alia, Hill’s
discharge paperwork, DeStefano made a last-minute effort to
shore up the rationale for her discharge. As Carrigan testified,
she observed DeStefano, during the process of gathering docu-
ments responsive to the subpoena, add a handwritten entry to
Hill’s discharge PAF in the “termination reason” section, so that,
after the “poor attitude” entry, it then stated, “+ secondary em-
ployment.” (GC Exh. 78; Tr. 2124–2127.)
2. Hill’s alleged sequestration order violations
After I issued the sequestration order, several discriminatees
then present in the courtroom were excused pursuant to the order,
whereupon a number of them, including Hill,16 set out for a more
enjoyable venue—the Fremont Casino and Bar in Downtown
Las Vegas (the Fremont). While at the Fremont event, it appears
that discriminatee Hill engaged in some “smack talk” about her
old nemesis, Kostew, in the presence of several others, recount-
ing the online argument she had with Kostew the night before
she was discharged. She and Michaels also reminisced about a
prior incident regarding Kostew in January. Respondent urges
me to apply stricter scrutiny to the testimony of Hill, and the
other employees present, based on this.
I decline to do so. I do not find that the general gossip among
16 According to the General Counsel, this group consisted of discrim-
inatees S’uapaia, Michaels, Franco, Graham, Glenn, Gasca, Bohannon,
Glick, Hill, and Langstaff. (Tr. 771.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
20
employees regarding the historical animosity between Kostew
and Hill, tainted any witness’ testimony on a relevant fact in dis-
pute in this matter, such that it could have prejudiced Respond-
ent, nor has Respondent identified any such testimony. There is
no dispute that the two women did not get along, and their online
argument is set forth in a joint exhibit of the parties. As such, I
decline to find that the discussion at the Fremont event regarding
Kostew and Hill’s falling out violated the protective order in any
meaningful way.
3. Analysis
The complaint, at paragraph 5(f), alleges that Respondent dis-
charged Hill based on her protected, concerted activities in vio-
lation of Section 8(a)(3) and (1) of the Act. Specifically, it is
contended that, around March 1, Hill concertedly complained
about employees’ working conditions by informing DeStefano
that Respondent’s employees were unhappy with their pay, and
that Respondent was additionally aware that Hill was an open
and active participant in the organizing campaign. (See GC Exh.
1(am) ¶ 5(a), (f).) I find, as discussed, infra, that the General
Counsel has established, by a preponderance of the evidence,
that Respondent did in fact discharge Hill in retaliation for her
union and other protected, concerted activities.
a. The statutory framework
Under Section 8(a)(1) of the Act, it is an unfair labor practice
for an employer “to interfere with, restrain, or coerce employees
in the exercise of the rights guaranteed in Section 7. 29 U.S.C.
§ 158(a)(1). Rights guaranteed by Section 7 include the right to
engage in union activities and “concerted activities for the pur-
pose . . . of mutual aid or protection.” The concept of “mutual
aid or protection” focuses on the goal of concerted activity;
chiefly, whether the employee or employees involved are seek-
ing to improve terms and conditions of employment or otherwise
improve their lot as employees. Fresh & Easy Neighborhood
Market, 361 NLRB 151, 153 (2014). Concerted activity includes
activity that is engaged in with or on the authority of other em-
ployees, but also activity where an individual employee brings
truly group complaints to the attention of management. See
Meyers Industries, 268 NLRB 493, 497 (1984) (Meyers I), re-
manded sub nom. Prill v. NLRB, 755 F.2d 941 (D.C. Cir. 1985),
cert. denied 474 U.S. 948 (1985), supplemented Meyers Indus-
tries, 281 NLRB 882, 887 (1986) (Meyers II), affd. sub nom.
Prill v. NLRB, 835 F.2d 1481 (D.C. Cir. 1987), cert. denied 487
U.S. 1205 (1988). Section 8(a)(3) provides that it is an unfair
labor practice for an employer “by discrimination in regard to
hire or tenure of employment or any term or condition of em-
ployment to encourage or discourage membership in any labor
organization.” 29 U.S.C. § 158(a)(3).
The applicable framework for cases that turn on employer mo-
tivation, such as this one, was established in Wright Line, 251
NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. de-
nied 455 U.S. 989 (1982). Under that framework, the General
Counsel must prove by a preponderance of the evidence that an
employee’s protected concerted activity was a motivating factor
(in whole or in part) for the employer’s adverse employment ac-
tion. This burden is typically met by showing the employee en-
gaged in protected activity, employer knowledge of that activity,
and animus on the part of the employer towards protected
activity. Cayuga Medical Center, 366 NLRB No. 170, slip op.
at 1 and 30 fn. 1 (2017); Dish Network, 363 NLRB No. 141, slip
op. at 1 fn. 1 (2016); Libertyville Toyota, 360 NLRB 1298, 1301
(2014). Proof of such unlawful motivation may be based on di-
rect evidence or may be inferred from circumstantial evidence
based on the record as a whole. Robert Orr/Sysco Food Services,
343 NLRB 1183, 1184 (2004), enfd. 184 Fed.Appx. 476 (6th Cir.
2006); Embassy Vacation Resorts, 340 NLRB 846, 848 (2003).
If the General Counsel makes this initial showing, the burden
shifts to the employer to demonstrate by a preponderance of the
evidence that the same action would have taken place even in the
absence of the protected conduct. See Shamrock Foods Co., 366
NLRB No. 117, slip op. at 26–27 (2018), and cases cited therein.
In this regard, it is not sufficient for the employer merely to pro-
duce a legitimate basis for the adverse employment action or to
show that the legitimate reason factored into its decision. T.
Steele Construction, Inc., 348 NLRB 1173, 1184 (2006). In-
stead, it “must persuade that the action would have taken place
absent protected conduct by a preponderance of the evi-
dence.” Weldun International, 321 NLRB 733 (1996) (internal
quotations omitted), enfd. in relevant part 165 F.3d 28 (6th Cir.
1998); see NLRB v. Transportation Management Corp., 462
U.S. 393 (1983) (approving Wright Line and rejecting em-
ployer’s claim that its burden in making out an affirmative de-
fense is met by demonstration of a legitimate basis for the ad-
verse employment action).
That said, under the Wright Line framework, as part of his in-
itial showing, the General Counsel may also offer proof that the
employer’s reasons for the personnel decision were pretextual.
Con-Way Freight, Inc., 366 NLRB No. 183, slip op. at 2–3
(2018) (citing Pro-Spec Painting, Inc., 339 NLRB 946, 949
(2003)); National Steel & Shipbuilding Co., 324 NLRB 1114,
1119, fn. 11 (1997)). Indeed, where the employer’s proffered
reason is shown to be pretextual, “the factfinder may not only
properly infer that there is some other motive, but ‘that the mo-
tive is one that the employer desires to conceal—an unlawful
motive. . . .’” Id. (quoting Shattuck Denn Mining Corp. v.
NLRB, 362 F.2d 466, 470 (9th Cir. 1966) (citation omitted); see
also David Saxe Productions, 364 NLRB No. 100, slip op. at 4
(2016); Boothwyn Fire Co. No. 1, 363 NLRB No. 191, slip op.
at 7 (2016); Rood Trucking, 342 NLRB 895, 898 (2004); Golden
State Foods, 340 NLRB 382, 385 (2003); Hays Corp., 334
NLRB 48, 49 (2001); Frank Black Mechanical Services, 271
NLRB 1302, 1302 fn. 2 (1984); Limestone Apparel Corp., 255
NLRB 722 (1981).
b. Hill’s discharge violated Section 8(a)(3) and (1) of the Act
For the following reasons, I find that the General Counsel has
met his initial burden of establishing that Hill’s union and other
concerted conduct were substantial or motivating factors for Re-
spondent’s decision to suspend her, and additionally find that the
reason proffered by Respondent for Hill’s discharge is pretextual
and therefore Respondent cannot demonstrate that it would have
discharged Hill absent her protected conduct.
The General Counsel has established a prima facie case with
respect to Hill. Her protected conduct took two forms: first, on
the day prior to her discharge, she sounded off to DeStefano
about the theater employees’ low morale and dissatisfaction with
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
21
their wages; second, she—along with several other future dis-
criminatees—engaged in substantial union organizing activities,
both at the theater and online. As Hill’s enthusiastic approach to
organizing led her to grant Mecca access to the employees’
online organizing group chat, Respondent was also on notice that
she was one of the group chat’s initial members.17 Circumstan-
tial evidence further supports a finding that Respondent were
aware of Hill’s pro-union stance; indeed, Respondent’s charac-
terization of Hill as a “problem employee,” considering her high
ranking by DeStefano and praise from Sojack, suggests that this
was a veiled reference to her union conduct. See Hertz Corp.,
184 NLRB 445, 446 (1970) (manager’s characterization of em-
ployee as “troublemaker” could only have referred to her sus-
pected union activities given that she was considered one of the
best employees), enfd. 449 F.2d 711, 714 (5th Cir. 1971); see
also Smithfield Foods, Inc., 347 NLRB 1266, 1274 (2006) (su-
pervisor’s statement that employee was a “problem person” was
a veiled reference to employee’s union activity); Diversified
Bank Installations, Inc., 324 NLRB 457, 471–472 (1997) (pres-
ident’s statement that employee caused “problems” or “trouble”
was a euphemism for union activity).
I also find that the General Counsel has proven that Respond-
ent harbored animus toward Hill’s protected activity. Her origi-
nal discharge paperwork (before DeStefano added a reference to
“secondary employment”) simply stated, “Violation of Com-
pany policies, poor attitude.” As the Board has recognized, ref-
erences to an employee’s “attitude” may function as euphemism
for her union activity. See, e.g., Blue Star Services, 328 NLRB
638, 639 (1999) (term “bad attitude” constitutes code for union
activities); Schaumburg Hyundai, 318 NLRB 449, 458 (1995)
(owner’s statement that employee did “not work well with his
team and had a bad attitude” was a euphemism for union ani-
mus); Boyer Ford Trucks, Inc., 254 NLRB 1389, 1395 (1981)
(statements by owner and manager that employee was dis-
charged for a “bad attitude” and being a “disruptive influence”
were euphemisms or code words for union activity). As the facts
of this case make clear, Hill—like the majority of dischargees—
was explicitly referred to as having problems with their “atti-
tude,” leading me to believe that this term functioned as a refer-
ence for holding a prounion stance.
An employer’s improper motivation may also be inferred
from several factors, including the timing between an em-
ployee’s protected activities and the discharge. Indeed, “timing
alone may suggest antiunion animus as a motivating factor in an
employer’s action.” Cell Agricultural Mfg. Co., 311 NLRB
1228, 1232 (1993); Trader Horn, supra; NLRB v. Rain-Ware,
Inc., 732 F.2d 1349, 1354 (7th Cir. 1984); Sawyer of Napa, 300
NLRB 131, 150 (1990). Such is the case here. That Hill, who
was considered a good performer and conscientious worker, was
summarily discharged 1 day after complaining to DeStefano
about employees’ morale and wages to is “stunningly obvious”
timing, NLRB v. Long Island Airport Limousine Service, 468
F.2d 292, 295 (2d Cir. 1972), providing substantial evidence of
antiunion motivation. Trader Horn of New Jersey, Inc., 316
NLRB 194, 198 (1995); Knoxville Distribution Co., 298 NLRB
17 As Mecca did not deny telling upper management about the group
chat, I impute his knowledge to Respondent. See State Plaza, Inc., 347
688, 696 (1990).
Animus may also be inferred based on an employer providing
pretextual and/or shifting reasons given for a discharge. Here,
Respondent’s scramble to prop up its decision to discharge Hill
with shifting and unsupported explanations strongly indicates an
unlawful motive and is also highly suggestive of pretext. Carri-
gan informed Hill that she was being terminated for “restructur-
ing” and failed to mention her alleged outside employment in her
discharge PAF, which DeStefano attempted to cure by doctoring
the form before producing it to the government. See Shamrock
Foods, 366 NLRB No. 117, slip op. at 27–28, and cases cited
there (employer’s shifting, false, or exaggerated reasons for an
adverse action are evidence of unlawful motive); Inter-Discipli-
nary Advantage, Inc., 349 NLRB 480, 509 (2007) (finding that
“an employer’s shifting explanation for a discharge, or . . . its
post hoc attempt to rationalize such a decision, are suggestive of
a pretext”). Then, at hearing, Respondent’s witnesses gratui-
tously piled on the previously well-regarded (and highly ranked)
Hill, labeling her as lazy and claiming that her performance had
suffered for some time before her discharge. See Con-Way
Freight, Inc., 366 NLRB No. 183, slip op. at 3 (finding pretext
based on unsupported claim in termination documents that em-
ployee “did not work well with customers and others”); Harrison
Steel Castings Co., 262 NLRB 450, 479 (1982) (finding that em-
ployer’s defense “bore all the trappings of pretext” where it in-
volved “exaggeration, implausibility, and contradiction”), enfd.
in relevant part 728 F.2d 831 (7th Cir. 1984).
Having found that the General Counsel has proven that Hill’s
concerted conduct and union activity were motivating factors for
her discharge, the burden shifts to Respondent to offer a legiti-
mate, nondiscriminatory explanation for its conduct. Moreover,
given the General Counsel’s strong showing of unlawful moti-
vation, Respondent’s rebuttal burden is “substantial.” A.S.V. Inc.
a/k/a Terex, 366 NLRB No. 162, slip op. at 1 fn. 4 (2018);
Vemco, Inc., 304 NLRB 911, 912 (1991). Respondent missed
the mark widely. As indicated earlier, I simply do not credit
DeStefano’s testimony that Hill declared herself unable to ad-
here to her work schedule. Rather, I believe that DeStefano and
Saxe fictionalized this account based on Hill’s request (made the
same day as her tirade about low pay and bad morale) to take a
few days off. This conclusion is supported by DeStefano and
Carrigan’s belated effort to paper up their “outside work” ra-
tionale and even to add “+ outside work” to Hill’s PAF before
producing it to the General Counsel. Taken together with Re-
spondent’s outsized focus on Hill’s “attitude” problem, the tim-
ing of the discharge decision, as well as the piling on of addi-
tional, unsupported reasons for Hill’s discharge urges a finding
that Respondent’s proffered defense is pretextual; it has thus
failed by definition to show that it would have suspended Hill
absent her union and other protected conduct.
Accordingly, I find that Respondent discharged Hill based on
her union and other protected, concerted conduct, in violation of
Section 8(a)(3) and (1) of the Act.
B. Fallout from Hill’s Discharge and Estrada’s Threat to End
NLRB 755, 757 (2006); Dobbs International Services, 335 NLRB 972,
973 (2001).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
22
the Union Campaign
Shortly following her discharge, Hill posted to the Facebook
chat, “David [S]axe has restructured my position effective im-
mediately.” She encouraged the group to keep up the organizing
effort and deleted Stage Manager Mecca from the group (mean-
ing that, from that point on, he could not access any new posts).
Hill’s discharge appears to have spurred the group into high gear.
Less than a minute after Hill removed Mecca, Graham posted,
“perhaps we should act sooner rather than later” and the employ-
ees began discussing the logistics of gathering authorization
cards. (Jt. Exh. 2 at 30–32.)
Approximately 10 days following Hill’s discharge, Estrada let
at least one employee know that he was onto the group’s activi-
ties. On March 10 or 11, stagehand Prieto ran across Estrada as
they both entered the Saxe Theater parking garage/smoking area;
as they exited the stage doors to the break area, Estrada bluntly
stated that he was “going to put to an end to this union shit.” This
testimony by long-term, current employee Prieto was detailed
and credible. He had a good memory for dates and details, was
cooperative on cross-examination and did not present as prone
to exaggeration; Estrada denied making the remark, but appeared
extremely agitated whenever questioned on the subject, leading
me to believe it struck a nerve. (Tr. 821–824, 843, 845, 1569,
1943–1944, 3114, 3137.)
C. March 13–14: Saxe Solicits Employees to Work the Same
Night as the Second Organizing Meeting [Compl. ¶ 6(s)]
1. Factual background
The second, in-person organizing meeting was scheduled to
take place on March 13 after the evening’s show was over (at
approximately 10:30 p.m.) at a local restaurant/bar about 10
minutes away from the theaters. Two days before the meeting,
Prieto tried to get Kostew back in the fold, texting her that there
was going to be a “vote or ballot thing” about the Union on the
night in question. Kostew demurred, claiming that she was still
worried about getting fired and about her dispute with Hill. The
following day, Prieto invited Sojack to attend the meeting; ac-
cording to Prieto, Sojack indicated that he might go (he did not).
(Tr. 1206, 1370, 1650–1651, 1938–1941, 2406–2407; GC Exh.
58.)
On the 13th, Saxe held a production meeting, which was at-
tended by Saxe, DeStefano, members of Respondent’s produc-
tion team, as well as Stage Managers Sojack, Mecca, and Es-
trada,18 which, as noted, was highly unusual. At this meeting,
Saxe ordered that there would be a “work call” at the Saxe The-
ater following that evening’s performance to perform repairs on
the Saxe Theater stage. (A “work call” is an announcement that
workers are needed to perform a specific project outside of a per-
formance, such as cleaning, painting or repairs). Saxe himself is
usually not involved in planning work calls, but rather leaves this
task to Estrada or DeStefano. (Tr. 78–79, 102, 204–205, 226–
18 Sojack placed Estrada at the meeting, and I do not credit Estrada’s
testimony that he did not attend; based on his demeanor, I find that, as
was often the case, he simply attempted to edit himself out of significant
events underlying this case.
19 “Bondo” is an automotive body filler and a brand name used by 3M
for a line of American-made products for automotive, marine and
227, 361–362, 494–495, 1207, 1371, 3214–3215.)
At 11:25 a.m., Kostew announced the work call via a group
text message to eight theater employees, stating, “Hey guys, [Es-
trada’s] in a production meeting and asked me to send out a
group text . . .” She then continued, “[T]o anyone who wants to
get hours and stay tonight and Bondo19 the stage, here’s your
heads up. David Saxe wants us to do that tonight so feel free to
volunteer.” In addition to her initial group message, she called
and texted individual employees about the work call. That night,
Estrada encouraged employees to stay after the show for the
work call, and Kostew even tried to talk S’uapaia, who was off
duty and actually an audience member that night, into remaining
for the work call. (He declined and in fact ended up at the union
meeting). (GC Exh. 59; Tr. 1459–1462, 1521.)
Repairing the stage had been an ongoing project and the sub-
ject of at least 2 prior work calls, the last one held a month earlier.
As such, Respondent’s witnesses testified that the timing of the
March 13 work call was simply a continuation of that project and
wholly unrelated to the fact that the employees had planned to
meet that night. Once again, Pendergraft was invoked, with Saxe
claiming that he had ignored a prior directive to get the repairs
completed. Following Pendergraft’s departure, Saxe testified, he
received reports of dancers suffering injuries due to the stage be-
ing uneven and rough. As was usually the case, DeStefano of-
fered an alternate, more dramatic version: during the February
13 production meeting, she testified, Dance Captain Alejandro
Domingo (Domingo) unexpectedly appeared to complain that
the stage was still uneven. (Tr. 2749–2750, 3242–3543.)
Although not alleged as such, Respondent’s scheduling the
work call to overlap with the already scheduled union meeting
operated as a de facto poll of employees’ union sympathies by
“outing” union adherents, including future dischargees Graham,
Michaels, Glick, S’uapaia, Franco and Bohannon, who each
opted for the meeting in lieu of working call. Indeed, events
suggest that management was acutely aware of which employees
were refusing the call. Notably, Graham visited the Saxe Theater
shortly before the second in-person organizing meeting, in an ef-
fort to convince workers to attend. When he arrived, the last-
minute work call was underway, and two of those he tried to re-
cruit were Estrada20 and Kostew. Declining, Estrada cited the
work call. Later, another employee, Michaels told Estrada he
was leaving the work call early because he had “something to
do”; Estrada responded by giving him a surprised look and say-
ing “oh.” (Tr. 1207, 1286, 1300, 1521–1523, 1655–1656, 1947,
1979.)
2. The March 13 work call did not violate Section 8(a)(3) of
the Act
The General Counsel alleges that, by announcing (through
Kostew) that a voluntary work call would take place on the same
night as the employees’ second in-person organizing meeting,
Respondent violated Section 8(a)(3) of the Act. I do not agree.
household repairs. See https://www.3m.com/3M/en_US/bondo-us/. Re-
spondent’s plan was apparently to use it to fill in cracks and gaps in the
stage’s surface. (Tr. 894.)
20 I again credit Graham, finding Estrada’s denial again awkward and
forced.
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
23
As the Board recently reminded, under Wright Line, a finding
of discriminatory conduct under Section 8(a)(3) requires a pred-
icate determination that an employer took an adverse action, that
is, changed—for the worse—a “‘legally cognizable term or con-
dition of employment . . .’” See East End Bus Lines, Inc., 366
NLRB No. 180, slip op. at 3, fn. 3 (2018) (citing Bellagio, LLC,
362 NLRB 1426, 1427–1428 (2015), and Northeast Iowa Tele-
phone Co., 346 NLRB 465, 476 (2006)), enf. denied 854 F.3d
703, 709–710 (D.C. Cir. 2017)). Here, there is ample evidence
that Respondent, aware that a union meeting was to be held the
night of March 13, deliberately placed employees in a position
of having to decide (openly) between attending or responding to
the work call. That said, there is no evidence that Respondent
actually directed any employee to perform the task of repairing
the stage. Thus, there is no predicate for a violation under Sec-
tion 8(a)(3). Compare Tufo Wholesale Dairy, Inc., 320 NLRB
896, 903 (1996) (finding 8(a)(1) violation where employer pur-
posely scheduled a mandatory meeting to prevent employees
from attending a union meeting). I therefore recommend that
paragraph 6(s) of the complaint be dismissed.21
D. March 14: as Employees Attend the Second Meeting Saxe
Grants a Retroactive, Across-the-Board Wage Increase
[Compl. ¶ 6(r)]
1. Factual background
Shortly after midnight on March 14, while most of the theater
employees were either repairing the Saxe Theater stage or at-
tending the second organizing meeting, Saxe sent an email to his
head of payroll, Delois Fonder (Fonder). He listed 19 theater
employees (as well as 14 employees from the theaters’ wardrobe
department), accompanied by an old and new pay rate for each,
stating, “please pay the following people on THIS payroll (so
their new rate went in last week . . .” Later the same day (at
10:57 a.m., he emailed Fonder another list of employees with a
new rate for each; this time, he added names of warehouse and
telemarketing employees. Carrigan, as directed, implemented
the wage increase retroactively, so that employees received, in
their next paycheck, an increase effective March 5. Based on her
testimony, it appears that she was so rushed that Respondent ac-
tually incurred a monetary penalty in to order to implement
Saxe’s second request. (Tr. 211–212, 758, 761; GC Exh. 15,16,
97.)
On either the 14th or the 15th, Hardin and DeStefano assem-
bled the Saxe theater stagehands (as well as wardrobe employ-
ees) for a meeting before that evening’s show and announced
that the employees would each receive a $2 per hour wage in-
crease. Notably, Estrada testified that he had been given no no-
tice, prior to the night of the announcement, that a wage increase
was in the works. As he testified, “it was crazy” and “happened
all at once…” (Tr. 831–832, 833, 1828–1829, 1834.)
At hearing, Saxe struggled to explain the timing of the pay
raise, and his testimony on this subject was markedly evasive.
Eventually, he settled on a familiar account: Pendergraft was to
blame, as he had been paying his employee-friends (whom Saxe
identified as Hill, Devito, and a day crew lead named Jordan
21 I note that the work call was not alleged to constitute an independent
violation of Sec. 8(a)(1) as either an unlawful poll or a favorable conduct
Rodrigo) at a higher rate than others. According to Saxe, he had
“conversations” with Pendergraft about this issue in January
“and probably before” and instructed him to “fix” the situation
by standardizing employees’ wages. As he later admitted, how-
ever, Pendergraft had in fact submitted a proposal (in December
2017) that would have standardized wages by compressing the
range of hourly rates for theater department employees, but Saxe
did not act on it at that time. (Tr. 206–208, 3471, 3494–3497,
3619–3620; R. Exh. 76.) Ultimately, Saxe failed to explain why
it took nearly a month after Pendergraft’s departure to implement
the pay raise, how an across-the-board $2 increase acted to
“standardize” employees’ wages or why it was necessary to grant
a raise to warehouse and box office employees, over whom Pen-
dergraft, during his tenure, had no authority.
Carrigan’s testimony further muddied Respondent’s storyline;
she testified that she, along with former Vice President of Oper-
ations Karlo Pizarro (Pizarro), had been charged since October
or November 2017 with conducting a review of Respondent’s
pay standards in various departments, with an eye towards stand-
ardizing them. Despite this, there is no indication that Saxe con-
sulted with either her or Pizarro before implementing his wage
increase. Further complicating things, it appears that, approxi-
mately a week prior to the wage increase, Saxe was also consid-
ering switching the theater employees’ pay from an hourly to a
“per-show” rate. (Tr. 755–756; GC Exh. 13, 98.) Thus, it ap-
pears that, prior to March 2019, Saxe may have been vaguely
considering different ways of reformulating Respondent’s pay
structure and had settled on none of them.
2. Saxe’s retroactive wage increase violated Section 8(a)(3) of
the Act
By its posthearing brief, the General Counsel argues that, by
granting employees a wage increase on the night of the second,
in-person organizing meeting, Respondent unlawfully granted a
benefit to interfere with employees’ protected activity, a viola-
tion of Section 8(a)(3) of the Act. I agree.
It is well established that an employer may dissuade employ-
ees’ protected conduct by means more subtle than taking action
directly against their immediate interests. As the Supreme Court
has explained, “well-timed increases in benefits” serve to remind
employees of their employer’s economic leverage over them and
may therefore be violative of the Act. See NLRB v. Exchange
Parts, 375 U.S. 405, 460 (1964). Where such conduct is asserted
to have violated Section 8(a)(3), the Board employs its Wright
Line analysis. See, e.g., Hogan Transports, Inc., 363 NLRB No.
196, slip op. at 4 fn. 9 (2016); Donaldson Bros. Ready Mix, 341
NLRB 958, 961–962 (2004). Thus, it must be determined
whether the record evidence as a whole, including any proffered
legitimate reason for the wage increase, supports an inference
that the offer was motivated by an unlawful purpose to coerce or
interfere with such conduct. See, e.g., Royal Manor Convales-
cent Hospital, 322 NLRB 354, 361 (1996), enfd. mem. 141 F.3d
1178 (9th Cir. 1998). Where an employer grants benefits during
an organizing campaign without showing a legitimate business
reason, the Board will infer such a motive. Vista Del Sol
reasonably calculated to impinge upon employees’ freedom of choice for
or against unionization.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
24
Healthcare, supra; ManorCare Health Service-Easton, 356
NLRB 202, 222 (2010), enfd. 661 F.3d 1139 (D.C. Cir. 2011).
Such an inference is wholly appropriate here. First, there is
ample evidence that, when Saxe decided to increase employees’
wages, Respondent was aware that theater employees were or-
ganizing in support of the Union. A few examples of such
knowledge:
-
Stage Manager Mecca gained access to the
employees’ Facebook organizing group
chat on February 21, in which employees
openly expressed pro-union sentiments,
planned their organizing strategy, planned
in-person meetings and “voted” in a poll to
unionize Respondent’s theaters;
-
In late February, Estrada observed and re-
ported to upper management that Graham
was circulating union cards, causing Saxe
to conclude “they’re unionizing”;
-
Shortly afterwards, Estrada attempted to
derail Graham’s card solicitation efforts by
warning Langstaff to stay away from him
after the latter had agreed to sign a card;
-
In late February, pro-union employees ap-
proached Mecca and Sojack and attempted
to pitch them on the benefits of unioniza-
tion;
-
Throughout February, Respondent rolled
out unprecedented “open door” meetings in
which employees were reminded about
workplace rules and management encour-
aged “teamwork” and a “positive work en-
vironment”; and
-
Two to three days before the wage increase
was announced, Estrada was overheard
threatening to “put an end to this union
shit.”
In the face of this evidence, I find the blanket denials of
knowledge by Saxe and DeStefano to lack credence and con-
clude that Respondent granted employees a retroactive, across-
the-board pay increase while aware of an actual organizing cam-
paign by the theater employees.
Second, the evidence strongly supports an inference that the
organizing campaign was in fact what motivated Respondent’s
decision to increase wages. As was the case with Hill’s dis-
charge, I rely on the relatively “astonishing timing” of Saxe’s
decision to raise employees’ wages. See Fiber Products, 314
NLRB 1169, 1186 (1994). Two weeks earlier, Hill had reported
to DeStefano that morale was low and, specifically, that employ-
ees were unhappy with their wages. While Saxe had previously
tinkered with the idea of reformulating Respondent’s pay struc-
ture, the idea of a retroactive, across-the-board $2 per-hour
22 Respondent alternately claims that the wage increase was motivated
by economic necessity, but the record contains no evidence that this was
the case.
increase came out of the blue on the very night that a sizable
group of employees opted out of Respondent’s last-minute work
call in order to attend the second, in-person organizing meeting,
a meeting to which Estrada had been explicitly invited. As such,
the record suggests that, having determined that the organizing
campaign had survived Hill’s discharge, Saxe trotted out a “car-
rot” to remind the employees of his economic power over them.
Respondent claims that the wage increase had been in the
works for months—as part of an effort to “standardize” wages—
but this position does not withstand scrutiny. Indeed, Saxe had
failed to act on Pendergraft’s December 2017 proposal to do just
that, and according to Carrigan, had commissioned her to study
the issue. Then, rather than consult with her on her progress,
Saxe instead rushed through a retroactive, across-the-board $2
per-hour increase that, by definition, failed to standardize any-
thing.22 Thus, Respondent failed to offer a credible explanation
for the unexpected, unprecedented and, in Estrada’s estimation,
“crazy” decision to increase employees’ wages. See Hogan
Transports, Inc., 363 NLRB No. 196, slip op. at 4 fn. 9 (2016)
(timing of increase permitted an inference of unlawful motive,
and employer failed to establish that the decision to grant wage
increases had been made in the absence of union’s pres-
ence); Donaldson Bros. Ready Mix, 341 NLRB 958, 961–962
(2004) (unscheduled pay raise during union organizing cam-
paign violated Sec. 8(a)(3) when employer failed to offer a cred-
ible explanation for the timing of pay raise).
Based on the foregoing, I find that the March wage increase,
made retroactive to March 5, violated Section 8(a)(3) of the Act
as alleged in complaint paragraph 6(r).
E. Mid-March: Mecca Questions Stagehand Darnell Glen
About the Second Organizing Meeting and Estrada tells stage-
hands that he has lined up replacements for them
1. Mecca’s questioning of Glen
A few days after the second union organizing meeting, Stage
Manager Mecca approached Glen working backstage at the V3
Theater and asked him whether he “knew anything about this
union meeting.” Glen replied that, yes, he had attended the re-
cent meeting, and was wondering if Mecca was interested in at-
tending one. Mecca responded that he wanted no part of the Un-
ion, because he had had a bad experience with it in the past.
Mecca denied this conversation or ever discussing the Union
with Glen. (Tr. 1892–1893, 3175–3176.)
Mecca’s remarks are alleged by the General Counsel as an un-
lawful interrogation about employees’ union activities in viola-
tion of Section 8(a)(1).23 I agree. In Rossmore House, the Board
eschewed a per se approach and held that “an employer’s ques-
tioning of open and active union members about their union sen-
timents, in the absence of threats or promises [did not] neces-
sarily” interfere with, restrain, or coerce employees in violation
of Section 8(a)(1) of the Act. Instead, the Board stated, each case
would be determined on its facts. Factors to be considered in-
cluded the background, the nature of the information sought, the
identity of the questioner and the place and method of the
23 On October 3, 2018, counsel for the General Counsel successfully
moved to amend the complaint to add this allegation. (See Tr. 1931–
1932.)
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
25
interrogation. 269 NLRB 1176, 1177–1178 (1984), enfd. 760
F.2d 1006 (9th Cir. 1985).
As a preliminary matter, I credit Glen’s account of the conver-
sation over that of Mecca.24 I further find that Mecca’s question
went to the heart of Glen’s involvement in a core protected ac-
tivity (attending a union meeting). That said, as the General
Counsel concedes, several factors (including Mecca’s relatively
low-level of supervisory authority, the everyday workplace set-
ting and Glen’s unhalting—and honest—reply) argue against a
finding of coercion. Moreover, the record indicates that, at the
time Mecca questioned him, Glen was an open union supporter.25
Were Mecca’s questioning limited to Glen’s own union activi-
ties, this circumstances may well dictate a finding of no coercion,
but this is not the case.
Instead of merely asking if Glen had attended the meeting,
Mecca probed whether he knew “anything” about the meeting,
implicitly calling on Glen to disclose what had occurred at that
meeting, which would in turn reveal other employees’ attend-
ance and participation. This latter aspect of Mecca’s inquiry—
seeking information about the union activities of other employ-
ees—rendered his questioning coercive and unlawful. Thus,
even assuming that Glen was an open union supporter at the time
of their discussion, Board law does not countenance Mecca’s at-
tempt to elicit from Glen information regarding the union activ-
ities of his coworkers; I therefore find that, under all the circum-
stances, Mecca’s question would reasonably tend to restrain, co-
erce or interfere with statutory rights, and therefore constituted
an unlawful interrogation in violation of Section 8(a)(1) of the
Act. See Valley Special Needs Program, Inc., 314 NLRB 903,
912 (1994) (asking open union supporter about union activities
of other employees coercive) (citations omitted); see also Prine-
ville Stud Co., 227 NLRB 1845, 1848 (1977) (unlawful for man-
ager to ask employee if he “knew anything about a union meet-
ing,” even where employee responded honestly). I therefore find
that Mecca’s questioning of Glen constituted an unlawful inter-
rogation as alleged.
2. Estrada’s remarks to stagehands [Compl. ¶ 5(d)]
The General Counsel also asserts that, at some point in March,
Estrada violated Section 8(a)(1) of the Act by telling an assem-
bled group of stagehands that he was “tired of hearing their com-
plaints” and had “15 people lined up ready to take your jobs.”
(Tr. 1525–1526, 1560.) By Estrada’s first comment, it is alleged,
Respondent promulgated and maintained an overly broad di-
rective or rule not to engage in protected concerted activities.
His second remark, it is alleged, constituted an unlawful threat.
Only one employee—Michaels—testified in support of these
allegations, which were denied by Estrada. I found Estrada’s
denial as to having made such comments somewhat coached;
however, even crediting Michaels, I do not find merit to these
allegations. As Michaels himself explained, Estrada’s remarks
were made in direct response to complaints made by certain
24 Glen was a cooperative witness, who presented with the same low-
key demeanor both on direct and cross-examination. While Mecca was
generally also a cooperative, matter-of-fact witness, he appeared visibly
uncomfortable when discussing this conversation.
stagehands that other stagehands were lazy and slacking off at
work; there was no showing, however, that any these complaints
were concerted in nature. See Quicken Loans, Inc., 367 NLRB
No. 112, slip op. at 3 (2019) (concerted activity does not include
griping or activities of a purely personal nature that do not envi-
sion group action) (quoting Mushroom Transportation Co. v.
NLRB, 330 F.2d 683, 685 (3d Cir. 1964)). Given the context, I
believe that a reasonable employee would take Estrada’s remarks
as a benign directive to stop in-fighting between employees, as
opposed to a directive not to engage in protected conduct, or a
threat of discharge for doing so, and therefore find the evidence
is insufficient to sustain a violation. See Alliance Rubber Co.,
286 NLRB 645, 657 (1987) (no violation where foreman’s com-
ments were susceptible of two interpretations, only one of which
involving protected conduct, particularly in view of the context
in which the statement was made). I will therefore recommend
that paragraph 5(d) of the complaint be dismissed.
THE MARCH/APRIL MASS DISCHARGE ALLEGATIONS
While not coercive, Estrada’s comment about replacing em-
ployees was certainly prescient. By the evening of March 19,
Respondent had discharged union adherents Glick, Bohannon,
Graham, Gasca, Langstaff, Franco, and S’uapaia, and addition-
ally determined to discharge an additional employee, Michaels
(who would be actually terminated weeks later, after a replace-
ment had been trained for his position). As DeStefano reported
to Saxe that night, “[a]ll 7 have been completed.” (GC Exh. 12.)
At the heart of this case is the series of events and circumstances
that led to these actions, which are alleged to violate Sections
8(a)(3) and (1) of the Act.
There was no historical precedent for a mass discharge in Re-
spondent’s ongoing theater operation.26 Although Carrigan is
usually charged with reviewing employee discipline (including
discharge) for fairness and consistency among the work force,
her role in the discharge decisions at issue was limited to pro-
cessing paperwork and informing several of the individual dis-
chargees that they were being fired. (Tr. 130–131, 677, 740,
742–744, 2830–2833, 2835–2836, 2929–2930.)
A. The Mass Discharge Decision
The plan to discharge a group of employees appears to have
been formulated between March 14 and 15; as DeStefano testi-
fied, she discussed the idea with both Estrada and Saxe at that
time. (Tr. 472.) At 4:24 p.m. on March 15, DeStefano texted
Saxe as follows:
I don’t wanna bug you anymore tonight I’m almost home and
I’ll get started on emails if you need anything else please let me
know
Minutes later, she added:
And I hope deciding not to bother you earlier didn’t cost me
your trust in me. I thought it meant nothing. I promise I have
25 As discussed, supra, Glen was overheard by Sojack talking with
other employees about their collective organizing effort; it is not clear,
however, whether this occurred prior to Mecca’s questioning.
26 It does appear that, at some unspecified time, Respondent dis-
charged a group of employees in connection with closing down an entire
department. (Tr. 748–749.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
26
no clue or involvement.
I love this company and my job and I respect to more than you
know and I adore you as a boss. And I hope you can still trust
me.
(GC Exh. 3.) Given the events of the prior 2 weeks, DeStefano’s
denial of any “clue or involvement” (which went without any
other credible explanation) suggest the very motive for which the
actions on which she was about to “get started.”27
DeStefano then proceeded to send Saxe a series of emails,
each of which concerned an employee who would be discharged.
Between 11:26 p.m. and 1:21 a.m., she sent emails about Glick,
S’uapaia, Bohannon, Langstaff, Michaels, and Gasca. Notably,
the most common theme in these emails was DeStefano’s con-
cern with various employees’ “attitude” and the concern that it
might “spread.” Glick, for example, was “badmouthing the
Company and people above her…” and was “a bit of a cancer
around here with her attitude and mouth,” which DeStefano wor-
ried would “spread[] to other employees.” She voiced nearly
identical concerns about Langstaff (“I am concerned with . . . his
attitude spreading”); Michaels (“[h]is attitude has been the prob-
lem . . . I have a feeling that this is ‘just the job’ to him and the
attitude bleeds into the others down there”); and Gasca (“he has
once [sic] of the worst attitudes of anyone I ever worked with.
Constantly complaining about his pay and his hours and all the
times he has ‘busted his ass’ for this company with no apprecia-
tion . . . I cannot have that kind of behavior and attitude spread-
ing and making other employees uncomfortable.” In one of her
emails, DeStefano appeared, in coded language, to disclose what
had suddenly motivated Respondent to clean house: “[i]n trying
to fix moral[e], I can’t have people being rude toward manage-
ment and doing what they want.” (GC Exhs. 4–9.)
Saxe, throughout his testimony, conspicuously attempted to
distance himself from the mass discharge decision, initially
claiming that he had no idea what moved DeStefano to email him
complaints about six employees on the same night. He then tes-
tified that he simply approved a list presented to him by DeSte-
fano of “people she wanted to fire and why.” Finally, he took a
more proactive tack; casting himself as the conscientious execu-
tive, he claimed that he in fact had discussed the discharge deci-
sions with DeStefano (and perhaps Estrada as well) and in-
structed DeStefano to document the reasons why she wanted to
discharge certain employees. As he explained, he was concerned
with having a “good reason” for each discharge—“[y]ou have to
have write-ups or things in writing.” That said, it does not appear
that he actually read DeStefano’s emails prior to the employees
being discharged. (Tr. 89–93, 107–109, 119–120, 130–131,
136–137, 183–184, 261–268, 278–279, 2578.)
Integral to Respondent’s defense is DeStefano’s oft-repeated
claim that Pendergraft’s departure marked the first time she was
ever granted the authority to discipline employees, or even to
document their performance problems. Quite frankly, DeSte-
fano oversold this storyline. Appearing at times to draw on her
skills as a thespian, she recounted the horrors of working under
Pendergraft, testifying that “it was a fight every day,” that
27 Abandoning his typically insouciant manner, Saxe insisted that he
understood DeStefano to refer to Pendergraft’s transgressions, as
Pendergraft screamed at her “every time” she tried to do “any-
thing” and—most relevant to Respondent’s case—that she was
effectively forbidden from documenting any issues she had with
employees’ performance. (Tr. 424, 2567, 2576; see also Tr.
2813 “It was [Pendergraft] who never let me do anything. I was
a little puppy dog.”)
Moreover, Respondent’s own business records undercut her
claims. For example, effective December 27, 2017, DeStefano
issued a written warning to Bohannon over Pendergraft’s express
objection. Moreover, while DeStefano claimed that she was
forced to “sneak around” to address employee issues (“I didn’t
want to get yelled at any more than I already was”), she also
appears, at least by late January, to have engineered a “work
around” whereby she was taking orders directly from Saxe
and human resources without involving him and was also
actively working to undermine him, suggesting to Carrigan
that there was no need for both she and he to run the theater
operation. (GC Exh. 32.) Based on this, it appears that,
while DeStefano and Pendergraft had a somewhat dysfunctional
professional relationship, I do not credit her claims that she was
forbidden from creating the documentation that would typically
precede any of the discharges at issue in this proceeding. Rather,
I find that Pendergraft’s supposed “gag order” on DeStefano was
a mere contrivance designed to excuse the near complete lack of
contemporaneous documentation of the dischargees’ alleged
misdeeds.
B. Individual Dischargees’ Background Facts
As discussed in more detail, infra, Respondent claims that the
decision to discharge seven employees in March and April was
unrelated to their union organizing and instead grew out of a plan
to “restructure” Respondent’s theater operation. As Respond-
ent’s witnesses explained, however, employees were selected for
deselection in this process based on their merits. Accordingly,
what follows is a discussion of each dischargee’s1. work history,
as well as a summary of the events surrounding and/or relied on
by Respondent for each discharge action.
1. Jasmine Glick
Jasmine Glick had a relatively long history with Respondent.
She worked for a year starting in 2015, and then resigned for
family reasons. After being rehired in April 2017, she was sub-
sequently discharged in June 18, 2017, for excessive no-call/no-
shows. Then, in September 2017, she was rehired once again.
Her last position was lighting board operator and spotlight oper-
ator in both the Saxe Theater and V3 Theater. As noted, Glick
was heavily involved in the organizing effort from its inception,
was selected early on to act as the Union’s “liason” to the light-
ing techs and engaged in workplace recruiting of numerous em-
ployees to join the effort. She made her support for the Union
explicitly known to Stage Manager Mecca during the last week
of February when she invited him to join the campaign. (Tr.
1025–1027, 1118, 1362, 1363, 1365, 1368–1369, 1421,1518,
3175; Jt. Exh. 2 at 15–17.)
DeStefano’s first emailed discharge recommendation on
March 15 pertained to Glick. Blaming Pendergraft for failing to
opposed to the union organizing campaign; based on his demeanor, I dis-
credit this testimony.
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
27
discipline Glick in the past, she reported that she was “lazy” and
“a problem” and “constantly” on her cell phone. As noted, supra,
however, the bulk of her recommendation focused on Glick’s
poor attitude, her “bad mouthing the company and people above
her” and expressed the concern about “her attitude spreading to
other employees . . .” (GC Exh. 4.) After returning home from
work on March 17, Glick received a call from DeStefano, who
told her that Respondent was “going to be going in a different
direction with things, doing some restructuring” and hiring
through a third party. According to Glick, she also mentioned
that someone had been reviewing camera footage and that old
policies had not been enforced. Confused, Glick said, “wait, so
you’re telling me I’m fired right now?” to which DeStefano re-
plied, “yes, I’m sorry.” During her testimony, Glick was ada-
mant that DeStefano made no specific mention of her perfor-
mance, tardiness, or cell phone usage.28 During the next 2 days,
she sent DeStefano three text messages asking why she had been
fired, but she received no response. (Tr. 343, 1362, 1371–1372,
1383, 1424, 2699; GC Exh. 63.)
At hearing, Saxe and DeStefano were unsuccessful in settling
on a single, coherent explanation as to why they discharged
Glick. According to Saxe, there were no problems with Glick’s
performance in terms of how she ran the lights during shows.
DeStefano appeared to agree, at least as of February 6, when she
ranked the lighting department employees in order of “reliabil-
ity, attitudes, etc.”—she ranked Glick third of five employees
(ahead of two employees who were not discharged in March).
At hearing, however, DeStefano changed course, claiming that
Glick did have “performance issues,” had missed cues “plenty of
times” and had even generated complaints from cast members,
including a complaint that her missing cues was a safety concern.
This safety complaint was not corroborated by any witness or
documentary evidence. The record is similarly muddled as to
the decisional process that led to Glick’s discharge. According
to Saxe, DeStefano reported that Glick had attendance problems,
and was “just hanging out” at the theater when not on the clock.
DeStefano, by contrast, claimed that, approximately a week be-
fore Glick’s discharge, she told Saxe something quite different:
that Glick was late to performances, “extremely disrespectful”
and “on her phone constantly.”29 Notably, Estrada, who directly
supervised Glick, testified that he had no knowledge as to why
she was discharged and that he had never discussed her perfor-
mance with DeStefano or Saxe. (GC Exh. 83; Jt. Exh. 1; Tr.
104–107, 341, 416–420, 824, 827, 2152–2154, 2693.)
Littered throughout Saxe and DeStefano’s attempts to explain
discharging Glick were references to her poor attitude. Indeed,
despite taking no issue with Glick’s technical performance, Saxe
nonetheless claimed to have long considered her a “terrible em-
ployee” who was “insubordinate” and “immature” and who
should not have been rehired after her first (June 2017)
28 I found Glick to be credible. She appeared to listen carefully to
questions, had a good recall of specifics and presented as a matter-of-
fact, noncombative witness on cross-examination. Her boyfriend is cur-
rent employee Darnell Glen, further lending to her credibility.
29 Glick admitted to using her cell phone while at work and even dur-
ing shows, as did numerous other employees. This problem was appar-
ently so widespread that, on several occasions, management sent remind-
ers to the theater workers about it. (Tr. 1453; R. Exhs. 8–11.)
discharge. He further claimed that he only learned of her subse-
quent rehire in January 2018, at which point he and Pendergraft
agreed that she would be discharged again, but this never oc-
curred. I find Saxe’s claims in this regard thoroughly implausi-
ble. Essentially, he would have me conclude that, despite the
dozens of cameras throughout the theaters and his habit of mon-
itoring them on a regular basis, he failed to notice Glick was still
in his employ, despite the fact he was admittedly familiar with
her appearance.30
DeStefano also took particular issue with
Glick’s “attitude,” describing her as “probably one of the rud-
est people I ever met in my life.” This histrionic spin simply
did not square with Glick in person, who came across as an
intelligent and inquisitive person who was cooperative both
on direct and cross-examination. (Tr. 105, 108–109, 340–
342, 416–417, 420–421.)
Two days after Glick was discharged, Carrigan approved a
PAF documenting the decision which referred to her “long his-
tory of insubordination and attitude” but made no mention of her
supposed tardiness or safety complaints. As with several other
discharged employees, Respondent engaged in an after-the-fact
effort to “boost” the rationale for Glick’s discharge. On April
10, DeStefano drafted a typewritten statement accusing Glick of
having arrived late to work on “numerous occasions . . . causing
the cast and crew to panic,” a claim uncorroborated by any other
witness. (According to Glick, she had in fact come to work late
four times during the last month of her employment. Each time,
however, she texted DeStefano and let her know.)
DeStefano
then listed four times Glick had arrived late in the final month of
her employment. The statement also amplified her claims re-
garding Glick’s cell phone usage, noting that, by using her cell
phone, she “could” have missed cues and upset performers. The
same day, DeStefano sent Carrigan an email in which she further
attempted to “pad” the record regarding Glick’s tardiness by de-
tailing instances of her reporting late starting in January 2018.
(GC Exh. 34 at 2; Tr. 81, 82, 1432–1433.)
2. Taylor Bohannon
Bohannon, an audio technician, was hired on November 1,
2017; along with several others to be discharged in March and
April, she was among the group of workers Devito first invited
to join his online organizing chat group. She “voted” in an online
poll to unionize the theaters and devised the group’s strategy of
selecting a single “liason” employee from each department to re-
cruit more people to join the campaign. She later attended both
in-person organizing meetings, electing to skip the March 13
work call. (GC Exh. 6; Jt. Exh. 2 at 1–4, 7–9; Tr. 1204–1205,
1206–1207.)
Bohannon had received some minor discipline prior to her dis-
charge. Around December 27, 2017, she received a written
warning31 for exceeding her scheduled breaktime and had also
30 Saxe testified that, in 2017, he observed (on his video monitor)
Glick and Glen at the theater engaged in intimacy while Glen was work-
ing. There is no evidence that Glick was disciplined for this, but it cer-
tainly demonstrates that Saxe could easily recognize her on his video
feeds. (Tr. 168–170.)
31 While Bohannan denied receiving any “written discipline” during
her tenure with Respondent, I do not believe she understood this to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
28
been verbally warned not to use her cell phone during a show,
and not to hang out backstage during a work call. Overall, how-
ever, Bohannon was considered a competent, if inexperienced,
audio tech. Indeed, DeStefano described her on March 1 as a
“great audio tech,” and 3 days later, stated, “show wise she is
great.” On March 17, DeStefano called Bohannon at 11:14 p.m.
and left a voice mail. When Bohannon called her back the fol-
lowing day, DeStefano said she was sorry, but her position was
going to be “terminated due to restructuring” based on how she
had run a show. (Tr. 330–331, 1200, 1208–1209, 1214, 1238–
1239, 2609–2610, 3170–3171; GC Exhs. 13, 19; R. Exh. 36.)
According to Saxe, he had received a call in late February or
early March from Gerry McCambridge (McCambridge), the star
of a show at the V Theater, who complained about Bohannon
“ruining his show” by continuously messing up audio cues, and
that the problem was so bad that he had been forced to run the
audio for the show himself from a PowerPoint on his laptop. Re-
spondent introduced an undated, handwritten note from Saxe to
Carrigan purporting to be the notes of his telephone conversation
with McCambridge. Following the telephone call, Saxe set
about conducting “an investigation,” which appears to have in-
volved him speaking with two other performers with whom Bo-
hannon had worked.32
Neither of these individuals testified.
DeStefano attempted to corroborate Saxe’s claims, testifying
that she was “shocked” to learn of the complaints, herself spoke
with all three performers and “confirmed that it was true.” (Tr.
110–111, 331, 3474, 3476–3477; R. Exh. 82.) I found this testi-
mony particularly histrionic (even for DeStefano) and do not
credit it.
McCambridge—who was called as a witness for Respond-
ent—did not corroborate either Saxe’s testimony or his hand-
written notes. He did admit to having a short conversation with
Saxe about Bohannon, whom he accused of being unqualified,
but credibly denied that he had complained that his show had
been ruined or that he had been forced to run his cue track by
himself. His only complaint about Bohannon, he testified, was
that she was inexperienced and would therefore need to consult
with another tech if a problem arose. As he explained, Respond-
ent provided him with techs of varying skill levels, and if he
lacked confidence in a tech, he would run the cues himself by
operating a remote mouse from the stage. Bohannon, he was
clear, was not such an employee, and he had no recollection of
having to run the cues himself when she was his assigned tech.
(Tr. 3144–3145, 3153–3157, 3159.) I found McCambridge’s
testimony highly credible, in particular because he is currently
engaged as a performer at one of Respondent’s theaters; I have,
however, subjected his testimony (as well as that of Bohannon
herself) to stricter scrutiny based on an exchange between the
two after I issued the sequestration order in this proceeding.
On the first day of hearing, while attending the Fremont event,
include written warnings, and therefore do not believe she was intention-
ally deceptive on this point. (Tr. 1212.)
32 Saxe was vague as to whether he contacted these two performers as
part of his “investigation” or whether they contacted him in the days fol-
lowing his conversation with McCambridge. I find the former scenario
far more plausible. (Tr. 112, 3474–3476.)
33 Respondent claims that Langstaff violated my sequestration order
by discussing with fellow dischargee Graham (at the Fremont event)
Bohannon electronically forwarded McCambridge the document
Saxe claims to be his notes from the performer’s telephonic com-
plaint about her (she had requested a copy of it from the Nevada
state unemployment agency). She then proceeded to question
him about whether he had, in fact, told Saxe that she had “ruined”
his show or that he had been forced to take over her cues. In
response, McCambridge essentially previewed for her the testi-
mony he would later give on the subject (i.e., his complaints
about other techs and concern that she was not experienced).
(See R. Exhs. 81, 82; Tr. 3146–3147.)
I am troubled by Bohannon’s conduct. By contacting
McCambridge, she gained prior knowledge, before testifying
herself, of what he would potentially say under oath about his
complaint to Saxe. Under the circumstances, I agree with Re-
spondent that the potential for prejudice to its case was real, but
I do not find the violation so extreme as to render Bohannon’s
testimony incredible as a matter of law. Rather, I have applied
strict scrutiny to testimony adduced by the General Counsel re-
garding the McCambridge complaint, including testimony given
by McCambridge himself on cross-examination. See U.S. v.
Fike, 538 F.2d 750, 757 (7th Cir. 1976), cert. denied 429 U.S.
1064 (1977) (where witnesses discussed certain aspects of their
testimony prior to trial, such conduct is a proper subject for im-
peachment on cross-examination).
3. Alanzi Langstaff
Langstaff worked as a Saxe Theater stagehand for approxi-
mately 1 year until his discharge on March 18. Langstaff did not
participate in the Facebook chat, nor is there any evidence that
he attended any of the in-person organizing meetings. However,
as discussed supra, in late February, Langstaff was observed by
Estrada agreeing to sign a union authorization card, after which
he was immediately warned by Estrada to not be seen consorting
with Graham, who had offered him that card. He was also among
the employees DeStefano, by her March 15–16 email blitz, rec-
ommended be discharged in part, due to their “attitude” prob-
lems. (Tr. 1825–1827, 1887; GC Exh. 2; R. Exh. 43.)
Approximately a month before his discharge, Langstaff did
have a confrontational exchange with DeStefano, in which he
complained that Kostew being assigned cue calling duties con-
stituted favoritism, given her relationship with Estrada. Accord-
ing to Langstaff, DeStefano said the decision had been hers, and
the conversation ended with DeStefano suggesting that she
would look into getting Langstaff more hours. DeStefano’s ver-
sion of the conversation was markedly different; Langstaff, she
claimed, had “cornered her,” gotten “in her face” and yelled at
her. I credit Langstaff’s version.33 DeStefano was prone to em-
bellishment and exaggeration throughout her testimony
testimony that Saxe had given in a prior Board proceeding. I disagree;
by its terms, my order applies only to testimony given by witnesses in
the instant proceeding. Nor do I discredit him, as Respondent urges,
based on his testimony regarding a conversation between his girlfriend
and DeStefano on a matter unrelated to his discharge. There was no true
discrepancy between his recollection and DeStefano’s account of the
conversation in question; rather, it appears that he may have missed hear-
ing part of the conversation. (Tr. 1834–1835; 2672, 2801–2802.)
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
29
regarding Langstaff,34 and appeared intent on presenting a dram-
atized account of this exchange in particular (i.e., “when some-
body that tall and that big is in your face, it’s overwhelming”).
While Langstaff is somewhat physically imposing (at nearly
6’5” and 290 pounds), I found his overall demeanor extremely
low key and pointedly nonconfrontational. (Tr. 375–378, 381–
382, 1830–1832, 1851, 1856, 3288.)
The only other instance of Langstaff being accused of aggres-
sive behavior at work took place in August 2017, when he got
into a work-related dispute with another stagehand, Ivan Barrera
(Barrera). Essentially, Barrera complained that Langstaff had
transferred a rolling prop to him too forcefully, hurting his hands.
Langstaff countered that he had performed properly and accused
Barrera of attempting to micromanage him. The two argued ver-
bally before management broke them up, but no physical contact
was involved. (Tr. 1852–1854, 1860–1865, 3289–3290, 3293,
3314–3315.)
Shortly after midnight on March 16, DeStefano sent Saxe her
email recommendation that Langstaff be among those dis-
charged. She began by stating that there had been problems with
Langstaff “for a while now,” including his “timeliness, work
ethic, attitude and work performance.” She mentioned that
stagehands had complained about Langstaff directly to her, ref-
erenced his past falling out with Barrera and claimed that he was
often late to report to work. She then said (without reference to
his supposedly aggressive tone), “[h]e even pulled me aside
complaining of favoritism from the stage manager. . . .” DeSte-
fano concluded her email:
I personally want the most eager people on these shows and the
ones that are the best we have and I can rely on. I am concerned
with [Langstaff] and his attitude spreading as well as the fact
that he doesn’t seem to care about what we do here or our au-
diences.
(GC Exh. 2.) Two days later, Langstaff received a call from Car-
rigan, who told him that he was being discharged as part of a
“revamp” whereby they were “restructuring the stagehands and
bringing in an outside source.” Approximately an hour later,
Langstaff spoke with DeStefano, who echoed this explanation.
Carrigan approved Langstaff’s PAF the next day, in which
DeStefano noted that he had “a very poor attitude.” (Tr. 733,
1836–1837; GC Exh. 34 at 5.)
At hearing, Respondent’s witnesses offered competing ration-
ales for Langstaff’s discharge. According to Carrigan, Saxe told
her Langstaff was being discharged for being repeatedly tardy to
work. Langstaff, however, denied having a chronic tardiness
problem, and there is no credible evidence that he had ever been
disciplined for being late (or anything else) prior to his dis-
charge.35 In fact, he appears to have been historically granted
flexibility in his reporting time in order to accommodate his fam-
ily obligations. DeStefano alternately claimed that, a few
34 For example, she insisted, without any personal knowledge, that
Langstaff had “thrown” a prop at Barerra; on another occasion, she
claimed to have counseled Langstaff about a particular work-related is-
sue “a thousand times” before reining this in to a more plausible, “mul-
tiple times per week.” (Tr. 375–376, 407, 2666–2667.)
35 I do not believe that DeStefano issued Langstaff a January 26 dis-
cipline for showing up late at work. Presented with this document (as R.
months before Langtaff’s discharge, Barerra had again accused
him of bullying conduct, and that Pendergraft had prevented her
from discharging him at that time. Barrera testified, but notably
did not corroborate this claim. DeStefano further offered that
she had consulted with Estrada about Langstaff, who confirmed
that Langstaff was “abusive to everybody, verbally, just yell-
ing, screaming, tossing things.” Like Barrera, Estrada
failed to corroborate DeStefano’s account. (Tr. 370–372,
407–408, 462, 729–730, 797–799, 1838–1839, 1876–1877,
2659, 3306; R. Exh. 85.)
Although Langstaff’s PAF contained no reference to his Au-
gust 2017 altercation with Barrera, approximately a month fol-
lowing his discharge, DeStefano and Carrigan attempted to rem-
edy this, enlisting Kostew to provide an “eyewitness account” of
the incident, in which she claimed that the two men had argued
outside the theater “for a good 2 hours,” and Langstaff had “for-
cibly thrown” a prop at Barerra. Each of these claims were con-
tradicted by multiple witnesses, including Langstaff and Barerra
themselves. DeStefano (who testified that she “could not recall”
why Kostew had sent her this email) immediately forwarded it
to Carrigan and Saxe. (GC Exhs. 26, 76; Tr. 411, 2078–2080.)
4. Nathanial Franco
Franco was hired as an audio tech in December 2017. Signif-
icantly, he was a personal friend of Devito, a fact Saxe himself
admitted he “may” have known. As one of the original invitees
to Devito’s Facebook group chat, Franco was involved in the
early stages of the organizing effort and “voted” in support of the
Union in an online poll. He also attended the second in-person
organizing meeting on March 13, the night of Saxe’s last-minute
work call. (Tr. 117, 1281, 1283, 1287–1288, 1307; Jt. Exh. 2 at
9.)
Franco was hired despite the fact that he had no prior experi-
ence as an audio tech. He was initially mentored by Devito and
trained on several shows, which involved him “shadowing” the
show’s assigned audio tech. After Devito’s departure, however,
Franco began struggling at his position. As he testified, as soon
he began to learn the cues for a particular show, he would be
transferred to a different one. Around the winter holidays,
Franco’s training period ended and he was assigned to run his
own shows, including “Vegas! The Show” in the Saxe Theater
and a different show in the V2 Theater. Franco readily admitted
that he made mistakes during these productions,36 and it is un-
disputed that DeStefano coached him about hitting his cues on
time. There is no evidence, however, that Franco was ever dis-
ciplined for these mishaps. (Tr. 1283–1284, 1292–1293, 1307–
1310, 1356–1357.)
On March 9, Franco repeatedly played the wrong music dur-
ing a performance of “Vegas! The Show,” which he admitted
was disruptive to the performance and noticeable to the audi-
ence. This mistake, according to DeStefano, generated emailed
Exh. 26), he appeared sincerely never to have seen it before and appeared
to closely examine it during a break in the record. (Tr. 1878; R. Exh.
45.)
36 It is precisely because Franco was so willing to admit to his perfor-
mance problems that I found him an extremely credible witness.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
30
complaints from both the dance captain and Company Manager
Hardin (who was responsible for producing “Vegas! The Show”)
that lead directly to Franco’s discharge. Asked specifically
whether she had received the emails in question prior to dis-
charging Franco, DeStefano responded unequivocally, “yes.”
These emails were not introduced, nor was DeStefano’s
claim corroborated by Hardin (who testified) or the dance
captain (who did not). Saxe and DeStefano’s text messages
reveal that they decided to discharge Franco shortly before 8:30
p.m. on March 14, and had even selected a discharge date—
Monday the 19. They apparently disagreed over how to charac-
terize the discharge; DeStefano suggested to Saxe that the action
would be “just an elimination of position,” which Saxe nixed,
twice reminding her that Franco was being discharged “because
he screwed up the show.” (Tr. 87, 114, 344–346, 461, 1292–
1293, 1308–1309, 3410–3411; GC Exh. 10.)
Two hours later, DeStefano, in the midst of her blitz of emails
seeking Saxe’s “advice” about the dischargees, sent him one
about Franco. Referencing the March 9 performance, she con-
cluded, “I am concerned with his work performance overall. I
have tried every option in this theater to use his talents, so I
would like to know where to go from here.” The following day,
March 15, Saxe responded, noting that he, too, had received
complaints about Franco “from multiple show producers and
performers;” he then instructed DeStefano, “[p]lease terminate
his employment as soon as you have a suitable replacement.”
Later that evening, DeStefano replied, forwarding another com-
plaint about Franco and adding:
[a]s of Monday 3/19/2018 I have coverage for this and if we
would let him go so our shows do not suffer anymore.
Please let me know your thoughts on this.
(GC Exh. 29.) Neither Saxe nor DeStefano offered any expla-
nation as to why, on March 15, they went through the effort of
“recreating” via email the decision to discharge Franco they
had reached the day prior. (Tr. 343, 1288–1290, 2658; Jt. Exh.
2 at 32–34.)
Two months following Franco’s discharge, DeStefano scram-
bled together documentation of Franco’s conduct, emailing Har-
din and the dance captain who had supposedly complained about
him. In an urgent tone, she stated:
Per the text messages I sent you last night, I need those state-
ments on Nathan Franco ASAP please. [Carrigan] and [Saxe]
need them right away.
If you can please send them over we would really appreciate it.
(GC Exh. 20.) Within the next half hour, Hardin and the dance
captain each provided a brief email appraisal of Franco’s perfor-
mance. Neither one referred to having made a prior complaint
about Franco, and the dance captain’s email took a decidedly for-
mal tone, including him introducing himself to DeStefano by
name and title. Most notably, each of the emails echoed generic
complaints about Franco (missed cues, playing the wrong music,
etc.), but neither specifically referred to the March 9 perfor-
mance issues that Respondent claims led to his discharge. Id.
5. Michael Gasca
Gasca was discharged on March 19. He had originally begun
working as a part-time stagehand for Respondent in August
2016. Until his discharge, the only discipline Gasca received
was a verbal warning for absenteeism in September 2017. Gasca
was among the group that DeStefano recommended for dis-
charge on the evening of March 15, but, unlike the other dis-
chargees, he was not involved in the union organizing campaign
that is the main focus of this proceeding. (R. Exhs. 53, 54, 83;
Tr. 1172–1174.)
Gasca had, however, previously made his pro-union stance
known to management. In October 2017, he told Estrada that he
had been offered an opportunity to pursue an apprenticeship with
another union, Teamsters Local 631, with the lengthy application
process set to begin the following January. Estrada instructed
him to submit a written request for Pendergraft to review; Gasca
complied, providing a letter that mentioned that he had a history
of working union jobs through Local 631. Shortly before Janu-
ary, Gasca asked Pendergraft about the status of his request. De-
murring, Pendergraft said he was busy; Gasca testified that his
tone and demeanor suggested that he was displeased. Ulti-
mately, however, Pendergraft agreed to make Gasca an “on call”
employee, which allowed him to pursue the apprenticeship and
continue to work for Respondent at the same time. (Tr. 1143–
1152.)
As an on-call employee, Gasca was called in to work shows
and consistently did so. Between January and February, he suc-
cessfully completed the Local 631’s application process and was
accepted into its apprenticeship program. At some point in Feb-
ruary, DeStefano called Gasca and asked if he would be willing
to go back to part-time status and he declined, stating that the on-
call status was working well for him. Shortly thereafter, Gasca
informed Sojack, Estrada, and Mecca that he would be starting
the Local 631 program on March 9. He then told DeStefano that,
because the apprenticeship was unpaid, he wanted to work extra
hours at the theater if possible. DeStefano said she would get
back to him; she did so later that night, but Gasca was already
asleep and missed the call. When he approached her the follow-
ing day, she demanded to know why he had not returned her call
the night before and said she had been calling to discharge him.
Gasca asked why, to which she stated that he was a bad worker,
had a bad attitude and no backstage experience. She then said
that he was not the only one being fired, and there were about 11
others. Gasca asked if he could say goodbye to his coworkers;
DeStefano refused his request and showed him the door. As had
Glick, Gasca later attempted to get written documentation of the
reason he had been let go, but DeStefano never responded to his
request. (Tr. 1152, 1155–1161, 1169–1170, 1178, 1191.)
I credit Gasca’s version of these events. I found him to be an
earnest witness, who worked hard to answer questions, including
asking for clarification of complex, longer queries. He presented
with a consistent demeanor on both direct and cross-examina-
tion. I also reject Respondent’s suggestion that I should discredit
his testimony because he denied actively participating in the Sep-
tember 1st Freemont Bar conversation with Bohannon alleged to
have violated the sequestration order. Gasca did freely disclose
what he recalled of the discussion, and his testimony on the topic
leads me to believe that, in the bustle of the bar scene, he hon-
estly considered himself a witness, but not a participant, in this
discussion and in any event did not understand the discussion to
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
31
violate my order. (Tr. 1174–1178.)
Respondent’s witnesses appeared to cast around for reasons
why Gasca was discharged. As Counsel for the General Coun-
sel’s first 611(c) witness, Saxe claimed that he had received re-
ports that Gasca was not dependable and not “available,” but the
only lack of availability on Gasca’s part was his approved on-
call status. DeStefano later attempted to portray Gasca as a trou-
bled employee who frequently messed up shows, and whose per-
formance had seriously fallen off once he became an on-call em-
ployee; this was contradicted by Mecca, who critiqued Gasca as
“spacey,” but consistently so.37 As with the majority of the dis-
chargees, Gasca’s alleged performance problems were never
documented, and, until the day of his discharge, he had never
received any performance-based discipline. Once again, Estrada
had apparently been left in the dark; he testified that he had no
idea why Gasca was discharged. At hearing, DeStefano offered
a final, “Hail Mary” rationale for Gasca’s discharge: she had
determined to eliminate “on call” positions. Her testimony on
this point was muddled beyond the point of being credible (“I
mean the position was eliminated, but I didn’t want that as
the reason because that wasn’t the reason I was going to fire
him”). (Tr. 132, 433, 826, 3182.)
On the whole, the evidence suggests that, rather than a sudden
decline in his performance, Gasca—whose union apprenticeship
overlapped with the theater employees’ organizing campaign—
had developed an “attitude” problem. In recommending to Saxe
that he be discharged, De Stefano reported that Gasca “has one
of the worst attitudes of anyone I have ever worked with . . .”
She further warned, “I cannot have that kind of behavior and at-
titude spreading and making other employees uncomfortable.”
At hearing, DeStefano in fact admitted that what she meant by
this was that she did not want other employees to start “com-
plaining” like Gasca. Mecca likewise admitted that, while
Gasca’s performance remained relatively consistent, at a certain
point before his discharge, it was his “attitude” that changed.
Even Gasca’s discharge paperwork focused on this rationale for
discharge, stating, “[w]henever he was in the building his atti-
tude was awful and he was always complaining about
hours/pay.” (Tr. 425–428, 442, 3169, 3195; GC Exhs. 9 & 34 at
6.)
6. Chris S’uapaia
S’uapaia, who had worked as a stagehand since October 2017,
was discharged on March 19. He had become involved in the
organizing campaign in late February. As noted, above, he
overtly rejected Kostew’s personal invitation that he participate
in the March 13 work call and attended the union meeting in-
stead. Two days later, DeStefano included S’uapaia in the group
of employees recommended for discharge, reporting in her late-
37 Contrary to the claims of Respondent’s witnesses, Gasca credibly
denied that he ever “threatened to walk out” during shows. These rather
incredible accusations were supported by no written evidence. (Tr.
1179.)
38 Estrada became visibly uncomfortable when questioned about his
role in S’uapaia’s discharge, and denied having any idea why this deci-
sion was made.
39 I found S’uapaia to be a credible witness. He presented as some-
what nervous, but had a very detailed recollection of events, and in
night email to Saxe that she did not think he was “a good fit” for
the theater operation. There is no evidence that, prior to his dis-
charge, S’uapaia had received any discipline. (Tr. 1456–1457;
GC Exh. 5; R. Exh. 52.)
At hearing, Respondent’s witnesses contradicted each other as
to how and why S’uapaia was discharged. DeStefano claimed
that she and Saxe made the decision to discharge after consulting
with Carrigan, and that “[h]e was discharged for his attend-
ance and his timeliness and his neglect to the schedule.”
Carrigan, however, denied being involved in the decision.
DeStefano also claimed that, 2 weeks before the discharge,
Estrada had reported that he had failed to report to work,
stating that he “just didn’t feel like coming in” and “he had
other things to do.” DeStefano further testified that she had
consulted with Estrada, who had confirmed that they were “on
the same page” regarding the problems with S’uapaia’s schedule
adherence. Estrada flatly contradicted this; indeed it appears that
he had a history of tolerating S’uapaia’s absences, once even
holding his job open for a week while the latter was incarcerated
(something he apparently informed DeStefano of).38 Saxe like-
wise failed to corroborate DeStefano’s testimony regarding
S’uapaia. Rather than being part of the decision making, he
claimed to have merely been “informed” of the decision to dis-
charge S’uapaia. According to Saxe, DeStefano reported to him
that S’uapaia was unreliable, had a bad attitude and had missed
shows because he was incarcerated. (Tr. 87, 128–131, 351–352,
355, 801–804, 2104, 2704–2705, 2783–2784.)
On March 19, DeStefano discharged S’uapaia in person, tell-
ing him that Stage Manager Sojack had complained about him,
specifically because he was unable to move backwards due to a
leg injury. It is true that, ever since he began working for Re-
spondent, S’uapaia had been physically limited in his ability to
walk backwards at speed while carrying something. It is like-
wise true that, until March 19, Respondent had consistently ac-
commodated this limitation (either by reassigning him or allow-
ing him to get assistance from coworkers), and he was therefore
able to perform his duties without issue.39
Significantly, alt-
hough Sojack testified, he did not corroborate DeStefano’s claim
that he had complained about accommodating S’uapaia, testify-
ing instead that he had merely raised the issue of accommodating
him. (Tr. 1463–1468, 1492–1493, 3211–3212.)
7. Zack Graham40
Graham worked as a stagehand from August 2014 until his
discharge on March 21. During the last 3 months of his employ-
ment, Graham also called cues. By all accounts, Graham was
considered a talented, dependable worker who knew multiple
tracks. Estrada, who referred to Graham as his “right hand man,”
clearly considered him a talented stagehand; as he explained,
particular of this conversation. I do not credit DeStefano’s testimony
that she, in fact, informed him that he was being discharged for repeat-
edly being unavailable for work. As noted, infra, this “reason” was not
corroborated by any management witness and, appears to have been
crafted after the fact.
40 As set forth, supra, I have rejected Respondent’s claims that Gra-
ham’s discussion with Langstaff at the Fremont event violated my se-
questration order.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
32
Graham was able to perform two tracks at the same time, which
is “very rare.” At least as of February 6, DeStefano apparently
agreed with Estrada’s assessment; she ranked Graham fifth of 21
stagehands in her “reliability, attitudes, etc.” rankings. There is
no evidence that, prior to his discharge, Graham had ever been
disciplined. On February 21, Graham broke his arm in an acci-
dent unrelated to his work for Respondent; he alerted Estrada
that day and said he was going to be off work while recovering.
On February 24, DeStefano texted him, “[s]o sorry to hear you’re
hurt” and requested that he email her a scanned copy of his “doc-
tor’s note.” Two days later, Graham complied, emailing her a
“Work Release Form” indicating that he could return to work but
only with restrictions, including no heavy lifting. Graham re-
ceived no response or followup from DeStefano about his leave,
either by text or telephone. (Tr. 397, 653, 847, 1647, 1648, 1654,
1663, 1664, 1706, 1728–1729, 3098–3099; GC Exhs. 23, 34, 66,
84; R. Exhs. 18, 41.)
Despite his medical leave, Graham remained active in seeking
to convince his coworkers to join the organizing campaign; he
appeared at the Saxe Theater on at least a weekly basis to visit
with his coworkers, discuss the Union, and publicize upcoming
organizing meetings. As I have found, Estrada, DeStefano, and
Saxe became aware in late February that Graham was circulating
union authorization cards, and, during the same month, Estrada
expressly warned another employee—Langstaff—to steer clear
of him. As discussed, on March 1, Graham also solicited Es-
trada directly (if unsuccessfully) to join the union cause, unper-
turbed by the latter’s negative reaction. Later that same day, he
discussed his need for medical leave with DeStefano, who as-
sured him that his job was safe and would be waiting for him.
(Tr. 1517–1518, 1651–1653, 1718, 1825–1827, 1872.)
During the next 3 weeks, Graham continued on his leave, and
heard nothing from DeStefano. On March 21, however, she
texted him with a tone of urgency, asking “[c]an you get on your
Paycom??” (referring to Respondent’s online payroll system). A
few hours later, she texted him, “I’ve been trying to reach you
for weeks unsuccessfully through calls and texts;” Graham re-
sponded, via text, that he had logged into Paycom and had re-
ceived no calls or texts from her. Approximately 15 minutes
later, DeStefano sent Saxe an email recounting her purported at-
tempts to contact Graham. Making no mention of the “Work
Release Form” Graham had submitted on February 26, she stated
that she had decided to discharge him on March 1, but had been
unable to reach him to inform him of the fact. She specifically
noted that, as of March 1, she had made “multiple attempts to
contact him” about his medical documentation, as had human re-
sources, Estrada and other stagehands.41 DeStefano closed her
email with a request that Saxe advise her how to proceed. Saxe
and DeStefano then spoke (apparently by phone) and, as Saxe
testified, concluded that Graham’s conduct constituted job aban-
donment. Saxe instructed DeStefano to discharge him. (GC
Exh. 11; Tr. 85–86, 134, 188–189, 253, 2065, 3478–3479.)
Approximately 1 hour and 20 minutes after her email to Saxe,
41 I do not credit DeStefano’s uncorroborated testimony that she, in
fact, attempted numerous times to contact Graham; it does appear that,
during this period, Estrada and Kostew did attempt to contact Graham “a
couple of times” and left messages (i.e., asking “what’s going on?” and
DeStefano responded to Graham’s last text as follows:
On February 22nd, 2018 you informed me that you broke your
arm and would not be able to work. I asked you to provide a
doctors [sic] note but you never did and you did not respond to
any of my repeated calls or text, until now, a month later! An-
yways, you were termed a while ago for job abandonment and
failure to comply with the company policies & procedures.
(Tr. 1664, 1710, 1727; GC Exh. 66.) Two days later, DeStefano
completed a PAF indicating that Graham had been discharged on
March 1 (the day he unsuccessfully solicited Estrada to join the
union and DeStefano assured him that his job was safe). Nota-
bly, Estrada—Graham’s supervisor—was not involved in the
discharge decision or even given advance warning that it was
going to happen. Testifying that he disagreed with the decision,
he said he was shocked to learn that Respondent had discharged
his top performing stagehand. (Tr. 397, 807–808; GC Exh. 34 at
8.)
8. Kevin Michaels
Michaels was discharged on April 2, after a relatively long (2-
1/2 year) tenure as a stagehand. DeStefano had recommended
him for discharge shortly after midnight on March 15, as part of
her barrage of emails to Saxe, but, because Michaels performed
a particularly challenging track, it took time to train somebody
to replace him. Prior to his discharge, Michaels had never re-
ceived discipline and was a well-regarded employee; the record
contains numerous instances of him taking the initiative in im-
proving the quality of theater productions. In her February 6
rankings of the stagehands, Michaels was ranked seventh out of
21. (Tr. 358–360, 466–467, 514–1515, 1528–1529, 1570–1571,
2616, 2774–2775; GC Exh. 84; R. Exh. 38.)
Michaels became involved in the organizing campaign during
the week of March 12, when Graham sent him a text about the
March 13 union meeting. Michaels did not have a Facebook ac-
count, so he was not involved in the group chats, but Glick kept
him abreast of the online organizing effort. Michaels also spoke
with Graham about the Union during the latter’s visits to the the-
aters during his medical leave and, in turn, relayed Graham’s up-
dates to coworkers. Along with Glick, he was instrumental in
planning the date and venue for the March 13 meeting and in-
formed a number of employees about the meeting once it was
scheduled. As discussed, he conspicuously departed early from
the last-minute work call on the 13th (to Estrada’s apparent con-
sternation) in order to attend that meeting. (Tr. 397, 1647, 1516–
1522, 1549.)
Three days later, when DeStefano emailed Saxe her discharge
recommendations, Michaels was the second one she sent. While
acknowledging that he was a hard worker, she noted, “[h]is atti-
tude has been the problem as well as following my schedule.”
Without elaborating, she then mentioned that Michaels had “dis-
regarded” a work call and that Estrada had complained that he
had a bad attitude and was only willing to perform his assigned
track. Mentioning Michaels’ “attitude” a total of four times, she
“how’s your arm?”), but there is no evidence that they put Graham on
notice that he needed to provide further medical documentation to pre-
serve his position. (Tr. 1653–1654, 3120.)
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
33
concluded, “[i]n trying to fix moral [sic], I can’t have people be-
ing rude toward management and doing what they want.” In fact,
it appears that management had long permitted Michaels wide
latitude as to when he clocked in and out, in relation to his offi-
cial scheduled hours. Indeed, he readily admitted to diverging
from his assigned hours on multiple occasions and frequently
clocking in early to set up the stage for the show. This practice
appears to have been implicitly condoned by Estrada, and there
is no credible evidence42 that, prior to Michaels’ discharge, it
ever resulted in him receiving any discipline or counseling. (Tr.
1567, 1580–1582; GC Exh. 8.)
Having secured Saxe’s approval of the discharge, DeStefano
called Carrigan and arranged for her to deliver the news. As Car-
rigan testified, DeStefano told her that Michaels was to be dis-
charged for not showing up for work, only being willing to per-
form his assigned track and refusing to do anything else, and, as
she put it, “not really being a team player.” On April 2, Michaels
received a voice mail message from Carrigan that he was to call
her in human resources before he next reported to work. The
next day, he reached Carrigan, who informed him that he had
been discharged for insubordination, bad work attitude and poor
work performance; she also documented these reasons in his
PAF. (Tr. 735, 1527–1528, 2161; GC Exh. 34 at 9.)
Respondent’s witnesses struggled to present a consistent or
credible story that explained Michaels’ discharge. DeStefano
claimed that both Estrada and Saxe were involved in the deci-
sion. Estrada, she testified, agreed with her that Michael’s
schedule adherence was a problem and that he should be dis-
charged. Estrada, who had supervised Michaels for 2 years, ini-
tially testified that he only learned of his discharge on the day it
occurred; as with other discriminatees, he appeared eager to dis-
tance himself from the decision, stating that he had no idea what
had happened. Saxe likewise initially denied being involved in
the decision to discharge Michaels, stating that DeStefano
simply informed him of the decision. Later, each of them half-
heartedly reversed course, claiming that they had, in fact been
involved in the decision, with Estrada offering that “probably” a
couple of months earlier, he had complained to DeStefano about
Michaels. Saxe, for his part, claimed that DeStefano had re-
ported that Michaels was “lazy” and shown up late for work,
something no other witnesses had mentioned. (Tr. 86–87, 136–
137, 358–359, 788–794, 3120–3121.)
C. Alleged Sequestration Order Violations Regarding the
Discharge Decisions
Saxe served throughout the hearing as Respondent’s Fed. R.
Evid. 615(c) designated representative and, as such, was explic-
itly exempted from the sequestration order. However, during the
42 I do not credit DeStefano’s claims that she spoke with Michaels
multiple times in January about his schedule adherence. This testimony
appeared rehearsed and vague. Instead, I credit Michaels, who testified
that the only time he ever spoke with her about schedules was when he
complained that her scheduling was inefficient, because it did not permit
him to get required work calls completed. (Tr. 1567.) He presented as a
low-key, genuine witness not prone to exaggeration, listened carefully to
questions, and was cooperative on cross-examination.
week of October 15, he provided certain transcripts from this
proceeding to DeStefano, delegating to her the task, assigned to
him by his in-house attorney, of reviewing these transcripts.43
Saxe initially testified that the stack of transcripts was an inch
high, but then (after DeStefano testified that it was about 6
inches) revised his testimony, claiming that it was approximately
3 inches. (Tr. 2527–2530, 2533, 3071–3072.)
DeStefano testified that the transcripts Saxe assigned her to
review contained the testimony of Prieto, Petty and Gasca, as
well as her own testimony. Specifically, she recalled reviewing
one of these employees’ testimony regarding Respondent’s post-
ing of election-related notices, as well as Gasca’s testimony re-
garding his request for a leave of absence. According to DeSte-
fano, she spent “maybe a couple of hours” reviewing the tran-
scripts. After reviewing the transcripts, she was called by Re-
spondent to testify in its case.44 During this testimony, DeSte-
fano appears to have made no substantive reference to the subject
of Respondent’s notice postings, nor to any subject of Prieto’s
testimony. She made only a passing reference to Petty (claiming
that his show-call schedule changed around the time she changed
Tupy and Glenn’s hours). Gasca, however, was a different mat-
ter; over the objection of counsel for the General Counsel, Re-
spondent’s counsel examined DeStefano extensively regarding
the circumstances of, and Respondent’s various rationales for,
discharging him. (Tr. 2540–2827, 2535–2536, 2550–2552,
2577–2578, 2709–2723, 3072, 3080, 3087.)
There is no avoiding the conclusion that Saxe and DeStefano’s
overtly partisan conduct constituted a violation of the sequestra-
tion order, which clearly forbade providing a witness such as
DeStefano with transcripts during the course of the hearing.
Moreover, her review of Gasca’s transcript certainly taints her
subsequent testimony on the subject of his discharge. It is less
clear, however, what remedy the General Counsel seeks for this
conduct, in that no motion to strike was filed with respect to any
particular testimony.45 Under the circumstances, I find it appro-
priate to apply stricter scrutiny to DeStefano’s testimony given
following her transcript review on the subject of Gasca’s em-
ployment and Respondent’s proffered rationales for discharging
him.
D. Legal Analysis of Theater Department Mass
Discharge Allegations
1. The legal standard
Where, as here, an employer is shown to have engaged in a
mass discharge for the purpose discouraging employees from en-
gaging in union activity, or retaliating against them for such ac-
tivity, the General Counsel need not establish each individual
employee’s union activity and knowledge, or that all union
43 There is no evidence indicating that any counsel representing Re-
spondent intentionally caused DeStefano to review any witness tran-
script.
44 See Tr. 2540–2827.
45 The General Counsel’s post-hearing brief instead appears to argue
that, based on Respondent’s failure to produce video evidence to the con-
trary, I should make an adverse inference that DeStefano in fact reviewed
additional transcripts. I find such an inference unjustified, considering
that there is no definitive proof that such video evidence would have ac-
tually disclosed which documents she reviewed.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
34
adherents were laid off. Delchamps, Inc., 330 NLRB 1310, 1317
(2000); Weldun International, 321 NLRB 733, 734 (1996), enfd.
mem. in part 165 F.3d 28 (6th Cir. 1998). As one court of ap-
peals has explained, “[t]he rationale underlying this theory is that
general retaliation by an employer against the workforce can dis-
courage the exercise of section 7 rights just as effectively as ad-
verse action taken against only known union supporters.” Birch
Run Welding & Fabricating Inc. v. NLRB, 761 F.2d 1175, 1180
(6th Cir. 1985). Thus, instead of showing a specific correlation
between each dischargee’s union activity and his or her dis-
charge, instead, the General Counsel’s burden is to establish that
the mass discharge was implemented to discourage union activ-
ity or in retaliation for the protected activity of some of the em-
ployees. Hudson Moving & Storage Co., 322 NLRB 1028, 1033
(1997); We Can, Inc., 315 NLRB 170 (1994); Davis Supermar-
kets, 306 NLRB 426 (1992); ACTIV Industries, 277 NLRB 356,
356 fn. 3 (1985); Pyro Mining Co., 230 NLRB 782 fn. 2 (1977).
2. The General Counsel established a prima facie case of dis-
criminatory mass discharge
The credible evidence overwhelmingly establishes that Re-
spondent discharged eight employees shortly after learning that
a union organizing campaign was underway at the theaters, in
retaliation for the protected conduct of at least some—if not all—
of them. The Board has consistently held, in a mass discharge
case, such timing itself raises a strong inference of both
knowledge and animus. See, e.g., Gunderson Rail Services,
LLC, 364 NLRB No. 30, slip op. at 30 (2016) (citing Best Plumb-
ing Supply, 310 NLRB 143, 144 (1993)).
Here, there is ample evidence that Respondent learned of spe-
cific evidence of employee organizing shortly before Saxe and
DeStefano determined to discharge a group of union adherents.
Half of the dischargees (Glick, Bohannon, Graham and Franco)
were members of Devito’s online organizing group chat, to
which Mecca had access.46 Management learned mere weeks
before the discharges that Graham was soliciting cards for the
Union, and both Graham and Prieto discussed union meetings
with managers. After Graham invited Estrada to the March 13
organizing meeting, it could not have gone unnoticed that Gra-
ham, Glick, S’uapaia, Franco, and Bohannon skipped the work
call scheduled for the same night, and Estrada appeared visibly
upset that Michaels left the work call early. Under these circum-
stances, the “dramatic timing” of the mass discharge “hard on
the heels” of Respondent’s learning of the organizing campaign,
“strongly supports an inference of animus and discriminatory
motivation.” Saigon Gourmet Restaurant, Inc., 353 NLRB
1063, 1065 (2009); see also American Wire Products, Inc., 313
NLRB 989, 994 (1994) (citing Mini Togs, Inc., 304 NLRB 644,
648 (1991); Vemco, Inc., 304 NLRB 911, 912 (1991)).
I also find that the General Counsel has proven that Respond-
ent harbored animus toward the dischargees’ organizing activity.
The most striking evidence of this fact is mathematical: of those
discharged, 100 percent were union adherents. The Board, sup-
ported by the courts, has long held that, absent a reasonable ex-
planation, the disproportion between the number of union
46 Mecca did not deny reporting to upper management his knowledge
of the employees’ online discussion; therefore, I find that his knowledge
of the Facebook group chat is properly imputed to Respondent. See State
adherents versus other employees may constitute persuasive ev-
idence of discrimination. Meyers Transport, 338 NLRB 958,
972 (2003); Huck Store Fixture Co., 334 NLRB 119 (2001);
Glenn’s Trucking, 332 NLRB 880 (2000); American Wise Prod-
ucts, 313 NLRB 989, 994 (1994); Camco, Inc., 140 NLRB 361,
365, enfd. in part 349 F.2d 803, 810 (5th Cir. 1965); see also
Power, Inc. v. NLRB, 40 F.3d 409, 418 (D.C. Cir. 1994); Ballou
Brick Co. v. NLRB, 798 F.2d 339, 343 (8th Cir. 1986), NLRB v.
Nabors, 196 F.2d 272, 375–376 (5th Cir. 1982); Hedison Mfg.
Co., 249 NLRB 791, 804 (1980); NLRB v. Chicago Steel Found-
ary, 142 F.2d 306, 308 (7th Cir. 1944).
Here, Respondent would have me find that the 100 percent
union adherent composition of the discharged group is simply
coincidental. As the Board has noted in rejecting a similar claim,
“[w]hile it may be theoretically possible that the Respondent
may have fortuitously selected for termination only those em-
ployees active in the Union, common sense and the laws of math-
ematical probability indicate that such fortuity was highly im-
probable.” Camco, Inc., 140 NLRB at 365. I find a similar con-
clusion is appropriate here and specifically find Respondent’s se-
lection of a homogeneously pro-union discharge group to be
“very persuasive evidence of discrimination.” NLRB v. Chicago
Steel Foundry, 142 F.2d at 308.
I also note that the record is rife with evidence of animus
against the employees’ organizing activity, including 8(a)(1) vi-
olations by Estrada, Mecca, and Saxe himself. Dynasteel Corp.,
346 NLRB 86, 88 (2005) (“Respondent’s numerous 8(a)(1) vio-
lations provide evidence of its anti-union animus”). Moreover,
while unalleged, other conduct strongly suggests an anti-union
motive. This includes Estrada’s vow to “put an end to this union
shit”—made only 5 days before the mass discharge decision.
Stoody Co., 312 NLRB 1175, 1182 (1993) (animus can be based
on unalleged conduct, and on conduct that does not necessarily
violate of the Act); Gencorp, 294 NLRB 717 fn. 1 (1989) (con-
duct not found to be a violation may still be used to show ani-
mus). Finally, Respondent’s unlawful motivation is further evi-
denced by its outsized concern over the individual dischargees’
poor “attitudes” and potential contagion of the wider work-
force—a classic euphemism for union organizing activity. See
Blue Star Services, 328 NLRB 638, 639 (1999); Schaumburg
Hyundai, 318 NLRB 449, 458 (1995); Boyer Ford Trucks, Inc.,
254 NLRB 1389, 1395 (1981). This is especially so with respect
to especially high performing employees, such as Graham and
Michaels. See Hertz Corp., 184 NLRB 445, 446 (1970) (man-
ager’s characterization of employee as “troublemaker” could
only have referred to her suspected union activities given that
she was considered one of the best employees), enfd. 449 F.2d
711, 714 (5th Cir. 1971).
Finally, the strong inference that Respondent acted out anti-
union motivation is further validated by the abrupt and slap-dash
manner in which the discharges were carried out. Respondent
offered no plausible explanation for DeStefano’s rush to provide
Saxe with a series of late-night emails seeking his “advice” on
how to deal with an apparent rash of employee shortcomings and
Plaza, Inc., 347 NLRB 755, 757 (2006); Dobbs International Services,
335 NLRB 972, 973 (2001).
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
35
misdeeds, or for leaving both Carrigan (of human resources) and
Estrada (who supervised several of the discharges) out of the de-
cisionmaking process. In addition, the record reveals that DeSte-
fano, Saxe, and Carrigan engaged in deliberate, 11th-hour (and,
at times, after-the-fact) efforts to “paper up” individual discharge
decisions with ex post facto documentation. These post-dis-
charge attempts to “document” employees’ alleged poor perfor-
mance (such as those attributed to Glick, Langstaff and Franco)
are additional evidence that Respondent’s proffered reasons for
discharging the employees are pretext fabricated to disguise an
unlawful motive.
Moreover, further evidence of animus is found in the conspic-
uous lack of a convincing rationale for the discharge actions.
Prior to being discharged, Langstaff, Franco, S’uapaia, Graham,
and Michaels had never been disciplined. Graham and Michaels
were highly ranked in terms of “performance and attitude” by
DeStefano in early February. Gasca and Bohannon had received
only minor discipline, and Bohannon was considered “great” at
her job. While Glick had been previously discharged for absen-
teeism, she was subsequently rehired. Against this backdrop,
many of the proffered explanations for the discharges were re-
vealed at trial to be transparent fabrications. These include Bo-
hannon’s supposedly “ruining” a show (a claim denied by the
performer, McCambridge) and Langstaff’s violent conduct (un-
corroborated by his alleged “victim,” Barrera). In other cases,
Respondent’s claimed that the discharge decision was motivated
by conduct that it had long condoned. This was the case with
both Graham (who was on an approved medical leave of ab-
sence) and Michaels (who had historically been granted leeway
as to when he reported for work).
Respondent’s witnesses also struggled throughout the hearing
to agree on a consistent rationale for selecting individual em-
ployees for their “restructuring,” including Glick (missed cues
vs. attendance vs. cell phone use); Langstaff (attendance/timeli-
ness vs. laziness vs. bullying conduct vs. physical violence);
Gasca (lack of backstage experience vs. lack of availability vs.
elimination of on-call positions); and S’uapais (physical limita-
tions vs. attendance/timeliness issues vs. laziness).
Board law teaches that when an employer shifts defenses for
a discharge, it is reasonable and justifiable to conclude that none
of its rationales is the real reason but that the termination was in
fact the result of an unlawful motive. See Approved Electric
Corp., 356 NLRB 238 (2010) (“[t]he Board commonly recog-
nizes such shifting rationales as evidence that an employer’s
proffered reasons for discharging an employee are pretextual”);
City Stationery, Inc., 340 NLRB 523, 524 (2003); Jacee Electric.
Co., 335 NLRB 568 (2001) (“the Respondent’s varying ration-
ales for its conduct lead to the inference that the real reason for
the layoff is not among those asserted by the Respondent”), enfd.
56 Fed.Appx. 102 (3d Cir. 2003); GATX Logistics, Inc., 323
47 I decline to find, as the General Counsel urges, that the presence of
numerous cameras throughout Respondent’s facilities warrants an infer-
ence that it was aware of employees’ onsite organizing activities. As
discussed in more detail, infra in connection with my analysis of the Un-
ion’s Objection 10, I find insufficient record evidence to make such an
inference, such as actual video footage of employees engaging in such
activities. As the Supreme Court has cautioned the Board, presumptions
of fact “must rest on a sound factual connection between the proved and
NLRB 328, 335 (1997) (“[w]here . . . an employer provides in-
consistent or shifting reasons for its actions, a reasonable infer-
ence can be drawn that the reasons proffered are mere pretexts
designed to mask an unlawful motive”).
Based on the foregoing, I find the General Counsel has estab-
lished that Respondent’s antiunion animus was a motivating fac-
tor in the decision to discharge employees Glick, Bohannon,
Graham, Gasca, Langstaff, Franco, S’uapaia, and Michaels.47
3. Respondent’s “restructuring” defense fails
Based on the above, the burden shifts to the Respondent to
prove it would have discharged Glick, Bohannon, Graham,
Gasca, Langstaff, Franco, S’uapaia, and Michaels even in the ab-
sence of union activity. In this regard, Respondent urges me to
find that the mass discharge that occurred in the midst of an on-
going organizing campaign in fact grew out of plan to “restruc-
ture” its theater operation that was hatched in January (i.e., be-
fore the onset of the campaign). As a preliminary matter, Re-
spondent’s business records do not support this version of
events; indeed, the only documentary evidence of a “restructur-
ing” operation being considered prior to March was a proposal
to eliminate unnecessary hours and convert certain full-time po-
sitions to part-time that would have eliminated only one position
(in Respondent’s wardrobe, not theater, department). (Tr. 130–
131, 193–194, 464, 479, 480, 677, 2579; R. Exh. 29; GC Exh.
32.)
Notably, Respondent’s witnesses could not agree on when—
and how—the “restructure” came to be. As Saxe testified, in
January, he and DeStefano decided to compile a list48 of employ-
ees to be discharged (or, as he put it, as “shit list of who sucks”).
He further testified that a “handful”—but not all—of the dis-
charges were decided that month. Saxe never credibly explained
why, having supposedly determined to discharge employees in
January, Respondent failed for approximately 3 months to carry
through with this plan. Pendergraft was vaguely blamed; Saxe
claimed that the former manager had “lied and said he was han-
dling things,” but never actually asserted that those “things” in-
cluded discharging a group of employees. (Tr. 258–260.)
DeStefano contradicted Saxe’s version of events. According
to her, the “restructure” was a plan she devised to eliminate po-
sitions after Pendergraft’s departure. (Tr. 457–458, “I found a
way to restructure . . . I could run it with less people.”; “Jason
left. I finally put paper to pen and started figuring out how to
restructure.”) She was adamant that, although she wanted to
give Saxe the names of employees she felt should be dis-
charged (who happened to include Hill, Glick, Tupy,
Michaels, Gasca, Langstaff, and Franco), Pendergraft had this,
and she and Saxe therefore only discussed the fate of individ-
ual employees in mid-March after Pendergraft had been fired.
At hearing, DeStefano attempted to “Bondo” the cracks in
inferred facts.” NLRB v. Baptist Hospital, Inc., 442 U.S. 773, 787
(1979) (citing Republic Aviation Corp. v. NLRB, 324 U.S. 793, 804–805
(1945)).
48 According to Saxe and DeStefano, the process involved Estrada and
DeStefano making discharge recommendations and there was no actual,
physical list; Estrada, to the contrary, claimed to have provided a hand-
written list to DeStefano of his recommendations. No list was introduced
into evidence. (Tr. 131, 479, 791–793, 834–835.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
36
Respondent’s restructuring story, offering a tempered version of
Saxe’s “January” story that accommodated her own claims to
have had her hands tied by Pendergraft during that period. Saxe,
she claimed, “had wanted to restructure for a while” and had
been “talking about it” before Pendergraft’s departure and in Jan-
uary, after Pendergraft rejected her proposal to discharge em-
ployees, she emailed Saxe “behind [Pendergraft’s] back,” report-
ing—without naming individual employees—that certain theater
employees were poor performers with poor attitudes. No such
email was introduced. Later, DeStefano ramped up her effort to
synch her story with Saxe’s, claiming that he had mentioned re-
structuring in production meetings as early as November 2017.
I found this testimony, which was corroborated only by Saxe,
highly coached and unconvincing. (Tr. 457–458, 475–479,
2570–2571, 2770, 3468–3469.)
Saxe and DeStefano’s efforts resulted in a thoroughly untena-
ble narrative whereby they, for months, secretly schemed to
overhaul Respondent’s work force by identifying poor perform-
ers (without contemporaneously documenting these individuals’
apparently varied and multiple shortcomings and without arrang-
ing for any employees to replace them) and then, approximately
2 weeks after learning that these very employees were organizing
for representation, summarily discharged them amid a flurry of
backdated documentation. Blaming Pendergraft for everything
but the weather was necessary but ultimately insufficient to ex-
plain Respondent’s conduct, including discharging employees
DeStefano had only weeks before the organizing campaign
ranked highly in terms of reliability and attitude. Ultimately, in
the face of the General Counsel’s substantial prima facie case,
Respondent’s claimed storyline—which bore all the hallmarks
of being constructed for the courtroom—simply collapsed under
its own weight. I find that Respondent therefore failed to meet
its burden under Wright Line,49 and that the General Counsel has
established that Respondent discharged Glick, Bohannon, Gra-
ham, Gasca, Langstaff, Franco, S’uapaia, and Michaels, in each
case, based on their union activities, in violation of Section
8(a)(3) of the Act.
As discussed, supra, the Union ultimately lost a Board-con-
ducted election on May 17, in which the ballots of Hill,
Michaels, Glick, Graham, Bohannon, Franco, and Langstaff
were challenged. As the vote tally indicates that these chal-
lenged ballots would have been determinative in the election re-
sults, I will recommend that the Regional Director be ordered to
open and count them and prepare a revised tally of ballots.
Should that revised tally of ballots show that the Union has re-
ceived a majority of the valid ballots cast, the Regional Director
should then issue a certification of representative.
49 I note that, separately and independently, the proven false and pre-
textual nature of Respondent’s proffered rationales for each of the dis-
charges, coupled with the ample additional evidence of Respondent’s
discriminatory intent, resolves the Wright Line with respect to each dis-
charge by rendering impossible Respondent’s effort to rebut the General
Counsel’s case. See David Saxe Productions, 364 NLRB No. 100, slip
op. at 4 (2016); Frank Black Mechanical Services, 271 NLRB 1302,
1302 fn. 2 (1984). For this reason, I do not consider or address Respond-
ent’s proffered “comparator” evidence in support of certain individual
discharges.
E. Kostew is Assigned Cue Calling Duties [Compl. ¶ 6(u)]
The General Counsel alleges that, in mid-April, Respondent
rewarded antiunion employee Kostew, in violation of Section
8(a)(3) of the Act, by assigning her cue calling duties.
1. Facts
As indicated earlier, calling cues amounts to a “track,” albeit
one more complex and challenging than the other tracks, as it
involves acting as a liason between the stage crew and the per-
formers, as well as coordinating the other stagehand tracks and
ensuring that they are performed according to plan. Cue calling
is typically the responsibility of a stage manager, and there was
consensus among the employee-witnesses that, for a stagehand,
it is considered a prestigious assignment. In the case of the Saxe
Theater, the track was typically performed by Estrada, although
stagehand Graham took over the role when Estrada was off. Em-
ployees testified that Kostew’s assignment was widely inter-
preted as a sign that she was on track for a promotion to manage-
ment, and employees even started referring to her as “boss” and
“new boss.” As Franco testified, he assumed that Kostew
“linked to management,” because “she was in a romantic rela-
tionship with the stage manager and was taking on responsibili-
ties that were above a spotlight operator.” (Tr. 781–783, 920,
932, 1351, 1648, 1729–1730, 2327–2328, 3165–3168, 3178–
3180, 3203–3205; GC Exh. 61.)
Following Graham’s March 21 discharge, Estrada announced
to the Saxe theater stagehands that Kostew was going to be the
new cue caller. According to Kostew’s Facebook posts, it ap-
pears that she began training for the track in early April and
started running it solo on April 22.50 Prior to receiving this as-
signment, Kostew had been a stagehand and occasionally filled
in for the spotlight operating track; according to Saxe, the job of
operating a spotlight is an “easier,” more “entry-level” position
at his theaters. DeStefano, who selected Kostew for the assign-
ment, had ranked her harshly in early February: 15th out of 21
stagehands. (R. Exhs. 30, 31; GC Exh. 84.) (GC Exhs. 60, 61;
Tr. 61, 914, 920–921, 926, 1830, 3095–3096.)
DeStefano struggled to explain why she selected Kostew for
the cue calling track. First, she testified, she selected Kostew
because of her “reliability” and ability to run multiple tracks;
when confronted with the low ranking she had assigned to
Kostew in February, she claimed that, while Kostew’s skills had
remained level, her “attitude” improved when Pendergraft left,
convincing DeStefano that she deserved the assignment. Estrada
was evasive when questioned about Kostew’s cue calling duties,
insinuating that she had been only temporarily assigned to re-
place Graham as his (Estrada’s) backup and was no longer per-
forming the track. He also downplayed the number of times she
50 DeStefano claimed to have selected Kostew to take over for Graham
earlier, in February, when he initially began his medical leave. This tes-
timony is inconsistent with Kostew’s Facebook posts, and, given DeSte-
fano’s propensity to embellish and even outright fabricate on behalf of
Respondent’s case, I do not credit it. DeStefano also claimed that she
selected an additional stagehand, Joseph Slezak, to fill in for Estrada.
(Tr. 2753–2754.) As discussed, infra, even assuming the accuracy of this
claim, I do not find it material to my analysis, as the record contains no
evidence as to this individual’s union sympathies (or lack thereof).
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
37
had performed the track, claiming that she only called cues “a
couple” of times, later revising this to three or more times over
the course of “as couple of weeks.” Kostew, however, testified
that she was still performing the track, often times when Estrada
was himself at the theater. (Tr. 921, 2786–2789, 3096, 3134.)
2. Analysis
While conduct alleged as violative of Section 8(a)(3) typically
consists of an adverse action51 taken against a union adherent, an
employer may also be guilty of discriminatory conduct where it
takes a positive action with respect to an anti-union employee for
the purpose of rewarding and encouraging that individual’s anti-
union views or conduct. The Board’s Wright Line case applies,
the only difference being that the alleged unlawful motivation to
be proven is the encouragement of anti-union activity, as op-
posed to the discouragement of pro-union activity. See Miramar
Hotel Corp., 336 NLRB 1203, 1211 (2001); General Clay Prod-
ucts Corp., 306 NLRB 1046, 1052–1053 (1992).
Accordingly, in the case of Kostew’s April assignment, the
General Counsel’s threshold burden is to establish by a prepon-
derance of the credible evidence that Kostew’s anti-union views
and/or activities were in fact motivating factors in Respondent’s
decision. I find that this burden has been met. As a preliminary
matter, proof of Respondent’s anti-union animus is contained
throughout the record, and I will not re-recite it here. The Gen-
eral Counsel has also established that Kostew, who briefly par-
ticipated in Devito’s online organizing chat, withdrew from the
employees’ effort and began to work actively against it.
Specifically, on March 1, two hours after Graham informed
the group that Stage Manager Estrada (Kostew’s significant
other) was not interested in the organizing effort, Kostew posted
her own misgivings about unionizing the theaters. In an online
exchange to which stage manager Mecca had access, she then
attempted to sow discord among the group’s members, warning
them that they might be getting set up for discharge and suggest-
ing that Hill was in cahoots with DeStefano, a claim that appears
to have been manufactured out of whole cloth. Finally, she dra-
matically declared that she was “tapping out” of the organizing
effort and continued antagonizing Hill until the latter removed
her from the group chat. Notably, Stage Manager Mecca had
access to this entire exchange. Kostew later overtly signaled her
anti-union stance by recruiting employees to forgo the second in-
person union meeting and instead respond to Saxe’s stage repair
“work call.”
Both the timing and circumstances of Kostew being assigned
the cue calling track are suspect. She was selected for the as-
signment as a replacement for Graham, who—along with other
pro-union employees—had recently been discharged. In DeSte-
fano’s estimation, she was not considered an especially talented
stagehand, as evidenced by her low performance ranking, and
she had previously been assigned the lower-level task of spot-
light operator. Under all the circumstances, I find that Kostew’s
cue calling assignment was intended to demonstrate to the
51 It is undisputed that, by receiving the backup cue caller assignment,
Kostew did not receive an increase in wages; however, the Board has
held that changing an employee’s job duties may itself be actionable un-
der Sec. 8(a)(3) of the Act. See, e.g., Stafford Ambulance Assn., 351
NLRB No. 78 (2007) (not reported in Board volumes).
theater employees that those who supported the Union would be
punished and those who opposed it would be rewarded. As such,
I find that the General Counsel has made out a prima facie case
that the assignment to Kostew of cue calling duties was moti-
vated by her anti-union stance.
The burden therefore shifts to Respondent to establish that it
would have taken the same action it did, even in the absence of
Kostew’s position with respect to the organizing campaign. This
Respondent has failed to do. Ultimately, even DeStefano was
forced to admit that she selected Kostew not because her less-
than-steller performance had improved, but rather because she
experienced a positive change in her “attitude.” As the Board
has recognized, references to an employee’s “attitude” may in
fact serve as euphemisms for that employee’s leanings, union-
wise. See Blue Star Services, 328 NLRB 638, supra; Schaum-
burg Hyundai , 318 NLRB 449, supra; Boyer Ford Trucks, Inc.,
254 NLRB 1389, supra. That DeStefano explicitly identified the
majority of the discharged employees as having problems with
their “attitude,” leads me to believe that her use of the same term
to describe the basis for Kostew’s new assignment was essen-
tially an admission that the decision was made based on her non-
union stance. As such, I find that Respondent has failed to
demonstrate a legitimate, non-pretextual reason for assigning
Kostew cue calling duties.52
Accordingly, I find that, by assigning Kostew cue calling du-
ties, Respondent violated Section 8(a)(3) of the Act as alleged in
paragraph 6(u) of the complaint.
F. The April 26 Petition for Election and Respondent’s
Initial Response
On April 26, the Union filed a petition for election, seeking to
represent a unit of employees consisting of:
All full-time and regular part-time Stagehands, Lighting Tech-
nicians, Audio Technicians, Spotlight Operators, and Ward-
robe Technicians employed by [respondent’s] at the Saxe The-
ater and V Theater facilities in Las Vegas, Nevada.
(GC Exh. 1(o).) Saxe was served with the petition on April 27,
after which he texted DeStefano, “Union is official” and told her
he would be holding meetings with employees. (Tr. 3473; GC
Exh. 35.)
1. Respondent holds captive-audience meetings
On May 15, the employee-voters attended 2–3-hour manda-
tory meetings on the subject of the upcoming vote. The meeting
took place in two segments, with a 15-minute break in between;
the first segment was led by a consultant hired by Respondent
with only employees (excluding Kostew) in attendance. Vocal
during this portion of the meeting were future discriminatees
Raymond Tupy (Tupy) and Scott Leigh (Leigh). Each of them
openly challenged the consultant’s claims, with Tupy stating that
52 As noted, I reject Respondent’s claim that the apparent assignment
of cue calling duties to stagehand Slezak is evidence of its lack of anti-
union animus. Slezak failed to testify and therefore I cannot assume that
his attitude towards the Union was any different from that of Kostew
herself.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
38
he had been a union steward for the Union53 and that what the
consultant was saying was untrue. (Tr. 1006, 1743–1750, 1897–
1898, 2052; GC Exh. 39.)
After a 15-minute break, the employees were called to return
to the meeting; at this point, various managers and supervisors
joined the meeting, including Saxe, DeStefano, and Estrada.
Kostew also joined the meeting at this time. Saxe addressed the
group; apologizing for not paying attention to the theaters and
the employees, he promised to try to be around more often.
Growing emotional, he then said he hoped that they would give
him another chance to try to make things better. The Union, he
said, could make things difficult, and employees might therefore
regret voting for representation. Tupy testified that he and two
other people asked questions, but he could not recall what. Saxe
admitted to delivering remarks during the meeting and failed to
deny the statements attributed to him. (Tr. 1750–1751, 1899,
1952–1953, 3534, 3540.)
2. Saxe singles out Tupy and Glen for a private
discussion [Compl. ¶ 5(j)]
Following the meeting, Saxe approached Tupy and Glen at the
V3 Theater’s audio booth, where they were preparing for that
evening’s show. During the conversation that ensued, according
to the General Counsel, Saxe gave the two men the impression
that their union activities were under surveillance.
According to Glen, Saxe began the conversation by stating,
“you know, I know you guys. . . are both pro-union,” and added
that he was not going to hold that against them. Tupy’s recollec-
tion was similar, but not identical; he testified that Saxe said that
he knew he had “lost” both of them,54 and that they should think
about how they were going to vote and consider not voting for
the Union. Saxe then told Glen, “I know you’re pro-union, be-
cause of your girlfriend, Jasmine [Glick].” Tupy intervened and
engaged Saxe, stating that he “didn’t start this whole union
thing” but had been a union member for years and was going to
vote for the Union. He then told Saxe he expected to get fired
once the vote was completed; Saxe responded that he could not
fire (or hire) anyone, because of a “union freeze.” (Tr. 1745,
1752–1753, 1901–1902.)
While Saxe did not deny that this exchange occurred, his ver-
sion was different in key aspects. In his iteration, he approached
the booth and was immediately “attacked” by Tupy, who ac-
cused him of not answering a question during that evening’s
meeting. Then, he claimed, Glen engaged him, demanding to
know why Glick had been discharged. By Saxe’s telling, he was
conciliatory and measured in his response to the two men, telling
Tupy he had “no problem” with him being pro-union and assur-
ing Glen that he had “issues” in the past with Glick, but could
not violate her confidentiality. (Tr. 3541, 3623.)
The General Counsel alleges that Saxe’s comments amounted
to creating the impression of surveillance by (a) telling employ-
ees that he knew they supported the Union, and (b) telling em-
ployees he knew they were going to vote yes for the Union. I
agree. As a preliminary matter, I credit the employees’ version
53 Tupy was open about his pro-union stance, which he made known
to management prior to his hire. (Tr. 1743.)
54 While Tupy’s recollection of Saxe’s opening remark was different
than that of Glen, he understood it to mean essentially the same thing.
of this meeting, as opposed to Saxe’s rather obviously sanitized,
self-serving version, which appeared tailored to explain why he
had chosen to seek out Tupy, who had been vocally prounion in
the preceding group meeting.
It is well settled that an employer creates an impression of sur-
veillance by indicating to employees that it is aware of their un-
ion activity without disclosing the source of that information,
“because the ‘employees are left to speculate as to how the em-
ployer obtained the information, causing them reasonably to con-
clude that the information was obtained through employer mon-
itoring.’” Charter Communications, LLC, 366 NLRB No. 46,
slip op. at 4–5 (2018) (quoting Stevens Creek Chrysler Jeep
Dodge, 353 NLRB 1294, 1296 (2009), affd. and incorporated by
reference in 357 NLRB 633 (2011), enfd. 498 Fed.Appx. 45
(D.C. Cir. 2012)) (emphasis in original). Such is the case where
a supervisor tells employees, as Saxe did, that he knows how
they will vote in an upcoming election. Capitol EMI Music, 311
NLRB 997, 1006 (1993). While Tupy was known to be pro-
union and had been vocally so during the group meeting that
night, there is no evidence that Glen had done so as well. By
stating that he knew Glen, by virtue of his relationship with
Glick, was pro-union and would vote “yes,” Saxe indicated that
he knew that Glick was herself pro-union but did not explain the
source of his information. As such, I find that this statement vi-
olated the Act as alleged in paragraph ¶ 5(j) of the complaint.
3. Saxe speaks with Prieto one-on-one [Compl. ¶ 5(h)]
Saxe also spoke with Prieto following the meeting backstage
at the V Theater, and, according to the General Counsel, created
the impression that his union activities were under surveillance
and additionally promised him increased benefits and terms of
employment by soliciting his complaints and grievances. Ac-
cording Prieto, Saxe approached him as he was working and said
that he had heard that he was a “very good worker” and did a
“great job” and also that he was “pro-union.” He then said he
didn’t think he would be able to change Prieto’s mind “on any-
thing” but hoped that, no matter the outcome of the vote, it did
not “cause a rift” between them. Prieto said thanks in response,
at which point Saxe asked him if had ever tried to contact him
about anything, including “any changes.” Prieto responded that
he had tried to convince management to give him a raise for his
work on a specific aerial act, to which Saxe responded that he
had not heard anything like that. (Tr. 1953–1956, 1975.)
Once again, Saxe attempted to portray a rosier version of events; in
his version, he told Prieto that he had learned from a performer (whom
he identified) that Prieto had been badmouthing Saxe and saying that he
was “going to get the Union in here and F me up and stuff like that.”
Only then, according to Saxe, did he tell Prieto that he knew he was pro-
union, that it was “okay” and that he did not want Prieto to feel uncom-
fortable or at odds with anyone. (Tr. 3536–3538.) This portion of Saxe’s
testimony stood out as particularly rehearsed, and I do not credit it.
As he had previously with Tupy and Glen, Saxe unlawfully
created the impression of surveillance with Prieto by stating he
knew he was “pro-union” without explaining the source of this
knowledge. See Greater Omaha Packing Co., 360 NLRB 493,
(Tr. 1756; “I just thought he meant that we were going to vote for the
Union and that he lost us”).
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
39
supra at 496. In addition, by asking Prieto if he had ever tried to
contact him about “any changes,” Saxe unlawfully solicited
grievances. Absent a previous practice of doing so, the solicita-
tion of grievances during an organizational campaign, accompa-
nied by a promise expressed or implied to remedy such griev-
ances, violates the Act. See Center Service System Division, 345
NLRB 729, 730 (2005); Amptech, Inc., 342 NLRB 1131, 1136–
1138 (2004), enfd. 165 Fed.Appx. 435 (6th Cir. 2006); Maple
Grove Health Care Center, 330 NLRB 775, 775 (2000) (citing
Capitol EMI Music, 311 NLRB 997 (1993), enfd. mem. 23 F.3d
399 (4th Cir. 1994)). “[T]he fact an employer’s representative
does not make a commitment to specifically take corrective ac-
tion does not abrogate the anticipation of improved conditions
expectable for the employees involved.” Maple Grove Health
Care Center, 330 NLRB at 775.
In this case, Saxe implicitly solicited grievances from Prieto
by asking whether he had ever tried to contact him about “any
changes.” While subtle, this remark was reasonably understood
to signal to Prieto that Saxe was receptive to hearing what Prieto,
whom he considered pro-union, wanted to see changed in his
work life. Significantly, their exchange came on the heels of
Saxe’s captive audience speech, in which he had apologized for
not being more present at the theater and promised to change his
ways and “make things better” if given a chance, essentially in-
dicating that, going forward, he would be more available and re-
ceptive to employees’ requests and concerns, obviating any cred-
ible past-practice argument. As such, I find that Saxe implicitly
promised to address Prieto’s grievance in violation of Section
8(a)(1) of the Act.55
Accordingly, I find that Respondent, by Saxe, violated Section
8(a)(1) of the Act as alleged in paragraph 5(h) of the complaint.
G. DeStefano Arranges for a Shuttle Bus to Transport Employ-
ees to the Polls and “Reminds” Tupy and Glen to Show
Up [Compl. ¶ 5(k)]
The secret ballot election was scheduled to take place on May
17 at the Board’s Las Vegas resident office. Days before the
election, DeStefano announced to employees that there would be
a shuttle bus available at one of the theaters to transport them to
the Board office, even if they were not scheduled for work that
day. On May 16–17, DeStefano also texted employees, remind-
ing them when the bus would leave. On the day before the elec-
tion, DeStefano sent individual text messages to Glen and Tupy
(who had been singled out by Saxe following the captive audi-
ence meetings). Both men were scheduled off at the time of the
work call, and Tupy had already informed DeStefano that he
would be not be taking the shuttle bus. Nonetheless, she asked
each of them to confirm whether or not they wanted to take ad-
vantage of Respondent’s offer to transport them to the polls. (Tr.
556–557, 712, 1960–1961, 1990, 2754–2755; GC Exh. 40, 41,
71; CP Exh. 3.)
Under established Board law, an employer may provide
55 I find the Board’s decision in Airport 2000 Concessions, 346 NLRB
958 (2006), relied on by Respondent, to be distinguishable. In that case,
the employer successfully rebutted a supervisor’s implied promise to
remedy complaints where, following employees’ stating their griev-
ances, the supervisor “proceeded to equivocate, temporize, and ulti-
mately outright deny” that these grievances would actually be addressed.
transportation to and from a polling station, provided that the
benefit is offered on a nondiscriminatory basis, and the employ-
ees are free to accept or reject the offer. See Heintz Mfg. Co.,
103 NLRB 768 (1953). The General Counsel, however, argues
that the “reminder” text messages DeStefano sent to Glen and
Tupy the day before the election violated the Act, in that they
constituted both surveillance of union activities and creation of
the impression of surveillance. I agree with the General Counsel
that, based on the Board’s decision in B&K Builders, Inc., 325
NLRB 693, 694 (1998), DeStefano’s texts did, in fact, create the
impression of surveillance, in that a reasonable employee, hav-
ing received such a message, would understand that management
was monitoring their voting plans. I disagree, however, that
DeStefano’s texts constituted “surveillance” as understood by
Board law; the General Counsel cites no authority for this prop-
osition, and I have found none.56 Accordingly, I find that Re-
spondent, by DeStefano, violated Section 8(a)(1) of the Act as
alleged in paragraph 5(k)(ii) of the complaint, and further rec-
ommend that paragraph 5(k)(i) of the complaint be dismissed.
THE MAY 17 ELECTION AND RESPONDENT’S ALLEGED
OBJECTIONABLE CONDUCT
On May 17, the vote took place. Present as the Union’s des-
ignated observer was Urbanski; Kostew served as Respondent’s
observer. As of the date of the election, Charging Party had filed
unfair labor practice charges alleging that Hill, S’uapaia,
Michaels, Glick, Graham, Bohannon, Franco, Gasca, and Lang-
staff had been unlawfully discharged. Seven of these employees,
all but Gasca and S’uapaia, voted subject to challenge at the elec-
tion. The Union lost by a vote of 22 to 19, rendering those chal-
lenged ballots determinative. (Tr. 662–663, 1054–1055, 1210,
1300, 1381, 1532, 1841, 2266–2267, 2327, 2504, GC Exhs. 1(a),
54.)
On May 24, 2018, the Union filed 14 postelection objections,
including one based on the discharge of union adherents, arguing
that Respondent, by and through their supervisors and agents,
engaged in conduct that objectively interfered with the em-
ployee-voters’ exercise of free choice. As discussed, supra, I
have already concluded that, because a determinative number of
ballots were cast by employees discharged in violation of the
Act, those ballots should be reopened and counted, and a revised
tally of ballots should issue. Should, however, this revised tally
of ballots demonstrate that the Union has not received a majority
of the ballots cast, the Union argues that Respondent’s objection-
able conduct warrants setting aside the election and directing a
re-run election. I agree.
A. The Board’s Framework Governing Objections
Under well-established Board doctrine, for conduct to be ob-
jectionable, it must normally occur during the critical period,
which begins on the date the petition is filed, and runs through
the date of the election, during which “laboratory conditions”
Saxe did no such thing; if anything, his response that he had never heard
that Prieto wanted a raise, continued to suggest his receptiveness.
56 It does appear that DeStefano, by her texts, was attempting to gauge
whether Tupy and Glen were in fact prounion (as Saxe had surmised),
but the complaint fails to allege her conduct as unlawful polling.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
40
must be maintained. Ideal Electric Mfg. Co., 134 NLRB 1275
(1961); Dal-Tex Optical Co., 137 NLRB 1782 (1962). Gener-
ally, conduct that occurs prior to the critical period is not consid-
ered objectionable. Ideal Electric, supra; Data Technology
Corp., 281 NLRB 1005, 1007 (1986). Exceptions to this general
rule exist, however. For example, prepetition conduct found to
be truly egregious or likely to have a “significant impact” on the
election may nonetheless be considered objectionable. See, e.g.,
Servomation of Columbus, 219 NLRB 504, 506 (1975) (violence
or threats thereof). Similarly, where prepetition conduct “adds
meaning and dimension to related postpetition conduct,” Dresser
Industries, 242 NLRB 74 (1979), it may be found objectionable.
The critical period for purposes of Charging Party’s objections
began on April 26, when the petition was filed.
The Board applies a different standard to allegedly objection-
able conduct, depending on whether it has also been found to
constitute an unfair labor practice. Specifically, unfair labor
practice conduct that occurs during the critical period prior to an
election is, a fortiori, conduct that interferes with the results of
the election unless it is so de minimis that it is “virtually impos-
sible to conclude that [the violation] could have affected the re-
sults of the election.” Intertape Polymer Corp., 363 NLRB No.
187 (2016); see also Pacific Coast Sightseeing Tours & Char-
ters, Inc., 365 NLRB No. 131, slip op. at 10 (2017); Super Thrift
Market, Inc., 233 NLRB 409, 409 (1977); Dal-Tex Optical Co.,
supra, at 1786. In determining whether the unlawful conduct is
de minimis, the Board considers a number of factors, including
the number of incidents, their severity, the extent of dissemina-
tion, and the size of the unit. Super Thrift Market, supra, at 409.
On the other hand, when alleged allegedly objectionable con-
duct does not also constitute an unfair labor practice, the Board
will evaluate whether that conduct, taken as a whole, warrants a
new election because it has “the tendency to interfere with em-
ployees’ freedom of choice” and “could well have affected the
outcome of the election.” Cambridge Tool & Mfg. Co., 316
NLRB 716 (1995); Metaldyne Corp., 339 NLRB 352 (2003). In
making this determination the Board examines several factors,
including: (1) the number of incidents; (2) the severity of the in-
cidents and whether they are likely to cause fear among employ-
ees in the bargaining unit; (3) the number of employees in the
bargaining unit subjected to the misconduct; (4) the proximity of
the misconduct to the election; (5) the degree to which the mis-
conduct persists on the minds of the bargaining unit employees;
(6) the extent of dissemination of the misconduct among the bar-
gaining unit employees; (7) the effect, if any, of misconduct by
the opposing party to cancel out the effects of the original mis-
conduct; (8) the closeness of the final vote; and, (9) the degree
to which the misconduct can be attributed to the party. Cedars-
Sinai Medical Center, 342 NLRB 596, 597 (2004); Taylor Whar-
ton Division, 336 NLRB 157 (2001).
B. Analysis of Individual Objections
1. Pre-petition conduct [Objections 1, 3, and 11]
Charging Party contends that certain of Respondent’s conduct
57 Objection 11 also included an allegation that, within the critical pe-
riod, employees were threatened with job loss and closure of theater
shows. I found the evidence in support of this exception (a single
occurring before the Union’s representation petition was filed
constitute objectionable conduct warranting overturning the
election results. Specifically, these actions include the unlawful
discharges of Hill, Glick, Franco, Bohannon, Langstaff, Gasca,
S’uapaia, Graham, and Michaels, the March 15 wage increase
and Kostew’s warning Prieto about discharging union adherents.
I disagree. Charging Party has failed to establish that this mis-
conduct, while serious, qualifies for an exception to the Board’s
rule that objectionable conduct take place during the critical pe-
riod, and I decline to so find. See Ideal Electric & Mfg. Co., 134
NLRB 1275 (1961); see also Kokomo Tube Co., 280 NLRB 357
(1986). I therefore recommend that they be overruled.57
2. Unlawful Handbook Rules [Objection 14]
I have found that two of Respondent’s handbook rules, each
maintained during the critical period, to be unlawful: the first is
a restriction on employee blogging content that is “detrimental”
to Respondent’s interests or “tarnishing” to its reputation; the
second is a requirement that employees refer to management all
requests from “outside people or organizations” to solicit or dis-
tribute literature on Respondent’s premises at any time. There is
no evidence that either of these rules, which were disseminated
via Respondent’s employee handbooks, have ever been enforced
against any employee. Nor is there any evidence that either of
the rules operated to chill protected conduct.
Such evidence, however, is not required to deem these rules
objectionable. As the Board has held, “[i]t is well settled that,
absent evidence of a rule’s chilling effect, “the maintenance of
an unlawful rule is objectionable conduct sufficient to warrant
setting aside an election.” IRIS U.S.A., Inc., 336 NLRB 1013,
1013, fn. 4 (2001); see also Jurys Boston Hotel, 356 NLRB 927
(2011) (evidence of a rule’s chilling effect not required because
“employees could reasonably construe the provision as a di-
rective from their employer that they refrain from engaging in
permissible Section 7 activity”) (quoting Pacific Beach Hotel,
342 NLRB at 373–374).
As I have found each of these rules to violate Section 8(a)(1)
during the critical period, they will be deemed objectionable un-
less they are deemed so de minimis that it is “virtually impossi-
ble” to conclude that their maintenance could have affected the
results of the election. See Intertape Polymer Corp., 363 NLRB
No. 187, supra. I would characterize neither of these rules as de
minims. They are each aimed at core Section 7 rights: critiquing
Respondent’s employment practices and requiring employees to
report attempts to solicit or distribute literature by “outside or-
ganizations” such as unions. Considering this direct impact on
protected rights, as well as the rules’ wide dissemination
throughout Respondent’s work force (accompanied by a warning
that violating them could result in discharge), I cannot conclude
that it is “virtually impossible” that these rules could have af-
fected the results of the election. Indeed, should the Regional
Director’s retally of results, after counting the ballots of the
seven unlawfully discharged employees, evidence another defeat
for the Union, it is a distinct possibility (depending on the margin
of defeat) that Respondent’s maintenance of these unlawful rules
employee’s testimony) to lack credibility and would therefore recom-
mend overturning Objection 11 on this ground as well. See Tr. 1899–
1900.
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
41
during the critical period may have directly accounted for such
loss.
As such, I find that the Union’s Objection 14, insofar as it is
based on the allegations in paragraphs 5(b)(2) and (3) to have
merit and therefore sustain it.
3. Reduction in Glen’s work hours [Objection 13]
In May, Glen worked a part-time schedule of approximately
22 hours per week. According to Charging Party, effective May
6, Respondent reduced his hours to 11 hours per week. The tes-
timony in support of this objection took the form of Glen’s some-
what vague testimony that, during this time period, “I stopped
doing or stopped getting called in for work calls which were like
around 4 p.m., 4 to 5 p.m.” DeStefano testified, however, this
change to Glen’s schedule was part of an across-the-board action
that impacted numerous employees. Specifically, she explained,
in early May, she and Saxe decided to stop announcing work
calls for all part-time employees, such as Glen. (Tr. 1904, 2723–
2731.) This testimony went unrebutted, nor was there any evi-
dence that Respondent undertook the schedule change as a
means of targeting Glen personally. As such, I recommend that
Objection 13 be overturned.
4. Kostew’s conduct as Respondent’s alleged agent [Objec-
tions 4 and 9]
The General Counsel alleges that Kostew is an agent of Re-
spondent pursuant to Section 2(13) of the Act. While she is not
alleged to have committed any unfair labor practice, Kostew’s
agency status is relevant for purposes of supporting certain of
Charging Party’s objections to the election. Specifically,
Kostew is alleged to have intimidated voters, engaged in surveil-
lance and unlawfully polled an employee on the morning of the
election to determine his position on unionization. Charging
Party argues that Kostew’s agency status arose based on her re-
lationship with Stage Manager Estrada, her promotion to the
“cue caller” track and her designation as Respondent’s election
observer.58
a. Facts
Kostew has, for at least 2 years, worked as a stagehand at the
Saxe Theater, which is managed by Estrada. Estrada and Kostew
began dating in early 2017 and began living together in April or
May of the following year. Their relationship is common
knowledge among Respondent’s work force. As discussed, in-
fra, Kostew was, in April, assigned a prestigious role at work
typically performed by a manager (an assignment I have found
to constitute an unlawful reward for her anti-union stance).
Kostew also joined the May 15 captive audience meeting only at
its mid-point (when she arrived with Respondent’s managers and
supervisors) and served as Respondent’s observer at the union
election. (Tr. 379, 830–831, 854, 861, 2481, 3106.)
The evidence indicates that Kostew has occasionally acted as
a liason between management and her fellow stagehands. As
discussed, supra, she did so on at least one occasion as part of
Respondent’s response to the employees’ organizing campaign,
when she, on behalf of Estrada and Saxe, solicited employees to
58 I note that Charging Party does not contend that Respondent unlaw-
fully attempted to interfere with the conduct of the election by appointing
a last-minute “work call” scheduled the same night as an organ-
izing meeting. On another occasion, Kostew relayed an employ-
ment offer from Estrada to a prospective employee. At hearing,
Kostew and Estrada each downplayed Kostew’s role as a liason
to the theater employees, claiming that Estrada also regularly
asked other employees to pass along information. (GC Exh. 59;
Tr. 896–897, 1474, 3097–3098.) No such “other employee,”
however, corroborated this testimony.
Charging Party’s Objection 4 (intimidating voters and engag-
ing in surveillance) is based on Kostew’s conduct the night be-
fore the vote. Between 9 and 11 p.m., Estrada called a meeting
among the Saxe Theater stagehands. Kostew testified that the
purpose of the meeting was to get everyone “on the same page”
about the next day’s vote. Approximately 10 stagehands and 2
audio techs were in attendance. With Estrada present, Kostew
told the employees that they should “vote no” in the next day’s
election; she also delivered a short set of remarks, including the
following:
whether you’re for or against the Union, I would like you to
keep DSP union free . . . if you want a union gig, go join a
union and work the gigs that they give you. This company has
been fine without it . . . and if you’re that dead set on a union,
just go join one. And it’s Vegas; they get conventions and stuff
all the time, so it’s easy to get union work. But keep this not
unionized.
After Kostew spoke, two other anti-union employees chimed in,
agreeing with her. No one spoke up in favor of the Union. (Tr.
2497–2499, 2502, 2507–2508.)
Kostew also shared her “vote no” message with each of the
Saxe Theater stagehands who was not present but was on the
payroll as of that day; she testified that these exchanges hap-
pened in person and “maybe, probably” via text message and/or
Facebook messenger. At 2 a.m. on the day of the vote, she also
sent audio tech Petty a Facebook message containing a single
word, “Bryyyyyyce!” He did not respond. (CP Exh. 6; Tr.
2409–2411.) This text, according to Charging Party, amounted
to unlawful polling by Kostew (Objection 9).
b. Analysis
The Board’s test for determining whether an employee is an
agent of the employer is whether, under all of the circumstances,
employees would reasonably believe that the employee in ques-
tion was reflecting company policy and speaking and acting for
management. Albertson’s, Inc., 344 NLRB 1172 (2005). The
Board considers the position and duties of the employee in addi-
tion to the context in which the behavior occurred. Jules V. Lane,
262 NLRB 118, 119 (1982). The Board’s standard is derived
from the common law on apparent authority, which results from:
a manifestation by the principal to a third party that creates a
reasonable basis for the latter to believe the principal has au-
thorized the alleged agent to perform the acts in question. Ei-
ther the principal must intend to cause the third person to be-
lieve the agent is authorized to act for him, or the principal
should realize that his conduct is likely to create such a belief.
Kostew as its observer. See, e.g., B-P Custom Building Products, 251
NLRB 1337 (1980).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
42
Mastec North America, Inc., 356 NLRB 809, 809–810 1–2
(2011) (citations omitted).
Over the years, the Board has given consideration, in applying
this standard, to whether the alleged agent has regularly been
used by the employer as a conduit of information to its workforce
and could thus reasonably viewed by employees as speaking on
the employer’s behalf. See, e.g., B-P Custom Building Products,
251 NLRB 1337, 1338 (1980) (agent “relayed information from
management to employees and had been placed by management
in a strategic position where employees could reasonably believe
he spoke on its behalf”); Einhorn Enterprises, 279 NLRB 576
(1986) (agent “relayed confidential information obtained from
management to rank-and-file employees”); Southern Bag Corp.,
315 NLRB 725 (1994) (agent was “an authoritative communica-
tor of information on behalf of management”); Roskin Bros., 274
NLRB 413, 421 (1985) (rank-and-file employee who was per-
ceived by other employees as manager’s “right-hand man” relay-
ing instructions to employees was employer’s agent).
Applying these principles here, I find that Kostew delivered
her election-eve speech as Respondent’s agent. A month earlier,
Respondent had actively enlisted her in its effort to frustrate the
organizing effort, and was explicitly charged with publicizing
that Saxe personally wanted employees to volunteer for the last-
minute work call scheduled at the same time as a union meeting.
As discussed, this rather ham-fisted maneuver effectively outed
those employees who declined the work call in in lieu of the
meeting. Notably, in this instance, Kostew acted with specific,
actual authority, see Acme Bus Corp., 320 NLRB 458, 458
(1995), which she announced to employees, stating that Estrada
had asked her to relay Saxe’s message.
A month later, Respondent rewarded Kostew’s loyalty by an-
nouncing that she would receive a plum work assignment, which
employees viewed as a stepping-stone to a management position.
Finally, on the eve of the election, employees were ordered to
listen to Kostew—flanked by her significant other, Stage Man-
ager Estrad—deliver a “vote no” speech that echoed the message
delivered earlier in Respondent’s own meetings. Notably, Re-
spondent themselves were explicitly forbidden, under estab-
lished Board law, from conducting such a mandatory speech
within 24 hours before the scheduled time for an election. See
Peerless Plywood Co., 107 NLRB 427, 429 (1954). Thus, by
using Kostew to deliver the message they could not, Respondent
unmistakably held her out as aligned with their interests and thus
a reliable conduit for echoing their anti-union message, which
employees had heard from Saxe and his consultant hours earlier.
Beverly California Corp., 326 NLRB 232, 234–235 (1998)
(statements by anti-union employees during captive audience
meeting coercive when manager present expressly called upon
them to express their views), enfd. in relevant part 227 F.3d 817
(7th Cir. 2000). I therefore find that the Union’s Objection 4,
insofar as it is based on Kostew intimidating voters, to have merit
and sustain it.59
Conversely, I find that Objection 9, alleging that Kostew un-
lawfully polled Petty on the morning of the election, is not sup-
ported by the record. Here, the record evidence shows that, while
59 Charging Party fails to explain how Kostew’s conduct constituted
“surveillance” as alleged, and I decline to so find.
she may have ultimately admitted that her brief and failed at-
tempt to contact him was in fact aimed to learn how he planned
to vote, her single-word message was not coercive on its face. I
therefore recommend that Objection 9 be overruled.
5. Objections involving compliance with stipulated
election agreement
On May 9, the parties entered into a stipulated election agree-
ment that was approved by the Regional Director for Region 28
the same day (the stipulation). Several of Charging Party’s ob-
jections are based on Respondent’s alleged failure to adhere to
the terms of the stipulation, including failing to provide an ap-
propriate voter eligibility list and failing to properly post and dis-
tribute Board notices.
a. Alleged defects in the voter eligibility list [Objection 2]
The parties’ stipulation contains standard language requiring
Respondent to provide a voter list (commonly referred to as an
“Excelsior list”) listing contact information for “eligible voters,”
including home addresses, available personal email addresses,60
and available home and personal cellular telephone numbers.
(See GC Exh. 1(j).) The stipulation does not, however, specifi-
cally address whether individuals permitted to vote subject to
challenge must be included in the list.
On May 11, Respondent served its list on the Union. The list
did not contain the names or contact information for the dis-
charged employees who were entitled to vote subject to chal-
lenge and contained personal email addresses for only 29 of the
48 employees listed. (CP Exh. 7; Tr. 2441–2442.) Charging
Party asserts that these omissions constitute objectionable con-
duct. Respondent counters that nothing in the parties’ stipula-
tion required it to list subject-to-challenge voters, and that
Charging Party failed to demonstrate that it omitted personal
email addresses of which it was aware.
In determining whether an incomplete Excelsior list warrants
setting aside an election, the Board has emphasized that the rule
is not to be “mechanically applied.” Telonic Instruments, 173
NLRB 588, 589 (1969); General Time Corp., 195 NLRB 343,
344 (1972); Program Aids Co., 163 NLRB 145, 146 (1967);
Thrifty Auto Parts, 295 NLRB 1118 (1989). Typically, “sub-
stantial compliance” will suffice; a finding that the employer has
acted in bad faith, however, precludes a finding of substantial
compliance. See Woodman’s Food Markets, 332 NLRB 503,
504 fn. 9 (2000) (citing Bear Truss, Inc., 325 NLRB 1162, 1162
fn. 3 (1998)).
With respect to the failure to list employees’ personal email
addresses, I agree with Respondent that Charging Party has
failed to establish that it actually withheld email addresses of
which it was aware. Indeed, there is no evidence that Respond-
ent was in possession of, but failed to disclose, any employee’s
personal email address.
I also agree with Respondent that, pursuant to the parties’ stip-
ulation, it was not obligated to list the subject-to-challenge vot-
ers. The Board’s Rules governing Excelsior lists make it clear
that, in addition to listing eligible voters:
60 An employer is not required to provide workplace email addresses.
Trustees of Columbia University, 350 NLRB 574, 576 (2007).
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
43
[t]he employer shall also include in a separate section of that
list the same information for those individuals whom the par-
ties have agreed should be permitted to vote subject to chal-
lenge . . .
Rules & Regulations Secs. 102.62(d) (emphasis added). Here,
Charging Party agreed to, and the Regional Director approved, a
stipulation that failed to identify agreed upon, subject-to-chal-
lenge voters. I find this omission unambiguous and therefore
binding on Charging Party. See Carl’s Jr., 285 NLRB 975, 975
fn. 1 (1987) (the Board will accept stipulations of parties unless
they are contrary to record evidence, the Act, or Board policy).
Accordingly, I find no merit to Objection 2 and recommend that
it be overruled.
b. Alleged failure to properly post the Notice of Petition for
Election [Objection 5]
Since 2014, the Board’s Rules and Regulations have provided
that, following the filing of an representation petition, the
Board’s regional office will serve on the parties a “Notice of Pe-
tition for Election,” which must be posted within 2 business days
“in conspicuous places, including all places where notices to em-
ployees are customarily posted” and remain posted until it is re-
placed by a Notice of Election. See Rules Sec. 102.63(a)(1) and
(2). Charging Party contends that the election should be over-
turned not because Respondent failed to post the Notice of Peti-
tion for Election, but rather because it was not posted “in all ap-
plicable break rooms and conspicuous places visible to eligible
voters.” (See Objection 5.) I disagree.
The evidence indicates that this notice was posted in compli-
ance with the stipulation’s requirement. Saxe testified that, when
he received a packet from the Region including the “Notice of
Petition for Election,” he immediately ordered his managers to
ensure that “they all got posted,” and later confirmed that this
was the case. He also personally observed numerous postings
throughout the facility on bulletin boards alongside other notices
to employees during the relevant time period. This was corrob-
orated by Charging Party’s own evidence, which includes pho-
tographs of the notices posted on bulletin boards. (Tr. 3609,
3511–3513, 3518; CP Exhs. 2, 5.)
In support of its contention that the postings were insufficient,
Charging Party offered the testimony of Tupy and Prieto. Tupy
photographed a timeclock lacking the posting; Prieto photo-
graphed a second timeclock with no posting. Each of these pho-
tographs appear to show a timeclock flanked not by notices to
employees, such as EEOC and OSHA disclosures, but by in-
structions on clocking in and out procedures. Prieto further tes-
tified that one of the postings was placed behind a locked door
not accessible by all employees, and that this door was only un-
locked a week later. The same posting, he testified, was placed
near management offices, such that an employee reading it
would risk being observed. (CP Exh. 1; Tr. 1792, 1947–1951,
2438–2441.)
Nothing in the record in this case indicates that Respondent’s
posting of the “Notice of Petition for Election” was inadequate.
Charging Party alleges no delay in the posting and did not rebut
Saxe’s testimony that the notice was placed conspicuously
throughout the facility at places where notices to employees are
typically placed. The stipulation certainly does not mandate that
a notice be posted next to every timeclock in Respondent’s facil-
ity. Nor am I convinced that the posting of a single notice within
the vicinity of management offices destroys the laboratory con-
ditions necessary for a fair election.
As such, I find no merit to Objection 5 and recommend that it
be overruled.
c. Alleged interference with posting of Board Notice of Petition
for Election [Objection 6]
Respondent also agreed, per the stipulation, to post copies of
a Board Notice of Election at least 3 full working days prior to
the day of the election. See Section 102.67(k) of the Board’s
Rules and Regulations. Charging Party alleges that Respondent
committed objectionable conduct by “surrounding the Notice of
Elections with ‘vote no’ signs and other anti-union propaganda.”
(CP Br. at 3.) Charging Party offered into evidence two photo-
graphs of Notices of Elections in which anti-union postings also
appear. The messages in these non-Board postings, which are
presented in different font and color than the Board notices, in-
clude “VOTE NO” in large font, informational flyers about dues
checkoff and the Board’s election process, and contact infor-
mation for organizations such as the National Right to Work
Foundation. (CP Exhs. 2, 5.)
I agree with Respondent that these postings do not provide a
basis for overturning the election. As a preliminary matter,
Charging Party adduced no evidence that Respondent—as op-
posed to anti-union employees—were in fact responsible for the
non-Board postings. Even assuming this to be the case, however,
nothing contained any coercive statements or otherwise strayed
from what the Board considers “legitimate propaganda.” Nash-
Finch Co., 117 NLRB 808, 810–811 (1957). Moreover, based
on the documents’ placement and appearance, I conclude that
employees would not likely have been confused as to whether
they contained views endorsed or approved by the Board. See
id.
Based on the foregoing, I recommend that Objection 6 be
overruled.
d. Alleged failure to distribute Board Notice of
d. Election [Objection 7]
The stipulation further provides that Respondent “distribute
the Notice of Election electronically, if the Employer customar-
ily communicates with employees in the unit electronically.”
Consistent with the Board’s Rules, the stipulation specifically
provides that, “[f]ailure to post or distribute the Notice of Elec-
tion as required shall be grounds for setting aside the election
whenever proper and timely objections are filed.” Id.; see Sec-
tion 102.67(k). The Board’s Notice of Election “contains im-
portant information with respect to employee rights under the
Act” which must be conveyed to employees such that they are
adequately apprised of their rights in advance of the election.
Smith’s Food & Drug, Inc., 295 NLRB 983, 983 fn. 1(1989).
Notably, the notice in this case served an important additional
purpose in this case: alerting employees that there were individ-
uals (i.e., dischargees) who had the right to vote subject to chal-
lenge, because their eligibility had not yet been determined. (See
Rules Sec. 102.67(b).)
Since at least early 2017, Respondent have maintained an
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
44
email system, whereby employees are issued email addresses
with the “@davidsaxe.com” domain name. Management uses
these email addresses to inform employees of their weekly
schedule, as well as to provide other work-related announce-
ments, and maintains a policy requiring employees to check their
company email accounts as a condition of employment. Em-
ployees Prieto, Glen and Urbanski each testified that, although
they regularly receive work-related communications from man-
agement via their work (i.e. David Saxe-issued) email addresses,
they did not receive a copy of the Notice of Election via this
means. (Tr. 698–699, 1300, 1920, 1961, 2334–2335; R. Exh.
62(a).) Respondent presented no evidence to the contrary, nor
did any eligible voter testify that they did receive an emailed
copy of the notice. Nor did Respondent offer any valid reason
for failing to email the Notice of Election to eligible voters. As
such, I find Objection 7 to have merit and therefore sustain it.
6. Changes to employee schedules [Objections 8 and 12]
As an additional basis for overturning the election results,
Charging Party claims that, on the April 15 and 17 (respectively),
DeStefano manipulated employees’ schedules in order to make
them available for captive-audience meetings and for Respond-
ent’s bus transport to the polls. With respect to the former ob-
jection, DeStefano herself admitted that she changed certain em-
ployees’ schedules (those scheduled to work Mondays) to ensure
that every employee attended one of Respondent’s meetings; this
was corroborated by Tupy and Glen, whose schedules were
changed. The testimony regarding scheduling around the elec-
tion transportation is far more limited, essentially consisting of
Prieto’s conjecture that DeStefano moved up his start time by 30
minutes on the day of the election to ensure that he would be able
to board the bus on time. (Tr. 705, 1959–1960.)
While this conduct occurred undeniably occurred close to the
election itself, I find that it fails to rise to the level of conduct
that warrants overturning the election. The party challenging an
election has the “burden of showing by specific evidence at the
hearing that 1) improprieties occurred, and 2) that they interfered
with the employees’ exercise of free choice to such an extent
materially to have affected the election results.” Bell Foundry
Co. v. NLRB, 827 F.2d 1340, 1343 (9th Cir. 1987) (citing NLRB
v. Krafcor Corp., 712 F.2d 1268 (8th Cir. 1983)); see also NLRB
v. Mattison Machine Works, 365 U.S. 123 (1961) (burden of
proof upon objecting party to show prejudice to the fairness of
the election).
As Respondent notes, it is well settled that an employer does
not engage in objectionable conduct by requiring employees to
attend captive-audience meetings. See R. Br. at 194 (citing Fon-
taine Converting Works, Inc., 77 NLRB 1386, 1387 (1948).
Charging Party adduced evidence of only two employees’ sched-
ules being affected by DeStefano’s attempt to accommodate the
meetings, and it appears that was because their regularly sched-
ules would not have permitted them to attend a meeting. Nor is
there any evidence that they suffered any economic deprivation
as a result of the schedule changes. I find this conduct to be de
minimis and no basis for overturning the election results. Absent
shutting down its operations, an employer attempting to present
its employees with its view on an upcoming election will by ne-
cessity be forced to schedule meetings outside of some
employees’ working hours. Indeed, the alternative would have
been for Respondent to disallow certain employees from attend-
ing any meeting or single them out for a meeting separate from
their coworkers, arguably a more coercive action. Likewise, I
find that changing the reporting time of openly pr-union Prieto
by 30 minutes thereby making it easier for him to vote would
simply not have a tendency to interfere with his freedom of
choice in a manner that could have affected the election’s out-
come. Caron International, 246 NLRB 1120 (1979) (even if
conduct is violative of the Act, under the circumstances it may
be of such a de minimis nature as to not affect the results of the
election).
Accordingly, I find no merit to Charging Party’s Objections 8
and 12 and therefore recommend that they be overruled.
7. Surveillance of union meetings [Objection 10]
Charging Party alleges that Respondent engaged in objection-
able conduct by surveilling union meetings. It is undisputed that
Respondent maintain numerous surveillance cameras throughout
its facilities, which are used to monitor employee performance
and provide supporting documentation for discipline. That said,
there is no record evidence of any kind to support a finding that
Respondent actually captured video and/or audio footage of any
“union meeting” as alleged. Nonetheless, citing no authority, the
Union urges me to find that the very extent of Respondent’s sur-
veillance constitutes “sufficient evidence that [Respondent were]
watching employees who spent time discussing the union while
at work.” (CP Br. at 25.) This I decline to do.
As the Supreme Court has cautioned the Board, its presump-
tions of fact “must rest on a sound factual connection between
the proved and inferred facts.” NLRB v. Baptist Hospital, Inc.,
442 U.S. 773, 787 (1979) (citing Republic Aviation Corp. v.
NLRB, 324 U.S. 793, 804–805 (1945)). The Court described this
connection in NLRB v. Curtin Matheson Scientific, Inc., 494
U.S. 775 (1990), as one in which “proof of one fact renders the
existence of another fact ‘so probable that it is sensible and time-
saving to assume the truth of [the inferred] fact … until the ad-
versary disproves it.”’ Id. at 788–789 (quoting E. Cleary,
ed., McCormick on Evidence § 343, at 969 (3d ed. 1984)). The
Union asks me to presume that “union meetings” were surveilled
via Respondent’s camera system, but there is simply no evidence
that any such meetings were held within view of such cameras.
The burden was on Charging Party, presumably armed with
knowledge of specific instances of such union meetings, to offer
such evidence as the basis for any presumption of fact that they
were surveilled and/or recorded. Absent such evidence (direct
proof of which would appear to have been easy to obtain), I am
unwilling to accept the Union’s contention that this objection
warrants setting aside the election.
Accordingly, I find no merit to Charging Party’s Objection 10
and therefore recommend that it be overruled.
ADVERSE ACTIONS FOLLOWING THE ELECTION
Following the election, Saxe remained hyper-vigilant about
employee organizing; according to DeStefano, he believed that
“almost anything could be connected to union activity.” (Tr.
679–680.) The General Counsel alleges that this animus towards
the Union resulted in Respondent’s retaliating against pro-union
employees Glen and Tupy, as well as election observer Urbanski.
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
45
Specifically, it is alleged that Respondent reduced Glen and
Tupy’s hours, issued Tupy an unwarranted discipline, denied Ur-
banski requested light duty after he suffered a work-related in-
jury and imposed more onerous and rigorous terms and condi-
tions of employment on him when he returned to full-time status,
in each case in violation of Section 8(a)(3) of the Act.
A. Reduction in Glen and Tupy’s Hours [Compl. ¶ 6(k), ¶ 6(o)]
1. Facts
Prior to June 1, audio techs Glen and lighting tech Tupy reg-
ularly reported for a 7:30 p.m. “show call.” Tupy, who also
works as a day-crew employee, often arrived even earlier to per-
form repair and maintenance work unrelated to the evening’s
production. He was granted wide discretion in setting his own
day-crew hours, and for this reason would generally ignore the
written schedule.61 Effective June 1, DeStefano moved up both
men’s reporting time until 8 p.m. This left less time, before the
audience door opened at 8:15 p.m., to run equipment checks, up-
date cues, make repairs, program and synchronize the lighting
and audio systems and run an 8 p.m. sound check with the show’s
live band and performers. (Tr. 1759–1762, 1906–1908)
When Glen questioned the new clock-in time on June 1,
DeStefano stated quizzically, “[t]here was a restructure and eve-
ryone is coming in at certain times now.” DeStefano claims that
she informed Tupy of his new show-call time on June 1, but he
could not recall any such conversation.62 Indeed, for a period of
time following June 1, Tupy continued to clock-in for perfor-
mances at 7:30 p.m. (GC Exh. 72; Tr. 1806.)
2. Analysis
Reduction in an employees’ hours based on his union or pro-
tected concerted activities violates the Act. See, e.g., Sysco
Grand Rapids, LLC, 367 NLRB No. 111 (2019). Here, I find
that the General Counsel has established a prima facie case that
the reduction in Tupy and Glen’s hours was discriminatory.
Tupy had been an outspoken critic of the positions taken by
Respondent’s “consultant” at a captive-audience meeting.63 In-
terestingly, he had also been recommended for discharge by
DeStefano back in March when she emailed Saxe about the other
dischargees; it appears that he was only spared because, by the
time a replacement was found for him, Saxe had forbidden her
from undertaking any more discharges. (Tr. 466–467, 473–475;
GC Exh. 31.) Glen, for his part, was known to be romantically
involved with union adherent and discriminatee Glick, whom
Respondent discharged based on her organizing activity. More-
over, Saxe had exhibited animus against both men on the eve of
the election, when he told them that he knew he had “lost” their
votes. The timing of the reduction in hours—2 weeks following
the election—further suggests a discriminatory motive, as did
DeStefano’s description of the change as a “restructure,” the
same lingo she repeatedly used to describe the purge of union
adherents that had taken place in March and April.
61 It appears that Tupy was afforded this flexibility in part to accom-
modate his need to take intermittent leave for medical treatments. (Tr.
1796–1797, 1975–1797, 1806.)
62 I credit Tupy on this matter; he was cooperative and non-combative
on cross examination and had a very specific recollection of the only
Based on this evidence of a prima facie violation, the burden
shifts to Respondent to demonstrate that it would have reduced
Tupy and Glen’s hours even in the absence of their status as un-
ion supporters. Respondent, relying on the testimony of DeSte-
fano, failed to meet this burden. Without providing any corrob-
orating evidence, she claimed that Tupy and Glen had not been
singled out, but that she had “shifted” the show call time for a
number of theater employees (including main audio, lighting and
spotlight operators) to 7:45 p.m. at the same time. Respondent
failed to present either testimonial or documentary evidence to
corroborate this claim. In her typical fashion, DeStefano offered
a “bonus” rationale for having reducing Glen and Tupy’s hours,
citing a prior instances when Respondent ceased issuing work
calls to theater employees. Logically, however, this fails to ex-
plain moving up Glen and Tupy’s reporting time for show calls.
As such, I find that Respondent failed to adduce credible evi-
dence to support its Wright Line defense and therefore conclude
that, by reducing Glen and Tupy’s hours in June, Respondent vi-
olated Sections 8(a)(3) of the Act, as alleged.
B. Tupy’s Discipline [Compl. ¶ 6(n)]
1. Facts
As noted, Tupy was not notified of the change to his work
schedule and, after June 1, continued to clock-in at 7:30 p.m.
Approximately 3 weeks later, DeStefano began documenting
Tupy’s early arrivals. On June 18, DeStefano sent Carrigan an
email captioned, “For the record for [Tupy],” stating that she had
addressed the issue three times previously with him. (Tupy,
however, credibly denied ever having such conversations).
DeStefano then noted that she was waiting on Saxe to provide
“specific wording” for a “write up” she planned to issue Tupy.
On June 19, Carrigan approved a PAF with a June 1 effective
date indicating that DeStefano had issued him a written warning
on that date for clocking in early. As Carrigan admitted, how-
ever, this document was never provided to Tupy. (Tr. 1794–
1796, 1799–1800.)
On June 20, DeStefano sent Tupy a text message stating that
his start time had been changed to 8 p.m. as of June 1, and that
he would be receiving discipline for coming in early. Tupy pro-
tested that this would not allow him sufficient time to prepare for
the show; after a back-and-forth exchange during which Tupy
explained the technical aspects of preparing for the show, DeSte-
fano ultimately agreed to move his start time to 7:45 p.m. None-
theless, Tupy was issued a “written warning” PAF later that night
for failing to adhere to his now-defunct 8 p.m. start time. This
warning made no mention of the 7:45 p.m. accord. (GC Exh. 47,
48, 50, 70; R. Exhs. 59, 60; Tr. 608–609, 1764–1765, 1803,
1806, 2738.)
1. Analysis
As discussed, infra, the General Counsel has established that
Tupy was vocally pro-union at the meeting held by Respondent’s
conversation he did have with DeStefano concerned his day-crew work,
not his reporting time for show calls. (Tr. 1808.)
63 See Prescott Industrial Products Co., 205 NLRB 51 (1973) (chal-
lenging management representative’s statements at captive audience
meeting constitutes protected conduct).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
46
“consultant” and that Saxe openly accused him of being a union
supporter later that day. This evidence, plus the timing of his
discipline—approximately a month following the election—sug-
gest animus, establishing the General Counsel’s prima facie
case.64 The burden shifts, therefore, to Respondent to demon-
strate that Tupy would have been disciplined in the absence of
his pro-union stance. This I find Respondent failed to do.
As a basic matter, Respondent’s conduct was inconsistent
with its claimed concern over Tupy adherence to his new start
time. An employer so motivated would not “lay in wait” for
three weeks while Tupy—who had followed his posted sched-
ule—continued to show up early, or pad his personnel file with
a backdated written warning that was never presented to him.
Respondent’s conduct on the whole leads me to believe that
DeStefano deliberately set up Tupy for discipline in retaliation
for his outspoken support for the Union.
C. Allegations Surrounding Urbanski’s Return from Medical
Leave [Compl. ¶ 6(l), ¶ 6(m)]
1. Facts
Current employee Urbanski, who served as the Union’s ob-
server during the election, works as a day-crew employee re-
sponsible for repairing and maintaining lighting equipment, as
well as performing other cleaning and maintenance work. The
General Counsel alleges that, between June 4 and June 21, Re-
spondent refused and failed to offer Urbanski the opportunity to
work on light duty. It is further alleged that, between July 8
through July 22, Respondent imposed more onerous and rigor-
ous terms and conditions of employment on Urbanski by sub-
jecting him to closer supervision, requiring him to obtain written
consent before performing tasks and assigning him more arduous
work assignments.
Hired in late 2016, Urbanski is a relatively long-term em-
ployee. He was afforded a significant degree of independence in
conducting his work; typically, he would report to work, review
the show reports65 for the lighting section and prioritize what
needed to be done first without consulting any supervisor. He
also directly responded to repair requests from coworkers and
performers and was not required to get permission to do so, un-
less the repair required an outlay of money for materials. His
schedule was Sunday through Thursday, 9:15 a.m. to 5:45 p.m.
(Tr. 569, 2288, 2300–2301, 2324, 2338–2339, 2345–2346; R.
Exh. 71.)
As noted, supra, Urbanski was the first of Respondent’s em-
ployees to participate in the Winter/Spring organizing campaign
and was known to be close with Devito; in February, DeStefano
noticed that Urbanski’s “attitude” had “dropped way low” fol-
lowing Devito’s departure. That same month, Urbanski re-
cruited a number of his coworkers to join the organizing cause
and was active in the Facebook group chat access by Mecca.
64 Considering the overwhelming evidence of antiunion animus
throughout the record, I do not agree with Respondent that Tupy’s known
ties to the Union at the time of his hire establishes a lack of animus
against him, especially considering that he significantly ramped-up his
pro-union campaigning shortly before the election. See Tradesman In-
ternational, Inc., 351 NLRB 579, 581 fn. 14 (2007) (citation omitted).
Most notably, Urbanski served as the Union’s election observer
on May 17, a fact of which Saxe was admittedly aware. (Tr.
1024, 2261; GC Exh. 84.)
a. Urbanski’s medical leave and light duty request
In early April, Urbanski injured his hand at work, and he orig-
inally attempted to work light duty. Saxe initially discouraged
Urbanski from performing light duty, but then agreed to allow
him to perform some inventory work at Respondent’s corporate
warehouse. His schedule shifted somewhat; during this period,
he worked 9 a.m. to 5:30 p.m., Monday through Friday. In the
course of training for his light duty, Saxe mentioned that he knew
that Urbanski was roommates with former manager Devito, but
that he wasn’t going to hold it against him.66 Around April 20,
Urbanski’s effort at light duty ultimately failed, with Saxe criti-
cizing his work output and Urbanski opting to return to work af-
ter having surgery later that month. (Tr. 2270–2271, 2273, 2284,
2289.)
As noted, Urbanski served as the Union’s election observer on
May 17. Saxe admitted that he learned of this fact shortly after
the election (between 1 day and a week). Both before and after
the election, Urbanski stayed in communication with Carrigan,
who repeatedly offered him light duty, which he consistently de-
clined. On May 24, Urbanski emailed Carrigan stating that he
expected to be released to return to work on June 4, at which time
he would be able to use his left hand “somewhat.” Until then, he
said, “I’m going to choose to deny light duty until I can return to
work on June 4.” On June 1, Urbanski emailed Carrigan:
Do you have the new modified worksheet I can sign so I can
return to the theater on Monday [June 4]?
As Carrigan explained, the “modified worksheet” to which he
referred was the paperwork (alternately referred to as a “light
duty form” or “modified duty form”) that she had previously told
him was required for his return to work. Carrigan admittedly did
not respond to Urbanski’s June 1 email or otherwise provide him
with this form; she failed at hearing to explain why this was the
case. (GC Exhs. 89 at 1, 6; Tr. 233, 249, 2216, 2325–2326,
2348.)
On June 19, Carrigan emailed Urbanski, claiming that she was
unclear as to whether he intended to work light duty or delay his
return to work until his restrictions were cleared. She then set
forth a lengthy, detailed recitation of his failed prior attempt to
return to work and accused him of refusing to accept light duty.
She then stated that Respondent had light duty work available to
him and that she hoped to see him the following day at 8:30 a.m.
(GC Exhs. 90, 91.)
b. Urbanski’s return to work
Urbanski did not accept Carrigan’s offer to work light duty
beginning on June 20; 2 days later, however, Carrigan emailed
65 A “show report” is generated for each show to document problems
occurring during the production, as well as to identify equipment (i.e.,
such as lighting equipment) in need of repair. (Tr. 964–967, 2761.)
66 I credit Urbanski as to this conversation; a current employee at the
time he testified, he listened carefully to questions and testified consist-
ently as to Saxe’s remark both on direct and on cross-examination. Saxe,
for his part, did not deny making the statement.
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
47
him that she had received a note from his doctor releasing him to
full duty as of June 21. She instructed him to report to work the
following Monday, June 25. (GC Exs. 90, 91.)
For approximately a week following Carrigan’s offer of full
duty, she and Urbanski debated the terms of his return to work,
with Carrigan insisting that he return to the site of his prior light-
duty assignment (i.e., the corporate warehouse) and Urbanski
protesting that this constituted “retaliation” against him. Around
the same time, Saxe and DeStefano discussed Urbanski via
email; referring to him (along with Tupy and Petty) as a “trouble
maker employee,” Saxe told DeStefano that he planned to have
an “intervention” with Urbanski upon his return and issue him a
“final verbal warning” for his “blatant insubordination.” (GC
Exhs. 90–92.) At hearing, neither DeStefano nor Saxe explained
what this insubordination entailed.
Ultimately, on June 27, Urbanski won the debate with Carri-
gan and ended up returning to his original schedule and position
at the theaters. Urbanski ended up returning to work on July 8,
back at the theaters on full duty. It is undisputed that he was no
longer reporting to his prior manager, who had stopped working
for Respondent during Urbanski’s leave and not yet been re-
placed. DeStefano, who was traveling out of town, sent Urban-
ski an email the night before his return, detailing the tasks he was
to work on, including painting props and sets, cleaning tech
booths and installing fans. Notably, these were tasks similar to
those he had performed prior to his leave. Throughout the day,
Urbanski kept DeStefano apprised of his progress throughout the
day. (Tr. 564–565, 2221–2222, 2345, 2881–2882; GC Exhs. 42,
43, 93, 94.)
After completing his shift, Urbanski received an email from
Saxe, stating that Urbanski would be reporting directly to him
(Saxe). He then stated:
Remember, do not work on anything other than what [DeSte-
fano] or I assigned to you in writing. If anyone else asks you
to handle something, he must get it approved first by either of
us in writing.67
Urbanski responded that he had not been able to finish his as-
signed tasks and then questioned why he had been assigned cer-
tain tasks.68 For the next 3 days, he and Saxe exchanged a flurry
of emails in which Saxe continuously demanded that Urbanski
update him on the progress of each of the tasks he had been as-
signed. According to Urbanski, this pattern continued for 2
weeks; his account was corroborated by the documentary evi-
dence, which included additional emails from DeStefano during
this period, detailing the tasks to which he was assigned. After
that period, Urbanski reverted to his pre-medical leave practice
of consulting the show notes for the lighting section and priori-
tizing his own work. (GC Exhs. 42, 44, 45, 100, 101, 570–571;
Tr. 2325.)
67 Saxe claimed that he imposed this “written approval” requirement
only after warning Urbanski to perform only his assigned tasks. This is
belied by Respondent’s own records, which demonstrate that Saxe’s di-
rective was in fact his first communication with Urbanski upon the lat-
ter’s return from leave. (See Tr. 244–245; GC Exh. 44 at 3.)
68 There is no indication that the tasks Urbanski was assigned upon
his return from leave were more physically demanding than those he had
previously performed. (Tr. 2324, 2339–2340.)
2. Analysis
According to the General Counsel, by refusing to provide Ur-
banski his requested “light duty form,” Carrigan in effect denied
him light duty between June 1 (when he requested it) and June
21. I agree but find that the period of denial was actually June 4
(when he made himself available for light duty) to June 20 (when
Carrigan accepted his light-duty offer). The General Counsel
also alleges that Respondent discriminated against Urbanski
upon his return to work by subjecting him to closer supervision,
requiring him to obtain written consent before performing tasks
and assigning him more arduous work assignments. I agree with
the first two, but not the third, of these allegations.
a. Denial of light duty
Urbanski’s extensive union activity, culminating in his ap-
pearance as the Union’s election observer, is well documented
throughout the record. Saxe’s remark to about not holding Ur-
banski’s ties to Devito against him, coupled with his characteri-
zation of him as a “trouble maker employee” strongly suggests
that he was well aware, and took a dim view of, Urbanski’s as-
sociation with the Union. As noted, supra, an employer’s refer-
ence to “trouble” against the backdrop of union organizing fre-
quently signals animus towards that activity, and “trouble em-
ployee” may function as a veiled reference for union supporter.
See, e.g., Mardi Gras Casino, 359 NLRB 895 (2013) (employee
“getting herself into trouble” veiled reference to her union activ-
ity), reaffd. 361 NLRB 679 (2014); Smithfield Foods, Inc., 347
NLRB 1266, 1274 (2006) (“problem person” euphemism for em-
ployee’s union activity); Diversified Bank Installations, Inc., 324
NLRB 457, 471–472 (1997) (employee causing “trouble” euphe-
mism for union activity). Saxe’s animus against Urbanski is also
evident from his initial attempt to discourage him from working
light duty and plan to subject him to a disciplinary “intervention”
upon his eventual return to work.69
The General Counsel has established an impressive prima fa-
cie case regarding Urbanski. As such, it falls to Respondent to
explain why, when he offered to return to work, Carrigan ab-
ruptly broke off communication, failing to provide him with the
“light duty form” he clearly believed was necessary for his re-
turn. At hearing, however, Respondent offered no plausible ex-
planation for Carrigan’s inaction, or for her self-serving email 3
weeks later, in which she attempted to portray Urbanski as hav-
ing refused the very light duty he had plainly requested. The
timing of Carrigan’s conduct (a mere 2 weeks following Urban-
ski’s serving as the Union’s election observer), combined with
Respondent’s total failure to explain her actions, suggest that, but
for his status as a union supporter, Urbanski would not have been
denied light duty.
Accordingly, I find that, by denying Urbanski light duty be-
tween June 4 and June 20, Respondent violated Section 8(a)(3)
69 Respondent suggests that Carrigan’s ongoing engagement with Ur-
banski regarding his return to work demonstrates Respondent’s lack of
animus towards him. I cannot agree. That Carrigan at least initially kept
in touch with a workers’ compensation-injured employee to determine
whether and when he was able to return to work does little to overcome
the significant evidence of animus as expressed by Saxe.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
48
and (1) of the Act.
b. Urbanski’s working conditions upon return to work
The General Counsel alleges that Respondent discriminated
against Urbanski upon his return to work by, inter alia, subject-
ing him to closer supervision and requiring him to obtain written
consent from management before performing any tasks not al-
ready in writing. In particular, it is argued, while he had previ-
ously been granted wide leeway in determining his own assign-
ments based on show reports, Saxe and DeStefano more closely
supervised him by repeatedly checking in with him and demand-
ing updates on his progress throughout the day. I agree.
As the General Counsel notes, the Board will find an adverse
action where employees are subject to closer supervision based
on their union activity. See Consolidated Bus Transit, Inc., 350
NLRB 1064, 1085–1086 (2007); Riley-Beaird, Inc., 259 NLRB
1339, 1349 (1982). In this case, as discussed, the General Coun-
sel adduced significant evidence of animus by Saxe against
“trouble maker”/known election observer Urbanski, including
his plan to have a disciplinary intervention with him upon his
return to work based on unspecified “insubordination.” While it
is understandable that, initially, Saxe and DeStefano may have
unintentionally double-teamed Urbanski based on DeStefano be-
ing out of town, Saxe continued for days to harangue him with
update requests even once this issue had been resolved and, by
his tone and intensity, appeared intent on goading him into some
actual insubordination. In addition, because Urbanski had pre-
viously been permitted to assist his coworkers with their repair
requests, curtailing this freedom also served to make an open ex-
ample of him as the Union’s election observer. As such, I find
that Respondent’s treatment of Urbanski upon his return to work
amounted to a substantive, adverse change to his working condi-
tions for which Respondent must provide a non-pretextual ra-
tionale.
This Respondent failed to do. There was no credible evidence
of a recent downturn in Urbanski’s performance that would war-
rant closer scrutiny of his work; indeed, except for his appear-
ance as the Union’s election observer, he had been absent from
work for weeks. While a degree of monitoring a recently re-
turned-to-work employee would appear legitimate, Saxe clearly
went overboard; indeed, the sheer volume of emails between the
two suggests that, if anything, Saxe’s incessant demands for up-
dates and explanations actually hindered Urbanski in completing
his work. By its post-hearing brief, Respondent suggests that
imposing increased monitoring and a “written permission” re-
quirement on Urbanski was the result of changes to Respond-
ent’s business structure that had occurred during his absence,
such as management turnover and the elimination of other day-
crew positions. On its face, however, this fails to explain Re-
spondent’s conduct; assuming that Urbanski was expected to
perform the entire day-crew operation, requiring him to obtain
written permission for specific tasks and constantly haranguing
him with requests for updates hardly seems consistent with al-
lowing him to focus on his work. Instead, Saxe, who had
70 Contrary to the General Counsel’s contention, I do not find that,
upon his return to work, Urbanski was assigned more difficult or physi-
cally arduous tasks than he had previously performed, or that he was
determined to conduct a disciplinary “intervention” with Urban-
ski, appears to have subjected him to a gratuitous hazing aimed
to aggravate him enough to either quit or push back hard enough
to justify such an action.
For these reasons, I reject Respondent’s asserted Wright Line
defense and find instead that, but for Urbanski’s union conduct,
he would not have been subjected to increased supervision or re-
quired to receive written permission in order to perform tasks.70
THE WAREHOUSE UNIT ALLEGATIONS
As discussed, the administrative and supervisory portion of
Respondent’s operation is housed at a building known as the
“Oquendo facility,” which is located approximately 15 minutes
away from the theaters. In April 2018, Scott Leigh (Leigh), who
worked in the warehouse at the Oquendo facility, solicited sig-
natures from several of his coworkers at the facility, in support
of the Union. According to the General Counsel, as of April 11,
Leigh successfully solicited authorization cards from a majority
of an appropriate unit of warehouse workers. It is further alleged
that, 2 days later, Saxe unlawfully interrogated Leigh about his
union activity and created the impression that his union activity
was under surveillance. A week later, Leigh was discharged.
(Tr. 2187, 3647.)
No petition for representation of the warehouse employees
was filed, but the General Counsel alleges that, based on Re-
spondent’s unfair labor practices, the appropriate remedy for Re-
spondent’s conduct is the issuance of a Gissel bargaining order
with respect to those employees. The purpose of a remedial bar-
gaining order is “to remedy past election damage [and] deter fu-
ture misconduct.” NLRB v. Gissel Packing Co., 395 U.S. 575,
612 (1969). The Supreme Court has sanctioned the issuance of
such a bargaining order “where an employer has committed in-
dependent unfair labor practices which have made the holding of
a fair election unlikely or which have in fact undermined the un-
ion’s majority. . .” Gissel, 395 U.S. at 610.
In the Gissel case, the Supreme Court approved the issuance
of a bargaining order in two categories of cases: “exceptional
cases marked by outrageous and pervasive unfair labor prac-
tices” (“Category I”) and “less extraordinary cases marked by
less pervasive practices which nonetheless still have the ten-
dency to undermine majority strength and impede the election
processes” (“Category II”). 395 U.S. 575, 613–614 (1969) (in-
ternal quotations omitted). In the instant case, the General Coun-
sel contends that Respondent’s violations fell within Category II.
In such a case, a bargaining order may issue only if: (1) a ma-
jority of employees have shown support for the union; (2) the
employer’s unfair labor practices undermined the majority
strength of the union; and (3) the “possibility of erasing the ef-
fects of past practices and of ensuring a fair election (or a fair
rerun) by the use of traditional remedies, though present, is slight
and [ ] employee sentiment once expressed through cards would,
on balance, be better protected by a bargaining order.” Id. at
614–615.
Respondent argues that that the General Counsel has failed to
assigned a higher volume of work. I therefore recommend dismissal of
this specific allegation (set forth at par. 6(m)(iii) of the complaint).
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
49
establish that Local 720 enjoyed a majority in an appropriate
unit. Respondent further argues that, to the extent it committed
any unfair labor practices, they have not been shown to have un-
dermined the Union’s majority support and in any event were of
such a nature that their coercive effects can be eliminated by the
application of traditional remedies, rendering a bargaining order
inappropriate. Specifically, it is contended that there is insuffi-
cient evidence that Respondent’s unfair labor practices were
aimed at, or disseminated among, a sufficient number of employ-
ees to preclude a fair election.
A. The Warehouse Operation and the Alleged Gissel Unit
In support of its claim that the Union had at one time majority
support in the warehouse tech unit, the General Counsel relies on
evidenced adduced at trial that five warehouse techs in a nine-
person unit signed union authorization cards between April 10–
11. Respondent asserts that the smallest appropriate unit must
include additional positions (runner, electrician, and porter),
thereby destroying the Union’s card majority. Respondent alter-
nately argues that the only appropriate unit in which a bargaining
order may issue is the unit of theater employees stipulated to by
the parties in Case 28–RC–219130.
1. Facts
a. The “warehouse technician” position
As noted, employees working in Respondent’s warehouse are
generally responsible for fabricating, building, repairing, and up-
keeping props and set pieces for the theaters’ shows. They also
perform general facilities maintenance work, including the
cleaning and upkeep of the Oquendo facility. In addition, they
have also been responsible for remodeling the Oquendo facility,
including building out offices and fabricating office furniture.
Between late 2017 and early 2018, they also built a stage at the
Oquendo facility, which is rented out for rehearsals and audi-
tions. They use various tools and equipment, including saws,
power tools, forklifts, and a scissor lift. (Tr. 1597, 1625–1626,
1642–1643, 2177–2178, 2185, 2188–2189, 3798.)
As of April 11 (the date on which the Union is alleged to have
achieved majority status among the warehouse employees), there
were nine individuals working in this capacity: Leigh, David
Montelongo (Montelongo), Marck Capella (Capella), Blake
Scott (Scott), Lamar Rayner (Rayner), Brandon Duran (Duran),
Dwuane Thomas (Thomas), Kendrick Dotson (Dotson), and
Mario Stumpf (Stumpf) (the warehouse technicians). Outside of
their general job duties, certain of the warehouse technicians are
assigned more specialized tasks. Leigh, for example, spends the
majority of his time welding. Scott is chiefly responsible for
performing electrical work.71 Montelongo and Capella work
mainly on carpentry projects. (Tr. 1596–1597, 1615, 1617,
2176–2177, 2255, 2258, 3240, 3801, 3907–3908.)
During April 2018, the warehouse technicians were super-
vised by Hunt, received their daily assignments via a “Smart-
Sheet” (a computer-generated task list) and were expected to
71 I give little weight to Leigh’s testimony that, during meetings with
the warehouse employees, Saxe indicated that Scott was not to perform
any warehouse work other than electrical work. This sheds little light on
Scott’s actual job duties, of which Leigh was admittedly unaware.
attend a daily morning briefing with Hunt to review their assign-
ments and progress. During 2018, the warehouse techs were all
paid by the hour (between $13 and $20), were eligible for the
same benefits and worked the same schedule. (Tr. 1598, 1627–
1628, 1630–1631, 2174, 2184–2185, 2257–2258, 3562–3566,
3830.)
a. Runners
The “runner” position was held by Dominic Antonelli (An-
tonelli) during April 2018. Unlike the warehouse techs, An-
tonelli spent approximately 75 percent of his time on the road,
picking up and delivering (via a company-provided truck or van)
various items to either the theaters and the Oquendo facility. In
this capacity, he, like the warehouse techs, reported to Hunt and
generally received his assignments via SmartSheets. He spent
the bulk of his remaining time on an entirely different task, edit-
ing videos in an office on the second floor of the Oquendo facil-
ity for Respondent’s marketing department, as overseen by an
individual in that department. (Tr. 3545, 3589, 3802–3803,
3822, 3860–3863, 3866, 3869–3870, 3876–3877, 3880–3881,
3885–3886.)
Antonelli’s main contact with the warehouse techs occurred
when he delivered supplies and other items to the warehouse.
This contact was very limited; typically, he remained in his ve-
hicle while the warehouse techs unloaded his truck. Antonelli
also testified that, on occasion, he would provide an “extra set of
hands” to assist the warehouse techs in their work, but, unlike
the techs, he did not operate saws, power tools, forklifts or the
scissor lift used by the techs. Antonelli earned approximately
$13.50 per hour and, like the warehouse techs, was not required
to wear a uniform. (Tr. 3876, 3928–3929.)
Rather than being integrated into any particular project or
day’s work performed by the warehouse techs, Antonelli’s assis-
tance was typically ad hoc (for example, handing a tool to a
warehouse tech working up on a platform) and not the result of
an official assignment. He played no role in the warehouse
tech’s larger projects, such as building the Oquendo facility stage
or the renovating of the facility’s office space. He occasionally
stocked vending machines (as did at least one of the warehouse
techs) but did not assist with cleaning at the warehouse. (Tr.
3821–3823, 3868, 3873, 3883, 3927.)
b. Porters
As of April 11, Respondent employed between six and nine
individuals with the job title, “porter.” Porters do not work at
the Oquendo facility, but rather at Respondent’s theaters, where
they perform custodial duties, such as cleaning, sweeping, and
vacuuming. They may also act as ushers and bar backs, when
necessary. Porters are supervised by Saxe and the theater man-
agers and work shifts different from those of the warehouse
techs. They earn between $10 and $17 per hour. Unlike the
warehouse techs, porters have contact with the public, may work
part time and are required to wear uniforms. (Tr. 3554–3555,
3561–3563, 3564, 3566–3567, 3570, 3647–3648, 3798–3799.)
According to Carrigan, Scott, in addition to his electrical work, per-
formed work similar to that performed by the other warehouse techs. (Tr.
2258–2259, 3828.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
50
There is no indication that porters and warehouse technicians
work together or have regular contact. Porters do not share
equipment or cleaning supplies with the warehouse technicians,
the only exception being that the two groups of employees do
share the use of a large upholstery cleaning machine that is trans-
ferred between their work locations, as needed. (Tr. 3649–
3650.)
2. Analysis
As noted, the General Counsel must show that, as of April 11,
the Union had majority support in an appropriate unit. Respond-
ent contends that the smallest appropriate unit on April 11 must
have also included electrician Scott, runner Antonelli and a num-
ber of porters, thereby destroying the Union’s majority support.
For the reasons set forth below, I agree with Respondent that
Scott must be included in any appropriate unit that existed as of
April 11, but that the runner (Antonelli) and porter positions are
properly excluded.72
a. The legal standard
In a case such as this, in which an employer argues that the
smallest appropriate unit includes individuals not included in the
General Counsel’s alleged unit, the Board applies a multi-factor
test that assesses:
whether the employees are organized into a separate depart-
ment; have distinct skills and training; have distinct job func-
tions and perform distinct work, including inquiry into the
amount and type of job overlap between classifications; are
functionally integrated with the Employer’s other employees;
have frequent contact with other employees; interchange with
other employees; have distinct terms and conditions of employ-
ment; and are separately supervised.
PCC Structurals, Inc., 365 NLRB No. 160, slip op. at 6 (2017)
(citing United Operations, Inc., 338 NLRB 123 (2002)).
b. Evaluation of specific factors
Separate department/separate supervision: The porters are
clearly organized into a separate department and reported not to
Hunt, but to Saxe and the theater managers, arguing against their
inclusion in the unit. Scott, by contrast, clearly worked in the
same department as the warehouse employees and, like them, re-
ported to Hunt, which argues for his inclusion. Antonelli chiefly
worked in the same department as the warehouse employees but
was supervised 25 percent of the time by a member of Respond-
ent’s marketing department, rendering this factor neutral as to
him.
Skills and training/job functions and work: During the vast
majority of the time, the warehouse techs, the runner and porters
performed very different types of work, arguing for a warehouse
tech-only unit. It is clear that the primary function of the ware-
house techs remained at all times the performance of construc-
tion and maintenance work in the warehouse. According to Car-
rigan’s unrebutted testimony, these tasks were also regularly per-
formed by Scott, despite his “electrician” moniker. The inci-
dence of job overlap between the warehouse techs and the
72 Because, for purposes of a Gissel bargaining order remedy, the
General Counsel must demonstrate majority status in an appropriate unit
runner, who spent the majority of his time driving a company-
provided vehicle making pickups and deliveries, was negligible.
While both warehouse techs and porters appear to have per-
formed cleaning tasks, this appears to be the only type of work
they had in common. There is scant record evidence of any spe-
cific skills or training required for warehouse techs, runners or
porters, rendering this factor largely neutral.
Functional integration: There is no significant functional in-
tegration between the warehouse techs and the porters, who work
at the theaters on a completely different schedule. Based on Car-
rigan’s testimony, however, there was significant functional in-
tegration between the warehouse techs and Scott, who either per-
formed warehouse tech duties or electrical work that was con-
nected to and essential to the building projects undertaken by the
warehouse techs. There is some evidence of functional integra-
tion of the runner position, in that Antonelli regularly delivered
materials and supplies to the warehouse techs. Overall this factor
weighs in favor of including Scott and excluding the non-ware-
house tech positions.
Other contact: The warehouse techs had regular, work-re-
lated contact with each other. They attended morning meetings,
which were also attended by Scott, but not the porters or the run-
ner. There is no further evidence of contact between the ware-
house techs and the porters. The warehouse techs have occasion
to observe the runner when he delivers or picks up items from
the warehouse, but there is no evidence that this contact extends
beyond pleasantries. Overall, this factor supports a warehouse
tech-only unit.
Interchange: There is no evidence of interchange (i.e., either
temporary or permanent transfers) between the warehouse techs,
the runner position or the porters during the relevant time period,
arguing for the exclusion of non-warehouse tech positions.
Terms and conditions of employment: The warehouse techs
share personnel policies and employee benefit programs with
porters and the runner. Warehouse techs and porters earn a sim-
ilar range of hourly pay, while the runner position pays signifi-
cantly less. Furthermore, it is uncontroverted that the warehouse
techs (and Scott) attended regular, morning meetings with their
supervisor, at which time they received their work assignments.
No porter or runner was required to attend similar meetings.
Overall, this factor weighs, albeit slightly, in favor of including
Scott and excluding the non-warehouse tech positions.
c. Analysis
As described above, the substantial majority of factors sup-
ports a finding that the warehouse techs (including Scott) share
a community of interest with each other that is distinct from the
interests of other employees, including the porters and runner.
As such, I find that the appropriate unit on April 11 included
Leigh, Montelongo, Capella, Scott, Rayner, Duran, Thomas,
Dotson, and Stumpf.
d. Respondent’s remaining arguments regarding the appropri-
ate unit lack merit
As noted, Respondent argues that the only appropriate unit in
which a bargaining order may issue is the unit of theater
as of April 11, I apply these standards to the makeup of Respondent’s
work force as of that date.
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
51
employees stipulated to by the parties in Case 28–RC–219130,
and that the General Counsel is effectively estopped from seek-
ing such an order with respect to the warehouse techs. The cases
cited by Respondent, however, stand for the proposition that a
party will be bound to the terms of an unambiguous unit descrip-
tion contained within a stipulated election agreement insofar as
that unit is concerned. They do not in any way limit the General
Counsel from alleging additional units for the purpose of seeking
Gissel relief. Put differently, Respondent would have me find
that election stipulations are not only generally binding as to unit
composition, but rather that they present a one-time opportunity
for the parties to agree on a unit (or units) of employees appro-
priate for representation. This is simply not the case. Accord-
ingly, I reject this as a rationale for refusing to recommend a bar-
gaining order.
Respondent also appears to argue that the General Counsel’s
request for a Gissel remedy for the warehouse techs is somehow
procedurally flawed. Citing no authority, Respondent argues
that, when the Region amended the complaint 7 days before the
hearing to request this remedy, it improperly failed to give “spe-
cial notice to the parties” or seek my “permission” to do so. It is
well established that, prior to the opening of the record, the Re-
gion is not required to seek my permission to amend the com-
plaint for any reason and due process entitles Respondent to 14
days’ notice to answer. Accordingly, I find this argument by Re-
spondent to lack merit.
B. Leigh’s Solicitation of Union Authorization Cards
I have found that, as of April 11, an appropriate unit of nine
warehouse techs existed. Accordingly, no bargaining order rem-
edy may issue without a showing that, as of that date, at least five
of these individuals had expressed a desire for representation by
the Union. As discussed, infra, counsel for the General Counsel
presented five signed authorization cards. While Respondent
does argue that the cards’ language is ambiguous as to the signa-
tory’s authorization, but rather contends that two of the five cards
should be excluded for purposes of determining the Union’s ma-
jority status, because they were obtained by misrepresentation. I
disagree.
1. Facts
Scott Leigh, who began working in Respondent’s warehouse
in the spring of 2017, emerged as a supporter of the Union
around the very time that management learned about the theater
employees’ organizing campaign. During a work-related con-
versation in early March 7, Saxe asked Leigh about his “involve-
ment” with the Union. Leigh responded that he had “worked a
few gigs with them,” which he had enjoyed. Saxe then asked,
“what are the benefits for us going union?” Leigh responded that
it would enable Saxe to obtain skilled labor through the Union’s
hiring hall on an as-needed basis, instead of taking on individual
employees full time. (Tr. 1596, 1603–1604.)
73 Montelongo, as a current employee, was clearly uneasy testifying
and so eager to distance himself from association with the Union that he
reflexively denied recognizing the card he obviously signed. He also
embellished his account in a manner to suggest that Leigh somehow
Within the next week, prompted by Devito, Leigh spoke to
various warehouse employees, including Montelongo, about the
Union; he used the same pitch with each of them, first asking
what they thought of unions in general and then explaining to
them that, if employees working at the warehouse “went union,”
they would be able to bargain with Respondent and have a say in
their working conditions. He also specifically said that there
were training classes available if they were interested. Accord-
ing to Leigh, each of the individuals he spoke with expressed
their willingness to sign a card for the Union. Between April 9
and 11, he solicited signatures from warehouse employees Mon-
telongo, Rayner, Duran, and Thomas, each of whom signed in
his presence. (Tr. 1606–1609; GC Exh. 65.)
Two of the card signers—current employees Montelongo and
Thomas—testified, each claiming that Leigh never mentioned
that signing the card had anything to do with the Union. Accord-
ing to Montelongo, Leigh initially asked whether he wanted to
get some “special training” to be certified to work a side job do-
ing rigging, he said he was interested. Then, he claimed, a cou-
ple of days later, Leigh “confronted” him while he was sitting in
his car, presented him with a card and said, “here you go. This
is where you can sign up for the training.” Montelongo then
quickly signed the card (without reading it), and Leigh “grabbed
it right away.” Presented with his original, signed card, Monte-
longo claimed not to recognize it, while admittedly recognizing
the signature and the handwritten date on the card as his own.
Montelongo testified that the physical address, email address and
telephone number listed on the card were not his. I note, how-
ever, that the handwriting on these portions of the card appears
similar to the exemplar Montelongo provided at hearing. (Tr.
1598–1601, 3240, 3243–3245, 3247–3248, 3253–3255, 3267;
ALJ Exh. 2.)
Leigh did not dispute Montelongo’s account for the most part,
but as noted, testified that he had previously pitched him on
training as part of bringing the Union in to represent the ware-
house workers. I credit Leigh, whom I generally found to be a
plain-spoken witness not prone to embellishment, on this point.73
Thomas testified that he had only a single interaction with
Leigh about signing the card; according to him, Leigh simply
said that he could get free welding training if he signed a card, to
which he immediately agreed, signing the card without reading
it. By contrast, Leigh testified that he specifically explained to
Thomas that the purpose of the card was to bring the Union into
the warehouse operation and that this would result in training
being made available. (Tr. 1602, 1607; 3333–3334, 3807–3808.)
I credit Leigh, whose recollection was specific and unforced,
over Thomas, who recited his version in a hurried and over-re-
hearsed manner. Nor do I credit Thomas’ testimony as to what
happened after he signed his card. Essentially, he claimed to
have attempted to revoke his card after family members put pres-
sure on him to do so. He was visibly anxious to get to this part
of his story, the details of which simply did not add up.74
“strong armed” him into signing (by “confronting” him and then “grab-
bing” the signed card).
74 He claimed, for example, to have done an internet search that led
him to a web page showing the Union’s office information, including
whether it was open, but then testified that he did not call the number
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
52
2. Analysis
The Supreme Court in Gissel approved the Board’s Cumber-
land Shoe doctrine,75 finding that employees will generally be
held responsible for their acts and therefore bound by the clear,
unambiguous language of the card they sign. 395 U.S. at 606.
An exception exists, however, where that language is “deliber-
ately and clearly cancelled by a union adherent with words cal-
culated to direct the signer to disregard and forget the language
above the signature.” Id. Demonstration of a qualifying misrep-
resentation must be established “on the basis of what the employ-
ees were told, not on the basis of their subjective state of mind
when they signed the cards.” Aero Corp., 149 NLRB 1283, 1290
(1964).
An employer’s burden to prove such a “cancellation” is a steep
one. Indeed, even where it is undisputed that an employee did
not read the card’s language, he will be bound by it unless the
employer offers clear and convincing evidence that the card so-
licitor expressly indicated that the card “would be used only for
a different, more limited, purpose than that stated on the card.”
Photo Drive Up, 267 NLRB 329, 364 (1983) (citing Gissel) (em-
phasis added). Thus, a signatory’s unambiguous authorization
will stand despite it having been solicited by a representation that
the employee’s signature will result in something different to its
stated purpose, as long as that different purpose is not presented
as the sole purpose. Compare Warehouse Groceries Mgmt., Inc.,
254 NLRB 252, 254 (1981) (finding valid card solicited on rep-
resentation that “if a certain number of people signed the cards,
the Union ‘would come in and investigate and . . . look around.’”)
with Sambo’s Restaurant, 269 NLRB 1187, 1188 (1984) (find-
ing invalid cards solicited on representation that “the only pur-
pose of signing the card was to have an election”).
Here, I find that the credible evidence establishes that Leigh
told both Montelongo and Thomas that the purpose of the card
was to sign up for free vocational training, and that he also men-
tioned that the card was associated with union representation.
Therefore, his statements to the effect that the signing the cards
would result in free training were not inconsistent with the stated
representative purpose of the card and did not negate the card’s
written language and did not amount to a directive that they
should disregard that language. Consequently, that Montelongo
and Thomas signed their cards based on such representations
provides no basis for disregarding the expression of intent man-
ifested in the card’s clear language.76
In conclusion, I agree with the General Counsel that the cards
signed by Montelongo and Thomas are valid and should be
counted; I therefore find that the General Counsel has established
that, as of April 11, the Union enjoyed majority status (five cards
in an appropriate, nine-person unit).
C. Saxe Interrogation and Creation of the Impression of Sur-
veillance [Compl. ¶ 5(e)]
The General Counsel alleges that, shortly following Leigh’s
immediately because it was evening, and the office “probably” was
closed. (Tr. 3335–3340; 3346–3348, 3808.)
75 Cumberland Shoe Corp., 144 NLRB 1268 (1963), enfd. 351 F.2d
917 (6th Cir. 1965).
collection of authorization cards, he was confronted by Saxe.
During the conversation that ensued, it is alleged that Saxe un-
lawfully interrogated Leigh about his union membership, activi-
ties and sympathies, as well as that of other employees, and also
created the impression that his union activities were under sur-
veillance. I agree.
1. Facts
At the end of his work shift on April 13, as Leigh clocked out
and began to exit the warehouse; at that point, warehouse tech
Duran alerted him that Saxe was looking for him. Leigh stopped
and waited for Saxe, who approached him and asked Leigh to
follow him into a conference room. Once they arrived there,
Saxe asked Leigh if he was signing people up for free union
training. Leigh dodged the question, stating, “nothing in life is
free” to which Saxe responded by furling his brow and telling
Leigh to go. Saxe did not deny that this conversation occurred,
but rather offered a sanitized version of it. According to him,
after repeatedly warning Leigh about letting other workers weld
at work, he confronted him and asked (without mention of the
Union), “why is everybody else welding for you, and why are
you offering training, welding?” (Tr. 1609–1611, 3492–3493.)
I credit Leigh’s version of this exchange; it was specific, and
he related it without embellishment. Saxe, by contrast, appeared
rather deliberately to omit the reference to “union” training from
his account; as I have noted elsewhere in this decision, Saxe’s
visibly focused countenance when recounting such editorialized
versions of events was notably distinct from his otherwise re-
laxed, forthcoming manner of testifying.
2. Analysis
a. Unlawful interrogation
The Board recognizes that the lawfulness of particular ques-
tioning must be considered under all the circumstances and there
are no particular factors “to be mechanically applied in each
case.” Rossmore House, 269 NLRB 1176, 1178 fn. 20 (1984),
enfd. 760 F.2d 1006 (9th Cir. 1985); Westwood Health Care
Center, 330 NLRB 935, 939 (2000). That said, consideration
may be given to the following: whether the employee is an open
and active union supporter; whether there is a history of em-
ployer antiunion hostility or discrimination; the nature of the in-
formation sought (especially if it could result in action against
individual employees); the position of the questioner in the com-
pany hierarchy; the place and method of interrogation; and the
truthfulness of the reply. The Board also considers the timing of
the interrogation and whether other unfair labor practices were
occurring or had occurred. See Rossmore House, supra; see also
Bourne v. NLRB, 332 F.2d 47 (2d Cir. 1964); RHCG Safety
Corp., 365 NLRB No. 88, slip op. at 1–2 (2017); See Vista Del
Sol Healthcare, 363 NLRB No. 135, slip op. at 17 (2016). Ulti-
mately, the “task is to determine whether under all the circum-
stances the questioning at issue would reasonably tend to coerce
76 I note that Respondent does not argue that either Montelongo’s or
Thomas’ card should be deemed invalid pursuant to NLRB v. Savair Mfg.
Co., 414 U.S. 270 (1973), and therefore do not consider this as an addi-
tional basis for discounting them for purposes of establishing the Union’s
majority status.
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
53
the employee at whom it is directed so that he or she would feel
restrained from exercising rights protected by Section 7 of the
Act.” Westwood Health Care Center, 330 NLRB 935, 940
(2000).
In this case, these factors strongly support a finding of unlaw-
ful interrogation. Saxe, Respondent’s president and CEO, liter-
ally summoned Leigh back to the warehouse after his shift had
ended to grill him about offering his coworkers “union training.”
This, given the breadth of Respondent’s other unfair labor prac-
tice violations and the fact that Leigh felt compelled to deflect
(rather than answer) Saxe’s query, argue in favor of an interro-
gation violation. Moreover, Saxe’s questioning was clearly
aimed to determine Leigh’s role in soliciting on behalf of the
Union, as well as to elicit whether or not Leigh had spoken to
other employees about the union. As such, I do not find the fact
that Leigh had previously disclosed his pro-union leanings to
Saxe to privilege the highly coercive nature of his questioning.
See Far West Fibres, Inc., 331 NLRB 950, 951 (2000) (ques-
tioning aimed at determining individual employee’s role in union
conduct constitutes unlawful interrogation); Valley Special
Needs Program, Inc., 314 NLRB 903, 912 (1994) (asking open
union supporter about union activities of other employees coer-
cive) (citations omitted).
b. Impression of surveillance
As the Board has held, an employer violates the Act when it
gives employees the impression that “members of management
are peering over their shoulders, taking note of who is involved
in union activities, and in what particular ways.” Fred’k Wallace
& Son, Inc., 331 NLRB 914, 914 (2000). The Board has found
that the impression of surveillance is created where an employer
tells employees that it is aware of their union activities but fails
to tell them the source of that information. North Hills Office
Services, 346 NLRB 1099, 1103 (2006). The coercive quality of
such an ‘unsourced’ statement is based on its tendency to cause
employees “to speculate as to how the employer obtained its in-
formation, causing them reasonably to conclude that the infor-
mation was obtained through employer monitoring.” Id.
Saxe’s statements to Leigh were more than enough to put the
latter on notice that Saxe was wise to his card soliciting activity.
By not revealing the source of his information, Saxe left Leigh
to speculate as to how it was obtained. Especially considering
the sheer volume of cameras placed throughout the warehouse
facility where Leigh worked, Saxe’s failure to reveal his source
would more likely than not cause a reasonable employee in
Leigh’s shoes to conclude that his activity had been monitored
via video.
Accordingly, I find that, by asking Leigh whether he had been
offering free union training to his coworkers, Saxe violated the
Act as alleged in paragraphs 5(e)(i) and (ii) of the complaint.
D. Leigh’s Discharge [Compl. ¶ 6(j)]
Four days after his conference room chat with Saxe about
“signing people up,” Leigh was discharged. The General
77 Saxe, who admitted on cross examination that he received such re-
ports in April, later tried to backdate them, claiming that the issue actu-
ally arose months earlier. I found this attempt to change the timeline
unconvincing. (Tr. 138–140, 3490–3491, 3628–3631.)
Counsel alleges, and I agree that this action was taken in retalia-
tion for his Union activity.
1. Facts
Leigh was not actually at work on April 17, having “called
out” to care for an elderly family member. For warehouse em-
ployees, “calling out” involves calling an established “callout
line,” identifying himself and stating his reason for not coming
in. It is undisputed that Leigh followed these procedures. (Tr.
1614.) As discussed, infra, Leigh was informed that he was dis-
charged by Carrigan via telephone, and there is no evidence that
he ever returned to the workplace or otherwise had contact with
any of his former coworkers.
According to Saxe, Leigh was fired for absenteeism, poor per-
formance, “bad attitude” and insubordination. Leigh’s insubor-
dination, according to Saxe, involved him training other employ-
ees to weld instead of doing welding himself. Curiously, Saxe
supposedly learned about this around the very time that Leigh
was, in fact, pitching his coworkers on union provided welding
training.77 Leigh, for his part, readily admitted to showing em-
ployees how to weld but denied that Saxe ever told him to stop
doing so. Saxe also claimed that Leigh was frequently AWOL
at times when Saxe was looking for him.78 Finally, at hearing,
Saxe added another rationale for discharging Leigh, claiming
that, 3 months prior to his discharge, he had been accused of
“confrontational” conduct by female office workers at the facil-
ity, who had complained to Saxe that Leigh was “abusive,” a
“bad guy” and “doing bad things.” (Tr. 140–141, 1613, 1640.)
This testimony went uncorroborated.
Leigh admitted to occasionally reporting to work late, also to
calling out from work. He credibly denied, however, that anyone
in management had spoken to him about these instances. It does
appear that, in January, Carrigan had emailed him about his tar-
diness and absences. As she testified, typically, two absences in
a single week is considered excessive and typically generates
disciplinary action. Carrigan’s email indicates that, on January
3 and 4, Leigh “called out,” presumably triggering her email.
The email indicates that it is constituted a “final warning” that
Leigh could be terminated for tardiness and/or absenteeism. (R.
Exh. 67; Tr. 1638–1639, 2865–2866.)
Shortly after Leigh began talking with his coworkers about the
benefits of unionizing and Saxe questioned him about his “in-
volvement” with the Union, Respondent engaged in a flurry of
activity, documenting alleged problems with his performance.
This consisted of Carrigan approving a series of PAFs generated
by Hunt, none of which were presented to Leigh for his signa-
ture. These included:
-
a March 30 “second verbal warning”
for refusing to complete tasks as as-
signed;
-
an April 13 “third verbal warning” for
using a personal cell phone during
work hours; and
78 I do not credit this (mainly hearsay) testimony, but rather find that
Leigh credibly denied ever leaving work while clocked in, except to go
to one of Respondent’s theaters. (Tr. 139, 1641.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
54
-
an April 16 “fourth verbal warning”
for “for “leaving metal outside where
it could be ruined.”
Each of the PAFs notes that Leigh had been verbally warned not
to repeat the conduct in question; however, Leigh credibly de-
nied this ever happened, and his denials went unrebutted. (R.
Exh. 63, 64, 66; Tr. 1639–1640, 2855–2856, 2861.)
Respondent also began documenting Leigh’s absences. On
April 12—the day before Saxe confronted Leigh about signing
his coworkers up for union training—Carrigan’s human re-
sources department generated a listing of the five times Leigh
had called out so far that year. Four days later, on April 16, Saxe
sent Carrigan an email with the subject line, “[Leigh] write ups,”
in which he stated, “[l]et’s meet this morning to go over
[Leigh’s] infractions.” Carrigan recalled no such meeting hav-
ing actually occurred. However, approximately 45 minutes later,
Saxe sent her an additional email, this time purporting to sum-
marize his interaction with Leigh on April 13 (when he accused
him of signing his coworkers up for union-provided training).
According to Saxe’s email, Leigh during the conversation “ad-
mitted” to training Kendrick, Lamar, Dwuane, and Justin (all
card signers) to weld, concluding “[l]et’s talk with him one more
time today and let him know how important it is for him to
simply do his job or he will be termed.” (GC Exhs. 87, 88; Tr.
2198–2202.)
Around noon on April 17, Carrigan called Leigh and said that
his employment was being terminated because he was unreliable,
had excess absences and had a poor attitude. Leigh asked if he
needed to come in and pick up his last check, and she said no,
that his last paycheck would be mailed. At hearing, Carrigan
was adamant that, despite Saxe’s emails of the day prior regard-
ing Leigh’s “welding training” and contrary to his testimony re-
garding Leigh’s alleged insubordination, he was in fact dis-
charged for “excessive tardies and absences.” (Tr. 1613, 1645,
2202, 2871; R. Exh. 70.)
After Carrigan’s conversation with Leigh, Respondent, via
emails and PAFs, attempted to recreate the series of events lead-
ing to his discharge. At 1:52 p.m., Hunt sent Carrigan (with a
copy to Saxe) stating that Leigh had called out again “with no
good reason,” stated that she had “done several write ups” re-
garding Leigh and ended with a dramatic flair:
I, as well as others at the office have asked for this for so long
yet [Saxe] keeps on refusing to allow us to term him, even
though he agrees Scott is terrible at his job. Please allow me to
term him today.
At the time he was discharged, Leigh’s entire disciplinary file
consisted of verbal warnings generated during the prior 6 weeks
but not presented to him. Less than an hour after receiving
Hunt’s email, Carrigan approved an additional discipline for
Leigh’s file—this time, a written warning—for refusing to com-
plete his assigned tasks. This warning specifically accused
Leigh of not moving certain items in the warehouse as instructed
and attached what purports to be photographic documentation of
the items in question. (R. Exh. 65, 69.)
2. Analysis
The General Counsel has established a strong prima facie case
with respect to Leigh’s discharge. Saxe’s conversations with
Leigh make it clear that he had a good grasp on the latter’s card
soliciting activities among the warehouse employees and was not
pleased that, through Leigh, the Union had opened another front
in its attempt to organize Respondent’s operations. Indeed, at
first blush, it appears that Saxe’s consternation with Leigh’s
providing “welding training,” was a quasi-admission—the cred-
ible evidence in fact establishes that Leigh was using the offer of
such training to solicit on behalf of the Union. This, combined
with the fact that Carrigan, a human resources professional, as-
siduously “scrubbed” this rationale from her version of the dis-
charge decision, leads me to believe that Leigh’s card solicitation
is precisely what motivated his discharge.
That Leigh’s discharge followed on the heels of Respondent’s
multiple other unfair labor practices, including the mass dis-
charge of union adherents, is further proof of its discriminatory
motivation. See David Saxe Productions, 364 NLRB No. 100,
slip op. at 5 (citing Amptech, Inc., 342 NLRB 1131, 1135 (2004),
enfd. 165 Fed.Appx. 435 (6th Cir. 2006). Further evidence of
animus is found in the timing of Respondent’s intensive effort to
document Leigh’s supposed performance failings, which coin-
cided squarely with his protected conduct. As noted, supra,
“[t]he Board has long held that the timing of an adverse action
shortly after an employee has engaged in protected activity will
support a finding of unlawful motivation.” See David Saxe Pro-
ductions, 364 NLRB No. 100, slip op. at 5 (citing Real Foods
Co., 350 NLRB 309, 312 (2007); Davey Roofing, Inc., 341
NLRB 222, 223 (2004)). Further evidence of animus against
Leigh is found in Respondent’s creation of a secret narrative of
his supposed misconduct in the form of never-issued PAFs (both
before and after Carrigan had fired him), as well as staging the
discharge decision after the fact, complete with an email from
Hunt imploring Saxe and Carrigan to “allow” her to discharge
Leigh, who had actually been discharged hours earlier. See Lord
Industries, Inc., 207 NLRB 419, 422 (1973) (failure to present
discharged employees with copies of written disciplines con-
tained in their personnel files supports finding of pretext).
Taking into account all of the foregoing considerations, I find
that the General Counsel made a strong showing of discrimina-
tory motivation. Accordingly, under Wright Line, the burden
then shifts to Respondent to demonstrate that it would have dis-
charged Leigh even absent his protected activity. Faced with the
General Counsel’s strong showing of unlawful motivation, Re-
spondent’s rebuttal burden is substantial. See Alternative Energy
Applications, Inc., 361 NLRB 1203, 1207 (2014) (citing cases).
While Leigh did apparently receive a prior discipline for absen-
teeism in January, Respondent’s clumsy effort to shift the focus
from his “insubordination” (i.e., offering welding training) to his
schedule adherence, coupled with the absence of testimony by
Hunt, on whose credibility the absenteeism rationale ultimately
rests, leads me to believe that this, nor any of Respondent’s other
proffered rationales were the real reason for his termination. See
Approved Electric Corp., 356 NLRB 238 (2010) (“[t]he Board
commonly recognizes such shifting rationales as evidence that
an employer’s proffered reasons for discharging an employee are
pretextual”); Shamrock Foods, 366 NLRB No. 117, slip op. at
27–28 (employer’s shifting, false, or exaggerated reasons for an
adverse action are evidence of unlawful motive); Inter-
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
55
Disciplinary Advantage, Inc., 349 NLRB 480, 509 (2007) (find-
ing that “an employer’s shifting explanation for a discharge, or .
. . its post hoc attempt to rationalize such a decision, are sugges-
tive of a pretext”).
Based on the above, I find that Respondent failed to demon-
strate that they would have discharged Leigh even absent his pro-
tected activity, in that the proffered reasons for his discharge
were pretextual. Accordingly, I find that, by discharging Leigh,
Respondent violated Section 8(a)(3) and (1) of the Act.
E. Gissel Bargaining Order
As discussed herein, I have determined that the General Coun-
sel has demonstrated that, as of April 11, the Union enjoyed ma-
jority support in an appropriate unit. These factors are necessary,
but certainly not sufficient, to warrant the issuance of a bargain-
ing order.
Under Gissel, a bargaining order is appropriate where an em-
ployer’s unfair labor practices of have so decreased the chance
of a fair election that the already expressed desires of employees
for representation (here, the employees’ authorization cards) are
a more reliable indication of free choice than an election would
be. 395 U.S. 599, 603 (1969) (“cards, though admittedly inferior
to the election process, can adequately reflect employee senti-
ment when that process has been impeded. . . .”). Specifically,
the question is whether the unfair labor practices are such that
they leave only a slight chance that they can be remedied with
traditional remedies in a manner that will ensure a fair re-run
election, or rather, on balance, would a bargaining order based
on the Union’s demonstrated card majority provide a better ex-
pression of employee sentiment. Gissel, 395 U.S. at 614. In
making this determination it is appropriate to examine: (1) the
seriousness of the violations, (2) the number of employees di-
rectly affected by the violations, (3) the size of the unit, (4) the
extent of dissemination among the employees, and (5) the iden-
tity of the perpetrator of the unfair labor practice. Milum Textile
Services Co., 357 NLRB 2047, 2055 (2011); Holly Farms Corp.,
311 NLRB 273, 281 (1993) (citing FJN Mfg., 305 NLRB 656,
657 (1991)).
In this case, the first, third and fifth factors weigh strongly in
favor of a bargaining order. The Board and courts have recog-
nized that the unlawful discharge of a union adherent such as
Leigh constitutes flagrant interference with employees’ rights
under the Act and are have the potential to cause long-lasting
damage to election conditions because they have a tendency to
reinforce employees’ fear that they will lose their employment if
union activity persists. A.P.R.A. Fuel Oil, 309 NLRB 480, 481
(1992), enfd. 28 F.3d 103 (2d Cir. 1994). Accord: Michael’s
Painting, 337 NLRB 860, 861 (2002), enfd. 85 Fed.Appx. 614
(9th Cir. 2004); NLRB v. Wilhow Corp., 666 F.2d 1294, 1304
(10th Cir.1981); NLRB v. Jamaica Towing, Inc., 632 F.2d 208,
212-213 (2d Cir. 1980). The small size of the warehouse tech
unit and the fact that Saxe himself was involved in the discharge
decision similarly support the issuance of a Gissel order. As the
Board has held, “[w]hen the antiunion message is so clearly
79 While there is ample evidence of Respondent’s serious unfair labor
practices among the theater unit, this occurred before a majority of ware-
house techs signed authorization cards. In the absence of evidence that
the warehouse techs only learned of this conduct (the mass discharges,
communicated by the words and deeds of the highest levels of
management, it is highly coercive and unlikely to be forgotten.”
Consec Security, 325 NLRB 453, 455 (1998), enfd. mem. 185
F.3d 862 (3d Cir. 1999).
It is the two remaining factors—the number of employees di-
rectly affected by the unfair labor practices and the extent of dis-
semination of them—that present a problem. Where a substan-
tial percentage of employees in the bargaining unit is directly af-
fected by an employer’s serious unfair labor practices, the possi-
bility of holding a fair election decreases, supporting the issu-
ance of a bargaining order. Cogburn Healthcare Center, 335
NLRB 1397, 1399 (2001). Likewise, even where the unfair labor
practices have no widespread effect, unit-wide, their broad dis-
semination may itself warrant a Gissel order, in that the em-
ployer’s conduct has created a “legacy of coercion” that would
likely poison the atmosphere in which any new election would
take place. See Garvey Marine, Inc., 245 F.3d 819, 827 (D.C.
Cir. 2001), enfg. 328 NLRB 991 (1999). Conversely, where the
employer’s unfair labor practices neither affect or are dissemi-
nated to a significant portion of the bargaining unit, a bargaining
order will be deemed unnecessary and therefore inappropriate.
Desert Toyota, 346 NLRB 118 (2005) (with exception of unlaw-
ful no-solicitation rule, none of unfair labor practices occurred
on a unit-wide basis, only two employees directly affected by
them and no evidence of dissemination); Cardinal Home Prod-
ucts, 338 NLRB 1004, 1011 (2003) (no threats of plant closure,
and with exception of unlawful no-solicitation rule, virtually all
unfair labor practices occurred in one-one-one situations, did not
affect significant portion of bargaining unit, and were not dis-
seminated); see also Stern Produce Co., Inc., 368 NLRB No. 31,
slip op. at 4–5 (2019) (along with passage of time, lack of wide-
spread dissemination of hallmark violations renders bargaining
order inappropriate).
I find that there is insufficient evidence of dissemination of
the conduct that would support a Gissel order (i.e., the conduct
that occurred after a majority of unit employees signed authori-
zation cards)79 These actions were Leigh’s discharge, Saxe’s in-
terrogation of him and creation of the impression of surveillance
of his union activities, and Respondent’s continued maintenance
of two unlawful handbook rules. Only the rules had any direct
effect on any employee other than Leigh, and there is no evi-
dence of dissemination throughout the unit of either the fact of
his discharge or Saxe’s coercive statements to Leigh. As such,
despite Respondent’s unfair labor practices being serious, the
record does not establish that they impacted a significant portion
of the unit such that traditional remedies would be inadequate to
ensure a fair election. Nor is there a factual basis on which to
conclude that these actions would likely have been disseminated
throughout the unit. Compare Garvey Marine, Inc., 328 NLRB
at 1016 (1999) (concluding that news of suspension of union ad-
herent, in dramatic fashion involving police presence, would be
disseminated). Under the circumstances, I decline to recom-
mend the imposition of a Gissel bargaining order remedy.
etc.) after expressing their support for representation, there no logical
way to attribute an erosion in the union’s majority support to these ac-
tions. See Jewish Home for the Elderly of Fairfield County, 343 NLRB
1069, 1121–1122 (2004).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
56
As discussed, infra, I do find, however, that certain special
remedies are warranted in light of Respondent’s extensive and
serious unfair labor practices in response to its employees’ union
organizational efforts. These additional remedies should serve
to dissipate as much as possible any lingering effects of the Re-
spondent’s unfair labor practices.
CONCLUSIONS OF LAW
1. David Saxe Productions, LLC and V Theater Group, LLC,
which collectively comprise Respondent, are joint employers,
and are jointly and severally liable for the violations found
herein.
2. David Saxe Productions, LLC and V Theater Group, LLC
are individually, and as joint employers, employers engaged in
commerce within the meaning of Section 2(2), (6), and (7) of the
Act.
3. Charging Party International Alliance of Theatrical Stage
Employees and Moving Picture Technicians, Artists, and Allied
Crafts of the United States and Canada, Local 720, AFL–CIO
(the Union) is a labor organization within the meaning of Section
2(5) of the Act.
4. By maintaining the following rules in their respective em-
ployee handbooks, Respondent has engaged in unfair labor prac-
tices affecting commerce within the meaning of 8(a)(1) of the
Act:
a. A rule that prohibits employees from blogging in a manner
that is detrimental to Respondent’s best interests or tarnishes
Respondent’s image, reputation and/or good will; and
b. A rule requiring employees to refer to Respondent’s human
resources representative requests from “outside people or or-
ganizations” to engage in solicitation or distribution.
5. By engaging in the following conduct, Respondent violated
Section 8(a)(1) of the Act:
a. Threatening employees with unspecified reprisals for engag-
ing in union activities;
b. Interrogating employees about their union membership, ac-
tivities and sympathies and the union membership, activities
and sympathies of other employees;
c. Creating the impression among employees that their union
activities were under surveillance by Respondent; and
d. Promising employees increased benefits and improved
terms and conditions of employment if they refrained from un-
ion activity by soliciting employee complaints and grievances.
6. By discharging the following employees because of their
support for the Union or engaging in other protected concerted
activities, Respondent violated Section 8(a)(3) and (1) of the
Act:
a.
Leigh-Ann Hill
b.
Jasmine Glick
c.
Nathanial Franco
d.
Taylor Bohannon
e.
Alanzi Langstaff
f.
Michael Gasca
g.
Chris S’uapaia
h.
Zachary Graham
i.
Kevin Michaels
j.
Scott Leigh
7. By engaging in the following conduct, Respondent violated
Section 8(a)(3) and (1) of the Act:
a. Granting employees a retroactive wage increase;
Assigning employee Courtney Kostew “cue calling” duties;
b. Reducing the work hours of employees Darnell Glen and
Scott Tupy (Tupy);
c. Denying employee Stephen Urbanski (Urbanski) light duty;
d. Imposing more onerous and rigorous terms and conditions
of employment on Urbanski; and
e. Issuing Tupy written discipline.
8. The foregoing unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
REMEDY
Having found that Respondent has engaged in certain unfair
labor practices, I find that it must be ordered to cease and desist
therefrom and to take certain affirmative action designed to ef-
fectuate the policies of the Act.
Specifically, having found that Respondent violated Section
8(a)(3) and (1) of the Act by discharging employees Leigh-Ann
Hill, Jasmine Glick, Nathanial Franco, Taylor Bohannon, Alanzi
Langstaff, Michael Gasca, Chris S’uapaia, Zachary Graham,
Kevin Michaels, and Scott Leigh (the discharged employees), I
recommend that it be ordered to offer them, to the extent it has
not already done so, immediate and full reinstatement to their
former jobs, or, if those jobs no longer exist, to substantially
equivalent positions, without prejudice to their seniority or any
other rights or privileges previously enjoyed, and to make them
whole for any loss of earnings and other benefits suffered as a
result of the unlawful discrimination against them. Having
found that Respondent violated Section 8(a)(3) and (1) of the Act
by reducing the hours of employees Darnell Glen and Scott Tupy
and by denying light duty to Stephen Urbanski, Respondent must
make them whole for any loss of earnings and other benefits suf-
fered as a result of the unlawful discrimination against them.
Having found that Respondent violated Section 8(a)(3) and (1)
of the Act by assigning Courtney Kostew cue calling duties, Re-
spondent must cease assigning her such duties.
Backpay shall be computed in accordance with F. W. Wool-
worth Co., 90 NLRB 289 (1950), with interest at the rate pre-
scribed in New Horizons, 283 NLRB 1173 (1987), compounded
daily as prescribed in Kentucky River Medical Center, 356
NLRB 6 (2010). In accordance with King Soopers, Inc., 364
NLRB No. 93 (2016), enfd. in relevant part 859 F.3d 23 (D.C.
Cir. 2017), Respondent must compensate each of the discharged
employees for their search-for-work and interim employment ex-
penses regardless of whether those expenses exceed interim
earnings. Search-for-work and interim employment expenses
shall be calculated separately from taxable net backpay, with in-
terest at the rate prescribed in New Horizons, supra, compounded
daily as prescribed in Kentucky River Medical Center, supra. In
addition, Respondent must compensate the discharged employ-
ees, as well as Darnell Glen, Scott Tupy and Stephen Urbanski,
for any adverse tax consequences of receiving a lump-sum back-
pay award and to file, within 21 days of the date the amount of
backpay is fixed, either by agreement or Board order, a report
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
57
with the Regional Director for Region 28 allocating the backpay
awards to the appropriate calendar years for each employee. Ad-
voServ of New Jersey, Inc., 363 NLRB No. 143 (2016).
Because Respondent promulgated and maintained certain un-
lawful workplace rules, I shall recommend that Respondent be
ordered to rescind and cease giving effect to their handbook rules
regarding email and communications activities, blogging and
non-solicitation/distribution, insofar as they prohibit blogging
that is detrimental to Respondent’s best interests or that may
harm or tarnish its image, reputation and/or goodwill, or require
employees to refer to Respondent’s human resources representa-
tive any request from “outside people or organizations” to solicit
and/or distribute literature at any of Respondent’s facilities.
I will recommend that Respondent be ordered to post a notice
in the usual manner, including electronically to the extent man-
dated in J. Picini Flooring, 356 NLRB 11, 15–16 (2010). In ac-
cordance with J. Picini Flooring, the question as to whether an
electronic notice is appropriate should be resolved at the compli-
ance phase. In addition to traditional notice posting, the General
Counsel has requested several special remedies, including: (a) an
explanation of rights, (b) a reading of this document, as well as
the Board notice and (c) a broad cease-and-desist order. I find
each of these remedies appropriate here.80
An explanation of rights accompanying the Board notice is
warranted considering the nature and pervasiveness of Respond-
ent’s unfair labor practice violations. In addition to the language
in a standard notice, the explanation of rights sets out the em-
ployees’ core rights under the Act, coupled with clear general
examples that are specifically relevant to the unfair labor prac-
tices found in this case. See Pacific Beach Hotel, 361 NLRB
709, 714 (2014). This is designed to help undo the likely impact
of the violations on employees and help remedy the chilling ef-
fect of Respondent’s conduct. I therefore recommend that Re-
spondent be ordered to post an explanation of rights as described
in the attached appendix to be provided by the Regional Director
for Region 28.
Likewise, a public reading of the notice, along with the Expla-
nation of Rights, will serve to reassure employees that that their
employer and its managers are bound by the Act’s requirements.
Respondent, a recidivist violator of the Act,81 has committed
multiple and pervasive violations of the Act, suggesting that em-
ployees not be appropriately informed by a notice posting. Re-
assurance to employees that their rights under the Act will not be
violated by Respondent is particularly important because Re-
spondent’s owner, Saxe, was directly involved in nearly every
instance of unlawful conduct. Stern Produce Company, Inc., 368
NLRB No. 31, slip op. at 5 (citing North Memorial Health Care,
364 NLRB No. 61, slip op. at 1 (2016) (notice-reading appropri-
ate in part due to participation of high-ranking responsible man-
agement officials in unfair labor practices), enfd. in relevant part
860 F.3d 639 (8th Cir. 2017)); see also Federated Logistics &
80 The General Counsel also requests that I order Respondent to reim-
burse discriminatees for consequential economic harm incurred by them
as a result of its unlawful conduct, a remedy not traditionally included in
Board orders. See Operating Engineers Local 513 (Long Construction
Co.), 145 NLRB 554 (1963). As I am obligated to following existing
Board precedent, I decline to recommend this remedy. See Pathmark
Operations, 340 NLRB 255, 258 (2003), review denied 400 F.3d
920, 930 (D.C. Cir. 2005).
Accordingly, I recommend that Respondent be ordered, dur-
ing the time the required notice and explanation of rights is
posted, to convene its employees and have David Saxe (or, if he
is no longer the owner, a high-ranking management official), in
the presence of Tiffany DeStefano, T.C. Carrigan, Thomas Es-
trada, Sr., Dan Mecca and Steve Sojack, a Board agent and an
agent of the Union, if the Region and/or the Union so desire, read
the notice aloud to employees, or, at Respondent’s option, permit
a Board agent, in the presence Saxe, to read the notice to the em-
ployees. I recommend that the Board agent then read the expla-
nation of rights aloud to employees. See Bozzuto’s, Inc., 365
NLRB No. 146, slip op. at 5 (2017).
In addition, I find that the egregiousness of Respondent’s un-
fair labor practices and Respondent’s status as a recidivist viola-
tor of the Act warrants a broad order requiring Respondent to
cease and desist “in any other manner” from interfering with, re-
straining, or coercing its employees in the exercise of their Sec-
tion 7 rights. See Hickmott Foods, 242 NLRB 1357 (1979).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended82
ORDER
Respondent, a joint employer, which consists, inter alia, of
David Saxe Productions, LLC and V Theater Group, LLC of Las
Vegas, Nevada, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Maintaining an overly broad blogging policy that unlaw-
fully interferes with employees’ use of computer systems for
Section 7 purposes;
(b) Maintaining an overly broad non-solicitation/distribution
policy that requires employees to refer to Respondent’s human
resources department any third-party request to solicit or distrib-
ute on Respondent’s property;
(c) Creating the impression that employees’ union or pro-
tected conduct;
(d) Threatening employees with unspecified reprisals for en-
gaging in union or other protected conduct;
(e) Interrogating employees about their union and other pro-
tected activities, and the union and other protected activities of
other employees;
(f) Promising employees increased benefits and improved
terms and conditions of employment if they refrain from union
activity by soliciting employee complaints and grievances;
(g) Discharging employees, issuing them discipline or reduc-
ing their work hours, because they engaged in union or other pro-
tected activities, including supporting International Alliance of
Theatrical Stage Employees and Moving Picture Technicians,
Artists, and Allied Crafts of the United States and Canada, Local
720, AFL–CIO (the Union).
Stores, Inc., 342 NLRB 378, 378 fn. 1 (2004); Waco, Inc., 273 NLRB
746, 749 fn. 14 (1984).
81 See David Saxe Productions, LLC, 364 NLRB No. 100 (2016).
82 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended Or-
der shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all purposes.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
58
(h) Denying employees light duty, or imposing more onerous
and rigorous terms and conditions of employment on them, be-
cause they engaged in union or other protected activities, includ-
ing supporting the Union;
(i) Granting employees a wage increase to discourage them
from engaging in Union and other protected activities;
(j) Assigning employees cue calling duties to encourage them
to engage in anti-union conduct, or to reward them for engaging
in such conduct; and
(k) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effectu-
ate the policies of the Act.
(a) Within 14 days from the date of the Board’s Order, offer
Leigh-Ann Hill, Jasmine Glick, Nathanial Franco, Taylor Bo-
hannon, Alanzi Langstaff, Michael Gasca, Chris S’uapaia, Zach-
ary Graham, Kevin Michaels, and Scott Leigh, to the extent it
has not already done so, full reinstatement to their former jobs
or, if those jobs no longer exist, to substantially equivalent posi-
tions, without prejudice to their seniority or any other rights or
privileges previously enjoyed.
(b) Within 14 days from the date of the Board’s Order, make
Leigh-Ann Hill, Jasmine Glick, Nathanial Franco, Taylor Bo-
hannon, Alanzi Langstaff, Michael Gasca, Chris S’uapaia, Zach-
ary Graham, Kevin Michaels, Scott Leigh, Darnell Glen, Scott
Tupy and Stephen Urbanski whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
them in the manner set forth in the remedy section of the deci-
sion.
(c) Within 14 days from the date of the Board’s Order, remove
from its files any reference to the unlawful terminations of
Leigh-Ann Hill, Jasmine Glick, Nathanial Franco, Taylor Bo-
hannon, Alanzi Langstaff, Michael Gasca, Chris S’uapaia, Zach-
ary Graham, Kevin Michaels, and Scott Leigh, and the unlawful
discipline of Scott Tupy, and within 3 days thereafter notify them
in writing that this has been done and that the discharges will not
be used against them in any way.
(d) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board or
its agents, all payroll records, social security payment records,
timecards, personnel records and reports, and all other records,
including an electronic copy of such records if stored in elec-
tronic form, necessary to analyze the amount of backpay due un-
der the terms of this Order.
(e) Within 14 days after service by the Region, post at its fa-
cilities in Las Vegas, Nevada, copies of the attached notice
marked “Appendix A” and the attached explanation of rights
marked “Appendix B.” Copies of the notice and explanation of
rights, on forms provided by the Regional Director for Region
28, after being signed by Respondent’s authorized representa-
tive, shall be posted by Respondent and maintained for 60 con-
secutive days in conspicuous places including all places where
notices to employees are customarily posted. In addition to
physical posting, the notice and explanation of rights shall be
distributed electronically, such as by email, posting on an intra-
net or an internet set, and/or other electronic means, if
Respondent customarily communicates with its employees by
such means. Reasonable steps shall be taken by Respondent to
ensure that the notices and explanation of rights are not altered,
defaced, or covered by any other material. In the event that, dur-
ing the pendency of these proceedings, Respondent has gone out
of business or closed the facility involved in these proceedings,
Respondent shall duplicate and mail, at its own expense, a copy
of the notice and explanation of rights to all current employees
and former employees employed by Respondent at any time
since January 10, 2018.
(f) Within 14 days after service by the Region, hold a meeting
or meetings, scheduled to ensure the widest possible attendance,
at which the “Notice to Employees” is to be read to the employ-
ees by Respondent’s owner, David Saxe or at Respondent’s op-
tion, by a Board agent in the presence of Saxe. If Saxe is no
longer an owner or officer of the Respondent, then the Respond-
ent shall designate another owner or officer to conduct or be pre-
sent for the reading.
(g) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that Re-
spondent has taken to comply.
IT IS FURTHER ORDERED that Case 28–RC–219130 be, and it
hereby is, severed from Cases 28–CA–219225, 28–CA–223339,
28–CA–223362, 28–CA–223376, and 28–CA–224119 and that
it be, and it hereby is, remanded to the Regional Director; that
the challenges to the ballots cast in a representation election con-
ducted in said case on May 17, 2018, be, and they hereby are,
overruled; and that the Regional Director be, and he hereby is,
directed to open and count said challenged ballots and to prepare
and serve upon the parties a revised tally of ballots. If the Peti-
tioner receives a majority of the votes cast, the Regional Director
shall issue a certification of representative. In the event that the
Petitioner does not receive a majority of the votes cast, according
to the revised tally, it is further ordered that the election held on
January 12, 1978, among the warehouse employees of the Re-
spondent be set aside and that the Regional Director be directed
to conduct a second election at such time as he deems that cir-
cumstances permit the free choice of a bargaining representative.
IT IS FURTHER ORDERED that the complaint be dismissed inso-
far as it alleges violations of the Act not specifically found.
Dated, Washington, D.C., August 27, 2019
APPENDIX A
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
the National Labor Relations Act and has ordered us to post and
abide by this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefits and
protection
DAVID SAXE PRODUCTIONS, LLC AND V THEATER GROUP, LLC
59
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT do anything that interferes with these rights.
Specifically:
WE WILL NOT maintain a handbook rule that prohibits you
from blogging that is detrimental to our best interests or that tar-
nishes our image, reputation or goodwill.
WE WILL NOT maintain a handbook rule that requires you to
refer to our human resources department any request from “out-
side people or organizations” to engage in solicitation or distri-
bution.
WE WILL NOT threaten you with unspecified reprisals should
you engage in union activities and/or protected concerted activi-
ties.
WE WILL NOT ask you about your union membership, activities
or how you feel about unions.
WE WILL NOT coercively interrogate you about your union ac-
tivities and sympathies, or the union activities and sympathies.
WE WILL NOT create the impression that your union activities
are under surveillance.
WE WILL NOT solicit employee complaints and grievances and
promise you increased benefits and improved terms and condi-
tions of employment to encourage you to refrain from union or-
ganizational activities.
WE WILL NOT discharge employees or impose any discipli-
nary measures on employees because of their activities on behalf
of or support for International Alliance of Theatrical Stage Em-
ployees and Moving Picture Technicians, Artists, and Allied
Crafts of the United States and Canada, Local 720, AFL–CIO
(IATSI Local 720), or any other union or because they engaged
in other protected concerted activity.
WE WILL NOT grant a wage increase in order to discourage you
from union membership.
WE WILL NOT assign you a more prestigious job assignment to
encourage you to campaign against IATSI Local 720 or any
other labor organization, or to reward you for doing so.
WE WILL NOT reduce your work hours because of your activi-
ties on behalf of or support for a union or because you engage in
other protected concerted activity.
WE WILL NOT deny you light duty or impose more onerous and
rigorous terms of conditions of employment on you because of
your activities on behalf of or support for a union or because you
engage in other protected concerted activity.
WE WILL NOT in any manner interfere with, restrain, or coerce
you in the exercise of the rights guaranteed you by Section 7 of
the Act.
WE WILL modify our employee handbook by rescinding: (a)
the provision that prohibits you from blogging in a manner that
is detrimental to our best interests or tarnishes our image, repu-
tation and/or good will; and (b) the provision that requires you
to refer to human resources any request from an outside person
or organization to engage in solicitation or distribution.
WE WILL, within 14 days of the Board’s Order, insofar as we
have not already done so, offer our below-named former em-
ployees immediate and full reinstatement to their former jobs or,
if these jobs no longer exist, to substantially equivalent jobs,
without prejudice to their seniority or any other rights or
privileges previously enjoyed: Leigh-Ann Hill, Jasmine Glick,
Nathanial Franco, Taylor Benavente Bohannon, Alanzi Lang-
staff, Michael Gasca, Chris S’uapaia, Zachary Graham, Kevin
Michaels, and Scott Leigh.
WE WILL make the employees named above, as well as Darnell
Glen, Scott Tupy and Stephen Urbanski, whole for any earnings
and other benefits suffered as a result of our unlawful discrimi-
nation against them, with interest.
WE WILL, within 14 days of the Board’s Order, remove from
our files any references to our unlawful discharge of the employ-
ees named above, and WE WILL, within 3 days thereafter, notify
them, in writing, that this has been done and that our unlawful
actions will not be used against any of them in any way.
WE WILL, within 14 days of the Board’s Order, restore the
work schedules of Darnell Glen and Scott Tupy to reflect their
pre-June 1, 2018 “show call” time.
WE WILL, within 14 days of the Board’s Order, remove from
our files all references to the June 20, 2018 discipline issued to
Scott Tupy and notify him in writing that this has been done and
that the discipline will not be used against him in any way.
DAVID SAXE PRODUCTIONS, LLC AND V THEATER
GROUP,LLC,JOINT EMPLOYERS,
The Administrative Law Judge’s decision can be found at
www.nlrb.gov/case/28-CA-219225 or by using the QR code be-
low. Alternatively, you can obtain a copy of the decision from
the Executive Secretary, National Labor Relations Board, 1015
Half Street, S.E., Washington, D.C. 20570, or by calling (202)
273-1940.
APPENDIX B
EXPLANATION OF RIGHTS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
Employees covered by the National Labor Relations Act have
the right to join together to improve their wages and working
conditions, including by organizing a union and bargaining col-
lectively with their employer, and also the right to choose not to
do so. This Explanation of Rights contains important infor-
mation about your rights under this Federal law.
The National Labor Relations Board has ordered your employer,
David Saxe Productions, LLC and its Joint Employer V Theater
Group, LLC, to provide you with this Explanation of Rights to
describe your rights and to provide examples of illegal behavior.
Under the National Labor Relations Act, you have the right to:
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
60
•
Organize a union to negotiate with your employer
concerning your wages, hours, and working condi-
tions.
•
Support your union in negotiations.
•
Discuss your wages, benefits, other terms and condi-
tions of employment, and collective-bargaining ne-
gotiations with your coworkers or your union.
•
Take action with one or more coworkers to improve
your working conditions.
•
Choose not to do any of these activities.
It is illegal for your employer to take any adverse action against
you because you formed, joined, assisted or supported Interna-
tional Alliance of Theatrical Stage Employees and Moving Pic-
ture Technicians, Artists, and Allied Crafts of the United States
and Canada, Local 720, AFL–CIO (IATSI Local 720), ex-
pressed support for unions in general, or took action with one
or more coworkers to improve your working conditions, or to
discourage you from doing so. Prohibited adverse actions in-
clude:
discharge
discipline
reduction of wages
reduction of work hours
denial of light duty
imposition of more onerous work conditions
It is also illegal for your employer to:
•
Threaten you with adverse consequences, if you
form, join, assist or support a union.
•
Interrogate you about your union membership, ac-
tivities and sympathies, or the union membership,
activities and sympathies of other employees.
•
Give you the impression that your union activities
are under surveillance.
•
Implicitly promise you increased benefits for not en-
gaging in union or other protected concerted activi-
ties.
•
Reward you with more prestigious job assignments
for refraining from supporting the Union.
Illegal conduct will not be permitted. The National Labor Rela-
tions Board enforces the Act by prosecuting violations. If you
believe your rights or the rights of others have been violated, you
should contact the NLRB promptly to protect your rights, gener-
ally within 6 months of the unlawful activity. You may ask
about a possible violation without your employer or anyone else
being informed that you have done so. The NLRB will conduct
an investigation of possible violations if a charge is filed.
Charges maybe filed by any person and need not be filed by the
employee directly affected by the violation.
The Administrative Law Judge’s decision can be found at
www.nlrb.gov/case/28-CA-219225 or by using the QR code be-
low. Alternatively, you can obtain a copy of the decision from
the Executive Secretary, National Labor Relations Board, 1015
Half Street, S.E., Washington, D.C. 20570, or by calling (202)
273-1940.