370 NLRB No. 124
Boar's Head Provisions Co., Inc.
370 NLRB No. 124
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Boar’s Head Provisions Co., Inc. and United Food &
Commercial
Workers
International
Union
(UFCW), AFL‒CIO. Cases 07‒CA‒209874 and
07‒CA‒212031
May 6, 2021
DECISION AND ORDER
BY CHAIRMAN MCFERRAN AND MEMBERS EMANUEL
AND RING
1 The Respondent has excepted to some of the judge's credibility de-
terminations. The Board's established policy is not to overrule an admin-
istrative law judge's credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no basis
for reversing the findings.
The Respondent additionally excepts to the judge’s finding that Su-
pervisors Guadalupe Rodriguez and Maria Mendoza did not possess “an
office or other location of authority at the plant.” We find merit to this
exception but find that their respective interrogations of employees Wal-
ter Aguilar and Elba Rivas were nevertheless coercive under the totality
of the circumstances. Rossmore House, 269 NLRB 1176, 1177‒1178
(1984), enfd. sub nom. Hotel Employees, Local 11 v. NLRB, 760 F.2d
1006 (9th Cir. 1985).
2 We adopt the judge’s conclusion that the Respondent violated Sec.
8(a)(1) when, during the course of a coercive interrogation, Supervisor
Rodriguez threatened that negotiations would start from “zero to mini-
mum” if employees voted for the Union as their collective-bargaining
representative. Accordingly, we find it unnecessary to pass on whether
the Respondent also violated Sec. 8(a)(1) through similar statements
made by Corporate Director of Human Resources Scott Habermehl and
distributed to employees in the “Boar’s Head Brand” document because
such findings would be cumulative and would not affect the remedy.
Chairman McFerran would adopt the judge’s conclusions that the
“zero to minimum” statements made by Supervisor Rodriguez during his
unlawful interrogation of employee Aguilar and by HR Director Haber-
mehl during mandatory employee meetings, as well as the “Boar’s Head
Brand” document, which included that statement and was attached to
employees’ paychecks, each independently constitute Sec. 8(a)(1) viola-
tions.
In adopting the judge’s conclusion that the Respondent violated Sec.
8(a)(1) by telling an employee that it would be futile for employees to
select the Union as their collective-bargaining representative, we note
that the Respondent asserts on exception only that the judge erred in
crediting the testimony of employee Ascension Rios that the statement
was made; it does not argue that the statement, if made, was lawful. In
describing Rios’ testimony, the judge mistakenly stated that the conver-
sation at issue occurred on December 6, 2017, rather than on or about
September 12, 2017. The judge’s inadvertent mistake does not affect our
decision.
We adopt the judge’s conclusion that the Respondent violated Sec.
8(a)(1) by promising to improve employees’ benefits if they did not se-
lect the Union as their collective-bargaining representative, and then
granting these benefits. Accordingly, we find it unnecessary to pass on
the judge’s determination that the Respondent’s conduct additionally
On May 14, 2020, Administrative Law Judge Thomas
M. Randazzo issued the attached decision. The Respond-
ent filed exceptions and a supporting brief, the General
Counsel filed an answering brief, and the Respondent filed
a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record in
light of the exceptions and briefs and has decided to affirm
the judge’s rulings, findings,1 and conclusions2 and to
violated Sec. 8(a)(3), as this additional finding would not materially af-
fect the remedy. We have amended the judge’s conclusions of law con-
sistent with our findings.
The judge determined that the Respondent violated Sec. 8(a)(3) and
(1) by raising Apolonia Rios’s wage and providing her backpay to induce
her to abandon support for the Union. Although the General Counsel’s
complaint did not expressly allege that this provision of benefits during
the course of a union organizing campaign independently violated Sec.
8(a)(1), this allegation is closely connected to the Sec. 8(a)(3) and (1)
allegation regarding the same conduct, and the matter was fully litigated.
See Pergament United Sales, 296 NLRB 333, 334 (1989), enfd. 920 F.2d
130 (2d Cir. 1990). Having found that this issue is appropriately before
the Board, we conclude that the Respondent independently violated Sec.
8(a)(1) by increasing employee Apolonia Rios’s wages and giving her
backpay. See NLRB v. Exchange Parts Co., 375 U.S. 405 (1964); Vista
del Sol Healthcare, 363 NLRB 1193, 1193 fn. 2 (2016) (finding grant of
wage increases to two employees during union organizing campaign vi-
olated Sec. 8(a)(1), citing, inter alia, Exchange Parts). Accordingly, we
find it unnecessary to pass on the judge’s conclusion that the same con-
duct also violated Sec. 8(a)(3), as this additional finding would not ma-
terially affect the remedy.
We adopt the judge’s conclusion that the Respondent violated Sec.
8(a)(1) by unlawfully surveilling employee handbilling activity in its
parking lot on October 25, 2017. Accordingly, we find it unnecessary to
pass on the complaint allegations alleging the same conduct on October
11, October 18, and November 16, because such findings would be du-
plicative and would not affect the remedy.
In adopting the judge’s finding that the Respondent engaged in un-
lawful surveillance on October 25, we reject the Respondent’s argument
that it was prejudiced by the judge’s decision to permit the General
Counsel to amend the complaint allegation at the end of the hearing. The
Respondent cites Bruce Packing Co. v. NLRB for the proposition that
“[w]hen a late amendment deprives an employer of notice and the op-
portunity to fairly litigate its liability, we will find prejudice warranting
reversal so long as there is even a chance that the company could have
successfully defended against the charge.” 795 F.3d 18, 24 (D.C. Cir.
2015). We find, pursuant to Bruce Packing Co., that the Respondent
could not have successfully defended against the unlawful surveillance
charge here. As found by the judge, “the Respondent called and elicited
testimony from most, if not all, of the Respondent’s witnesses that were
involved in the alleged surveillance activity,” and the clear record evi-
dence establishes that the Respondent treated employee handbilling ac-
tivity in a disparate manner compared to other, non-union employee ac-
tivity, e.g., the selling of fruit and vegetables from employees’ vehicles,
which the Respondent permitted in its parking lot.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
adopt the recommended Order as modified and set forth in
full below.3
AMENDED CONCLUSIONS OF LAW
1. Substitute the following for Conclusion of Law 4.
4. The Respondent has engaged in unfair labor practices
in violation of Section 8(a)(1) of the Act by increasing
benefits for employee Apolonia Rios by raising her
wages and paying her retroactive backpay.
ORDER
The National Labor Relations Board orders that the Re-
spondent, Boar’s Head Provisions Co., Inc., Holland,
Michigan, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Threatening employees with loss of benefits, includ-
ing “donning and doffing” time and bonuses, if the em-
ployees select the Union as their collective-bargaining
representative.
(b) Threatening employees that negotiations would
start from “zero to minimum” if the employees select the
Union as their collective-bargaining representative.
(c) Coercively interrogating employees about their un-
ion membership, sympathies, or support.
(d) Soliciting employee complaints and grievances and
promising to remedy them to discourage employees from
selecting the Union as their collective-bargaining repre-
sentative.
(e) Placing employees under surveillance while they
engage in union or other protected concerted activities.
(f) Maintaining an overbroad rule in its Employee
Handbook that prohibits employees from wearing “unau-
thorized badges, pins, or other items on helmet or exterior
garments” in non-production areas.
(g) Promising or granting employees increased bene-
fits, including an increase in wages, increased vacation
Member Emanuel would dismiss the complaint allegations alleging
unlawful surveillance. He notes that on October 11, employee handbill-
ing activity caused traffic to build up in the parking lot, necessitating
intervention by the Respondent’s security officers to alleviate the traffic
concerns. Therefore, under the Board’s test in Arrow Automotive Indus-
tries, 258 NLRB 860 (1981), enfd. 679 F.2d 875 (4th Cir. 1982), Member
Emanuel would find that the Respondent’s security officers did not act
in a manner “out of the ordinary” by continuing to observe handbilling
activity in the parking lot on October 11 and subsequent dates.
In affirming the judge’s decision as modified, we do not rely on On-
site News, 359 NLRB 797 (2013), Station Casinos, LLC, 358 NLRB
1556 (2012), or Garda CL Great Lakes, Inc., 359 NLRB 1334 (2013),
cited by the judge, as those decisions were invalidated by the Supreme
Court in NLRB v. Noel Canning, 573 U.S. 513 (2014).
3 In light of our adoption of the judge’s finding that the Respondent’s
dress code policy was unlawfully overbroad when applied to its non-pro-
duction areas, we shall modify the judge’s recommended Order with re-
spect to this violation to apply only to non-production areas in
and attendance benefits, or by providing hand tools at no
cost for maintenance employees, to induce employees to
abandon support for the Union.
(h) Threatening employees that the Union would not be
able to get them reinstated if the Respondent discharged
them and that employees would “end up in court” or be
“taken to court,” thereby implying or informing employ-
ees that selecting the Union would be futile.
(i) Granting wage increases or retroactive backpay in
order to discourage employees from supporting the Union.
(j) In any like or related manner interfering with, re-
straining, or coercing its employees in the exercise of the
rights guaranteed in Section 7 of the Act.
2. Take the following affirmative action necessary to ef-
fectuate the policies of the Act:
(a) Rescind the rule in its Employee Handbook that pro-
hibits employees from wearing “unauthorized badges,
pins, or other items on helmet or exterior garments” in
non-production areas.
(b) Furnish employees with an insert for the current
Employee Handbook that (1) advises that the unlawful
provision has been rescinded, or (2) provides a lawfully
worded provision on adhesive backing that will cover the
unlawful provision; or publish and distribute to employees
revised Employee Handbooks that (1) do not contain the
unlawful provision, or (2) provide a lawfully worded pro-
vision.
(c) Post at its Holland, Michigan facility copies of the
attached notice marked “Appendix.”4 The notices shall be
posted in English and Spanish, and any other languages
spoken by employees at Respondent’s Holland, Michigan
facility. Copies of the notice, on forms provided by the
Regional Director for Region 7, after being signed by the
Respondent’s authorized representative, shall be posted
by the Respondent and maintained for 60 consecutive days
in conspicuous places, including all places where notices
to employees are customarily posted. In addition to
accordance with our decision in W San Diego, 348 NLRB 372, 376
(2006). We shall substitute a new notice to conform to the Order as mod-
ified.
4 If the facility involved in these proceedings is open and staffed by a
substantial complement of employees, the notices must be posted within
14 days after service by the Region. If the facility involved in these pro-
ceedings is closed due to the Coronavirus Disease 2019 (COVID-19)
pandemic, the notices must be posted within 14 days after the facility
reopens and a substantial complement of employees have returned to
work, and the notices may not be posted until a substantial complement
of employees have returned to work. Any delay in the physical posting
of paper notices also applies to the electronic distribution of the notice if
the Respondent customarily communicates with its employees by elec-
tronic means. If this Order is enforced by a judgment of a United States
court of appeals, the words in the notice reading “Posted by Order of the
National Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
BOAR’S HEAD PROVISIONS CO.
3
physical posting of paper notices, notices shall be distrib-
uted electronically, such as by email, posting on an intra-
net or an internet site, and/or other electronic means, if the
Respondent customarily communicates with its employ-
ees by such means. The Respondent shall take reasonable
steps to ensure that the notices are not altered, defaced, or
covered by any other material. If the Respondent has gone
out of business or closed the facility involved in these pro-
ceedings, the Respondent shall duplicate and mail, at its
own expense, a copy of the notice to all current employees
and former employees employed by the Respondent at any
time since August 1, 2017.
(d) Within 21 days after service by the Region, file with
the Regional Director for Region 7 a sworn certification
of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to com-
ply.
Dated, Washington, D.C. May 6, 2021
______________________________________
Lauren McFerran,
Chairman
________________________________________
William J. Emanuel,
Member
______________________________________
John F. Ring,
Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vi-
olated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected ac-
tivities.
WE WILL NOT threaten you with loss of benefits, includ-
ing “donning and doffing” time and bonuses, if you sup-
port or choose to be represented by the United Food and
Commercial Workers International Union, AFL‒CIO (the
Union) or any other labor organization.
WE WILL NOT threaten you that negotiations will start
from “zero to minimum” if you select the Union as your
collective-bargaining representative.
WE WILL NOT coercively question you about your union
membership, sympathies, or support.
WE WILL NOT solicit complaints and grievances from
you and promise to remedy them in order to discourage
you from selecting the Union as your collective-bargain-
ing representative.
WE WILL NOT place you under surveillance while you
engage in union or other protected concerted activities.
WE WILL NOT maintain an overbroad rule in our Em-
ployee Handbook that prohibits you from wearing “unau-
thorized badges, pins, or other items on helmet or exterior
garments” in non-production areas.
WE WILL NOT promise or grant you increased benefits,
including an increase in wages, increased vacation and at-
tendance benefits, or by providing hand tools at no cost for
maintenance employees, in order to induce you to aban-
don support for the Union.
WE WILL NOT threaten you by telling you that the Union
will not be able to get you reinstated if we discharge you,
and that you would “end up in court” or be “taken to
court,” thereby implying that it would be futile to select
the Union as your collective-bargaining representative.
WE WILL NOT give you wage increases or pay you ret-
roactive backpay in order to discourage you from support-
ing the Union.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL rescind the rule in our Employee Handbook
that unlawfully prohibits you from wearing “unauthorized
badges, pins, or other items on helmet or exterior gar-
ments” in non-production areas.
WE WILL furnish you with an insert for the current Em-
ployee Handbook that (1) advises that the unlawful provi-
sion has been rescinded, or (2) provides a lawfully worded
provision on adhesive backing that will cover the unlawful
provision; or WE WILL publish and distribute revised em-
ployee handbooks that (1) do not contain the unlawful pro-
vision, or (2) provide a lawfully worded provision.
BOAR’S HEAD PROVISIONS CO., INC.
The
Board’s
decision
can
be
found
at
https://www.nlrb.gov/case/07-CA-209874 or by using the
QR code below. Alternatively, you can obtain a copy of
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
the decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, S.E., Room 5011,
Washington, DC 20570, or by calling (202) 273‒1940.
Colleen Carol, Esq. and Steven Carlson, Esq., for the General
Counsel.
Sarai K. King, Esq., for the Charging Party.
Richard D. Alaniz, Esq., Brett Holubeck, Esq., and John E.
Cruickshank, Esq.,1 for the Respondent.
DECISION
STATEMENT OF THE CASE
THOMAS M. RANDAZZO, Administrative Law Judge. This case
was tried in Grand Rapids, Michigan, on December 10‒14, 2018,
April 29‒30, and May 1‒3, 2019. It arose out of a series of unfair
labor practice charges filed by the United Food & Commercial
Workers International Union (UFCW), AFL‒CIO (the Union or
Charging Party) against Boar’s Head Provisions Co., Inc. (the
Respondent). The instant charges in Case No. 07‒CA‒209874
were filed on November 9, 2017,2 and the charges in Case No.
07‒CA‒212031 were filed on December 21, 2017.3 The General
Counsel issued the consolidated complaint and Notice of Hear-
ing (complaint) on April 27, 2018, alleging 35 unfair labor prac-
tice violations. The Respondent denied in its answer to the com-
plaint that it violated the Act as alleged.4
At the close of the hearing the General Counsel’s motion to
withdraw four complaint allegations (5(b), 8(a), 11, and 15), and
his motion to amended 12(a)‒(d) from alleging that Respondent
denied off duty employees’ access to the parking lots to alleging
that Respondent engaged in surveillance and created the impres-
sion that employee’s union activities were under surveillance,
was granted. In addition, the General Counsel’s motion in his
post-hearing brief to withdraw seven more complaint paragraphs
(7(b), 8(c), 13, 14, 16(c), 18(b) and 19) was also granted. The
1 After the first of the 2 weeks of trial, John E. Cruickshank withdrew
as counsel for the Respondent.
2 All dates are in 2017 unless otherwise indicated. Amended charges
were filed in Case 07‒CA‒209874 on January 18, 2018, February 13,
2018, February 28, 2018, and March 30, 2018.
3 Amended charges were filed in Case 07‒CA‒212031 on February
13, 2018 and March 30, 2018.
4 On November 8, 2018, the Respondent filed a Motion for Partial
Summary Judgment with the Board requesting dismissal of complaint
para. 24 which alleged that “In about August 2017, Respondent increased
the benefits of its employees by improving that attendance and vacation
policies.” In an order dated December 6, 2018, the Board denied Re-
spondent’s motion, finding that Respondent failed to establish that there
are no genuine issues of material fact warranting a hearing.
remaining complaint allegations therefore assert that the Re-
spondent violated Section 8(a)(1) of the Act by: (1) threatening
employees with the loss of benefits by telling them negotiations
would start from scratch of they selected the union; (2) interro-
gating employees about their Union membership and activities;
(3) soliciting employee grievances and promising to remedy
those grievances if employees abandoned their support for the
Union; (4) engaging in surveillance and creating the impression
of surveillance that employee’s union activities were under sur-
veillance; (5) soliciting employee complaints and promising in-
creased benefits and improved terms and conditions of employ-
ment if the employees did not select the Union as their bargain-
ing representative; (6) telling employees that the Union would
not be able to get them reinstated if Respondent terminated them,
thereby informing them it would be futile for them to select the
Union; and (7) maintaining an overly broad dress code. The
complaint further alleges that the Respondent violated Section
8(a)(3) and (1) of the Act by: (1) suspending and disciplining
union supporter Walter Aguilar; (2) increasing wages and bene-
fits of union supporter Nelson Langarita; (3) increasing the
wages of union supporter Apolonia Rios; (4) improving the at-
tendance and vacation policies for all employees; and (5) provid-
ing maintenance employees with hand tools in order to discour-
age their Union membership and activities.
On the basis of the entire record,5 my determination of credi-
ble evidence,6 and after considering the briefs filed by the Gen-
eral Counsel, the Union, and the Respondent,7 I make the follow-
ing:
FINDINGS OF FACT
I. JURISDICTION
The Respondent has been a corporation with an office and
place of business in Holland, Michigan, and it has been engaged
in the manufacture and non-retail sale and distribution of delica-
tessen products. During the calendar year ending December 31,
2017, Respondent, in conducting its operations, purchased and
received at its Holland, Michigan facility, goods valued in excess
of $50,000 directly from points outside the State of Michigan.
The Respondent admits, and I find, that it has been an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act, and that the Union is a labor organization
within the meaning of Section 2(5) of the Act.
5 By Order dated July 16, 2019, the Respondent’s “unopposed Motion
for Corrections to Transcript” was granted. Abbreviations used in this
decision are as follows: “Tr.” for transcript; “Jt. Exh.” for Joint Exhibit;
“GC Exh.” for General Counsel’s Exhibit; “R. Exh.” for Respondent’s
Exhibit; “GC Br.” for the General Counsel’s Brief; “R. Br.” for Respond-
ent’s Brief; and “RR. Br.” for Respondent’s Reply Brief.
6 In making my findings regarding the credible evidence, including
the credibility of witnesses, I considered the testimonial demeanor of
such witnesses, the content of their testimony, and the inherent probabil-
ities based on the record as a whole.
7 On September 18, 2019, the Respondent filed a post-hearing motion
for leave to file a reply brief and it attached its reply brief. The motion
was granted and the reply brief has been considered in this matter.
BOAR’S HEAD PROVISIONS CO.
5
II. ALLEGED UNFAIR LABOR PRACTICES
A. The Facts
1. Background
The Respondent is headquartered in Sarasota, Florida, where
it operates eight facilities throughout the United States pro-
cessing and distributing meats, including five manufacturing and
three distribution facilities. Three manufacturing facilities—
Holland, Michigan, New Castle, Indiana, and Forrest City, Ar-
kansas—are non-union facilities. The Respondent’s manufac-
turing facilities in Jarratt, Virginia and Petersburg, Virginia have
employees represented by the UFCW.8 (Tr. 33‒35.) There are
approximately 600 employees at the Holland facility, with
around 540 hourly employees that work three shifts. (Tr. 36,
666, 1145.) The plant is separated into the “Raw” side, where
raw meat is brought in to be cooked, and the “Ready to Eat” or
“RTE” side, where the cooked meat is packaged, boxed, and dis-
tributed. The production employees at the Holland facility are
predominantly Spanish-speaking.
The Respondent’s management personnel involved in this
case include: Scott Habermehl, director of human resources (lo-
cated at corporate headquarters in Florida); Larry Helfant, the
senior vice president of operations (also located at the corporate
headquarters); Bradley Rurka, Holland plant manager; Shannon
Van Noy, human resources business partner; Leah Cochran, HR
senior coordinator; Ronald Ortega, facility security supervisor;
Guadalupe Rodriguez, supervisor of sanitation; Vincente Nunez,
senior HR coordinator; Maria Mendoza, production supervisor,
and Carlos Giron, production assistant supervisor.9
Shannon Van Noy, the highest-ranking human resource man-
ager at the Holland facility, oversees the human resources repre-
sentatives who are responsible for effectuating the labor relations
and personnel policies within the plant. (Tr. 643.) Human re-
source representatives Vincente Nunez and Rodolfo Rodriguez
are both fluent in Spanish and serve, when needed, as interpreters
for the managerial staff and the employees. (Tr. 1120‒1121,
1215‒1216.) Van Noy and the Holland human resources staff
report to Habermehl.
2. The Respondent’s policies and rules in effect during the
time of the alleged unfair labor practice violations
In 2017 and at all material times, the Respondent maintained
an employee handbook for employees which included stated ex-
amples of behavior that Respondent considered “Class II Of-
fenses,” such as misconduct that is “serious and will result in
progressive discipline.” (GC Exh. 2.) Included in the Class II
offenses is provision 2.9 which provides: “. . . wearing unauthor-
ized badges, pins or other items on helmet or exterior garments.”
In addition, in the summer of 2017, the Respondent main-
tained vacation and attendance policies for employees which had
been effective since around 2015 and were the same at all its
8 The Respondent also has distribution facilities in Brooklyn, New
York and Edison, New Jersey, which have employees represented by the
UFCW Local 342, and one in Columbus, Ohio, which is a non-union
facility. (Tr. 34‒35, 83.)
9 The Respondent admitted that these individuals are supervisors and
agents of the Respondent within the meaning of Sec. 2(11) and 2(13) of
the Act, respectively.
non-union plants. (Tr. 805‒806; 1064.) Those policies, by their
very nature, were intertwined. (Tr. 806.) The Respondent was
aware in 2015 that the insufficiencies in its vacation and attend-
ance policies were a main cause of employee dissatisfaction, and
human resources regularly heard about such concerns from em-
ployees.10 (Tr. 1064, 1563‒1564.) The policies did not provide
for any sick leave or vacation time for first year employees, and
employees with 1‒3 years of seniority earned only 5 days of va-
cation, employees with 3‒10 year seniority earned 10 days, and
employees with 10 years of more seniority earned 15 days. (Tr.
1062, R. Exh 12.) Many employees therefore incurred attend-
ance points for any absences, even if they were related to docu-
mented medical or family issues. Half-a-point was issued for a
tardy or an absence under 4 hours, and absences of more than 4
hours resulted in the issuance of a full attendance point. (Tr.
720‒721.) In addition, while employees with higher seniority
could use their vacation time for medical appointments, the Re-
spondent did not allow vacation time to be taken in any incre-
ments under 8 hours, so employees had to take an entire day of
leave for medical appointments even if they were of the shortest
duration. (Tr. 720‒721.) In the alternative, those employees
could incur attendance points for shorter absences and thereby
risk being discharged after accumulating 10 points. (Tr. 1563‒
1564.)
The attendance policy also provided that attendance points ac-
cumulated by the employees remained on their records and
would only be removed or “drop off” after 60 days of perfect
attendance. (GC Exh. 7; Tr. 398, 400, 666, 710, 805, 849, 1043,
1563, 1642.) The policy effective from 2015‒2017 differed from
the earlier policy which allowed attendance points to be dropped
after 30 days of perfect attendance. (Tr. 398, 805.) It is undis-
puted that the 2015‒2017 vacation and attendance policies were
unpopular and a source of complaints by employees to manage-
ment.11 (Tr. 805, 1039, 1064, 1563.) While the Respondent
acknowledged the employees’ dislike of those policies and the
shortcomings those policies had on employee retention, Van Noy
nevertheless informed Habermhel in February 2017, months be-
fore the Union’s organizing drive, that she believed the policies
were “lenient.” (R. Exh. 12(j)(2).) Even though changes to the
policies were discussed by management from 2015 to 2017, no
changes were made, approved, or announced prior to the com-
mencement of the Union’s organizing drive in July 2017. (R.
Exh. 12; Tr. 804‒805.) In fact, efforts by Habermehl to enhance
or change the policies to address employee turnover at the facil-
ity had been steadfastly rejected by Respondent’s corporate man-
agement for 2 years before the commencement of the Union’s
organizing campaign. (R. Exh. 12; Tr. 853, 1538‒1539, 1583.)
In 2017, the Respondent also maintained a policy applicable
to only its maintenance employees where it required those em-
ployees to buy and provide their own tools. Under that policy,
the Respondent would loan the employees $500 to purchase their
10 Cochran acknowledged that as far back as 2015, employees ex-
pressed their dissatisfaction with Respondent’s vacation and attendance
policies through employee “stay and exit interview.” (Tr. 1064.)
11 Habermehl admitted that he heard about “push back” from employ-
ees as early as 2015 concerning the attendance policy and how long it
would take to have attendance points drop off. (Tr. 1563‒1564.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
tools, but the employees would then have to pay the Respondent
back for those tools over time through payroll deductions. (Tr.
366.)
3. The Union’s organizing campaign in August 2017
Although there is evidence of earlier union activity at the Hol-
land plant, such as in 2016 when the Respondent found some
unsigned union authorization cards at the facility, in the summer
of 2017 the UFCW International Union started an organizing
drive at the Holland plant that Van Noy described as the “most
aggressive” organizing drive. (Tr. 733‒739.) The record reflects
that on August 9, 2017, Van Noy and Leah Cochran were aware
that the Union organizers had visited some of the Respondent’s
maintenance employees and that those employees were consid-
ering organizing. Those managers were also aware that one of
the issues for those employees was the Respondent’s require-
ment that they purchase their own work tools to perform their
jobs. Van Noy and other human resources employees, such as
Cochran, immediately brought the Union organizing efforts to
Habermehl’s attention at corporate headquarters. (Tr. 65.) Ha-
bermehl acknowledged that in his conversation with Cochran,
she told him that the maintenance employees in Holland were
“unhappy” about having to purchase tools for work. (Tr. 65.)
Habermehl, in turn, notified Senior Vice President of Operations
Larry Helfant of the Union’s campaign. In an email dated Au-
gust 9, Habermehl informed Helfant that the Union was organ-
izing the maintenance employees and he heard that the Union
organizer “. . . promised that the Union would buy them tools. .
. . and fix all of their lock out problems.” (GC Exh. 4.) Haber-
mehl also stated that “[m]ost concerning is that the employee
said most of the maintenance guys are ready to sign [union au-
thorization] cards.” Habermehl and Helfant then agreed to coor-
dinate a “strategy for communicating [their] message.” (GC
Exh. 4.)
4. The Company’s response to the Union’s organizing cam-
paign
The Respondent did not want its Holland facility to be union-
ized. (Tr. 649.) Upon learning of the Union’s organizing drive,
Respondent’s corporate and local management officials began to
research and strategize ways to provide dissatisfied employees
with a remedy for the conditions of work that could have pushed
them towards unionization. (R. Exh. 12(r)(1), GC Exh. 8.) The
managers inquired from the other facilities exactly what items
were purchased for or provided employees, such as personal pro-
tective equipment (PPE), work boots/shoes, safety glasses, and
tools, and they discussed whether similar policies could be en-
acted at the Holland facility. (R. Exh. 11 and 12.) Respondent
also began to revisit the possibility of changing its attendance
and vacation policies. (R. Exh. 12; Tr. 1575‒1577.) In a docu-
ment entitled “Explanation of Changes to Policies,” which Re-
spondent provided employees in late August 2017, the Respond-
ent acknowledged and informed the employees that it was “. . .
in the process of determining whether other plants provide more
PPE to their employees at no cost . . ., [and] [i]f true, changes
will be made so Holland employees are treated the same.” (GC
Exh. 7.) Habermehl acknowledged that after he learned of the
Union’s organizing campaign, he was “involved in the investi-
gation of what was being paid . . . so that [he] could try and make
it consistent at Holland.” (Tr. 1576‒1577.)
5. The mandatory meetings with employees in response to the
Union’s organizing campaign held by Scott Habermehl on or
about August 21 and 22, 2017.
On August 21, 2017, within 2 weeks of learning about the Un-
ion’s campaign, Habermehl travelled from the corporate head-
quarters in Florida to the Holland facility to personally deliver
Respondent’s message in response to the organizing drive. (Tr.
51‒52.) The Company’s response was to “educate employees
on signing union authorization cards” and to educate them on
how the election process worked. (Tr. 656.) The record reflects
that when employees asked Habermehl why he was there to talk
to them, he told them that he visited every year and that was the
reason he was there. (Tr. 62‒63.) However, Habermehl
acknowledged at trial that his stated reason was not true, and that
he was there for the Union organizing drive. (Tr. 62‒63.) In
fact, he testified that he moved his visit and meetings with em-
ployees up from a later scheduled date because Cochran told him
about the Union campaign. (Tr. 63‒64.)
On August 21 and 22, Habermehl delivered his message to all
production and maintenance employees on all three work shifts.
Habermehl held five meetings, one on August 21 and four on
August 22, with each meeting lasting approximately 1-hour in
duration. (Tr. 1588‒1595.) In those meetings he delivered a
power-point presentation without use of a script regarding un-
ionization and why it was not in the best interest of the employ-
ees. (GC Exh. 27; Tr. 52‒53.) The first meeting was translated
into Spanish by human resources employee Vicente Nunez, and
the remainder of the meetings were translated by Rodolfo Rodri-
quez. (Tr. 52‒54.)
At each of the meetings, Habermehl talked about the unioni-
zation process, compared the wages of the employees at the un-
ionized Jarret, Virginia facility with the wages of the employees
in Holland. (Tr. 394‒395.) He also discussed union authoriza-
tion cards and what would happen if the Respondent and Union
conducted negotiations for a contract and what impact it would
have on employees. At the first meeting at 6:30 a.m., employees
Walter Aguilar and Nelson Langarita made statements about the
benefits of the unionized workforce. In particular, Langarita
made a comment about the unionized employees having benefits,
and Aguilar made a statement that employees in the Virginia
plant receive two pairs of boots for free. (Tr. 118, 132.) In ad-
dition, employee Ascension Rios participated in the meeting he
attended by asking why he had only 3 weeks of vacation after 19
years of work, when he deserved 4 weeks of vacation. (Tr. 265.)
According to Rios, Habermehl responded that that was “some-
thing . . . that they will be seeing on [sic] the future.” (Tr. 265.)
With regard to Habermehl’s statements on how negotiations
would work, the testimony varied. Aguilar testified that in the
6:30 a.m. meeting he attended, Habermehl stated that negotia-
tions would start from “zero to the minimum and that a lot of
benefits . . . could be lost.” (Tr. 115‒117.) In addition, Apolonia
Rio (Ascension Rios’ spouse) testified that Habermehl told the
employees in the meeting she attended that if the Union came in
“we would start at zero.” (Tr. 394‒395.)
Habermehl testified that when he was discussing negotiations,
he did not say that Respondent would start from zero, minimum
BOAR’S HEAD PROVISIONS CO.
7
wage,12 or “scratch.” (Tr. 73, 1496‒1511.) Despite that denial,
he did acknowledge that he mentioned “minimum wage” in a
hypothetical where he stated that if the Union asked for $50 an
hour, the Company could respond with an initial starting point of
minimum wage. (Tr. 74.) He then went on to tell the employees
that “when it was all said and done, that we would find a place
in the middle and that employees may have less or more than
they have now.” (Tr. 73.)
Unlike the testimony of Aguilar and Apolonia Rios, some em-
ployees did not recall that Habermehl said negotiations would
start from zero to the minimum. The evidence, however, reflects
that most of those employees did not attend the same meeting as
Aguilar. Jorge Torres attended the afternoon meeting and denied
that Habermehl said negotiations would start from scratch or
zero. (Tr. 1183‒1186, 1196‒1197.) Employee Abigail Forsten
also denied hearing Habermehl say that negotiations would start
from scratch or zero, but she did not specify which meeting she
attended. (Tr. 1157‒1159, 1166‒1169.) Likewise, employee
Gabriela Esquivel denied that Habermehl said bargaining would
start from scratch or zero, but she did not indicate whether she
attended the same meeting as Aguilar and she did not recall much
about what happened in the meeting she attended. (Tr. 1387‒
1390.)
Van Noy denied that Habermehl stated that negotiations
would start “from scratch” or from zero, but she does not speak
Spanish. (Tr. 795‒796.) Cochran, who is also fluent in Spanish,
testified that she attended 2‒3 of the meetings, but she did not
specify which meetings she attended. (Tr. 1065‒1070.) She de-
nied that he stated bargaining would start “from scratch” because
that phrase does not exist in the Spanish language. (Tr. 1067‒
1068.) However, Respondent witness Rodolfo Rodriguez, who
attended the first meeting, alluded to hearing Habermehl mention
statements similar to bargaining “from zero to the minimum,”
testifying that at some point Habermehl mentioned a “blank
piece of paper” when talking about negotiations.13 (Tr. 1223‒
1224, 1250.)
Although the evidence does not establish that Habermehl used
the exact phrase “bargain from scratch” when discussing the Re-
spondent’s bargaining approach if the Union was voted in, there
is conflicting testimony as to whether he said that negotiations
would start from zero to the minimum as attested to by Aguilar
and Rios. As the trier of fact, a determination on the credibility
of these witnesses is therefore required. Credibility determina-
tions may rely on a variety of factors, including the context of
12 The employees’ wages were higher than minimum wage. (Tr. 55‒
56.)
13 Rodolfo Rodriguez also served as translator for all but the first
meeting. (Tr. 1223‒1224.)
14 Aguilar testified on cross-examination that he was certain that Ha-
bermehl said negotiations would start from zero or the minimum and that
Respondent “could negotiate from “zero” to fifteen [dollars].” (Tr. 149‒
155.) I find that any assertion by Aguilar that the term “bargain from
scratch” was used in that meeting is attributed to being an honest mistake
because he did not testify in a way that conveyed a willingness to deceive
or a desire to be dishonest.
15 As mentioned above, when employees asked Habermehl why he
was there to talk to them, he responded that he visited every year and that
was the reason. (Tr. 62‒63.) However, Habermehl admitted at trial that
the witness’ testimony, the witness’ demeanor, the weight of the
evidence, established or admitted facts, reasonable inferences
that may be drawn from the record as a whole, and the inherent
probabilities of the allegations. Double D Construction Group,
339 NLRB 303, 305 (2003); Daikichi Sushi, 335 NLRB 622, 623
(2001) (citing Shen Automotive Dealership Group, 321 NLRB
586, 589 (1996)), enfd. 56 Fed. Appx. 516 (D.C. Cir. 2003).
Credibility findings need not be all or nothing propositions. In-
deed, nothing is more common than for a judge to believe some,
but not all, of the testimony of a witness. Daikichi Sushi, 335
NLRB at 622; Jerry Ryce Builders, 352 NLRB 1262, fn. 2
(2008), citing NLRB v. Universal Camera Corp., 179 F.2d 749,
754 (2d Cir. 1950), revd. on other grounds 340 U.S. 474 (1951).
My observation during the trial was that Aguilar appeared to
be truthful and honest in his demeanor, and he testified consist-
ently14 and convincingly as to what was said at the meeting he
attended. Besides being a credible witness, Aguilar is a current
employee of the Respondent, which tends to be particularly reli-
able because his testimony goes against his pecuniary interests.
Gold Standard Enterprises, 234 NLRB 618, 619 (1978); Shop-
Rite Supermarket, 231 NLRB 500, 505 fn.22 (1977) (The testi-
mony of current employees which is adverse to their employer is
“given at considerable risk of economic reprisal, including loss
of employment . . . and for this reason is not likely to be false”).
Apolonia Rios was also a very credible witness who testified in
a very honest and forthright fashion.
Habermehl, on the other hand, was not a credible witness. His
testimony at times appeared less than honest15 and parts of his
testimony were contradictory16 and not believable. He was also
evasive when questioned about the Company’s position on
whether Respondent wanted the Holland facility to remain un-
ion-free (Tr. 48‒51), and when testifying that he did not recall
that Leah Cochran told him a Union organizer had visited a
maintenance employee and had a long talk with him, or that she
told him the organizer promised to buy the maintenance employ-
ees tools. (Tr. 43‒44.) That testimony, besides being evasive,
was immediately contradicted by evidence that Habermehl, in an
email dated August 9, 2017, notified Helfant that he “heard from
Leah [Cochran] that a maintenance employee stopped by and
told her he had an organizer come to his house last night . . . [and]
[t]hey had a long talk and the organizer promised that the Union
would buy them tools. . . .” (GC Exh. 4.) I therefore do not
credit Habermehl’s denial that he told the employees that bar-
gaining would start from zero to the minimum.17
his stated reason was not true, and that he was in fact there in response
to the Union’s organizing drive. (Tr. 62‒63.)
16 Habermehl denied that he told employees that Respondent would
start negotiations by proposing minimum wage, but that was contradicted
by his sworn affidavit provided to the government during its investiga-
tion of the charges in this case, which reflects that he stated: “I said that
the Union may start off by proposing a starting wage of $50 per hour and
we my counter with minimum wage.” (Tr. 55‒57.)
17 I further find that generally, in situations where the testimony from
Respondent’s witnesses conflicted with that from the General Counsel’s
witnesses, the General Counsel’s witnesses were more credible and, for
the most part, testified in convincing and forthright manners. I particu-
larly find that Respondent witness Vicente Nunuz was unsure of himself
when testifying, and I do not credit his denial that Habermehl said
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
Accordingly, I find that the credible evidence establishes that
Habermehl, in at least one meeting with employees, stated that if
the Union came in, negotiations would start at “zero to the min-
imum.”
6. The Respondent’s handout to employees titled “Boar’s Head
Brand” informed employees that if a union in voted in, negotia-
tions will not start at current wages and benefits, but instead
from zero or the minimum allowed by law.
Besides Habermehl’s meeting with employees on August 21
and 22, the subject of negotiations and how they would work if
the Union was selected by the employees as their bargaining rep-
resentative was also addressed by the Respondent in a one-page
document provided to employees on or about September 1, 2017,
entitled “Boar’s Head Brand.” (Tr. 68, GC Exh. 6.) In that letter,
the Respondent informed employees that negotiations would not
start from what the employees currently had, but instead the ne-
gotiations would start at “zero or the minimum allowed by law.
That particular statement read:
If a union gets in, will negotiations start with what we already
have? No. If a union is voted in, negotiations will not start at
current wages and benefits. Nobody knows what the final out-
come of the contract will be because each item is negotiated
starting with zero or the minimum allowed by law. It could be
more but it could be less. (GC Exh. 6.)
Shannon Van Noy testified that the “Boar’s Head Brand” doc-
ument was attached to the employees’ paychecks, and that it was
an accurate reflection of what Habermehl discussed in his meet-
ings with employees.18 (Tr. 854‒856.)
7. Supervisor Guadalupe Rodriguez’s interrogation and state-
ments to employees on or about August 24, 2017.
The Respondent’s description of how negotiations would
work if the Union was selected by the employees was further
addressed on or about August 24, 2017, in a conversation that
Walter Aguilar had with his supervisor, Guadalupe Rodriguez,
Jr. (Tr. 98‒100, 119‒120, 170‒173, 901‒907.) Aguilar testified
that he was a strong union supporter, that he handed out union
authorization cards in the lunchroom at work, and that he did not
try to hide it. (Tr. 155‒156, 249.) Aguilar testified that he was
approached by Rodriguez while working on the line and Rodri-
guez asked him why he wanted the Union or what was the point
of having a union. (Tr. 119‒120, 170‒174.) Aguilar told him
that he wanted the Union to take off pressure, be appreciated, and
that he wanted the Union to help bring change. (Tr. 170.) Ro-
driguez responded that the Union was “no good,” that he had
previously worked with a union and the union only represented
people who did not want to work, and that the employees would
negotiations would start from zero or the minimum in the morning meet-
ing on August 21. (Tr. 1120‒1125.) He did mention, however, that Ha-
bermehl said bargaining would start at minimum wage. (Tr. 1124‒1125.)
18 In its post-hearing brief, the Respondent asserts that during Van
Noy’s testimony concerning the “Boar’s Head Brand” exhibit (GC Exh.
6), she was “temporarily confused” about the “exhibit numbers” and that
she “erroneously so testified” that the document was an accurate reflec-
tion of what Habermehl discussed in his meetings. (R. Br. p. 29.) That
assertion, however, is not supported by the record evidence. Contrary to
the Respondent’s assertion, there is no evidence establishing that Van
“feel sorry about it.” (Tr. 119‒120, 170‒173.) Aguilar testified
that Rodriguez also told him that if the Union got in the Respond-
ent would negotiate from zero to minimum. (Tr. 119‒120.)
Rodriguez knew the Respondent did not want the Holland
plant to be unionized and that Aguilar was a union supporter.
(Tr. 98‒100, 902.) Rodriguez admitted to having a conversation
with Aguilar about the Union in late August after Habermehl’s
meetings, while they were on the production line. He also ad-
mitted the majority of the statements attributed to him by Agui-
lar. (Tr. 98‒100, 901‒906, 914.) In particular, he admitted that
he started the conversation by asking Aguilar why he wanted or
needed a union at the shop, and that Aguilar responded that the
Respondent was short-staffed and needed employees. (Tr. 98‒
100, 901‒906.) Rodriguez testified that he also told Aguilar that
the employees could lose their bonuses and the company picnics.
(Tr. 100, 905‒906, 914.) Rodriguez, however, denied stating
that negotiations would start from zero to minimum. (Tr. 906‒
907.)
Since Rodriguez’ testimony differs from Aguilar’s assertion
that he stated negotiations would start from zero or minimum if
the Union was chosen by the employees, I must make determi-
nations on the credibility of these witnesses. As mentioned
above, I found that Aguilar was a truthful and honest witness.
He also testified consistently and convincingly regarding his
conversation with Rodriguez. Rodriguez, while admitting most
of the statements attributed to him, nevertheless denied stating
that negotiations would be from zero to minimum. His denial in
that regard was simply not credible or believable. When it came
to denial of that statement, he also appeared uneasy and uncer-
tain, and I find his denial in that regard to be unreliable. In ad-
dition, Rodriguez’ statement about negotiations starting from
zero is consistent with the information Respondent provided its
employees in writing wherein it stated that “[i]f a Union is voted
in, negotiations will not start at current wages and benefits . . .”
and “each item is negotiated starting with zero or the minimum
allowed by law.” (GC Exh. 6.) Therefore, I find that Rodriguez
told Aguilar that if the Union came in, negotiations would start
from zero to minimum.
8. Plant Manager Bradley Rurka’s mandatory meetings with
employees on August 24, 2017, where he solicited employee
complaints and indicated that he would try to get increased ben-
efits for employees.
On August 24, 2017, just 2 days after Habermehl’s meetings
with employees and the same day that Aguilar was asked by his
supervisor why he supported the Union, Plant Manager Rurka
held at least three mandatory meetings with the hourly
Noy was confused in any way about the exhibit or her testimony. In fact,
she was shown the exhibit by Counsel for the General Counsel and
acknowledged that it was given to employees in their paychecks. (Tr.
854.) She also clearly acknowledged that the document was an accurate
reflection of what Habermehl told employees in his meetings where he
used a Power Point. (Tr. 854.) It is also important to note that Respond-
ent’s contention is further belied by the fact that Van Noy never testified
that she was in any way confused regarding her testimony, despite the
fact that the Respondent had ample opportunity to elicit such testimony
on her redirect examination. (Tr. 873‒875.)
BOAR’S HEAD PROVISIONS CO.
9
employees where he read a prepared statement titled “24-hour
speech.”19 (Tr. 106‒107, GC Exh. 9.)20 Rurka does not speak
Spanish, so those speeches were interpreted by Rodolfo Rodri-
guez and Leah Cochran.21 (Tr. 104, 1071‒1073.) Rurka testified
that he read aloud the first two paragraphs of the statement, but
since the employees in attendance spoke Spanish, the complete
statement was read in Spanish to the employees.22 (Tr. 106‒107.)
In the statement, Rurka informed the employees that the purpose
of the meeting was to “follow-up” on the meetings held earlier
in the week with the employees. (Tr. 106, GC Exh. 9.) He also
testified that the purpose of the statement was to explain the
changes that the Company was making.23 (Tr. 107.) Rurka stated
that in the meetings held earlier in the week, he heard employees’
comments that the Respondent “doesn’t feel like a family any-
more.” (GC Exh. 9, p. 4.) Rurka informed the employees that
the “follow up meetings” were being held because the employees
“deserve to know that we do listen to you.” (GC Exh. 9, p.4.)
Rurka told them that the Company had heard their concerns and
would respond to their “concerns” in a way that would reinforce
to employees that they were a “family.”24 (GC Exh. 9, p. 4.)
Rurka, making note of the employees’ complaints that Re-
spondent’s vacation and attendance policies were unfair, an-
nounced that Respondent was “going to try something new” and
change the vacation and attendance policies. (GC Exh. 9, pp. 4‒
5.) In regard to the attendance policy, Rurka stated that “[m]any
of you told us that you felt it was unfair that we had increased
the wait time for points falling off to 60 days” and “[a]s we told
you earlier this week, we heard you and we have already changed
it back to 30 days.” (GC Exh. 9, p. 4.) In addition, Rurka stated
that “after listening to you, we are adding to the list [of excused
absences] . . . court appearances, any meetings or events related
to immigration issues and we are expanding the list of medical
visits to include all medical visits, not just the preventive.” (GC
Exh. 9, p. 4.) Rurka announced that Respondent was also going
to change the vacation policy to: (1) allow employees to use
vacation days in lieu of getting attendance points for an absence;
(2) provide that if employees miss the day before or after a holi-
day because of a documented injury or illness, they will still re-
ceive holiday pay; and (3) allow employees to use vacation time
in 4 hour increments instead of full 8 hour increments. (GC Exh.
9, pp. 5 and 6.)
In that meeting, Rurka also announced changes to the lock
out/tag out policy that employees believed was unfair, by classi-
fying violations where it was not entirely the employee’s fault,
as “minor violations.” (GC Exh. 9, p. 5.) In addition, he an-
nounced changes to the policy pertaining to equipment and PPE
19 While Rurka testified that he held three meetings, Rodolfo Rodri-
guez testified that he recalled there being four meetings. (Tr. 1235‒
1240.)
20 The record does not reflect the reason Respondent’s speech or state-
ment was entitled “24-hour speech.”
21 Rodolfo Rodriguez testified that he translated the script from
Rurka’s speech verbatim. (Tr. 1235‒1240.)
22 Leah Cochran’s recollection of Rurka’s meeting varied in respect
to the fact that she recalled that Rurka read the complete statement in
English, and she then read the complete statement in Spanish. (Tr. 1071‒
1073.)
by stating that the Company will purchase all of the PPE for the
employees, including boots and safety glasses. Those issues, as
discussed above, were two issues that had been raised by the
maintenance employees as the reasons for considering the Union
as their collective-bargaining representative. (GC Exh. 4 and GC
Exh. 9, p.5.)
Rurka also informed the employees that the items the Re-
spondent was changing was “a good step toward bringing out
family back together.”25 (GC Exh. 9, p. 7.) After informing the
employees that their complaints would likely be remedied, Rurka
asked them to keep “communicating” with management about
their concerns so that they could be addressed and, if possible,
remedied. In fact, Rurka told the employees that the Respondent
could not fix the things it did not know about, explaining that
“[w]hile a couple of these issues have been raised before, many
of the things you listed had never been brought to our attention
before.” (GC Exh. 9, p. 6.) In order to do that, Rurka told the
employees that Respondent was “bringing back the Suggestion
Box,” and he committed to the employees that every single com-
ment in the suggestion box would be considered and that man-
agement would report back to employees on what concerns could
be remedied and which ones could not. (GC Exh. 9, pp. 6‒7.)
9. The mandatory meetings held by Senior Vice President of
Operations Larry Helfant on or about August 29, 2017, where
he solicited employee complaints and indicated he would try to
get an increase in benefits for employees.
The Respondent’s commitment to consider and remedy em-
ployee complaints and concerns was further expressed to em-
ployees a few days later. On August 29, 2017, Helfant traveled
from the corporate headquarters to Holland to hold three manda-
tory meetings for the hourly employees to get “general feedback”
about “anything.” (Tr. 447, 1619, 1637.) His recall of what he
said at the meetings was limited. He testified, however, that he
scheduled and held the meetings to “listen,” and that the main
two concerns the employees had were the vacation and attend-
ance policies. (Tr. 1620, 1637, 1639.) He also recalled that a
main concern of the maintenance employees was to have Re-
spondent provide and pay for their work tools. (Tr. 1640‒1641.)
Several employees had better recollection of the meetings and
what Helfant told them. They confirmed that Helfant informed
them that he was there to hear and try to address their complaints,
and that the two main issues for the employees were the vacation
and attendance policies. (Tr. 269, 1162, 1246.) Employee Apo-
lonia Rios testified that Helfant told employees that he was there
to address the complaints of the workers because he “[heard]
about the rumors” that the employees “wanted more benefits,”
23 Shannon Van Noy, who attended two of the three meetings held by
Rurka, testified that the purpose of the meetings was to let employees
know about changes in policy made by the Respondent. (Tr. 800‒801.)
24 Employee Jorge Torres testified that in that meeting, Rurka in-
formed the employees that he was going to listen to their complaints.
(Tr. 1187‒1188, 1199.)
25 Maintenance employee Rodney Valenzuela testified that Rurka
told the employees that it had come to their attention that the employees
did not like what was going on in the Company and they were going to
make changes. (Tr. 360.) He also testified that Rurka told them he
wanted the employees’ feedback to “bring the family back together.”
(Tr. 360.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
and “he would address the complaints that the workers had at the
time.” (Tr. 396‒397.) Employee Ascension Rio also testified
that Helfant said he was aware of the problems at the plant and
that he would like to “solve” the problems the employees had.
(Tr. 270.) Likewise, maintenance employee Rodney Valenzuela
testified that Helfant specifically asked the employees how Re-
spondent could “help us out in maintenance . . . with providing
us with tools . . .,” he asked what the employees “find the Com-
pany [is] at fault for,” and he inquired about the employees’ opin-
ions concerning the Company’s policies. (Tr. 365‒367.)
In addition, Respondent witness Abigail Forsten testified that
Helfant asked employees for input to improve things at the facil-
ity and he told them he was aware of employee complaints that
it was unfair to wait 3 months for attendance points to fall off.
(Tr. 1173‒1174.) She also testified that Helfant told employees
that he would look into the issues presented and the changes the
employees requested during that meeting. (Tr. 1175‒1176.) In
addition, Helfant told the employees that he would look into
what the Company could do better for newer employees going
forward. (Tr. 1173‒1176.) Respondent witness Jorge Torres,
who testified that he did not recall Helfant ever coming to the
Holland plant to talk to the employees before, stated that Helfant
told the employees that he was there to listen to their concerns,
complaints, and problems and to “try to help.” (Tr. 1190‒1191,
1202‒1203.)26
10. The Respondent increased benefits for Union Supporter
and employee Apolonia Rios by raising her wages and paying
retroactive backpay on or about October 2, 2017.
Employee Apolonia Rios and her husband, Ascension Rios,
where supporters of the Union whose photographs were featured
on the Union’s Facebook page. (GC Exh. 11.) In February 2017,
Apolonia Rios held the position of “Lead” in the Browning De-
partment. (GC Exh. 12.) She held that position for approxi-
mately 10 years and she reported to Supervisor Jim Monroe. (Tr.
433‒435.)
On February 10, 2017, Van Noy, Supervisor Monroe, and the
human resources staff “addressed several performance issues
with her” and she was started on a Performance Improvement
Plan (PIP) (Tr. 439, GC Exh. 16), where it was explained to her
that for her to remain as a Lead, she had to “improve her perfor-
mance in all areas outlined.” (GC Exh. 12.) On March 7, 2017,
months prior to the Union’s organizing campaign, Rios was in-
formed that she had failed to report an incident of physical con-
tact between two employees, thereby putting the employee, her
coworkers, and the Company at risk. (GC Exh. 12.) In a Notice
of Demotion issued by Van Noy and Monroe on March 7, 2017,
Rios was informed that she was being demoted for performance
issues after she was unsuccessful in complying with her perfor-
mance improvement plan. (Tr. 400‒404, GC Exh. 12.) Van
Noy, who was personally involved in Rios’ demotion, testified
that the Respondent was unhappy with her performance and her
demotion was well thought out and not issued lightly. (Tr. 696‒
26 Human resources employee Rodolfo Rodriguez recalled that
Helfant said he was there to listen to any questions or concerns men-
tioned in the meeting that Respondent did not want to “compromise” or
“create any issues . . . while employees are talking about the Union.” (Tr.
1304‒1305.)
697, 702‒703.) Rios was removed from her position as Lead and
was moved to a “general labor position.” Pursuant to that demo-
tion, Rios had her pay reduced from $16.45 to $14.15 per hour.
(GC Exhs. 12, 16‒18.) Rios testified that when she was issued
her demotion, she informed management that she believed it was
unjust and she demanded an investigation, and she made a hand-
written notation to that effect on the bottom of her Notice of De-
motion. (GC Exh.12.) She testified, however, that she was un-
sure if any investigation was ever done, and the record does not
reflect any investigation of her claims prior to the Union’s or-
ganizing campaign. (Tr. 470‒472, 693‒695.)
Immediately after Helfant’s meeting where he told employees
that he was there to listen to their complaints and attempt to rem-
edy them, Apolonia Rios approached him and through an em-
ployee who could translate, Rios told Helfant that she had been
demoted in March 2017 and that her pay was decreased by ap-
proximately $3 an hour. She stated that she did not feel her de-
motion was “just” and that it had a negative impact on her. (Tr.
401, 1647.) Helfant told her that he would look into it for her
and talk to the manager and human resources. (Tr. 401‒401,
447‒448, 1648‒1649.)
Following Rio’s conversation, Helfant instructed the human
resources department to reconsider Rios’ demotion and investi-
gate her complaint. (Tr. 1627‒1628.) Van Noy testified that af-
ter holding his meeting with the employees, Helfant told her that
Rios was upset with her demotion and reduction in pay, and he
asked her if she could do anything about it. (Tr. 699, 724‒725.)
According to Van Noy, Helfant informed her that he was “con-
cerned about the fairness of the long-term employee’s treatment”
and that he “want[ed] us to take that into consideration and he
asked me to look into it.” (Tr. 702.) Shortly after Helfant’s re-
quest, Rios was summoned to the human resources office where
Cochran informed her that Helfant had directed her to reinvesti-
gate the circumstances of her demotion. (Tr. 402‒404.) It is
undisputed that approximately 2 weeks after that, (on or about
September 11) she was called to human resources where Rurka,
Van Noy, and Cochran informed her that she had been given a
new position and wage rate. (Tr. 448.) However, there was no
change in Rios’ job duties and she performed the same work that
she was performing as a general laborer. (Tr. 430, 701, 860.)
The Respondent also increased Rios’ wages from $14.15 to
$15.90 per hour and issued her a lump sum payment for the dif-
ference between the wage rate she had prior to her demotion in
March and the increased rate she just received in September. (Tr.
404‒405, 429‒432, 449‒450.) Rios estimated that the lump sum
payment was around $1600 to $2000. (Tr. 430, 449‒450, 701.)27
11. The Respondent increased benefits for Union supporter and
employee Nelson Langarita by providing him a different posi-
tion and raising his wages on or about August 28, 2017.
During this time, employee Nelson Langarita, who was also a
27 The record reveals that Apolonia Rios subsequently had her em-
ployment with Respondent end after she accumulated too many attend-
ance points. (Tr. 450‒451.)
BOAR’S HEAD PROVISIONS CO.
11
known union supporter, was similarly granted a pay increase.28
(Tr. 706‒707.) It is undisputed that Respondent had knowledge
of Langarita’s support for the Union.29 (Tr. 708‒709.) Shortly
after Habermehl’s meeting where Langarita asked about Union
benefits at Respondent’s unionized Virginia plant, Langarita told
Human Resources representative Yaritza Berrios that he be-
lieved he deserved more pay for his job. (Tr. 1015.) Van Noy
testified that when she returned from leave on or about August
21, 2017, Berrios brought to her attention that Langarita told her
that he was not being compensated for additional duties that he
was performing. (Tr. 706‒707.) Specifically, Langarita brought
to the attention of human resources that he was performing data
entry work instead of just being a machine operator or packer.
(Tr. 706‒707.) Berrios testified that she found out that, as he
alleged, he was performing the duties of a packaging specialist
where he was entering information in the computer and printing
labels in order to keep the flow of the trays of meat going into
the production area. (Tr. 1014.) Upon looking into Langarita’s
claims, Van Noy checked with RTE Department Manager Ura-
sinski who confirmed that Langarita was in fact given extra work
responsibilities beyond his job classification. (Tr. 708.) Thus,
Van Noy likewise testified that it came to her attention that Lan-
garita was responsible for keeping logs and entering batch num-
bers in the computer. (Tr. 707.)
Based on her investigation, on or about August 28, 2017, Van
Noy changed Langarita’s job classification from “general Em-
ployee” to “packing specialist,” and adjusted his pay to that of a
packing specialist, which increased from $14.15 to $15.40 per
hour. (Tr. 708‒709, 1012‒1015, GC Exh. 21.) Respondent’s
records reflect that his job title and new pay rate were effective
on or about September 26, 2017. (GC Exh. 21.) According to
Van Noy, that adjustment was not unusual, and in fact, there
were already two packaging specialists, with Langarita becom-
ing the third such specialist. (Tr. 709.) Berrios testified that even
though that position did not exist in Langarita’s department, it
was a position that existed in other departments at the Holland
facility. (Tr. 1014.)
12. The Respondent’s suspension and discipline issued to Un-
ion supporter and employee Walter Aguilar on August 25 and
31, 2017, respectively.
On or about August 25, 2017, Aguilar, a known union sup-
porter with no history of discipline, was alleged to have been
telling employees to take it easy or slow down. (Tr. 124, 156,
675.) He worked on the on the “boxing line” where cooked and
packaged meat was placed in boxes for shipment. (Tr. 910.)
Aguilar’s comments were reported by an employee to Super-
visor Leticia Estrada, who reported it to RTE Manager Judy Ura-
sinski, who then reported it to Leah Cochran. (Tr. 1044.)
28 Langarita was subpoenaed to appear and testify at both sessions of
hearing in this matter. However, he failed to respond or comply with the
subpoena and appear as directed. (Tr. 763, GC Exh. 20.)
29 Van Noy testified that the Respondent was aware of Langarita’s
Union support. In particular, she saw Langarita speaking out in favor of
the Union at Habermehl’s meeting in August, and she saw him handing
out Union flyers in the Company parking lot in October. (Tr. 708‒709,
773.)
Cochran then reported the statement to Van Noy, who deter-
mined it was a serious situation, and contacted Habermehl to in-
form him about the reports that Aguilar was restricting his own
production or interfering with the production of others. (Tr.
670‒671, 669, 1044‒1045, R. Exh. 5.) Van Noy testified that
she knew that Aguilar was a Union supporter, and she told Ha-
bermehl about his union support because she was concerned
about discipling a Union supporter.30 (Tr. 672‒673, 816.) Ha-
bermehl told her to treat the situation as she would any other (Tr.
673, 814), and at that time, they decided to conduct an investiga-
tion. (Tr. 670‒674, 1047, 1102‒1103.)
In Respondent’s investigation Van Noy and Cochran initially
spoke with Aguilar, with Cochran translating. (Tr. 1046‒1047.)
Aguilar denied telling employees to slow down in their work, but
he subsequently admitted saying that he did not feel that he
should have to do the work of two people. (Tr. 810‒811, 1052,
R. Exh. 5.) Based on that meeting, Van Noy and Cochran de-
cided to suspend Aguilar pending an investigation. (Tr. 674,
1054.) The reason management decided to suspend Aguilar
pending investigation was because they believed they could have
a “clean investigation” without any worry of having Aguilar on
site possibly trying to talk to the witnesses about it and without
worry of him influencing what the witnesses had to say about the
situation. (Tr. 864.)
Aguilar testified that he told employees to “work easy,” be-
cause there was a lot of “pressure” and there were a lot of em-
ployees being injured. (Tr. 124, 134.) He acknowledged, how-
ever, that the line on which he worked was fully staffed (Tr. 135).
On cross-examination Aguilar admitted that he told employees
to “take it easy” (Tr. 157‒159), and he acknowledged that even
though he thought there were not enough employees working on
the production line, he never complained to management about
it and he never filed any safety concerns. (Tr. 909, 1222‒1223.)
According to Aguilar, the purpose in making his statements was
“that they not work as fast in order for them not to injure them-
selves.” (Tr. 249, 816.) There is no evidence that any employee
stopped working or that production was affected by Aguilar’s
statement. There is also no evidence that any employees were
injured due to pace or speed off the boxing production line where
Aguilar worked, or that the pace of the work in the Boxing area
was so fast that employees were routinely injured. (Tr. 817, 909,
1218‒1219, 1222‒1223.)
In interviews conducted by Cochran and as noted in reports
taken from those interviews, employees reported that Aguilar
asked them why they were hurrying, he was mocking another
employee and telling him not to work so hard and that he should
relax, and that he was always telling employees not to work so
hard. (Tr. 1055‒1057.)31 Another employee reported that
30 Cochran likewise testified that she and Van Noy consulted with
corporate human resources because they knew Aguilar was a Union sup-
porter and knew that disciplining him would be under some scrutiny, and
they wanted to make sure the investigation was clean and fair. (Tr.
1105.) Cochran also testified that she had consulted with Habermehl on
other instances of employee discipline when they involved “sensitive sit-
uations,” such as lock out/tag out violations. (Tr. 1107‒1108.)
31 Van Noy testified that the investigation revealed there were other
employees who were laughing and mocking others about working so
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
Aguilar told one employee to hurry up and then said that the
harder she worked, Respondent would only pressure her to work
harder. (R. Exh. 5.) One employee reported to management that
Aguilar had told him not to work so hard. (Tr. 681‒682.)
The Respondent’s investigation was completed in 1 day.
Cochran testified that management’s understanding from the em-
ployees interviewed was that on many occasions, Aguilar told
people to slow down their work. (Tr. 1058‒1059.) After Aguilar
served his 3-day suspension, upon his return to work on August
31, he was informed that his suspension was rescinded, but that
he was still going to receive a written warning for attempting to
cause a work slowdown. (GC Exh. 10.) Cochran testified that
Aguilar was disciplined because he had encouraged employees
to slow down in the past as well as what was reported at that
time, and that they needed to follow progressive discipline. (Tr.
1062.)
Aguilar’s written warning states that “[d]uring the investiga-
tion it was reported that you made statements to multiple indi-
viduals encouraging them to not work so fast or too hard.” (Exh.
10.) The written warning stated that Aguilar was in violation of
Company Work Rule 2.23—“Restricting own production or in-
terfering with production of other employees.” (GC Exh. 10.)
Van Noy testified that she and Rurka recommended that Aguilar
be issued a written warning and Habermehl agreed. (Tr. 685‒
686.) There is no evidence that any employees had previously
been disciplined for the same offense. (Tr. 863.) Van Noy tes-
tified that even though the investigation was completed in 1 day,
Aguilar remained on administrative suspension for the following
2 days because she needed to speak with the supervisor and plant
manager as a team. (Tr. 866‒868.)32 The Respondent never is-
sued Aguilar an official suspension since his suspension was an
administrative suspension pending investigation, and it subse-
quently paid him for the days he was off work pending the in-
vestigation. (Tr. 1079.)
13. In late September 2017, Larry Helfant held a second meet-
ing for employees and indicated that Respondent would change
its vacation and attendance policies to benefit the employees.
Two weeks after Helfant conducted meetings with employees
hard, but that joking is not a violation of the rules. (Tr. 814.) Cochran
also stated that Aguilar was accused of telling employees to slow down
their work, which was different that not wanting to work and mocking
people who do. (Tr. 1094.)
32 Cochran testified that suspensions pending investigation of 3-days
duration were not uncommon for the Respondent’s operation. (Tr.
1081.)
33 Respondent witness Jorge Torres also testified that in Helfant’s
second meeting, which was about 2 weeks from his first meeting, he an-
nounced changes to the Attendance and Vacation policies, and some of
the working conditions that were changed were things employees had
complained about previously. (Tr. 1204.) Respondent witness Gabriela
Esquidel also testified that Helfant talked about changes to the vacation
and attendance policies. (Tr. 1397.)
34 The Respondent reverted back to its old policy that existed 3 years
prior, when it had a 30 day drop off. (Tr. 666.)
35 That document stated in its entirely as follows:
Attendance Policy
-
1 attendance point falls off after 30 days of perfect attendance.
-
Employees working overtime may, with advance notice, leave
early for a pre-scheduled medical visit without receiving points.
where he solicited their complaints and informed them that he
would do what he could do to remedy them, he traveled to the
Holland facility again for the sole purpose of informing the em-
ployees that the vacation and attendance policies were being up-
dated and improved. (Tr. 709‒710, 1163‒1164, 1177, 1305,
1397, 1404.) Van Noy testified that Helfant did not normally
come to the Holland facility to announce changes in policy like
the instant changes. (Tr. 710.)
Respondent witness Abigail Forsten testified that in Helfant’s
September meeting with employees in the facility cafeteria, he
told employees that the Company was making changes to poli-
cies, such as the vacation and attendance policies, and that those
changes were improvements over what the existing policies. (Tr.
1176‒1177.) In these meetings, which included maintenance
employees, Helfant also announced that the Company was
changing its policy to purchase tools, at no cost to employees,
for all maintenance department employees.33 (Tr. 366.)
About a week after Helfant’s September meetings, the em-
ployees received a handout with their paychecks explaining the
changes in more detail. (Tr. 665, 1177.) The changes announced
by Helfant were summarized in that one-page handout titled “Ex-
planation of Changes to Policies.” (GC Exh. 7.) That document
explained the specific changes to employee working conditions,
such as: (1) allowing attendance points to drop off after 30 days
instead of the current 60 days timeframe;34 (2) allowing employ-
ees to take pre-scheduled vacation time for medical appoint-
ments; (3) allowing absences to be taken for additional life
events to be excused without the accrual of an attendance point;
(4) allowing employees the right to use vacation time for a call
off, up to five times a year; (5) using vacation time in 4 hour
increments (where previously it had to be used in “full day in-
crements”) (Tr. 720‒721); and (6) other changes to the wellness
program, holiday pay, the lock out/tag out procedure, and per-
sonal protective equipment for the employees. (GC Exh. 7, Tr.
1177.) That document also announced the creation of another
suggestion box for employees, and it encouraged them to use it.
(GC Exh. 7.)35
The vacation policy, which had been one of the major sources
-
With supporting documentation, the following events are ex-
cused absences:
Funeral leave & Jury duty
School conferences for child
Court appearances (civil or immigration)
Vacation days
Any medical visit for your own treatment
Personal leave, Military leave, and Family & Medical Leave
(FMLA)
-
At the time of call in, an employee may notify the company they
are not coming in that day and want to use a vacation day. They
will not be assessed any points. This cannot be done on the day
before or after a holiday.
Holiday Pay
-
Employees absent on the day before or after a holiday who pro-
vide documentation of their own injury or illness on that day,
will still receive holiday pay.
Wellness Program
-
The company wants employees to get the discount. Employees
BOAR’S HEAD PROVISIONS CO.
13
of employees’ complaints for several years as reflected in the
Respondent’s mandatory meetings for employees in August and
September of 2017, was changed and expanded to benefit the
employees. Newer employees were given 5 days of vacation and
senior employees received 2 more days of leave, and under some
circumstances, leave was allowed without prior approval. (Tr.
400, 710, 720.) The policy for PPE for maintenance employees
was also changed, and as a follow up to that change, Mainte-
nance Manager Guy Yondo took orders from the maintenance
employees with regard to their choice of tool brands. (Tr. 370.)
The Respondent’s changes in policy and working conditions
for employees discussed above and which were listed on the
“Explanation of Changes to Policy” handout to employees, plus
several more changes, were approved by the Respondent in the
first week of September and they were implemented on October
1, 2017. (Tr. 1578, 1580, GC Exh. 7, GC Exh. 22.)
14. In or about October 2017, Supervisor Maria Mendoza’s in-
terrogation and statements to employees regarding the loss of
benefits if they selected the Union, and that if they were termi-
nated, the Union would not be able to get them reinstated.
While the Respondent’s employees were receiving unex-
pected benefits, the record reflects that some of Respondent’s
management officials were confronting and questioning individ-
ual Union supporters regarding their support for the Union.
Elba Rivas, an employee in the Beef Trim Department, was
supervised by Maria Mendoza.36 (Tr. 86‒87.) Rivas testified that
around the time that she saw employees handbilling out in the
Company parking lot in October 2017, Mendoza approached her
on the line around the middle of her shift and when everyone was
on the line working and asked her and other nearby employees
on the line if they “would like to have the Union,” and in general
she asked “are you agreeing with the Union?” (Tr. 87‒88, 92.)
Rivas recalled that some employees responded, such as Martina
Ramirez, who said she was not supporting the Union, and Jose
Villalobos, who told Ramirez something to the effect that “Okay,
you are one of mine.” (Tr. 88‒89.) According to Rivas, Men-
doza said that if the Union came in the Company will take away
the 7 minutes they had to go up to and down from the cafeteria.
(Tr. 89.) The time allowed for employees to put on and take off
their work clothes is referred to as “donning and doffing” time.
(Tr. 973‒974.) Such time allows employees 7 minutes to go
from their work area to the cafeteria and then back to their work
areas and put on protective gear and start work. (Tr. 973‒974.)
should visit HR for help completing the health assessment. It
will save you money.
Lock Out/Tag Out (LOTO)
-
The company has two levels of LOTO violations. A Major vi-
olation occurs when an employee just received training on
LOTO and fails to follow it or intentionally violates LOTO. A
Major violation is automatic termination. A Minor violation oc-
curs when there is some evidence that it was not entirely the
employee’s fault. A Minor violation is judged on a case-by-case
basis.
Personal Protective Equipment (PPE)
-
The company is in the process of determining whether other
plants provide more PPE to their employees at no cost. If true,
changes will be made so Holland employees are treated the
In addition, Rivas testified that Mendoza said the Company will
take away their bonuses.37
Mendoza denied, through leading questions from Respond-
ent’s counsel, all the questions and statements attributed to her
by Rivas. (Tr. 964‒967, 970‒976.) She also denied having any
conversations with or making any statements on the line to
Ramirez or Villalobos. (Tr. 967, 973.) According to Mendoza,
there are two lines in the beef trim area of the plant where she is
a supervisor. (Tr. 958‒959.) On each line, there are seven em-
ployees on each side of a belt that is approximately 7 feet in
width and on which the product travels. (Tr. 959‒961.) The em-
ployees on those lines stand side-by-side, just 2 feet apart. Be-
sides denying interrogating or making statements to employees
concerning the Union, Mendoza testified that she generally did
not hold meetings with employees on the lines when they were
running because it is noisy and they have to concentrate on cut-
ting the meat and it would be dangerous to distract them. (Tr.
966.) However, she did acknowledge that she spends approxi-
mately 2 hours a day in the beef trim area, and as part of her
duties, she checks on the Beef Trim line employees two times a
day for approximately 10 minutes each to personally observe
how they are doing. (Tr. 999‒1000.) She also acknowledged
that even when the line is running, she is able to briefly speak
with employees. (Tr. 999‒1000.)
With regard to Rivas’ assertion that Ramirez and Villalobos
were on the line when Mendoza interrogated them and made
statements about the Union, and that they both responded to
Mendoza, Ramirez did not testify to deny that she was present or
that she responded to Mendoza’s questions. However, Villa-
lobos, who worked on the same line and shift as Rivas and
Ramirez, was called by the Respondent to testify and he denied
ever seeing or speaking to Mendoza on the beef trim line. (Tr.
928‒931.) While he testified that Mendoza did not usually hold
meetings with employees on the line when it was running be-
cause it was noisy and they had to concentrate on their work, he
did acknowledge that it was possible to communicate with others
on the line when it was running. (Tr. 932‒939.) He likewise
acknowledged that Rivas worked directly next to him every day
on the line. (Tr. 943.)
With regard to Mendoza’s statements to employees concern-
ing the Union, Ascension Rios also testified that several weeks
after the meeting held by Helfant, when he was in his work area
in the Beef Trim Department filling out paperwork, Mendoza ap-
proached him and asked him if he supported the Union, and that
same.
Vacation Policy
-
Employees may now use Vacation in 4 hour increments.
Suggestion Box
-
The box in the hall by Accounts Payable is now a Suggestion
Box. Use it. (GC Exh. 7.)
36 The record reflects that Maria Mendoza’s name was previously
Maria De Leon. (Tr. 271.)
37 The record reflects that the Respondent paid hourly employees bo-
nuses on occasion, such as in March, when employees receive the same
amounts, and at the end of the year, when employees receive bonuses
that are calculated on how long the employee worked for the Respondent.
(Tr. 711.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
if he did, he would be noticed by the Company and that he could
“end up in court.” (Tr. 271‒274.) With regard to her comment
that he was going to end up in court, he explained that Mendoza
said that if the Union came in and the employees were at fault
for something, the Company could fire them and they “could be
taken to court” by the Company.38 (Tr. 285‒286.) Rios told her
that he supported the Union even with such risks, by stating that
he was “asking to get the Union.” (Tr. 272.) Mendoza told him
that the situation in New York with the Union was “not good.”
(Tr. 272.) Mendoza denied telling any employees that if the Un-
ion came it, it would be futile or that the Union would not be able
to get them reinstated if they were discharged (Tr. 975).
Since the testimonies of Elba Rivas and Ascension Rio differ
from that of Mendoza and Villalobos, credibility determinations
are required. I find that Rivas and Ascension Rios were truthful
in their testimony and honest in their demeanor. They were con-
vincing regarding their conversations with Mendoza and showed
good recall concerning what she said in those conversations. In
addition, Rios and Rivas were current employees at the time of
their testimonies, which tends to be particularly reliable because
it goes against their pecuniary interests. Gold Standard Enter-
prises, supra; Shop Rite Supermarket, supra.
Mendoza’s testimony and her denials, on the other hand, were
simply not credible or believable. I found her to be an unreliable
witness, as her testimony at times was inconsistent39 and her rec-
ollection lacking.40 Much of Mendoza’s testimony was also elic-
ited with leading questions during direct examination. Such tes-
timony is entitled to, and should be afforded, less weight that the
testimony of the General Counsel’s witnesses and discredited
where appropriate. T.M.I., 306 NLRB 499 (1992); see also H.C.
Thomson, 230 NLRB 808 (1977). Villalobos’ demeanor and tes-
timony also lacked credibility. He was inconsistent in his testi-
mony,41 at times was evasive,42 and he provided overly certain
and conclusory testimony that made his testimony seem insin-
cere and not believable. On that basis, I discredit the testimony
of Mendoza and Villalobos where it conflicts with that of Rivas
and Ascension Rios. In addition, I find that even though some
Respondent witnesses testified that they believed it was not pos-
sible to conduct meetings while the production line was
38 Mendoza’s statement about “end[ing] up in court” or “be[ing] taken
to court” appear to be some kind of reference to the NLRB charges, but
it was not explicit in the record.
39 Mendoza testified that the Union campaign was a “big deal,” and
she spoke to employee Raul Morales about the Union when they were
near the Beef Trim line when it was running (Tr. 994‒996), but she also
stated in her sworn affidavit to the government during the investigation
of the instant case, that she never spoke to any employees about the Un-
ion. (Tr. 997.)
40 Mendoza acknowledged that her recollection was suspect, stating
that she was “not good at remembering.” (Tr. 1005.)
41 In this connection, Villalobos denied that anyone ever spoke to him
about the Union, explicitly stating “Never, never” in response to that
question. (Tr. 943‒947.) However, he then admitted that employees
were in fact talking about the Union, specifically asking if the employees
wanted the Union, as some answering that they did want it, and some
stating that they did not want the Union. (Tr. 944‒945.) He also admit-
ted that he actually participated in a conversation about the Union by
stating that he had been with the Company for 17 years and he “was fine”
and didn’t need anything.” (Tr. 944‒945.)
operating due to the fact that noise was made by horns and the
overhead unit, I provide those assertions little, if any, weight due
to the fact that those witnesses acknowledged that it was never-
theless possible to have conversations with employees on the
production line when it was running.43
Thus, I find that in October 2017, Mendoza approached em-
ployees working on the line and asked if they “would like to have
the Union,” and whether they were “agreeing with the Union?”
Mendoza also said that if the Union came in the Company will
take away the 7 minutes for donning and doffing their safety and
PPE gear going to and coming back from work breaks that the
Company provided employees,44 and that the Company will take
away the employees’ bonuses if the Union came in. In addition,
on or about December 6, 2017, Mendoza asked Ascension Rios
if he supported the Union, and she stated that, if he did, he would
be noticed by the Company. She also told Rios that if the Union
came in and the employees were at fault for something, the Com-
pany could fire them and they “could be taken to court” by the
Company.
15. On or about October 11, 18, 25, and November 16, 2017,
Respondent’s security guards allegedly engaged in surveillance
and/or created the impression of surveillance of employees’ un-
ion activities.
On four dates, October 11, 18, 25, and November 16, 2017,
the Union organizers distributed Union literature in the form of
handbills or flyers in the street adjacent to the Holland facility.
Several of Respondent’s employees were provided the flyers and
they distributed them in the parking lot to other employees. The
Respondent’s employee parking lot is next to the facility and it
has two entrances and one exit, which are all one-way. (GC Exh.
13.) Adjacent to the parking lot is Respondent’s security gate
house or “guard shack” that serves as the main entrance to the
facility and which is normally manned by two security officers
who routinely monitor the lot by closed circuit television
(CCTV) and by patrol on foot. (Tr. 250, 1353.) Normally, with
regard to periodic patrols, one guard stays in the guard shack and
the other patrols the parking lot and the rest of the property.45
(Tr. 1353.) The guards are supervised by Ronald Ortega, whose
42 I found his testimony was evasive when being questioned about
whether he ever attended any meetings held by the Company where they
discussed the Union (Tr. 947‒949.)
43 Mendoza admitted that she was able to briefly speak to employees
working on the line and when the line was running. (Tr. 999‒1000.)
Villalobos also acknowledged that it was possible to communicate with
other employees on the line when it was running. (Tr. 932‒939.) While
Respondent witness Mark Emmons testified that he did not believe it was
possible to conduct a meeting while the production line was running due
to the noise, he did acknowledge that it was possible for Mendoza to
speak to employees when they were on a break on the line. (Tr. 888‒
890, 896.)
44 The record reflects that employees were allowed 20-minute breaks
and a total of 14 minutes for donning and doffing. (Tr. 1221‒1222.)
45 Human resources employee Rodolfo Rodriguez testified that nor-
mally one guard is stationed in the guard shack where he or she watches
the CCTV monitor that has a view of the parking lot and its entrance and
exit. (Tr. 1271.)
BOAR’S HEAD PROVISIONS CO.
15
workstation is located in an office inside the facility and he does
not normally perform day-to-day security patrols or CCTV mon-
itoring. (Tr. 1467‒1468.)
On October 11, Union Organizer Francisco Castillo and two
other organizers stationed themselves around 1:00 p.m. on the
street adjacent to the parking lot, which was a public right of
way. Respondent Security Officer Gerald Cox saw the organiz-
ers and immediately notified Ortega, who came to the guard
shack.46 Cox and Security Officer Doll approached the Union
organizers on the street and informed them that they could not
be on the Respondent’s property. (Tr. 488, 1424, 1346.) Organ-
izer Castillo told the security officers that he knew he was not
allowed on the property and he had no intention of entering the
parking lot. (Tr. 488.) There were only a few employees coming
and going from the lot at that time, and while some of the guards
returned to the shack, others remained in the lot and encouraged
the employees in their cars to keep moving past the Union or-
ganizers. (Tr. 488.)
At the time of the shift change, between 2:30 and 4:00 p.m.,
several employees, including Walter Aguilar, Apolonia Rios,
Tomasa Garcia, Norma Chacon, Olivia Trejo, Sanjuana Garza,
and Nelson Langarita went as a group and got Union flyers from
one of the Union organizers, and they handed them out to em-
ployees in the Company parking lot. (Tr. 126‒128, 179‒180.)
Some vehicles stopped to take the literature as them were coming
or leaving from work, and other employees continued to drive by
without stopping to take a flyer. (Tr. 492, 1350.) During the
shift change, traffic was backing up and the guards who were in
the lot told the cars to keep moving. (Tr. 1350‒1352.) At that
time, at least two, and at one time four security guards were in
the parking lot near the employees who were handing out Union
literature. (Tr. 303, 422, 489, 1352.) The employees who testi-
fied all indicated that the security guards followed them while
they were handing out the Union flyers.47
The human resources department was notified by security and
told about the presence of the Union organizers. Van Noy came
to the parking lot with Assistant Plant Manager Mark Emmons
and HR Specialist Rodolfo Rodriguez to join the security per-
sonnel. That group of employees approached the Union organ-
izers and employees who were by the exit of the parking lot. (Tr.
772.) Van Noy and the security personnel spoke briefly to Cas-
tillo in English, telling him that he was not allowed on the prop-
erty, and Castillo indicated that he understood and that the em-
ployees had the right to handbill in the parking lot, pointing to
the solicitation policy posted by Respondent outside the parking
lot by the exit to the street. (Tr. 496‒497, 1348.) Van Noy
acknowledged that when the handbilling was taking place in the
46 Respondent’s internal email shows that Ortega was informed by
Habermehl to expect Union organizing activities on that date. In that
email, Habermehl stated that Respondent should “keep the union organ-
izers off or our property and call the police if they block traffic or disrupt
the flow of employees, vendors, [or] inbound/outbound trucks.” (GC
Exh. 29.)
47 Aguilar testified that the security guards followed them around the
parking lot while they were passing out the flyers. (Tr. 198.) According
to Apolonia Rios, when she and other employees were passing out flyers
for the Union to employees in the parking lot on October 11, security
guards were out in the lot and they were watching her and the others
parking lot, she and other human resources personnel and the se-
curity guards went outside, where she saw employees with hand-
bills organizing. (Tr. 770‒772.)48
Security Officer Gerald Cox testified that during the handbill-
ing that occurred on October 11, he went out to the parking lot
because cars were slowing down or stopping to receive Union
flyers that were being handed out. It is undisputed that during
the time of the shift change, traffic in the parking lot was backed
up. Cox and the other security officers and security supervisor
went out to maintain a safe environment and to keep traffic mov-
ing during the shift change that started at 2:30 p.m. (Tr. 1346‒
1352.) The guards told the cars to keep moving, using hand mo-
tions meant to keep the traffic flowing. (Tr. 1472‒1473.) While
out in the parking lot tending to the traffic backup, they observed
employees handing out Union flyers. (Tr. 1369.) It is undis-
puted that Ortega and the security detail remained in the parking
lot the entire time that the employees were attempting to distrib-
ute their Union literature, and they were watching employees en-
gaged in that activity and they were encouraging other employ-
ees in their vehicles to keep moving. (Tr. 128, 459, 488‒490,
1350, 1377, 1439, 1445.) While Van Noy, Rodriguez, and Em-
mons returned to the facility, Ortega remained in the parking lot
for two and a half hours that day observing the employees hand-
billing and the Union organizers. (Tr. 1428.) Ortega testified
that on October 11, even after the traffic stopped being backed
up, he still stood in the parking lot “observing,” and he noticed
when employees took flyers and when they did not. (Tr. 1475‒
1477, 1480, GC Exh. 14, p. 3.)
When the Union organizers returned to the facility on October
18, 25, and November 16, 2017, to distribute flyers at the same
location on the street, employees handing out flyers in the Com-
pany parking lot were again joined by various security guards
and personnel who continued to patrol the lot, observe the em-
ployees, and direct vehicles to keep moving past the organizers.
(Tr. 510‒514.) One significant difference from the October 11
handbilling, however, was that during the employee handbilling
that occurred on October 18, 25, and November 16, there were
no significant traffic backups that prevented cars from safely ex-
iting the lot. (Tr. 1445‒1446.) In that connection, when Ortega
was asked at trial if there was any backup of cars on October 18,
25, and November 16, in terms of them being unable to get out
of the parking lot, he testified that “it wasn’t bad.” (Tr. 1445.)
Despite the lack of significant traffic backups or problems on
October 18, 25, and November 16, Cox and the other security
personnel nevertheless went out to the parking lot on those days
to “observe what was going on” and at times they were in close
handing out flyers. (Tr. 456‒459.) In addition, Union Organizer Fran-
cisco Castillo testified that he saw the security guards watching the em-
ployees handbilling, and at one point he saw two guards walking behind
and following the handbillers.47 (Tr. 510‒512, 631.) Norma Chacon tes-
tified that when she was handing out Union flyers in the parking lot, the
security guards were walking toward her and watching her. (Tr. 303,
321.)
48 Rodolfo Rodriguez testified that on October 11, he saw employees
in the parking lot handbilling and he went back to the guard shack and
watch the activities in the parking lot on the monitor. (Tr. 1271.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16
proximity to the employees handbilling.49 (Tr. 1359‒1360,
1362‒1366, 1381‒1384, 1445‒1446.) In particular, Cox testi-
fied that during the employee handbilling that occurred on Octo-
ber 25 and November 16, he went out to the parking lot to ob-
serve the employees handing out Union flyers, even though there
was no blocking of the cars like that which occurred on October
11. (Tr. 1362‒1366.) Cox also admitted that on October 25 he
went out to the parking lot and stood there watching the union
organizing. (Tr. 1381‒1382.) He also acknowledged that on that
day, the Security Officers walked through the parking lot while
the employees were handbilling, and the Security personnel
came in early that day and stayed late to observe the employees
handing out flyers, when they had never before come in early
and stayed late for any employee activities in the parking lot.
(Tr. 1381‒1384.)
The record also reflects that employees sell food out of their
vehicles in the Company parking lot, such as vegetables, tacos,
and watermelons. (Tr. 230, 1445‒1447.) On such occasions, the
security officers did not go out into the lot to watch the employ-
ees selling food and when such employee solicitation was occur-
ring, the Security Officers did not monitor that activity in any
way. (Tr. 248, 1318, 1367, 1447.) Thus, the employees have
traditionally engaged in such activity without any security pres-
ence or interference.
16. In or about October 2017, in the employee parking lot, Su-
pervisor Carlos Giron allegedly created the impression of sur-
veillance of employees’ union activities by telling an employee
that he saw his picture on the Union’s Facebook page.
As part of the Union’s organizing drive, Organizer Castillo
took photographs of some of the employees who supported the
Union and posted them on the Union Facebook page, which was
public. (Tr. 573.) Ascension Rios testified that at a time when
employees were passing out Union flyers in the Company park-
ing lot, Supervisor Carlos Giron approached him and said that he
saw a photograph of him on the Union’s Facebook page, and he
mentioned that Rios was “with the Union.” (Tr. 278‒280.) Ac-
cording to Rios, Giron then showed him the Union Facebook
page and picture that he had on his cell phone. (Tr. 278‒280.)
Rios acknowledged to Giron that it was him in the picture when
he was at a Union meeting. (Tr. 279‒280, GC Exh. 11.)50
Giron did not deny approaching and confronting Rios about
his picture on the Union Facebook page. He testified that he saw
the Facebook page that office employee Elena Martinez showed
him when he was in the office. (Tr. 1331‒1332, 1335‒1337.)
He admitted that on a day when employees were handing out
Union flyers in the Company parking lot, he saw Rios in the lot
talking to two other employees, and he told Rios that he was sur-
prised because an employee had shown him a Facebook page and
he was on it. He also told Rios that he was “surprised that he had
49 Ortega testified that on all the days that he was out in the parking
lot, he noticed that there were employees handing out Union flyers. (Tr.
1480, 1486.) In addition, Apolonia Rios testified that when she and other
employees were passing out flyers in the parking lot on October 18, the
security guards were out in the lot and they were watching her and the
others handing out flyers. (Tr. 456‒459.)
50 The Facebook page was apparently for “Boar’s Head Workers
United.” (Tr. 282.) Rios testified that when Giron confronted him about
some kind of complaints since [Giron] was trying to help him.”51
(Tr. 1332‒1333.) Giron testified that Rios said he had been there
for 17 years and it had not been easy. When Giron asked “how
is that, if I’ve been helping [you].” (Tr. 1339.) According to
Giron, Rios simply responded that “it has not been easy.” (Tr.
1339.)
B. Analysis
1. The alleged violations of Section 8(a)(1) of the Act.
a. The law
Section 7, the cornerstone of the Act, provides that “[e]mploy-
ees shall have the right to self-organization, to form, join, or as-
sist labor organizations, to bargain collectively through repre-
sentatives of their own choosing, and to engage in other con-
certed activities for the purpose of collective bargaining or other
mutual aid or protection” Section 8(a)(1) of the Act makes it an
unfair labor practice for an employer “to interfere with, restrain,
or coerce employees” in the exercise of their rights guaranteed
in Section 7 of the Act. It is well established that the test for
interference, restraint, and coercion does not turn on the em-
ployer’s motive or on whether the coercion succeeded or failed.
Onsite News, 359 NLRB 797 (2013). Instead, the test is whether
the employer engaged in conduct which tends to interfere with
the free exercise of employee rights under the Act. NLRB v. Gis-
sel Packing Co., 395 U.S. 575 (1969); American Tissue Corp.,
336 NLRB 435, 441–442 (2001) (citing NLRB v. Illinois Tool
Works, 153 F.2d 811, 814 (7th Cir. 1946). In making its deter-
mination, the Board considers the total context in which the chal-
lenged conduct occurs and is justified in viewing the issue from
the standpoint of its impact on the employees. American Tissue
Corp., supra at 442 (citing NLRB v. E. I. du Pont & Co., 750 F.2d
524, 528 (6th Cir. 1984)).
The Board has held that threatening employees with reprisals
for engaging in union or other protected concerted activities is
coercive to the exercise of their Section 7 rights under the Act.
Metro One Loss Prevention Services Group, 356 NLRB 89, 89
(2010) (employer violates 8(a)(1) if it communicates to employ-
ees that it will jeopardize their job security, wages, or other
working conditions if they support the union); Baddour, Inc.,
303 NLRB 275 (1991) (an employers’ threats of discipline or job
loss for participation in protected concerted activities constitute
violations of the Act). The Board has applied this theory to ex-
plicit or implicit threats to employees, including the loss of their
jobs or other adverse work consequences. Jewish Home for the
Elderly of Fairfield County, 343 NLRB 1069, 1091–1096 (2004)
(employer violated Sec. 8(a)(1) of the Act by threatening loss of
benefits, loss of jobs, and closure of the facility if the employees
supported the union); Sheraton Hotel Waterbury, 312 NLRB
304, 305 (1993) (implied threat contained in employer’s posting
his presence on the Union’s Facebook page, he was “mocking . . . it.”
(Tr. 279.)
51 Giron denied that he showed Rios the Facebook page on his cell
phone. (Tr. 1333.) Where Giron’s testimony differed from that of As-
cension Rios, I find that Rios was a credible and believable witness, and
I credit his testimony over that of Giron, who I found to be less credible
in his denial about showing Rios the picture on is cell phone.
BOAR’S HEAD PROVISIONS CO.
17
violated Section 8(a)(1) of the Act); Metro One Loss Prevention
Services Group, supra at 89–90 (employer implied working con-
ditions could deteriorate if the employees supported the union
organizing drive in violation of Sec. 8(a)(1) of the Act).
While the Board has found that an employer is free to make
statements predicting the effects of unionization to employees,
such statements must be “carefully phrased on the basis of ob-
jective fact to convey an employer’s belief as to demonstrably
probable consequences beyond [its] control.” NLRB v. Gissel
Packing Co., supra at 618. If there is any implication that an
employer may or may not take action solely on its own initiative
for reasons unrelated to economic necessities and known only to
the employer, the statement is no longer a reasonable prediction
based on available facts, but a threat of retaliation based on mis-
representation and coercion. Id. at 618. Alleged threats that are
questionable need not be explicit “if the language used . . . can
reasonably be construed as threatening.” NLRB v. Ayer Lar San-
itarium, 436 F.2d 45, 49 (9th Cir. 1970). The Board considers
the totality of the circumstances in assessing an implicit or am-
biguous threat. KSM Industries, 336 NLRB 133 (2001).
The Board has long held that employer threats or coercive
statements that employee unionization would result in the loss of
wages violate Section 8(a)(1) of the Act. Oklahoma City Collec-
tion, 263 NLRB 79, 80 (1982), enfd. mem. 679 F.2d 900 (9th
Cir. 1982). Predictions of plant closures, loss of contracts, loss
or transfer of work, loss of jobs, or changes in working condi-
tions or benefits must be based on objective facts, and an em-
ployer must explain how a change in existing benefits and work-
ing conditions could result from the give-and-take of future col-
lective bargaining rather than suggesting that employees, by en-
tertaining the prospect of union representation, were courting the
wrath of the employer. Franklinton Preparatory Academy, 366
NLRB No. 67, slip op. at 2 (2018). The burden of proof is on
the employer to show that a prediction was based on objective
fact. Schaumburg Hyundai, 318 NLRB 449 (1995).
b. The bargaining from zero or “from scratch” threats by Ha-
bermehl in his meetings (complaint para. 5(a)), Guadalupe Ro-
driguez (in his conversations with Aguilar) (complaint para.
6(a)), and Respondent in its handout to employees titled
“Boar’s Head Brand,” which threatened the loss of benefits.
As mentioned above, the evidence establishes that in the man-
datory meetings held by Corporate Director of Human Resources
Habermehl in August 2017, in response to the Union’s organiz-
ing campaign, he told employees that in any prospective negoti-
ations with the Union, the Respondent would begin or start at
“zero to the minimum” and that a lot of benefits could be lost.
Several days later, Production Supervisor Rodriguez repeated
Habermehl’s coercive statement in a conversation with Walter
Aguilar that employees could lose their bonuses and their picnics
provided by the Company, and that Respondent would negotiate
from zero if the Union came in. The Respondent nailed home
those threats with a written document to all employees that it at-
tached to their paychecks in which it reaffirmed its direct and
unmistakable position that any negotiations would start from
zero or the minimum, and not from what the employees currently
had, if a union was voted in by the employees. That particular
statement read:
If a union gets in, will negotiations start with what we already
have? No. If a union is voted in, negotiations will not start at
current wages and benefits. Nobody knows what the final out-
come of the contract will be because each item is negotiated
starting with zero or the minimum allowed by law. If could be
more but it could be less. (GC Exh. 6.)
Critically, Shannon Van Noy testified that the “Boar’s Head
Brand” handout document was an accurate reflection and sum-
mation of the statements made by Habermehl in his meetings.
(Tr. 854‒856.)
The Board has long held that “bargaining from scratch” state-
ments by employers violate Section 8(a)(1) of the Act if they
reasonably could be understood by employees as a threat of loss
of existing benefits and provide employees with the impression
that what they may ultimately receive depends upon what the
union can induce the employer to restore. The duty to bargain
ordinarily forecloses unilateral changes to terms and conditions
of employment, and bargaining begins with existing wages and
conditions of work. On the other hand, such statements do not
constitute a violation of the Act when the employer’s other com-
munications make it clear that any reduction in wages or benefits
will occur only as a result of the normal give and take of negoti-
ations. Taylor-Dunn Mfg. Co., 252 NLRB 799, 800 (1980) cit-
ing TRW United Greenfield Division, 245 NLRB 1135 (1979);
Stumpf Motor Co., Inc., 208 NLRB 431 (1974); BP Amico
Chemical, 351 NLRB 614, 617‒618 (2007) (statements regard-
ing loss of existing benefits are evaluated in terms of whether
they are more reasonably construed as a result of union selection
versus a “possible outcome of good-faith bargaining).
The Board has stated that “‘bargaining from scratch’ is such a
dangerous phrase which carries within it the seed of a threat that
the employer will become punitively intransient in the event the
union wins the election.” It emphasized that when such a state-
ment can be reasonably read in the context of a threat to either
end existing benefits prior to bargaining or to “adopt a regressive
bargaining posture designed to force a reduction of existing ben-
efits for the purpose of penalizing the employees” for selecting
the union, it will find a violation of the Act. Coach & Equipment
Sales Corp., 228 NLRB 440, 440‒441 (1977). In so finding, the
Board stressed that the “presence of contemporaneous threats or
unfair labor practices is often a critical factor in determining
whether there is a threatening color to the employer’s remarks.”
Id.
In this case, Respondent’s references to bargaining from zero
to the minimum and similar statements went beyond descriptions
of the normal give and take of collective bargaining and are more
reasonably construed as a result of selection versus a possible
outcome of good-faith bargaining. Those statements were also
accompanied by contemporaneous threats that benefits, includ-
ing bonuses and company sponsored picnics, could be lost.
Those statements reasonably would be, and in fact were under-
stood by the employees as threats to their existing wages and
benefits, leaving them with the impression that what they might
ultimately receive through collective bargaining would be de-
pendent upon what the Union could recoup from the Respondent.
In fact, the Board has specifically found that an employer’s state-
ment that bargaining on wages would start from the minimum
wage was unlawful. Oklahoma City Collection, 263 NLRB 79,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
18
82‒83 (1982), enfd. mem. 679 F.2d 900 (9th Cir. 1982). As
such, the statements discussed above violated Section 8(a)(1) of
the Act.
c. The threatening statements made by Supervisor Maria Men-
doza to employees regarding the loss of benefits in the form of
losing their grace period for donning and doffing (complaint
para. 16(b)) and informing employees the Union would not be
able to get them reinstated if Respondent terminates them and
they will end up in court, thereby informing them that it would
be futile to support the Union. (Complaint para. 18(c)).
The record establishes that Production Supervisor Maria Men-
doza approached Elba Rivas and other employees on the produc-
tion line in October 2017, and asked them if they “would like to
have the Union,” and if they were “agreeing with the Union?”
When one employee responded, Mendoza told the employees
that if the Union came in the Company will take away the 7
minutes they were allotted for “donning and doffing” their safety
and protective gear during breaks, and that the Company will
take away their bonuses. In addition, in December 2017, Men-
doza approached employee Ascension Rios in his work area and
asked him if he supported the Union, and that if he did, the Re-
spondent would “notice” him and he could end up “in court.”
As mentioned above, an employer must explain how a change
in existing benefits and working conditions could result from the
give-and-take of future collective bargaining rather than suggest-
ing that employees, by entering the prospect of union represen-
tation, were courting the wrath of the employer. Franklinton
Preparatory Academy, 366 NLRB No. 67, slip op. at 2 (2018).
In this case, Mendoza’s statements lacked any objective basis
and did not predict demonstrably probable consequences beyond
the Respondent’s control for the purported loss of “donning and
doffing” time and bonuses for the employees. In fact, Mendoza
never made any attempt to tie the loss of those existing benefits
to the give-and-take of future collective bargaining. Id. slip op.
at 2. As a result, Mendoza’s statements went “well beyond ad-
vising employees of the potential consequences of good-faith
collective bargaining and instead constituted statements threat-
ening the loss of existing benefits and terms and conditions of
employment.” In addition, no objective basis was given for the
statement that the Union would not be able to get them reinstated
if they were discharged or that supporting the Union would
somehow cause employees to end up in court, which was coer-
cive and conveyed to them that it would be futile to support the
Union. The Respondent thus failed to meet its burden of proving
that Mendoza’s statements or predictions were based on objec-
tive fact, and as such, these threats were coercive and in violation
of Section 8(a)(1) of the Act.
d. The unlawful interrogations of employees’ union support
and activities by Guadalupe Rodriguez (complaint para. 6(b))
and Maria Mendoza (complaint para. 16(a) and 18(a)).
The record establishes that Guadalupe Rodriguez approached
Aguilar while working on the line and asked him why he wanted
the Union or what was the point of having a union. When Agui-
lar responded that he wanted the Union to help bring change,
52 Aguilar was directly supervised by Rodriguez. Rios and Rivas
were directly supervised by Mendoza.
Rodriguez told him the Union was “no good,” it only represented
people who did not want to work, and that the employees would
“feel sorry about it.” Rodriguez’s interrogation was also fol-
lowed by statements that employee bonuses and the company
sponsored picnics were at risk. Similarly, Maria Mendoza asked
Elba Rivas and other nearby employees working on the line if
they would like to have the Union, and if they were “agreeing
with the Union.” That inquiry was accompanied by Mendoza’s
statement that if the employees selected the Union, they would
lose the 7 minutes they were allotted at the time for donning and
doffing their safety gear during break times. In addition, Men-
doza asked Ascension Rios in his work area if he supported the
Union, and that if he did, he would be noticed by the Company
and that he could “end up in court.”
With issues of interrogation, the Board determines “whether
under all the circumstances the interrogation [of an employee]
reasonably tends to restrain, coerce, or interfere with rights guar-
anteed by the Act.” Scheid Electric, 355 NLRB 160 (2010);
Metro-West Ambulance Service, Inc., 360 NLRB 1029 (2014);
Intertape Polymer Corp., 360 NLRB 957 (2014); Bloomfield
Health Care Center, 352 NLRB 252 (2008), quoting Rossmore
House, 269 NLRB 1176, 1178 fn. 20 (1984), enfd. sub nom.
HERE Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985). Among
the factors the Board considers in such an analysis are the iden-
tity of the questioner, the place and method of the interrogation,
the background of the questioning, the nature of the information
sought, and whether the employee is an open union supporter.
Scheid Electric, supra at 160; Stevens Creek Chrysler Jeep
Dodge, 353 NLRB 1294, 1295 (2009). While the Board will
consider whether an employee is an open union supporter in de-
termining whether an interrogation is coercive, that factor is
merely one of many and is not determinative. Norton Audubon
Hospital, 338 NLRB 320 (2002).
Applying these factors, I find that the questioning of employ-
ees by both Rodriguez and Mendoza was coercive. The identity
of the questioners in this case reveals that the questioning came
from the Respondent’s statutory supervisors who possessed au-
thority over the employees questioned, including authority to
evaluate employees and possibly recommend wage increases.
The Board has found questioning by similarly situated statutory
supervisors to be coercive. Camaco Lorain Mfg. Plant, 356
NLRB 1182, 1182‒1183 (2011). In addition, I find the fact that
Rodriguez and Mendoza were the direct supervisors of the em-
ployees in question52 reasonably tended to make the questioning
that much more threatening. Intertape Polymer Corp., 360
NLRB 957, 958 (2014); See e.g., Station Casinos, LLC, 358
NLRB 1556, 1557‒1558, 1605 (2012).
The place and method of the interrogation in this case also
weighs in favor of finding the questioning coercive. The in-
stances of interrogation occurred at work while the employees
were working on the production floor or their employee work
area, which added to the coercive tendency of the questioning.
Absent evidence that Rodriguez and Mendoza had an office or
other location of authority at the plant, the production floor or
area were their locations of authority over the employees, where
BOAR’S HEAD PROVISIONS CO.
19
it is reasonable to believe their questioning would pressure the
employees to feel a duty to respond to those in positions of au-
thority over them. The Board has found interrogations under
similar circumstances to be coercive and unlawful. Camaco Lo-
rain Mfg. Plant, supra at 1182‒1183; See, e.g., Central Valley
Meat Co., 346 NLRB 1078, 1087 (2006) (finding unlawful an
interrogation by a department foreman on the “kill floor” of a
slaughterhouse).
I also find the nature of the information sought and whether
the employees were open union supports added to the coercive
tendency of the interrogations because the questioning con-
cerned whether the employees supported the Union at a time
when the Union’s organizing campaign was a “big deal” at the
Holland facility.53 There is no evidence that Rivas was an open
union supporter, and she did not respond to Mendoza’s question-
ing. I find that her reluctance to answer her supervisor’s inquiry
about supporting the Union weighed in favor of finding that in-
terrogation coercive. Aguilar and Rios were open about their
union support, but that fact, however, is not determinative under
the circumstances of this case where the other factors strongly
weigh in favor of finding the interrogations coercive. In that
connection, the background and nature of the interrogations
show that the questioning was accompanied by the supervisors’
threats about what adverse actions the Respondent could take
against the employees if they supported the Union. After Aguilar
responded to Rodriguez’s question by stating his support for the
Union, Rodriguez told him that the Union only represented those
who did not want to work, the employees would “feel sorry about
it,” and that they risked losing their bonuses and the Company
picnics if they supported the Union. Likewise, when Mendoza
questioned Rivas about her union support, she told Rivas that
supporting the Union would result in the loss of their donning
and doffing time on breaks. In addition, when Mendoza ques-
tioned Rios about his support for the Union, she informed him
that his support would be noticed by the Company and that he
could “end up in court.” In the context of these threats and Re-
spondent’s contemporaneous unfair labor practices found herein,
the questioning of these employees regarding their support for
the Union would reasonably tend to coerce the employees and
restrain them from exercising their rights under Section 7 to en-
gage in union activities and support.
In defense to these allegations, the Respondent argues that
Mendoza’s interrogations could not have occurred due to the
noise on the production line and employees having to concen-
trate on their work. (R. Br. p. 56‒58.) As mentioned above, I
found the credible evidence established that Mendoza interro-
gated and made statements to the employees on the production
line when it was running, and those credibility determinations
were supported by the record evidence.54 In addition, the Re-
spondent argues that Rodriguez’s questioning of Aguilar was not
intended to be coercive and that it was not unlawful because “the
53 Mendoza testified that the Union campaign was a “big deal” at the
Holland facility. (Tr. 997.)
54 Mendoza admitted she was able to briefly speak to employees
working on the line when it was running, and Villalobos acknowledged
it was possible to communicate with employees working on the produc-
tion line. (Tr. 932‒939, 999‒1000.)
conversation was friendly” and Rodriguez did not threaten or tell
Aguilar that he would be punished for supporting the Union. (R.
Br. p. 15.) These arguments lack merit for several reasons. First,
contrary to Respondent’s assertion, Rodriguez’s interrogation
was accompanied by threats that employee bonuses and the com-
pany sponsored picnics were at risk if the Union came in. Sec-
ondly, even if the interrogation was unaccompanied by a threat
or intent to punish employees for their union support, the Board
has held that intent or motive of the respondent is not relevant
with regard to 8(a)(1) violations of the Act. Exterior Systems,
Inc., 338 NLRB 677, 679 (2002); Scripps Memorial Hospital
Encinitas, 347 NLRB 52 (2006); GM Electrics, 323 NLRB 125,
127 (1997); see also Williams Motor Transfer, 284 NLRB 1496,
1499 (1987). In addition, the absence of threats of punishment
is immaterial because Board law does not require that interroga-
tions be accompanied by threats of punishment or retaliation for
them to be found unlawful. Oklahoma City Collection, supra at
80. Finally, Respondent’s assertion that the interrogation was
not unlawful because it was “friendly” is also irrelevant. The
fact that Aguilar may not have felt coerced by the interrogation
is not relevant, as the Board has held that actual coercion is not
the test of whether an interrogation violates Section 8(a)(1) of
the Act. Oklahoma City Collection, supra at 81.55
Accordingly, I find that Rodriguez’s and Mendoza’s question-
ing of employees as to whether they supported the Union consti-
tuted unlawful interrogations of their union sympathies or sup-
port in violation of Section 8(a)(1) of the Act.
e. The Respondent’s solicitation of employee grievances and
complaints by Bradley Rurka (complaint para. 7(a)), solicita-
tion of employee grievances by Larry Helfant (complaint para.
8(b)) and his promise to increase benefits by changing the va-
cation policy (complaint para. 8(d)), and by a handout to em-
ployees entitled “Explanation of Changes to Policies” suggest-
ing the use of a suggestion box (complaint para. 9).
The record establishes that in this case, repeated and blatant
solicitation of employee complaints and grievances was a crucial
part of the Respondent’s strategy to avoid having the Union suc-
cessfully organize its employees. The record establishes that
such solicitation occurred quickly and was done by some of the
Respondent’s highest-ranking corporate and local officials.
Plant Manager Rurka, during his August 24, 2017 mandatory
meetings with employees, read from a prepared script titled “24
Hour Speech,” which informed employees that he was there to
listen to and consider employee concerns, and respond in a way
that reinforced to employees that they were a “family.” (GC
Exh. 9.) Rurka discussed specific policy changes to terms and
conditions of work and informed the employees that “what [the
Respondent is] changing is a good first step towards bringing our
family back together.” Rurka told the employees that it was un-
fair for them to expect the Company to “fix things we don’t know
55 In addition, I note that as legal authority in support of its assertion
that Rodriguez’s questioning was lawful, Respondent relies on
Hearthside Food Solutions, an Administrative Law Judge Decision
(without citation provided) that issued in 2012. I find the Respondent’s
reliance on that Decision is misplaced since exceptions to that Decision
were not filed, and it was therefore never before the Board for review.
As such, that Decision has no precedential value.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
20
about,” because even though a couple of issues had been raised
before, “many of the things [the employees] listed had never
been brought to our attention before.” (GC Exh. 9, p. 6.) Rurka
then asked the employees to keep communicating with manage-
ment about their concerns so they could be addressed and possi-
bly remedied. In that connection, he stated that Respondent was
“bringing back” the employee suggestion box and promised that
every comment would be considered and that management
would report back to the employees on what could and could not
be fixed. The improvements and changes in policy were then
summarized in an “Explanation of Changes to Policies” that was
issued to all employees with their paychecks and which stated:
“Suggestion Box—The box in the hall by Accounts Payable is
now a Suggestion Box. Use it.” (GC Exh. 7.) Van Noy testified
that while a suggestion box has been in the plant for a long time,
it was rarely used by employees and in August 2017, the Re-
spondent moved the suggestion box to a more prominent location
so the employees would utilize it. (Tr. 712.)
A few days after Rurka’s meetings, Helfant again visited the
facility to hold mandatory meetings for the employees to get
“general feedback” about “anything.” He explained that he was
there to hear and try to address their complaints, and that the two
main issues were the vacation and attendance policies. Helfant
also said he was aware of the problems at the plant and that he
would like to “solve” their problems. A maintenance employee
also testified that Helfant specifically asked the employees how
Respondent could “help us out in maintenance . . . with providing
us with tools . . .,” he asked what the employees “find the Com-
pany [is] at fault for,” and he inquired about the employees’ opin-
ions concerning the Company’s policies.
The record establishes that Rurka and Helfant conveyed that
the Respondent was willing and able to address and solve em-
ployee concerns and complaints, thereby inferring that selecting
a union as their bargaining representative was not necessary.
The Board has held that the solicitation of employee grievances
during an organizing campaign “raises an inference that the em-
ployer is promising to remedy the grievances,” which is an in-
ference that is “particularly compelling when, during a union or-
ganizational campaign, an employer has not previously had a
practice of soliciting employee grievances.” Garda CL Great
Lakes, Inc., 359 NLRB 1334 (2013), citing Amptech, Inc., 342
NLRB 1131, 1137 (2004); Desert Aggregates, 340 NLRB 289,
297‒298 (2003) (Employer statements that union campaign had
“rung bells all the way to the top” of the company coupled with
an appeal that employees should “give the company a year” to
see what changes would be made, constituted an unlawful solic-
itation and promise to remedy employee grievances); Jefferson
Smuffit Corp., 325 NLRB 280, 283 (1998) (Employer’s state-
ment to employees “if you have further problems or there’s
things in the plant that you don’t like, why don’t you give us a
chance to address them,” found to be unlawful solicitation and
implied promise to remedy grievances); See also Multi-Natl.
Food Serv., 238 NLRB 1031, 1036 (1979), citing Merle Lindsey
Chevrolet, Inc., 231 NLRB 478 (1977). It is also established that
it is not the solicitation of grievances itself that violates the Act,
but the employer’s explicit or implicit promise to remedy the so-
licited grievances that impresses upon employees the notion that
union representation is unnecessary. See Wal-Mart Stores, 340
NLRB 637, 640 (2003).
The Respondent argues that the statements were not unlawful
solicitations because the Company had a “past practice” of solic-
iting grievances, and where such practice exists, an employer
“may continue to do so during a union campaign.” (R. Br. p. 19.)
In support of this argument, the Respondent relies on the fact that
prior to the Union organizing, it had routinely inquired whether
employees had complaints or concerns about work, using meth-
ods such as: monthly “Town Hall” meetings with two employee
representatives from each department who could share their con-
cerns (Tr. 874‒875; 1005, 1038‒1039); maintaining an “open
door” policy (Tr. 1041); maintaining “suggestion boxes” (Tr.
1041); by conducting “Stay Interviews” for employees to “check
in” (Tr. 1039‒1040); and by conducting “exit interviews” where
departing employees are asked their reason for leaving the Com-
pany. (Tr. 1040.)
The Respondent’s argument, however, lacks merit. The evi-
dence establishes that while the Respondent had provided for the
solicitation of grievances through Town Hall meetings, an open
door policy, a suggestion box, and stay/exit interviews, the so-
licitation of grievances in response to the Union organizing cam-
paign went beyond those methods, and it was done specifically
in response to the union campaign and for the explicit purpose of
responding to the campaign, despite Respondent’s denials to the
contrary. The Respondent’s chosen form for soliciting employee
grievances after knowledge of the Union organizing was also
distinguishable from its past practices because, as opposed to
suggestion boxes that were seldom utilized, Town Hall meetings,
an open door policy, and interviews, the Respondent’s solicita-
tions at issue were done by mandatory meetings for all employ-
ees with some of its highest ranking officials who traveled from
the Corporate headquarters, and the plant manager, who was the
highest ranking local official. The Respondent’s approach to
having some of its highest corporate and local officers solicit
grievances is different from its past practice and would reasona-
ble have given employees the idea that those grievances would
be more likely to be resolved and fixed because they were com-
ing from those in a position to make such changes a reality.
The Respondent’s argument that the solicitations of griev-
ances was not unlawful because it was done the same way it had
solicited grievances before the Union’s campaign is also belied
by the fact that many of the grievances aired by the employees
in the solicitations at issue were different than previous solicita-
tions. In that connection, the Respondent acknowledged in
Rurka’s speech that distinction when it told the employees that
“it was unfair for you to expect us to fix things we don’t know
about. While a couple of issues had been raised before, many of
the things you listed had never been brought to our attention be-
fore.” (GC Exh. 9, p. 6) (emphasis added). The past practice of
solicitations also differs from the solicitations at issue in that
they were solicitations from individual employees or employee
representatives in Town Hall meetings, while the instant solici-
tations were to all production and maintenance employees in
BOAR’S HEAD PROVISIONS CO.
21
mandatory meetings held by Respondent’s highest officials.56
The Respondent’s post-campaign solicitations were therefore
distinguishable from the “practice” it maintained prior to the un-
ion campaign. The Respondent’s solicitation of employee griev-
ances during the organizing campaign, accompanied by the ex-
press or implied promises to remedy them, created compelling
inferences that the Respondent was promising to remedy those
grievances. Laboratory Corp. of America Holdings, 333 NLRB
284 (2001). The inference that an employer that solicits griev-
ances in a pre-election setting will remedy such grievances is re-
buttable. Uarco Inc., 216 NLRB 1, 2 (1974). That inference,
however, has not been rebutted here. There is no evidence that
the Respondent previously held similar mandatory employee
meetings with its highest ranking corporate and local officials to
solicit employees’ concerns about their working conditions, nor
is there evidence that it promised to remedy grievances it re-
ceived in the prior solicitations. In addition, there is no evidence
that the Respondent previously followed up its past practice of
soliciting grievances with handouts to employees such as its “Ex-
planation of Changes to Policies,” where it informed them that
the solicited complaints were being changed or remedied, as it
did shortly after Rurka’s and Helfant’s meetings.57
I find that the Respondent’s statements to employees by Rurka
and Helfant, and its notification to employees to use the sugges-
tion box that had been moved to a more prominent location in its
“Explanation of Changes to Policies,” were clearly solicitations
of grievances and implied, if not explicit, promises to remedy
those grievances. As the U.S. Supreme Court has held in NLRB
v. Exchange Parts Co., 375 U.S. 405, 409 (1964): “[t]he danger
inherent in well-timed increases to in benefits is the suggestion
of a fist inside a velvet glove.” The employees in this case were
not likely to miss the inference that the source of benefits now
being conferred were also “the source from which future benefits
must flow and which may dry up if it is not obliged.” Id. at 409.
The Respondent therefore violated Section 8(a)(1) of the Act as
alleged.
f. The allegation that Shannon Van Noy and security guards on
four separate occasions (October 11, 18, 25, and November 16,
2017), engaged in surveillance and created the impression of
surveillance of employees’ union activities. (Complaint para.
12(a).)
During the handbilling that occurred on October 11, 2017, Se-
curity Officer Gerald Cox and other security personnel went out
to the parking lot because cars were slowing down or stopping
to receive Union flyers that were being handed out. It is undis-
puted that during the time of the employees’ shift change, traffic
in the parking lot was backed up. Cox, Security Supervisor
Ronald Ortega, and other security officers went out to maintain
56 The Respondent’s “Explanation of Changes to Policies” suggesting
the use of a suggestion box was also provided to all hourly employees,
and not just to individual employees.
57 The precedent cited by the Respondent is also distinguishable from
the facts of this case. In that connection, the Respondent relies on John-
son Technology, Inc., 345 NLRB 762 (2005). In that case, the supervisor
approached an employee at her machine and solicited grievances where
the employer had an established pattern of soliciting employee griev-
ances in that manner. While the solicitation in Johnson Technology
a safe environment and to keep traffic moving during the shift
change that started at 2:30 p.m. (Tr. 1346‒1352.) At that time,
the guards, verbally and by using hand motions, told those in
their cars to keep moving so the parking lot traffic would flow.
While out in the parking lot tending to the traffic backup, they
observed employees handing out Union flyers. However, Ortega
and the security detail remained in the parking lot the entire time
that the employees were attempting to distribute their Union lit-
erature, even after the traffic backup ended, and they admitted
that they continued to watch employees engaged in union activ-
ity and they continued to encourage other employees in their ve-
hicles to keep moving past the handbillers. Even after the traffic
stopped being backed up, and after Van Noy, Rodriguez, and
Emmons returned to the facility, Ortega remained in the parking
lot for 2 and a half hours that day “observing” the employees
handbilling, and he noticed when employees took flyers and
when they did not.
When the employees handed out union literature in the park-
ing lot on October 18, 25, and November 16, they were again
joined by various security guards and personnel who continued
to observe the employees and direct vehicles to keep moving past
the handbillers. On those occasions, however, there were no sig-
nificant traffic backups or instances where cars were prevented
from safely exiting the lot. Ortega even acknowledged that on
October 18, 25, and November 16, in terms of cars being unable
to get out of the parking lot, “it wasn’t bad.” Despite the lack of
traffic backups on those dates the security personnel nevertheless
went out to the parking lot to “observe what was going on,” and
at times they were in close proximity to the employees handbill-
ing. In particular, despite observing the employees handing out
Union flyers when there were no traffic problems like that which
occurred on October 11, Cox acknowledged that on October 25
the Security Officers came in early that day and stayed late to
observe the employees handing out flyers, when they had never
before come in early and stayed late for any employee activities
in the parking lot.
With regard to surveillance, it is well established that manage-
ment officials may observe open and public union or protected
activity on or near the employer’s premises, without violating
Section 8(a)(1) of the Act, unless such officials engage in behav-
ior that is “out of the ordinary” and thereby coercive. Aladdin
Gaming, LLC, 345 NLRB 585, 585‒586 (2005); Sands Hotel &
Casino, San Juan, 306 NLRB 172 (1992), enfd. sub nom. mem.
S.J.R.R., Inc. v. NLRB, 993 F.2d 913 (D.C. Cir. 1993); PartyLite
Worldwide, Inc., 344 NLRB 1342 (2005); Arrow Automotive In-
dustries, 258 NLRB 860 (1981), enfd. 679 F.2d 875 (4th Cir.
1982). In determining whether an employer’s surveillance is un-
lawful, the Board considers indicia of coerciveness, which in-
clude the duration of the observation, the employer’s distance
concerned a single employee, the solicitation in the instant case involved
soliciting grievances from all the production and maintenance employees
in mandatory meetings held by the highest-ranking officials, which was
not Respondent’s established past pattern or method of soliciting griev-
ances. In addition, the supervisor in Johnson Technology did not ex-
pressly or impliedly promise to remedy the employee’s concerns,
whereas in the instant case, the Respondent impliedly, if not expressly,
promised that the grievances would be remedied.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
22
from its employees while observing them, and whether the em-
ployer engaged in other coercive behavior during its observation.
Aladdin Gaming, supra at 586.
In this case, even though the employees handed out Union lit-
erature in the open on the Respondent’s property and in view of
the public, Respondent’s security officers, on all four occasions
went out to the parking lot and at times followed and were in
close proximity to the employees. They also observed the em-
ployees engaged in that union activity for extended periods of
time, including at least one occasion when the Security Officers
came in early and stayed late to observe the employees handing
out flyers, when they had never before done that for any activi-
ties in the parking lot. In addition, they engaged in other coer-
cive behavior during their observation, such as continuing to en-
courage employees to keep moving past the employees handing
out flyers even when the traffic was not backed up.
It is important to note that the record is devoid of any evidence
that Security Supervisor Ortega stood out in the parking lot on a
regular basis for long periods of time to observe employees.
Likewise, there is no evidence that Respondent’s security per-
sonnel had a regular practice of standing in close proximity to
employees while they were in the parking lot, and that security
regularly discouraged employees from communicating with each
other while in the parking lot. In fact, the record establishes that
it was not unusual for employees to meet and congregate in the
Company parking lot for various purposes, such as selling food
out of their vehicles. On those occasions, the security officers
did not go into the parking lot to observe or monitor that activity
in any way, and the employees traditionally engaged in such ac-
tivities without security presence or interference.
The Respondent argues that the guards were required to be in
the parking lot because of the traffic backup and due to employee
safety, and they were not there to surveil the employees who
were handbilling. (R. Br. p. 46.) This argument is unsupported
by the evidence and it lacks merit. It may have been permissible
for security guards to watch what was going on and attempt to
alleviate the backup of traffic in the lot on October 11 during the
shift change, when it is undisputed that traffic was backed up.
However, after the traffic backup ended that day, security re-
mained in the lot and continued to follow and observe the em-
ployees handing out union flyers. In addition, no such signifi-
cant backups or traffic problems occurred on October 18, 25, or
November 16, when security still went out to the parking lot to
follow and observe the employees who were engaged in handing
out union literature. I find that such conduct on all 4 days of the
employees’ handbilling activity, except for the time period of the
shift change on October 11, was “out of the ordinary,” and it was
58 The Respondent also argues that the General Counsel’s amendment
of the complaint allegations from denial of employee access to the park-
ing lot to allegations of unlawful surveillance, denied it due process be-
cause it was allegedly “prevented from presenting evidence denying sur-
veillance.” (R. Br. p. 49.) There is no merit to this allegation. Under
Sec. 102.17 of the Board’s Rules and Regulations, a judge has wide dis-
cretion to grant motions to amend a complaint. Las Palmas Medical
Center, 358 NRLB No. 54 fn. 1 (2012); Empire State Weeklies, Inc., 354
NLRB 815, 816 (2009). Moreover, if the matter has been fully litigated,
and the amendment conforms the complaint to the evidence, the Board
has stated that the motion to amend generally should be granted. See,
coercive and clearly constituted unlawful surveillance of the em-
ployees’ protected union activities in violation of Section 8(a)(1)
of the Act.58
g. Supervisor Carlos Giron, about October 2017, in the em-
ployee parking lot, allegedly created the impression of surveil-
lance of employee union activities by telling an employee that
he saw his picture on the Union’s Facebook page. (Complaint
para. 17.)
In determining whether a statement or question created an un-
lawful impression of surveillance, the Board considers “whether,
under all the relevant circumstances, reasonable employees
would assume from the statement in question that their union or
other protected activities had been placed under surveillance.”
Camaco Lorain Manufacturing Plant, 356 NLRB 1182, 1183
(2011); Frontier Telephone of Rochester, Inc., 344 NLRB 1270,
1276 (2005), enfd. mem. 181 Fed. Appx. 85 (2d Cir. 2006) (cit-
ing Flexsteel Industries, Inc., 311 NLRB 257 (1993)); Schre-
menti Bros., 179 NLRB 853 (1969). The Board has noted that
impression of surveillance violations do not require a finding that
the employees involved attempted to keep their union activities
secret, or that the employer used unlawful means to obtain
knowledge of the employees’ union activities. Frontier Tele-
phone of Rochester, Inc., supra at 1276 fn. 19; See also United
Charter Service, 306 NLRB 150, 151 (1992).
The Board has held that “[t]he idea behind finding ‘an impres-
sion of surveillance’ as a violation of Section 8(a)(1) of the Act
is that employees should be free to participate in union organiz-
ing campaigns without the fear that members of management are
peering over their shoulders, taking note of who is involved in
union activities, and in what particular ways.” Tres Estrellas de
Oro, 329 NLRB 50, 51 (1999) (citing Flexsteel Industries, supra
at 257). In determining whether an employer’s statements or
conduct unlawfully create the impression of surveillance, the
“essential focus has always been on the reasonableness of the
employee’s assumption that the employer was monitoring their
union or protected activities.” Frontier Telephone of Rochester,
Inc., supra at 1276. The critical element of reasonableness is an-
alyzed under an objective standard, and not by the subjective re-
action of the employee involved, to determine whether the em-
ployer’s actions tend to restrain, coerce, or interfere with the em-
ployee’s Section 7 rights. Id.; Sunnyside Home Care Project,
308 NLRB 346 fn. 1 (1992).
In this case, one of Respondent’s office employees, on her
own volition, told Supervisor Carlos Giron that some of the Re-
spondent’s employees, including Ascension Rio, had their pho-
tographs on the Union’s Facebook page on the internet, and she
e.g., Pincus Elevator & Electric Co., 308 NLRB 684, 685 (1992), enfd.
998 F.2d 1004 (3d Cir. 1993). In the instant case, the original and
amended allegations involved the same individuals (Respondent’s hu-
man resource personnel and security guards), the same location (the Re-
spondent’s parking lot), the same dates (October 11, 18, 25, and Novem-
ber 16, 2017), and the same activities that occurred in that parking lot.
The amendments also conform the complaint to the evidence, and the
Respondent called and elicited testimony from most, if not all, of the
Respondent’s witnesses that were involved in the alleged surveillance
activity. Finally, there is no evidence that the Respondent was prejudiced
in any way by the amendments to the complaint.
BOAR’S HEAD PROVISIONS CO.
23
then showed him the Facebook page that she had on her cell
phone. Shortly thereafter, on one of the occasions when employ-
ees were passing out Union flyers, Giron approached Rios in the
Company parking lot and told him that he saw Rios’ photograph
on the Union’s Facebook page, and he stated that Rios was “with
the Union.” Rios acknowledged that he was in the picture with
a group of employees who were at a Union meeting. (Tr. 279.)
The record reflects that the Facebook page “Boar’s Head Work-
ers United” was publicly accessible on the internet. (Tr. 282.)
Giron acknowledged approaching and confronting Rios and tell-
ing him that he was surprised that Rios was on the Union Face-
book page.
The General Counsel argues that when Giron informed Rios
that he had been looking at the Union Facebook page and that he
was surprised Rios was on it, it was reasonable for Rios to be-
lieve or assume that Giron was in some way monitoring employ-
ees’ union and protected activities. The Respondent, however,
argues that Giron’s statement to Rios did not create the impres-
sion of surveillance because the photograph was “intentionally
and publicly posted to Facebook” and the posting was “publicly
accessible.” (R. Br. p. 62.)
I find the Respondent’s argument has merit. It is clear from
the record that Rios was open about his Union activities and sup-
port. Union Organizer Castillo testified that he took the photo-
graph of the employees with the intent to post it on Facebook,
which was accessible to the public, and to post it showing the
identity of the Union supporters to aid the Union’s organizing
campaign. (Tr. 572‒573.) Those employees, including Rios, au-
thorized the Union’s use of the photograph for the public forum.
(Tr. 573.) Under these circumstances, it is not reasonable for an
employee to assume from the statement in question that his union
activities had been placed under surveillance. The Board has
found under similar circumstances that an employer’s actions did
not create an unlawful impression of surveillance. In Frontier
Telephone of Rochester, Inc., supra at 1276, the Board found that
an employer did not unlawfully create the impression of surveil-
lance where a supervisor mentioned to an employee that he knew
about the employee’s message posted on a union website that
was forwarded to him by another employee. In that case, the
Board found it significant that the employee acknowledged that
message posted on the website was accessible to the public and
could be read by others, and the employee should have reasona-
bly assumed that the posting was subject to public dissemination
to other website subscribers. Id. Therefore, the supervisor’s
conduct did not create the impression that his union activities
were under surveillance. Id.
In support, Respondent cites Manor Care of Decatur, 327
NLRB 980, 980 (1999), which is not directly on point with the
facts of this case, but is similar in that the employee involved
(Minter) actively supported the Union and frequently wore union
hats and numerous union buttons on her work uniform. The
59 In Boeing Co., 365 NLRB No. 154 (2017) the Board adopted a new
standard for evaluating an employer’s work place rule, policy, or hand-
book provision, wherein the Boeing test considers both the legitimate
justifications associated with the disputed rule and any adverse impact
the rule may have on protected activity. The Board in Boeing, however,
did not alter its well-established standards regarding certain kinds of
supervisor in that case made comments in Minter’s work evalu-
ation that she needed to review the dress code because she wore
large buttons on her work clothes, which was admittedly a com-
ment about her wearing union buttons. Id. In that case, the
Board found the comments did not unlawfully create the impres-
sion of surveillance because Minter’s wearing of union buttons
“was public and a matter of common knowledge.” Id. Manor
Care of Decatur is therefore persuasive in that Rio was also open
about his union support and he gave permission to have his pho-
tograph posted on a public forum in support of the Union’s or-
ganizing drive.
Under all the relevant circumstances, Rios’ union activity was
in the open, and thus there was no reason for him to believe that
Giron acquired his knowledge by spying on the activity. A rea-
sonable employee would not assume from the statement in ques-
tion that his union activities had been placed under surveillance.
Camaco Lorain Manufacturing Plant, supra; Frontier Telephone
of Rochester, Inc., supra; Flexsteel Industries, Inc., supra; See
e.g., Michigan Roads Maintenance Co., 344 NLRB 617, at fn. 4
(2005) (Board dismissing impression of surveillance allegation
where the employer’s statement revealed awareness of em-
ployee’s open union activity). As such, I find that Giron’s state-
ment to Rios did not create the impression that his union activi-
ties were under surveillance in violation of Section 8(a)(1) of the
Act, and I will dismiss that allegation.
h. The Respondent maintained an unlawful rule stating that
“wearing unauthorized badges, pins, or other items on helmet
or exterior garments” was an example of misconduct that is
very serious and will result in progressive discipline (complaint
para. 20)
It is well established that employees have a protected right to
wear union insignia at work in the absence of special circum-
stances. Long Beach Memorial Center, Inc., d/b/a Long Beach
Memorial Medical Center & Miller Children’s and Women’s
Hospital Long Beach, 366 NLRB No. 66, slip op. at 2 (2018);
See George J. London Memorial Hospital, 238 NLRB 704, 708
(1978). The Board has held that an employer may not prohibit
employees from wearing button and pins containing union or
other protected concerted messages unless the employer can
show special circumstances justifying the restriction. Arden
Post-Acute Rehab, 365 NLRB No. 109, slip op. at 17‒18 (2017);
In-N-Out Burger, Inc., 365 NLRB No. 39 (2017), enfd. 894 F.3d
707 (5th Cir. 2018); Boch Honda, 362 NLRB 706, 707 (2015),
enfd. 826 F.3d 558 (1st Cir. 2016); Cintas Corp., 353 NLRB 752
(2009). The Board has only found special circumstances justi-
fying the proscription of union insignia when the item or display
jeopardizes employee safety, equipment or product safety, or un-
reasonably interferes with a public image which the employer
has established as part of its business plan. United Parcel Ser-
vice, 312 NLRB 596, 597 (1993), citing Nordstrom Inc., 264
NLRB 698, 700 (1982).59
rules where the Board has already struck a balance between employee
rights and employer business interests. As it pertains to the instant case,
the Boeing decision did not deal with the “special circumstances” test of
apparel rules. See, e.g., Long Beach Memorial Center, Inc., d/b/a Long
Beach Memorial Medical Center & Miller Children’s and Women’s
Hospital Long Beach, 366 NLRB No. 66, slip op. at 1‒2 (2018) (finding
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
24
The Respondent’s proffered special circumstances for pro-
scribing “unauthorized badges, pins or other items on helmet or
exterior garments” is food safety and to avoid product contami-
nation by foreign objects or material that may be brought in on
employees’ clothing, which is certainly reasonable and justified.
The Respondent argues that rule applies only to food production
and exposed food storage areas of the plant, and not to non-pro-
duction areas. (R. Br. p. 68‒69.) The problem with the rule,
however, is that it makes no distinction between production areas
and non-production areas. A rule that curtails employees’ Sec-
tion 7 rights to wear union insignia in the workplace must be
narrowly tailored to the special circumstances justifying mainte-
nance of the rule, and the employer bears the burden of proving
such special circumstances. Boch Honda, supra, at 707; P.S.K
Supermarkets, 349 NLRB 34, 34‒35 (2007). In addition, the
Board has held that while special circumstances may justify an
employer’s ban on buttons worn in public areas, it does not nec-
essarily justify a ban on such buttons worn in non-public areas.
W San Diego, 348 NLRB 372, 373‒374 (2006). In this case, the
Respondent’s witnesses acknowledged that Respondent had no
need to prohibit badges and pins in non-production areas.60 (Tr.
826‒827, 1571‒1572.) Since the Respondent has failed to
demonstrate special circumstances justifying its absolute prohi-
bition on badges and pins in non-production areas, its mainte-
nance of this overly broad rule prohibiting badges and pins vio-
lates Section 8(a)(1) of the Act.
2. The alleged violations of Section 8(a)(3) and (1) of the Act.
a. The Respondent’s suspension and discipline of employee
Walter Aguilar on or about August 25 and 31, 2017 (complaint
paras. 21 and 23)
It is undisputed that Walter Aguilar was an open union sup-
porter and in one of the meetings held by Habermehl on August
21‒22, 2017, he challenged Respondent’s claims regarding the
working conditions at the unionized Virginia plant. In addition,
a few days later, Supervisor Rodriguez unlawfully interrogated
him regarding his support for the Union.
The Respondent received a report on or about August 28 from
an employee that Aguilar, who worked on the “boxing line”
packaging meats in boxes for shipment, was alleged to have been
telling employees to take it easy or slow down their work on that
line. Van Noy, determining it was a serious situation, reported
to Habermehl the conduct Aguilar was accused of, and that he
was a union supporter out of concern that possibly discipling a
Union supporter could be scrutinized. Habermehl responded that
he should be treated like any other employee. The Respondent
conducted an investigation by speaking with Aguilar, who de-
nied telling employees to slow down in their work, but he subse-
quently admitted telling employees that he did not feel he should
have to do the work of two people. Aguilar was suspended pend-
ing an investigation to eliminate the chances of having him on
site attempting to talk to and influence witnesses to his alleged
conduct. Aguilar admitted that he told employees to “work easy”
employer’s restrictions on wearing union pins overbroad and unlawful
without reference to the Boeing test).
60 Shannon Van Noy testified that purpose of the rule is food safety
and to avoid contamination of the product and wearing of pins and
because there was a lot of “pressure” and employees were being
injured. He acknowledged, however, that the line on which he
worked was fully staffed and even though he thought there were
not enough employees on the production line, he never com-
plained to management about it and he never filed any safety
concerns. There is no evidence that production was affected by
Aguilar’s statement or that any employees had been injured due
to the pace of the production line.
In interviews conducted by Cochran, none of the employees
said that Aguilar told them to slow down production or stop
working. However, some reported that Aguilar asked them why
they were hurrying, he mocked an employee and told him not to
work so hard and that he should relax, and he told employees not
to work so hard. Another reported that Aguilar told one em-
ployee to hurry up and then said that the harder she worked, Re-
spondent would only pressure her to work harder. In addition,
one employee reported that Aguilar had told him not to work so
hard.
The Respondent’s investigation was completed in 1 day and
Cochran determined from the employees interviewed that on
many occasions Aguilar told employees to slow down their
work. After Aguilar served his 3-day suspension, his suspension
was rescinded and he received a written warning for attempting
to cause a work slowdown. Cochran testified that Aguilar was
disciplined because he encouraged employees to slow down in
the past as well as what was reported at that time, and that pro-
gressive discipline was appropriate. His written warning stated
that “[d]uring the investigation it was reported that you made
statements to multiple individuals encouraging them to not work
so fast or too hard,” in violation of Company Work Rule 2.23‒
“Restricting own production or interfering with production of
other employees.” No employees had previously been disci-
plined for the same offense and even though the investigation
was completed in 1 day, Aguilar remained on administrative sus-
pension for the following 2 days because Van Noy needed to
speak with supervision and plant manager as a team. Aguilar
was subsequently paid for the days he was suspended pending
the investigation.
As mentioned above, Section 7 of the Act provides in part that
employees “shall have the right to self-organization, to form,
join, or assist labor organizations. . . .” To ensure that employ-
ees are free to exercise their Section 7 rights without fear of re-
prisal, Section 8(a)(3) of the Act makes it an unfair labor practice
for an employer to discriminate against employees “in regard to
hire or tenure of employment or any term or condition of em-
ployment to encourage or discourage membership in any labor
organization.” Thus, the Act prohibits employers from discrim-
inating against employees by disciplining or discharging them
on the basis of their union activities and/or for exercising their
organization and collective-bargaining rights, including their
right to engage in concerted activities for the purpose of mutual
aid and protection. See MCPC Inc. v. NLRB, 813 F.3d 475, 479
(3d Cir. 2016).
jewelry should only be prohibited in the production and production stor-
age areas.
BOAR’S HEAD PROVISIONS CO.
25
Where an employer argues that it disciplined an employee for
reasons unrelated to union or protected activity, the Board and
the courts rely on the so-called “mixed motive” or “dual motive”
discharge test set forth by the Board in Wright Line, 251 NLRB
1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455
U.S. 989 (1982), approved in NLRB v. Transportation Manage-
ment Corp., 462 U.S. 393, 399–403 (1983); See also MCPC Inc.
v. NLRB, 813 F.3d 475, 490 (3d Cir. 2016). In Wright Line, the
Board announced the following causation test in all cases alleg-
ing violations of Section 8(a)(3) or violations of Section 8(a)(1)
of the Act turning on employer motivation. Under Wright Line,
the General Counsel bears an initial burden of establishing that
an employee’s union or other protected concerted activity was a
motivating factor in the employer’s adverse employment action
at issue. Id. at 1089. The General Counsel satisfies the initial
burden under Wright Line by showing that: (1) the employee
engaged in union and/or protected concerted activity; (2) the em-
ployer had knowledge of that activity; and (3) there was animus
against that activity on the part of the employer. Tschiggfrie
Properties, Ltd., 368 NLRB No. 120, slip op. at 1 fn. 3 (2019);
Strongsteel of Alabama, LLC, 367 NLRB No. 90, slip op. at 1
(2019); Donaldson Bros. Ready Mix, 341 NLRB 958, 961
(2004); North Fork Service Joint Ventures, 346 NLRB 1025,
1026 (2006); Willamette Industries, 341 NLRB 560, 562 (2004);
See also DHL Express (USA), Inc., 360 NLRB 730 (2014).
The Board’s Wright Line test is, and has always been, inher-
ently a causation test. Tschiggfrie Properties, Ltd., supra at slip
op. 8. The Board, in clarifying the General Counsel’s initial bur-
den under Wright Line, and in particular its requirement of evi-
dence of animus, has held that circumstantial evidence of any
animus or hostility toward union or protected concerted activity
is not enough to satisfy that burden. Tschiggfrie Properties, Ltd.,
supra slip op. at 8. To meet that initial burden, the evidence of
animus must support a causal relationship between the em-
ployee’s union or protected concerted activity and the em-
ployer’s adverse employment action. Id. slip op. at 1.
It is well established that proof of animus or discriminatory
motivation can be based on direct evidence or, under certain cir-
cumstances, it may be inferred from circumstantial evidence
based on the record as a whole. See Electrolux Home Products,
368 NLRB No. 34, slip op. at 3 (2019); Embassy Vacation Re-
sorts, 340 NLRB 846, 848 (2003); See also Fluor Daniel, Inc.,
304 NLRB 970, 970 (1991), enfd. 976 F.2d 744 (11th Cir. 1992).
As support for an inference of unlawful motivation, the Board
may rely on, among other factors, disparate treatment of the af-
fected employee and the timing of the discipline relative to the
employee’s protected activity. See Embassy Vacation Resorts,
supra at 848. In addition, the Board may infer animus against
protected activities from pretextual reasons given for the adverse
employment action. DHL Express, supra, slip op. at 1 and fn.1.
When an employer’s stated reasons for its decision are found to
be pretextual—that is, either false or not in fact relied upon—
“discriminatory motive may be inferred, but such an inference is
not compelled.” Electrolux Home Products, supra, slip op. at 3.
61 “The absence of any legitimate basis for action, of course, may
form part of the proof of the General Counsel’s case.” Wright Line, 251
NLRB at 1088 fn. 12 (citing Shattuck Denn Mining, supra).
“If [a trier of fact] finds that the stated motive for a discharge is
false, he certainly can infer that there is another motive. More
than that, he can infer that the motive is one that the employer
desires to conceal—an unlawful motive—at least where . . . the
surrounding facts tend to reinforce that inference.” Id.; See Shat-
tuck Denn Mining Corp. v. NLRB, 362 F.2d 466, 470 (9th Cir.
1966).61
The Board, however, has held that some kinds of circumstan-
tial evidence are more likely than others to satisfy the General
Counsel’s initial burden. In that connection, the Board stated:
For example, evidence that an employer has stated it will fire
anyone who engages in union activities, while undoubtedly
‘general” in that it is not tied to any particular employee, may
nevertheless be sufficient, under the circumstances of a partic-
ular case, to give rise to a reasonable inference that a causal
relationship exists between the employee’s protected activity
and the employer’s adverse action. In contrast, other types of
circumstantial evidence—for example, an isolated, one-on-one
threat or interrogation directed at someone other than the al-
leged discriminate and involving someone else’s protected ac-
tivity—may not be sufficient to give rise to such an inference.
Tschiggfrie Properties, Ltd., supra at 8.
Thus, the Board has held that the General Counsel does not in-
variably sustain his burden by producing—in addition to evi-
dence of the employee’s protected activity and the employer’s
knowledge thereof—any evidence of the employer’s animus or
hostility toward union or other protected activity. The evidence
must instead be sufficient to establish that a causal relationship
exists between the employee’s protected activity and the em-
ployer’s adverse action against the employee. Id.
Once the General Counsel makes such a prima facie showing
sufficient to support the inference that protected conduct was a
“motivating factor” in the employer’s adverse action, the burden
then shifts to the employer to establish by a preponderance of the
evidence that the same action would have taken place even in the
absence of the employee’s union or other protected concerted ac-
tivity. Tschiggfrie Properties, Ltd., supra, slip op. at 1, fn. 3;
Strongsteel of Alabama, supra, slip op. at 1; Lucky Cab Co., 360
NLRB 271, 276 (2014); Austal USA, LLC, 356 NLRB 363, 364
(2010); See also Donaldson Bros. Ready Mix, Inc., 341 NLRB
958, 961 (2004). This burden may not be satisfied by an em-
ployer’s proffered reasons that are found to be pretextual, (i.e.,
false reasons or reasons not in fact relied upon for the adverse
employment action). In rebutting the General Counsel’s prima
facie showing that the protected conduct was a “motivating fac-
tor” in the employer’s decision, the employer cannot simply pre-
sent a legitimate reason for its action but must persuade, by a
preponderance of the evidence, that the same action would have
taken place even in the absence of the protected conduct. Roure
Bertrand Dupont, Inc., 271 NLRB 443 (1984).
In this case, the General Counsel has shown that Aguilar was
engaged in union activities and the Respondent had knowledge
of those activities. There is, however, no direct evidence of any
animus towards Aguilar’s participation in union activities.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
26
Nevertheless, the General Counsel submits that circumstantial
evidence infers discriminatory motive or animus demonstrated
by: (1) the timing of the discipline was in close proximity to his
union activities; (2) the Respondent’s contemporaneous unfair
labor practices “demonstrating its animus to the Union organiz-
ing activity;” and (3) the asserted reason for Aguilar’s discipline
was pretextual, as allegedly shown by a “failure to conduct any
meaningful investigation,” and Respondent’s disparate treatment
of Aguilar as related to other employees. (GC Br. p. 35.)
It is well-established that the timing of an employer’s adverse
action could constitute circumstantial evidence of unlawful mo-
tivation. Success Village Apartments, 348 NLRB 579, 579 fn. 5
(2006). The General Counsel asserts that animus should be in-
ferred based on the timing of Aguilar’s discipline in relation to
his union activity. In this case, the discipline occurred shortly
after Aguilar’s union activity, and timing alone may be enough
to infer unlawful motivation. However, the operative word is
“may,” not must. U.S. Cosmetics Corp., 368 NLRB No. 21, slip
op. at 2 fn. 6 (2019). With regard to the requirement of unlawful
motivation, the General Counsel argues that evidence of “animus
toward the Union organizing activity” is found in the Respond-
ent’s contemporaneous unfair labor practices in this case, and
that he has therefore met his prima facie burden. As mentioned
above, however, the General Counsel must establish that the em-
ployee’s protected conduct was, in fact, a motivating factor in
the Respondent’s decision,62 and it has held that the General
Counsel “does not invariably sustain his burden by producing—
in addition to evidence of the employee’s union or protected ac-
tivity and the employer’s knowledge thereof—any evidence of
the employer’s animus or hostility toward union or other pro-
tected activity.” Tschiggfrie Properties, Ltd., supra, slip op. at 8.
Instead, the evidence of animus must be sufficient to establish
that a causal relationship between the protected activity of that
employee and the employer’s adverse action against that em-
ployee. Id. slip op. at 1 and 8. While the Respondent’s contem-
poraneous unfair labor practices in this case clearly demonstrate
its animus to the Union’s organizing in general, it is nevertheless
insufficient under the extant Board law to establish “a connection
or nexus” between the Aguilar’s protected activity and the em-
ployer’s discipline issued to Aguilar. Id. slip op. at 3.
With regard to the General Counsel’s argument that evidence
of animus should also be inferred by that fact that Respondent
allegedly failed to conduct a meaningful investigation of the al-
legations against Aguilar, the evidence establishes otherwise.
The Respondent, concerned that disciplining a Union supporter
would subject it to scrutiny, reported Aguilar’s infraction to the
corporate head of human resources, who informed human re-
sources to treat the matter as it would any other. The record
shows that the Respondent then conducted an investigation by
interviewing Aguilar and other employee witnesses, and then
consulted with supervision and management before deciding that
Aguilar had in fact violated one of its work rules. The fact that
no employees stopped working or that production was
62 See, e.g., Manno Electric, supra at 280 fn. 12.
63 I further find that, even if the General Counsel made a prima facie
showing that the protected conduct was a “motivating factor” in the Re-
spondent’s decision to suspend and discipline Aguilar, the Respondent
diminished, is not material as the rule does not require that the
employee who allegedly breached the rule was successful in af-
fecting production, or that the employee’s attempt to having em-
ployees slow their work was actually effective.
Finally, with regard to the General Counsel’s assertion that
animus is shown by the fact that Aguilar was treated differently
than other employees who committed infractions, the record re-
veals that no other employees had been accused of engaging in
conduct similar to that of Aguilar’s. In support of that argument,
the General Counsel states that employees who engaged in more
egregious behavior, such as verbal altercations, were not placed
on administrative suspension pending investigation and they
were issued non-disciplinary coaching notices or letters of “be-
havioral expectations” instead of written warnings. (GC Exh.
24‒26.) Admittedly though, one employee received a written
warning like Aguilar for shouting at another employee after be-
ing warned of such behavior in the past. (GC Exh. 23.) The fact
of the matter is, however, that the other employees referenced by
the General Counsel were not accused of engaging in conduct
similar to Aguilar. (Tr. 869‒872, 1076‒1079.) Therefore, the
evidence is insufficient to establish disparate treatment of Agui-
lar.
Based on the above, I find that while Aguilar was engaged in
union activities and the Respondent had knowledge of those ac-
tivities, the General Counsel failed to establish beyond a prepon-
derance of the evidence that those union activities were a moti-
vating factor in his suspension pending investigation and his sub-
sequent written disciplinary warning. The record is devoid of
any evidence that the Respondent harbored animus toward Agui-
lar’s union activities. Critically, the evidence is speculative at
best, and insufficient to support any reasonable inference of un-
lawful motivation or animus towards Aguilar’s union activity by
the Respondent. That includes the fact that the evidence fails to
show pretext for unlawful motivation, and there is no evidence,
either direct or circumstantial, that Respondent failed to conduct
a meaningful investigation or that Aguilar was treated differently
than others. See, Tschiggfrie Properties, Ltd., supra slip op. at 1
and 8. As such, the General Counsel failed to satisfy his burden
of establishing a prima facie case of discrimination. Accord-
ingly, the Respondent did not violate the Act by suspending and
disciplining Aguilar, and that complaint allegation will be dis-
missed.63
b. The Respondent’s increase in benefits to employees by
providing hand tools for maintenance employees and improving
the attendance and vacation policies. (Complaint para. 24 and
26.)
The record establishes that once the Respondent had
knowledge of the Union’s organizing campaign, it sought ways
to address the issues that were driving its employees to consider
having a union represent them. At that time, Respondent re-
quired its maintenance employees to buy their work tools, and it
found out on August 9, 2017 that Union organizers had specifi-
cally talked to maintenance employees about the fact that they
has established, by a preponderance of the evidence, that the same action
would have taken place even in the absence of the protected conduct.
BOAR’S HEAD PROVISIONS CO.
27
were required to purchase their own tools and PPE. The Re-
spondent started inquiries of its other facilities regarding who
provided what to the employees and immediately started discuss-
ing providing tools to the maintenance employees in Holland.
(R. Exhs. 11 and 12.) Habermehl admitted instructing human
resources at the Holland plant to offer hand tools to the mainte-
nance employees. (Tr. 65‒68.) In Helfant’s second meeting he
told the employees that the Company could help out the employ-
ees in maintenance by providing “tools and learning.” (Tr. 365‒
366.) Several weeks after that meeting with Helfant, the Re-
spondent Facility Manager Guy Yondo informed the mainte-
nance employees that the Company would order their toolboxes,
and several weeks after that, in October/November 2017, the Re-
spondent followed through with its promise and bought tools for
the maintenance employees. (Tr. 370‒372, 711‒712, 1526‒
1529.)
After knowledge of the Union campaign, the Respondent also
began revisiting the possibility of changing its attendance and
vacation policies. (R. Exh. 12.) Respondent’s internal commu-
nications make clear that the sudden interest in improving work-
ing conditions was directly related to unionization. In one such
email, Senior Vice President Habermehl strategized that Re-
spondent could not limit any proposed additional vacation bene-
fits to “maintenance [employees] only without giving union or-
ganizations a lot of ammunition for the production group.” (GC
Exh. 8.)
On August 24, Rurka met with employees to “follow up” on
the issues raised in the meetings held after Respondent discov-
ered the organizing efforts. (GC Exh. 9.) Rurka told employees
that the Respondent heard their concerns and was responding in
a way that reinforced to employees that they were a “family.”
Rurka also said that the “most common concern” was about the
attendance and vacation policies. Rurka also stated: “So we are
going to try something new. We are going to change the vacation
policy. . . .” (GC Exh. 9.) Furthermore, Rurka announced that
Respondent was adding to the list of court appearances, any
meetings or events related to immigration issues and expanding
the list of medical visits qualifying for excused absences. Rurka
also told employees “what [the Respondent is] changing is a
good first step toward bringing our family back together,” and
“we acknowledge that [vacation] is an important issue to you . .
. we don’t want to come to you empty handed.” He also an-
nounced changes to both the lock out policy and the PPE equip-
ment that was provided, two issues that were specifically men-
tioned by the maintenance employees as the reasons they were
considering Union representation. (GC Exh. 9.)
Two weeks after Helfant conducted meetings with employees
where he solicited their complaints and informed them that he
would do what he could do to remedy them, he traveled back to
Holland to announce that the vacation and attendance policies
were being updated and improved. Helfant said the Company
was making policy changes, such as to the vacation and attend-
ance policies, and that those changes were improvements over
the existing policies. In those meetings, which included mainte-
nance employees, Helfant also announced that the Company was
changing its policy to purchase tools at no cost to employees.
64 See e.g., Village Thrift Store, 272 NLRB 572 (1983).
About a week after Helfant’s September meetings, Respond-
ent summarized its improved policy changes and working con-
ditions for employees in a one-page handout titled “Explanation
of Changes to Policies” and issued it with their paychecks. The
changes included: (1) allowing attendance points to drop off af-
ter 30 days instead of the current 60 day timeframe; (2) allowing
employees to take pre-scheduled vacation time for medical ap-
pointments; (3) allowing absences to be taken for additional life
events to be excused without the accrual of an attendance point;
(4) allowing employees the right to use vacation time for a call
off (up to five time a year); (5) using vacation time in 4 hour
increments (where previously it had to be used in “full day in-
crements”); and (6) other changes to the wellness program, hol-
iday pay, the lock out/tag out procedure, and personal protective
equipment for the employees. That document also announced
the creation of another suggestion box for employees, and it en-
couraged them to use it. (GC Exh. 7.)
The Respondent’s changes in policy and working conditions
discussed above and listed in the “Explanation of Changes to
Policy” handout, plus several more changes, were approved the
first week of September and implemented on October 1, 2017.
The vacation policy, which was a major source of complaints for
several years, was changed and expanded to benefit the employ-
ees by providing that newer employees were given 5 days of va-
cation and senior employees received 2 more days of leave, and
under some circumstances, leave was allowed in smaller incre-
ments without prior approval. The policy for PPE for mainte-
nance employees was also changed, and as a follow up to that
change, later in October/November 2017, Respondent changed
its policy to order and purchase work tools for the maintenance
employees. All of these changes were approved and imple-
mented by the Respondent after knowledge of the Union organ-
izing campaign.
In NLRB v. Exchange Parts Co., 375 U.S. 405, 409 (1964),
the U.S. Supreme Court has held that an employer violates the
Act when it grants a wage increase or other benefits for the pur-
pose of inducing employees to vote against the union. The Su-
preme Court explained that Section 8(a)(1) “prohibits not only
intrusive threats and promises, but also conduct immediately fa-
vorable to employees which is undertaken with the express pur-
pose of impinging upon their freedom of choice for or against
unionization and is reasonably calculated to have that effect.” Id.
The standard articulated by the Court in Exchange Parts applies
to allegations both that an employer unlawfully announced a
benefit in violation of Section 8(a)(1),64 and that it unlawfully
implemented a benefit in violation of Section 8(a)(3) of the Act.
See In Home Health, Inc., 334 NLRB 281, 284 (2001); see also,
Perdue Farms, 323 NLRB 345, 352‒353 (1997), enf. denied in
relevant part on other grounds 144 F.3d 830 (D.C. Cir. 1998).
The Board has held that an employer’s legal duty in deciding
whether to grant benefits to employees is to act as it would have
if the union were not present. Red’s Express, 268 NLRB 1154,
1155 (1984). The evidence in this case establishes a very strong
inference that Respondent would not have granted the benefits
to the employees if the Union was not present. The changes to
vacation and attendance policies, while brought up and sought
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
28
by the human resources department many years before the Union
campaign, were approved and implemented only several months
after the Respondent found out about the organizing drive. In
addition, evidence establishing that the Respondent’s implemen-
tation of increased benefits was in response to and the result of
the Union’s presence is found in the contemporaneous unfair la-
bor practice violations of solicitation of grievances and com-
plaints to discourage the employees’ support for the Union.
While the Board has inferred from the timing of such a grant
of benefit that it was unlawful, the Respondent may nevertheless
rebut that inference by showing that the timing of its action is
explained by reasons other than the pending election. B&D Plas-
tics, 302 NLRB 245 (1991). The Board applies the same test and
analysis in unfair labor practice cases. DMI Distribution of Del-
aware, 334 NLRB 409, 410 fn. 9 (2001) (applying same analysis
to unfair labor practice cases as to objections cases); See Perdue
Farms, 323 NLRB 345, 352 (1997), enfd. in relevant part 144
F.3d 830 (D.C. Cir. 1998); Desert Aggregates, 340 NLRB 289,
290‒291 (2003) citing Holly Farms Corp., 311 NLRB 273, 274
(1993). In this case, the Respondent failed to rebut that infer-
ence.
The Respondent argues that it had been planning to change its
vacation/attendance policies for a long time, but the evidence
shows that changes to those policies had been in existence float-
ing on the periphery since 2015. (R. Exhs. 11 and 12.) Other
than exploratory emails between managers from time to time,
there was no evidence that any change in policy had been agreed
upon for discussion or implemented at any time before the Union
organizing began. In fact, the evidence establishes that Respond-
ent’s owners were not receptive to improved vacation and attend-
ance benefits for their employees prior to the organizing cam-
paign. (R. Exhs. 11 and 12.) The Respondent was aware as early
as 2015, if not earlier, that its vacation and attendance policies
caused many employees to be dissatisfied and that human re-
sources regularly heard about such concerns from employees.
(Tr. 803, 1064, 1530.) Habermehl acknowledged that the Re-
spondent started looking into the possibility of improving vaca-
tion benefits for employees around 2007, “a decade prior to
2017,” but that when human resources would bring it up to senior
management, they were told that “ownership doesn’t believe in
pay for time not worked.” (Tr. 1530.)
Habermehl also testified that in February 2015, he had a dis-
cussion with Corporate leadership about a first-year maintenance
employee at the non-union Ohio facility who was leaving his job,
but would stay if he had more vacation. (Tr. 1537.) When Ha-
bermehl engaged in conversation with senior management offi-
cials about increasing vacation benefits for that employee as well
as others, he “ended up getting the same answer we always got .
. .” which was “we don’t . . . pay for time not worked,” and the
options on changing employee vacation benefits “was shot down
very quickly.” (Tr. 1537.) Habermehl also testified that in April
65 I find the instant case distinguishable from U.S. Cosmetics Corp.,
368 NLRB No. 21, slip op. at 1‒2 (2019), where the Board dismissed an
allegation that an employer unlawfully implemented a wage increase be-
cause the General Counsel failed to meet his burden of proving that the
employer changed the timing of a wage increase for employees in re-
sponse to evidence of union organizing shown through the posting of a
pro-union sign on July 9. Id. In that case, the Board relied on the fact
2016, when he discussed with senior leadership, including
Helfant, the fact that the lack of vacation time for first year em-
ployees was a “glaring hole,” and after he provided Helfant with
side-by-side comparisons for the facility, they “[kept] hitting a
roadblock that we don’t do pay for time not worked.” (Tr. 1539.)
Even in June 2016, a proposal on increasing vacation benefits for
the production and maintenance employees at the non-union
plants was given to senior leadership and “nothing really hap-
pened” as the position that “we don’t pay for time not worked
was kind of the prevalent attitude [from] ownership.” (Tr. 1543‒
1544.) Habermehl also presented a “numbers crunch” on the va-
cation benefits sometime in 2016 to Helfant, who summarily re-
jected it and told him it was “not a good time.” (Tr. 1545.)
Thus, the Respondent’s assertion that the changes to the vaca-
tion policy were “in existence for a long time” is not supported
by the record. Instead, the record establishes, from the admis-
sions of the Respondent’s own witnesses, that while changes to
the vacation and attendance policy had been encouraged and pre-
sented to corporate ownership and senior leadership for consid-
eration for many years, the Respondent consciously decided not
to increase those benefits for the non-union employees until well
after the Union’s organizing campaign started at its facility.
Then, despite a two-year period of no change, the matter was
resolved within a month-and-a-half of learning about the Un-
ion’s organizing campaign when the ownership authorized the
changes in policy and implemented them on October 1, 2017.
The Respondent also argues that it changed its policies at all its
non-union facilities (R. Br. p. 77.), but, as noted above, the
changes at Holland and the other non-union facilities took place
only after Respondent’s knowledge of the Union organizing and
only after employees expressed their desire to see change in re-
sponse to the Respondent’s solicitations that occurred after the
Union campaign.65
I find that the Respondent has not met its burden of showing
that the timing of the improved policies and working conditions
was based on reasons other than the Union organizing efforts.
The announcement of the changes made by Respondent unlaw-
fully interfered with the employees’ exercise of their Section 7
rights in violation of Section 8(a)(1) of the Act. Register Guard,
344 NLRB 1142 (2005). In addition, the implementation of the
changes violated Section 8(a)(3) of the Act. Thorgren Tool &
Molding, Inc., 312 NLRB 628, 632 (1993).
c. The Respondent’s change in job position and wage increase
for employee Nelson Langarita and wage increase for em-
ployee Apolonia Rios (complaint para. 22 and 25)
In addition to its significant changes to policy impacting all
hourly employees, Respondent also increased the terms and con-
dition of work for several individual employees. Immediately
after Helfant’s solicitation of employee concerns and grievances
on August 29, Apolonia Rios told Helfant that she had been
that “the record established that the [employer] had received the neces-
sary authorization for the wage increase before July 9. . . .” Id. In the
instant case, the evidence establishes that the Respondent received au-
thorization for changes to the vacation and attendance policies from the
corporate ownership and leadership, and then implemented those
changes, only after knowledge of the Union’s organizing campaign.
BOAR’S HEAD PROVISIONS CO.
29
demoted in March 2017 and had her wage rate reduced by nearly
$3 per hour (from $16.45 to $13.70 an hour). After that conver-
sation, Helfant told Rios he would look into it for her and he
instructed the human resources department to check into and re-
consider Rio’s demotion and wage reduction. Approximately 2
weeks later, without significant explanation, Respondent in ef-
fect reversed its prior demotion of Rios and increased her wages
to $15.40 per hour and she was issued a lump-sum backpay
check for the difference in pay from the time of her demotion to
that that time of reversal.
Around that same time, the Respondent issued an unexpected
wage increase to known Union supporter Nelson Langarita,
which occurred shortly after Habermehl held his meetings with
employees and where Langarita asked about benefits employees
received at Respondent unionized Virginia facility. With regard
to Langarita’s wage increase, the record reveals that he ap-
proached human resources with a request for more pay. The Re-
spondent thereafter increased his pay from $14.15 to $15.40 per
hour (GC Exh. 21) and Respondent placed him in a new position.
The timing of Respondent’s decisions to grant these wage in-
creases to two known union supporters during the Union’s or-
ganizing drive, compels an inference of unlawful motive and that
it was done as an attempt to persuade those Union supporters to
abandon their support for the Union. In Rios’ case in particular,
that inference is based not just on the suspect timing, but the fact
that Respondent’s decision to demote Rios appeared significant
and well thought out, which indicates that management believed
her demotion was justified when it was issued. The burden now
shifts to the Respondent to show that the timing of its actions
were unrelated to these employees’ union support and organizing
efforts.
With regard to Apolonia Rio’s situation, she held a “Lead”
position, but in February 2017, she was placed on a Performance
Improvement Plan (PIP) for performance issues. On March 7,
2017, months prior to the Union’s organizing campaign, Rios
was demoted for failing to comply with her PIP. Van Noy, who
was personally involved in Rios’ demotion, testified that the Re-
spondent was unhappy with her performance and her demotion
was well thought out and not issued lightly. Rios was demoted
to a general labor position and her pay reduced from $16.45 to
$14.15 per hour. At that time, Rios told management that her
demotion was unjust and demanded an investigation, making a
handwritten request to that effect on her Notice of Demotion. No
investigation of her claims was performed, however, prior to the
Union’s organizing campaign.
After the Union drive commenced and Helfant held his meet-
ings for the purpose of listening to employee complaints and at-
tempting to remedy them, Rios approached him and explained
her demotion and decrease in pay that she believed were unjust.
Helfant told her that he would look into it for her and instructed
the human resources department to reconsider Rios’ demotion
and investigate her complaint. Helfant told Van Noy that Rios
was upset with her demotion and reduction in pay, and he asked
her if she could do anything about it. Shortly after Helfant’s re-
quest, Rios was summoned to human resources and was told
Helfant had directed a reinvestigation into the circumstances of
her demotion. Approximately 2 weeks after that, Rurka, Van
Noy, and Cochran met with Rios and told her she had been given
a new position and an increased wage rate. However, there was
no change in her job duties and she performed the same general
laborer work. In addition to increasing her wages from $14.15
to $15.90 per hour, Respondent issued her a lump sum payment
for the difference between the wage rate she had prior to her de-
motion in March and the increased rate she just received in Sep-
tember, which amounted to around $1600 to $2000.
Even though Van Noy failed to articulate any basis for revers-
ing Respondent’s well thought out decision to demote Rio and
instead issue her a wage increase and lump sum payment, she
nevertheless denied that it was done because Rios was a union
supporter. Instead, Van Noy only testified that she was directed
by Helfant to look into the demotion that occurred approximately
6 months earlier, and Cochran told Rios that Helfant directed her
to reinvestigate the circumstances of her demotion without offer-
ing any explanation or articulating the basis for doing so. (Tr.
402‒404.) As way of explanation, the Respondent asserted in its
post-hearing brief that “[w]ith regard to Ms. Rios, in her case a
pay error had been made when she was demoted, and upon bring-
ing [it] to the attention of management, it was corrected.” (R.
Br. p. 77.) That assertion has absolutely no support in the record.
Critically, the Respondent also failed to explain why Rios was
never provided an investigation of her assertion that her demo-
tion was unfair when it occurred in March, while, shortly after
the Union campaign started, she was provided with a reinvesti-
gation of the circumstances of her demotion, without explana-
tion. The Respondent’s witnesses’ denials that Rios wage in-
crease and lump sum payment were unrelated to her union sup-
port and activity are simply not credible, plausible, or supported
by the evidence.
In addition, while the Respondent presented evidence that
other employees had been granted ad hoc wage increases upon
request in the past, those examples are distinguishable. The ex-
amples cited concerned employees who were either downsized
or transferred from other departments that were closed, and in
the instant case, Rios’ March 2017 demotion was for perfor-
mance issues after she had unsuccessfully completed a perfor-
mance improvement plan. Furthermore, the Respondent cited an
example of a clerical employee who was pulled from her position
and put into a production job. That clerical employee, however,
did not have her pay changed and the details of her move to pro-
duction, other than it was believed to be production based, was
not reflected in the record.
Accordingly, the Respondent did not rebut the inference of
unlawful motivation by showing that the timing of its actions
was unrelated to the Rios’ Union support and organizing efforts.
The Respondent’s implementation of these changes was there-
fore motivated by unlawful reasons and they interfered with the
employees’ exercise of their Section 7 rights, in violation of Sec-
tion 8(a)(3) and (1) of the Act. Montgomery Ward & Co., 288
NLRB 126 fn. 6 (1988), enf. denied on other grounds 904 F.2d
1156 (7th Cir. 1990); Thorgren Tool & Molding, Inc., 312 NLRB
628, 632 (1993).
With regard to Respondent’s pay increase and new job posi-
tion to Langarita, shortly after Habermehl’s meeting, Langarita
told human resources that he deserved more pay for his job and
that he was not being compensated for additional duties, such as
data entry work in addition to his machine operator work.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
30
Human resources investigated his claim and determined that he
was, in fact, performing the duties of a “packaging specialist”
where he was entering information in the computer and printing
labels in order to keep the flow of product moving, which was a
higher rated position than his general laborer position. Upon
looking into Langarita’s claim, Van Noy checked with RTE De-
partment Manager Urasinski who confirmed that Langarita was
given work responsibilities beyond his job classification. On
that basis, on August 28 Langarita’s hourly wages were in-
creased from $14.15 to $15.40, and his job classification was
changed to “packaging specialist” to better suit the work he was
performing. The adjustment in title to specialist and the increase
in pay for that position was not unusual, as it was a job position
that existed in other departments at the Holland facility.66
I find that the Respondent presented a legitimate business rea-
son and justification for changing Langarita’s job position to
packaging specialist and increasing his wages to the rate appli-
cable for that position. The Respondent rebutted the inference
of unlawful motivation by showing that the timing of its action
was unrelated to the Langarita’s Union organizing efforts. Thus,
the Respondent did not violate the Act as alleged, and this com-
plaint allegation will be dismissed.67
CONCLUSIONS OF LAW
1. The Respondent, Boar’s Head Provisions Co., Inc., is an
employer within the meaning of Section 2(2), (6), and (7) of the
Act.
2. The United Food & Commercial Workers International Un-
ion (UFCW), AFL‒CIO, is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. The Respondent has engaged in unfair labor practices in
violation of Section 8(a)(1) of the Act by: threatening employ-
ees with the loss of benefits (including a 7 minute donning and
doffing time allowance and bonuses); threatening that negotia-
tions would start from zero to the minimum if employees se-
lected the Union as their collective-bargaining representative;
unlawfully interrogating employees about their union member-
ship, activities and sympathies; soliciting employee complaints
and grievances, including by statement and inducement to use
the suggestion box, and promising to remedy them by increased
benefits and improved terms and conditions of employment if
the employees do not select the Union as their bargaining repre-
sentative; promising employees that the vacation and attendance
policy benefits would be changed and hand tools purchased at no
cost to employees if they did not select the Union as their bar-
gaining representative, and then granting those benefits to em-
ployees; conducting surveillance of employees union or pro-
tected activities; maintaining an overly broad rule that denies
66 The Respondent presented evidence that it already had two pack-
aging specialists in other departments.
67 As mentioned above, the Respondent filed a reply brief to the Gen-
eral Counsel’s post-hearing brief. In that brief, the Respondent sets forth
additional arguments, including its assertion that the General Counsel’s
withdrawal of additional complaint allegations after the close of trial
“call[ed] into question not only the other allegations, but also the credi-
bility of the General Counsel’s own witnesses” and its assertion that the
General Counsel “mischaracterized the rule” pertaining to wearing pins
employees the right to wear unauthorized badges and pins on ex-
terior garments; informing employees that the Union would not
be able to get them reinstated if Respondent terminates them or
telling them that they will end up in court, thereby informing
them that it would be futile for them to select the Union as their
bargaining representative; and increasing wages for employees
to induce them to abandon support for the Union or any other
labor organization.
4. The Respondent has engaged in unfair labor practices in
violation of Section 8(a)(3) and (1) of the Act by: increasing
benefits for employee Apolonia Rios by raising her wages and
paying her retroactive backpay; and increasing benefits for em-
ployees by improving the attendance and vacation policies and
by providing hand tools at no cost to its maintenance employees.
5. The above unfair labor practices affect commerce within
the meaning of Section 2(6) and (7) of the Act.
6. The Respondent has not otherwise violated the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I shall order it to cease and desist therefrom
and to take certain affirmative action designed to effectuate the
policies of the Act.
The Respondent shall be ordered to revise or rescind the rule
stating that “wearing unauthorized badges, pins, or other items
on helmet or exterior garments” was an example of misconduct
that is very serious and will result in progressive discipline
(Class II Offenses, 2.9 of the Employee Handbook). This is the
standard remedy to assure that employees may engage in pro-
tected activity without fear of being subjected to unlawful rules.
See Hills & Dales General Hospital, supra, slip op. at 2‒3; see
also Guardsmark, LLC, 344 NLRB 809, 812 (2005), enfd. in rel-
evant part 475 F.3d 369 (D.C. Cir. 2007). As stated therein, the
Respondent may comply with the order of rescission by reprint-
ing said rule without the unlawful language or, in order to save
the expense of reprinting the whole employee handbook manual,
it may supply its employees with handbook policy inserts stating
that the unlawful rule has been rescinded or with lawfully
worded policies on adhesive backing that will correct or cover
the unlawful portion of the rule or the unlawfully broad portion
of the rule, until it republishes the employee handbook rules
without the unlawful provision. Any copies of the employee
handbook that includes the unlawful rule must include the inserts
before being distributed to employees. Hills & Dales General
Hospital, supra, slip op. at 3; Guardsmark, LLC, supra at 812 fn.
8; See also Bettie Page Clothing, 359 NLRB 777, 778–779
(2013).68
In addition, in Danbury Ambulance Service, Inc., 369 NLRB
and badges. The Respondent’s arguments in its reply brief were consid-
ered and are found to lack merit.
68 The General Counsel seeks a special remedy of notice reading in
this case. (GC Br. p. 41.) In determining whether additional remedies
are necessary to fully dissipate the coercive effect of unlawful discharges
and other unfair labor practices, the Board has broad discretion in fash-
ioning a remedy to fit the circumstances of each case. Casino San Pablo,
361 NLRB 1350, 1354 (2014); Excel Case Ready, 334 NLRB 4, 4‒5
(2001). I find that the unfair labor practices found in this case should be
sufficiently remedied by the Board’s traditional remedies, and that a
BOAR’S HEAD PROVISIONS CO.
31
No. 68, slip op. at 3‒4 (2020), the Board announced and imple-
mented a temporary change in its standard notice-posting rem-
edy to adapt to the ongoing Coronavirus pandemic.69 The stand-
ard notice-posting provision requires respondents to post copies
of the remedial notice within 14 days after the notice is served
on the respondent by the regional office. With so many busi-
nesses closed due to the pandemic, however, this requirement
has been modified as it is likely that many respondents may be
unable to comply with the standard 14-day posting deadline.
Furthermore, the Board noted that even if the notice could be
posted in time, the whole point of the remedy will be defeated if
employees (or members in union-respondent cases) are not pre-
sent to read the notice. Accordingly, for the time being, the
Board will omit from the notice-posting remedy the requirement
that the notice be posted “within 14 days after service by the Re-
gion.” Instead, it will provide that the notice must be posted
within 14 days after the facility involved in the proceedings reo-
pens and a substantial complement of employees have returned
to work, and that it may not be posted until a substantial comple-
ment of employees have returned. In addition, employers that
customarily communicate with their employees by electronic
means may not be doing so while their businesses remain closed.
Thus, any pandemic-related delay in the physical posting of pa-
per notices will also apply to electronic distribution of the notice.
The Board has held that these changes do not apply to respond-
ents whose facilities remain open and staffed by a substantial
complement of employees despite the pandemic. When condi-
tions warrant, the Board will reinstate the standard language. Id.,
slip op. at 3‒4.
On these findings of fact and conclusions of law, and on the
entire record, I issue the following recommended:70
ORDER
The Respondent, Boar’s Head Provisions Co., Inc., its offic-
ers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Threatening employees with loss of benefits (including a
7-minute donning and doffing time allowance and bonuses) and
that negotiations would start from zero to the minimum if the
employees select the Union as their collective-bargaining repre-
sentative;
(b) Interrogating employees about their union membership,
activities, and sympathies;
(c) Soliciting employee complaints and grievances (including
by statement and inducement to use the suggestion box) and
special remedy of notice reading is not supported or warranted by the
record evidence.
69 The Board has broad discretionary authority under Sec. 10(c) of
the Act to fashion remedies that will best effectuate the policies of the
Act, and remedial matters are traditionally within the Board’s province
and may be addressed sua sponte. Danbury Ambulance Service, supra,
slip op. at 3, fn. 3; Indian Hills Care Center, 321 NLRB 144, 144 fn. 3
(1996).
70 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended Or-
der shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all purposes.
71 If the facility involved in these proceedings is open and staffed by
a substantial complement of employees, the notices must be posted
promising to remedy them by actions, including increased bene-
fits and improved terms and condition of employment, if the em-
ployees do not select the Union as their collective bargaining
representative;
(d) Conducting surveillance of employees’ union or protected
activities;
(e) Maintaining rules or policies that are overbroad by deny-
ing employees the right to wear unauthorized badges and pins on
exterior garments;
(f) Promising increased benefits and terms and conditions of
employment and granting increased employee benefits, includ-
ing an increase in wages, increased vacation and attendance ben-
efits, and purchasing tools at no cost for maintenance employees,
to induce them to abandon support for the Union or any other
labor organization;
(g) Informing employees that the Union would not be able to
get them reinstated if Respondent discharges them or telling
them that they will end up in court, thereby informing them that
it would be futile for them to select the Union as their bargaining
representative.
(h) In any like or related manner, interfering with, restraining,
or coercing its employees in the exercise of the rights guaranteed
in Section 7 of the Act.
2. Take the following affirmative action necessary to effectu-
ate the policies of the Act:
(a) Within 14 days from the date of this Order, revise or re-
scind employee rule or policy stating that “wearing unauthorized
badges, pins, or other items on helmet or exterior garments” is
an example of misconduct that is very serious and will result in
progressive discipline (Class II Offenses, 2.9 of the Employee
Handbook).
(b) Furnish all current employees with inserts for the current
Employee Handbook that (1) advise employees that the above-
mentioned unlawful rule or policy has been rescinded, or (2) pro-
vide employees with the language of the revised lawful rule or
policy on adhesive backing that will cover the above-mentioned
rule; or (3) publish and distribute to employees rules or policies
that do not contain the above-mentioned unlawful rule or policy,
or which contain or provide the language of the lawful rule or
policy.
(c) Post at its Holland, Michigan facility copies of the at-
tached notice marked “Appendix.”71 The notices shall be posted
in English and Spanish, and any other languages spoken by em-
ployees at Respondent’s Holland, Michigan facility. Copies of
within 14 days after service by the Region. If the facility involved in
these proceedings is closed due to the Coronavirus Disease 2019
(COVID-19) pandemic, the notices must be posted within 14 days after
the facility reopens and a substantial complement of employees have re-
turned to work, and the notices may not be posted until a substantial com-
plement of employees have returned to work. Any delay in the physical
posting of paper notices also applies to the electronic distribution of the
notice if the Respondent customarily communicates with its employees
by electronic means. If this Order is enforced by a judgment of a United
States court of appeals, the words in the notice reading “Posted by Order
of the National Labor Relations Board” shall read “Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
32
the notice, on forms provided by the Regional Director for Re-
gion 7, after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and maintained for
60 consecutive days in conspicuous places, including all places
where notices to employees are customarily posted. In addition
to physical posting of paper notices, notices shall be distributed
electronically, such as by email, posting on an intranet or an in-
ternet site, and/or other electronic means, if the Respondent cus-
tomarily communicates with its employees by such means. The
Respondent shall take reasonable steps to ensure that the notices
are not altered, defaced, or covered by any other material. If the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since August 1, 2017.
(d) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
Dated, Washington, D.C. May 14, 2020
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vi-
olated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected ac-
tivities.
WE WILL NOT threaten you with the loss of benefits including
the loss of “donning and doffing” time and bonuses if you sup-
port or choose to be represented by the United Food and Com-
mercial Workers International Union (UFCW), AFL‒CIO (the
Union) or any other union.
WE WILL NOT inform you that negotiations will begin from
zero to the minimum if you select the Union as your bargaining
representative.
WE WILL NOT ask you what working conditions you would like
to see changed or solicit your grievances, and then offer to
change those working conditions or promise to remedy your
grievances in order to discourage your union activity.
WE WILL NOT ask you whether you support the union or un-
lawfully interrogate you with regard to your union activities,
support, or sympathies.
WE WILL NOT inform you that the Union will not be able to get
you reinstated if we discharge you or that you will end up in
court, thereby inferring or informing you that selecting the Union
is futile.
WE WILL NOT conduct surveillance of your union activities and
support.
WE WILL NOT grant or increase benefits for you, including
making changes to our vacation and attendance policies or by
providing hand tools to maintenance employees, in order to dis-
courage you from engaging in union and/or protected concerted
activities or dissuade you from supporting the Union.
WE WILL NOT increase benefits for you by raising your wages
or paying you retroactive backpay in order to discourage you
from engaging in union and/or protected concerted activities.
WE WILL NOT maintain rules of policies that are overbroad by
denying you the right to wear unauthorized badges and pins on
exterior garments.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed you
by Section 7 of the Act.
WE WILL revise or rescind employee rules or policies that are
overbroad by denying employees the right to wear unauthorized
badges and pins on exterior garments, such as the rule that states
“wearing unauthorized badges, pins, or other items on helmet or
exterior garments” is an example of misconduct that is very se-
rious and will result in progressive discipline (Class II Offenses,
2.9 of the Employee Handbook); and WE WILL advise you in writ-
ing that we have done so and that the unlawful rule or policy will
no longer be enforced.
WE WILL furnish you with inserts for your current Employee
Handbook that advise you that the above-mentioned policy has
been rescinded or provide you with language of a lawful policy
on adhesive backing that will cover the above-mentioned unlaw-
ful policy, or WE WILL publish and distribute to you a revised Em-
ployee Handbook that does not contain the above-mentioned un-
lawful rule or that provides the language of an lawful policy or
rule.
BOAR’S HEAD PROVISIONS CO., INC.
The Administrative Law Judge’s decision can be found at
www.nlrb.gov/case/07-CA-209874 or by using the QR code be-
low. Alternatively, you can obtain a copy of the decision from
the Executive Secretary, National Labor Relations Board, 1015
Half Street, S.E., Washington, D.C. 20570, or by calling (202)
273‒1940.