372 NLRB No. 67
The Riverview Nursing Facility, LLC d/b/a The Riverview Care Center
372 NLRB No. 67
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
The Riverview Nursing Facility, LLC d/b/a The
Riverview Care Center and SEIU Healthcare
MO and KS, a Division of SEIU Healthcare Illi-
nois/Indiana, affiliated with the Service Employ-
ees International Union (SEIU). Cases 14–CA–
265341 and 14–CA–265900
April 4, 2023
DECISION AND ORDER
BY CHAIRMAN MCFERRAN AND MEMBERS KAPLAN
AND PROUTY
On September 6, 2022, Administrative Law Judge Paul
Bogas issued the attached decision. The Charging Party
filed exceptions and a supporting brief, the Respondent
filed an answering brief, and the Charging Party filed a
reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions2
and to adopt the recommended Order.
1 The Charging Party has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
We note that, in adopting the judge’s credibility determinations that
underpinned his finding that the General Counsel failed to prove that
the Respondent had knowledge of employee Devora Harris’s union
activity, we do not rely on the judge’s finding that Harris contradicted
herself on the stand with respect to whether she had discussed the Un-
ion with Manager Denise Thordsen.
In addition, to the extent there is a discrepancy in the testimony of
the Respondent’s interim administrator, Denise Thordsen, and the
Respondent’s social services director, Letitia Parker, regarding the
location and timing of when they reviewed video footage of an em-
ployee sleeping during a shift at the facility, we find that such a dis-
crepancy would not undermine the judge’s determination, based on the
record evidence, including the credited testimony of Thordsen and
Parker, that the video showed Harris resting or sleeping under a blanket
for approximately 5 hours during an 8-hour shift when she was respon-
sible for providing care to residents.
2 In the absence of exceptions, we adopt the judge’s dismissal of the
allegations that the Respondent violated Sec. 8(a)(3) and (1) by sus-
pending and discharging Mikayla Wilson and by discharging Lana
Edwards and Danyaile Taylor because of their union activities.
In addition, we note that, applying Wright Line, 251 NLRB 1083
(1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied, 455 U.S. 989
ORDER
The recommended Order of the administrative law
judge is adopted, and the complaint is dismissed.
Dated, Washington, D.C. April 4, 2023
______________________________________
Lauren McFerran, Chairman
______________________________________
Marvin E. Kaplan, Member
________________________________________
David M. Prouty, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/14-CA-265341 or by using the QR code
below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Labor Relations
Board, 1015 Half Street, S.E., Washington, D.C. 20570, or
by calling (202) 273-1940.
Bradley A. Fink, Esq., for the General Counsel.
Robert A. Kaiser, Esq., (Armstrong Teasdale LLP) of St. Louis,
Missouri, for the Respondent.
DECISION
STATEMENT OF THE CASE
PAUL BOGAS, Administrative Law Judge. I heard this case
remotely using videoconferencing technology on January 4 and
(1982), approved in NLRB v. Transportation Management Corp., 462
U.S. 393 (1983), the judge dismissed the complaint allegations that the
Respondent unlawfully discharged Harris and employee Louis Brown.
In adopting the dismissal of these allegations, we do not rely on the
judge’s observations regarding when evidence of timing and discipli-
nary discrepancies can be used to establish both the knowledge and
animus elements under the General Counsel’s initial Wright Line bur-
den or his statement that, here, “the General Counsel by relying on the
same evidence of timing and discrepancies to establish two out of the
three elements of [her] initial [Wright Line] burden is asking that evi-
dence to do some very heavy lifting.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
5, 2022. SEIU Healthcare MO and KS, a Division of SEIU
Healthcare Illinois/Indiana, affiliated with the Service Employ-
ees International Union (the Charging Party or the Union), filed
the initial charge in Case 14–CA–265341 on August 27, 2020,
and the first amended charge in that case on September 2, 2021.
The Charging Party filed the initial charge in Case 14–CA–
265900 on September 10, 2020, and amended charges on Sep-
tember 2, 2021, and September 9, 2021. The Director of Re-
gion 14 of the National Labor Relations Board (the Board)
issued the Consolidated Complaint on September 14, 2021. The
Complaint alleges that The Riverside Nursing Facility, LLC,
d/b/a The Riverview Care Center (the Respondent or the Em-
ployer) discriminated in violation of Section 8(a)(5) and (1) of
the National Labor Relations Act (Act or NLRA) on various
dates in August 2020 by suspending employee Mikayla Wilson,
and discharging employees Devora Harris, Louis Brown,Lana
Edwards, Danyaile Taylor, and Wilson, because those employ-
ees assisted the Union and engaged in concerted activities for
mutual aid and protection. The Respondent filed a timely an-
swer in which it denied committing any of the violations al-
leged.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and the Respondent, I make the follow-
ing Findings of Fact and Conclusions of Law.
FINDINGS OF FACT
I. JURISDICTION
The Respondent is a limited liability corporation with an of-
fice and place of business in St. Louis, Missouri, that operates a
nursing home that provides assisted living and long-term care.
In conducting these operations, the Respondent annually de-
rives gross revenues in excess of $100,000 and has purchased
and received at its St. Louis, Missouri, location products,
goods, and materials valued in excess of $5000 from points
directly outside the State of Missouri. The Respondent admits,
and I find, that it is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.31
1
In its answer the Respondent asserts, as an affirmative defense,
that the Complaint was the product of “action by an Acting General
Counsel who was not properly appointed to the position and the unlaw-
ful termination of the General Counsel,” Peter Robb. The Respondent
does not discuss this argument in its post hearing brief. To the extent
the Respondent is still maintaining this argument, I note that the Board
has already rejected the same argument. The Board stated that such
“challenges to the authority of the Board's General Counsel based upon
the President's removal of former General Counsel Peter Robb have no
legal basis.” Hospital Menonita De Guayama, 371 NLRB No. 108, slip
op. at 1 fn. 1 (2022), Wilkes-Barre General Hosp., 371 NLRB No. 55,
slip op. at 1 fn.2 (2022); see also Park Central Care & Rehabilitation.
Ctr., 371 NLRB No. 46, slip op. at 1–2 (2021). That conclusion has
been approved by the U.S. Court of Appeals for the 5th Circuit. Exela
Enterprise Solutions, Inc. v. NLRB, 32 F.4th 436, 441-442 (5th Cir.
2022).
II. BACKGROUND
The Respondent operates the Riverview nursing facility in
St. Louis, Missouri (the facility or the St. Louis facility), where
it provides care to between 70 and 88 residents. The facility is
staffed around-the-clock and at the time of the alleged viola-
tions had approximately 75 employees. A portion of the facili-
ty’s population is severely impaired and unable to toilet, show-
er, eat, drink, move between a bed and chair, or reposition
themselves in bed, without assistance. (Tr. 137, 285-286, 429–
430.) Mealtimes pose a particular challenge because some of
the residents are at-risk for choking on food or are required to
take medication with the meal. (Tr. 166, 429–430.)
The record evidence shows that during the time period lead-
ing up to the alleged violations, the operation of the St. Louis
facility was under unusual stress due to the ongoing Corona-
virus Disease (COVID) epidemic. This was the case both be-
cause the pandemic necessitated additional care and precau-
tions, and also because it became difficult to retain healthcare
staff. The pandemic-heightened care included more frequently
checking residents’ vital signs and feeding residents one or two
at time while they were isolated in their rooms, rather than in
larger groups in a dining hall. (Tr. 138, 167.) In addition, the
residents and the staff members themselves were routinely
screened for COVID.
During this period, the Respondent’s difficulties retaining
staff extended to all levels.2 On July 6, 2020, the facility’s
licensed nursing home administrator and the facility’s director
of nursing both abruptly resigned. The State of Missouri re-
quires that a licensed nursing home administrator be responsi-
ble for the facility. When the St. Louis facility’s licensed ad-
ministrator resigned on July 6, Denise Thordsen, the licensed
administrator at another nursing facility operated by the same
company, assumed interim administrator duties at the St. Louis
facility, while also continuing to serve as the administrator of
the facility where she was regularly assigned.3
The Respondent attempted to find a permanent replacement
for the administrator who had previously resigned from the St.
Louis facility. On August 3, 2020, a new licensed administra-
tor started at the facility. However, that administrator quit on
August 5 – after only 3 days on the job – and Thordsen stepped
back in as interim administrator. Subsequently, the Respondent
named Letitia Parker, the facility’s incumbent social services
director, to serve as temporary emergency administrator under
Thordsen’s supervision. Parker was not a qualified nursing
home administrator, but on August 25, 2020, the State of Mis-
souri granted her a license to serve as administrator on a “tem-
porary emergency” basis. When Parker was temporary emer-
2 The positions at the facility include licensed nursing home admin-
istrator, director of nursing, nurse, certified nursing assistant (CNA),
certified medication technician (CMT), and housekeepers.
3 The other facility where Thordsen served as licensed administrator
is called Parklane Care and Rehabilitation. Thordsen described Park-
lane Care and Rehabilitation as “part of the same company” as River-
view’s St. Louis facility. Tr. 85–86.
THE RIVERVIEW NURSING FACILITY
3
gency administrator, Thordsen still came to the St. Louis facili-
ty three or four times a week to manage the operation and train
Parker. Tr. 201-202. Management assistance was also provid-
ed to the St. Louis facility by an outside nursing home consult-
ant, Nancy Stevens.4 Parker testified that during the time she
was emergency administrator she reported to Thordsen and
Stevens, and that she viewed Thordsen as the one who was
really “in charge” of the facility. Ibid. During the time Parker
was temporary emergency administrator, Parker also continued
performing the duties of her previous position as social services
director.
The evidence shows that in addition to losing two successive
licensed administrators and a director of nursing during the 2-
month period from July to August 2020, the Respondent also
saw dramatic turnover among its other staff. A document enti-
tled “Summary of Riverview Attrition,” which was received
without objection at trial, shows that during the period from
July 1 to August 28, 2020, a total of 43 staff members left the
Respondent. Respondent Exhibit (R Exh.) OO.5 That is a star-
tling number when one considers that the total workforce of the
facility was approximately 75 individuals in August 2020.
During this time period, it was often the case that a floor at the
facility was understaffed. (Tr. 350, 400.) The work burden on
the remaining aides was very heavy, which created conflict
between them. Staff morale at the facility was described by
one witness as “kind of low” and by another as “horrible.” (Tr.
202–203, 261.)
III. THE UNION CAMPAIGN
In July 2020, Devora Harris, a CNA at the facility, contacted
an organizer with the Union, Paula Jones, about representation
for a bargaining unit of employees. Harris started at the facility
in October 2018 and was working a part-time schedule on the
night shift. Approximately 7 to 10 years earlier, Harris had
“done some organizing” for the Union.6 Subsequent to her
employment with the Respondent, including at the time of her
testimony, Harris was being paid by the Union as a contractor
on an intermittent basis. (Tr. 293. )
On August 7, some of the Respondent’s employees met with
Jones outdoors in a public park.7 Harris was the one who invit-
4 At some points in the record, Stevens is incorrectly identified with
the name “Stevenson.” The parties agree that all mentions of Steven-
son in the record in fact refer to Stevens. Tr. 298.
5 Of those, 20 were listed as having abandoned their jobs, 13 as hav-
ing been involuntarily separated, and 10 as having resigned voluntarily.
6 Harris did not list her work with the Union on her application for
employment with the Respondent, Tr. 260–261, and there was no evi-
dence that the Respondent was aware of it.
7 I accept the testimony of Harris that the park was some distance
away from the Respondent’s facility and not ”next” to it, Tr. 296–297,
over Jones’ testimony that the park was “across the street from where
Riverview is,” Tr. 230. Harris’ testimony on this score was more spe-
cific than Jones’ in that Harris provided the names of the cross streets
for each location. In addition, Harris’ testimony was more plausible
given that the Union was trying to keep the Respondent from finding
ed employees to this meeting. She approached coworkers in
the breakroom and during phone conversations. Harris invited
10 to 12 employees, of whom 5 or 6 attended, and all of those
who attended signed cards authorizing the union to represent
them. The attendees also received blank union authorization
cards to share with coworkers. Among those who signed a
union card subsequent to the first meeting was Louis Brown, a
housekeeper. Brown was first approached about the Union on
August 18, when Harris—his mother—presented him with an
authorization card. Brown signed at that time.
Jones conducted a second meeting at the same park on Au-
gust 21. Harris invited employees by phone, and 11 employees
attended. Among those present were Harris, Brown, Lana Ed-
wards (a CNA), and Danyaile Taylor (a CMT)—four of the five
alleged discriminatees. At the meeting, Edwards told the others
that Mikayla Wilson (a CNA)—the fifth alleged discrimi-
natee—planned to sign up with the Union as well. (Tr. 387.)8
At the meeting, Jones announced that the organizers had
enough signed authorization cards to file for a representation
election with the NLRB.
Brown testified that, shortly after the August 21 meeting, an-
other housekeeping employee, Terrance Prater, approached him
and said: “Hey, what’s up brother. I heard they had a union
meeting. Do you know where I can get a card from?” Brown
responded, “I don’t know. I can’t tell you.” Brown testified
that the reason he chose not to provide information was that he
suspected Prater would share information with the Respondent.
(Tr. 312–313.)9 Parker testified that in August there was
“speculation . . . that employees might try to organize,” and
that, at some point in the latter part of August but prior to the
23, she advised Thordsen about this speculation. (Tr. 211–
212.) Thordsen testified, however, that at that time she did not
know, or herself suspect, that employees had begun an effort to
unionize. Tr. 146.
Harris gave conflicting—and I believe biased and self-
serving—testimony on the subject of whether the Respondent
knew about her union activity prior to her discharge. First,
Harris testified that she did not want management to find out
about the organizing effort before the Union had enough signed
authorization cards to petition for an election and that, as a
out about the organizing effort by, for example, taking care not to leave
authorization cards out where they could be seen by management. Tr.
265–267. Given that, I find it unlikely that Harris or Jones would
choose to hold a union meeting out in the open and directly across the
street from the Respondent.
8 Wilson testified that she had already signed a union card – a week
earlier on August 13. Tr.401–402.
9 Prater was a housekeeping employee. Tr. 63-64. Brown testified
that, on August 21, Prater was acting as housekeeping supervisor, but
the General Counsel has not alleged, and the evidence does not show,
that Prater was either a statutory supervisor for purposes of Sec. 2(11)
of the Act or an agent of the Respondent. See GC Exh. 1U at Par. 3(a)
(Complaint does not include Prater among alleged statutory supervi-
sors). In addition, based on my review, the record does not provide a
basis for finding that Prater was antiunion.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
result, she did not leave authorization cards out in view at the
facility and did not discuss union organizing with managers or
supervisors. (Tr. 266–267, 291.) She testified that she did not
distribute union literature and that all the employees she talked
to about the Union knew that the information was “for them
and not management.” Tr. 291. Not only did she state that she
had not discussed the Union with management, but she also
stated that no one from management had approached her about
the subject. Tr. 292. Harris then gave directly contradictory
testimony. She testified that prior to her discharge, she had, in
fact, told Parker, the emergency administrator, about the union
organizing campaign, but had not talked about it with Thord-
sen. (Tr. 292.) Then Harris contradicted her prior testimony
further, stating that Thordsen was present when Harris dis-
cussed the union campaign with Parker. (Tr. 292–293.)10
On August 28, 2020, the Union filed a petition to represent a
bargaining unit of employees at the facility.11 The petition
states that there are 60 employees in the proposed unit. (GC
Exh. 11.) The NLRB sent the petition to Parker by email on the
evening of August 28. The next day, Parker shared that email
with Thordsen, Stevens, and the Respondent’s owner, Adele
Daake. Thordsen and Stevens both testified that they did not
know that a unionizing effort was underway prior to that time.
(Tr. 157, 424, 430–431.)
IV. DISCHARGES
A. Discharge of Harris
Harris was scheduled to work from 10:30 pm on the night of
August 19 to 7 a.m. on the morning of August 20, on the facili-
ty’s 3rd floor. As a CNA, her duties included helping residents
with activities of daily living such as showering, toileting, eat-
ing, and repositioning in bed. Prior to that shift, the Respond-
ent had not disciplined Harris during the approximately 22
months of her employment at the facility. The Respondent
cited Harris’ performance during her final shift as the basis for
discharging her on August 23.
On August 20, starting at approximately 4 a.m., Thordsen
and Parker visited the facility and went on inspection “rounds.”
Tr. 139. During the inspection, Thordsen noticed a chair with
blankets on it, next to a table with snacks, outside of the 3rd
floor dining room. Ibid. Thordsen considered this unusual.
Later that day, Thordsen reviewed security camera footage and
that footage showed a woman, who Thordsen concluded was
Harris, sitting motionless under a blanket, usually with her head
10 Harris refers to being in the office with “Letitia and Denise” for
this discussion. Thordsen is the only last name associated with “Den-
ise” in the transcript, and the only individual who Harris refers to as
“Denise” elsewhere in her testimony. See, e.g., Tr. 257.
11 The proposed unit included: “All full-time and regular part-time
cooks, activity assistants, dietary aides, licensed practice nurses
(LPNs), graduate practical nurses (GPNs), certified medication techni-
cians (CMTs), restorative aides (RAs), certified nursing assistants
(CNAs), housekeepers, laundry aides, and maintenance employees
employed by the Employer.”
down, in a chair outside the 3rd floor dining room from 11:00
pm on August 19 to 4:15 a.m. on August 20. (R. Exh. A;12 Tr.
93, 140–141.) In addition the video showed that when a resi-
dent approached her, the seated individual interacted with the
resident without wearing a facemask. The Respondent’s policy
required staff to wear facemasks when interacting with resi-
dents, however, staff did not always do so and Parker stated
that her experience was that the Respondent reacted to such
failures by “reminding” employees rather than disciplining
them. (Tr. 204–205.) Parker also reviewed the camera footage.
Parker testified at trial that the footage showed Harris sleeping
in a chair with a blanket around her. (Tr. 215.) During the
review of security camera footage, Thordsen discovered that a
second employee, Tonya Johnson, had been sleeping on the
shift. Johnson was assigned to the fourth floor.
Contrary to the testimony of Thordsen and Parker, Harris
testified that she did not sleep during her August 19 to 20 shift.
Tr. 269. There is, however, substantial evidence that Harris
was, in fact, the one seen sleeping and/or resting under a blan-
ket in the video of that shift. I note that even the General
Counsel’s own witness—Parker—testified that she viewed the
security camera footage firsthand and that it showed Harris
sleeping during her shift.13 The original security camera video
footage was not available for presentation at the trial, but the
Respondent did introduce multiple, time stamped, still photo-
graphs of the relevant video footage.14
Those images are
grainy, but I find that the appearance of the person pictured in
those images was generally consistent with Harris’ appearance
at trial. Moreover, no witness named another employee whose
appearance was consistent with that of the person pictured in
the security footage. At trial, Harris herself was shown images
of the footage that purportedly showed her resting or sleeping.
Offered the opportunity, Harris did not identify an employee
other than herself who she believed those images showed. (Tr.
269–270.) As noted above, Parker, the General Counsel’s own
12 Thordsen testified that Respondent’s Exhibit A was a report that
she made close in time to the events it describes and that she wrote and
maintained the report in the regular course of business. The General
Counsel did not object to its admission. Tr. 153–154.
13 By the time of the trial, Parker was no longer working for the Re-
spondent, having been terminated by Thordsen for insubordination. Tr.
213–214, 222–223. I do not believe that the record provides any reason
to believe that, at the time of her testimony, Parker was biased in favor
of the Respondent.
14 At the trial, the Respondent and the General Counsel both intro-
duced cellphone photos that Thordsen had taken of the video. GC Exh.
24(a); R. Exh. F. Moreover, both Thordsen and Parker had viewed the
original camera footage and reached the conclusion that the person
shown was Harris. Unfortunately, the original video could not be pre-
served. Documentary and testimonial evidence shows that, due to the
COVID restrictions, the Respondent’s information technology provider
was unable or unwilling to enter the facility to preserve the camera
footage, which management did not have the capability to preserve on
its own. Instead the technology provider suggested that Thordsen take
photos of the video footage – which is what she did. Tr. 95–96, 141–
144; R. Exh. G.
THE RIVERVIEW NURSING FACILITY
5
witness, had the opportunity to review the original security
camera footage and confidently testified that the person pic-
tured was Harris. I find that the evidence shows that, during
the August 19 to 20 shift, Harris rested or slept under a blanket
for approximately 5 hours during an 8-hour shift when she was
responsible for providing care to residents. Even if I did not
find that the evidence established that this was in fact the case, I
would find that, based on their review of the security footage,
Thordsen and Parker had a reasonable basis for believing that
Harris had been sleeping or resting for approximately 5 hours
of that shift.
The Respondent’s written rules and regulations provide that
“sleeping during work or sitting idle” with “head down” “or in
any other way giving the appearance of being asleep or resting”
is an infraction that “warrant[s] immediate suspension, and/or
discharge . . . even though no prior counseling [is] in effect.” R
Exh. C at pages 3 to 4 (Infraction A22). Thordsen, Parker, and
Stevens discussed the matter, and agreed that Harris should be
discharged for sleeping and/or resting during a substantial por-
tion of her shift. (Tr. 90–91, 92–93, 206, 214–215, 216–217.)15
Prior to Harris’ next shift Thordsen communicated the dis-
charge decision to Harris during a phone call.16 Stevens and
Parker were also on the line for this call. (Tr. 207–208.) Dur-
ing the call, Parker told Harris that the reason she was being
terminated was that she had appeared to sleep during 4 to 5
hours of her shift. (Tr. 94.) 17 Harris responded, “you’re going
to be hearing from my lawyer.” (Tr. 278–279.)
The uncontroverted testimony at trial showed that Harris was
not the only individual who suffered repercussions based on
conduct during the August 19–20 overnight shift. Johnson,
who was assigned to the fourth floor, was found to have slept
during that shift. (Tr. 444-445.) Johnson was confronted about
this infraction, and responded by resigning her employment.
Ibid. In addition, the Respondent terminated the night shift
15 Harris’ misconduct is sometimes described in the transcript as
sleeping and sometimes as resting. I do not consider this a meaningful
discrepancy. It would be difficult to discern from a video recording
whether an individual sitting under a blanket with her head down was
resting or had actually fallen asleep. At any rate either resting or sleep-
ing in this manner violate the same employer rule and, as noted above,
both “warrant immediate suspension, and/or discharge.”
16 Harris testified that this phone call took place on the evening of
August 23, Tr. 275–276, but Thordsen says the call took place on Au-
gust 20, Tr. 90, 92–93. I credit Harris’ recollection over Thordsen’s
recollection regarding the date of the call. The separation form, which
Thordsen herself completed, reports the date of the termination as Au-
gust 23, not August 20. In addition, documentary evidence introduced
at trial showed that Harris received a call from Thordsen on the evening
of August 23. GC Exh. 12. Although the fact that Thordsen called
Harris on August 23 does not preclude the possibility that Thordsen
called Harris on both August 20 and August 23, there was no testimony
from Thordsen or anyone else stating that Thordsen made two calls to
Harris about the termination.
17 Harris testified that Thordsen did not tell her why she was being
terminated, Tr. 280, but she did not contradict the testimony that Parker
had communicated a reason for the termination.
supervisor, Delores Haynes, because she had failed to supervise
Harris and Johnson adequately to prevent them from sleep-
ing/resting on the shift. (R. Exh. LL.) The record includes
documentary evidence that four other employees were found to
have slept on the job during the period between February 2020
and April 2021 and all four of those employees were terminat-
ed. (R. Exh. HH.) The General Counsel did not identify any
instances in which the Respondent issued lesser discipline to an
employee who was found to have engaged in the same miscon-
duct as Harris.
B. Discharge of Brown
On April 23, 2020, Louis Brown interviewed for a position
with the Respondent. The interview was conducted by the
housekeeping supervisor, Roxanne Felton, whose report of the
interview describes Brown as a “very nice young man” with a
“very good personality.” Brown is Harris’ son, but Felton did
not find that out during the hiring process or, for that matter, at
any time during Brown’s employment with the Respondent.
Tr. 81. Brown was hired as a housekeeper and his duties in-
cluded cleaning resident’s rooms, sweeping, mopping, and
dusting.
By June 2020, the working relationship between Brown and
his supervisor Felton had soured. (Tr. 331.) This was before
any demonstrated union activity at the Respondent. According
to Brown, the negative turn in his relationship with Felton was
marked by Felton “bullying” him by coming “every day and
say[ing] you’re going to do this,” telling him “you’re not doing
that right, you don’t do this, you don’t do that,” complaining
that he was spending too much time socializing with CNAs,
and directing him to return to his work area. (Tr. 332–333.)
Brown complained to Parker and Thordsen about Felton. (Tr.
333–334.)
Felton’s account of her interactions with Brown is generally
consistent with his, except that what Brown calls “bullying,”
Felton presents as an effort to get Brown to do his job. Felton
testified that she had “an issue with [Brown] just about every
other day about leaving his cart, not doing what he was sup-
posed to . . . , not being where he was supposed to be.” (Tr.
70.) She stated that Brown reacted disrespectfully when she
addressed him about these problems. On multiple occasions,
Felton complained to Parker that Brown would refuse to follow
her directions and tell her that she was “acting like a man” “in-
stead of female.” (Tr. 221–222, 225.) Felton testified that, in
early August, she told Brown that she was going to write him
up for being late to work, and that Brown responded by using
foul language and stating that he was “sick of” her. (Tr. 79.)
Thordsen issued disciplinary paperwork for Brown on August
5, in which she referenced this incident. (Tr. 446; GC Exh. 2.)
On August 10, when Brown arrived late for his shift, Felton
criticized him for “being . . . constantly late,” (Tr. 66–67), and
told him that she would not permit him to work that day, (Tr.
304–306). Brown responded that he was “scheduled to work”
and would not follow her direction to leave. Then, Brown, by
his own account, told Felton “At the end of the day I am a man,
and you are a woman, and you should not be in my face.” (Tr.
306.) In one instance, on August 12, Brown was late returning
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
from lunch. Tr. 308. Employees were allowed 30 minutes for
lunch, (Tr. 105, 382–383, 436), but Brown testified that he was
at lunch for “an hour and some change,” (Tr. 308.) On August
12, Thordsen issued a verbal warning to Brown for returning
late from lunch. (GC Exh. 3; Tr. 447.) At one point in August
2020, Parker met with Felton and Brown about the friction
between the two. (Tr. 67.)
It was not until about August 18—6 days after being disci-
plined on August 12—that Brown was first asked to sign a
union card. He was one of the last employees to find out about
the effort. (Tr. 309.) Brown signed a union authorization card
and came to the August 21 union meeting. After that meeting,
Prater approached Brown and asked how he could obtain a
union card. As previously discussed, Brown did not trust Prater
and declined to provide information to him.
The Respondent terminated Brown on August 24, citing im-
proper conduct. Felton testified that the final incident that led
to Brown’s termination began when she observed that he had
not cleaned the rooms he was supposed to clean and that he was
away from the hallway where he was assigned to work. (Tr.
71–73.) Felton testified that Brown had left his cart unattended
and was socializing with other staff. (Tr. 74.) She told him,
“Louis, can you return to your side . . . where you are assigned
to work.” Felton states that Brown responded by “cursing” and
then “took his time” returning to his assigned work. (Tr. 75.)
Felton told Parker about this interaction with Brown, and Par-
ker informed Thordsen. (Tr. 159, 220–222.) Thordsen at-
tempted to discuss the issue with Brown, but Brown walked
away from her. (Tr. 160.) Thordsen inspected some of the
rooms that Brown was responsible for cleaning and observed
that “[t]he floors had not been mopped, beds had not been
changed, trash had not been emptied, and furniture had not
been dusted.” (Tr. 161.) Thordsen testified that Parker and
herself made the decision to terminate Brown’s employment
based on “his not performing his job duties of cleaning and his
previous insubordination issues during that prior couple of
weeks.” (Tr. 162.)
The General Counsel argues that I should completely dis-
credit the testimonies of Felton and Thordsen regarding the
incident that they say precipitated Brown’s termination because
they reported that the incident occurred on August 24, whereas
Brown’s testimony, supported by documentary evidence, was
that Friday August 21 was the last day that Brown and Felton
worked together. Brief of the General Counsel at Pages 10 to
11. I agree that the documentary evidence supports finding
that, more likely than not, the last day that Felton and Thordsen
worked together was Friday, August 21. Therefore, the events
described by Felton and Thordsen would have taken place, if at
all, no later than August 21. The following Monday, August
24, was the day when Brown’s termination was effected, but
not the day of the incident. However, I disagree that the dis-
crepancy regarding the date of the incident warrants rejecting
the testimony about the incident Felton and Thordsen de-
scribed. I note, first, that Felton made clear during her testimo-
ny that she was not certain of the exact date when the incident
occurred or that it happened on Brown’s last day with the Re-
spondent.18 Similarly, Thordsen readily acknowledged during
her testimony that she “could have been mistaken about the
date,” but she confidently stood by her account of the incident
in other regards. (Tr. 447–448.)19
Based on my observation of the demeanor of the witnesses
and the record as a whole, I credit the testimonies of Felton,
Parker, and Thordsen about Brown’s conduct on his last shift,
over his denial that there was any issue about his performance
that day. (Tr. 309.) The three witnesses who testified that
Brown was criticized about his performance that day included
Parker, a witness for the General Counsel. Moreover, Felton,
Parker, and Thordsen gave generally consistent, and mutually
corroborative testimony regarding Brown’s conduct. Indeed,
Brown himself confirmed much of what the Respondent’s offi-
cials had to say about his performance. Although he denied
that Felton raised any issues about his performance on his last
shift with her, Ibid., elsewhere in his testimony he says she was
“criticizing me every day.” (Tr. 332.) This criticism included
correcting his performance and telling him to return to the area
where his work duties were. He also confirmed that he balked
at direction from Felton, testifying that in one instance he told
her “[a]t the end of the day I am a man, and you are a woman
and you should not be in my face.” (Tr. 306.) I find that, after
Felton’s last exchange with Brown, she talked to Parker about
what had transpired. (Tr. 75–76.) Parker informed Thordsen,
who inspected the areas that Brown was responsible for and
found that he had not cleaned them. (Tr. 161.) Brown’s uncon-
tradicted testimony was that he worked at the facility on Satur-
day August 22 and Sunday 23, although Felton did not work
over those weekend days. (Tr. 312, 314.) He was terminated
the next weekday—Monday, August 24.
Parker and Thordsen made the decision to terminate Brown
(Tr. 162), and Thordsen prepared the termination report. (GC
18 Tr. 69–70 (Counsel for the General Counsel asks Felton if she had
the issues with Brown’s performance on Friday, August 21, and Felton
answers, “I don’t know what day it was. ”); Tr. 71 (Counsel for the
General Counsel posits “On Monday August 24th, Brown did not clean
the rooms he was assigned to clean that day,” and Felton responds,
“Man. If that is the day I had came to him about his room.”); Tr. 72
(Counsel for the General Counsel asks “[H]is last day of work. The
day that he was terminated; did you confront him at work that day?
And Felton responds, “I don’t about his last day.”).
19 If witness uncertainty or confusion about exact dates completely
undermined their testimony, it would also undermine Brown’s inas-
much as he attempted to bolster his testimony about the length of his
relatively brief tenure with the Respondent by testifying that he started
at the facility in March 2020, but the documentary evidence shows that
he was not even interviewed for the job until April 23, 2020. Tr. 329;
GC Exh. 20. Likewise, in one instance the Respondent’s counsel asked
when an event that Brown relied upon happened and Brown responded,
“I can’t give you the exact date when it happened.” Tr. 329. When
counsel followed up by asking “Can you give me an approximate?” –
Brown still demurred, stating “I’m really not sure . . . .” Ibid.
THE RIVERVIEW NURSING FACILITY
7
Exh. 4, Tr. 104.) The report sets forth a termination date of
Monday, August 24, and states that the report was completed
on August 24. On the report form, Thordsen stated that the
basis for the decision was “improper conduct,” and explained
that Brown’s “assigned area was not cleaned” and that he “was
not in assigned areas completing work.” In addition, Thordsen
wrote that “[w]hen supervisor addressed [Brown],” he “became
verbally aggressive toward supervisor and used foul language.”
The termination decision was communicated to Brown by Fel-
ton during a phone call on August 24. (Tr. 318–319.)
C. Discharges of Edwards, Reese, Taylor, and Wilson
On August 27, four of the facility’s employees – Edwards,
Reese, Taylor and Wilson – were on break, and out of the facil-
ity, at the same time. These employees were all assigned to the
facility’s fourth floor. This left the floor understaffed, with
only one aide present. The Respondent terminated all four of
these employees—three of whom are alleged discriminatees in
this case, and one who is not—citing deficiencies relating to
that break.
The separation reports for Taylor and Edwards were signed
by Thordsen and dated August 28. The separation report for
Taylor explained the basis for the decision as follows: “Em-
ployee left facility without clocking out during res[ident] lunch
time, leaving residents unattended and without assistance and to
receive their noon meds if needed. Also did not clock out when
leaving which is a violation of policy.” (GC Exh. 7.)20 Taylor
asked the Respondent for the paperwork regarding her separa-
tion, but the Respondent declined to provide the paperwork.
(Tr. 365–366.) The separation report for Edwards states: “On
8/27/20 employee left during res[ident] lunch time without
clocking out or notifying supervisor. This left residents unat-
tended and without assistance needed at meal time placing their
safety at risk.” (GC Exh. 9.) The record does not contain a
20 The record shows that at the St. Louis facility the Respondent does
not, in fact, require employees to clock out before leaving the facility
for lunch breaks. Tr. 118, 203–204, 258, 297, 384. see also Tr. 203 (the
Respondent’s system automatically deducts for the employee’s 30-
minute lunch break from his or her hours without the employee clock-
ing out). Thordsen asserted, contrary to the weight of the evidence, that
employees had to clock out if they left the facility for their lunch break,
Tr. 107, but even she conceded the Respondent had not disciplined
anyone else for doing so during the period from March 1 to October 1,
2020. Tr. 118. Moreover, neither Thordsen nor the Respondent ex-
plained how the Respondent would handle the fact that employees
already had 30 minutes automatically deducted from their hours for
lunch breaks, if those employees also clocked out for another 30
minutes for lunch. The Respondent does have a written rule that pro-
hibits employees from “leaving the premises during break time,” R.
Exh. C, Rule A37, but that rule was not enforced by the Respondent.
Tr. 68–69, 118, 205. Based on my review of the record, I find employ-
ees were permitted to leave the facility during their lunch break, and
did not have to clock out to do so. They were, however, required to
obtain their supervisors’ approval and alert their coworkers to ensure
that residents would not be left without adequate care. Tr. 348, 376–
377, 383–384.
separation report for Reese, who is not an alleged discriminatee
in this case, or for Wilson, who the Respondent maintains re-
signed voluntarily, but who the record shows the Respondent
terminated.21
Approximately 30 to 32 residents live on the fourth floor of
the facility. Full staffing for a shift on that floor is 5 individu-
als. (Tr. 349–350, 400.)22 Those staffers include CNAs as well
21 The Respondent contends that Wilson was not suspended and ter-
minated, but rather resigned on August 27 after being confronted about
leaving the facility for her break. Brief of Respondent at Page 40. That
contention is supported by Thordsen’s testimony that she overheard
Wilson telling Parker that she quit. Tr. 114–115. Wilson, on the other
hand, testified that she never told the Respondent that she was quitting.
Tr. 408-409. I credit the testimony of Wilson over the contrary testi-
mony of Thordsen in this regard. Wilson gave uncontradicted testimony
that, when she returned from her break, Waltman told her, in a raised
voice, that “the owners were riding his ass” and then directed her to
“clock the f-k out.” Tr. 392–393, 405–406. Wilson told Parker what
had transpired with Waltman and Wilson testified that Parker said that
the Respondent would investigate and let Wilson know what happened
next. Tr. 408–409. Wilson gave clear, detailed and, I find, credible
testimony that she never told Parker she was quitting. Ibid. In addition
to relying on Wilson’s credible testimony on that score, I also rely on
the testimony of Parker that Thordsen and Stevens made the decision to
terminate Wilson. Tr. 210. If Wilson had quit, as Thordsen claims,
then it should not have been necessary for Thordsen and Stevens to
make a decision to terminate her. Indeed, it is undisputed that when
Stevens found out that the employees had been out of the facility at the
same time, she recommended that all four of them (including Wilson)
be terminated. Tr. 424–425. Also although Parker summarily stated
that Wilson resigned during their conversation, Tr. 211, when she was
questioned about what exactly Wilson said, Parker reported that Wilson
told her she was upset by the interaction with Waltman and would not
“deal with it anymore,” Tr. 213, not that she said she was resigning.
Finally, Wilson’s actions during the days immediately after August 27
are consistent with her testimony that she had not resigned. On August
28, the day after she supposedly resigned, Wilson called the Respond-
ent multiple times and asked about her work schedule for the weekend.
Tr. 410–411. When the staffing coordinator responded that Wilson had
quit, Wilson immediately informed her that was false. Ibid. The fol-
lowing Monday, Wilson went to the facility and tried unsuccessfully to
talk to Parker about her schedule Tr. 412. These actions by Wilson are
not what one would expect from an employee who had voluntarily
ended her employment. For these reasons, I find that, as Wilson testi-
fied, she left the facility on August 27 because her supervisor,
Waltman, had directed her to clock out, and that she did not work after
that because the Respondent would not permit her to do so. I conclude
that Wilson was suspended on August 27 when Waltman told her to
clock out, and was effectively discharged on August 28 when the em-
ployer responded to Wilson’s query about her work schedule by taking
the position that Wilson’s employment had ended.
22 I do not credit Stevens’ testimony that each of the four aides was
assigned to take care of 10 to 12 residents, Tr. 429–430, which is in-
consistent with the uncontradicted evidence that there were five aides
attending to 30 to 32 residents—or about one aide for every 6 to 7
residents. I note that Stevens was not a full-time manager at the facili-
ty, but rather a consultant, and that the Respondent was just one of
approximately 200 facilities to which she was providing services. Tr.
415. Thus, it would be unlikely that Stevens would have a precise
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
as a CMT – the latter of whom is authorized to dispense medi-
cation to residents in addition to performing CNA tasks. The
staff also includes a charge nurse, who acts as a supervisor on
the shift, and often has obligations on multiple floors at the
same time.23 During August 2020, the residents on the facili-
ty’s fourth floor generally received their lunches starting
somewhere between 12:15 p.m. and 1:15 p.m. (Tr. 352, 374–
375.) Under typical conditions, the residents were served their
lunch together in a dining room. However, during the time
relevant to this case, the COVID pandemic necessitated that the
residents remain in their own rooms for lunch, and that they be
served one or two at a time. Resident lunch time is a particular-
ly labor intensive time for floor staff because of the level of
assistance some residents require, the necessity of monitoring
residents for choking, and the fact that some residents must take
medication with their food. (Tr. 166–167.)
During the shift in question, charge nurse Joe Waltman, who
was not called to testify, was the supervisor for both the fourth
floor and the second floor staff. The staff members assigned to
the fourth floor were Edwards, Shontrell Reese, Taylor,24 Car-
olyn Welch, and Wilson. Close in time to when the fourth floor
residents were due to receive their lunches, Edwards, Reese,
Taylor and Wilson were simultaneously out of the building on
breaks. This left Welch as the only aide remaining to attend to
the needs of the 30 to 32 residents on the fourth floor.
As discussed below, there was contradictory testimony re-
garding whether the four employees left the facility at the same
time and how long they were out of the building. On behalf of
the Respondent, Thordsen testified that she was standing out-
side the facility with the Respondent’s owner (Adele Daake) at
approximately 11:30 a.m. when she saw Edwards, Taylor,
Reese and Wilson all leave the facility together. (Tr. 165–
recollection regarding the staffing on various floors of the Respondent.
Moreover, based on Stevens’ demeanor, testimony, and the record as a
whole, I find that she was a biased witness who was inclined to exag-
gerate her knowledge of the events at issue and who strained to provide
testimony supportive of the Respondent. For example, Stevens insisted
that she “knew” that none of the four aides notified their supervisor
before leaving the facility, even though she was not even at the facility
at the time in question. Tr. 431–433. Indeed, she continued to insist
that she “knew” that they had left without notifying their supervisor,
even after counsel for the Respondent allowed that her testimony was
hearsay and only presented to show course of conduct. Ibid. See also
Tr. 431–435 (Stevens states that she recommended termination because
the employees had walked off without informing their supervisor, but
then says she would have made the same recommendation even if an
employee had, in fact, informed the supervisor).
23 The parties agree that Waltman, the charge nurse responsible for
the floor at the time in question, was a supervisor within the meaning of
Section 2(11) of the Act. See GC Exh. 1(U) at Par. 3 and GC Exh.
1(Y) at Par. 3.
24 Taylor had previously been the Respondent’s staffing coordinator,
with responsibilities for staffing the entire operation. However, in the
summer of 2020, the Respondent removed her from that position and as
of August 27 Taylor was employed as a part-time CMT.
166.)25 She stated that it was unusual to see four employees
leave at the same time, but that she did not immediately know
that this created a staffing problem because she was unaware
that all four were assigned to the same floor. (Tr. 167–168.)
Thordsen stated that before leaving the facility on their break,
staff members had to obtain the permission of the charge
nurse/supervisor so that the Respondent could ensure that there
was enough staff to care for the residents and respond to any
emergency. Ibid. Edwards confirmed that if she wanted to take
a break, but could not find the charge nurse/supervisor, she
would have to wait to take her break. (Tr. 383.) Thordsen testi-
fied that, after seeing the four employees leave, she entered the
building and told Parker what she had seen. Thordsen and
Parker made inquiries and determined that Edwards, Reese,
Taylor, and Wilson were all assigned to the same floor. Thord-
sen and Parker discussed whether the four employees had
“abandoned their job[s],” as many had done during the pan-
demic.26 (Tr. 167–168.) Thordsen testified that, on August 27,
Waltman told her that none of the four employees had informed
him they were leaving the facility, except for Taylor, who he
had given permission to do so. (Tr. 195–196.) Thordsen testi-
fied that from inside her office she saw the four employees re-
enter the facility at 1:30 p.m. (Tr. 175, 194–195.) Given her
testimony that she saw them leave at about 11:30 a.m., this
would, if credited, mean that the four were gone for approxi-
mately 2 hours.
Thordsen testified that she called Stevens and told her that
Edwards, Reese, Taylor, and Wilson had left the facility for
breaks at the same time. (Tr. 174, 426–427.) This was prior to
when the employees returned. Stevens called the director of
nursing, who Stevens testified, told her that he did not know
where the four had gone. (Tr. 427.) Stevens said that during
this call, she also overheard a charge nurse tell the director of
nursing that he did not know where the four had gone. Ibid.
Stevens recommended that all four of the staff members who
had gone on break be terminated. (Tr. 424–425.) She testified
that her recommendation was based on the information provid-
ed to her that four employees had “walked out on us without
letting either of their supervisors know where they were going,”
(Tr. 431), but she also testified it would not have changed her
advice to find out that one of those employees had told the
charge nurse she was leaving (Tr. 434–435.) Stevens further
stated that her termination recommendation was not based on
the fact that the employees had not “clocked out.” (Tr. 437.)
The decision to terminate the four employees was made by
25 There was witness testimony about rumors that Daake had gotten
into her car and followed the staff members when they left the facility.
However, there was no credible, non hearsay, evidence to that effect.
See Tr. 209, 218 (Parker was aware of rumors that Daake had followed
the four staffers who were terminated, but she did not see Daake follow
them.); Tr. 391 (Wilson testifies that another employee called to tell her
that the owner was following her); and Tr. 110–111 (Thordsen was
standing with Daake, and saw Taylor leave the facility, but states that
she had no knowledge of Daake following Taylor.).
26 See footnote 5, supra, and accompanying text.
THE RIVERVIEW NURSING FACILITY
9
Stevens, Thordsen and Parker. (Tr. 111–114 and 437.)27
The testimonies of Edwards, Taylor, and Wilson contradict-
ed that of Thordsen in a number of respects. Their testimonies
indicated that only Edwards and Taylor left the facility’s
grounds together, and that all were gone for a much shorter
period of time than the 2 hours Thordsen claimed. Specifically,
Taylor testified that she obtained Waltman’s approval to leave
for her lunch break, then exited the building at about 11:50
a.m., and met Edwards in the parking lot. (Tr. 356, 363, 370,
374.) Taylor was aware that Reese had previously left for her
own lunch break at about 11 a.m. (Tr. 355, 370), and Taylor
told Welch that Reese would be returning to the floor soon and
that Wilson was on the floor. (Tr. 357, 370.)28 Taylor conced-
ed that she was aware that when Edwards and herself left the
facility for their break it meant that the fourth floor would be
left with inadequate staffing. (Tr. 371.) Taylor stated that staff
members were not responsible for coordinating their lunch
breaks to make sure the work was covered, but did have to “let
the other staff on the floor know” when they were leaving. (Tr.
376–377.) Edwards’ testimony, however, indicated that she
understood herself to have at least some responsibility for coor-
dinating with other staff members before taking her break. Spe-
cifically, Edwards testified that when she wanted to take a
break the procedure was: I “let my fellow employees know.
First my nurse and to make sure that the floor was covered
before I left.” (Tr. 383.) I find that employees were expected to
discuss their break with coworkers before leaving in order to
ensure adequate staffing.
Wilson testified that she left on her lunch break to perform
an errand. She looked for Waltman, but could not find him and
left anyway. (Tr. 404.) Wilson stated that she returned to the
floor after about 15 minutes, and that when she was on her way
back to the facility she encountered Edwards, who gave her a
car ride the rest of the way. (Tr. 405.)
Taylor testified that when she exited the building she ex-
changed greetings with Thordsen, who was standing outside
with a woman who Taylor did not recognize. Then Taylor met
Edwards in the parking area and the two left the grounds in
Edwards’ car. (Tr. 358–359.) Taylor testified that Edwards and
herself had been away from the facility for about 10 minutes
when she received an alarmed call from Waltman who asked
27 There are some suggestions in the record that the Respondent’s
owner, Daake, was involved in the termination decisions. When Ed-
wards returned from the break, Waltman stated “I just wanted to inform
you all that the owner is talking about firing every last one [that] left
the facility.” Tr. 392–393. Edwards testified that when she asked Par-
ker how she could be terminated for failing to clock out when she had
never been entered into the time clock system, Parker told her it was the
owner’s decision. Tr. 394. Daake was not called to testify in this case.
28 I do not credit Taylor’s testimony that she did not know that
Welch was not present on the floor when Edwards and herself went on
break. Tr. 371. That testimony is contradicted by Taylor’s own, more
detailed testimony, that when she left for the break she told Welch that
Reese “should be returning”—meaning that she knew Reese was not
then present. Tr. 357.
why Welch was the only staff member available to attend to
residents on the fourth floor. (Tr. 359.) Taylor told Waltman
that she would return, and then she and Edwards went directly
back to the facility, Ibid., stopping only to pick up Wilson, who
they encountered along the way (Tr. 360–361.) Taylor testified
that she and Edwards had been away for less than 20 minutes
when, at between 12 noon and 12:30 p.m., they re-entered the
facility and went to the fourth floor. (Tr. 361–362.) According
to Edwards the entire time away from the facility was only 15
minutes. (Tr. 391.) Taylor and Wilson stated that, when they
returned to the floor, the lunch they were to serve to the resi-
dents had not been delivered yet (Tr. 362, 405), but Edwards
stated that, to the contrary, “[w]e immediately started passing
lunch trays because lunch had came up on the floor,” (Tr. 391–
392.) When Taylor returned with Edwards and Wilson, Reese
was already back on the floor.
After assisting the residents with their lunches, Taylor, Ed-
wards, and Welch had a conversation with Waltman. (Tr. 367–
368.) According to Taylor, this conversation probably occurred
at about 12:45 p.m. (Tr. 362.) Waltman stated that he knew
Taylor was going to lunch. (Tr. 363.) Shortly thereafter
Waltman stated that he did not know the others were also going
on break, and that was why he could not cover the floor. (Tr.
363–364.) Edwards explained to Waltman that she had been
helping Taylor by driving her during the break (Tr. 368), but
there was no evidence that Edwards claimed to Waltman that
she had notified him before leaving the facility or that she had
in fact done so. During a separate conversation, Waltman told
Wilson that the owners were “riding his ass” and she was to
“clock the f-k out.” (Tr. 405–406.) Wilson discussed the ex-
change with Waltman to Parker, then left the facility.
Based on my review of the record, I conclude that while Ed-
wards, Reese, Taylor, and Wilson were absent from the facility
during an overlapping period of time, they did not, as Thordsen
claimed, all walk out of the building together. Because of this,
and based on the record as a whole, I find that that the evidence
does not show that either Wilson or Reese knew that their break
would overlap with that of any of the other aides on the floor.
Thordsen’s testimony that they all left together (and thus would
know that Welch would be the only aide left on the floor) was
not corroborated by anyone else, including the Respondent’s
owner, who Thordsen says was with her when the four exited
and who the Respondent chose not to call as a witness. Thord-
sen’s testimony that the four left together was contrary to the
testimonies of Taylor and Edwards, who reported that the two
met in the parking lot, not that they exited the building together.
Wilson testified that after talking with Welch she left the build-
ing, not that she joined up with Taylor or Edwards before leav-
ing.
Neither Edwards nor Wilson contradicted their supervisor
Waltman’s report to the Respondent that they had left the facili-
ty without notifying him. Leaving the facility on break without
notifying the supervisor was a violation of the procedure at the
facility. (Tr. 165, 348, 376–377, 383.) In addition, although
Taylor talked to Waltman about her break before leaving, I find
that she knew that both Reese and Edwards would also be on
break – something she does not claim she alerted Waltman to,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
and something that she knew would mean the floor would be
left understaffed close in time to, if not during, the labor-
intensive resident lunch period.
Lastly, the record does not provide a sufficient basis for
making a finding about how long each of the four employees
was outside the facility during their breaks on August 27, and
in particular about whether Edwards, Taylor and Wilson were
each gone for 15 to 20 minutes as they testified, or rather were
gone for about 2 hours, as Thordsen testified. I found Thord-
sen’s testimony in this regard unreliable both because it was
based on her inaccurate report that the four aides all left the
building at the same time. On the other hand, the aides’ own
estimates appear improbably short given that during a purport-
ed break of only 15 to 20 minutes they would have had to leave
the floor, leave the building, leave the grounds of the facility,
attend to an errand (in Wilson’s case an errand that involved
walking to two locations), and return to the facility’s parking
lot, then to the building, and then to the floor. The truth about
the amount of time these individuals were out of the building
might lie somewhere in between the two sides’ claims, but I do
not find a basis in the record for me to arrive at an estimate of
the actual duration.
DISCUSSION
The allegations that the Respondent discriminated in viola-
tion of Section 8(a)(3) and (1) of the Act are properly analyzed
using the framework set forth in Wright Line, 251 NLRB 1083
(1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied, 455
U.S. 989 (1982), approved in NLRB v. Transportation Man-
agement Corp., 462 U.S. 393 (1983).29 That analytical frame-
work is appropriate where, as here, motive is at issue. Under
the Wright Line decision, the General Counsel bears the initial
burden of showing that the Respondent's decision to take ad-
verse action against an employee was motivated, at least in
part, by employees’ protected activities. 251 NLRB 1083
(1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied, 455
U.S. 989 (1982), approved in NLRB v. Transportation Man-
agement Corp., 462 U.S. 393 (1983) (Sec. 8(a)(3) and (1)); see
also General Motors LLC, 369 NLRB No. 127, slip op. at 10
(2020); American Red Cross Missouri-Illinois Blood Services
Region, 347 NLRB 347, 349 (2006) (“The Board applies the
Wright Line framework to alleged violations of Section 8(a)(1)
that turn on employer motivation.”). The General Counsel can
meet its initial Wright Line burden by showing that: (1) the
employee engaged in union or other protected activity, (2) the
employer knew of such activities, and (3) the employer har-
bored animosity towards the union or other protected activity,
and there was a causal connection between the discipline and
the protected activity. General Motors LLC, supra, slip op. at 2
and 10 (2020); Camaco Lorain Mfg. Plant, 356 NLRB 1182,
1184–1185 (2011); ADB Utility Contractors, 353 NLRB 166,
166–167 (2008), enf. denied on other grounds, 383 Fed. Appx.
29 The parties agree that this is the appropriate analytical framework.
See Brief of the GC at p. 13; Brief of the Respondent at p. 14.
594 (8th Cir. 2010); Intermet Stevensville, 350 NLRB 1270,
1274–1275 (2007); Senior Citizens Coordinating Council, 330
NLRB 1100, 1105 (2000). If the General Counsel establishes
discriminatory motive, the burden shifts to the employer to
demonstrate that it would have taken the same action even in
the absence of the protected activity. General Motors, supra;
Camaco Lorain, supra; ADB Utility, supra; Intermet Stevens-
ville, supra; Senior Citizens, supra.
The General Counsel has met the first element of its initial
burden, showing that each of the five alleged discriminatees
engaged in one or more of the following types of protected
union activity: signing union cards, soliciting others to sign
union cards, attending one or more union meetings, and/or
helping to organize union meetings. For the reasons discussed
below, however, I find that the General Counsel has not shown
either of the other two elements of its initial burden—i.e., that
the Respondent had knowledge of the employees’ union activi-
ties or that the Respondent would have borne animosity to-
wards those activities had it know about them.
Regarding knowledge, Thordsen, Parker, and Stevens were
the three officials responsible for making the decisions alleged
to be discriminatory. Thordsen and Steven both testified that
they had no knowledge of the union activities until August 29
when they received the representation petition—after the disci-
plinary actions were taken. Even Parker, who was the General
Counsel’s own witness, did not claim that she, or the other
decisionmakers, knew that any of the five employees had en-
gaged in union activity at the time of the disciplinary actions.30
I find Thordsen’s and Stevens’ testimonies that they did not
have knowledge of the alleged discriminatees’ protected union
activities to be credible, and not particularly surprising, given
that Harris—the employee-leader of the union effort—testified
that she actively kept the organizing a secret from management.
She testified that she did not distribute union literature or leave
union cards out at the facility or discuss the union with manag-
ers or supervisors. Furthermore, she testified that all the em-
ployees who she approached about unionizing knew the infor-
mation was “for them and not management.” None of the al-
leged discriminatees claimed that they, or anyone else, dis-
played union paraphernalia. Indeed, there is no credible record
evidence that any supervisor or manager witnessed the alleged
discriminatees engaging in union activities or was ever told
about such activities by the alleged discriminatees. Nor is there
evidence that a supervisor or manager said anything indicating
knowledge that Harris, Brown, Edwards, Taylor or Wilson
supported a union.31
30 Parker did testify to “speculation” that the Union might try to or-
ganize employees, but she did not state that any of the five discharged
employees were named in that speculation or that an unionizing effort
was actually thought to be underway.
31 Brown stated that Prater asked questions indicating a belief that
Brown would know about the union meeting and about how to obtain a
union card. Prater, however, was a housekeeping coworker—not an
alleged statutory supervisor or agent of the Respondent. The record
THE RIVERVIEW NURSING FACILITY
11
Not only does the record fail to provide direct evidence es-
tablishing that the Respondent was aware of the alleged dis-
criminatees’ protected activities, but it also fails to provide any
direct evidence that the Respondent would have harbored ani-
mosity towards such activities had it known about them. To the
contrary, the General Counsel does not assert, much less show,
that the Respondent ever campaigned against unionization,
made any statements opposing unionization or disparaging
unions, interrogated employees about or surveilled union activi-
ties, or made threats related in any way to union activity.
The General Counsel contends that the evidence regarding
the timing of the disciplinary actions and discrepancies regard-
ing those disciplinary actions are sufficiently glaring to estab-
lish two of the three elements of its initial showing—both that
the Respondent had knowledge of, and animosity towards, the
alleged discriminatees’ union activity—even in the absence of
any direct evidence of either. Brief of General Counsel at Page
13. In support of this contention, the Respondent cites prior
decisions in which the Board found either knowledge or animus
based on circumstantial evidence such as timing and discipli-
nary discrepancies, but none in which it found both of those
elements based on the same evidence of timing and discrepan-
cies. Specifically, the General Counsel cites: BS&B Safety
Systems, LLC, 370 NLRB No. 90, slip op. at 1–2 (2021) (Board
finds timing and discrepancies in the disciplinary process were
sufficient to establish animosity towards the union activities,
but only after discussing direct evidence showing that the em-
ployer had knowledge of those activities); Montgomery Ward
& Co., 316 NLRB 1248, 1253–1254 (1995) (Board finds em-
ployer knowledge of union activities based on employer’s use
of employee surveillance system, timing, and discrepancies, but
finds “strong antiunion animus at its highest corporate levels”
based on direct evidence of statements by managers), enfd. 97
F.3d 1448 (4th Cir. 1996); Matthews Industries, 312 NLRB 75,
76 and 77 n.13 (1993) (Boards finds that employer’s apparent
surveillance, the overt nature of the employee’s displays of
union support, and the timing of the decision are sufficient to
establish that the employer had knowledge of union activities,
but finds animus based on direct evidence that company presi-
dent solicited union revocation and threatened plant closure);
see also Sunbelt Produce, 362 NLRB 997, 998 (2015) (Board
infers knowledge of the employee’s union activity based on
timing, where there was evidence that employer had interrogat-
ed employees about union, and there was direct evidence of
employer’s antiunion animus.).
The Board recently expressed hesitancy to infer knowledge
of union activity based on timing evidence. See Amerinox Pro-
cessing, 371 NLRB No. 105, slip op. at p. 1 fn. 4 (2022), citing
Register Guard, 344 NLRB 1142,1145 (2004) (declining to
find employer knowledge based solely on timing). In cases in
provides no credible evidence that the Respondent interrogated Prater,
or anyone else, about employees’ union activities, or that Prater con-
veyed to the Respondent any information he might have had about
union activities.
which the General Counsel established knowledge based on
“circumstantial” evidence, the decision often notes that the
finding regarding knowledge was warranted based, in part, on
the General Counsel’s success in presenting direct evidence
establishing antiunion animus. See, e.g., Lucky Cab Co., 360
NLRB 271, 275 (2014) (citing Kajima Engineering & Con-
struction, 331 NLRB 1604 (2000)), enfd. 818 Fed. Appx. 638
(9th Cir. 2020), and North Atlantic Medical Services, 329
NLRB 85, 85 (1999), enfd. 237 F.3d 62 (1st Cir. 2001); cf.
Putnam Tool Company, 127 NLRB 1111, 1122 (1960) (Noting
“hesitat[ion] to make a finding exclusively on circumstantial
evidence” and relying on direct evidence of antiunion animus,
even where the circumstantial evidence is “quite conclusive as
to both the [employer’s] animus as well as its knowledge.”).
Furthermore, as noted above, in the cases cited by the General
Counsel where employer knowledge was found based on cir-
cumstantial evidence, that evidence was not confined to timing
and discrepancies, but also included direct evidence of surveil-
lance or interrogations and/or direct evidence of antiunion ani-
mus. Clearly, evidence that an employer has engaged in surveil-
lance or interrogations of employees increases the likelihood
that an employer would acquire knowledge of employees’ un-
ion activities.
I do not mean to suggest that the above caselaw forecloses
the possibility that evidence of timing and disciplinary discrep-
ancies could, on some record, establish both knowledge and
animus. However, the General Counsel by relying on the same
evidence of timing and discrepancies to establish two out of the
three elements of its initial burden is asking that evidence to do
some very heavy lifting. See, e.g., Queen of the Valley Medical
Center, 368 NLRB No. 116, slip op. at 2–3 (2019) (Board re-
verses the finding of discrimination where General Counsel
relied on circumstantial evidence to establish both knowledge
and animus). For the reasons discussed below, the evidence of
timing and discrepancies provided by the record here is not
particularly strong, and is far too weak to carry the General
Counsel’s initial burden of showing that the challenged disci-
plinary actions were motivated by employees’ protected union
activities.
Regarding evidence of suspicious timing, I am mindful that
when disciplinary action follows close in time to the employ-
ee’s union activity, it can be significant evidence of unlawful
discrimination.32 In the instant case, the evidence of timing
32 Timing is most often seen as persuasive evidence in the context of
a finding of animus, rather than knowledge, and frequently only after
knowledge has already been established through other, usually direct,
evidence. See, e.g., Novato Healthcare Center, 365 NLRB No. 137,
slip op. at 16 (2017), enfd. 916 F.3d 1095 (D.C,. Cir. 2019); North
Memorial Health Care, 364 NLRB 770, 800 (2016); Camaco, 356
NLRB at 1185; LB&B Associates, Inc., 346 NLRB 1025, 1026 (2005),
enfd. 232 Fed. Appx. 270 (4th Cir. 2007); Desert Toyota, 346 NLRB
118, 120 (2005), petition for review denied 265 Fed. Appx. 547 (9th
Cir. 2008); Gaetano & Associates, 344 NLRB 531, 532 (2005), enfd.
183 Fed. App. 17 (2d Cir. 2006); Davey Roofing, Inc., 341 NLRB 222,
223 (2004); Detroit Paneling Systems, 330 NLRB 1170 (2000), enfd.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
appears, at first blush, rather strong. The Respondent dis-
charged five union supporters over the course of the 7 days
after the August 21 meeting at which Jones told employees that
the Union had enough signed cards—from at least 18 employ-
ees—to petition for a representation election.33 However, the
harder one looks, the less compelling the timing evidence be-
comes. Initially I note that the degree of suspicion aroused by
the fact that five terminations occurred over a short period of
time is diminished significantly when one considers that turno-
ver at the facility was extraordinarily high. As noted earlier,
during the 2-month period in which the challenged terminations
occurred, 43 employees left the Respondent—out of a work-
force of only about 75 employees. At a facility where, as here,
employees were losing or abandoning their jobs on almost a
daily basis the fact that the five terminations at-issue in this
case took place during a 7-day period is less suspicious than it
might otherwise be.
In addition, the significance of evidence that a disciplinary
action followed shortly after union activity is greatly dimin-
ished where, as here, the disciplinary action occurred close in
time not only to the union activity, but to employee misconduct
justifying the discipline. See, e.g., Rockwell Mining, 367
NLRB No. 39, slip op. at 10 and fn. 18 (2018) (timing not
suspicious where truck driver was discharged only a few days
after union activity, but in the interim was at fault for a cata-
strophic accident and federal safety violation), Lou’s Transport,
Inc., 361 NLRB 1446, 1458 (2014) (timing of employee’s dis-
charge is not suspicious even though it occurred on the same
day as protected activity, where it also occurred on the same
day that the employer discovered that the employee had re-
sponded to an instruction to perform work by saying “f—k
you”). The challenged discharges in this case occurred close in
time not only to their union activity, but also close in time to
the employer’s discovery of conduct that plausibly explains
those discharges. This is not a case in which, after union activi-
ty, the Respondent resurrected employee lapses from months
earlier. Harris was discharged on August 23 based on her con-
duct 2 days earlier on August 21. Brown was discharged on
August 24 after misconduct during a shift 3 days earlier on
August 21. Edwards, Taylor, and Wilson were discharged on
or about August 28 for conduct during their shift on August
27.34 Moreover, the General Counsel’s argument that the ter-
minations were suspiciously close in time to union activity is
sub nom. Carolina Holdings, Inc. v. NLRB, 5 Fed. Appx. 236 (4th Cir.
2001); Bethlehem Temple Learning Center, 330 NLRB 1177, 1178 and
1185 (2000); American Wire Products, 313 NLRB 989, 994 (1994).
33 The petition states that the proposed unit had 60 employees. At
least 30 percent of those—18 employees—would have to have signed
cards for the representation petition to go forward. See NLRB
Casehandling Manual (Part Two) Representation Proceedings Section
11023.1.
34 As discussed in the statement of facts, I find that the Respondent
discharged Wilson on August 28, and reject the Respondent’s conten-
tion that Wilson voluntarily resigned her employment when confronted
about her conduct.
based on it selectively focusing on the union activity represent-
ed by the August 21 meeting. The record shows that employ-
ees’ union activity had been ongoing at the Respondent since
July.
For the reasons discussed above, I find that the evidence re-
lating to the timing of the discharges is weak. The evidence of
discrepancies in the discipline is also unimpressive. It is true
that, as touched upon in the above findings of fact, the Re-
spondent’s officials made some incorrect statements about the
disciplinary actions. For example, Felton testified (somewhat
uncertainly) that Brown’s final misconduct occurred on August
24, whereas I find that the misconduct itself most likely oc-
curred on August 21, and that August 24 was the date when the
Respondent terminated Brown and completed the attendant
paperwork. As discussed in the statement of facts, I do not find
a sufficient basis on the record for finding that this discrepancy
about dates is something more than an innocent mistake. Simi-
larly, Thordsen stated that she told Harris she was terminated
during a phone call on August 21, whereas I find that the evi-
dence supports finding that the phone call took place on August
23. This discrepancy is also minor under the circumstances
present here. The bottom line is that Harris was caught resting
and/or sleeping under a blanket for over 5 hours during an 8
hour shift. The Respondent’s personnel rules and regulations
provide that “sitting idle” with “head down” “or in any other
way giving the appearance of being asleep or resting” “war-
rant[s] immediate suspension, and/or discharge.” Every other
employee who the record shows was disciplined for violating
the same rule was, like Harris, terminated. Johnson, who was
caught sleeping during the same shift as Harris, was confronted
about her misconduct, and resigned before any discipline was
imposed.35 Even Harris’ supervisor was terminated for not
preventing Harris and Johnson from sleeping or resting when
they should have been serving residents. There is no meaning-
ful evidence of disparate enforcement or any other discrepancy
that suggests that the decision to discharge Harris was the result
of either knowledge of her union activity or animus towards it.
Even the General Counsel’s own witness, Parker, testified that
she agreed with the discharge decision and opined “who can
work and sleep at the same time, and get paid for it.” (Tr. 216.)
The other three alleged discriminates—aides Edwards, Tay-
lor and Wilson—were discharged, along with Reese, after an
episode on August 27 when they were out on break at the same
time. This left only one aide to staff the entire fourth floor—a
35 I am aware that the separation report for Harris, in addition to dis-
cussing that she rested under a blanket for 5 hours, noted that she had
failed to wear a mask as required. The evidence shows that the Re-
spondent’s policy was that employees were to wear masks when inter-
acting with residents, but that the Respondent did not discipline em-
ployees on that basis alone. This is not evidence of disparate discipline
because the Respondent did not discharge Harris for the mask violation
alone. The Respondent’s rules provide that resting during a shift, as
Harris did, was an immediately terminable offense, regardless of
whether Harris engaged in additional misconduct that would not on its
own justify disciplinary action.
THE RIVERVIEW NURSING FACILITY
13
circumstance of severe understaffing, especially extreme occur-
ring as it did close in time to, if not (as Edwards testimony
indicated) concurrent with, the labor-intensive resident
mealtime. The Respondent’s employees are required to notify
their supervisors before leaving the facility on break, and gen-
erally discuss the timing of their break with coworkers in order
to ensure adequate staffing. In this case, the supervising charge
nurse, Waltman, informed the Respondent that the fourth floor
was left understaffed because three aides had exited without
informing him. Moreover, in the case of Taylor—who unlike
the others did notify Waltman—the evidence shows that she
knew she was leaving the floor understaffed because she was
aware that Edwards and Reese would both be on break as well.
Taylor also knew that, as a CMT, she was the only aide as-
signed to the floor who could administer the medications that
some residents needed to take with their meals.
In reaching the conclusion that the discrepancies demonstrat-
ed by the record are not compelling evidence of knowledge or
animus with respect to the August 28 discharges, I also consid-
ered the fact that the separation reports for Edwards and Taylor
criticize their failure to “clock out.” As discussed earlier, the
record shows that, at least at the Riverview facility,36 the Re-
spondent did not, in fact, require employees to clock out when
leaving the building for their lunch break. However, both of
those separation reports also explain the termination decision
by criticizing Edwards and Taylor for “leaving residents unat-
tended and without assistance.” Moreover, the reports note that
Edwards did this without notifying her supervisor (a criticism
that was not contradicted by Edwards or anyone else), and that
Taylor had left the residents without assistance to receive their
medications. I find that the discrepancies presented by the
record do not go to the heart of the basis for the terminations
arising from the August 27 incident—that the terminated aides
engaged in conduct that compromised the care provided to the
Respondent’s residents. The discrepancies in the termination
process regarding them were minor, and certainly not so star-
tling as to raise an inference both that the Respondent must
have known about the three employees’ undisclosed union
activities and acted based on animosity towards those activities.
For the reasons discussed above, the evidence of timing and
disciplinary discrepancies is not sufficient to meet the General
Counsel’s initial burdens of showing both that the Respondent
had knowledge of the employees’ union activity and that the
Respondent bore antiunion animosity that was connected to the
disciplinary actions. The General Counsel’s argument to the
contrary “rests on little more than suspicion, surmise, and con-
jecture,” which is insufficient to meet the General Counsel’s
initial burden. Cardinal Home Products, 338 NLRB 1004,1009
(2003). It is also worth mentioning that the imperfections in
the Respondent’s handling of the disciplinary actions took
place in the context of a crisis created by the COVID pandemic
36 There was no evidence regarding how this matter was handled at
the site of Thordsen’s regular assignment—Parklane Care and Rehabili-
tation.
and at a time of extreme staff turnover that included, in rapid
succession, the resignations of the licensed administrator, the
director of nursing, and the licensed administrator’s replace-
ment. At the time of the terminations, the Respondent was
functioning with an administrator operating under a “temporary
emergency” license and/or an interim administrator who was
also responsible for a second nursing home. Under these cir-
cumstances the imperfections in the Respondent’s administra-
tion of discipline are less telling than they would be in other,
more normal, circumstances.
I find that the General Counsel has failed to meet its initial
Wright Line burden with respect to any of the alleged discrimi-
natees. Therefore, the Complaint allegations that the Respond-
ent violated Section 8(a)(3) and (1) when it terminated Brown,
Harris, Edwards, and Taylor, and suspended and terminated
Wilson, must be dismissed.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Respondent was not shown to have violated Section
8(a)(3) and (1) of the Act.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended Order.37
ORDER
The complaint is dismissed.
Dated, Washington, D.C. September 6, 2022
The Administrative Law Judge’s decision can be found at
www.nlrb.gov/case/14-CA-265341 or by using the QR code
below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Labor Relations Board,
1015 Half Street, S.E., Washington, D.C. 20570, or by calling
(202) 273-1940.
37 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.