372 NLRB No. 74
Stern Produce Company, Inc.
372 NLRB No. 74
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Stern Produce Company and United Food and Com-
mercial Workers, Local 99. Cases 28–CA–
282577 and 28–CA–285540
April 11, 2023
DECISION AND ORDER
BY CHAIRMAN MCFERRAN AND MEMBERS WILCOX
AND PROUTY
On June 22, 2022, Administrative Law Judge Dickie
Montemayor issued the attached decision. The General
Counsel filed exceptions and a supporting brief. The
Respondent filed an answering brief, and the General
Counsel filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions
only to the extent consistent with this Decision and Or-
der.2
I. BACKGROUND
In about 2015, the Union conducted an organizing
campaign among drivers and warehouse employees at
the Respondent’s wholesale distribution and delivery
facility in Phoenix, Arizona. A representation election
was scheduled for late 2015, but was postponed after the
Respondent was alleged to have committed numerous
unfair labor practices. The two employees involved in
the present case—Jose Ruiz and Uvaldo Ponce—
supported the Union’s organizing effort, and Ponce has
been a union committee leader since 2015. Both Ruiz
and Ponce testified at the hearing arising out of the 2015
charges, and the Board issued a decision in 2019 finding
that the Respondent engaged in numerous violations of
Section 8(a)(1) of the Act. As relevant to this case, the
Board found that the Respondent unlawfully interrogated
Ruiz and created the impression that the union activities
1 The General Counsel has excepted to some of the judge’s credibil-
ity findings. The Board’s established policy is not to overrule an ad-
ministrative law judge’s credibility resolutions unless the clear prepon-
derance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 We shall amend the judge’s conclusions of law and provide for a
remedy, Order, and notice consistent with our findings herein and the
Board’s standard remedial language.
of employees, including Ruiz and Ponce, were under
surveillance.3
In 2020, Ruiz and Ponce were the subject of additional
unfair labor practice charges challenging the Respond-
ent’s failure to reinstate them, and others, after they were
laid off early in the COVID-19 pandemic. In January
2021,4 the General Counsel issued a complaint alleging
that the Respondent violated Section 8(a)(1) by selective-
ly recalling laid-off employees in a manner calculated to
dilute the Union’s strength in a Board-conducted election
and violated Section 8(a)(3) and (1) by refusing to recall
Ruiz, Ponce, and several of their coworkers from layoff
to discourage their union membership. The Respondent
subsequently entered into a formal settlement agreement.
In June, pursuant to a Board Order approving the settle-
ment (later enforced by the United States Court of Ap-
peals for the Ninth Circuit), the Respondent reinstated
Ruiz, Ponce, and their coworkers, and provided backpay
to the employees.5
In the months after the Respondent reinstated Ruiz and
Ponce, the Union filed charges asserting new unlawful
treatment of both employees by the Respondent that is
the subject of the present case. Based on these charges,
the complaint in the instant proceeding alleges that the
Respondent violated Section 8(a)(1) by creating an im-
pression of surveillance in accessing the inside-facing
camera in the cab of Ruiz’ truck during his lunch break
and violated Section 8(a)(1), (3), and (4) by issuing a
letter of warning to Ponce for his first infraction of using
inappropriate language in the workplace. The judge
dismissed both allegations. For the reasons discussed
below, we find merit in the General Counsel’s exceptions
to the dismissal of these allegations and find, contrary to
the judge, that the Respondent violated the Act as al-
leged.
II. IMPRESSION OF SURVEILLANCE
In 2019, the Respondent installed in its fleet of deliv-
ery trucks a telematic system, including dual cameras
with an outside view of the street and an inside view of
the cab. The cameras serve various functions, including
protecting the public from unsafe driving and protecting
drivers from liability for accidents in which they are not
at fault. The system can issue an alert if a driver is in an
unauthorized residential area, stops for an extended peri-
3 Stern Produce Co., 368 NLRB No. 31, slip op. at 2, 21, 23, and 25
(2019). As to the impression of surveillance violation, the Board found
that Respondent had assembled small group meetings of employees
where the unfair labor practice charges were read verbatim and Ruiz
and Ponce were identified as among the employees who filed the
charges. Id. at 21, 25.
4 Hereafter all dates are in 2021 unless otherwise indicated.
5 See Case 28–CA–258619.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
od, or engages in a harsh braking event. While footage
from the truck cameras is accessible to the Respondent in
the event of an accident, the Respondent does not rou-
tinely view camera footage.
Jose Ruiz had worked as a driver for Respondent over
a period of 9 years. He was a union supporter who par-
ticipated in the NLRB proceedings resulting in the
Board’s 2019 decision. Further, in June, Ruiz was paid
backpay and reinstated pursuant to the 2021 settlement
agreement of separate unfair labor practice charges. On
July 13, only a few weeks after Ruiz was reinstated, he
covered the inside-facing camera of his truck while eat-
ing lunch. Ruiz explained that he covered his camera
because he viewed lunch as his own time and wanted
privacy. Ruiz also testified that no one had ever previ-
ously told him he could not cover his inside-facing cam-
era.
Soon after Ruiz covered his camera, he received a text
from his supervisor, Transportation Manager Nick Barr,
stating that “you cant [sic] cover the camera it’s against
company rules.” Although Barr testified that he had
never texted a driver about a camera being covered, a
“screen shot” from Ruiz’ phone demonstrated that Barr
had sent the text to Ruiz. (GC Exh. 18.)6 Barr further
testified that he checked the truck cameras only when
there was a safety issue, an accident, a harsh brake inci-
dent, or a stop in an unusual location for at least two
hours. However, it is undisputed that none of those cir-
cumstances were present when Barr accessed Ruiz’ cam-
era and texted him. After receiving Barr’s text, Ruiz has
kept the inside-facing camera uncovered at all times.
The General Counsel alleged that under these circum-
stances, Barr’s July 13 interaction with Ruiz unlawfully
created the impression that Ruiz and any of his potential
union activity was under surveillance. The judge, how-
ever, dismissed the allegation. He noted that Ruiz was
“not engaged in any union activity in the cab of his
truck” when Barr accessed his camera. Given the pres-
ence of the camera in Ruiz’ truck, the judge found that
Barr’s accessing Ruiz’ camera and telling him to uncover
it was not “out of the ordinary.” Thus, the judge con-
cluded that Barr’s conduct was nothing “other than ‘mere
observation’ of activity of the changing workplace of a
driver” that “did not create an unlawful impression of
surveillance.” As explained below, we disagree.
The Board’s standard for determining whether an em-
ployer has unlawfully created an impression of surveil-
lance is “whether, under all the circumstances, the em-
6 After Exh. 18 was introduced into evidence without objection fol-
lowing voir dire from Respondent’s counsel, the Respondent did not
recall Barr as a witness to explain his previous denial of ever sending
such a text.
ployer’s statements or other conduct would lead reasona-
ble employees to assume that the employer has placed
their union activities under surveillance.” Charter Com-
munications, LLC, 366 NLRB No. 46, slip op. at 4
(2018), enfd. 939 F.3d 798 (9th Cir. 2019). Under this
standard, the Board has held that mere observation of
open union or other protected activity on an employer’s
property does not necessarily create an impression that
the employees’ activities are under surveillance. See,
e.g., Fred’k Wallace & Son, 331 NLRB 914, 915 (2000).
However, it is well established that “an employer may
not do something ‘out of the ordinary’ to give employees
the impression that it is engaging in surveillance of their
protected activities.”
Sprain Brook Manor Nursing
Home, LLC, 351 NLRB 1190, 1191 (2007) (citation
omitted).
Applying the above principles, the Board has consist-
ently found that employers have created the impression
of surveillance when they have departed from prior prac-
tice by physically following or otherwise changing how
they observe prounion employees. For example, the
Board found an impression of surveillance violation
where supervisors followed prounion employees more
frequently than in the past and joined them in locations
that supervisors had not visited previously. See Field-
crest Cannon, Inc., 318 NLRB 470, 501-504 (1995),
enfd. in relevant part, 97 F.3d 65 (4th Cir. 1996). In ad-
dition, in K-Mart Corp., 255 NLRB 922, 924 (1981),
enfd. mem. 676 F.2d 710 (9th Cir. 1982), the Board held
that a manager following prounion employees within the
store would “convey to them the message that their activ-
ities were being watched.” The Board also relied upon
the respondent’s failure to show “that it had engaged in
similar conduct” previously. Id. Further, in Stoughton
Trailers, Inc., 234 NLRB 1203, 1205, 1207 (1978), the
Board found that the respondent unlawfully created the
“appearance” of surveilling a prounion employee, in part,
because the plant manager went to the employee’s work
area to observe the employee more often and for longer
periods than in the past.
Consistent with this precedent, we find that Barr’s ac-
tions here constituted an unlawful impression of surveil-
lance. Ruiz was an open union supporter and the Re-
spondent had recently reinstated him pursuant to a set-
tlement agreement based upon charges that the Respond-
ent had unlawfully failed to recall Ruiz from layoff. Up-
on his reinstatement, the Respondent did not tell Ruiz not
to cover the camera in his truck during break periods and
Ruiz was not aware of any policy prohibiting employees
STERN PRODUCE CO.
3
from doing so.7 Nevertheless, as the judge found, just
weeks after Ruiz was reinstated, Barr accessed Ruiz’
camera for no apparent reason and told Ruiz to uncover
the camera. Barr testified that he only accessed truck
cameras under specific circumstances, but it is undisput-
ed that none of those circumstances was present when he
accessed Ruiz’ in-truck camera. Barr also testified that
he had never before texted a driver about covering their
truck’s camera. Barr’s testimony underscores how unu-
sual it was for Barr to access Ruiz’ camera and contact
him about it, and it warrants a conclusion that Barr’s
observation of Ruiz was “out of the ordinary.”
In these circumstances, Ruiz, an open union supporter
who had a history of unlawful treatment by the Respond-
ent directed at his protected activities, would reasonably
have interpreted Barr’s sudden and unusual interest in
viewing camera footage from his inward-facing camera
when he was stopped for lunch as an indication that the
Respondent was surveilling Ruiz for any signs of union
activity in violation of Section 8(a)(1).
In dismissing the allegation, the judge relied heavily
on the absence of union activity by Ruiz in the cab of his
truck at the time Barr accessed the camera. Unlike the
judge, we do not view the fact that Barr did not actually
observe Ruiz engaging in protected activity as disposi-
tive. See NCRNC, LLC d/a/a Northeast Center for Re-
habilitation, 372 NLRB No. 35, slip op. at 7 (2022) (“the
Board has found unlawful surveillance where there is no
indication that union or protected activity was ob-
served”). In addition, the judge’s narrow focus does not
take into account all the relevant circumstances, as the
legal standard set forth in Charter Communications,
above, requires. The record clearly demonstrates that the
Respondent had ample evidence of Ruiz’ union support
and protected activities whether or not he was actively
engaged in such activities at the time of Barr’s text.8
7 In this regard, Ruiz testified that he had never been told of a rule
prohibiting employees from covering inward-facing cameras during
their break periods and Barr testified that he had never contacted an
employee about covering their in-truck camera. The Respondent’s
2021 Driver Safety Manual does require that “[a]ll vehicle safety sys-
tems, telematics, and dash-cams must remain on at all times unless
specifically authorized to turn them off or disconnect.” (R. Exh. 8 at
10). But the manual does not address employees covering their camer-
as during break periods and there is no evidence or argument that Ruiz
had turned off or disconnected the camera in violation of the manual’s
requirements.
8 As noted above, in its 2019 decision, the Board found that the Re-
spondent had unlawfully created the impression that the union activities
of employees, including Ruiz, were under surveillance. Supra at 2 fn.3.
The Board also found that the Respondent had unlawfully interrogated
Ruiz about his union sympathies. Id. Thus, not only was Ruiz a wit-
ness in the proceeding resulting in unfair labor practice findings by the
Board, but the Respondent’s unfair labor practices had been directed, in
part, against Ruiz. Moreover, the Respondent subsequently refused to
Thus, as explained, an employee in these circumstances
would reasonably understand Barr’s unusual behavior as
creating an unlawful impression of surveillance.
Further, we disagree with the judge that Barr’s actions
were a mere observation that was not out of the ordinary.
While the Respondent may have legitimate reasons for
placing cameras in employees’ trucks that allow for
viewing footage of accidents, near-accidents, or driving
in unauthorized areas, it cannot utilize the cameras in a
manner that would indicate to the employees that their
union or protected activities are under surveillance. See,
e.g., Charter Communications, LLC, above. Here, the
Respondent asserted no safety-related reason for access-
ing Ruiz’ camera and made no showing that Barr’s ac-
tions fit any established pattern of its monitoring drivers
through their cameras. In these circumstances, we find
that the judge erred in dismissing Barr’s actions as a
merely lawful and routine observation of Ruiz’ work
activities. On the facts of this case, the Respondent’s
“out of the ordinary” actions related to Ruiz’ camera
would lead a reasonable employee to assume that the
Respondent was monitoring them for union activity and
thus created an unlawful impression of surveillance.
Based on the foregoing, we find, contrary to the judge,
that the Respondent violated Section 8(a)(1) by creating
an impression that employees’ protected activities were
under surveillance
III. WRITTEN WARNING
A month after Barr texted Ruiz to uncover his camera,
and less than 3 months after driver Ponce was reinstated,
the Respondent issued Ponce a written warning. The
disciplinary action was for statements that Ponce made in
the workplace in early August to fellow driver Mohamad
Chaykho after watching Chaykho and driver Joe Metzgar
call each other “baby,” and Metzgar blow Chaykho a
kiss. Chaykho testified that he and Metzgar were playing
around and joking. Ponce then said to Chaykho, “They
kill people like [that] in your country.” When Chaykho
asked what Ponce meant, Ponce replied “gays.” Cha-
ykho then asked Ponce where he thought he was from,
and Ponce answered Afghanistan or Iraq, which Chaykho
replied was incorrect and then left the room.
After learning of this incident from supervisor Linda
Sili, manager Barr asked each witness to it to provide a
written statement about what had happened, which they
all did. See Respondent Exhibits 5–6 (statements by
Chaykho, Metzgar, Sili, and Ponce). Shortly thereafter,
recall Ruiz and other union supporters from layoff leading to a com-
plaint issued by the General Counsel, and the Respondent settled that
complaint by reinstating Ruiz and his fellow union supporters with
backpay just weeks before the alleged creation of an impression of
surveillance.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
Barr, Respondent’s owner Bill Stern, and acting human
resources chief Patricia Helms met to decide how to dis-
cipline Ponce for his remarks. They decided upon a writ-
ten warning, which was issued to Ponce at an August 31
meeting. The decisionmakers found that Ponce’s re-
marks had violated the Respondent’s policy prohibiting
the “use of disparaging or abusive words or phrases, slurs
[or] negative stereotyping” related to an employee’s sta-
tus protected by federal, state, or local laws.
See Re-
spondent Exhibit 1 at 45–47.
In considering Ponce’s discipline, the judge applied
Wright Line,9 which is applicable to both Section 8(a)(3)
and 8(a)(4) claims.10 The judge found that the General
Counsel failed to prove that the Respondent knew of
union activity by Ponce or that the Respondent had ani-
mus against such activity. The judge posited that the
evidence showed only that Ponce engaged in union activ-
ity in 2016 and that Ponce was a union committee leader
at the time of his discipline, but did not establish that the
Respondent was aware of any current union activity
when it disciplined him. The judge further found no evi-
dence to show that the Respondent had “any animus”
that was causally connected to Ponce’s prior union ac-
tivity in 2016. Thus, the judge summarily found that
there was insufficient evidence to prove that, in issuing
the warning, the Respondent was “in any way motivated
by [Ponce’s] union activity or prior participation in
Board processes.” The judge concluded that the General
Counsel failed to establish her initial burden under
Wright Line and made no more than a vague reference to
whether the Respondent met its Wright Line defense bur-
den.
As explained below, we disagree with the judge and
find that the General Counsel met her initial burden un-
der Wright Line and that the Respondent failed to prove
that it would have disciplined Ponce even absent his Un-
ion activity. Turning first to the General Counsel’s ini-
9 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982), approved in NLRB v. Transportation
Management Corp., 462 U.S. 393 (1983). The judge also applied the
Board’s decision in Tschiggfrie Properties, Ltd., 368 NLRB No. 120
(2019). We decline the General Counsel’s request to overrule Tschig-
gfrie in this case. In so doing, Chairman McFerran adheres to the
views expressed in her concurrence in Tschiggfrie that the clarification
of Wright Line principles in that case was unnecessary as the causal
relationship “concepts [discussed by the majority there] are already
embedded in the Wright Line framework and reflected in the Board’s
body of Wright Line cases.” Id., slip op. at 10. See, e.g., Gavilon
Grain, LLC, 371 NLRB No. 79, slip op. at 1 fn. 2 (2022). Member
Wilcox notes her agreement with Chairman McFerran’s concurrence in
Tschiggfrie. See, e.g., Gavilon Grain, LLC, 371 NLRB No. 79, slip op.
at 1 fn. 1 (2022).
10 See, e.g., Rockwell Mining, LLC, 367 NLRB No. 39, slip op. at 1
fn. 1, 8–9 (2018); Freightway Corp., 299 NLRB 531, 532 fn. 4 (1990).
tial Wright Line burden, there is no serious dispute that
Ponce engaged in protected union and Board activities.
As to the Respondent’s knowledge of this activity, the
record fully demonstrates that the General Counsel estab-
lished this element as well. As the judge found, at the
time of the hearing, Ponce had been “working to estab-
lish the Union at Respondent’s facility for a period of 6
years.” He had been an open union supporter and was
specifically named in charges filed against the Respond-
ent. In addition, Ponce testified at the hearing resulting
in the Board’s 2019 decision and, like Ruiz, the Re-
spondent was found to have violated the Act by creating
the impression that his union activities were under sur-
veillance.11
In addition, Ponce participated in the more recent
Board proceeding challenging the Respondent’s failure
to reinstate him and other union supporters. Indeed, the
date of the Board’s formal settlement and of Ponce’s
actual reinstatement was June 7, less than 3 months be-
fore Respondent disciplined him on August 31. It is un-
disputed that Respondent’s owner Bill Stern and officials
Patricia Helms and Nick Barr were all directly involved
in the Ponce disciplinary decision and knew about the
more recent settlement of unfair labor practice allega-
tions leading to Ponce’s reinstatement. Stern even testi-
fied that he could name all or most of the employees who
had been reinstated under the Board settlement, and spe-
cifically mentioned “Uvaldo Ponce.”12 In finding a lack
of employer knowledge, the judge erroneously disre-
garded the above evidence.
Turning to evidence of the Respondent’s animus, we
disagree with the judge’s finding that the record lacked
evidence to show the Respondent had “any animus that
was in any way causally connected to [Ponce’s] union
activity.” Animus against Ponce’s union support and
participation in Board proceedings is shown, in part, by
the timing of his discipline within 3 months of being
11 See supra at 2 fn. 3.
12 These facts contradict the judge’s view that a violation could be
found only by interpreting the facts as the Respondent “lying in wait
since 2016, to retaliate against Ponce by issuing him a mere warning.”
The Respondent erroneously argues that the General Counsel failed
to except to the judge’s finding that Ponce’s only protected activities
consisted of his current position as the Union committee lead and his 5-
year-old testimony in the prior Board proceeding. To the contrary, the
General Counsel did except to “the ALJ’s failure to find anti-Union
animus in light of Respondent’s history of extensive and serious unfair
labor practices and the Board’s Decision and Order in Stern Produce
Co. Inc., 368 NLRB No. 31 (2019), and the Board’s Decision and Or-
der, Case 28–CA–258619 (June 7, 2021)” and to “the ALJ’s characteri-
zation that Respondent was unaware of Ponce’s protected activity.”
(GC Exhs. Nos. 12 & 13.) Given these exceptions, we reject the Re-
spondent’s argument that Ponce’s reinstatement under an unfair labor
practice settlement is irrelevant.
STERN PRODUCE CO.
5
reinstated.13 See, e.g., Mondelez Global, LLC, 369
NLRB No. 46, slip op. at 2, 8, & 10 (2020) (the “few
months” between a February protest and July 1 termina-
tions of the pro-union protesters “provide[d] some evi-
dence of a causal link between the employees’ union
activities and their loss of employment”), enfd. 5 F.4th
759 (7th Cir. 2021); see also Voith Industrial Services
(II), 363 NLRB 1020, 1020 fn. 2 (2016) (finding 8(a)(4)
violations based, in part, on employees’ testimony at a
prior NLRB hearing that closed around 3 months before
the disciplines and discharges at issue). We also find
that the Respondent’s disparate treatment of Ponce in
choosing a written warning as discipline for his first-time
offense, discussed more fully below, lends additional
support to the General Counsel’s showing of animus.
See, e.g., Shamrock Foods Co., 366 NLRB No. 107, slip
op. at 1 fn. 1 (2018) (disparate disciplinary treatment of
employee showed animus), enfd. 779 Fed. Appx. 752
(D.C. Cir. 2019). Finally, we find evidence of animus
based on the “impression of surveillance” violation
found above. See Austal USA, LLC, 356 NLRB 363, 364
(2010) (contemporaneous 8(a)(1) violations support a
finding of animus).
We further find that the circumstances surrounding
Ponce’s prior Section 7 activity illustrate the Respond-
ent’s animus towards his protected activities.14 In this
regard, as noted above, the Respondent was found to
have committed multiple serious unfair labor practices in
response to the Union’s 2015–2016 organizing cam-
paign, some of which included Ponce. These unfair la-
bor practices included specifically creating the impres-
sion that Ponce’s activities were under surveillance and
threatening that employees would be fined or jailed if
they testified (which Ponce did) during the Board’s in-
vestigation of the charges.15 In addition, Ponce was the
13 The judge’s disregard of the relevance of the timing of Ponce’s
discipline might have been affected by his mistake in finding that
Ponce was reinstated on May 1, 2020, when in fact, Ponce was reinstat-
ed on June 7, 2021.
14 We note more generally that the Respondent is a repeat violator of
the Act, and that the violations found in the 2019 decision, which in-
cluded threats to lock out employees in the event that they chose union
representation, were deemed egregious enough to justify a both a notice
reading and a broad cease-and-desist order. The Board also noted in
that decision that Respondent’s president William Stern—who was
directly involved in the discipline of Ponce in this case—was “person-
ally and directly involved” in the misconduct. Stern Produce Company,
Inc., 368 NLRB No. 31, slip op. at 5.
15 Stern Produce, supra, 368 NLRB No. 31, slip op. at 2, 21, 25, and
27. In finding that Ponce’s activities with the Board motivated the
Respondent to discipline him, we acknowledge the importance of Sec.
8(a)(4) in protecting employees who make the decision to participate in
Board proceedings. The Supreme Court has held that “Congress has
made it clear that it wishes all persons with information about [unfair
labor] practices to be completely free from coercion against reporting
subject of unfair labor practice charges alleging that in
2020 the Respondent unlawfully refused to recall him
and his coworkers from layoff in order to discourage
membership in the Union.16 Those charges were not
settled until his reinstatement approximately 2 months
prior to the interaction for which he was given a written
warning. Under the circumstances, we find that the Re-
spondent’s prior treatment of Ponce’s protected activities
warrants an inference that its actions against him in the
instant proceeding were discriminatorily motivated.17
Having found that the General Counsel met her initial
Wright Line burden, we next consider whether the Re-
spondent met its defense burden by proving it would
have issued the written warning to Ponce even absent his
protected activities.18 The Respondent asserts that it is-
sued the warning to Ponce because of his offensive re-
marks to fellow driver Chaykho. The record establishes,
however, that the Respondent’s actions in this regard
were a departure from its prior disciplinary practices.
Despite maintaining a progressive disciplinary policy,
the Respondent’s written warning to Ponce is the only
example in the record of an employee receiving a written
warning for a first infraction involving offensive lan-
guage.19
In this regard, the record demonstrates that at least two
other employees in 2021 alone made offensive remarks
to and about coworkers without receiving written warn-
ings for their first offenses. In February, employee Roy
Keto called coworker Ashley Tomassian “Betty big
boobs” and whispered in her ear, “I’ve never seen you
with cleavage before.”. Keto received only a counseling
for his comments, and not the more serious written warn-
them to the Board.” Nash v. Florida Industrial Commission, 389 U.S.
235, 238 (1967). The Court has also clarified that the use of the term
“otherwise discriminate” in Sec. 8(a)(4) reveals . . . an intent on the part
of Congress to afford broad rather than narrow protection to the em-
ployee.” NLRB v. Scrivener, 405 U.S. 117, 122 (1972).
16 St. Mary’s Nursing Home, 342 NLRB 979, 979–980 (2004) (find-
ing animus based, in part, on evidence from settled unfair labor prac-
tice cases that involved a respondent’s actions outside of the Sec. 10(b)
period).
17 Member Wilcox agrees that the timing, disparate treatment, and
circumstances surrounding Ponce’s prior Sec. 7 activity demonstrate
the Respondent’s animus. She therefore finds it unnecessary to rely on
the impression of surveillance finding as additional evidence of animus.
18 Since the judge found that the General Counsel failed to establish
her initial burden under Wright Line, he failed to meaningfully analyze
whether the Respondent met its Wright Line defense burden of proving
that it would have disciplined Ponce even absent his protected activi-
ties.
19 The Respondent’s disciplinary forms indicate disciplinary steps
beginning with “Counseling,” and followed by “Written Warning,”
“Final Written Warning” and finally “Termination” as further explained
in the Respondent’s handbook. While we recognize that the Respond-
ent reserved the authority to depart from its system of progressive dis-
cipline, we note that Ponce’s written warning is the only such example.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
ing issued to Ponce.20 In addition, the record includes a
disciplinary form issued by the Respondent to supervisor
Andre Woods, when Woods, after a workplace conversa-
tion with recently reinstated union supporter Charles
White, stated “F*** that N*****.” While the Respond-
ent issued Woods a written warning, as it did Ponce, the
record establishes that the warning was in response to
Woods’ second offense, not his first.21 See General
Counsel Exhibit 11 (disciplinary form stated that “this
was the 2d time this issue had been addressed with
[Woods]”).
The Respondent acknowledges these other disciplines,
but contends that they are distinguishable based on the
circumstances in each scenario. In this regard, the Re-
spondent asserts that it provided only a counseling to
Keto for his remarks to Tomassian because Tomassian
said she was not offended by Keto, while purportedly
Chaykho, the subject of Ponce’s comments, had com-
plained and told Respondent he was offended, thus war-
ranting a higher level of discipline. But the Respond-
ent’s assertions in this regard are not supported by the
record here. Although Chaykho testified that the state-
ments “bothered” him, the Respondent points to no evi-
dence that Chaykho had told any of the decisionmakers
on Ponce’s discipline that he was offended by the time
they decided to discipline Ponce. In fact, at the hearing,
Chaykho testified that he did not raise the incident to the
Respondent, “was not even offended” by Ponce’s state-
ments, and only provided a statement about the incident
(which did not mention being offended) after being ap-
proached by management about it. In this context, we
find that the Respondent has not substantiated its expla-
nation for disciplining Ponce more harshly than Keto.
Based on the foregoing, including the evidence show-
ing that, with the exception of the discipline issued to
Ponce, the Respondent had not issued written warnings
to any employees for a first infraction involving offen-
sive language, we find that the Respondent has not
demonstrated that it would have issued a written warning
20 We further note that Keto was not counseled until he made inap-
propriate comments to Tomassian a second time. See GC Exh. 10 (“On
Monday 2/22/21 an employee shared with me some comments that
were made by Roy that are deemed inappropriate. I asked that she
describe in detail the comments in an email which is attached. The
following day an employee overheard an inappropriate comment made
by Roy to the same employee as above.”)).
21 While the Respondent disputes that Woods was issued a written
warning for a second offense, Manager Billeoa wrote on a disciplinary
form that it was the second time Woods had been spoken to about such
offensive language. The Respondent failed to offer testimony from
Billeoa, or any other witness, to explain the meaning of this note. In
these circumstances, we find that the most plausible interpretation of
Woods’ disciplinary form is that it shows a written warning for a sec-
ond offense.
to Ponce for his remarks even absent his protected activi-
ties.22 We therefore conclude that the Respondent violat-
ed Sections 8(a)(1), (3), and (4) by issuing the written
warning to Ponce.
CONCLUSIONS OF LAW
1. Respondent Stern Produce Company is an employer
engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
2. The Respondent violated Section 8(a)(1) by creating
the impression of surveillance by accessing the inside-
facing camera in the cab of driver Jose´ Ruiz’ truck and
requesting that he uncover it.
3. The Respondent violated Section 8(a)(1), (3) and (4)
of the Act by issuing a written disciplinary warning to
warning to driver Uvaldo Ponce, because he supported
and engaged in activities on behalf of the Union and par-
ticipated in National Labor Relations Board proceedings.
The unfair labor practices found above affect com-
merce within the meaning of Section 2(6) and (7) of the
Act.
REMEDY
Having found that the Respondent engaged in certain
unfair labor practices, we shall order it to cease and de-
sist and to take certain affirmative action designed to
effectuate the policies of the Act.
Specifically, having found that the Respondent violat-
ed Section 8(a)(1) by creating the impression of surveil-
lance by accessing driver Ruiz’ in-truck camera and noti-
fying Ruiz it had done so, we shall order it to cease and
desist from engaging in such conduct. Having found that
the Respondent violated Section 8(a)(1), (3), and (4) by
issuing a written disciplinary warning to driver Ponce
because he supported and engaged in activities on behalf
of the Union and participated in National Labor Rela-
tions Board proceedings, we shall order it to cease and
desist from such conduct and to rescind the warning
against Ponce, expunge that warning from its files, and to
notify Ponce in writing that this has been done and that
the unlawful discipline will not be used against him in
any way.23
22 In so finding, we certainly do not condone such offensive remarks
in the workplace. Moreover, we recognize that employers can disci-
pline employees for such misconduct; however, employers cannot
discipline them more harshly because they also engaged in activities
protected by the Act. See, e.g., Mondelez Global, LLC, 369 NLRB No.
46, slip op. at 2–3 (finding employer’s decision to discharge three un-
ion activists for “stealing time” unlawful in light of disparate treatment
of other employees).
23 Member Prouty would also find that a remedial reading of the no-
tice is appropriate in this case. In light of the direct involvement of the
Respondent’s owner in the discipline of Ponce, and in light of the Re-
spondent’s prior violations of the Act, referenced above (see Stern
Produce Co., 368 NLRB No. 31, supra), he would find that the unfair
STERN PRODUCE CO.
7
ORDER
The National Labor Relations Board orders that the
Respondent, Stern Produce Company, Inc., Phoenix,
Arizona, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Creating the impression that it is engaged in sur-
veillance of its employees’ union or other protected con-
certed activities.
(b) Issuing disciplinary written warnings to or other-
wise discriminating against employees because of their
support for and activities on behalf of the Union.
(c) Issuing disciplinary written warnings to or other-
wise discriminating against employees because of their
participation in National Labor Relations Board proceed-
ings.
(d) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful written warn-
ing issued to Uvaldo Ponce, and within 3 days thereafter,
notify him in writing that this has been done and that the
written warning will not be used against him in any way.
(b) Post at its Phoenix, Arizona facility copies of the
attached notice marked “Appendix.”24 Copies of the
labor practices committed here against two recently reinstated employ-
ees, both of whom had previously participated in the Board’s processes
and had been personally subjected to the Respondent’s prior violations,
evidenced a continuation of the Respondent’s unlawful efforts to dis-
courage unionization. See Daily Grill, 372 NLRB No. 30, slip op. at 4
(2022) (finding a notice reading warranted in light of respondent’s
recidivism). Thus, he believes a public reading of the notice is appro-
priate “to dissipate as much as possible any lingering effects of the
Respondent’s unfair labor practices” and allow the employees to “fully
perceive that the Respondent and its managers are bound by the re-
quirements of the Act.” Daily Grill, supra, slip op. at 4 (citations omit-
ted).
24 If the facility involved in these proceedings is open and staffed by
a substantial complement of employees, the notice must be posted
within 14 days after service by the Region. If the facility involved in
these proceedings is closed or not staffed by a substantial complement
of employees due to the Coronavirus Disease 2019 (COVID-19) pan-
demic, the notice must be posted within 14 days after the facility reo-
pens and a substantial complement of employees have returned to
work. If, while closed or not staffed by a substantial complement of
employees due to the pandemic, the Respondent is communicating with
its employees by electronic means, the notice must also be posted by
such electronic means within 14 days after service by the Region. If
the notice to be physically posted was posted electronically more than
60 days before physical posting of the notice, the notice shall state at
the bottom that “This notice is the same notice previously [sent or
posted] electronically on [date].” If this Order is enforced by a judg-
ment of a United States court of appeals, the words in the notice read-
ing “Posted by Order of the National Labor Relations Board” shall read
notice, on forms provided by the Regional Director for
Region 28, after being signed by the Respondent’s au-
thorized representative, shall be posted by the Respond-
ent and maintained for 60 consecutive days in conspicu-
ous places, including all places where notices to employ-
ees are customarily posted. In addition to physical post-
ing of paper notices, notices shall be distributed electron-
ically, such as by email, posting on an intranet or an in-
ternet site, and/or other electronic means, if the Respond-
ent customarily communicates with its employees by
such means. The Respondent shall take reasonable steps
to ensure that the notices are not altered, defaced, or cov-
ered by any other material. If the Respondent has gone
out of business or closed the facilities involved in these
proceedings, the Respondent shall duplicate and mail, at
its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Re-
spondent at any time since July 13, 2021.
(c) Within 21 days after service by the Region, file
with the Regional Director for Region 28 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that Respondent has taken to
comply.
Dated, Washington, D.C. April 11, 2023
______________________________________
Lauren McFerran, Chairman
________________________________________
Gwynne A. Wilcox, Member
________________________________________
David M. Prouty, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TOEMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
“Posted Pursuant to a Judgment of the United States Court of Appeals
Enforcing an Order of the National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT create the impression that we are en-
gaged in surveillance of your union or other protected
concerted activities.
WE WILL NOT issue disciplinary written warnings to or
otherwise discriminate against you because of your sup-
port for and activities on behalf of the Union.
WE WILL NOT issue disciplinary written warnings to or
otherwise discriminate against you because of participa-
tion in National Labor Relations Board proceedings.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful written warning issued to Uvaldo Ponce, and within 3
days thereafter, notify him in writing that this has been
done and that the written warning will not be used
against him in any way.
STERN PRODUCE COMPANY
The
Board’s
decision
can
be
found
at
https://www.nlrb.gov/case/ 28-CA-282577 or by using
the QR code below. Alternatively, you can obtain a copy
of the decision from the Executive Secretary, National
Labor Relations Board, 1015 Half Street, S.E., Washing-
ton, D.C. 20570, or by calling (202) 273-1940
,Nestor Zarate Mancilla, Esq., for the General Counsel.
Patrick R. Scully, Esq., and James S. Korte, Esq. (Sherman and
Howard LLC), for the Respondent.
Martin Hernandez, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
DICKIE MONTEMAYOR, Administrative Law Judge. This case
was tried before me on March 1–2, 2022, via the Zoom for
Government videoconferencing platform. Charging Party filed
a charge on September 8, 2021, an amended charge on October
6, 2021, and another separate charge on November 2, 2021, and
an amended charge on February 3, 2022, alleging that Uvaldo
Ponce was issued a written warning and that employees were
instructed to uncover cameras in the cabs of their trucks thus
allegedly creating an impression among employees that their
union and protected concerted activities were under surveil-
lance in violation of Section 8(a)(1), (3), and (4) of the of the
National Labor Relations Act (the Act). The cases were com-
bined, and a consolidated complaint was issued. Respondent
filed an Answer denying that it violated the Act. The parties
were given full opportunity to participate, to introduce relevant
evidence, to examine and cross-examine witnesses, and to file
briefs which were received on April 5, 2022. I carefully ob-
served the demeanor of the witnesses as they testified, and I
rely on those observations in making credibility determinations.
I have studied the whole record, the posttrial briefs, and the
authorities cited. Based on the detailed findings and analysis
below, I conclude and find the Respondent did not violate the
Act as alleged in the complaint.1
FINDINGS OF FACT
JURISDICTION
The complaint alleges, and I find that
1(a) The charge in Case 28–CA–282577 was filed by the
Union on September 8, 2021, and a copy was served on Re-
spondent by U.S. mail on the same day.
(b) The first amended charge in Case 28–CA–282577 was
filed by the Union on October 6, 2021, and a copy was served
on Respondent by U.S. mail on the same day.
2(a) At all material times, Respondent has been a corpora-
tion with an office and place of business in Phoenix, Arizona
(Respondent’s facility), and has been engaged in the wholesale
distribution of food products.
(b) During the 12-month period ending September 8, 2021,
Respondent, in conducting its operations described above in
paragraph 2(a), purchased and received at Respondent’s facility
goods valued in excess of $50,000 directly from points outside
the State of Arizona.
(c) At all material times, Respondent has been an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
3. At all material times, the Union has been a labor organi-
zation within the meaning of Section 2(5) of the Act.
4. At all material times, the following individuals held the
positions set forth opposite their respective names and have
been supervisors of Respondent within the meaning of Section
2(11) of the Act, and agents of Respondent within the meaning
of Section 2(13) of the Act
William Stern – President
Linda Sili – Night Supervisor
1 Although I have included citations to the record to highlight par-
ticular testimony or exhibits, my findings and conclusions are not based
solely on those specific record citations, but rather on my review and
consideration of the entire record for this case. My findings of fact
encompass the credible testimony and evidence presented at trial, as
well as logical inferences drawn therefrom.
STERN PRODUCE CO.
9
Patricia Helms – Controller/Acting HR Representative
Nick Barr – Transportation Manager
ALLEGED UNFAIR LABOR PRACTICES
Uvaldo Ponce was employed at Stern Produce as a driver de-
livering produce shipments to various food service facilities
since May 1, 2020. He was employed pursuant to the terms of
a Formal Settlement Stipulation in Case 28–CA–258619. When
he was reemployed, he was provided a copy of Respondent’s
employee handbook. Among the terms outlined in the hand-
book. (R. Exh. 1.) The handbook outlining the policies and
procedures of the employer included specific provision prohib-
iting harassment or discrimination including the following:
STERN PRODUCE CO INC. is committed to the principles
of equal employment. We are committed to complying with
all federal, state, and local laws providing equal employment
opportunities, and all other employment laws and regulations.
It is our intent to maintain a work environment that is free of
unlawful harassment, discrimination, or retaliation because of
. . . race, color, national origin, ancestry . . . sexual orientation
(including transgender status, gender identity or expression) . .
. or any other status protected by federal, state, or local laws. .
. . The Company will conduct an investigation of all plausible
allegations of discrimination, harassment, or retaliation, or
any violation of the Equal Employment Opportunity Policy in
a confidential manner. The Company will take appropriate
corrective action, if and where warranted. The Company pro-
hibits retaliation against employees who provide information
about, complain about, or assist in the investigation of any
complaint of discrimination or violation of the Equal Em-
ployment Opportunity Policy.
We are all responsible for upholding this policy. You may
discuss questions regarding equal employment opportunity
with your immediate supervisor/manager or any other desig-
nated member of management.
Policy Against Workplace Harassment
STERN PRODUCE CO INC. has a strict policy against all
types of unlawful workplace harassment, including sexual
harassment and other forms of workplace harassment based
upon an individual’s . . . race, color, national origin, ancestry,
. . . sexual orientation (including transgender status, gender
identity or expression), . . . or any other status protected by
federal, state, or local laws. All forms of harassment of, or by,
employees, vendors, visitors, customers, and clients are strict-
ly prohibited and will not be tolerated.
. . .
Other Harassment
Other workplace harassment is verbal or physical conduct that
insults or shows hostility or aversion toward an individual be-
cause of the individual’s . . . race, color, national origin, an-
cestry, . . . sexual orientation (including transgender status,
gender identity or expression) . . . or any other status protected
by federal, state, or local laws.
Again, while it is not possible to list all the circumstances that
may constitute other forms of workplace harassment, the fol-
lowing are some examples of conduct that may constitute
workplace harassment:
The use of disparaging or abusive words or phrases, slurs,
negative stereotyping, or threatening, intimidating, or hostile
acts that relate to the above protected categories;
• Written or graphic material that insults, stereotypes, or
shows aversion or hostility toward an individual or group be-
cause of one of the above protected categories and that is
placed on walls, bulletin boards, email, voicemail, or else-
where on our premises, or circulated in the workplace; and
• A display of symbols, slogans, or items that are associated
with hate or intolerance toward any select group.
Reporting Discrimination and Harassment
. . . Discipline for violation of this policy may include, but is
not limited to, reprimand, suspension, demotion, transfer, and
discharge. If the Company determines that harassment or dis-
crimination occurred, corrective action will be taken to effec-
tively end the harassment. As necessary, the Company may
monitor any incident of harassment or discrimination to as-
sure the inappropriate behavior has stopped. In all cases, the
Company will follow up as necessary to ensure that no indi-
vidual is retaliated against for making a complaint or cooper-
ating with an investigation.
(See R. Exh. 1 at 45–47.)
Ponce currently holds the position of committee leader with
United Food and Commercial Workers Union Local 99. The
position is strictly a volunteer position for which he receives no
pay. His duties as a committee leader include attending union
meetings and speaking with other workers by telephone or in
person.
He has been working to establish the Union at Re-
spondent’s facility for a period of 6 years.
In early August of 2021, Ponce while filling out invoices no-
ticed two other employees who were joking around with each
other, Mohamad Chaykho and Joe Metzger. During the ex-
change between the two Metzger greeted Chaykho stating, “hey
baby” and blew him a kiss. (See R. Exh. 5–7.) Chaykho re-
sponded by saying, “hey baby.” Upon hearing this Ponce said
to Chaykho, “you know they kill people like that in your coun-
try.” Id. Chaykho responded, “like that, what is that supposed
to mean?”Id. Ponce replied, “gays.” Id. What country is that
responded Chaykho? Id. To which Ponce replied, “Afghani-
stan.” Id. Chaykho then asked, “is that where I am from?” Id.
Ponce then clarified saying, “no no, I mean from where Sad-
dam Hussein is from.” Id. Chaykho then asked if Ponce was
referring to Iraq to which Ponce responded “yes” and Chaykho
advised him he was not from Iraq. Id. Ponce asked, “where are
your from then.” Id.
To which Chaykho responded, “don’t
worry about it” and left the office. Id.
The next day an employee who overheard the exchange re-
ported it to Nick Barr, the transportation manager, who then
spoke with Bill Stern, the president of the Company. Both
decided that an investigation was warranted so Barr requested
that each of the witnesses provide written statements to get,
“everybody’s perspective of what happened. (R. Exh. 5–7, Tr.
281–282.) After the statements were provided, Patricia Helms,
the human resources representative, Nick Barr and William
Stern met to discuss if any discipline was warranted and if so
the appropriate discipline to be meted out. The group decided
that since the statements implicated race, ethnicity, and sexual
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
orientation Ponce’s statements violated the Company’s EEO
policies. Thus it was determined that a written warning was
appropriate. (Tr. 293–293.) On August 31, 2021, the Company
issued to Ponce a written warning that contained the following
language:
This corrective action form is to confirm our discussion today
during which you were advised that your recent words and
comments about Mohammad and his country. It was stated
that you used the words "They Kill people like (sic) in your
country". It was asked what is that supposed to mean and it
was implied "gays". It was also stated by wittiness that asked
Mohammad to tell you what country he was from making
Mohammad fell very uncomfortable around answering the
question.
Our company policy around the use of disparaging or abusive
words, phrases, slurs, and negative stereotyping is very clear
and outlined in our employee handbook and will not be toler-
ated.
It is expected that you will immediately address this situation
and that further discussions will not be required. However, if
there is a need to again have discussion arising from lack of
corrective action being taken by you, the company reserves
the right to impose further disciplinary action, up to and in-
cluding suspension and termination of employment. (R. Exh.
7.)
ANALYSIS
1. The letter of warning
Section 7 of the Act in pertinent part states: “Employees
shall have the right to self-organization to form, join, or assist
labor organizations, to bargain collectively through representa-
tives of their own choosing and to engage in other concerted
activities for the purpose of collective bargaining or other mu-
tual aid and protection.”
Section 8(a)(4) of the Act is essentially an anti-retaliation
provision that forbids an employer from discharging or other-
wise discriminating against an employee because he or she has
filed charges or given testimony under the Act. In NLRB v.
Scrivener d/b/a AA Electric Co., 405 U.S. 117 (1972), the court
held that Section 8(a)(4) specifically applied to other activities
including providing affidavits, appearing but not testifying, and
being subpoenaed at a Board hearing.
Section 8(a)(3) makes unlawful discrimination in regard to
hire, tenure of employment or any other term and condition of
employment to encourage or discourage membership in any
labor organization. Where motivation is in issue the Board
looks to the test set forth in Wright Line, 251 NLRB 1083
(1080), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455
U.S. 989 (1982), to determine if a violation has occurred.
The General Counsel must initially show that (1) the em-
ployee engaged in Section 7 activity, (2) the employer knew of
that activity, and (3) the employer had animus against the Sec-
tion 7 activity, which must be proven with evidence sufficient
to establish a causal relationship between the discipline and the
Section 7 activity. Tschiggfrie Properties, Ltd., 368 NLRB No.
120, slip op. at 6, 8 (2019); see also Mondelez Global, LLC,
369 NLRB No. 46, slip op. at 1–2 (2020). Evidence is proba-
tive of unlawful motivation only if it adds support to a reasona-
ble inference that the employee’s Section 7 activity was a moti-
vating factor in the employer’s decision to impose discipline.
General Motors LLC, 369 NLRB No. 127 (2020).
If the General Counsel makes his/her initial case, the em-
ployer will be found to have violated the Act unless it meets its
defense burden to prove that it would have taken the same ac-
tion even in the absence of the Section 7 activity. See Hobson
Bearing International, 365 NLRB No. 73, slip op. at 1 fn. 1
(2017). If the evidence as a whole “establishes that the reasons
given for the [employer’s] action are pretextual—that is, either
false or not in fact relied upon—the [employer] fails by defini-
tion to show that it would have taken the same action for those
reasons, absent the protected conduct, and thus there is no need
to perform the second part of the Wright Line analysis.” Golden
State Foods Corp., 340 NLRB 382, 385 (2003).
After considering the totality of the evidence, I concur with
Respondent that the evidence failed to establish elements essen-
tial to the General Counsel’s claim. The evidence confirmed at
most that Charging Party engaged in protected activity some 5
years prior and was at the time of his discipline a union com-
mittee leader.23 However, there is no evidence to establish that
the employer was aware of his union activity that was taking
place at the time of the discipline. Assuming for the sake of
argument that Respondent was aware of the prior union activity
there is nothing in the record to establish that there was any
animus that was in any way causally connected to his union
activity. Rather, the evidence established that Ponce was disci-
plined not for his union activity and/or participation in Board
processes but because he made comments that were found to be
offensive and violative of the employer’s policies that he him-
self admits he made. Chaykho explained why he legitimately
felt bothered by the comments. He stated,
What bothers me about the whole thing was I've been in a
similar situation in the past, you know what I mean, when
people make certain comments and I take, I'm sorry, I think
it's stupid, referring to me or my people that we kill gay peo-
ple, you know what I mean. What I worry about somebody
around that’s gay or have a child that’s gay, how are they go-
ing to look at me, you know what I mean? Like they might
hold a grudge against me or something like that. That’s why I
didn’t like the way he said it or what he said. (Tr. 135.)
I also find that there is insufficient evidence to establish that
Respondent’s asserted reasons for issuing the letter of warning
were pretextual and\or were in any way motivated by Charging
Party’s union activity or prior participation in Board processes.
2
The prior Board proceedings Cases 28–CA–63215, 28–CA–
166351, and 28–CA–168680 took place in 2016.
3 I am not persuaded by the argument; and, the facts do not support
the conclusion that Respondent had been lying in wait since 2016, to
retaliate against Ponce by issuing him a mere warning. In U.S. Postal
Service Board of Governors v. Aikens, 460 U.S. 711, 715 (1983), a case
arising under Title VII, the court held that, “where the defendant has
done everything that would be required of him if the plaintiff had
properly made out a prima facie case, whether the plaintiff really did so
is no longer relevant.” Similar reasoning is applicable in this case.
STERN PRODUCE CO.
11
2. The alleged impression of surveillance
In 2019, Respondent installed the Samsara system in its fleet
of delivery trucks. The system is an advanced system for vehi-
cles which provides real time analytics, WIFI, and cameras on
with a view of the street and one with a view of the cab. (Tr.
246.) The cameras have no communication capabilities and do
not have any built-in microphones. (Tr. 246.) The cameras
serve various functions including protecting the public from
unsafe driving as well as protecting drivers from liability when
they are not at fault. The Company does not routinely view the
camera footage, but it is accessible if there is an accident. The
system can alert if a driver is in an unauthorized residential
area, the driver has stopped for an extended period or a harsh
braking event has occurred. (Tr. 259, 263, 264.) The company
has a provision within its Driver’s Manual that requires all
vehicle safety systems must always remain on unless the driver
is specifically authorized to turn them off . (R. Exh. 8.)
Jose Ruiz was a driver who has been working for the Com-
pany for a period of 9 years. On July 13, 2021, while eating
lunch Ruiz covered the camera in his truck cab. He did this
because he viewed his lunch as his own time and wanted to
insure his privacy. (Tr. 105.) At 12:06 his supervisor, Barr,
sent him a text message that stated, “got the uniform guy for
sizing bud, and you cant (sic) cover the camera its (sic) against
company rules.” (GC Exh. 18.) After being told to uncover the
camera Ruiz has since complied at all times and kept the cam-
era uncovered. (Tr. 105–106.)
Creating an impression that a company keeps its employees’
union activities under surveillance violates Section 8(a)(1) be-
cause it could inhibit the employees’ right to pursue union ac-
tivities untrammeled by fear of possible employer retaliation.
NLRB v. Ralph Printing & Lithographing Co., 379 F.2d 687,
691 (8th Cir. 1967). An employer unlawfully creates the im-
pression of surveillance by statements or other conduct which,
under all relevant circumstances, would lead reasonable em-
ployees to assume that their union activities have been placed
under surveillance. See generally Metro One Loss Prevention
Services, 356 NLRB 89, 102 (2010). It is not a violation of the
Act for an employer to merely observe open union activity, so
long as its representatives do not engage in behavior that is “out
of the ordinary,” Partylite Worldwide, Inc., 344 NLRB 1342
(2005); Arrow Automotive Industries, 258 NLRB 860 (1981),
enfd. 679 F.2d. 875 (4th Cir. 1982).
I find that there is insufficient evidence in the record to con-
clude that Respondent created an unlawful impression of sur-
veillance. In the first instance there is nothing in the record to
indicate that the request to uncover the cab camera was “out of
the ordinary” given the existence of the cameras and the
longstanding company policies relating to such.
Secondly,
there is no indication that Ruiz was engaged in any union activ-
ity in the cab of his truck, nor that Barr was aware of any union
activity of Ruiz in or out of the cab of his truck. (Tr. 111, 265.)
Lastly there is nothing to suggest that the cameras were any-
thing other than “mere observation” of activity of the changing
workplace of a driver. See F. W. Woolworth, 310 NLRB 1197
(1993) (employer’s “mere observation” did not violate the Act).
Accordingly, I find that Barr’s request to Ruiz to uncover his
camera did not create an unlawful impression of surveillance
and did not violate Section 8(a) (1) of the Act.
CONCLUSIONS OF LAW
(1) Respondent’s actions of issuing a letter of warning to
Uvaldo Ponce did not violate Section 8(a)(3), (4), and (1) of the
Act.
(2) Respondent’s request that employee Ruiz to uncover the
camera in the cab of his truck did not violate Section 8(a)(1).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended4
ORDER
The complaint is dismissed.
Dated, Washington, D.C. June 22, 2022
4
If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.