372 NLRB No. 86
Ascension Borgess Hospital
372 NLRB No. 86
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Ascension Borgess Hospital and Michigan Nurses
Association. Case 07–CA–273489
May 9, 2023
DECISION AND ORDER
BY CHAIRMAN MCFERRAN AND MEMBERS WILCOX
AND PROUTY
On December 3, 2021, Administrative Law Judge
Melissa M. Olivero issued the attached decision. The
Respondent filed exceptions and a supporting brief, the
General Counsel filed an answering brief, and the Re-
spondent filed a reply brief. The General Counsel also
filed cross-exceptions, the Respondent filed an answer-
ing brief, and the General Counsel filed a reply.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
1 We adopt the judge’s findings, for the reasons stated in her deci-
sion and further explained below, that the Respondent violated Sec.
8(a)(5) and (1) of the Act by failing to provide the Union with the fol-
lowing information it requested on February 11, 2021: the identifica-
tion of and/or a copy of the Crisis Prevention Institute (CPI) techniques
referenced by the Respondent in its discharge notice of Registered
Nurse Cory Shaw; a copy of Director of Connective Services Ron
Gipson’s interpretation of the CPI techniques used by Shaw, as record-
ed by associate relations employee Kelly Carlyle; and a copy of Gip-
son’s interpretation of the CPI techniques Shaw used, as recorded by
associate relations employee and attorney Andrea Anantharam.
In so doing, we note our agreement with the judge’s determination
that the Union demonstrated the relevance of the requested information.
In addition, we find merit in the General Counsel’s assertions in her
cross-exceptions that the requested material is presumptively relevant
to the Union’s representational duties. The requested information
directly concerned the terms and conditions of employment of unit
employee Shaw—specifically, Shaw’s discharge—and thus is presump-
tively relevant. See Lansing Automakers Federal Credit Union, 355
NLRB 1345, 1351–1354 (2010), and cases cited therein.
Regarding the Union’s request for copies of Gipson’s interpretation
of the CPI techniques as recorded in written notes made by Carlyle and
Anantharam, the Respondent asserts that it had a confidentiality interest
in this requested information and that the information was protected
from disclosure to the Union as work product under Fed.R.Civ.P.
26(b)(3). The judge agreed with the Respondent’s assertion that it had
a confidentiality interest in the requested information based on Michi-
gan state law protecting from disclosure a health care facility’s self-
review documentation, and the General Counsel did not except to the
judge’s finding in that regard. However, having found that the Re-
spondent had a confidentiality interest in the requested notes, the judge
did not apply the balancing test established in Detroit Edison Co. v.
NLRB, 440 U.S. 301, 318–319 (1979), applicable to confidential infor-
mation generally. Applying that test, we find that the Union’s interest
in acquiring the notes clearly outweighs the Respondent’s internal-
to adopt the recommended Order as modified and set
forth in full below.2
ORDER
The National Labor Relations Board orders that the
Respondent, Ascension Borgess Hospital, Kalamazoo,
Michigan, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Refusing to bargain collectively with the Michigan
Nurses Association (the Union) by failing and refusing to
furnish it with requested information that is relevant and
necessary to the Union’s performance of its function as
the exclusive collective-bargaining representative of Re-
spondent’s unit employees.
review interest in keeping those documents confidential. The requested
notes are central to Shaw’s grievance related to his discharge and the
record indicates that the notes contain little, if any, information of a
sensitive nature concerning the Respondent’s employees or patients.
We therefore find that the Respondent violated Sec. 8(a)(5) by failing
and refusing to provide the information requested by the Union. Even
assuming the Union’s interest in the requested information does not
outweigh the Respondent’s confidentiality interest, we find, in agree-
ment with the judge, that the Respondent violated Sec. 8(a)(5) by fail-
ing to offer an accommodation to the Union regarding the requested
information.
As to the Respondent’s arguments regarding work product, the judge
found that Gipson’s interpretation of the CPI techniques as recorded in
the written notes of Carlyle and Anantharam were not protected from
disclosure under the work product doctrine and, for the reasons stated
by the judge, we agree. We note the judge’s related finding that “[t]o
the extent either Carlyle’s or Anantharam’s notes contain information
or impressions beyond Gipson’s interpretations, such information may
be redacted.” We clarify here that the Respondent is required to pro-
vide the Union with the information it requested—that is, Gipson’s
interpretation of the CPI techniques used by Shaw as recorded in writ-
ten notes made by Carlyle and Anantharam. Consistent with
Fed.R.Civ.P. 26(b)(3), if those notes contain mental impressions, con-
clusions, opinions, or legal theories of an attorney or other representa-
tive of a party prepared in anticipation of litigation, beyond Gipson’s
interpretations of the CPI techniques, such information may be redact-
ed.
In light of the findings above, we find it unnecessary to pass on the
General Counsel’s argument in her cross-exceptions that the judge
erred by failing to draw an adverse inference from the Respondent’s
failure to call Gipson and Carlyle as witnesses at the hearing. In addi-
tion, we find it unnecessary to pass on the judge’s finding, based on
statements made by the Respondent to a Board agent during the inves-
tigation, that the Respondent also violated Sec. 8(a)(5) by failing to
state to the Union that it did not have any documents responsive to its
request for specific CPI techniques, as this additional finding would not
materially affect the remedy.
2 We shall modify the judge’s recommended Order to conform to
the Board’s standard remedial language and in accordance with our
decisions in Paragon Systems, Inc., 371 NLRB No. 104 (2022), Dan-
bury Ambulance Service, 369 NLRB No. 68 (2020), and Excel Con-
tainer, Inc., 325 NLRB 17 (1997). We shall substitute a new notice to
conform to the Order as modified.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Furnish to the Union in a timely manner the infor-
mation requested by the Union on February 11, 2021.
(b) Post at its facility in Kalamazoo, Michigan, copies
of the attached notice marked “Appendix.” Copies of the
notice, on forms provided by the Regional Director for
Region 7, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
places, including all places where notices to employees
are customarily posted. Reasonable steps shall be taken
by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In addi-
tion to physical posting of paper notices, the notices shall
be distributed electronically, such as by email, posting on
an intranet or an internet site, and/or other electronic
means, if the Respondent customarily communicates
with its employees by such means. If the Respondent
has gone out of business or closed the facility involved in
these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all cur-
rent employees and former employees employed by the
Respondent at any time since February 11, 2021.3
(c) Within 21 days after service by the Region, file
with the Regional Director for Region 7 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that the Respondent has
taken to comply.
Dated, Washington, D.C. May 9, 2023
3 If the facility involved in these proceedings is open and staffed by
a substantial complement of employees, the notice must be posted
within 14 days after service by the Region. If the facility involved in
these proceedings is closed or not staffed by a substantial complement
of employees due to the Coronavirus Disease 2019 (COVID-19) pan-
demic, the notice must be posted within 14 days after the facility reo-
pens and a substantial complement of employees have returned to
work. If, while closed or not staffed by a substantial complement of
employees due to the pandemic, the Respondent is communicating with
its employees by electronic means, the notice must also be posted by
such electronic means within 14 days after service by the Region. If
the notice to be physically posted was posted electronically more than
60 days before physical posting of the notice, the notice shall state at
the bottom that “This notice is the same notice previously [sent or
posted] electronically on [date].” If this Order is enforced by a judg-
ment of a United States court of appeals, the words in the notice read-
ing “Posted by Order of the National Labor Relations Board” shall read
“Posted Pursuant to a Judgment of the United States Court of Appeals
Enforcing an Order of the National Labor Relations Board.”
______________________________________
Lauren McFerran,
Chairman
______________________________________
Gwynne A. Wilcox,
Member
______________________________________
David M. Prouty,
Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf together with other employees for your
benefit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT refuse to bargain collectively with the
Michigan Nurses Association (the Union) by failing and
refusing to furnish it with requested information that is
relevant and necessary to the Union’s performance of its
functions as the collective-bargaining representative of
our unit employees.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL furnish the Union in a timely manner the in-
formation requested by the Union on February 11, 2021.
ASCENSION BORGESS HOSPITAL
The
Board’s
decision
can
be
found
at
https://www.nlrb.gov/case/07-CA-273489 or by using
the QR code below. Alternatively, you can obtain a copy
of the decision from the Executive Secretary, National
Labor Relations Board, 1015 Half Street, S.E., Washing-
ton, D.C. 20570, or by calling (202) 273–1940.
ASCENSION BORGESS HOSPITAL
3
Matthew Ritzman Esq., for the General Counsel.
Jonathon Rabin, Esq., for the Respondent.
Richard
Yorke,
Esq.
and
Julia
Smith-Heck,
Esq.,
for the Charging Party.
BENCH DECISION AND CERTIFICATION
STATEMENT OF THE CASE
MELISSA M. OLIVERO, Administrative Law Judge. I heard
this case on November 2, 2021, via Zoom for Government
videoconference. After the parties rested, I heard oral argument
on November 17, 2021, and issued a bench decision on No-
vember 19, 2021, pursuant to Section 102.35(a)(10) of the
Board’s Rules and Regulations, setting forth findings of fact
and conclusions of law. In the complaint, the General Counsel
alleged that Ascension Borgess Hospital (Respondent) violated
Section 8(a)(5) and (1) of the National Labor Relations Act (the
Act) by failing and refusing to provide the following infor-
mation to the Michigan Nurses Association (Charging Party):
the CPI techniques and Ron Gipson’s interpretation of those
techniques referenced by Respondent in an employee termina-
tion notice and related correspondence sent by Respondent to
the Charging Party.
For the reasons stated by me on the record, I found that the
General Counsel established that Respondent violated Section
8(a)(5) and (1) of the Act as alleged. In accordance with Sec-
tion 102.45 of the Board’s Rules and Regulations, I certify the
accuracy of, and attach hereto as “Appendix A,” the portion of
the transcript containing this decision.1 I further attach a notice
posting consistent with this decision hereto as “Appendix B.”
CONCLUSIONS OF LAW
1. Respondent, Ascension Borgess Hospital, is an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act, and a healthcare institution within the mean-
ing of Section 2(14) of the National Labor Relations Act (Act).
2. Michigan Nurses Association (Union) is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
3. By failing and refusing to provide the Union with infor-
mation it requested on February 11, 2021, that is relevant and
necessary to the performance of its function as the exclusive
collective-bargaining representative of Respondent’s employ-
ees, Respondent has engaged in unfair labor practices affecting
commerce within the meaning of Section 8(a)(5) and (1) of the
Act.
1 The bench decision appears in uncorrected form at pp. 204 through
233 of the transcript. The final version, after correction of oral and
transcriptional errors, is attached as “Appendix A” to this certification.
4. The unfair labor practices committed by Respondent af-
fect commerce within the meaning of Section 2(6) and (7) of
the Act.
REMEDY
Having found that Respondent has engaged in certain unfair
labor practices, I shall order it to cease and desist therefrom and
to take certain affirmative action designed to effectuate the
policies of the Act.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended2
ORDER
Respondent, Ascension Borgess Hospital, Kalamazoo, Mich-
igan, and its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to bargain with the Union, Michigan Nurses
Association, by failing and refusing to furnish it with requested
information that is relevant and necessary to the performance of
its function as the exclusive collective-bargaining representa-
tive of Respondent’s employees in the following appropriate
bargaining unit:
All Registered Professional Nurses employed by the Medical
Center and classified as full-time, regular part-time, and part-
time employees (part-time employees are regularly scheduled
to work sixteen (16) hours or more per week) excluding Di-
rectors, Assistant Directors, Supervisors, Clinical Nurse Spe-
cialist, Nurse Educators, Clinical Managers, Nurse Practition-
ers, Infection Control Specialist, Stomal Therapist, Employee
Health Outcomes Specialist, member of the Order of the Sis-
ters of St. Joseph, PRN Nurses, and other employees. Gradu-
ate nurses and nurses in the Nurse Residency Program shall
be included in the bargaining unit.
(b) In any like or related manner interfering with, restrain-
ing, or coercing employees of the rights guaranteed them by
Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Furnish the Union with the following information it re-
quested on February 11, 2021: the CPI techniques and Ron
Gipson’s interpretation of those techniques referenced by Re-
spondent in an employee termination notice and related corre-
spondence sent by Respondent to the Charging Party. If any of
this information does not exist, Respondent shall inform the
Union that no such documents exist. If the documents contain-
ing the interpretations of Ron Gipson contain information or
impressions beyond Gipson’s interpretations, such information
may be redacted.
(b) Within 14 days after service by the Region, post at its
facility in Kalamazoo, Michigan, copies of the attached notice
2 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
marked “Appendix B.”3 Copies of the notice, on forms provid-
ed by the Regional Director for Region 7, after being signed by
the Respondent’s authorized representative, shall be posted by
the Respondent, and maintained for 60 consecutive days in
conspicuous places including all places where notices to em-
ployees are customarily posted. In addition to physical posting
of paper notices, the notices shall be distributed electronically,
such as by email, posting on an intranet or an internet site,
and/or other electronic means, if the Respondent customarily
communicates with its employees by such means. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since March 1, 2021.
(b) Within 21 days after service by the Region, file with the
Regional Director for Region 7 a sworn certification of a re-
sponsible official on a form provided by the Region attesting to
the steps that the Respondent has taken to comply.
Dated, Washington, D.C. December 3, 2021
APPENDIX A
JUDGE OLIVERO, Administrative law Judge. Good morning,
everyone. We are here today, using Zoom Government Vide-
oconferencing, for the issuance of my bench decision in the
matter of Ascension Borgess Hospital and Michigan Nurses
Association, Case 07–CA–273489. Present today for the par-
ties are Mr. Ritzman for the General Counsel, Mr. Yorke for
the Charging Party, and Mr. Rabin for Respondent. On
Wednesday, November 17, I entertained oral arguments tele-
phonically and today, after considering the testimony, evidence,
and the oral arguments presented in the case, I am prepared to
render a decision. This decision is rendered pursuant to Sec-
tions 102.35(a)(10) and 102.45(a) of the Board’s Rules and
Regulations.
The charge in this case was filed on March 2, 2021, by the
Michigan Nurses Association (which I will refer to as the Un-
ion or the Charging Party). The complaint was issued on July
27, 2021, against Respondent, Ascension Borgess Hospital.
The complaint alleges at paragraph 10 that since about Feb-
ruary 11, 2021, the Charging Party has requested in writing that
Respondent furnish the following information: The CPI tech-
niques and Ron Gipson’s interpretation of those techniques
referenced by Respondent in an employee termination notice
and related correspondence sent by Respondent to the Charging
Party. The complaint alleges at paragraph 11 that the infor-
mation requested by the Charging Party is necessary for, and
relevant to, the Charging Party’s performance of its duties as
the exclusive bargaining representative of the Unit. The com-
plaint further alleges that since about March 1, 2021, Respond-
3 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
ent has failed and refused to furnish the Charging Party with
this information and in so doing has violated Section 8(a)(5)
and (1) of the National Labor Relations Act.
Respondent timely filed its answer to the Complaint, denying
the allegations, and raising numerous affirmative defenses.
Among its affirmative defenses, Respondent asserts that the
Complaint is time-barred under Section 10(b) of the Act and
that the requested information is privileged and/or confidential.
The case was tried before me via Zoom Government videocon-
ference, on October 14, 2021. After carefully considering all of
the testimony and evidence offered at the trial, as well as the
arguments of the General Counsel and Respondent, I make the
following findings of fact:
Respondent admits, and I find, that it is a corporation operat-
ing an acute care hospital providing inpatient and outpatient
care in Kalamazoo, Michigan, where it annually derives gross
revenue in excess of $2500,000 per year and purchases and
receives goods valued in excess of $50,000 directly from points
outside of the State of Michigan. Respondent admits, and I find
that it is an employer engaged in commerce within the meaning
of Section 2(2), (6), and (7) of the Act and a healthcare institu-
tion within the meaning of Section 2(14) of the Act. Respond-
ent also admits, and I find, that the Union is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
Respondent further admits, and I find, that Respondent rep-
resents the following appropriate unit of employees:
All Registered Professional Nurses employed by the Medical
Center and classified as full-time, regular part-time, and part-
time employees (parttime employees are regularly scheduled
to work sixteen (16) hours or more per week), excluding Di-
rectors, Assistant Directors, Supervisors, Clinical Nurse Spe-
cialist, Nurse Educators, Clinical Managers, Nurse Practition-
ers, Infection Control Specialist, Stomal Therapist, Employee
Health Outcomes Specialist, members of the Order of the Sis-
ters of St. Joseph, PRN Nurses, and other employees. Gradu-
ate nurses and nurses in the Nurse Residency Program shall
be included in the bargaining unit.
Respondent admits that it has recognized the Union as the
exclusive-collective bargaining representative of the Unit and
that this recognition has been embodied in successive collective
bargaining agreements, the most recent of which is effective
from November 11, 2020, through November 11, 2022. This
collective bargaining agreement is in the record as GC Exhibit
2.
At the time of the events at issue, Christen Crowley served in
the position of Respondent’s labor relations partner. Respond-
ent admits, and I find that Crowley has been at all material
times a supervisor of Respondent within the meaning of Section
2(11) of the Act and an agent of Respondent within the mean-
ing of Section 2(13) of the Act.
Andrea Anantharam is employed by Respondent as a senior
attorney in associate relations, which includes employee rela-
tions. She performs caregiver misconduct investigations. Julie
Markgraf is employed by Respondent as a senior attorney in
risk management and patient relations. Cheryl Sullivan is an
employee of Ascension Risk Services as the Director of Risk
Management. Teri Riddle is employed by Respondent as its
ASCENSION BORGESS HOSPITAL
5
Manager of Contract Staffing. As of November 20, 2020, she
served as Respondent’s Director of Emergency Services.
Jennifer Smith-Heck is employed by the Michigan Nurses
Association as a labor relations representative. In this capacity,
she negotiates contracts, enforces contracts, resolves workplace
issues, and assists members with grievances. In late 2020, Re-
spondent discharged employee and registered nurse Cory Shaw
because of an incident on November 16, 2020, in which Shaw
allegedly roughly handled a patient in the emergency depart-
ment.
In November 2020, a complaint by a patient’s daughter
about Shaw was filed. Senior Attorney Julie Markgraf was
notified of the complaint by Cheryl Sullivan, Respondent’s
Director of Risk Management. Markgraf then initiated an in-
vestigation. Sullivan sent an email to Markgraf indicating that,
“Under the direction of legal counsel, we have initiated an in-
vestigation of an allegation of patient physical abuse . . .” (R.
Exh. 5, p. 3.) Markgraf later responded to Sullivan stating,
“please ask everyone involved in the investigation to label doc-
uments and other items created during the investigation as
‘Confidential – prepared at the direction of legal counsel.’”
Andrea Anantharam, another attorney and employee of Re-
spondent, was later added to the investigation.
A copy of the Disciplinary Action Form regarding Shaw’s
termination is in the record as GC Exhibit 3. The Union filed a
grievance on Shaw’s behalf on December 9, 2020, alleging that
Shaw’s termination was unfair and unjustified. A copy of the
grievance is in the record as GC Exhibit 4.
In Shaw’s termination document, Respondent indicated that
A patient’s daughter lodged a complaint regarding the way
that her father was treated while in the emergency department.
The daughter states that the patient complained of ‘being
choked’ as well as roughly handled during his visit to the
Emergency Department. This prompted an investigation into
the complaint. Witnesses had the opportunity to provide their
perspective, the video footage was reviewed and Cory was
able to provide his account of the event. Cory’s actions were
found not to be compliant with CPI techniques as well as the
culture of the organization as outlined in the policies men-
tioned below.
(GC Exh. 3.) CPI is an abbreviation for Crisis Prevention Insti-
tute. CPI techniques are taught in de-escalation classes for
emergency department staff and provide non-violent ways of
dealing with patients. Anantharam testified that Shaw’s non-
compliance with CPI techniques was partly the reason for his
discharge.
On January 6, 2021, Smith-Heck sent an email to Crowley
attaching an information request. The information request
sought numerous items, including access to video footage, cop-
ies of any and all policies relied upon by management in its
decision to terminate Shaw, copies of all management investi-
gation notes, witness statements, and other documentation
made or collected during the investigation, names of all indi-
viduals interviewed or spoken to by management regarding the
investigation, and copies of Shaw’s personnel file. A copy of
the email is in the record as GC Exhibit 5 and a copy of the
attached information request is in the record as GC Exhibit 6.
On January 25, 2021, Crowley sent an email to Smith-Heck
raising confidentiality concerns over the Union’s information
request. Crowley asked the Union to sign a confidentiality
agreement, which was attached to the email. This email is in
the record as GC Exhibit 7. Smith-Heck responded to Crowley
with an email on January 25 asking which parts of the Union’s
information request were confidential. This email is in the
record as GC Exhibit 8. Crowley replied that because the inci-
dent involved a patient, Respondent considered the video and
witness statements to be confidential. Crowley’s email is in the
record as GC Exhibit 9. Smith-Heck agreed to sign the confi-
dentiality agreement in an email in the record as GC Exhibit 10.
The executed confidentiality agreement is in the record as GC
Exhibit 11. Smith-Heck was then allowed to view the video of
the incident with Crowley and to ask questions.
On January 26, 2021, Respondent provided some infor-
mation in response to the Union’s information request. A copy
of Respondent’s response is in the record as GC Exhibit 12. In
its response, Respondent indicated that it provided the names of
all individuals interviewed as part of the investigation, with the
exception of Ron Gipson. According to Respondent, Gipson,
“provided a professional interpretation of the CPI technique
that was used in the video.” (GC Exh. 12.) Gipson is em-
ployed by Respondent as the Director of Connective Services.
He is not an attorney and does not provide medical services to
patients. He provides training on CPI techniques at Respond-
ent’s facility. Gipson was not shown and did not sign his inter-
pretation of the video footage. Gipson did not testify at the
hearing.
Gipson apparently provided two such interpretations. Initial-
ly, Gipson watched the video footage of the incident involving
Shaw with Cheryl Sullivan and Kelly Carlyle, an employee of
Respondent in associate relations. Gipson gave his interpreta-
tion of what was shown on the video, including whether Shaw’s
actions complied with CPI techniques. Carlyle took notes of
this session. Carlyle did not testify at the hearing. This one-
page document was reviewed by Anantharam and was never
provided to the Union. Respondent further did not supply a
summary of the document to the Union. Respondent did not
offer to provide this document, in any form, to the Union. Gip-
son was not shown and did not sign these notes.
After seeing Carlyle’s notes, Anantharam requested a second
viewing of the video with Gipson. She watched video surveil-
lance footage of the incident with Gipson, Carlyle, and Laura
Majewski, Carlyle’s supervisor. Crowley was invited to attend
but was unable. While watching the footage, Gipson again
provided a verbal assessment as to whether Shaw’s actions
were in compliance with CPI techniques. The determination
that Shaw’s actions did not comply with CPI techniques was
made by Gipson. This second assessment was reduced to writ-
ing by Anantharam, who only showed them to Crowley. Anan-
tharam testified that she intended for her notes to remain confi-
dential. Gipson never saw or signed these notes.
On February 11, 2021, Smith-Heck sent another information
request to Crowley in an email. The email is in the record as
General Counsel’s Exhibit 13. In this information request,
Smith-Heck requested a copy of Gipson’s interpretation and a
copy of the CPI technique referenced in Respondent’s earlier
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
information request response, along with other information. At
that time, Smith-Heck was not familiar with CPI techniques.
On March 1, 2021, Crowley responded to Smith-Heck’s Feb-
ruary 12 email with an email. Crowley’s email is in the record
as General Counsel’s Exhibit 14. Crowley stated that Re-
spondent objected to the request for Gipson’s interpretation as
protected by work product privilege, peer review privilege,
internal deliberative process, and as prepared in anticipation of
litigation. Specifically, Respondent indicated, “[t]he docu-
ments were prepared for review by legal counsel that evaluates
potential legal exposure in anticipation of and preparation for
potential litigation.” In regard to the request for the CPI tech-
nique referenced in Shaw’s termination document, Respondent
indicated that it was unclear exactly what the Union was seek-
ing. Crowley testified that she drafted this response with the
assistance of legal counsel. She further testified that Respond-
ent’s attorneys are involved in all investigations of employee
misconduct.
On April 1, 2021, Smith-Heck sent Crowley a follow-up
email, which is in the record as General Counsel’s Exhibit 15.
Smith-Heck stated that the request for the specific CPI tech-
niques was not vague. She stated, “we would like a copy of the
specific CPI techniques that are referenced by the hospital in
the Disciplinary Action Form . . . which were relied upon in the
hospital’s conclusion that Cory’s actions were found not to be
compliant with CPI techniques.” Smith-Heck asked for infor-
mation as to what exactly CPI is. Smith-Heck also requested a
copy of the entire manual or book which contains the tech-
niques that are referenced in Shaw’s Disciplinary Action Form.
Respondent’s attorney sent an email to Smith-Heck in reply
stating that they would review her requests and get back to her.
This email is in the record as General Counsel’s Exhibit 16. On
April 13, 2021, Respondent’s attorney sent Smith-Heck another
email indicating that he was working to compile and review
potentially responsive information. The attorney promised to
get back to Smith-Heck as soon as he could. The April 13
email is in the record as General Counsel’s Exhibit 17.
On April 22, 2021, Respondent’s attorney sent an email in
response to Smith-Heck’s April 1 information request. Theis
email is in the record as General Counsel’s Exhibit 18. No
mention was made of Gipson’s interpretation of the video foot-
age. The attorney indicated that the information on CPI was
already available to the Union, as many members have access
to the CPI materials through its website. The attorney provid-
ed a website link to the CPI materials and attached the docu-
ments. The CPI Instructor’s Guide is in the record as General
Counsel’s Exhibit 19. The CPI course is in the record as Gen-
eral Counsel’s Exhibit 20. General Counsel’s Exhibits 19 and
20 are over 300 pages long. The CPI course contains non-
violent techniques for handling patient crises. After reviewing
the CPI documents, Smith-Heck could not determine what Re-
spondent found objectionable about Shaw’s behavior. Shaw’s
grievance is still active and pending arbitration.
Respondent’s Exhibit 3 is a copy of the emails contained in
General Counsel’s Exhibits 5, 7, 8, 9, 10, 13, and 14, but it also
includes a redacted copy of the handwritten complaint regard-
ing the incident that led to Shaw’s discharge. Respondent’s
Exhibit 4 contains the emails contained in General Counsel’s
Exhibits 15, 16, 17, and 18, and also the attachments in the
record as General Counsel’s Exhibits 19 and 20.
Respondent also provided an email exchange between Anan-
tharam and Steve Carlson, an agent of the NLRB, which is in
the record as Respondent’s Exhibit 6. In the exchange, Carlson
said he was puzzled by Respondent’s apparent confusion over
what the Union was seeking. Carlson went on to reference
Shaw’s Disciplinary Action Form in which Respondent indicat-
ed that Shaw’s actions were not in compliance with CPI tech-
niques and the January 26, 2021, email in which Respondent
stated that Ron Gipson provided a professional interpretation of
the CPI technique that was used in the video.
In response, Anantharam stated that, “it was not that Shaw
violated a particular CPI technique or failed to comply with a
specific technique. The issue is that Mr. Shaw did not employ
a CPI technique at all.” Anantharam went on to assert that
Gipson’s interpretations of the video footage were privileged.
She further argued that Gipson did not make the decision to
terminate Shaw and was not involved in that decision. Instead,
she said, Gipson’s interpretations were prepared for review by
legal counsel and in preparation for potential litigation. Anan-
tharam also asserted that the interpretations were shielded from
disclosure by peer review privilege under Michigan law.
When asked the relevance of the information request for the
CPI techniques, Smith-Heck testified that they were referenced
by Respondent in Shaw’s termination document and that the
Union was not familiar with them at the time. As to both re-
quests, Smith-Heck testified that both requested pieces of in-
formation would assist the Union in processing Shaw’s griev-
ance and would help the Union determine whether the griev-
ance is meritorious. She indicated that the Union would not
proceed to arbitration if these documents indicated that Shaw’s
grievance was not meritorious. She further indicated that the
Union needs all information on Shaw’s termination.
Crowley also testified that Shaw’s actions did not violate any
specific CPI technique. However, in Shaw’s discharge paper-
work, Respondent indicated that Shaw’s actions were found,
“not to be compliant with CPI techniques.” Smith-Heck was
never told that Shaw’s actions did not fit within any particular
CPI technique or that Shaw failed to use any CPI technique.
Riddle testified that she made the decision to terminate Shaw
and that Shaw’s non-compliance with CPI techniques was not a
factor in her decision. This testimony was contradicted directly
by that of Anantharam, who testified that Shaw was discharged,
in part, because of his failure to comply with CPI techniques.
Riddle said that she was never made aware of Gipson’s inter-
pretations of the video footage of the Shaw incident. She was
not present on either occasion when Gipson gave his interpreta-
tions of the video footage. Despite this testimony, the Discipli-
nary Action Form given to Shaw states that his actions were
found not to be compliant with CPI techniques and Riddle both
reviewed and signed this document. However, she stated that
Respondent’s human resources department added the language
about the CPI techniques. Anantharam testified that she made
recommendations to local leaders on Shaw’s employment, but
Riddle did not mention this.
Respondent did not offer to provide Gipson’s interpretations
in an amended or redacted form. Respondent did not offer to
ASCENSION BORGESS HOSPITAL
7
allow Smith-Heck to view Gipson’s interpretations without
receiving a copy. Smith-Heck never spoke to Gipson about his
interpretations. She did not know for sure if his interpretations
were taken into account when Respondent decided to discharge
Shaw.
All witnesses agreed that Respondent has not provided any
information to the Union regarding the specific CPI technique
or techniques that Shaw failed to comply with and has not pro-
vided the Union with Gipson’s interpretations of Shaw’s ac-
tions under the CPI techniques.
Respondent’s witnesses testified that all incidents of em-
ployee misconduct are investigated, regardless of whether there
is a risk of litigation. Respondent uses what is termed its
“caregiver misconduct flow” when there is an allegation of
patient abuse. Following an allegation of abuse, it is standard
practice to engage legal counsel for what Sullivan said was
anticipation of litigation so that Respondent gets privilege pro-
tection for its work product. All witnesses believed that Re-
spondent’s protocols for investigating complaints of employee
misconduct were followed in this case. Anantharam generally
supervises and directs investigations of patient abuse.
These are the facts as I have found them. Now I shall turn to
the discussion and analysis portion of this decision. Most of
the facts in this case are not in dispute, as they are embodied in
a series of emails and attachments that are in the record. This
case really comes down to a legal dispute over whether Re-
spondent’s refusal to provide the requested information violates
the National Labor Relations Act.
Some of my credibility resolutions have been made as part of
the findings of fact herein. To the extent any witness’ testimo-
ny is contradicted by documentary evidence, I credit the evi-
dence over the testimony. Furthermore, to the extent Riddle
and Anantharam contradicted each other, I did not credit the
testimony. For example, Anantharam testified that Shaw was
discharged at least in part because his actions did not comply
with CPI techniques. Riddle, however, testified that Shaw’s
failure to employ or comply with CPI techniques was not a part
of the reason he was discharged. In addition, Riddle failed to
mention that Anantharam made recommendations regarding
Shaw’s employment. Riddle also testified that it was her deci-
sion alone to discharge Shaw. She later admitted under cross-
examination that Respondent’s human resources department
inserted certain language into Shaw’s Disciplinary Action
Form. For these reasons, I do not credit the testimony of Anan-
tharam or Riddle, unless it is supported by other, more reliable
evidence, it is inherently probable, or it acts as an admission
against Respondent’s interest.
I found Smith-Heck to be a credible witness. She testified in
a straightforward and frank manner. Her testimony did not
waver on cross examination and was supported by the docu-
mentary evidence in the case. Respondent’s cross-examination
of her merely elucidated that she did not ever speak to Gipson
directly and that she could not be sure if Gipson’s interpreta-
tions were taken into account in Respondent’s decision to ter-
minate Shaw’s employment.
I found Crowley to be a generally credible witness. She
seemed forthright while testifying. However, to the extent her
testimony seeks to downplay the fact that Shaw’s noncompli-
ance with CPI techniques factored into his discharge, I do not
accept it, as it is contradicted by Respondent’s own Discipli-
nary Action Form.
I also found Markgraf to be a generally credible witness.
She gave her brief testimony in a direct and steady manner.
However, I do not accept her testimony that advising Sullivan
to mark all documents confidential created protection for those
documents under the work product doctrine.
I found Cheryl Sullivan to be a credible witness. Her brief
testimony was given in a sure and direct fashion. Her testimo-
ny was supported by the documentary evidence in the case and
did not waver on cross-examination. For these reasons, I have
credited her testimony.
Generally, an employer is obligated to provide a union with
requested information that is “potentially relevant and would be
of use to the union in fulfilling its responsibilities as the em-
ployees’ bargaining representative.” FCA US LLC, 371 NLRB
No. 32, slip op. at 3 (2021), citing E.I. Du Pont de Nemours &
Co., 366 NLRB No. 178, slip op. at 4 (2019) (citing NLRB v.
Acme Industrial Co., 385 U.S. 432, 435–436 (1967) and Postal
Service, 332 NLRB 635, 635 (2000)). In evaluating relevance,
the Board uses a “liberal, discovery-type standard” that requires
only that the requested information have “some bearing upon”
the issue between the parties and be “of probable use to the
labor organization in carrying out its statutory responsibilities.”
E.I. Du Pont, 366 NLRB No. 178, slip op. at 4 (quoting Public
Service Co. of New Mexico, 360 NLRB 573, 574 (2014), and
Postal Service, 332 NLRB at 636). Information pertaining to
bargaining unit employees is presumptively relevant. Id. But
where the information requested is not presumptively relevant,
“it is the union’s burden to demonstrate relevance.” Id. The
union’s burden to demonstrate relevance is not heavy, but it
does require “demonstrating a reasonable belief supported by
objective evidence that the requested information is relevant,
unless the relevance of the information should have been ap-
parent to the Respondent under the circumstances.” Id.; see
also A-1 Door & Building Solutions, 356 NLRB 499, 500
(2011); Postal Service, 310 NLRB 391, 391 (1993) (requiring
“a logical foundation and a factual basis” for extra-unit infor-
mation requests). Finally, the Board “does not pass on the mer-
its of the underlying grievance or determine beforehand wheth-
er a breach of the collective bargaining agreement occurred.”
Teachers College, Columbia University, 365 NLRB No. 86,
slip op. at 4 (2017).
Information that does not directly concern terms and condi-
tions of employment of unit employees is not presumptively
relevant, even when sought for the purpose of processing griev-
ances. FCA US LLC, 371 NLRB No. 32, slip op. at 3. There-
fore, I do not find that the information sought by the Union in
this case was presumptively relevant. The question then be-
comes whether the Union carried its burden of demonstrating to
Respondent a reasonable belief supported by objective evidence
that the information was relevant. Id. This burden is not
heavy, and I find that the Union has met it.
Respondent, in its Disciplinary Action Form terminating
Shaw’s employment, stated that his actions were found not to
be compliant with CPI techniques. In a response to the Union’s
initial information request, Respondent stated that Ron Gipson
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
provided professional interpretation of the CPI techniques used
in the video. Therefore, on February 11, 2021, the Union re-
quested a copy of Gipson’s interpretation and a copy of the CPI
technique that was referenced. Later, the Union clarified that
Respondent’s reference to the CPI techniques in Shaw’s Disci-
plinary Action Form speaks for itself in establishing relevance.
Thus, in evaluating the merits of Shaw’s grievance and in pro-
cessing his grievance, the Union required a copy of a document
referenced by Respondent itself in the document terminating
Shaw’s employment. I find that the Union met its burden to
establish the relevance of its request for the specific CPI tech-
niques referenced in Shaw’s Disciplinary Action Form.
Respondent later and at the hearing seemed to try to disavow
or downplay the statement in Shaw’s Disciplinary Action Form
that his actions were noncompliant with CPI techniques. De-
spite these efforts, the Disciplinary Action Form says what it
says. It was issued to Shaw when he was discharged. Re-
spondent did not provide information responsive to the Union’s
request for a copy of the specific CPI techniques that Shaw
failed to comply with, instead providing the entire CPI course
and instructor guide and a link to those documents on its web-
site. Referring a union to the entire text of a document instead
of referring it to a specific section of the document has been
found not to be a good faith response to an information request
and has been found to violate the Act. Postal Service, 332
NLRB 635, 638 (2000). Similarly, in this case, Respondent
should have provided a copy of or directed the Union to the
specific section of the CPI techniques with which it found
Shaw failed to comply. Its failure to do so violated Section
8(a)(5) and (1) of the Act.
Moreover, Respondent advised a Board agent during the in-
vestigation of this matter that it did not have any documents
responsive to the Union’s request for specific CPI techniques.
However, Respondent never told the Union that it did not have
any responsive documents. Respondent had a duty to either
provide this relevant information or explain that no such infor-
mation existed. A delay in advising a Union that information it
requested does not exist violates the Act. Graymont PA, Inc.,
364 NLRB No. 37, slip op. at 10 (2016). See also Endo Paint-
ing Service, Inc., 360 NLRB 485, 486 (2014) (duty to bargain
includes the duty “to timely disclose that requested information
does not exist.”). Similarly, an outright failure to inform a un-
ion that the information it requested does not exist violates the
Act. Therefore, I find Respondent's failure to advise the Union
that there were no specific CPI techniques with which Shaw
had failed to comply violated Section 8(a)(5) and (1) of the Act.
I also find that the Union established the relevance of Gip-
son’s interpretations of the video footage of the Shaw incident.
On January 6, 2021, the Union requested copies of all man-
agement investigation notes, witness statements, and other doc-
umentation collected during the investigation, as well as names
of any individuals interviewed or spoken to by management
regarding the investigation. In replying to the Union’s infor-
mation request for the names of all individuals interviewed or
spoken to by management regarding the Shaw investigation,
Respondent stated that management spoke to Ron Gipson, who
provided a professional interpretation of the CPI techniques
that were used in the video. Respondent also indicated in the
response that it believed that this information was privileged.
The Union then requested a copy of Gipson’s interpretations.
Respondent again replied that it believed that this information
was protected by the work product privilege, as it was prepared
in anticipation of litigation, and by Michigan’s peer review
privilege. Later, at a Step 3 meeting over Shaw’s grievance,
the Union again raised that it was waiting for Gipson’s interpre-
tations.
Respondent, in Shaw’s Disciplinary Action Form, stated that
his actions were not compliant with CPI techniques. Respond-
ent later stated that it received an interpretation of the CPI tech-
niques in the video from Gipson. It is apparent that Gipson’s
interpretations might have formed the basis for the conclusion
that Shaw’s actions were not compliant with CPI techniques.
This was not a boilerplate request for wide ranging information.
Instead, the Union was requesting specific documents refer-
enced by Respondent with direct bearing on Shaw’s discharge.
As such, I find that the Union met its burden of establishing the
relevance of Gipson’s interpretations of the video footage of the
Shaw incident.
In Piedmont Gardens, the Board held that when an employer
asserts a confidentiality interest in protecting witness state-
ments from disclosure, the appropriate standard is the Detroit
Edison balancing test applicable to confidential information
generally. 362 NLRB at 1135, citing Detroit Edison v. NLRB,
440 U.S. 301, 315–320 (1979). Under that standard, the Board
balances a union’s need for requested relevant information
against an employer’s established “legitimate and substantial”
confidentiality interests. Id. But “[e]stablishing a legitimate
and substantial confidentiality interest requires more than a
generalized desire to protect the integrity of employment inves-
tigations.” Id. at 1137. Rather, an employer must “determine
whether in any give[n] investigation witnesses need protection,
evidence is in danger of being destroyed, testimony is in danger
of being fabricated, [or] there is a need to prevent a cover up.”
Id. (quoting Hyundai America Shipping Agency, 357 NLRB
860, 873–874 (2011), enfd. in relevant part 805 F.3d 309 (D.C.
Cir. 2015)). Assuming that an employer establishes a legiti-
mate and substantial confidentiality interest that outweighs a
requesting union’s need for the information, the employer “may
not simply refuse to provide the information but must seek an
accommodation that would allow the requester to obtain the
information it needs while protecting the party’s interest in
confidentiality.” Id. (citing Borgess Medical Center, 342
NLRB 1105, 1106 (2004)). An employer is obligated only to
offer an accommodation and if the union is dissatisfied with the
offer, it is then required to respond and explain why the prof-
fered accommodation is insufficient. Id. at 1137 fn. 7 (citation
omitted).
The employer must offer an accommodation that that will
meet the needs of both parties, National Steel Corp., 335 NLRB
747, 748 (2001), enfd. 324 F.3d 928 (7th Cir. 2003), which may
include an offer to release information conditionally, U.S. Test-
ing Co. v. NLRB, 160 F.3d 14, 20 (D.C. Cir. 1998), enfg. 324
NLRB 854 (1997). FCA US LLC, 372 NLRB No. 32, slip op.
at 4 (2021). The employer may also offer to supply the infor-
mation on an alternative timeline. Id. at 5.
In a previous proceeding between these parties, the Board
ASCENSION BORGESS HOSPITAL
9
found that Michigan state law protects from disclosure health
care facilities’ self-review documentation, including incident
reports. See Borgess Medical Center, 342 NLRB 1105, 1105
(2019). However, the Board also found that, despite Respond-
ent’s confidentiality interest under Michigan state law, Re-
spondent violated the Act by failing to offer a reasonable ac-
commodation to the union. Id. at 1106. Similarly, in the in-
stant case, Respondent has raised a confidentiality claim under
Michigan law. The Union has also established a need for the
information. The Union requires the information to weigh the
merits of Shaw’s grievance. However, there is no evidence that
Respondent offered the Union any accommodation at all. In so
doing, Respondent violated Section 8(a)(5) and (1) of the Act.
However, Respondent here does not merely raise a state law
confidentiality interest. Instead, Respondent asserts that Gip-
son’s interpretations are protected from disclosure by the work
product doctrine. The work product doctrine or privilege,
which was first recognized by the Supreme Court over 50 years
ago in Hickman v. Taylor, 329 U.S. 495 (1947), and later codi-
fied in Federal Rule of Civil Procedure 26(b)(3), protects from
disclosure written material prepared by a party or his repre-
sentative in anticipation of litigation or for trial. Sprint Com-
munications, 343 NLRB 987, 988 (2004). The strong public
policy underlying the work product doctrine is to aid the adver-
sarial process by providing a certain degree of privacy to a
lawyer in preparing for litigation. Id.
The work product privilege, however, is not absolute. Id.
Rule 26(b)(3) provides that a party may obtain otherwise pro-
tected documents upon a showing that he has substantial need
of the materials in the preparation of his case and that he is
unable without undue hardship to obtain the substantial equiva-
lent of the materials by other means. Id. citing Fed. R. Civ. P.
26(b)(3). Even if such a showing is made, courts will protect
against disclosure of the mental impressions, conclusions, opin-
ions, or legal theories of an attorney or other representative of a
party concerning the litigation. Id.
In Sprint Communications, the Board found that work prod-
uct protection will be accorded where a document was created
because of anticipated litigation and would not have been creat-
ed in substantially similar form but for the prospect of that liti-
gation. 343 NLRB at 988. In order to meet this standard, the
party representative must have had at least a subjective belief
that litigation was a real possibility, and that belief must have
been objectively reasonable. 343 NLRB at 988–989. The pro-
spect of litigation need not be actual or imminent, but it must be
fairly foreseeable. 343 NLRB at 989 citing Coastal States Gas.
Corp. v. Dept. of Energy, 617 F.2d 854, 865 (D.C. Cir. 1980).
Respondent’s witnesses all testified that it investigates all al-
legations of employee misconduct and patient abuse, regardless
of the risk of litigation. Furthermore, Respondent follows es-
tablished protocols and procedures in conducting its investiga-
tions. Thus, I find that the investigation into Shaw’s alleged
misconduct was a routine investigation conducted in the ordi-
nary course of Respondent’s business. Moreover, I do not find
that work product protection attached to Gipson’s interpreta-
tions merely because Markgraf advised Sullivan to ask every-
one involved in the investigation to label documents and other
items created during the investigation as ‘Confidential—
prepared at the direction of legal counsel.’ Instead, I find that
this is a conclusory statement of limited evidentiary value. It
does not overcome the evidence that this was a routine investi-
gation, conducted in a similar manner to all other investigations
of employee misconduct. Markgraf, an employee of Respond-
ent and an attorney, testified that the records of the investiga-
tion were kept in the ordinary course of Respondent’s business.
Thus, I do not find that Gipson’s interpretations as recorded by
Carlyle, are protected from disclosure by the work product
doctrine.
The notes of Gipson’s first interpretation of the video foot-
age were prepared by Carlyle, who is not an attorney. They do
not contain the impressions of anyone other than Gipson, who
also is not an attorney. Although Anantharam is an attorney, I
have found that the document she created containing Gipson’s
impressions were not created in anticipation of litigation. In-
stead, they were created in the ordinary course or Respondent’s
business as part of a routine investigation. Respondent routine-
ly involves attorneys in its investigations. Therefore, I do not
find that Anantharam’s notes of Gipson’s interpretations are
protected by the work product doctrine. To the extent either
Carlyle’s or Anantharam’s notes contain information or impres-
sions beyond Gipson’s interpretations, such information may be
redacted.
In its answer to the complaint, Respondent raised 8 affirma-
tive defenses. Respondent’s defenses include an alleged failure
to state a valid claim under the Act, mootness, privilege and/or
confidentiality, timeliness, that it has not violated the Act, and
that the remedies sought are improper. I have already discussed
Respondent’s privilege and confidentiality defense. At the
hearing and in its oral argument, Respondent did not mention
any of its affirmative defenses, aside from privilege and confi-
dentiality. The proponent of an affirmative defense has the
burden of establishing it. Babcock & Wilcox Construction Co.,
361 NLRB 1127, 1140 (2014), citing Broadway Volkswagen,
342 NLRB 1244, 1246 (2004) (finding the burden on the party
raising an untimely charge defense under Sec. 10(b) of the
Act), enfd. 483 F.3d 628 (9th Cir. 2007). As Respondent pre-
sented no evidence supporting its remaining affirmative defens-
es at the trial, and did not discuss them in its oral argument, I
will not address them further.
In summary, I find that the General Counsel has established,
by a preponderance of the credible evidence, that Respondent
violated Section 8(a)(5) and (1) of the Act by failing and refus-
ing to provide the Union with the specific CPI techniques it
asserted were violated by Shaw and Ron Gipson’s interpreta-
tions of those techniques referenced by Respondent in an em-
ployee termination notice and correspondence.
Therefore, I make the following conclusions of law: (1) Re-
spondent, Ascension Borgess Hospital, is an employer engaged
in commerce within the meaning of Section 2(6) and (7) of the
Act, and a healthcare institution within the meaning of Section
2(14) of the Act; (2) the Union is a labor organization under
Section 2(5) of the Act; (3) by failing and refusing to provide
the Union with information requested on February 11, 2021,
that is relevant and necessary to the performance of its function
as the exclusive collective-bargaining representative of Re-
spondent’s employees, Respondent has engaged in unfair labor
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
practices affecting commerce within the meaning of Section
8(a)(5) and (1) of the National Labor Relations Act; and (4) the
unfair labor practices committed by Respondent affect com-
merce within the meaning of Section 2(6) and 2(7) of the Act.
When the transcript of this proceeding has been prepared, I
will issue a certification which attaches as an appendix the
portion of the transcript reporting this bench decision. The
certification will contain a statement of the case, conclusions of
law, remedies, a recommended order, and will attach both this
decision in its entirety and a notice to employees. When the
certification is served upon the parties, the time period for filing
exceptions will begin to run. I direct your attention to the
Board’s Rules and Regulations regarding the time period for
filing exceptions. I want to thank counsel for the General
Counsel and counsel for Respondent for your professionalism
and competence in presenting this case. With that, the trial is
now closed, and we are off the record.
APPENDIX B
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT, upon request, fail and refuse to bargain collec-
tively and in good faith Michigan Nurses Association, (Union)
as the designated servicing representative of the exclusive col-
lective-bargaining representative of employees in the following
appropriate bargaining unit:
All Registered Professional Nurses employed by the Medical
Center and classified as full-time, regular part-time, and part-
time employees (part-time employees are regularly scheduled
to work sixteen (16) hours or more per week) excluding Di-
rectors, Assistant Directors, Supervisors, Clinical Nurse Spe-
cialist, Nurse Educators, Clinical Managers, Nurse Practition-
ers, Infection Control Specialist, Stomal Therapist, Employee
Health Outcomes Specialist, member of the Order of the Sis-
ters of St. Joseph, PRN Nurses, and other employees. Gradu-
ate nurses and nurses in the Nurse Residency Program shall
be included in the bargaining unit.
by failing and refusing to provide, the Union with requested
information that is relevant and necessary to its role as the des-
ignated servicing representative of the exclusive collective-
bargaining representative of unit employees.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of your rights guaranteed
by Section 7 of the Act.
WE WILL furnish the Union with the following information it
requested on February 11, 2021: the CPI techniques and Ron
Gipson’s interpretation of those techniques referenced by Re-
spondent in an employee termination notice and related corre-
spondence sent by Respondent to the Charging Party. If any of
this information does not exist, Respondent shall inform the
Union that no such documents exist. If the documents contain-
ing the interpretations of Ron Gipson contain information or
impressions beyond Gipson’s interpretations, such information
may be redacted.
ASCENSION BORGESS HOSPITAL
The Administrative Law Judge’s decision can be found at
www.nlrb.gov/case/07-CA-273489 or by using the QR code
below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Labor Relations Board,
1015 Half Street, S.E., Washington, D.C. 20570, or by calling
(202) 273-1940.