373 NLRB No. 36
Midwest Division - RMC, LLC, d/b/a Research Medical Center
373 NLRB No. 36
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Midwest Division—RMC, LLC, d/b/a Research Medi-
cal Center and NNOC—Missouri
& Kan-
sas/NNU, AFL–CIO and Service Employees In-
ternational Union HCII, Missouri/Kansas Divi-
sion. Cases 14–CA–278811, 14–CA–286571, and
14–CA–287441
March 20, 2024
DECISION AND ORDER
BY MEMBERS KAPLAN, PROUTY, AND WILCOX
On May 16, 2023, Administrative Law Judge Christine
E. Dibble issued the attached decision. The Respondent
filed exceptions and a supporting brief, the General Coun-
sel, Charging Party Service Employees International Un-
ion HCII, Missouri/Kansas Division (SEIU), and Charg-
ing Party National Nurses Organizing Committee—Mis-
souri & Kansas/NNU, AFL–CIO (NNOC) each filed an-
swering briefs, and the Respondent filed reply briefs. The
General Counsel also filed exceptions and a supporting
brief to which the Respondent filed an answering brief,
and SEIU filed exceptions and a supporting brief to which
the Respondent filed an answering brief and SEIU filed a
reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record in
light of the exceptions and briefs and has decided to affirm
the judge’s rulings, findings, and conclusions1 only to the
extent consistent with this Decision and Order.2
As set forth below, we affirm the judge’s findings that
that the Respondent violated Section 8(a)(5) and (1) by
engaging in a series of unlawful actions towards SEIU
prior to the Region’s February 8, 2022 certification of the
decertification election results. We also affirm the judge’s
finding that the Respondent violated Section 8(a)(5) and
(1) by unlawfully refusing to meet and bargain with
NNOC’s designated representatives at a grievance meet-
ing. However, for the reasons discussed below, we re-
verse the judge’s dismissal of the allegation that the Re-
spondent violated Section 8(a)(5) and (1) by failing and
refusing to furnish responses to an SEIU information re-
quest for employee Frederick Haney. Relatedly, while we
1 No party excepted to the judge’s dismissal of the allegations that,
prior to the June 14, 2021 ballot count, the Respondent violated Sec.
8(a)(1) by telling employees that the Respondent ceased deducting dues
because it believed SEIU was bargaining in bad faith, prohibiting an em-
ployee from wearing union buttons, and telling an employee that it would
be futile to select SEIU as their bargaining representative.
2 We have amended the remedy and modified the judge’s recom-
mended Order consistent with our legal conclusions herein and the
Board’s standard remedial language, and in accordance with our decision
in Paragon Systems, Inc., 371 NLRB No. 104 (2022). We shall substi-
tute a new notice to conform to the Order as modified .
adopt the judge’s finding that the Respondent failed to fur-
nish requested information concerning employee Kendyl
E. Howard, we modify the judge’s rationale for that find-
ing.
I.
The Respondent operates hospitals around Kansas City,
Missouri. In September 2010, the Board certified SEIU
as the exclusive collective-bargaining representative of
the Respondent’s technical employees and service and
maintenance employees and NNOC as the exclusive col-
lective-bargaining representative of the Respondent’s reg-
istered nurses at its Research Medical Center (RMC) hos-
pital.
The Respondent and SEIU were parties to a collective -
bargaining agreement that ultimately expired on February
28, 2021.3 On March 29, a timely decertification petition
was filed. On March 31, the Respondent and SEIU
reached agreement on a successor collective-bargaining
agreement, which was ratified by the SEIU bargaining
unit on April 6. Nonetheless, the June 14 ballot count
from the decertification election showed that, out of ap-
proximately 658 eligible voters, there were 203 votes
against SEIU, 171 in favor, and 13 nondeterminative chal-
lenged ballots. On February 8, 2022, the Regional Direc-
tor for Region 14 overruled SEIU’s objections to the elec-
tion and certified the results of the decertification election.
Separately, at all relevant times, the Respondent and
NNOC were parties to a collective-bargaining agreement
setting forth a grievance-and-arbitration procedure
providing that, at a step 1 grievance meeting, “[t]he
grievant and/or the authorized Union Representative and
the [Respondent] may meet to discuss resolution of any
grievance at a mutually agreed upon time and date . . . .
The Grievant will be represented by the Union Repre-
sentative.” The agreement does not define “Union Repre-
sentative,” but it does define “Grievant” as “[a] unit mem-
ber, group of unit members, or the Union.”
II.
We agree with the judge, for the reasons she stated, that
the Respondent engaged in a series of unlawful actions to-
wards SEIU prior to Region 14’s February 8, 2022 certifi-
cation of the decertification election results. Specifically,
the Respondent violated Section 8(a)(5) and (1) by prem-
aturely withdrawing recognition of SEIU and repudiating
its collective-bargaining agreement with SEIU,4 not
Member Kaplan acknowledges and applies Paragon Systems as Board
precedent, although he expressed disagreement there with the Board’s
approach and would have adhered to the position the Board adopted in
Danbury Ambulance Service, Inc., 369 NLRB No. 68 (2020).
3 All dates hereinafter are in 2021 unless otherwise indicated.
4 Although the Respondent admits in its exceptions brief that it with-
drew recognition on June 14, which is consistent with its other conduct
towards SEIU immediately after the ballot count, we do not disturb, in
the absence of exceptions, the judge’s finding that the Respondent un-
lawfully withdrew recognition of SEIU on about August 15.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
furnishing SEIU with the information it requested to bar-
gain over the wage rates for PRN employees,5 not furnish-
ing SEIU with the information it requested to represent
employee Leah Torres in her grievance against the Re-
spondent, not meeting and conferring with SEIU over the
wage rates for PRN employees in contravention of the Re-
spondent’s contractual obligation, ceasing to deduct and
remit union dues to SEIU in contravention of the Respond-
ent’s contractual obligation, and denying SEIU represent-
atives’ requests to access the Respondent’s facility to at-
tend a new employee orientation and for the Respondent
to release SEIU unit employees to attend SEIU steward
training in contravention of the Respondent’s contractual
obligations.6 We also agree with the judge that the Re-
spondent violated Section 8(a)(1) by distributing an email
to SEIU unit employees on June 14, also posted on its bul-
letin boards, inaccurately notifying them that, as of that
date, SEIU had been decertified as their bargaining repre-
sentative and asserting that they were “formerly” repre-
sented by SEIU.7
In addition, we agree with the judge’s finding, for the
reasons she stated, that the Respondent violated Section
8(a)(5) and (1) by unlawfully refusing to meet and bargain
with NNOC’s designated representatives at a step 1 griev-
ance meeting.8
III.
The General Counsel alleges that, on about September
17, the Respondent violated Section 8(a)(5) and (1) by
failing and refusing to furnish SEIU with information re-
quested for a grievance it filed over the August 17 dis-
charge of employee Frederick Haney. In filing the griev-
ance, SEIU requested a copy of Haney’s personnel files
and other information pertaining to Haney’s work and
payroll records. On October 5, the Respondent notified
SEIU that it would not provide SEIU with the requested
information because it was no longer recognizing SEIU’s
5 PRN (“pro re nata”) employees work on-call as needed by the Re-
spondent instead of full-time. The judge found that SEIU renewed its
information request on June 30 and August 4. However, in its June 30
correspondence, SEIU informed the Respondent that it had “not received
the requested information for” a separate bargaining unit at another hos-
pital, without mentioning the RMC unit. Accordingly, we delete the
judge’s finding that the Respondent failed and refused to furnish the in-
formation requested by SEIU on June 30.
6 The judge stated that it is unclear if the parties’ collective-bargain-
ing agreement contained a provision granting SEIU representatives ac-
cess to the Respondent’s facility. We disagree. Art. 35, sec. 1 of the
agreement provided SEIU representatives access to the Respondent’s fa-
cility to perform various representational duties, and art. 35, sec. 5 ex-
plicitly provided that “[a]t the conclusion of [the Respondent’s] orienta-
tion for new employees, a Union representative or steward on non-work-
ing time may address employees who wish to remain on unpaid time for
a brief informational presentation.”
7 We agree with the judge that employees reading the posted email
would reasonably believe that SEIU no longer represented them, thereby
restraining them from seeking advice, assistance, or counsel from SEIU.
See Miami Systems Corp., 320 NLRB 71, 71 fn. 4 (1995), affd. in rele-
vant part 111 F.3d 1284 (6th Cir. 1997). In finding the violation, the
judge noted that employee Ernest Banks testified that, as a result of both
rights under the parties’ collective-bargaining agreement
following the June 14 decertification vote. The Respond-
ent also asserted that, even if the collective-bargaining
agreement were in effect, it would not have provided the
information because SEIU’s grievance was untimely. The
Respondent cited article 8, section 3 of the parties’ collec-
tive-bargaining agreement that required discharge griev-
ances to be filed within 10 calendar days of the date the
employee is informed of the discharge. On October 7,
SEIU renewed its information request because the election
results had not yet been certified. The Respondent did not
reply.
Similarly, on October 25, SEIU filed a grievance over
the discharge of employee Kendyl E. Howard. SEIU as-
serted in the grievance that Howard was discharged on Oc-
tober 22. As with Haney, SEIU requested Howard’s work
and payroll records, as well as other information relevant
to its representation of Howard. On November 2, the Re-
spondent reiterated to SEIU that it would not honor
SEIU’s information request because of the decertification
vote and, as with Haney’s grievance, Howard’s grievance
was untimely and would have been denied in any event.
Later that day, SEIU renewed its information request but
received no reply.9
The judge found that the Respondent violated Section
8(a)(5) and (1) with respect to the Respondent’s failure
and refusal to furnish SEIU with the requested information
pertaining to Howard’s grievance, but not Haney’s. The
judge properly recognized that the Respondent continued
to have a bargaining obligation when SEIU made both in-
formation requests, which was prior to the February 8,
2022 certification of the decertification election results,
and that SEIU requested presumptively relevant infor-
mation. However, the judge found merit in the Respond-
ent’s timeliness defense concerning Haney’s grievance
because the grievance was purportedly filed a month after
the posted email and his interactions with management after June 14, he
no longer believed that he was represented by SEIU. However, we do
not rely on this testimony because the standard for finding an 8(a)(1)
violation is an objective one.
8 The judge correctly recognized that the Respondent’s outright re-
fusal to allow a second NNOC representative to attend a step 1 grievance
meeting unlawfully denied NNOC unit employees their basic statutory
right to be represented by representatives of their own choosing. See
Native Textiles, 246 NLRB 228, 229 (1979). Moreover, the judge
properly rejected the Respondent’s argument that the plain language of
the parties’ agreement permits NNOC to have only one representative
attend. After all, the agreement provides that both the grievant and the
NNOC representative may meet with the Respondent for the step 1 griev-
ance meeting and also defines the term “Grievant” to include not just a
single unit member but also a “group of unit members[] or the Union.”
Nothing in this language suggests that NNOC was contractually limited
to having only one representative attend a step 1 grievance meeting, es-
pecially in this case where NNOC itself was named as a grievant.
9 Because the complaint does not allege that SEIU renewed its infor-
mation request on November 2, we do not pass on whether the Respond-
ent unlawfully failed and refused to furnish SEIU with information it re-
quested on that date.
MIDWEST DIVISION—RMC, LLC, D/B/A RESEARCH MEDICAL CENTER
3
his discharge, in contravention of the parties’ contractual
requirement for discharge grievances to be filed within 10
calendar days.
We reverse the judge’s dismissal of the allegation per-
taining to the information request for Haney’s grievance.
The judge should have ended her inquiry after correctly
determining that the requested information was presump-
tively relevant. Instead, she exceeded her authority by im-
properly deciding the procedural timeliness issue, which
should have been reserved for an arbitrator. See Wilkes-
Barre Hospital Co. LLC d/b/a Wilkes-Barre General Hos-
pital, 371 NLRB No. 55, slip op. at 12 (2022) (finding in-
formation request valid even though potential procedural
defects have to be decided by an arbitrator); Postal Ser-
vice, 303 NLRB 502, 508 (1991) (finding information re-
quest valid even though the evidence appears to establish
grievance would be time-barred because timeliness of
grievance is for an arbitrator to decide); see also South-
eastern Brush Co., 306 NLRB 884, 884 fn. 1 (1992) (ob-
serving that the Board does not consider the merits of, or
potential defenses to, a grievance when passing on an in-
formation request allegation). Accordingly, we find that
the Respondent violated Section 8(a)(5) and (1) by failing
and refusing to furnish SEIU with the requested infor-
mation pertaining to Haney’s discharge.
For the same reason, although we affirm the judge’s
finding that the Respondent violated Section 8(a)(5) and
(1) by failing and refusing to furnish SEIU with the re-
quested information pertaining to Howard’s grievance, we
do so only because the Respondent had a continued bar-
gaining obligation at the time SEIU made its request and
it requested presumptively relevant information, without
relying on the judge’s determination that the underlying
grievance was timely under the parties’ collective-bar-
gaining agreement.
AMENDED CONCLUSIONS OF LAW
Substitute the following for Conclusion of Law 5.
“5. By failing and refusing to fully furnish relevant in-
formation requested by SEIU on or about June 3, August
4, September 17, October 7, and October 25, the Respond-
ent has engaged in unfair labor practices affecting com-
merce within the meaning of Section 8(a)(1) and (5) of the
Act.”
AMENDED REMEDY
Having found that the Respondent engaged in certain un-
fair labor practices, we shall order the following remedies, in
addition to those recommended by the judge, sought by the
10 Member Kaplan acknowledges that current Board precedent lends
support for the bar on employer recoupment of money from employees
owed for past dues; however, he would be willing to reconsider the dues-
recoupment bar in a future appropriate case.
11 In addition, we note that no party has raised arguments in support
of exceptions to any of the affirmative notification remedies
General Counsel in her exceptions and SEIU in its cross-ex-
ceptions.
First, as requested by the General Counsel, we shall sub-
stitute a new notice that mirrors the provisions in the Order
and reflects the Respondent’s affirmative obligations un-
der the Board’s Order.
Second, we agree with SEIU that the Order should af-
firmatively require the Respondent to pay interest on the
dues it owes. Having affirmed the judge’s finding that the
Respondent violated Section 8(a)(5) and (1) by ceasing to
deduct and remit dues to SEIU as required by the parties’
collective-bargaining agreement until the certification of
the decertification election results on February 8, 2022, we
shall order the Respondent to reimburse SEIU for any dues
that it failed to deduct from wages and remit them to SEIU
on behalf of employees who had executed valid dues-
checkoff authorizations, with interest at the rate pre-
scribed in New Horizons, 283 NLRB 1173 (1987), com-
pounded daily as prescribed in Kentucky River Medical
Center, 356 NLRB 6 (2010), and without recouping the
money owed for past dues from those employees. See Ka-
uai Veterans Express Co., 369 NLRB No. 59, slip op. at 2
(2020); Alamo Rent-A-Car, 362 NLRB 1091, 1091 fn. 1
(2015), rev. denied sub nom. Enterprise Leasing Com-
pany of Florida v. NLRB, 831 F.3d 534 (D.C. Cir. 2016).10
In order to avoid a double recovery by SEIU, the reim-
bursement requirement will be offset by the amount of any
dues SEIU collected over the compliance period from em-
ployees covered by the dues payment order. See Alamo
Rent-A-Car, 362 NLRB at 1091 fn. 1 (citing A.W. Farrell
& Son, Inc., 361 NLRB 1487, 1487 fn. 3 (2014)).
Third, we agree with SEIU that the Order should in-
clude an affirmative obligation for the Respondent to re-
scind its unlawful withdrawal of recognition and to give
full force and effect to the parties’ collective-bargaining
agreement until the certification of the decertification
election results on February 8, 2022. Although the judge
provided for the Respondent to affirmatively notify em-
ployees that SEIU was not officially decertified and con-
tinued to represent them after the Respondent withdrew
recognition, restoration of the status quo also requires the
Respondent to affirmatively give full force and effect to
the parties’ collective-bargaining agreement until Febru-
ary 8, 2022. The Respondent’s adherence to the agree-
ment will facilitate SEIU’s enforcement of the Respond-
ent’s contractual obligations prior to February 8, 2022, in-
cluding the processing of the grievances filed after the Re-
spondent’s unlawful withdrawal of recognition but prior
to the certification of the decertification election results.11
recommended by the judge. Accordingly, we have included those rem-
edies in our Order.
Member Kaplan observes that the Board has full discretion to reach
remedial matters. In the exercise of that discretion, he would not order
the affirmative notification remedies recommended by the judge and
adopted by his colleagues because he finds that the Board’s standard
remedies are sufficient in this case.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
However, we do not grant SEIU’s request for a notice-
reading remedy. We find that the facts of this case do not
warrant a notice reading under extant Board precedent and
that the Board’s standard remedies are sufficient to effec-
tuate the policies of the Act. Moreover, under the circum-
stances here, a notice reading could create confusion
among the employees formerly represented by SEIU as
the February 8, 2022 decertification occurred almost 2
years ago.12
ORDER
The National Labor Relations Board orders that the Re-
spondent, Midwest Division—RMC, LLC, d/b/a Research
Medical Center, Kansas City, Missouri, its officers,
agents, successors, and assigns, shall
1. Cease and desist from
(a) Withdrawing recognition from Service Employees
International Union HCII, Missouri/Kansas Division
(SEIU) and failing and refusing to bargain with SEIU as
the exclusive collective-bargaining representative of the
SEIU unit employees prior to the certification of the de-
certification election results.
(b) Refusing to bargain collectively with SEIU by fail-
ing and refusing to furnish it with requested information
that is relevant and necessary to SEIU’s performance of
its functions as the collective-bargaining representative of
the SEIU unit employees.
(c) Failing and refusing to continue in effect all the
terms of its collective-bargaining agreement with SEIU by
not meeting and conferring with SEIU over PRN pay prior
to the certification of the decertification election results.
(d) Failing and refusing to continue in effect all the
terms of its collective-bargaining agreement with SEIU by
ceasing to deduct and remit union dues to SEIU from the
date of the withdrawal of recognition until February 8,
2022.
(e) Failing and refusing to continue in effect all the
terms of its collective-bargaining agreement with SEIU by
denying SEIU representatives’ request to access the Re-
spondent’s facility prior to the certification of the decerti-
fication election results.
12 Contrary to his colleagues, Member Prouty would order the notice
reading requested by SEIU and would also require that the notice be dis-
tributed to employees at the notice reading. See CP Anchorage Hotel 2
d/b/a Hilton Anchorage, 371 NLRB No. 151, slip op. at 9–15 (2022)
(Member Prouty, concurring) (urging the Board to adopt a reading of
the notice aloud and distribution to employees at a group meeting as a
standard remedy for unfair labor practices because “[h]aving the no-
tice to employees read aloud to them in a group meeting, with a copy in
hand to follow along if they choose, is a superior means of disseminating
and amplifying the Board's message to maximize the extent to which em-
ployees hear and comprehend it”). Because the Respondent’s unfair la-
bor practices affected the entire SEIU unit, a notice reading would sub-
stantially promote employee awareness about their statutory rights. The
Respondent engaged in its unlawful conduct widely and openly, includ-
ing by disseminating a flyer to all SEIU unit employees in June incor-
rectly informing them that they were no longer represented by SEIU and
that the parties’ collective-bargaining agreement was no longer in effect.
(f) Failing and refusing to continue in effect all the
terms of its collective-bargaining agreement with SEIU by
denying SEIU representatives’ request to release SEIU
unit employees to attend SEIU steward training prior to
the certification of the decertification election results.
(e) Coercing employees by distributing flyers inaccu-
rately notifying them that SEIU had been decertified and
no longer represented them prior to the certification of the
decertification election results.
(f) Refusing to bargain collectively with the National
Nurses Organizing Committee (NNOC) by refusing to
meet and bargain with NNOC’s designated representa-
tives for processing grievances.
(g) In any like or related manner interfering with, re-
straining, or coercing its employees in the exercise of the
rights guaranteed to them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Rescind its withdrawal of recognition of SEIU as
the exclusive collective-bargaining representative of the
SEIU unit employees prior to February 8, 2022.
(b) Give full force and effect to its collective-bargain-
ing agreement with SEIU from the date the Respondent
unlawfully withdrew recognition until February 8, 2022.
(c) Within 14 days from the date of the Board’s Order,
notify employees that SEIU was not officially decertified
and continued to represent them until February 8, 2022.
(d) Furnish to SEIU in a timely manner the information
it requested on June 3, 2021, August 4, 2021, September
17, 2021, October 7, 2021, and October 25, 2021.
(e) Within 14 days from the date of the Board’s Order,
notify SEIU that it will not refuse to meet and confer over
PRN pay as required by the parties’ collective-bargaining
agreement until February 8, 2022.
(f) Reimburse SEIU for all dues it failed to deduct and
remit to SEIU from the date of its withdrawal of recogni-
tion until February 8, 2022, with interest in the manner set
forth in the amended remedy section of this decision.
(g) Within 14 days from the date of the Board’s Order,
notify SEIU that it will not deny SEIU representatives’ re-
quest to access the Respondent’s facility as required by the
A notice reading would help ensure that SEIU unit employees understand
that the Respondent’s withdrawal of recognition of SEIU and its repudi-
ation of their collective-bargaining agreement occurred several months
prematurely. It seems unlikely that a notice posting would be nearly as
effective, even if it were read by most employees, in correcting the record
for the entire 650-employee unit about a matter so fundamental to their
working conditions. Moreover, Member Prouty disagrees with his col-
leagues’ suggestion that a notice reading would create confusion for the
Respondent’s employees. There is no reason that a notice reading would
create any more confusion than a notice posting would in alerting SEIU
unit employees that the Respondent had unlawfully withdrawn its recog-
nition of SEIU and repudiated the parties’ collective-bargaining agree-
ment before February 8, 2022. At the very least, the notice reading
would provide employees an opportunity to seek clarification about any
questions they have as to how the Respondent violated the Act and what
its bargaining obligations were and continue to be, in a way that a posted
notice cannot.
MIDWEST DIVISION—RMC, LLC, D/B/A RESEARCH MEDICAL CENTER
5
parties’ collective-bargaining agreement until February 8,
2022.
(h) Within 14 days from the date of the Board’s Order,
notify SEIU that it will not deny SEIU representatives’ re-
quest to release SEIU unit employees to attend SEIU stew-
ard training as required by the parties’ collective-bargain-
ing agreement until February 8, 2022.
(i) Within 14 days from the date of the Board’s Order,
notify SEIU that it will not coerce employees by telling
them that SEIU had been decertified and no longer repre-
sented them prior to the official certification of the decer-
tification election results.
(j) Within 14 days from the date of the Board’s Order,
notify NNOC that it will not refuse to meet and bargain
with the NNOC’s designated representatives for pro-
cessing grievances.
(k) On request, meet and bargain with NNOC’s desig-
nated representatives for processing grievances.
(l) Post at its facility in Kansas City, Missouri, copies
of the attached notice marked “Appendix.”13 Copies of
the notice, on forms provided by the Regional Director for
Region 14, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent and
maintained for 60 consecutive days in conspicuous places
including all places where notices to employees are cus-
tomarily posted. In addition to physical posting of paper
notices, the notices shall be distributed electronically,
such as by email, posting on an intranet or an internet site,
and/or other electronic means, if the Respondent custom-
arily communicates with its employees by such means.
Reasonable steps shall be taken by the Respondent to en-
sure that the notices are not altered, defaced, or covered
by any other material. If the Respondent has gone out of
business or closed the facility involved in these proceed-
ings, the Respondent shall duplicate and mail, at its own
expense, a copy of the notice to all current employees and
former employees employed by the Respondent at any
time since June 14, 2021.
(m) Within 21 days after service by the Region, file
with the Regional Director for Region 14 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that the Respondent has taken
to comply.
Dated, Washington, D.C. March 20, 2024
13 If the facility involved in these proceedings is open and staffed by
a substantial complement of employees, the notice must be posted within
14 days after service by the Region. If the facility involved in these pro-
ceedings is closed or not staffed by a substantial complement of employ-
ees due to the Coronavirus Disease 2019 (COVID-19) pandemic, the no-
tice must be posted within 14 days after the store reopens and a substan-
tial complement of employees have returned to work. If, while closed or
not staffed by a substantial complement of employees due to the pan-
demic, the Respondent is communicating with its employees by elec-
tronic means, the notice must also be posted by such electronic means
______________________________________
Marvin E. Kaplan,
Member
______________________________________
David M. Prouty,
Member
______________________________________
Gwynne A. Wilcox,
Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected ac-
tivities.
WE WILL NOT withdraw recognition from Service Em-
ployees International Union HCII, Missouri/Kansas Divi-
sion (SEIU) and fail and refuse to bargain with SEIU as
the exclusive collective-bargaining representative of the
SEIU unit employees prior to the certification of the de-
certification election results.
WE WILL NOT refuse to bargain collectively with SEIU
by failing and refusing to furnish it with requested infor-
mation that is relevant and necessary to its performance of
its functions as the collective-bargaining representative of
the SEIU unit employees.
WE WILL NOT fail and refuse to continue in effect all the
terms of our collective-bargaining agreement with SEIU
by not meeting and conferring with SEIU over PRN pay
prior to the certification of the decertification election re-
sults.
within 14 days after service by the Region. If the notice to be physically
posted was posted electronically more than 60 days before physical post-
ing of the notice, the notice shall state at the bottom that “This notice is
the same notice previously [sent or posted] electronically on [date].” If
this Order is enforced by a judgment of a United States court of appeals,
the words in the notice reading “Posted by Order of the National Labor
Relations Board” shall read “Posted Pursuant to a Judgment of the United
States Court of Appeals Enforcing an Order of the National Labor Rela-
tions Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
WE WILL NOT fail and refuse to continue in effect all the
terms of our collective-bargaining agreement with SEIU
by ceasing to deduct and remit union dues to SEIU from
the date of the withdrawal of recognition until February 8,
2022.
WE WILL NOT fail and refuse to continue in effect all the
terms of our collective-bargaining agreement with SEIU
by denying SEIU representatives’ request to access our fa-
cility prior to the certification of the decertification elec-
tion results.
WE WILL NOT fail and refuse to continue in effect all the
terms of our collective-bargaining agreement with SEIU
by denying SEIU representatives’ request to release SEIU
unit employees to attend SEIU steward training prior to
the certification of the decertification election results.
WE WILL NOT coerce you by distributing flyers inaccu-
rately notifying you that SEIU had been decertified and no
longer represented you prior to the certification of the de-
certification election results.
WE WILL NOT refuse to bargain collectively with the Na-
tional Nurses Organizing Committee (NNOC) by refusing
to meet and bargain with the NNOC’s designated repre-
sentatives for processing grievances.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL rescind our withdrawal of recognition of SEIU
as the exclusive collective-bargaining representative of
the SEIU unit employees prior to February 8, 2022.
WE WILL give full force and effect to our collective-bar-
gaining agreement with SEIU from the date we unlawfully
withdrew recognition until February 8, 2022.
WE WILL, within 14 days from the date of the Board’s
Order, notify employees that SEIU was not officially de-
certified and continued to represent them until February 8,
2022.
WE WILL furnish to SEIU in a timely manner the infor-
mation it requested on June 3, 2021, August 4, 2021, Sep-
tember 17, 2021, October 7, 2021, and October 25, 2021.
WE WILL, within 14 days from the date of the Board’s
Order, notify SEIU that we will not refuse to meet and
confer over PRN pay as required by our collective-bar-
gaining agreement with SEIU until February 8, 2022.
WE WILL reimburse SEIU for all dues it failed to deduct
and remit to SEIU from the date of its withdrawal of
recognition until February 8, 2022, plus interest.
WE WILL, within 14 days from the date of the Board’s
Order, notify SEIU that we will not deny SEIU represent-
atives’ request to access our facility as required by our col-
lective-bargaining agreement with SEIU until February 8,
2022.
WE WILL, within 14 days from the date of the Board’s
Order, notify SEIU that we will not deny SEIU represent-
atives’ request to release SEIU unit employees to attend
1 All dates are in 2021, unless otherwise indicated.
SEIU steward training as required by our collective-bar-
gaining agreement with SEIU until February 8, 2022.
WE WILL, within 14 days from the date of the Board’s
Order, notify SEIU that we will not coerce employees by
telling them that SEIU had been decertified and no longer
represented them prior to the official certification of the
decertification election results.
WE WILL, within 14 days from the date of the Board’s
Order, notify NNOC that we will not refuse to meet and
bargain with its designated representatives for processing
grievances.
WE WILL, on request, meet and bargain with NNOC’s
designated representatives for processing grievances.
MIDWEST DIVISION—RMC, LLC, D/B/A RE-
SEARCH MEDICAL CENTER
The
Board’s
decision
can
be
found
at
http://www.nlrb.gov/case/14-CA-287441 or by using the
QR code below. Alternatively, you can obtain a copy of
the decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, S.E., Washington, D.C.
20570, or by calling (202) 273–1940.
Rebecca Proctor, Esq., for the General Counsel.
Patricia G. Griffith, Esq. and Thomas H. Keim, Jr., Esq., for the
Respondent.
Amara Blades, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
CHRISTINE E. DIBBLE, Administrative Law Judge. This case
was tried, by agreement of the parties, using Zoom technology
on May 10 and 11, 2022.1 National Nurses Organizing Commit-
tee (NNOC)—Missouri & Kansas/National Nurses Union
(NNU), AFL–CIO (the Charging Party) filed the charge in Case
14–CA–287441 on December 9. The charge in Case 14–CA–
278811 was filed by Service Employees International Union,
HCH, Missouri/Kansas Division (SEIU) on June 22. The first
amended charge in Case 14–CA–278811 was filed by SEIU on
August 30, and the second amended charge was filed on Febru-
ary 23, 2022. On November 19, SEIU filed a charge in Case 14–
CA–286571. The first amended charge in Case 14–CA–286571
was filed by SEIU on February 15, 2022, and the second
amended charge was filed on April 11, 2022. On March 22,
2022, the National Labor Relations Board’s (NLRB/the Board)
Region 14 (the Region/General Counsel) issued Order consoli-
dating cases, consolidated complaint and notice of hearing.
MIDWEST DIVISION—RMC, LLC, D/B/A RESEARCH MEDICAL CENTER
7
Midwest Division—RMC, LLC, d/b/a Research Medical Center
(the Respondent) filed a timely answer.2 The consolidated com-
plaint alleges that the Respondent violated Section 8(a)(1) and
(5) of the National Labor Relations Act (NLRA/the Act) when
(1) about August 15, the Respondent withdrew recognition from
the SEIU as the collective bargaining representative of the Re-
spondent’s employees’ bargaining unit (2) the Respondent re-
fused or failed on about June 3, June 30, and August 4, to pro-
duce to the SEIU the requested information as described at par-
agraph 9(a) of the complaint; (3) about September 17 and Octo-
ber 7, the Respondent refused or failed to provide SEIU the in-
formation it requested as described at paragraph 9(b) of the com-
plaint; (4) about October 7 and October 22, the Respondent
failed or refused to provide the SEIU with the requested infor-
mation as described at paragraph 9(c) of the complaint; (5) on
October 25, the Respondent failed or refused to provide the SEIU
with the requested information as described at paragraph 9(d) of
the complaint; (6) since June 3, the Respondent failed to meet
and confer with the SEIU over PRN3 pay as required by the col-
lective bargaining agreement (CBA); (7) on June 12, the Re-
spondent ceased deducting from employees’ pay and remitting
union dues to the SEIU as required by the CBA; (8) since July
26, the Respondent denied the SEIU’s representatives access to
the Respondent’s facility as required by the CBA; (9) since July
28, the Respondent has denied the SEIU’s request for steward
training time as required by the CBA; (10) about March 4, the
Respondent coerced employees in derogation of the SEIU; (11)
in April or May 2021, the Respondent told employees that it
would be futile to select the SEIU as their bargaining representa-
tive; (12) April or May 2021, the Respondent prohibited employ-
ees from wearing SEIU provided union buttons while permitting
employees to wear other non-union insignia; (13) after June 14,
the Respondent coerced employees by telling them the SEIU had
been decertified and they were no longer represented by the Un-
ion; and (14) on or about September 17, the Respondent failed to
allow a designated representative of the NNOC union to attend a
grievance meeting.
On the entire record,4 including my observation of the de-
meanor of the witnesses, and after considering the briefs filed by
the General Counsel, the Respondent, and the Charging Party, I
make the following,
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a State of Delaware limited liability corpo-
ration, has been engaged in operating hospitals with inpatient
and outpatient medical care. The Respondent has an office and
places of business in Kansas City, Missouri, including at 2316 E.
Meyer Blvd., Kansas City, Missouri 64132; 6601 Rockhill Road,
Kansas City, Missouri; and 2323 E. 63rd Street, Kansas City,
Missouri 64130. During the 12-month period ending March 31,
2022, the Respondent derived gross revenues in excess of
$250,000, and for the same period, it purchased and received at
its Kansas City, Missouri facilities goods valued in excess of
$50,000 directly from points outside the State of Missouri. I
find, and the Respondent admits, that at all material times it has
been an employer engaged in commerce within the meaning of
2 RMC is shorthand for Research Medical Center.
3 PRN stands for pro re nata, which means “as needed staffing.”
4 Abbreviations used in this decision are as follows: “Tr.” for tran-
script; “GC Exh.” for the General Counsel’s exhibit; “R. Exh.” for the
Section 2(2), (6), and (7) of the Act and has been a health care
institution within the meaning of Section 2(14) of the Act.
I find that at all material times the NNOC and the SEIU have
been labor organizations within the meaning of Section 2(5) of
the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Roles of Management and Union Officials
The Respondent, a State of Delaware limited liability com-
pany, operates hospitals and, or medical facilities in Kansas City,
Missouri providing inpatient and, or outpatient care. Since No-
vember 1, 2020, Kevin Meyers (Meyers) has been employed as
the director of labor relations for the Respondent’s Mid-America
Division. In this role, Meyers is responsible for overseeing the
labor relations function at the Respondent’s six Kansas City hos-
pitals and three New Orleans hospitals. His responsibilities in-
clude, among other duties, being the point person for collective
bargaining and wage and hours issues. Meyers also was the pri-
mary management contact for SEIU and its representative
Brenda Davis (Davis) as well as NNOC and its representative
Julie Perry (Perry). Additionally, Meyers advises human re-
sources on employee relations matters. Beginning in April 2021,
Weston Smith (Smith) was the Respondent’s human resources
business partner. In this capacity, Smith assisted with grievance
investigations and attended step 1 grievance meetings, among
other duties. Since October 2021, Smith has served as the Re-
spondent’s human resources manager. Celeste Clelland (Clel-
land) has held the position of director of women’s services since
at least September 2021. In April 2021, Terrence Engling
(Engling) was and continues to be the Respondent’s administra-
tive director of support services.
Since September 14, 2010, the NNOC has been the exclusive
bargaining representative of the following unit,
All full-time, part-time, and per diem registered Nurses, but ex-
cluding confidential employees, physicians, nurse and/or clini-
cal educators or coordinators, clinical nurse specialists, clinical
coordinators, case managers/utilization review and/or dis-
charge planners, nurse practitioners, accounting or auditing
RNs, infection control/employee health nurses, employees of
outside registries and other agencies supplying labor to the Re-
spondent, already represented employees, permanent charge
nurses, managerial employees, guards and supervisors within
the meaning of the Act and all other employees.
(GC Exh. 1.) Since September 13, 2010, the SEIU has been the
exclusive bargaining representative of the following unit,
All full-time and regular part-time (including eligible per diem)
employees employed by Respondent at its facilities located at
2316 E. Meyer Blvd., Kansas City, Missouri and 6601 Rockhill
Road, Kansas City, Missouri, in one or more of the following
combined units: 1) technical employees and 2) service and
maintenance employees, but excluding skilled maintenance
employees, managers, guards and supervisors, as defined by
the Act, confidential employees, physicians, professional em-
ployees, nurse and/or clinical educators or coordinators, clini-
cal nurse specialists, clinical coordinators, case manager/utili-
zation review and/or discharge planners, nurse practitioners,
Respondent’s exhibit; “CP Exh.” for the Charging Party’s exhibit; “Jt.
Exh.” for joint exhibit; “GC Br.” for the General Counsel’s brief; “R.
Br.” for the Respondent’s brief; and “CP Br.” for the Charging Party’s
brief.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
accounting or auditing RNs, infection control/employee health
nurses, risk management/performance improvement and/or
quality assurance or quality management nurses, business of-
fice clerical employees, employees of outside registries and
other agencies supplying labor to the Respondent, already rep-
resented employees, and per diem employees who do not oth-
erwise qualify as regular employees according to the NLRB.
(GC Exh. 1) The NNOC’s structure at RMC is comprised of a
nurse representative (also referred to as steward), chief nurse
representative, facility bargaining council, and membership
chairperson. Perry, who has been the NNOC’s labor representa-
tive since 2009, oversees the entire structure, among her other
duties. The nurse representatives generally consult with Perry
before filing a formal grievance. Lisa Broeker (Broeker) is em-
ployed by the Respondent as a registered nurse (RN) in the labor
and delivery unit. She is also a nurse representative and member
of the Professional Practice Committee while occasionally sit-
ting on the staffing committee on behalf of the NNOC and, or
the NNU. (Tr. 30.) Davis is the lead organizer for SEIU
Healthcare. She is responsible for leading the team of organizers
in SEIU’s Kansas City office and some of the local hospitals and
nursing homes. Davis also sat as second chair “to the bargaining
team.” (Tr. 118.)
B. Stipulated Facts
During the hearing, the following joint stipulations of fact of-
fered by the General Counsel and Counsel for Respondent were
accepted into evidence:
The Respondent and SEIU had a collective bargaining agree-
ment effective September 15, 2017 through May 31, 2020. On
May 14, 2020, the Respondent and SEIU began bargaining for a
successor agreement. The parties extended the 2017 collective
bargaining agreement several times before allowing it to expire
on February 28. The Respondent ceased the withholding and
remittance of bargaining unit employees’ SEIU dues following
the collective bargaining agreement’s expiration. A decertifica-
tion petition seeking to decertify the SEIU was filed with the
NLRB on March 29. On March 31, the Respondent and SEIU
reached agreement on a new collective bargaining agreement
which was ratified by the SEIU bargaining unit on April 6. The
Respondent began withholding and remitting bargaining unit
employee SEIU dues following ratification of the successor col-
lective bargaining agreement. On June 14, a ballot count in the
decertification election was held via videoconference. The tally
of ballots showed 387 valid votes cast, 203 ballots cast against
SEIU, 171 ballots cast for SEIU, and 13 challenged ballots. Fol-
lowing the ballot count, the Respondent again ceased the with-
holding and remittance of bargaining employee SEIU dues. On
February 8, 2022, the results of the decertification election were
certified.
C. Section 8(a)(1) and (5) and 8(d) of the NLRA
In paragraph 5, the complaint alleges that the Respondent’s
actions violated Section 8(a)(1) of the Act. Section 8(a)(1) of the
Act provides that it is an unfair labor practice for an employer to
interfere with, restrain, or coerce employees in the exercise of
the rights guaranteed in Section 7 of the Act. The rights guaran-
teed in Section 7 include the right “to form, join, or assist labor
organizations, to bargain collectively through representatives of
their own choosing, and to engage in other concerted activities
for the purpose of collective bargaining or other mutual aid or
protection.” See Brighton Retail, Inc., 354 NLRB 441, 441
(2009).
By conduct described in paragraphs 7, 9, 10, and 11 of the
complaint, the General Counsel alleges that the Respondent vio-
lated Section 8(a)(1) and (5) of the Act. Section 8(a)(5) of the
Act prohibits an employer from refusing to “bargain collectively
with the representatives of his employees, subject to the provi-
sions of section 9(a).”
Section 8(d) of the Act mandates that the parties bargain col-
lectively with the “mutual obligation of the employer and the
representative of the employees to meet at reasonable times and
confer in good faith with respect to wages, hours, and other terms
and conditions of employment, of the negotiation of an agree-
ment or any question arising thereunder, and the execution of a
written contract incorporating any agreement reached if re-
quested by either party, but such obligation does not compel ei-
ther part to agree to a proposal or require the making of a con-
cession.”
D. August 15, Withdrawal of Union Recognition
The General Counsel argues that the Respondent unlawfully
withdrew recognition of the SEIU and implemented several uni-
lateral changes without consulting the SEIU before results of the
decertification vote were certified. In support of its position that
it did not violate the Act by withdrawing recognition prior to the
official vote certification, the Respondent relies on a Fifth Cir-
cuit decision in NLRB v. Arkema, Inc., 710 F.3d 308 (5th Cir.
2013). The Respondent also argues that the General Counsel’s
reliance on W.A. Krueger, 299 NLRB 914 (1990) is misplaced
because it is contrary to the Board’s holding in Johnson Con-
trols, 368 NLRB No. 20 (2019), and the Fifth Circuit has rejected
it. Arkema, Inc., 710 F.3d at 320.
(1) Facts
The SEIU and the Respondent were parties to a CBA that ran
from September 15, 2017 through May 31, 2020. On May 14,
2020, the parties began negotiating a successor agreement. Dur-
ing this negotiating period, they extended the 2017 CBA several
times until finally allowing it to expire on February 28. A peti-
tion seeking to decertify the SEIU was filed with the NLRB on
March 29. On March 31, the Respondent and SEIU reached
agreement on a new CBA which was ratified by the SEIU bar-
gaining unit on April 6. A ballot count in the decertification
election was held on June 14. On August 15, Meyers emailed
SEIU representatives that the Respondent would not honor their
continued requests to, among others, be included in new hire ori-
entation, or meet with management over wages and union leave.
He wrote that all those requests,
relate to rights rooted in the collective bargaining agreement
between the Hospital and SEIU that was repudiated by for-
merly represented colleagues in the recent decertification elec-
tion.
The formerly represented colleagues at Research have spoken,
and we’re going to listen. To be clear, the Hospital will not be
recognizing these rights with respect to Research Medical Cen-
ter based on the decertification vote.
(Jt. Exh. 16.) On February 8, 2022, the NLRB certified the re-
sults of the decertification election.
(2) Analysis
The evidence is undisputed that the election results were not
certified until February 8, 2022, but the Respondent withdrew
recognition from the SEIU on about August 15, prior to the
MIDWEST DIVISION—RMC, LLC, D/B/A RESEARCH MEDICAL CENTER
9
official certification of the election results. Therefore, the Gen-
eral Counsel argues, the Respondent is in violation of the Act
and any acts that flow from this violation are likewise illegal.
The General Counsel relies on the standard set out in Krueger to
establish that the Respondent is mandated to “continue recogni-
tion of [the] [U]nion until the results of [the] decertification elec-
tion are certified.” (GC Br. 21.) The Respondent argues that the
General Counsel’s reliance on Krueger is inapposite because the
case’s reasoning is “highly suspect” and contrary to the Board’s
decision in Johnson Controls, 368 NLRB No. 20 (July 3, 2019).
(R. Br. 11.) The Respondent also relies on Arkema, Inc., where
the Fifth Circuit writes that an employer “does not automatically
violate the NLRA, but merely proceeds at its own risk, when en-
gaging in unilateral activities before a decertification election’s
results are formally validated.” Arkema, Inc., 710 F.3d at 320.
I do not find the Respondent’s arguments persuasive. In Krue-
ger a decertification petition was filed a little less than 3 months
prior to the contract expiration date. About a month later an elec-
tion was held which revealed that the union had lost majority
support. Before the election results were certified and prior to
expiration of the parties’ CBA, the employer implemented a
number of unilateral changes. In Krueger, the Board found that
an employer cannot make unilateral changes in employees’
terms and conditions of employment until the decertification
election results are formally certified and the existing contract
has expired. The Respondent urges me to ignore Board law and
follow the findings of the Fifth Circuit, which contradicts Krue-
ger. Despite the Fifth Circuit’s and the Respondent’s opinions
of the Board’s reasoning in Krueger as “highly suspect”, it is not
for me to decide that the Board’s opinion is wrong because a
district court disagrees with NLRB case law. I am bound to fol-
low current Board law unless overturned by the Supreme Court
or changed by the Board. Waco, Inc., 273 NLRB 746, 749 fn. 14
(1984); Iowa Beef Packers, 144 NLRB 615, 616 (1963); Path-
mark Stores, 342 NLRB 378 fn. 1 (2004). Krueger remains
Board law. I also reject the Respondent’s argument that Krueger
is “contrary to the Board’s decision in Johnson Controls.” In
Johnson Controls, the parties began negotiations for a successor
agreement about 2 weeks prior to the expiration of the CBA that
was in effect. A day after contract negotiations began, the em-
ployer was presented with a “union-disaffection petition” show-
ing that slightly more than 50 percent of the employees sup-
ported decertification of the union. Consequently, the employer
informed the union that at the expiration of the contract it would
no longer recognize the union as the employees’ bargaining rep-
resentative when the CBA expired in about 2 weeks. The em-
ployer also told the union that it had received a petition showing
the union no longer enjoyed majority support, and it canceled the
previously scheduled bargaining session. The union demanded
proof of the loss of employee support and demanded the em-
ployer return to contract negotiations. The employer refused
both requests. Thereafter, the union started soliciting authoriza-
tions cards from bargaining unit members. A few days before
the expiration of the contract, the employer told the union that it
would withdraw recognition at the end of the contract because it
had not received evidence from the Union that it retained major-
ity support. Thereafter, the employer withdrew recognition and
informed employees of improvements it was making to the em-
ployees’ terms and conditions of employment. The union filed
an unfair labor practice charge, and a hearing was held on
whether, based on the union’s evidence, withdrawal of recogni-
tion was lawful. The Board upheld the administrative law
judge’s dismissal of the complaint.
In Johnson Controls, the Board frames the issue as,
what happens when employees—with no improper influence
or assistance from management--provide their employer with
evidence that at least 50 percent of the bargaining unit no
longer wishes to be represented by their union, the employer
tells the union that it will withdraw recognition when the par-
ties’ labor contract expires, and the union subsequently claims
that it has reacquired majority status before the employer actu-
ally withdraws recognition.
Johnson Controls, 368 NLRB No. 20, slip op. at 1. Like Krueger,
the Board in Johnson Controls acknowledged long established
precedent that under an “anticipatory withdrawal” of recognition
doctrine, “an employer that receives evidence, within a reasona-
ble period of time before its existing [CBA] expires, that the un-
ion representing its employees no longer enjoys majority support
may give notice that it will withdraw recognition from the union
when the CBA expires, the employer may also suspend bargain-
ing or refuse to bargain for a successor contract.” Johnson Con-
trols, 368 NLRB No. 20, slip op. at 2. In Johnson Controls the
Board did, however, modify the “anticipatory withdrawal of
recognition” doctrine and hold that (1) the “reasonable time” be-
fore contract expiration within which anticipatory withdrawal
may be effected is defined as no more than 90 days before the
contract expires; and (2) “if an incumbent union wishes to at-
tempt to re-establish its majority status following an anticipatory
withdrawal of recognition, it must file an election petition within
45 days from the date the employer announces its anticipatory
withdrawal.” Johnson Controls, 368 NLRB No. 20, slip op. at 2
(emphasis added). Unlike Krueger, the Board in Johnson Con-
trols allows an employer that makes a lawful anticipatory with-
drawal of recognition to do so “at it peril” but only after the con-
tract expires. See also, Virginia Concrete Corp., Inc., 338 NLRB
1182, 1187 fn. 5 (2003) (observing that the Board’s “act at your
peril” rule does not apply to decertification proceedings, with an
employer violating the Act if it makes unilateral changes without
first bargaining with the union following a decertification elec-
tion but before the issuance of the official certification of re-
sults.) Consistent with Krueger, however, the Board in Johnson
Controls emphasizes throughout the decision that an employer
must continue to honor the terms of the existing contract until it
expires. The Board in Johnson Controls writes that “under the
‘contract bar’ doctrine, a union is entitled to a conclusive pre-
sumption of majority status during the term of a collective bar-
gaining agreement, up to 3 years.” Johnson Controls, 368 NLRB
No. 20, slip op. at 5. Moreover, it is important to note that the
Board in Johnson Controls did not overrule Krueger even though
it had the authority and opportunity to do so.
In the matter at hand, the evidence is clear that the Respondent
withdrew recognition of the Union on about August 15, more
than 2 years before expiration of the agreement which ran from
April 6, 2021 through May 31, 2023. (Jt. Exh. 7.) Consequently,
the Respondent fails in its statutory obligation under the standard
set forth in Johnson Controls because it not only provided notice
of its intent to withdraw recognition but actually withdrew recog-
nition more than 90 days before expiration of the contract. More-
over, the Respondent refused to honor any of the terms of the
contract before it had expired. Therefore, the Respondent effec-
tuated an actual withdrawal of union recognition before the ex-
piration of the current agreement in violation of the Act.
Accordingly, I find that the Respondent violated the Act as
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
charged in the complaint.
E. Request for Information
The General Counsel alleges that the Respondent has failed
and refused to provide the Union with information that is rele-
vant and necessary to its role as the exclusive collective-bargain-
ing representative for the unit. The General Counsel notes that
the requests for information occurred within the context of the
decertification petition, election, and vote count. Despite the de-
certification election results, according to the General Counsel,
the Respondent was “obligated to recognize the SEIU as its em-
ployees’ bargaining representative and continue honoring the
CBA until the vote count was certified.” (GC Br. 28.) The Gen-
eral Counsel argues, therefore, the Respondent should have com-
plied with the Union’s information requests. In its post-hearing
brief, the Respondent did not specifically address the requests
for information made on or about June 3, June 30, and August 4.
However, the Respondent argues that it is not obligated to re-
spond to requests made on or about September 17, October 7,
and October 25, because it had lawfully withdrawn recognition
of the Union. Further, the Respondent insists that two of the in-
formation requests relate to untimely grievances filed by SEIU,
thereby, negating any obligation it may have had to comply with
the requests for information. (R. Br. 18.)
(1) Facts
On June 3, Lenny Jones (Jones), vice president SEIU
Healthcare, sent Meyers an email requesting to meet regarding
flat rate PRN wages. In preparation for the meeting, the SEIU
requested the Respondent provide the following information,
current PRN flat rate for all job classifications at both Hospitals
as well as information for each PRN employee, including
name, job classification, department, address, phone, date of
hire, and number of regularly scheduled hours worked each pay
period for the most recent 13 pay periods.
(Jt. Exh. 9–3.) Since Jones did not get a response to his June 3
request, he sent another one to Meyers on June 30, noting that he
had not received a response and asked that Meyers comply with
the information request no later than July 2. In an email dated
July 13, Meyers responded, “Jay [Blumhorst] is working on doc-
uments to you this week.” (Jt. Exh. 9–2.)5 On August 3, Davis
emailed Meyers that the SEIU “never received” the requested
information and asked him to send it “as soon as possible.” (Jt.
Exh. 9-1, 9–2.) On the same day, Meyers replied, “I received the
information from HR the other day and am in the process of re-
viewing it. I’ll get it to you soon, likely tomorrow when I grab a
break in bargaining with NNU.” Id. The record is devoid of ev-
idence that the information was ever produced.
On September 17, the SEIU filed a grievance on behalf of em-
ployee Frederick Haney (Haney) who was discharged by the Re-
spondent. As part of its grievance filing, Alexis Straughter
(Straughter), a union representative, requested the following in-
formation,
A complete copy of the grievant(s) personnel files
A complete YTD list of all accrued and used PTO
A copy of all documents from the employer’s investiga-
tion
Attendance/Tardiness records for the grievant(s)
5 By email dated July 19, Jones again reminded Meyers to send the
documents. On July 20, Meyers responded, “Documents soon.” In the
complaint, the General Counsel did not allege this as a separate violation.
Disciplinary records of the grievant(s)
Payroll records of the Grievant(s)
Timecard, Timesheets and/or EVV records of the
Grievant(s)
Work Schedules (30) Days
(Jt. Exh. 15–3, 15–4, 15–5, 15–6.) On October 5, Meyers re-
fused to produce the requested information noting in an email to
Straughter,
As you may be aware, earlier this year an election was held by
the National Labor Relations Board at Research Medical Cen-
ter, and the employees formerly represented by the SEIU voted
to no longer be represented by the SEIU. We have expressed in
correspondence to Ms. Brenda Davis and Mr. Lenny Jones that
our position is that the election was valid, and that we would
no longer be recognizing rights afforded under the contract.
Accordingly, we don’t recognize this grievance as valid, and
no response from the Hospital is required.
(Jt. Exh. 15-2.) Moreover, the Respondent informed the SEIU
that even assuming it still represented the employees, and the
CBA was in effect, the grievance was untimely so it and the re-
quest for information would have nonetheless been validly re-
jected. Id. On October 7, the SEIU renewed its request that the
Respondent produce information it initially asked for on Septem-
ber 17, arguing that under “the law and the CBA” the Respond-
ent is required to comply with the request because the NLRB had
not yet certified the results of the election. (Jt. Exh. 15–1, 14–4,
14–3.) The Respondent did not reply.
On October 7, the Union filed a grievance on behalf of an em-
ployee, Leah Torres (Torres). As part of its grievance filing, Da-
vis and Straughter, requested the following information,
A complete copy of the grievant(s) personnel files
A complete YTD list of all accrued and used PTO
A copy of all documents from the employer’s investiga-
tion
Attendance/Tardiness records for the grievant(s)
Disciplinary records of the grievant(s)
Payroll records of the Grievant(s)
Timecard, Timesheets and/or EVV records of the
Grievant(s)
Work Schedules (30) Days
(Jt. Exh. 14–2, 14–3, 14.4.) On October 21, Meyers refused to
produce the requested information noting in an email to
Straughter
As you may be aware, earlier this year an election was held by
the National Labor Relations Board at Research Medical Cen-
ter, and the employees formerly represented by the SEIU voted
to no longer be represented by the SEIU. We have expressed in
our prior correspondence that our position is that the election
was valid, and that we would no longer be recognizing rights
afforded under the contract. Accordingly, we don’t recognize
this grievance as valid, and no response from the Hospital is
required.
(Jt. Exh. 14–1, 14–2.) Pursuant to an email to Meyers on October
22, Straughter disputed Meyer’s interpretation of its obligation
under the Act to respond to the information request and renewed
MIDWEST DIVISION—RMC, LLC, D/B/A RESEARCH MEDICAL CENTER
11
the request for the Respondent to process the grievance and com-
ply with the information request. The Respondent did not pro-
vide the requested information or otherwise respond.
On October 25, the Union filed a grievance on behalf of em-
ployee Kendyl E. Howard (Howard), who was discharged by the
Respondent. As part of its grievance filing, Alexis Straughter,
requested the following information,
A complete copy of the grievant(s) personnel files
A complete YTD list of all accrued and used PTO
A copy of all documents from the employer’s investiga-
tion
A copy of in-service sign-in sheets or logs for the inci-
dent in question
All evidence to support just cause for the grieved disci-
pline
Attendance/Tardiness records for the grievant(s)
Copy of Surveillance Tapes
Disciplinary records of the grievant(s)
Investigation Reports/Notes on Incident
Names of witnesses to the allegation(s) and copies of all
witness statements
Payroll records of the Grievant(s)
Performance evaluations for the grievant(s) for all years
of employment
Staffing level by position and shift per floor compared
to census of residents
Timecard, Timesheets and/or EVV records of the
Grievant(s)
Work Schedules (30) Days
Work Schedules and assignment log (90) Days
(Jt. Exh. 13–2, 13–3, 13–4.) On November 2, Meyers reiterated
the Respondent’s position that because the employees voted to
decertify the Union as their collective-bargaining representative,
the Respondent would no longer recognize it and therefore, re-
fused to process the grievance or produce the requested infor-
mation. (Jt. Exh. 13–1, 13–2.) Meyers also noted that the griev-
ance was untimely, and therefore, he would have denied the
grievance and the information request even if the Union were
still the bargaining representative. Id. By email dated November
2, the Union rejected the Respondent’s argument and renewed
its request for the information. The Respondent did not reply.
(2) Analysis
Section 8(a) (5) of the Act mandates that an employer must
provide a union with relevant information that is necessary for
the proper performance of its duties as the exclusive bargaining
representative. NLRB v. Truitt Mfg. Co., 351 U.S. 149, 153
(1956); Detroit Edison Co. v. NLRB, 440 U.S. 301, 303 (1979).
“. . . [T]he duty to bargain unquestionably extends beyond the
period of contract negotiations and applies to labor-management
relations during the term of an agreement.” NLRB v. Acme In-
dustrial Co., 385 U.S. 432, 436 (1967). Information requests re-
garding bargaining unit employees’ terms and conditions of em-
ployment are “presumptively relevant” and must be provided.
Whitesell Corp., 352 NLRB 1196, 1197 (2008), adopted by a
three-member Board, 355 NLRB 649 (2010), enfd. 638 F.3d 883
(8th Cir. 2011); Southern California Gas Co., 344 NLRB 231,
235 (2005). If the requested information is not directly related to
the bargaining unit, the information is not presumptively rele-
vant, and the requesting party has the burden of establishing the
relevance of the requested material. Disneyland Park and Dis-
ney’s California Adventure (Disneyland Park), 350 NLRB 1256,
1257 (2007); Earthgrains Co., 349 NLRB 389 (2007).
The standard for establishing relevancy is the liberal, “discov-
ery-type standard.” Alcan Rolled Products, 358 NLRB 37, 40
(2012), citing and quoting applicable authorities. In Leland
Stanford Junior University, 307 NLRB 75, 80 (1992), the Board
summarized its application of the principles as follows:
[T]he Board has long held that Section 8(a)(5) of the Act obli-
gates an employer to furnish requested information which is
potentially relevant to the processing of grievances. An actual
grievance need not be pending, nor must the requested infor-
mation clearly dispose of the grievance. It is sufficient if the
requested information is potentially relevant to a determination
as to the merits of a grievance or an evaluation as to whether a
grievance should be pursued. United Technologies Corp., 274
NLRB 504 (1985); TRW, Inc., 202 NLRB 729, 731 (1973).
The requested information does not have to be dispositive of
the issue for which it is sought, but only has to have some rela-
tion to it. Pennsylvania Power & Light Co., 301 NLRB 1104,
1104–1105 (1991). The Board has also held that a union may
make a request for information in writing or orally; and a delay
is unreasonable when the information requested is easily and
readily accessible from an employer’s files. Bundy Corp., 292
NLRB 671, 672 (1989).
The Respondent does not argue nor deny that the requested
information is relevant and necessary to the Union’s representa-
tional role in the grievance process and enforcing the CBA. Fur-
ther, the Respondent does not contend that the information re-
quested is not mandatory subject of bargaining. Rather, the Re-
spondent insists that it lawfully withdrew recognition of the Un-
ion, and therefore, is no longer required to produce the requested
information. The Respondent cites Johnson Controls and
Arkema to support its legal position. Also, the Respondent as-
serts that even assuming its withdrawal of recognition was inva-
lid, it is still not required to comply with two of the information
requests because they pertain to untimely grievances filed by
SEIU.
Based on the record, I find the Respondent’s arguments un-
persuasive. It is well established that a union maintains an irre-
buttable presumption of majority status while the CBA is in ef-
fect. Sisters of Mercy Health Corp., 277 NLRB 1353, 1353
(1985). Moreover, the Board has consistently held that a union
retains its role as the exclusive collective bargaining representa-
tive for the unit pending the certification of the results of its ob-
jections to a decertification vote. Consequently, any unilateral
changes prior to the contract expiring violates the Act. Krueger
at 915. The record established that the SEIU and the Respondent
reached agreement on a new CBA on March 31, and it was rati-
fied by the members on April 6. Also, the record is clear that the
results of the June 14 election vote were not certified by the
NLRB until February 8, 2022. This is well after the Union sub-
mitted its requests for information. As noted earlier in the deci-
sion, the Respondent argues that the General Counsel’s reliance
on Krueger is misplaced but I disagree. Briefly repeating my
finding on this argument, Krueger and Johnson Controls agree
that, under the ‘contract bar’ doctrine, the union has an irrebut-
table presumption of majority status during the period of an ex-
isting contract, up to 3 years. During this period the employer
cannot refuse to bargain with or withdraw recognition of the un-
ion. Johnson Controls, 368 NLRB No. 20, slip op. at 4 (2019);
YWCA of Western Massachusetts, 349 NLRB 762, 763 (2007).
Even under the anticipatory withdrawal of recognition doctrine,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
the employer must recognize the union and comply with the
terms of the existing contract until it expires. Last, despite the
Respondent’s argument, I cannot disregard Krueger because it
continues to be valid Board law. Waco, Inc., 273 NLRB 746, 749
fn. 14 (1984); Iowa Beef Packers, 144 NLRB 615, 616 (1963).
I find that the requested information is “presumptively rele-
vant” because it pertains to bargaining unit employees’ terms and
conditions of employment, the grievance process. Lansing Au-
tomakers Federal Credit Union, 355 NLRB 1345, 1351 (2010)
(finding that information related to the discipline of unit employ-
ees was presumptively relevant because the Union needed it to
properly process its grievances to arbitration); United Technolo-
gies Corp., 274 NLRB 504, 506 (1985) (finding that Section
8(a)(5) of the Act obligates an employer to furnish requested in-
formation which is potentially relevant to the processing of
grievances); Live Oak Skilled Care & Manor, 300 NLRB 1040,
1049 (1990) (finding the employer was in violation of the Act by
refusing to provide information shown to be necessary for the
Union to determine whether or not the employer was in compli-
ance with its agreement); Winges Co., Inc., 263 NLRB 152, 156
(1982) (holding that the employer must provide wage survey
data to the Union to substantiate its claim that “remaining com-
petitive” was the reason it could only grant minimal wage in-
creases to certain employees); Tennessee Chair Co., Inc., 126
NLRB 1357, 1364 (1960) (holding that the employer was in vi-
olation of the Act by refusing to provide the Union, upon its re-
quest, any record information or data or other probative material
to substantiate its claim of inability to pay any wage increase).
Consequently, the Respondent has a statutory obligation to fur-
nish the Union with the requested information so that it can as-
sess the merits of the grievances to determine whether to proceed
to arbitration or attempt to resolve them.
The record shows that a grievance was filed on behalf of a
discharged employee, Haney. He was discharged on or about
August 17, but the grievance was not filed until September 17,
(Jt. Exh. 15–2, 15–3, 15–4, 15–5.) Article 8, section 3 of the
parties’ CBA mandates that grievances must be filed within
twenty-one (21) calendar days from when the grievant becomes
or should have become aware of the occurrence giving rise to the
grievance. However, Article 8, section 3 unequivocally states
that an exception to this 21-day time limit applies to discharge
case. “A discharge grievance must be filed within ten (10) cal-
endar days of the date the employee is informed of the discharge
and must be filed initially at step two.” (Jt. Exh. 7.) There is no
evidence that contradicts the plain language of the CBA on this
point. More importantly, the General Counsel presented no evi-
dence disputing the grievance was untimely nor was the argu-
ment mentioned in the post-hearing brief.
The Respondent also argues that it likewise would not have to
respond to the SEIU’s October 25, information request because
the grievance was untimely. The record reveals that a grievance
was filed on behalf of discharged employee, Howard. Howard
was discharged on or about October 22, and the grievance and
request for information were filed October 25. The Respondent
contends that she was discharged in July but there is nothing in
the record to corroborate this contention. Consequently, I find
that the grievance and appending information request were filed
within three days of Howard’s discharge and well withing the
CBA’s grievance filing deadlines.
Accordingly, I find that the Respondent violated the Act as
6 Art. 38, sec. 5 of the CBA governs flat rate PRN wages.
described in paragraphs 9(a), 9(c), and 9(d) of the complaint.
I find, however, that the Respondent did not violate the Act as
described in paragraph 9(b) of the complaint and recommend
dismissal of the charge as alleged in the complaint.
F. Meet and Confer Over PRN Pay
The General Counsel argues that since about June 3, the Re-
spondent has unlawfully failed to meet and confer with SEIU
over PRN pay because (1) it is obligated to recognize the union
and continue honoring the CBA until the decertification vote
count is officially certified; and (2) its reliance on Arkema is mis-
placed because it is not Board law. The Respondent counters
that even assuming it unlawfully repudiated SEIU, it still had no
duty to bargain over PRN because SEIU never made a demand
to bargain but simply asked for information about PRN pay.
(1) Facts
On June 3, SEIU Vice President SEIU Healthcare Lenny
Jones (Jones) contacted Meyers “requesting to meet” on flat rate
PRN wages. Jones copied Davis on the email to Meyers.6 (Jt.
Exh. 9-3.) Jones followed up with another email on June 30,
again asking Meyers to meet because he had not received a re-
sponse. On July 13, Meyers provided his availability to meet
with SEIU the week of July 19, about PNR. Thereafter, several
emails were exchanged between Meyers and Jones and Davis
trying to schedule a date to meet, with the last email exchange
dated August 4. (Jt. Exh. 9–1, 9–2, 9–3, 9–4.) Ultimately, the
parties engaged in “a conversation. Davis testified that “[i]t
wasn’t really bargaining bargaining. It was more like regular bar-
gaining. It was a common discussion to talk about those benefits
for those workers.” (Tr. 124.) Davis and Meyers agree that at
some point he told SEIU he would not meet and confer with Da-
vis and Jones about PRN employees because the election results
showed the decertification vote had been successful. Conse-
quently, the Respondent refused to recognize any contractual
rights SEIU may have held under the CBA. (Tr. 125, 208–209.)
(2) Analysis
Despite the Respondent’s arguments to the contrary, I have
previously explained why Krueger applies to the case at hand.
Consequently, the Respondent was prohibited from withdrawing
recognition of the Union and had to comply with the existing
contract until the results of a decertification election were certi-
fied. The evidence clearly establishes that the Respondent with-
drew recognition from the Union and refused to bargain over
PRN wage rates. Although the Respondent argues it did not re-
fuse to bargain over PRN because the Union never requested to
bargain, Meyers testimony establishes otherwise. When asked
on cross-examination if he “engaged in meet and confer” with
the Union over PRN, he answered no. In response to why he did
not meet and confer with the Union about PRN wage rates, Mey-
ers replied “Because the results of the election were in, and they
had been voted to decertify, so we refused to recognize the rights
in the contract.” (Tr. 208–209.) Meyers also confirmed that he
made the refusal prior to the certification of the vote, in clear
contravention of Board law.
Accordingly, I find that the Respondent violated the Act as
charged in the complaint.
G. Refusal to Deduct Union Dues
The General Counsel argues that the case cited by the
MIDWEST DIVISION—RMC, LLC, D/B/A RESEARCH MEDICAL CENTER
13
Respondent, Arkema, to justify its decision to cease deducting
union dues is not Board law and cannot bind an administrative
law judge to follow it. The Respondent insists it is not liable for
deducting and remitting dues for the period between the June 14
decertification vote count and the official certification of that
vote on February 8, 2022. According to the Respondent, its re-
fusal to deduct and remit union dues is not unlawful because (1)
Section 302 of the Labor Management Relations Act (29 U.S.C.
§ 186) with few exceptions prohibits an employer from making
any monetary payments to unions; and (2) mandating it to pay
dues without “recouping those amounts from employees would
amount to an impermissible and unenforceable punitive damages
award.” (R. Br. 14.)
(1) Facts
It is undisputed that following the decertification ballot count
on about June 14, the Respondent stopped withholding and re-
mitting bargaining unit employees’ SEIU dues.
(2) Analysis
The Respondent admits that it unilaterally decided to cease
deducting and remitting employees’ Union dues before certifica-
tion of the ballot results but argues that it was justified under
Arkema. Briefly reiterating the finding in Arkema, an employer
“does not automatically violate the NLRA, but merely proceeds
at its own risk, when engaging in unilateral activities before a
decertification election’s results are formally validated.” Arkema
at 320. However, I have noted above that the Board does not
follow the 5th Circuit’s ruling on this point. The Board has con-
sistently held that its administrative law judges must follow
Board precedent unless subsequently reversed by the Board or
the Supreme Court. Waco, Inc. at 749 fn. 14); Iowa Beef Packers,
at 616. Consequently, the Respondent violated the Act because
it unilaterally decided to stop dues withholding and remitting un-
ion dues before expiration of the existing contract and about 8
months before the formal certification of the decertification vote.
Accordingly, I find that the Respondent violated the Act as
charged in the complaint.
H. Alleged March 4 and June 14 Coercion of Employees
(1) Facts
The Respondent ceased withholding and remitting employ-
ees’ SEIU dues following expiration of the parties’ September
15, 2017 through May 31, 2020, CBA. As I previously noted,
the parties engaged in bargaining for a successor agreement, and
extended their 2017 CBA several times before allowing it to ex-
pire on February 28. (Joint Stipulations 5–8.) On March 4, Joel
Morgan (Morgan), food service manager, gave an update on con-
tract negotiations at an “impromptu” meeting with food service
employees. The meeting lasted about five minutes. Debra Cun-
ningham (Cunningham), Union steward and nutrition care assis-
tant, recorded the meeting with her mobile phone. The transcript
of the recording of the meeting captures Morgan making the fol-
lowing statement the General Counsel alleges is coercive and de-
rogatory in nature,
Until we get a new contract signed you will no longer be
charged union dues because the Hospital doesn’t feel that’s fair
7 Banks also testified that prior to “the vote count” on June 14, man-
agement was telling employees that they were no longer represented by
the Union and “was no longer there.” (Tr. 169.) I make no judgment on
this statement because it was not alleged in the complaint. Moreover,
Bank’s testimony about management’s alleged statements prior to June
to you to continue to pay for dues (loud crackling sound) when
we don’t feel like the union is bargaining in good faith. (loud
crackling sound)
(GC Exh. 3.) Morgan went on to give his personal opinion that
the Union was not in the employees’ best interest but stressed it
was his opinion and “you guys are all allowed to have your own
opinion. What I ask is that all of you respectfully allow each
other to have your own opinion because that’s what makes this
Company great, that’s what makes this country great, we’re all
allowed to have different opinions.” (GC Exh. 3.) He continued
the meeting stressing that he wanted to keep the employees up-
dated on the negotiation process, union dues, and address ques-
tions he had received about decertification. In response to the
questions that he had been getting prior to the meeting on rumors
about a decertification campaign, Morgan confirmed that there
was a decertification petition circulating but stressed that it was
their decision alone to decide if the union best supported their
interest. He noted, “If you feel [the Union] is valuable you
should support it, if you don’t, hey that’s up to you too.” Id. Mor-
gan ended the meeting by reminding them all to be respectful of
their coworkers’ opinions and warned against bullying anyone
because of their union stance. Morgan opened the meeting up to
questions, but there was only one and it was inaudible on the
recording. The meeting ended. Cunningham testified that Mor-
gan’s explanation, “it was like because they were in bargaining,
we were no longer paying dues at that time, so—and that is what
he was explaining to everybody else.” (Tr. 192.)
A statement on behalf of the Respondent, dated June 14, was
emailed to employees with copies of it placed on bulletin boards
in the hospital telling employees that the Union had been decer-
tified and no longer represented them. (GC Exh. 4.) While the
Respondent does not deny writing the statement and emailing it
to employees, it denies having posted it on hospital bulletin
boards. Regardless, Ernest Banks (Banks), lead floor technician,
gave undisputed testimony that he believed after June 14, the
employees were no longer represented by the Union based on his
understanding of the statement posted to the hospital bulletin
boards and his interactions with hospital management.7 (Tr. 166–
168.)
(2) Analysis
The General Counsel argues that Morgan’s remark that dues
were no longer being taken from their paycheck because the Re-
spondent believed the Union was “bargaining in bad faith” vio-
lates the Act because (1) it denigrates the Union and communi-
cates “conveyance of a benefits”; and (2) although factually cor-
rect, the statement exceeds the scope of protected 8(c) speech.
The Respondent counters that (1) Morgan did not make a direct
statement that the Union was, in fact, bargaining in bad faith; (2)
the General Counsel’s sole witness did not testify to coercion and
the testimony was not credible; (3) Morgan’s remark does not
rise to the level of coercion required under existing Board law.
I find the Respondent’s argument’s persuasive on this point.
Section 8(b)(1)(A) of the Act provides that it is an unfair labor
practice for a labor organization or its agents to interfere with,
restrain, or coerce employees in the exercise of the rights guar-
anteed in Section 7 of the Act by forcing or requiring any
14 that the employees were no longer in the bargaining unit contradicts
his earlier statements about management making these statement on or
after June 14, with no explanation from him for the contradictions and
changes in his testimony.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
employee or self-employed person to join any labor or employer
organization. The rights guaranteed in Section 7 include the
right “to form, join, or assist labor organizations, to bargain col-
lectively through representatives of their own choosing, and to
engage in other concerted activities for the purpose of collective
bargaining or other mutual aid or protection.” See Brighton Re-
tail, Inc., at 441. In determining whether remarks violate the Act,
the appropriate test is “whether the remark can reasonably be in-
terpreted by the employee as a threat.” Consolidated Bus Transit,
Inc., 350 NLRB 1064, 1066 (2007), enfd. per curiam 577 F.3d
467 (2d Cir. 2009).
Based on the overall context of Morgan’s remarks I do not
find that the single statement at issue rises to the level of coercion
that’s required under the Act. While it is undisputed that Morgan
made the statement at issue, the General Counsel’s sole witness
on this point, Cunningham acknowledged that she interpreted his
comment as an explanation that because the parties were still
bargaining over a new agreement, dues would not be deducted
from their paychecks. She did not even mention the portion of
his comment that the Respondent believed the Union was bar-
gaining in bad faith. Morgan’s statement cannot be read without
placing it in context with the overall remarks that he made at the
meeting. He repeatedly told employees that they had a right to
freely make their own decisions and warned against bullying oth-
ers for their choices. Likewise, Morgan repeatedly made clear
that his opinion on the situation was his personal opinion which
should have no bearing on the employees’ decision regarding the
decertification drive, continued bargaining, and payment of Un-
ion dues. Morgan also repeatedly informed the employees that
his reason for speaking with them was to give them an update on
collective bargaining negotiations and answer questions that he
had been receiving about a rumored decertification effort. Based
on her testimony, it appears that Cunningham agreed. (Tr. 192.)
I find nothing in Morgan’s statement(s) to support a finding that
it rose to the level of coercion as required by the Act. See
Tenneco Auto, Inc. v. NLRB, 716 F.3d 640, 650 (D.C. Cir. 2013).
Accordingly, I recommend that the charge as alleged in the
complaint be dismissed.
The General Counsel also alleges that the information the Re-
spondent disseminated to employees in the flyers interfered with
employees Section 7 rights. In support of this position the Gen-
eral Counsel argues that the information contained in the flyer
was inaccurate and “would lead a reasonable employee to be-
lieve . . . that SEIU had been decertified and that the employees
were no longer represented by the Union.” (GC Br. 27.) The
Respondent counters that the information in the flyer is factual
and “nothing in it contains an unlawful general or specific prom-
ise of a benefit that could be construed as “coercion.” (R. Br. 30.)
The flyers clearly inform employees that the SEIU has been
decertified and that they are “formerly” represented by the union.
This information was disseminated despite the fact that the Un-
ion had not been officially decertified and the CBA was still
valid. Under extant Board law, the Respondent is required to
continue to recognize the Union and comply with the existing
CBA until the vote count is officially certified. The Union enjoys
an “irrebuttable presumption” of majority status during the term
of the CBA. Krueger at 915; Sisters of Mercy Health Corp., 277
8 Employees at the Respondent’s Research Medical Center (RMC)
and Menorah Medical Center (MMC) maintain separate bargaining
units. The employees at MMC did not vote to decertify the Union, and
therefore the Respondent continued to recognize it as the exclusive
NLRB 1353, 1353 (1985). Banks credibly testified that after
seeing the email and other interactions with management, he be-
lieved that he was no longer a bargaining unit member repre-
sented by the Union. I find that the information contained in the
flyers was likely to lead a reasonable employee to believe that
they no longer had Union representation, thereby restraining
them from seeking out advice, assistance, or counsel from the
Union for matters involving their terms and conditions of em-
ployment.
Accordingly, I find that the Respondent violated the Act as
charged in the complaint.
I. Denied Union Steward Training and Access to
Respondent’s Facility
(1) Facts
On July 28, Davis emailed Meyers with a list of individuals
she wanted released for SEIU steward training on August 25. In
his response dated October 5, Meyers noted that, “our position is
that the decertification election was valid, and that we would no
longer be recognizing rights afforded under the contract.” Dur-
ing his testimony, Meyers admitted that the employees were not
released for the training.8 (Tr. 210; Jt. Exhs. 11, 12–1.) In an-
other email to Jones and Davis, Meyers reiterated that the Re-
spondent will not recognize any rights afforded to the Union in
the CBA because, among other actions, the Union representa-
tives would not be allowed onto the Respondent’s facility for ac-
cess to employees for new employee orientation. (Tr. 213; Jt.
Exh. 13–1, 13–2, 16.) Davis testified that between the decertifi-
cation count and official certification of the vote, Meyers and
“management” made it difficult for the Union to “get into the
hospital as far as them surveilling us, saying we were doing
something wrong, or something like that.”9 (Tr. 119.) She also
insisted that in an email Meyers denied her request for access to
the facility, but she could not recall the date or any other partic-
ulars of the exchange. (Tr. 120.) While he did not recall a spe-
cific incident, Meyers admits that he would have asked the Union
to leave the Respondent’s premises if Union representatives at-
tempted to access it after the June 14 decertification vote count.
(Tr. 213.)
(2) Analysis
An employer may not unilaterally change the terms and con-
ditions of employment of represented employees without provid-
ing their representative with prior notice and an opportunity to
bargain over such changes. See NLRB v. Katz, 369 U.S. 736, 747
(1962). “Under the unilateral change doctrine, an employer’s
duty to bargain under the Act includes the obligation to refrain
from changing its employees’ terms and conditions of employ-
ment without first bargaining to impasse with the employees’
collective-bargaining representative concerning the contem-
plated changes.” Lawrence Livermore National Security, LLC,
357 NLRB 203, 205 (2011). The duty to bargain, however, only
arises if the changes are “material, substantial and significant.”
Alamo Cement Co., 281 NLRB 737, 738 (1986); Flambeau Air-
mold Corp., 334 NLRB 165, 171 (2001). In order to find that an
employer made unilateral changes to an employee benefit in vi-
olation of the Act, it must be shown that (1) material changes
were made to the employees’ terms and conditions of
collective bargaining representative with rights afforded under the CBA.
(Tr. 124; Jt. Exh. 12–, 12–2.)
9 The complaint does not allege illegal surveillance on the part of the
Respondent.
MIDWEST DIVISION—RMC, LLC, D/B/A RESEARCH MEDICAL CENTER
15
employment; (2) the changes involved mandatory subjects of
bargaining; (3) the employer failed to notify the union of the pro-
posed changes; and (4) the union did not have an opportunity to
bargain with respect to the changes. San Juan Teachers Assn.,
355 NLRB 172, 175 (2010); Garden Grove Hospital & Medical
Center, 357 NLRB 653, 653 fn. 4, 657 (2011).
Denying the Union access to the Hospital to attend new em-
ployee orientation or engage in other representational interac-
tions with bargaining unit members or refusing to grant request
for release from work for Union steward training are, if proven,
a material change to unit members’ terms and conditions of em-
ployment. Ernst Home Centers, 308 NLRB 848–849, 865 (1992)
(unilateral change in the Union’s access to employees a material
change that obligates the employer to bargain). The Board has
consistently held that a union’s right of access to carry out its
representational duties is a mandatory subject of bargaining.
McGraw-Hill Broadcasting Co., 355 NLRB 1283, 1294 (2010)
(right of access to represent employees is a mandatory subject of
bargaining); Regency Heritage Nursing & Rehabilitation Cen-
ter, 353 NLRB 1027, 1034 (2009) (“[u]nion visitation is a man-
datory subject of bargaining”). The evidence establishes that
Meyers admitted that the members were not released for training
despite Davis’ and or Jones’ requests. Moreover, Meyers
acknowledged that he informed the Union that they no longer
had access to the Respondent’s facility because it had lost ma-
jority support. It is unclear if the parties’ CBA, which was still
valid, contained an access provision. Linwood Care Center, 367
NLRB No. 14 (2018), citing Ernst Home Centers, 308 NLRB
848 (1992) (“when an employer and a union have an agreement
allowing the union access to its property to carry out its repre-
sentational activities, or the employer has an established past
practice of allowing access, the employer cannot unilaterally al-
ter that agreement or practice.”) Even absent such a provision,
however, the Respondent was still required to allow the Union
access to its facility to meet with employees and allow steward
training time because the contract was still valid, and the vote
had not been formally certified. Krueger, 299 NLRB at 915 (an
employer cannot make unilateral changes in employees’ terms
and conditions of employment until the decertification election
results are formally certified and the existing contract has ex-
pired.)
Accordingly, I find that the Respondent violated the Act as
charged in the complaint.
J. Prohibited from Wearing Union Buttons
(1) Facts
In April or May 2021, EVS Technician Steve Walker
(Walker) and Administrative Director of Support Services Ter-
rance Engling (Engling) had an interaction involving the wearing
of union pins. Walker has worn a union button on his employee
badge since his first day of working for the Respondent. In April
2021, he received two more buttons from the Union that read
“Hazard Pay Now” and “I’m Sticking With My Union” which
he also attached to his employee badge. He attached the “I’m
Sticking With My Union” button to the back of his employee
badge and it abutted his shirt. The “Hazard Pay Now” button
was attached to the front of his badge facing outward and next to
his employee picture. Walker testified that Engling and Manager
Steve Echols (Echols) approached him in April or May 2021 and
told him, without specifying which buttons, that he needed to re-
move them when on patient floors because they could “poten-
tially scare patients.” (Tr. 140.) He admits no one ever told him
to remove the union button he had worn since his first day of
work. (Tr. 145.) Although Echols did not testify, Engling ap-
peared at the hearing and admitted that he informed Walker he
could not wear a union pin. However, he vehemently denied
telling Walker that he could not wear any of his union buttons.
Engling insisted that he told Walker he had to remove the “Haz-
ard Pay Now” button because it would frighten patients. He de-
nied ever telling Walker he needed to remove the “I’m Sticking
With My Union” pin, noting historically in that department em-
ployees have been allowed to wear union pins. According to
Engling, he made clear to Walker that it was only the “Hazard
Pay Now” button that was of concern and denied making any
“general statements” to Walker during the discussion. The ex-
change on cross-examination was,
MS. PROCTOR: When you spoke with Mr. Walker,
[w]ere you specific that he could not wear a hazard pay but-
ton?
A. I made it clear to him, it was a hazard pay button that
was—that I asked him to remove.
Q. How—how did you make it clear to him?
A. I would—I probably pointed it out to him, that we
were concerned about patients being scared by that.
Q. Do you remember precisely what you said?
A. No, I—
JUDGE DIBBLE: You made it clear to him by pointing—
pointing it out to him—
THE WITNESS: Uh-huh.
JUDGE DIBBLE:—do you mean by pointing to the but-
ton?
THE WITNESS: I mean, I believe, again over a year ago,
that I explained to him that patients would be scared by see-
ing a “hazard” button his lapel, so—
JUDGE DIBBLE: And did you say the patients would be
afraid by seeing the “hazard” button the lapel, or did you
say, “seeing that button?”
THE WITNESS: The—I explained to him the “hazard” is-
sue.
BY MS. PROCTOR: So you specifically stated “hazard.”
You didn’t say “that button” or point to that button?
A. I was clear it was the “hazard” button.
Q. Did you make any general statements when you were
talking to Mr. Walker about buttons?
A. No.
Q. But you didn’t tell him that he would need to remove
a button?
A. The “Hazard” button, yes.
MS. PROCTOR: No further questions.
(Tr. 277–278.) Walker never removed the buttons but rather
“turned them around.” (Tr. 145–148.) After he was told to re-
move his union buttons, Walker began to observe many employ-
ees wearing shirts with anti-union messages, even in patient fac-
ing areas. However, he saw most of the employees wearing pro-
union items in the public cafeteria.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16
(2) Analysis
In Republic Aviation,10 the Supreme Court held that the right
of employees to wear union buttons at work, absent “special cir-
cumstances”, is a protected activity. This right has been ex-
tended to other union clothing and items. Chinese Daily News,
353 NLRB 613 (2008) (employer violated the Act by creating a
dress code policy prohibiting employees from wearing clothing
with the name or logo other than the employer, specifically in-
cluding the union); Sam’s Club, Division of Wal-Mart Stores,
Inc., 349 NLRB 1007 (2007) (while the Board held banning
badge backer bearing a statement of their rights under the Act
was unlawful, it found the employer could prohibit the wearing
of lanyards with the union logo only because the employer was
able to establish the nonbreakaway nature of the lanyards created
a safety issue); P.S.K. Supermarkets, Inc., 349 NLRB 34 (2007)
(the Board held the exposure of customers to union buttons,
standing alone, is not a special circumstance, nor is the fact that
the rule prohibited all buttons, not just union buttons). The right
of employees to wear items with union insignias must be bal-
anced against an employer’s right to manage its business in an
orderly fashion. However, a rule restricting or prohibiting the
wearing of items with union logos must be narrowly tailored to
justify the rule. Wal-Mart Stores v. NLRB, 400 F.3d 1093 (8th
Cir. 2005), enfg. as modified 340 NLRB 637 (2003) (employer
violated the Act because there was no evidence that shirts with
union logos interfered with the operation of the store); Goodyear
Tire & Rubber Co., 357 NLRB 337 (2011) (employer ban on
employees wearing T-shirts that said “scab” in relation to con-
tract employees was not justified by special circumstances).
The General Counsel and the Respondent dispute which wit-
ness is more credible about whether Engling specifically told
Walker to remove the “I’m Sticking With My Union” or remove
buttons generally. In arguing Walker’s version was more credi-
ble, the General Counsel points to Walker’s testimony that he
believed Engling was referring to both buttons; and he was not
going to question the order because Engling was three levels
higher than him in the management hierarchy. The General
Counsel argues that Walker’s account is likely to be more “mem-
orable to the employee given the order than to the management
official giving the order.” However, the General Counsel has
provided no objective evidence to support this assertion. It is
mere speculation. Next, the General Counsel claims that alt-
hough Engling testified that he was only speaking about the
“Hazard Pay Now” button, he admitted that “he cannot remem-
ber what he said . . .” (GC Br. 26.) However, I find that is not an
accurate account of his testimony. There is nothing in Engling’s
exchange on direct or cross-examination to support a finding that
he could not recall what he said to Walker. Clearly, he recalled
what he said to Walker because he emphasized repeatedly in his
testimony that he was specific in telling Walker to remove the
“hazard” button, while on patient floors only, for fear of scaring
patients.
The Respondent also makes a persuasive point in support of
Engling’s version of the encounter being more credible. The Re-
spondent notes that Walker admitted no one specifically identi-
fied by name the button they wanted him to remove. Moreover,
the Respondent points to Walker’s testimony that “he admitted
during the hearing that when he was approached by Engling—
the sole button at issue herein (“I’m sticking with my union”)
10 Republic Aviation Corp. v. NLRB, 324 U.S. 793 (1945).
was on the back of his badge—hidden from Engling’s view be-
cause it was pressed against his body. That, of course, comports
with Walker’s testimony that he was (lawfully) told to remove
the forward-f–—146, 276.) I find that the General Counsel’s ev-
idence on this allegation is underwhelming and for the aforemen-
tioned reasons, Engling’s account of his encounter with Walker
over the buttons is more likely than Walker’s version.
I find that for the aforementioned reasons, Engling’s account
of his encounter with Walker over the buttons is more likely than
Walker’s version.
Accordingly, I recommend dismissal of the charge as alleged
in the complaint.
K. April/May 2021 Employees Allegedly Told of Futility of Un-
ion Representation
The General Counsel alleges that a statement made by Labor
Relations Consultant Leo Arias (Arias) on or about April or May
2021, is direct evidence that the Respondent interfered with, re-
strained and coerced employees in the exercise of their Section
7 rights. According to the General Counsel, Arias’ denials that
he made the statement attributed to him should be ignored be-
cause he was not as credible as the General Counsel’s witness.
The Respondent counters that the General Counsel’s witness’
version of the meeting conducted by Arias did not occur because
Arias never made the alleged statement.
(1) Facts
From April to May 2021, the Respondent contracted with
Arias to hold informational meetings with employees about un-
ionization. The decertification petition had already been filed;
and a ratification vote was taking place the day Arias arrived at
RMC. Arias’ role was to meet with employees and explain to
them their rights under Section 7 of the NLRA, the voting pro-
cess, and answer their questions and concerns about their rights.
Before he started meeting with employees, however, Arias ex-
plained to the Respondent the topics he would discuss with the
employees. The topics and presentation of each meeting were
identical, except during the questions and answers session, em-
ployee questions differed with each session. Other than to in-
form employees of their rights and discuss the voting process,
Arias is unaware of any other reason why the Respondent hired
him. The Respondent was responsible for getting employees to
meet with him. He held about five meetings a day 6 to 7 days a
week. Employee attendance at the meetings ranged from two to
ten and no management employees attended the meetings.
Paul Obie (Obie), an employee in Environmental Services De-
partment, was approached by Manager Stephanie Martinez and
asked if he wanted to attend the meeting with Arias in April or
May 2021. He agreed to go to the meeting but admits that Mar-
tinez did not force him to attend. (Tr. 159.) Obie could not recall
much detail surrounding the meeting. He could not remember
the date it was held, whether it was held in the spring or summer,
or all who were present for the meeting.11 Obie testified that on
entering the meeting room, Arias asked him to sign a form that
had a list of names on it, but he refused. He did not read the form
but thought it might be an attempt by management to get him to
sign to decertify the Union. Nonetheless, Obie later acknowl-
edged that the form could have simply been an attendance sheet.
(Tr. 160.) According to Obie, Arias said, “You can sign it or
don’t have to sign it. HCA is gonna do whatever they want to do
11 Obie recalled that himself, April Richardson, Shawn
Wheaton/Eaton, and another unnamed employee were in attendance.
MIDWEST DIVISION—RMC, LLC, D/B/A RESEARCH MEDICAL CENTER
17
anyway.” (Tr. 155–156.) He thought that the statement was in
relation to signing the form which in his mind was likely a “pe-
tition.” (Tr. 160–161.) Obie could recall almost no other details
about the topics discussed in the meeting. He testified “he
talked, but I don’t remember exactly what the whole conversa-
tion was about. . . I don’t remember the whole—because it’s been
a while since this happened, so I don’t remember the exact whole
conversation about what we were talking about.” (Tr. 156.)
Arias acknowledged asking employees to voluntarily sign an
attendance sign-in sheet as they entered because every day, he
would give the sheet to the Respondent to document that he ac-
tually held the meetings. However, Arias vehemently denied any
suggestion that he ever asked employees to sign a “petition” or
made the statement attributed to him by Obie. He testified that
based on his experience holding “these types of meetings” he is
aware that employees “may be a bit apprehensive to sign any-
thing, including attendance sheets.” Consequently, Arias “al-
ways” made the meeting attendance and the sign-in sheet op-
tional. (Tr. 305–306.)
(2) Analysis
The General Counsel argues that I should credit Obie’s testi-
mony over Arias’ testimony because (1) Obie’s description of
the encounter was more detailed than Arias’ testimony; and (2)
Arias offered only a general denial and no specifics about the
meeting. However, I do not find the General Counsel’s argu-
ments persuasive enough to overcome Arias’ denial. Overall, I
find that Arias was a more credible witness than Obie because
his testimony was more specific on key points. Obie admitted
that he could not recall during which season the meeting was
held, who was in attendance, or the topics discussed in the meet-
ing, In fact, Obie emphasized several times in his testimony that
“[Arias] talked, but I don’t remember exactly what the whole
conversation was about. . . I don’t remember the whole—- be-
cause it’s been a while since this happened, so I don’t remember
the exact whole conversation about what we were talking about.”
Moreover, Obie admitted that he did not read the form Arias
asked him to sign upon entering the meeting, but rather jumped
to the incorrect conclusion that it was a “petition” to get rid of
the Union when it was in fact an attendance sign-in sheet.
In contrast, Arias was able to recall the month the meetings
were held, topics discussed, the party responsible for inviting
employees to his meetings, the purpose of the meetings, attend-
ance range in the meetings, and number of meetings held. More-
over, I find Arias’ denial of making the statement no more nor
less specific and sincere than Obie’s allegation that the statement
was made. Obie did not give extensive testimony on the actual
statement other than to claim it was made by Arias. Conse-
quently, Arias could not provide much more in defense than a
denial that he made the statement a. I find little to nothing in the
record to indicate that Obie’s testimony is likely to be more cred-
ible than Arias’ testimony; and therefore, I credit Arias’ denial
that he made the statement attributed to him by Obie. See Cen-
tral National Gottesman, 303 NLRB 143, 145 (1991) (finding
that the General Counsel did not meet its burden of proof because
the testimony that the allegation occurred was equally credible
as the testimony that denied the allegation); Blue Flash Express,
109 NLRB 591, 591–592 (1954) (same), questioned on other
grounds, Allegheny Ludlum Corp. v. NLRB, 104 F.3d 1354 (D.C.
Cir. 1997).
Accordingly, I recommend dismissal of this allegation as
charged in the complaint.
L. September 17, Grievance Meeting
The General Counsel argues that the limits the Respondent
placed on the number of union representatives allowed in the
step 1 grievance meeting held on September 17 violates the Act
because: (1) refusing to allow more than one union representa-
tive to attend the grievance meeting is in essence denying the
Union the right to select its own representatives in violation of
Board law; (2) the CBA does not limit the number of union rep-
resentatives allowed at a grievance meeting; and (3) the Re-
spondent’s witnesses were not credible on this issue. The Re-
spondent counters that the allegation should be dismissed be-
cause (1) the Act does not entitle the grievant to multiple repre-
sentatives; (2) the CBA limits the grievant to one representative
in grievance meetings; (3) no past practice exists; and (4) the Re-
gion should have deferred this allegation to arbitration.
(1) Facts
The Respondent and NNOC had a collective bargaining
agreement effective October 16, 2018 through May 31, 2021.
Although they dispute whether the parties are subject to a new
agreement, they agree the relevant language in the grievance ar-
ticle is identical in both documents. The article reads in relevant
part,
SECTION 2. GENERAL PROCEDURES
A. If a grievance effects more than one Unit or department of
the Hospital, and relief is unavailable from the immediate su-
pervisor, it may be submitted immediately at Step Two. All
grievances must state the specific contractual provision(s) of
this Agreement allegedly violated, the specific incident(s) (in-
cluding names known or that become known to the Union dur-
ing the grievance/arbitration process of persons allegedly in-
volved) that give rise to the grievance and the remedy sought.
B. Time limits under this Article may only be extended by the
mutual agreement of the parties in writing.
C. All grievances and responses to grievances shall be ren-
dered in writing at each Step of the grievance procedure with
the specific reason(s) for acceptance or denial.
D. The parties agree to make available all relevant documents,
communications, and records material to the alleged grievance
upon request by either party in writing.
E. Failure by the Union to follow the requirements and time
limits contained herein for the filing and processing of a griev-
ance shall render the grievance null and void.
F. If the Employer fails to provide responses, in accordance
with the timelines agreed upon, the grievance shall be consid-
ered denied and the Union may advance it to the next step.
G. The purpose of the grievance meeting is to engage in a good
faith effort to resolve the dispute. At each step in the process, it
is expected that individuals with authority to make agreements
will participate in the meetings and will seek to come to a sat-
isfactory resolution.
H. Informal Resolution: Any RN who has a dispute that could
be the subject of a grievance shall first present the dispute in-
formally and verbally to his/her immediate supervisor before
initiating a formal grievance, unless the RN's grievance directly
relates to claims of unlawful harassment or discrimination by
the immediate supervisor or termination of employment. This
discussion may take place with or without the presence of a
Union representative, at the RN’s option. If the dispute is not
resolved to the RN’s satisfaction, s/he may request that the Un-
ion advance the complaint to the Step One of the formal griev-
ance procedure.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
18
SECTION 3. STEP ONE
Within twenty-one (21) calendar days of the time a grievant(s)
becomes aware or should have reasonably become aware of the
occurrence giving rise to the grievance, the authorized Union
Representative shall file the written grievance with the Man-
ager of the Nursing Unit to which the grievant is regularly as-
signed. For purposes of this Article, the grievance will be con-
sidered filed upon hand delivery to the appropriate Manager,
upon receipt of the grievance via scanned email attachment, via
facsimile at 816.276.3571 or at some other fax number later
designated by the Hospital in writing. The Manager with whom
a grievance is appropriately filed shall be responsible for
providing the Human Resources Director/V.P. with a copy of
the grievance. However, an exception to this twenty-one (21)
daytime limit occurs in discharge cases. A discharge grievance
must be filed within ten (10) calendar days of the date the Em-
ployee is informed of the discharge and must be filed initially
at Step Two.
The grievant and/or the authorized Union Representative and
the Hospital may meet to discuss resolution of any grievance at
a mutually agreed upon time and date, but such meeting(s) will
not extend the time limits for processing of grievances as set
out in this Section. The Grievant will be represented by the Un-
ion Representative. The Hospital will be represented by the ap-
propriate Hospital representative(s) which will typically be the
Manager or Director of the Nursing Unit to which the Grievant
is regularly assigned (or his/her designee).
The Hospital shall respond, in writing to the Union within
twenty-one (21) calendar days of its receipt of the grievance.
SECTION 4. STEP TWO
If not resolved in a mutually satisfactory manner at Step One,
the authorized Union Representative may submit the grievance
in writing to the Chief Nursing Officer (CNO) or previously
authorized designee within seven (7) calendar days following
receipt of the Hospital’s response in Step One.
The grievant and/or the authorized Union Representative and
the Hospital may meet to discuss resolution of any grievance at
a mutually agreed upon time and date, but such meetings will
not extend the time limits for processing of grievances as set
out in this Section.
A request to meet by either party will not be unreasonably de-
nied. The Grievant may be present at the meeting and will be
represented by the Union Representative. The Hospital will be
represented by a member of senior management (or his/her de-
signee(s)).
The Hospital shall respond in writing to the Union within four-
teen (14) calendar days of the CNO's or previously authorized
designee's receipt of the written submission of the Step Two
grievance.
SECTION 5. OTHER MATTERS
Grievance meetings will normally be scheduled during the
non-working time of the grievant. Time spent in grievance
meetings by the grievant will be unpaid time unless the griev-
ance meeting is scheduled during the grievant’s work shift for
the convenience of the Hospital. Representatives of the
12 Broeker gave undisputed testimony that nurse representatives re-
ceive on-the-job training from experienced Union representatives. Con-
sequently, Rodarmel’s or Perry’s attendance with her in the September
Hospital's Human Resources Department may participate in
any grievance meeting but are not obligated to do so. Investi-
gation of grievances by union representatives will be conducted
in accordance with Article 46 (Union Activity, Visitation and
Bulletin Boards).
Grievances shall be filed and responded to on the appropriate
grievance form as agreed upon by the parties to this Agree-
ment.
(Jt. Exh. 2; Art. 14, Sec. 4.) On August 16, Broeker filed a griev-
ance over the transfer of Medical/Surgical Unit patients to the
Women’s Services Unit. The grievance was filed on behalf of
Destinee Arthur (Arthur), the named grievant for RNs in the de-
partment, and the NNOC. (Tr. 82 – 83; Jt. Exh. 3.) In her at-
tempts to schedule a step 1 grievance meeting with management,
Broeker responded via email to Clelland about the challenges of
scheduling the meeting without violating the filing timelines for
each step of the grievance process. In the email, Broeker re-
vealed to Clelland that because this was her first time participat-
ing in the grievance process beyond initial filings, she did not
want to inadvertently “nullify the grievance” by missing the fil-
ing deadlines. Ultimately, a step 1 grievance meeting was sched-
uled for September 17. Broeker designated herself, Arthur, and
Cheryl Rodarmel (Rodarmel) as attendees on behalf of NNOC.
(GC Exh. 2; R. Exh. 13.) Additionally, Broeker noted that she
would attend as the “union rep.” Id. Management, at this point,
did not object to the Union’s list of proposed attendees. Meyers,
Smith, and Clelland attended the step 1 meeting for the Respond-
ent.
Prior to the start of the step 1 grievance meeting, Broeker met
with Perry, Rodarmel, and Arthur to prepare for the meeting. Ro-
darmel informed them that she would not be able to attend the
step 1 meeting with Broeker so Broeker asked Perry if another
nurse representative was available to accompany her. Since it
was Broeker’s first step 1 meeting, she wanted a more seasoned
nurse representative with her for training purposes.12 Perry told
her that she would attend with her telephonically, possibly as a
witness, since NNOC was also listed as a grievant in the matter.
Both parties agree that because of the pandemic, Perry had been
allowed in the past to attend some meetings at the hospital via
telephone.
On September 17, Broeker and Arthur arrived for the meeting
and waited in the human resources waiting room for Smith to
escort them into the human resources meeting office. There is
conflicting testimony about when Broeker informed manage-
ment that Perry would participate by telephone. Smith testified
that Broeker informed him while walking to the human resources
meeting room. Smith said he responded that Perry would not be
allowed to participate. According to Broeker, on the way into
the meeting Smith told her that Rodarmel could not attend be-
cause only union stewards were permitted, with her responding
it was okay because Perry would participate by telephone in
place of Rodarmel. Regardless, it is undisputed that Broeker was
told before entering the meeting room that Perry was not allowed
to attend. She immediately texted this message to Perry, who
insisted that regardless of her union role, she should be allowed
to attend because she is needed as a witness for “bargaining his-
tory.” (Tr. 40.) There is no dispute that in the meeting Broeker
17, step 1 meeting would have been part of her on-the-job training for
grievance meetings. (Tr. 35.)
MIDWEST DIVISION—RMC, LLC, D/B/A RESEARCH MEDICAL CENTER
19
told Meyers that Perry would be participating by telephone, but
he told her it would not be allowed. Although Meyers admits
that he had not previously told Broeker, Perry or any union rep-
resentative that the hospital intended to limit the number of nurse
representatives allowed in step 1 meetings, he did not budge on
allowing Perry to participate. Clellan also reminded Broeker that
“you are both representatives for the Union. You fill the same
role.” (Tr. 40 – 41.) Broeker claims that Smith gave her the op-
tion to defer the meeting, but he denies it and insists it was Mey-
ers. Regardless, the parties agree that she was told she could
defer the meeting, but Broeker chose to go forward because she
was concerned that a delay would give the Respondent grounds
for dismissing the grievance for being untimely.13 (Tr. 71–2.)
Broeker was concerned about meeting the deadline despite the
Respondent’s previous willingness to grant an extension on
holding the step 1 meeting without threatening to nullify the
grievance based on timeliness. (R. Exh. 14.) Meyers testified
that he told Broeker she could pause the meeting whenever she
needed to contact and confer with Perry, but she did not recall
that exchange.14 The step 1 meeting proceeded without Perry’s
participation. However, Perry did text Meyers on the day of the
step 1 meeting to protest her exclusion. (Jt. Exh. 4.) On Septem-
ber 21, Meyers emailed Perry that he disagreed with her charac-
terization that he denied the Union to have a representative in the
meeting. (Jt. Exh. 5.)
(2) Analysis
The General Counsel insists that Board law gives NNOC an
“absolute right” to select the representative of its choosing and
by extension the Respondent cannot limit the number of repre-
sentatives NNOC uses to bargain with the Respondent. Second,
the General Counsel argues that under Board law this case is in-
appropriate for deferral to the grievance process because, if de-
ferred, it would leave unresolved the Respondent’s interference
in a Section 7 right guaranteeing employees the right to designate
and be represented by representatives of their choice. The Re-
spondent counters that the charge is without merit because the
CBA allows the Union only one representative in the meeting.
Further, the Respondent argues that the Act does not entitle an
employee to have multiple representatives in “a meeting.” (R.
Br. 38–39.) The Respondent also contends that its action was
lawful because (1) Broeker self-identified on September 17 as
the union representative and on the grievance form identified
herself as the union representative; (2) Broeker was given the
option to stop and confer telephonically with Perry whenever
needed; (3) neither Broeker nor Perry requested that Perry sub-
stitute for Broeker in the meeting; and (4) Native Textiles is not
applicable and the case should have been deferred to arbitration.
Based on the evidence, I find that the Respondent unlawfully
denied the Union its right to have the representatives of its choos-
ing participate in the step 1 grievance meeting. The Board has
consistently held that the Union has the right to select its own
representatives, with a few exceptions that neither party argues
apply in this case. Long Island Jewish Medical Center, 296
NLRB 51, 71 (1989); United Parcel Service, 330 NLRB 1020,
1020 fn. 1 (2000). Despite the Respondent’s argument to the
contrary, the CBA does not explicitly state that the Union is lim-
ited to one representative in grievance meetings and the
13 The deadline for filing the next step in the grievance process was
the day after the September 17, step 1 grievance meeting.
14 While Broeker testified that she “definitely” did not remember
Meyers making the statement, she did not explicitly deny that it was
grievance process. In fact, CBA is silent on the issue. The ap-
plicable provision reads in relevant part,
The grievant and/or the authorized Union Representative and
the Hospital may meet to discuss resolution of any grievance at
a mutually agreed upon time and date, but such meeting(s) will
not extend the time limits for processing of grievances as set
out in this Section. The Grievant will be represented by the Un-
ion Representative. The Hospital will be represented by the ap-
propriate Hospital representative(s) which will typically be the
Manager or Director of the Nursing Unit to which the Grievant
is regularly assigned (or his/her designee).
(Jt. Exh. 2.) The Respondent argues that because the provision
identifies its representatives using the plural but the singular for
the Union representative, then that is a clear indication the intent
of the provision is to restrict the number of Union representatives
in the grievance process to one. I disagree. I find that the CBA
is silent on this point. Consequently, this case is analogous to
United Parcel Service where the Board found that the em-
ployer’s refusal to allow two employees to assist the union sec-
retary at grievance hearings violated the Act. In the case, the
CBA was also silent on the issue of the number of Union repre-
sentatives allowed to attend grievance “hearings.” Id. at 1020 fn.
1. In bargaining sessions for this agreement, the parties could
have included language specifying anywhere from one to an un-
limited number of representatives each party is allowed to par-
ticipate in the grievance process, but they chose silence instead.
Moreover, Meyers clearly indicated in his September 21 email
to Perry that his intent was to limit the Union to one representa-
tive in the meeting. (Jt. Exh. 5.) Consequentially, this restricts
the Union’s choices as to who it may choose to represent the bar-
gaining unit member’s interests at the meeting. This violates the
Act because, as noted earlier in the decision, the rights guaran-
teed to employees in Section 7 include the right “to bargain col-
lectively through representatives of their own choosing . . . .”
See Brighton Retail, Inc., at 441. Board law also makes clear
that the Union has the right to select its own representatives, par-
ticularly when the CBA is silent on the issue. United Parcel Ser-
vice at 1020 fn. 1; Missouri Portland Cement, 284 NLRB 432,
433 (1987) (the Board held that the employer violated the Act
when it refused to bargain with two of the employees’ represent-
atives).
Second, the Respondent argues that the Act does not entitle
the grievant to multiple representatives in the grievance process.
The Respondent relies primarily on NLRB v. Weingarten, 420
U.S. 251 (1975), to support its position but also cites Barnard
College, 340 NLRB 934, 935 (2003). Neither case is applicable.
Weingarten and Barnard College involve the right to represen-
tation at interviews that are disciplinary in nature or where the
employee reasonably fears that the interview may lead to disci-
pline. Weingarten at 256–257, 262; Barnard College at 935. The
matter at hand involves a step 1 grievance about a term and/or
condition of employment, unilateral work reassignments. There
is no evidence that the step 1 meeting was investigatory or disci-
plinary in nature. Therefore, I find the Respondent’s argument
on this point and the cases cited unpersuasive.
The Respondent also contends that because Broeker checked
on the grievance form that she would serve as the Union
made. (Tr. 72.) Even assuming that Meyers made the statement, it does
not necessarily negate the Respondent’s statutory obligation to meet with
the Union’s designated representative.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
20
representative it is “fatal to this claim.” (R. Br. 39.) According
to the Respondent, Broeker “again self-identified as the ‘union-
re[presentative]’ who would be attending the September 17 Step
1 meeting on behalf of Arthur—and in fact did so.” (R. Br. 39
citing Tr. 38, 98, 196.) The Respondent argues that because
Broeker was given an option to either postpone the meeting or
interrupt the meeting as needed to confer with Perry and because
neither Perry nor Broeker requested that Perry substitute for
Broeker, this is evidence that the Respondent did not select the
grievant’s representative. I find the Respondent’s arguments less
than compelling. Broeker’s initial identification of herself as the
Union representative on the grievance does not preclude the Un-
ion from deciding to change its representative. There is no case
law to support this view. Moreover, it is irrelevant if Broeker
self-identified as the Union representative on September 17, be-
cause the issue is whether by limiting the number of Union rep-
resentatives who could participate in the step 1 meeting, the Re-
spondent was in effect choosing who could represent the Union
in violation of the Act. I have already found above that the an-
swer is clearly yes. Likewise, the Respondent’s offer to resched-
ule or allow Broeker to leave the meeting to confer with Perry
does not negate its statutory duty to refrain from interfering with
“the right of employees, acting through their union” to freely se-
lect the representatives of their choosing to act on their behalf in
the grievance process. Missouri Portland at 433; United Parcel
Service at 1020 fn. 1.
The Respondent also argues that the General Counsel cannot
establish that a past practice allowed multiple Union representa-
tives to attend grievance meetings. However, the General Coun-
sel did not specifically raise this argument in its post-hearing
brief so I will not address it.
Last, the Respondent contends that this charge should have
been deferred to arbitration and Native Textiles is not applicable.
In Native Textiles, the Board held,
When it is alleged, as here, that an employer is refusing to rec-
ognize a designated representative of its employees, especially
for a matter of such obvious importance to employees as pro-
cessing grievances, it is not simply a matter of contract inter-
pretation but rather an alleged interference with a basic statu-
tory right of employees that this Board is entrusted with pro-
tecting. Accordingly, it is not a matter to be deferred to arbitra-
tion, but rather one which requires the Board to invoke its ju-
risdiction and exercise its expertise.
Native Textiles at 229. According to the Respondent the case is
inapposite because “the Hospital—undeniably—did not select
the representative; it merely required NNOC to determine which
representative it wished to attend the meeting (Broeker or
Perry).” (R. Br. 46.) However, I have previously found in this
decision that the Respondent did, in fact, select the Union’s rep-
resentative manifested by its action of restricting the number of
Union officials who could participate in the step 1 grievance
meeting. Consequently, I reject the Respondent’s argument on
this point.
Accordingly, I find that the Respondent violated the Act as
charged in the complaint.
CONCLUSIONS OF LAW
1. The Respondent, Midwest Division – RMC, LLC, d/b/a Re-
search Medical Center, is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act, and
has been a health care institution within the meaning of Section
2(14) of the Act.
2. National Nurses Organizing Committee – Missouri and
Kansas/National Nurses United, AFL-CIO is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
3. Service Employee International Union HCH, – Missouri
and Kansas Division is a labor organization within the meaning
of Section 2(5) of the Act.
4. By on or about August 15, withdrawing recognition from
the SEIU as the collective bargaining representative of the unit,
the Respondent violated Section 8(a)(1) and (5) of the Act.
5. By failing and refusing to fully provide relevant information
requested by the SEIU on or about June 3, June 30, August 4,
September 17, October 7, and October 25, the Respondent has
engaged in unfair labor practices affecting commerce within the
meaning of Section 8(a)(1) and (5) of the Act.
6. By refusing to meet and confer over PRN pay as required
by Article 38 of the agreement, the Respondent has engaged in
unfair labor practices affecting commerce within the meaning of
Section 8(a)(1) and (5) of the Act.
7. By ceasing the deduction and remittance of union dues to
the SEIU as required by Article 37 of the agreement, the Re-
spondent has engaged in unfair labor practices affecting com-
merce within the meaning of Section 8(a)(1) and (5) of the Act.
8. By denying SEIU representatives’ access to the Respond-
ent’s facility since about July 26, the Respondent has engaged in
unfair labor practices affecting commerce within the meaning of
Section 8(a)(1) and (5) of the Act.
9. By denying SEIU requests for steward training time since
about July 28, the Respondent has engaged in unfair labor prac-
tices affecting commerce within the meaning of Section 8(a)(1)
and (5) of the Act.
10. By sending flyers to employees about June 14, the Re-
spondent coerced employees by telling them that SEIU had been
decertified and no longer represented the employees has been in-
terfering with, restraining, and coercing employees in the exer-
cise of the rights guaranteed in Section 7 of the Act in violation
of Section 8(a)(1) of the Act.
11. By refusing to meet with the NNOC’s designated repre-
sentative, the Respondent has engaged in an unfair labor practice
affecting commerce within the meaning of Section 8(a)(1) and
(5) of the Act.
12. The above violations are unfair labor practices that affects
commerce within the meaning of Section 2(6) and (7) of the Act.
13. The Respondent has not violated the Act except as set forth
above.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I shall order it to cease and desist therefrom
and to take certain affirmative action designed to effectuate the
policies of the Act.
The Respondent, having discriminatorily withdrawn recogni-
tion from the SEIU as the collective-bargaining representative of
the Unit, must cease this practice.
The Respondent, having discriminatorily failed and refused to
provide SEIU with requested information, must provide the in-
formation requested.
The Respondent, having discriminatorily refused to meet and
confer over PRN pay, must meet and confer over PRN pay with
SEIU.
The Respondent, having discriminatorily ceased the deduction
and remittance of SEIU dues from bargaining unit member, must
MIDWEST DIVISION—RMC, LLC, D/B/A RESEARCH MEDICAL CENTER
21
continue deduction and remittance of SEIU dues and make
whole the charging party for the deduction and remittance of un-
ion dues that should have been made for the relevant period.
The Respondent, having discriminatorily denied SEIU repre-
sentatives’ access to the Respondent’s facility and denied SEIU
requests for steward training time, must cease this practice and
allow SEIU representatives access to the Respondent’s facility
and grant it steward training time so that it may fulfill its duties
as the exclusive collective-bargaining representative of the unit.
The Respondent, having discriminatorily coerced employees
by telling them via flyers that the SEIU had been decertified and
no longer represented them, must rescind the flyers and notify
employees that as of the date of the flyers SEIU had not officially
been decertified and therefore continued to serve as their exclu-
sive collective-bargaining representative.
The Respondent, having discriminatorily refused to meet with
the NNOC’s designated representative, must cease this practice
and notify NNOC and the bargaining unit that it will not refuse
to meet with NNOC’s designated representatives.
Further, the Respondent will be required to post and com-
municate by electronic post to employees the attached Appendix
and notice that assures its employees that it will respect their
rights under the Act.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended15
ORDER
The Respondent, Midwest Division—RMC, LLC, d/b/a Re-
search Medical Center, Delaware with an office and place of
business in Kansas City, Missouri, its officers, agents, succes-
sors, and assigns, shall
1. Cease and desist from
(a) Withdrawing recognition from the SEIU prior to the de-
certification vote being officially certified.
(b) Failing and refusing to provide necessary and relevant in-
formation in response to SEIU’s requests for information.
(c) Refusing to meet and confer with the SEIU over PRN pay.
(d) Ceasing to deduct and remit union dues to the SEIU.
(e) Denying SEIU representatives’ access to the Respondent’s
facility.
(f) Denying SEIU’s requests for steward training time.
(g) Coercing employees by submitting flyers to inaccurately
notify employees that the SEIU has been decertified and no
longer represents them.
(h) Refusing to meet with the NNOC’s designated representa-
tive for grievance meetings.
(i) In any like or related manner interfering with, restraining,
or coercing its employees in the exercise of the rights guaranteed
to them by Section 7 of the Act.
2. Take the following affirmative action necessary to effectu-
ate the purposes and policies of the Act.
(a) Within 14 days from the date of the Board’s Order, notify
employees that the SEIU was not officially decertified and con-
tinued to represent them.
(b) Within 14 days from the date of the Board’s Order, pro-
vide the SEIU with the information it requested as described in
the complaint.
15 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended Or-
der shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all purposes.
(c) Withing 14 days from the date of the Board’s Order, notify
SEIU that it will not refuse to meet and confer over PRN pay as
required by Article 38 of the agreement.
(d) Within 14 days from the date of the Board’s Order, notify
SEIU that it will not deny SEIU access to its facility or deny
SEIU steward training time.
(e) Within 14 days from the date of the Board’s Order, notify
SEIU that it will not coerce employees by telling them that SEIU
had been decertified and no longer represented them prior to the
official certification of the decertification vote.
(f) Within 14 days from the date of the Board’s Order, notify
NNOC that it will not refuse to meet with its designated repre-
sentative.
(g) Within 14 days from the date of the Board’s Order, make
the SEIU whole for the failure of the Respondent to deduct and
remit SEIU dues for the period at issue and any other monetary
loss suffered as a result of the Respondent’s refusal to deduct and
remit SEIU dues.
(h) Within 14 days after service by the Region, post at its fa-
cilities in Kansas City, Missouri copies of the attached notice
marked “Appendix.”16 Copies of the notice, on forms provided
by the Regional Director for Region 14, after being signed by the
Respondent’s authorized representative, shall be posted by the
Respondent and maintained for 60 consecutive days in conspic-
uous places including all places where notices to employees and
members are customarily posted. In addition to physical posting
of paper notices, the notices shall be distributed electronically,
such as by email, posting on an intranet or an internet site, and/or
other electronic means, if the Respondent customarily communi-
cates with its employees by such means. Reasonable steps shall
be taken by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the event
that, during the pendency of these proceedings, the Respondent
has gone out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at its own
expense, a copy of the notice to all current employees and former
employees employed by the Respondent at any time since March
4, 2021.
(i) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
Dated: Washington, D.C. May 16, 2023
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union;
Choose representatives to bargain with us on your be-
half;
16 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the National
Labor Relations Board” shall read “Posted Pursuant to a Judgment of the
United States Court of Appeals Enforcing an Order of the National Labor
Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
22
Act together with other employees for your benefit and
protection;
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT interfere with, restrain, or coerce you in the ex-
ercise of the above rights.
WE WILL NOT
(a) Withdraw recognition from the SEIU prior to the decertifi-
cation vote being officially certified and refuse to bargain with
it as the chosen exclusive collective-bargaining representative
of your bargaining unit.
(b) Fail or refuse to provide the SEIU information that is rele-
vant and necessary to its role as the exclusive collective-bar-
gaining representative of your employee bargaining unit.
(c) Refuse to meet and confer with the SEIU over PRN pay.
(d) Cease to deduct and remit union dues to the SEIU.
(e) Deny SEIU representatives’ access to the Respondent’s fa-
cility.
(f) Deny SEIU’s requests for steward training time.
(g) Coerce employees by submitting flyers to inaccurately no-
tify employees that the SEIU has been decertified and no longer
represents them.
(h) Refuse to meet with the NNOC’s designated representative
for grievance meetings. Surveil or appear to surveil you in the
exercise of your union activities.
WE WILL NOT in any like or related manner interfere with your
rights under Section 7 of the Act.
MIDWEST DIVISION—RMC, LLC, D/B/A RESEARCH
MEDICAL CENTER
The Administrative Law Judge’s decision can be found at
https://www.nlrb.gov/case/14-CA-287441 or by using the QR
code below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Labor Relations Board,
1015 Half Street, S.E., Washington, D.C. 20570, or by calling
(202) 273–1940.