373 NLRB No. 41
Spike Enterprise, Inc.
373 NLRB No. 41
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Spike Enterprise, Inc. and International Union of Op-
erating Engineers, Local 150, AFL–CIO. Cases
13–CA–282513, 13–RC–281169, and 14–CA–
281652
April 10, 2024
DECISION, ORDER, AND DIRECTION
BY MEMBERS KAPLAN, PROUTY, AND WILCOX
On May 16, 2022, Administrative Law Judge Ira San-
dron issued the attached decision. The Respondent filed
exceptions and a supporting brief, the General Counsel
and Charging Party International Union of Operating
Engineers, Local 150, AFL–CIO (the Union) filed an-
swering briefs, and the Respondent filed reply briefs.
The General Counsel and the Union each filed cross-
exceptions and a supporting brief, the Respondent filed
answering briefs, and the General Counsel filed a reply
brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision1 and the record
in light of the exceptions2 and briefs and has decided to
affirm the judge’s rulings, findings,3 and conclusions for
the reasons set forth in the judge’s decision, to the extent
consistent with this Decision, Order, and Direction, and
1 After the issuance of the judge’s decision, the United States Dis-
trict Court for the Northern District of Illinois granted the Board’s
petition for injunctive relief filed pursuant to Sec. 10(j) of the National
Labor Relations Act (the Act). Hitterman v. Spike Enterprise, Inc.,
Civil No. 22-cv-00460 (N.D. Ill. May 26, 2022).
2 In the absence of exceptions, we adopt the judge’s findings that
the Respondent violated Sec. 8(a)(1) by: 1) Respondent Project Manag-
er David Allen creating the impression of surveillance of employees’
union activity when he told employee Steve Selby that he knew which
of the employees had signed union authorization cards; and 2) Re-
spondent Labor Consultant Amed Santana telling employees that the
Respondent was working on a petition that would make a union elec-
tion unnecessary. Our Order herein includes remedies for these viola-
tions found by the judge. No party excepted to the judge’s dismissal of
the allegation that Santana told employees they would have to sign a
petition denouncing the Union, to the judge’s overruling of Union
Objections 17, 19, 27, and 28, to the judge’s resolution of the chal-
lenged ballots, or to the judge’s remedy providing for the Respondent
to offer unfair labor practice strikers immediate reinstatement if they
have made or make an unconditional offer to return to work.
3 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
to adopt the judge’s recommended Order as modified and
set forth in full below.4
A. Factual Background
The Respondent is an industrial cleaner for three petro-
leum refineries in three towns outside Chicago, Illinois:
an ExxonMobil refinery in Channahon; a Valero terminal
in Blue Island; and a Citgo Petroleum refinery in Lem-
ont. On August 11, 2021,5 the Union filed a petition with
Region 13 for a Board-conducted election to obtain certi-
fication as the collective-bargaining representative of the
Respondent’s full-time and regular part-time heavy
equipment and vacuum truck operators, techs, and labor-
ers. The Union also submitted with the petition signed
union authorization cards from 14 of the approximately
23 bargaining unit employees expressing their support
for the Union to represent them. However, on August
11, in serving the petition on the Respondent, the Union
accidentally emailed the Respondent a link from which it
could access copies of the employees’ signed authoriza-
tion cards, thereby providing the Respondent on that date
with actual notice of which employees supported the
Union.6
B. The Respondent’s Unfair Labor Practices
1. The Respondent’s Extensive Antiunion Campaign
Over the course of the following week, from August
12 through August 18, the Respondent engaged in an
extensive antiunion campaign of threats and intimidation
to coerce employees into abandoning their support for
the Union and nipping in the bud their organizing drive.
Specifically, for the reasons stated in his decision, we
agree with the judge that, on August 12, the Respondent
violated Section 8(a)(3) and (1) by discharging employee
Robert Rossey for his union activity, including earlier
that day wearing a union shirt to work for the very first
time, and not because of any alleged safety infractions
4 We have amended the judge’s conclusions of law consistent with
our findings herein. We have also amended the remedy and modified
the judge’s recommended Order consistent with our legal conclusions
herein, and in accordance with Thryv, Inc., 372 NLRB No. 22 (2022),
Paragon Systems, Inc., 371 NLRB No. 104 (2022), and Cascades Con-
tainerboard Packaging–Niagara, 370 NLRB No. 76 (2021), as modi-
fied in 371 NLRB No. 25 (2021). We shall substitute a new notice to
conform to the Order as modified.
5 All dates hereinafter are in 2021 unless otherwise indicated.
6 The judge discredited the Respondent’s claim that its agents did
not see the authorization cards until August 13, as “a self-serving and
transparent attempt to get around the timing issue regarding Rossey’s
discharge on August 12.” The judge found it “wholly implausible” that
Respondent Project Manager Allen, who received the email with the
link to the signed authorization cards, “would not have immediately
opened it, or at the very least done so within a very short time of its
receipt, and then immediately forwarded the petition and authorization
cards to the Hills.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
that occurred that day.7 Also in agreement with the
judge, we find that, on August 16, the Respondent violat-
ed Section 8(a)(1) when Project Manager Allen, while
giving a PowerPoint presentation at a mandatory group
meeting of employees at the ExxonMobil refinery,
threatened employees that: 1) they would receive a pay
cut if they chose the Union as their bargaining repre-
sentative;8 and 2) if they walked out because of Rossey’s
7 The judge credited the testimony of employee Selby that, on Au-
gust 17, 5 days after Rossey’s discharge, Allen told Selby, “I didn’t fire
Rossey because of his safety violation. I fired him because he was a
prick . . . [b]ecause of his attitude . . . cocky . . . trying to show his
support towards the [U]nion.” In light of this credited testimony, the
General Counsel presented direct evidence of the Respondent’s unlaw-
ful motive for terminating Rossey, which by itself is sufficient to find
the violation without employing a mixed-motive analysis under Wright
Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982), approved in NLRB v. Transportation
Management Corp., 462 U.S. 393 (1983). See Tito Contractors, Inc.,
366 NLRB No. 47, slip op. at 4 fn. 11 (2018) (“Given the
[r]espondent’s statements to its employees, the violation may be found
here without a Wright Line analysis. Where an employer takes adverse
action against employees for the explicit purpose of retaliating against
their protected activity, further analysis of its motive for the action is
unnecessary.”), enfd. 774 Fed. Appx. 4 (D.C. Cir. 2019). Moreover,
although unnecessary because of Selby’s credited testimony, we agree
with the judge’s Wright Line disparate-treatment analysis, which serves
as an additional basis for finding the violation. We note, however, that
the judge misspoke by stating that Rossey testified “without contradic-
tion that he, Allen, and Selby had [H2S] meter hits right before lunch
on August 10.” An H2S meter hit occurs when an employee’s H2S
meter detects a threshold level of dangerous hydrogen sulfide gas,
which requires the employee to immediately leave the area and notify a
supervisor. Allen testified that there were no reported meter hits on
August 10 and the only unreported meter hit occurred on August 12.
Nonetheless, the judge explicitly credited Rossey’s testimony where it
diverged from Allen’s, and the record demonstrates that employees
previously had H2S meter hits that were not immediately reported to
the Respondent.
In addition, the judge remarked that he did not need to address
whether Allen’s statement to Selby that he fired Rossey for supporting
the Union was an independent 8(a)(1) violation because it was encom-
passed by the issue over whether the discharge itself was unlawful. We
do not pass on the lawfulness of Allen’s statement solely because it was
not alleged as a violation in the complaint. We note, however, that the
Board has found an independent 8(a)(1) violation where an employer
tells employees that another employee was discharged for engaging in
union activity. See Extreme Building Services Corp., 349 NLRB 914,
914 & fn. 3 (2007).
8 See Southern Pride Catfish, 331 NLRB 618, 618 (2000) (employer
unlawfully threatened to reduce wages if employees unionized), affd.
265 F.3d 1064 (11th Cir. 2001).
Our dissenting colleague contends that, because any such statements
made by Allen during the meeting were “clearly meant to demonstrate
to employees” that the Respondent would not be able to accommodate
additional labor costs, employees would reasonably understand that
Allen was merely seeking to explain to employees the realities of the
Respondent’s financial situation and not to threaten their pay if they
unionized. We disagree that what Allen might have meant by his
statement directly linking unionization with reduced pay, in the circum-
stances here, had any bearing on how employees would have reasona-
bly understood it. The judge recognized, as evidenced by his descrip-
firing, and the firing was not found to be an unfair labor
practice, he would not have to take them back.9 Like-
wise, we agree with the judge that, on August 17, the
Respondent violated Section 8(a)(1) when Allen, while
meeting individually with employee Steve Selby who
tion of Allen’s statement as an axiomatic violation, that employees
would have reasonably understood Allen’s comment about cutting their
pay as a threat. Moreover, there was no reason for Allen to have been
so sure that employees would suffer a pay cut when negotiations with
the Union about pay—or any other subject for that matter—had not
even begun. In surmising out loud to employees that their pay would
be cut if they unionized, Allen was making a threat, and we believe that
employees would have reasonably understood it as such. We note that
High Point Construction Group, LLC, 342 NLRB 406, 406–407
(2004), enfd. sub nom. Mid-Atlantic Regional Council of Carpenters v.
NLRB, 135 Fed. Appx. 598 (4th Cir. 2005), cited by our dissenting
colleague, is inapposite. There, the Board dismissed an alleged threat
of wage loss to employees when the employer described and showed
employees the (lower than existing) wage rates contained in the “resi-
dential agreement” that the union had recently proffered to the employ-
er, where the union specifically pointed out a “very attractive [lower
wage] rate,” in an effort to persuade the employer to recognize the
union without an election. Id. By contrast, here Allen’s claim that
employees would receive a pay cut if they unionized was not remotely
based on anything the Union had told the Respondent about the wage
rates it would seek if it represented the employees. At most, it was
based on Allen’s unfounded speculation that a pay cut would be neces-
sitated because of the Respondent’s financial arrangements with Exx-
onMobil, without knowing what the Respondent’s labor costs would be
following collective bargaining with the Union. The fact, as our dis-
senting colleague points out, that Allen’s statements may have been
informed by his knowledge of the Respondent’s labor costs under its
current contract with ExxonMobil does not detract from the objectively
threatening nature of his speculation about future pay cuts for employ-
ees if they were to unionize.
9 By making this statement, the Respondent unlawfully threatened
employees with termination if they participated in an economic strike.
See generally Emerson Electric Co., 287 NLRB 1065, 1066 (1988)
(finding employer’s statement that it “did not have to take back strik-
ers” as “an unlawful threat of job loss”). Even though the Respondent
did not have to fully describe to employees their rights under Laidlaw
Corp., 171 NLRB 1366 (1968), enfd. 414 F.2d 99 (7th Cir. 1969), cert.
denied 397 U.S. 920 (1970), the Respondent was not permitted to
threaten that, as a result of a strike, employees would be deprived of
their rights in a manner inconsistent with Laidlaw. See Eagle Comtron-
ics, Inc., 263 NLRB 515, 516 (1982). Here, the judge properly pointed
out that the Respondent’s statement was not consistent with the rein-
statement rights of economic strikers under Laidlaw. In excepting to
the judge’s finding, the Respondent asserts that the judge mischaracter-
ized Allen’s testimony as stating that employees “would be” terminated
for engaging in an economic strike rather than that they “could be.” As
the judge noted, Allen testified that he told the employees that “we
could replace the employees if they went on strike for economic rea-
sons, but we could not replace them if they went on strike for ULP
reasons.” Notably, the judge explicitly credited employee Nikolas
Holland’s testimony recounting what Allen had said over Allen’s testi-
mony, and Holland testified that Allen said that “if we walked out for
Rob Rossey being fired and it wasn’t found to be an unfair labor prac-
tice, that he didn’t have to take us back.” However, even if Allen had
told employees that they “could be” terminated for engaging in an
economic strike, employees would reasonably understand Allen’s
statement as a threat of termination if they were to participate in an
economic strike.
SPIKE ENTERPRISE, INC.
3
had missed the previous day’s mandatory group meeting,
threatened him that: 1) if employees went on strike for
unfair labor practices, he could not get rid of them but
that he would terminate them if they went on strike for
anything else;10 2) if employees unionize then they could
no longer have one-on-one conversations with him and
that he had to “go by the book” and strictly follow the
rules; and 3) it would be futile for employees to unionize
because ExxonMobil would never agree to a union and
that the Respondent would never sign a contract with the
Union.11
However, the judge also found that the Respondent vi-
olated Section 8(a)(1) when Allen harassed employee
Nikolas Holland the morning of August 16 by telling him
to remove a union sticker that Allen falsely alleged was
on Holland’s company truck. On this issue, we reverse
the judge. The complaint alleged only that this incident
unlawfully created the impression of surveillance of em-
ployees’ union activity. The judge dismissed that allega-
tion because Holland’s company truck was in a public
area, clearly visible to Allen, so that Allen’s statement to
Holland could not have implied any kind of surveillance.
No party excepted to the judge’s dismissal of this allega-
tion. Because the complaint did not allege that Allen’s
statement to Holland about a union sticker on his compa-
ny truck constituted unlawful harassment and that theory
was not fully litigated, we decline to find this violation.
2. The Respondent’s Unlawful Discharge of Cody
Franzen
We agree with the judge that, on August 18, the Re-
spondent also violated Section 8(a)(3) and (1) under
Wright Line by discharging employee Cody Franzen,
who had signed a union authorization card, which Allen
had knowledge of on August 11, because of his union
activity. Franzen started working for the Respondent on
July 15 at the ExxonMobil refinery. On August 16, upon
arriving for work, Franzen was unable to enter the refin-
ery. Although the judge did not mention this in his deci-
sion, Franzen testified that a security guard informed him
that his badge had been deactivated because he had not
yet taken the New To Site Test (NTST) required by Exx-
onMobil for all new Respondent employees within their
first 30 days of employment. According to Franzen, he
called his front-line supervisor Piotr Jesiolowski and told
10 We find that the remedy for this violation is subsumed within the
remedy for Allen’s unlawful statement on August 16 in which he
threatened employees with termination if they participated in an eco-
nomic strike.
11 In finding the violation, we rely on Selby’s testimony that Allen
“said he would never agree to the [U]nion for a contract.” Although the
judge did not mention this testimony in the facts section of his decision,
he explicitly credited Selby’s recount of his meeting with Allen.
him that ExxonMobil had extended his date to take the
NTST to August 18.
It is undisputed, as the judge found, that the Respond-
ent’s practice in recent years (with the limited exception
of two employees several years earlier, in 2014 and
2015) was for Jesiolowski to administer the NTST. Im-
portantly, Jesiolowski admitted to providing employees
considerable assistance in administering the NTST. Jesi-
olowski testified to going over a checklist of questions
with employees immediately before they began the
NTST and then, while taking it, Jesiolowski continued to
help them correctly answer questions they were stumped
on. This substantial support by Jesiolowski ensured that,
despite administering the NTST to on average five em-
ployees each year, no employee had failed the NTST
when administered by him.12 However, in the week that
employees went public with their organizing drive, for
the first time, Allen had himself instead of Jesiolowski
administer the NTST to an employee, specifically Fran-
zen. Allen did not offer Franzen the same assistance that
Jesiolowski had provided to Franzen’s coworkers when
taking the NTST. Franzen consequently failed the
NTST, the first Respondent employee to ever fail the
NTST, and this directly resulted in his discharge.
The General Counsel Met Her Initial Wright Line
Burden
As the judge explained, under Wright Line, the Gen-
eral Counsel bears the burden of making an initial show-
ing sufficient to support the inference that an employee’s
union or other protected concerted activity was a moti-
vating factor for the employer’s adverse employment
action against the employee. 251 NLRB at 1089. This is
commonly done by showing that the employee engaged
in union or protected activity, the employer knew of that
activity, and the employer harbored animus against that
union or protected activity. See, e.g., Consolidated Bus
Transit, 350 NLRB 1064, 1065–1066 (2007), enfd. 577
F.3d 467 (2d Cir. 2009).
We agree with the judge that the General Counsel has
met her initial burden to prove that employees’ union
activity was a motivating factor in Franzen’s discharge.
Here, as recounted above, the Respondent, and Allen
specifically, had actual notice that Franzen had signed a
12 Our dissenting colleague takes issue with the judge’s description
of the extent of assistance that Jesiolowski provided the Respondent’s
employees in administering the NTST, focusing solely on Jesiolowski’s
assertion that he did not provide any answers to employees. Regardless
of whether Jesiolowski implicitly (as Jesiolowski would have it) or
explicitly (as the employee test takers saw it) provided the correct an-
swers, the point is the same: Jesiolowski’s actions ensured that all
employees passed the NTST when he administered it and, in fact, no
employees prior to Franzen ever failed the test.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
union authorization card because the Union accidentally
emailed Allen a link from which the Respondent could
access copies of employees’ signed union authorization
cards when the Union served the representation petition
on the Respondent.13 In addition, there is more than suf-
ficient evidence of the Respondent’s animus towards
employees’ union activity, including Franzen’s, to infer
that such animus was a motivating factor for the Re-
spondent’s sudden change to its practice in administering
the NTST.
First, as we found above, in response to employees’
organizing drive, Allen—the very person who replaced
Jesiolowski in administering the NTST to Franzen—
discharged Rossey for his union activity and threatened
employees about unionizing as a group and individually
to employee Selby, telling Selby that he fired Rossey
“because he was a prick . . . because of his attitude . . .
cocky . . . trying to show his support towards the union.”
Second, as the judge recognized, the suspicious timing of
the Respondent’s change to its practice of who adminis-
tered the NTST and how it was administered also sup-
ports the inference that the Respondent acted based on an
unlawful motive. See Healthy Minds, Inc., 371 NLRB
No. 6, slip op. at 5–6 (2021) (timing of adverse action
shortly after employee engaged in protected activity rais-
es a strong inference of discriminatory motive).14 It was
13 Although mentioned by the judge, we decline to rely on the re-
sume Franzen presented to Allen at his job interview listing as a career
objective “[t]o get started on the right path to becoming an operating
engineer” as additional evidence that the Respondent knew of Fran-
zen’s support for the Union. Moreover, in excepting to the judge’s
8(a)(3) violation for firing Franzen, the Respondent does not dispute
that it knew of Franzen’s union activity.
14 The dissent, focusing on the “intervening event not controlled by
the Respondent (the deadline for Franzen to complete the NTST),”
argues that this deadline “set in motion the events leading to Franzen’s
discharge.” But the dissent ignores two other intervening—and un-
precedented—events that occurred immediately after the Respondent
learned of the Union organizing drive. First, Allen, for the first time,
administered the NTST to an employee. Second, an employee, for the
first time, failed the NTST. The dissent chalks up this timing to “mere
coincidence.” In support, the dissent cites to Neptco, Inc. where the
Board found “nothing suspect about the timing of [two] discharges”
shortly after one of the employees had a brief conversation with a su-
pervisor about a union organizing campaign. 346 NLRB 18, 19–20
(2005). Instructively, the Board in Neptco found that the timing of the
discharges was not dispositive because there was no evidence that the
employer harbored union animus. Id. at 20 & fn. 11. In Volvo Group
North America, also cited by the dissent, the Board found that timing
alone was inconclusive to support a finding of animus because an em-
ployee’s discharge occurred just 3 days after a flagrant safety violation
and, importantly, there was no other evidence of the employer exhibit-
ing animus. 372 NLRB No. 27, slip op. at 3 (2022). Here, however,
there is extensive evidence of the Respondent’s union animus. In these
circumstances, where the Respondent openly demonstrated its desire to
stifle employees’ union activity, and did so swiftly upon learning of it,
we are not willing to simply assume that the timing of the Respondent’s
not until the week that it learned that employees, includ-
ing Franzen, had engaged in union activity that Allen, for
the first time, administered the NTST to an employee and
did so differently by not providing Franzen with the
same assistance afforded to his coworkers, which directly
resulted in his discharge.
The Respondent Failed To Satisfy Its Wright Line De-
fense Burden
Once the General Counsel has satisfied her initial
showing, the Respondent could still prevail under Wright
Line, as the judge pointed out, if it establishes that the
same action would have taken place even in the absence
of the union or protected activity. 251 NLRB at 1089.
We agree with the judge that the Respondent has not met
its burden. The Respondent failed to demonstrate that,
even if Franzen and his coworkers had not engaged in
union activity, it still would have had someone other than
Jesiolowski administer the NTST to Franzen. We reject
the Respondent’s asserted defense that Allen, instead of
Jesiolowski, administered the NTST to Franzen only
because of a coincidence of timing, as Franzen had to
immediately take the NTST because of its pending deac-
tivation. Although the Respondent cites its payroll rec-
ords as support for its claim that Jesiolowski was una-
vailable from August 16 through 18 so that Allen had to
be the one to administer the NTST to Franzen, the Re-
spondent’s payroll records actually reveal that Jesi-
olowski was working around that time and Jesiolowski
testified to having attended Allen’s August 16 Power-
Point presentation. In sum, besides a vague claim of
Jesiolowski being unavailable, the Respondent failed to
demonstrate that Jesiolowski was, in fact, unavailable or
that it would have deviated, for the first time, from its
practice in who administered and how it administered the
NTST anyway, even if it had not just learned earlier that
week of employees’ participation in the Union’s organiz-
ing drive.
Response to the Dissent Regarding Franzen’s Discharge
The dissent’s defense of the lawfulness of the Franzen
discharge collapses completely when, applying Wright
Line, we consider the Respondent’s conduct in the con-
text of the substantive evidence of indisputable union
animus in which it occurred. The Respondent’s sudden
departure from its lenient administration of the NTST to
adverse action against Franzen was mere coincidence. Finally, the
dissent distinguishes Healthy Minds from this case because the dis-
charge there occurred on the same day as the protected activity, where-
as here the Respondent’s adverse action was only in the same week.
We think such a short turnaround of a week (during which the Re-
spondent was committing other violations) from when the Respondent
learned of employees’ union activity to its adverse action against Fran-
zen supports the inference of discriminatory motive.
SPIKE ENTERPRISE, INC.
5
a more onerous administration by Allen himself resulted
in Franzen’s failure and, thus, led directly and foreseea-
bly to his discharge.
To begin, our dissenting colleague is incorrect that we
have not “adhere[d] to the violation alleged in the com-
plaint.” We agree that the issue here—as alleged in the
complaint—is whether the Respondent discharged Fran-
zen because he and his coworkers supported the Union
and engaged in union activities. Franzen’s unlawful dis-
charge was enacted through, and was the culmination of,
the Respondent’s abrupt change in how it administered
the NTST. That change directly resulted in Franzen be-
ing the first Respondent employee to ever fail the NTST
and, consequently, being the first Respondent employee
ever terminated for failing it. Our dissenting colleague’s
unwillingness to consider the Respondent’s change in
administration of the NTST in its context, and not just in
isolation, is an approach we reject.15 Our dissenting col-
league contends that in our view (and in the view of the
General Counsel and the judge) “the question to be an-
swered is whether the Respondent discriminatorily de-
cided to have a manager administer ExxonMobil’s man-
datory safety test.” The evidence does show that the
Respondent discriminatorily decided to administer the
NTST to Franzen in a manner different from all previous
administrations of the test. But the dissent is wrong to
suggest that we believe that is the whole story. It certain-
ly was not for Franzen. After all, the Respondent did not
administer the NTST in a vacuum. The unprecedented
manner in which the Respondent administered the NTST
to Franzen directly controlled whether he would retain
his employment with the Respondent. We cannot give
the Respondent a free pass to discriminate so brazenly in
response to employees’ union activity by ignoring the
immediate and ultimate impact on Franzen—his dis-
charge—that resulted from the Respondent’s disparate
administration of the NTST to him.16
15 Our dissenting colleague asserts that “Allen did not cause Franzen
to fail the test.” However, that is only true if one disregards that the
manner in which Allen administered the NTST to Franzen, without the
same assistance that other employees had received prior to the Union
organizing drive, did cause Franzen to fail.
16 For this reason, the dissent misses the point by asserting that the
General Counsel could not rely on the timing of the discharge to infer
discrimination to meet her initial burden because the timing of the
discharge resulted from the deactivation of Franzen’s badge on August
16, instead of union animus, even though union animus has been found
to have caused the change in NTST procedure, which then resulted in
the discharge. The August 16 deactivation and subsequent discharge
occurred because Franzen had yet to pass the test. Franzen’s failure of
the test was the result of discriminatory change in the administration of
the test and the timing of that change in process led directly to Fran-
zen’s discharge.
As noted above, contrary to the dissent’s assertion,
there is more than ample evidence to support the General
Counsel’s allegation that the Respondent treated Franzen
differently for an insidious and unlawful reason. Specif-
ically, that reason for differential treatment was the Re-
spondent’s overt union animus that it manifested through
its other unlawful conduct, including the unlawful termi-
nation of one of Franzen’s coworkers, in the week after
the Respondent learned of its employees’ union activity.
We are not—as the dissent claims—inferring “malicious
intent from a neutral fact,” specifically the pending deac-
tivation of Franzen’s badge. Instead, our finding that the
General Counsel met her initial Wright Line burden is
premised on the Respondent’s extensive unlawful cam-
paign to stifle employees’ nascent union drive, which
began just days before the discrimination against Fran-
zen, whom the Respondent knew to be a union support-
er.17 Similarly, the sudden and unprecedented timing of
the change to administration of the NTST that had to be
passed to avoid discharge, occurring the same week that
the Respondent learned of the union campaign and initi-
ated extensive and unlawful countermeasures, was sus-
pect given the lack of explanation for it combined with
the evidence of union animus on this record.18
17 In challenging our reliance on the Respondent’s extensive anti-
union campaign and unlawful discharge of Rossey as evidence of union
animus in discharging Franzen, the dissent claims that “the Board does
not automatically infer bad intent in one action based on bad intent in
another action.” However, it is a longstanding and by now unremarka-
ble principle for the Board to find union animus based on other viola-
tions of the Act. See, e.g., Austal USA, LLC, 356 NLRB 363, 364
(2010) (“The [r]espondent's antiunion animus was also shown by the
other 8(a)(1) violations found in this case . . . .”). The dissent mistak-
enly asserts that “if that were the case, you could never have a case
where the Board found one 8(a)(3) discriminatory discharge and dis-
missed another.” This contention, of course, completely ignores a
respondent’s Wright Line defense burden, which enables a respondent
to avoid liability by showing that, despite a discriminatory motive, it
would have taken the same action even in the absence of the employ-
ees’ protected activity. As we have explained, the Respondent has
failed to meet its Wright Line defense burden here with respect to Fran-
zen. But there is no doubt that an inference of unlawful motivation for
its unprecedented treatment of Franzen may be based on its multiple
proven acts of “bad intent” occurring that same week.
18 Moreover, the suspect timing is not countered, i.e., the Respondent
has failed to prove that it would have happened in the absence of the
employees’ protected activity. The Respondent, for instance, could
have, but does not demonstrate why the Respondent failed to adminis-
ter the NTST to Franzen prior to August 16. Nor does it account for the
Respondent’s abrupt change from its practice of having Jesiolowski
administer the test in a manner that ensured that every employee passed
to having the undeniably animus-laden Allen administer the test with-
out the test assistance previously provided to employees. In fact, the
dissent rightly points out that the Respondent did not put forth any
evidence regarding Franzen not having taken the NTST by the dead-
line.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
The dissent also vigorously contends—even going so
far as to call our analysis on this point “tortured and con-
torted”—that there is no evidence that Allen knew that it
would disadvantage Franzen to have Allen, instead of
Jesiolowski, administer the NTST to Franzen because it
has not been shown that Allen knew that Jesiolowski
provided test answers when he administered the NTST or
that Franzen would fail the NTST without Jesiolowski’s
assistance. Given the disparate treatment of Franzen, and
its foreseeable results, the inference that Allen intended
to treat him differently for unlawful reasons is appropri-
ately found based on the substantial evidence of animus
and unexplained timing for the change in the record.
None of it is explained by the Respondent. However, we
further note that, even indulging the dissent’s assump-
tion, arguendo, that Allen initially gave Franzen the test
without knowing of Jesiolowski’s lenient administration
of the test, when Allen told Franzen that he had failed the
NTST the second time, Franzen credibly testified to hav-
ing pointedly asked Allen why he had been treated dif-
ferently than all of the other employees who had their
NTST administered to them by Jesiolowski, who would
help them in taking the test. Far from being surprised,
Allen merely stated that he had no control over how oth-
er employees were tested by Jesiolowski, disregarding
his own role in taking the unprecedented step of adminis-
tering the NTST himself, instead of Jesiolowski. At that
point, regardless of whether he was aware that the Re-
spondent had always made sure that employees passed
the NTST prior to the Union organizing drive, Allen
could have treated Franzen the same as his coworkers
when they had the NTST administered to them. Allen
might not have had control over other employees’ testing
by Jesiolowski, but he did have control over Franzen’s at
that moment. Yet Allen took no such action.19 Given the
contemporaneous, direct evidence of union animus—by
the Respondent, including by and through Allen—the
inference is well grounded that Allen was motivated to
maintain what he now undeniably knew was disparate
19 The dissent speculates that Allen may have been unable to assist
Franzen at this point because, having failed the test twice, Franzen
could not come on the site for 6 months. However, the record does not
support the claim that Allen failed to ensure that Franzen was treated
like all other employees—even once Allen indisputably knew that
Franzen had been tested differently than the other employees—because
Allen had no discretion under an ExxonMobil policy. Instead of telling
Franzen that his hands were tied by an ExxonMobil policy, Allen only
said that he had no control over how other employees were tested with
Jesiolowski and simply dismissed Franzen’s protest about his disparate
treatment, even though this was uncharted territory for the Respondent.
Indeed, the situation had never before arisen because, due to Jesi-
olowski’s assistance, no one had previously failed the test, even once.
treatment of Franzen and would lead to his discharge,
because of union animus.20
Moreover, our dissenting colleague’s claim that Allen
could not have known in advance that Franzen would
ultimately fail the test and, therefore, provide the Re-
spondent with a seemingly legitimate basis for terminat-
ing him, does nothing to undermine the General Coun-
sel’s case. After all, the Respondent’s aim—as demon-
strated by its other unlawful conduct—was to communi-
cate to its employees the negative repercussions of their
union activity on their working conditions, including that
assistance they used to rely on would no longer be avail-
able. If Franzen had passed the NTST, the Respondent’s
message would still have been delivered. That Franzen
failed the NTST and the Respondent terminated him be-
cause of it only emphasized and made more severe the
Respondent’s unlawful antiunion message.21
20 The dissent chalks up Allen’s response to Franzen’s protest as be-
ing comparable to a complaint to a referee or teacher that other referees
or teachers are more lenient. Of course, the record demonstrably shows
that Jesiolowski’s administering of the NTST was wholly different than
Allen’s. Nonetheless, if the Respondent wanted to take a different tack
in how it administered the NTST, or even make it easier for some em-
ployees to pass the NTST than others, that would have been its preroga-
tive, so long as the change was not because of employees’ union or
other protected activity.
21 Our dissenting colleague claims that it could not have been the
Respondent’s aim to have Franzen fail the test because Allen still pro-
vided him with “significant and substantial assistance.” Without trying
to quantify the extent of Allen’s assistance, it was undeniably qualita-
tively different from Jesiolowski’s. For instance, when Franzen tried to
ask Allen a question while taking the NTST, Allen flat out told Franzen
that he could not help him out. The record amply supports the infer-
ence that this would not have been Jesiolowski’s response. The impact
of that different level of assistance is the crux of this issue: Jesiolowski
would have ensured that Franzen—like all of the other employees to
whom Jesiolowski administered the NTST—did not fail. This different
treatment because of employees’ union activity is precisely what makes
the Respondent’s conduct discriminatory. Moreover, the dissent argues
that no other employees were aware of Allen administering the NTST
to Franzen instead of Jesiolowski. The record does not specify that
Franzen told any other employee that it was Allen who administered
the NTST to him, but it does show that employee Holland knew that
Franzen was terminated for failing the NTST, an unprecedented occur-
rence. Moreover, after being terminated, Franzen participated in a
strike with other employees, which was partly in protest of his termina-
tion. At the very least, employees clearly knew of Franzen’s termina-
tion for failing the NTST, in addition to Rossey’s termination, during
the week that immediately followed their announcement of the Union
organizing drive. The dissent also points out that other employees who
had already passed the NTST—as they had taken it with Jesiolowski—
would not be troubled by a change in how the NTST was administered.
While a change in the NTST may not have meant much by itself, it
signaled the Respondent’s willingness to retaliate against employees for
their union activity—and that they could be next. For that reason, we
cannot agree with the dissent’s dismissiveness as to how employees
who are economically dependent on their employer and who are fearful
of taking actions that would risk their livelihood would have reasonably
reacted to the Respondent’s sudden willingness to terminate multiple
employees. The manner in which the Respondent treated Franzen for
SPIKE ENTERPRISE, INC.
7
Once the General Counsel meets her initial Wright
Line burden, it is the Respondent’s burden to prove that
it would have taken the same action against the employee
in the absence of the employee’s union activity. That
might include proof by the Respondent that Allen’s ad-
ministration of the test, and his more demanding proce-
dure in doing so, was a legitimate and nondiscriminatory
decision that would have occurred even in the absence of
union activity—but the burden, or onus, is the Respond-
ent’s and it failed to meet that burden.
Unlike the dissent, we find that the Respondent’s prof-
fered explanation for why it administered the NTST to
Franzen differently than his coworkers wholly inade-
quate to meet its burden. This is not just about applying
a “common sense interpretation” of the facts, as the dis-
sent puts it, but about only allowing the facts as present-
ed in the record to determine the outcome. We see no
basis for reflexively assuming that the Respondent—
especially in the context of its fierce contemporaneous
campaign to rid itself of the Union—had no unlawful
intent when it failed to provide key details into the record
to explain why it took unprecedented steps to treat Fran-
zen differently. We could certainly speculate about what
lawful reasons it might have had—our dissenting col-
league has done so. But the Respondent had every op-
portunity to introduce such evidence at the hearing to
make such speculation unnecessary. Nonetheless, the
Respondent provided no additional details or explanation
as to why Jesiolowski did not administer the NTST to
Franzen in accordance with its practice over recent years
of him being the one and only person to administer the
NTST. In addition, the Respondent’s purported attempt
to transfer Franzen to the Citgo refinery rather than dis-
charge him did not show that it acted based on a legiti-
mate and nondiscriminatory reason. The Respondent’s
claim that it sought to find other work for Franzen but
failed because there was no need for him at Citgo as
work was supposedly slow was undercut by the Re-
spondent having hired two job applicants to fill open
positions there later that same month.
Because the Respondent failed to put forth an adequate
defense, the dissent speculates that Allen administered
the NTST to Franzen because of Allen’s supposed in-
volvement in having the expiration date for Franzen’s
badge extended.22 First, even if we were to accept Al-
his and his coworkers’ union activity is precisely the type of conduct
that the Act prohibits.
22 As noted above, Franzen testified that he had told Jesiolowski
about his badge deactivation and that ExxonMobil provided the exten-
sion on the morning of August 16 so that he could go to work that day.
Although Allen testified to having contacted ExxonMobil on August 16
to avert Franzen’s badge from being deactivated, the judge generally
credited Franzen’s testimony over Allen’s. The dissent quibbles with
len’s testimony, as the dissent does, the record is silent
on whether any of the numerous employees to whom
Jesiolowski had administered the NTST needed to have a
badge expiration date extended because the Respondent
failed to administer the NTST to that employee within
the first 30 days of employment. The record does not
show that there were any such employees, but it also
does not show that there were not.
Second, even if this were the reason for Allen to ad-
minister the NTST, the Respondent never made this ar-
gument. The Respondent only asserted that time was of
the essence and that Jesiolowski was, for some reason
unsubstantiated in the record, unavailable. It does not
explain why the Respondent did not have Franzen take
the NTST within his first 30 days of employment or what
made Jesiolowski unavailable for the 2 days for which
the expiration date for Franzen’s badge was extended.
Hence, there is no reason to assume that Allen’s sup-
posed involvement in having the expiration date for
Franzen’s badge extended was the Respondent’s actual
reason for having Allen administer the NTST to Franzen,
much less that it would have taken this step in the ab-
sence of the employees’ union activity. It is certainly
unproven, and the Respondent does not even make the
argument.
Third, even if we were to accept the dissent’s explana-
tion about the deactivation of Franzen’s badge at face
value, it still does not answer why Allen instead of Jesi-
olowski administered the NTST to Franzen. The contin-
ued mystery as to why Allen did so is the very reason
that the Respondent failed to meet its Wright Line de-
fense burden. The dissent’s response is that the Re-
spondent said Jesiolowski was unavailable. Although the
Respondent’s payroll records show that Jesiolowski was
working during the 2 days in question, the dissent points
out that Jesiolowski could have been working on a time-
sensitive project or been far away from the testing site.
The dissent further argues that we are resorting to our
imagination by questioning the Respondent’s unproven
assertions and not just uncritically accepting the Re-
spondent’s explanation because it is, in fact, the General
Counsel—not the Respondent—who bore the burden of
proving Jesiolowski’s availability to demonstrate dis-
criminatory conduct.
On this last point, we profoundly disagree with the dis-
sent. Under Wright Line, the Respondent has the burden
the judge’s credibility findings, including the extent to which they were
based on witnesses’ demeanor. Nonetheless, we see nothing in the
record to make us believe that we would be better at assessing the wit-
nesses’ credibility than the judge who had the advantage of being able
to observe the witnesses testify, especially in resolving any differences
between Franzen’s testimony and Allen’s.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
of showing that, even in the absence of protected activi-
ty, it would have taken the same action, which in this
case was to have Allen administer the NTST to Franzen
and do so differently than Jesiolowski. The dissent’s
conjectures about Jesiolowski’s whereabouts on the days
Franzen was administered the NTST are just that and
nothing more. It could be, as the dissent postulates, that
the Respondent’s concern about the deactivation of Fran-
zen’s badge or having the NTST administered in a man-
ner that does not condone cheating was the Respondent’s
true and lawful motive. All that the Respondent said—
without needlessly speculating—was that, for some un-
known reason, Jesiolowski was unavailable. It was this
change in its administration of the NTST that unques-
tionably resulted in Franzen’s discharge, as no other em-
ployee had ever before failed the NTST and been termi-
nated as a result.23
The Respondent cannot simply assert that it had a le-
gitimate and nondiscriminatory reason and be taken at its
word; the Respondent had to substantiate that claim to
satisfy its Wright Line defense burden. It had the oppor-
tunity at the hearing to do so. It did not. Because the
Respondent has failed to prove that, for legitimate and
nondiscriminatory reasons, it would have treated Fran-
zen’s testing in the same manner, even in the absence of
his and his coworkers’ union activity, the Respondent’s
defense fails.
Accordingly, we affirm the judge’s finding that the
Respondent violated Section 8(a)(3) and (1) by discharg-
ing Franzen.
C. The Union’s Strike and the Representation Election
Two days after Franzen’s discharge, on August 20, the
Union called a strike to protest the Respondent’s unfair
labor practices, in particular the discharges of Rossey
and Franzen.24
On October 8, the Acting Regional Director for Region
13 issued a Decision and Direction of Election directing
a mail-ballot election and requiring that completed bal-
lots be received by the Region by November 22. The
Decision and Direction of Election scheduled the open-
ing and counting of the ballots for the morning of No-
vember 23. The tally of ballots issued on November 23
showed five votes for the Union, eight against, and eight
23 The dissent further argues that ExxonMobil barring Franzen from
the site clearly constitutes a nondiscriminatory basis for Franzen’s
discharge. However, that is putting the cart before the horse. The
reason that Franzen was barred from the site was precisely because of
the Respondent’s disparate treatment of Franzen in administering the
NTST, which resulted in him being the first Respondent employee to
ever fail it.
24 As the judge noted in his decision, the Union’s strike continued
through the close of the hearing in February 2022.
challenged ballots, out of approximately 23 eligible vot-
ers.
The Union filed numerous objections to the election.
Objections 15 and 16 were to the Region not counting
the ballots of employees Holland and Cody O’Neal, re-
spectively, which were not received by the Region prior
to the November 23 opening and counting of the bal-
lots.25 In sustaining those two union objections, the
judge ordered that the ballots of O’Neal and Holland be
opened and counted by the Region because both credibly
testified that they mailed back their ballots and sought to
have them counted. The Respondent excepts. We agree
with the Respondent and reverse the judge on this issue.
Under well-established precedent, “the Board does not
count mail ballots that arrive after the tally, even if those
votes are determinative.” CenTrio Energy South LLC,
371 NLRB No. 94, slip op. at 1 (2022); see also Classic
Valet Parking, 363 NLRB 249, 249 (2015).
The Union’s Objection 18 and Objections 20 through
26, however, are based on the Respondent’s conduct that,
as described above, constituted unfair labor practices.
We therefore adopt the judge’s recommendation to sus-
tain those objections.
D. Gissel Bargaining Order
Notwithstanding the pending results of the election
once the determinative challenged ballots are opened and
counted, having found that the Respondent violated the
Act by, among other things, unlawfully terminating Ros-
sey and Franzen and making unlawful threats to the bar-
gaining unit employees after the filing of the representa-
tion petition, the judge found that the Board's traditional
remedies were insufficient to erase the coercive effects of
the Respondent’s unlawful conduct, and that a Gissel
bargaining order was therefore necessary. We agree.26
In NLRB v. Gissel Packing Co., 395 U.S. 575 (1969),
the Supreme Court identified two categories of employer
misconduct that warrant imposition of a bargaining or-
der. The first is category I cases that are “exceptional”
and “marked by ‘outrageous’ and ‘pervasive’ unfair labor
practices.” Id. at 613. The second is category II cases
that are “less extraordinary” and “marked by less perva-
25 Holland testified that, on November 16, he placed his ballot in the
mail drop box at a post office in Braidwood, Illinois. O’Neal testified
that, on November 9, he placed his ballot in his mailbox and raised the
red flag on the side of the mailbox so that his mailperson would pick it
up and mail it back to the Region.
26 Because the General Counsel did not allege or argue that the Re-
spondent violated Sec. 8(a)(5), we do not consider whether a bargaining
order is warranted in this case under the standard announced in Cemex
Construction Materials Pacific, LLC, 372 NLRB No. 130, slip op. at 35
(2023) (“[A] bargaining order under the new standard” can issue “only
as a remedy for an employer’s violation of Sec[.] 8(a)(5) by refusal to
bargain with a union.” ).
SPIKE ENTERPRISE, INC.
9
sive practices which nonetheless still have the tendency
to undermine majority strength and impede the election
processes.” Id. at 614. In category II cases, the “possi-
bility of erasing the effects of past practices and of ensur-
ing a fair election . . . by the use of traditional remedies,
though present, is slight and . . . employee sentiment
once expressed through cards would, on balance, be bet-
ter protected by a bargaining order.” Id. at 614–615.
In assessing the appropriateness of a Gissel bargaining
order in a particular case, the Board examines factors
such as “the seriousness of the violations and their perva-
siveness, the size of the unit, the number of affected em-
ployees, the extent of dissemination, and the position of
the persons committing the violations.” Bristol Industri-
al Corp. & C.O. Sabino Corp., 366 NLRB No. 101, slip
op. at 3 (2018). In addition, the Board considers “the
inadequacy of the Board's traditional remedies,” “the
Section 7 rights of all employees involved,” and whether
an affirmative bargaining order “serves the policies of
the Act.” Id., slip op. at 3–4. Consideration of all of
these factors allows the Board to balance “(1) the em-
ployees' § 7 rights [to a representative of their own
choosing]; (2) whether other purposes of the Act override
the rights of employees to choose their bargaining repre-
sentatives; and (3) whether alternative remedies are ade-
quate to remedy the violations of the Act.” See Rav
Truck & Trailer Repairs v. NLRB, 997 F.3d 314, 330
(D.C. Cir. 2021) (quoting Garvey Marine, Inc. v. NLRB,
245 F.3d 819, 826–827 (D.C. Cir. 2001) (alteration in
original)); Traction Wholesale Center Co. v. NLRB, 216
F.3d 92, 107 (D.C. Cir. 2000).
The judge recommended a Gissel bargaining order in
this case after first noting that, at the time the petition
was filed, a majority of bargaining unit employees had
already expressed their desire for union representation
through signed authorization cards. The judge then
properly considered the seriousness of the violations,
including the discharges of two employees and the inde-
pendent 8(a)(1) violations by Allen, the Respondent’s
only on-site supervisor at the ExxonMobil refinery, at a
group meeting and individually with Selby. The judge
also recognized the impact of the timing of the unfair
labor practices on employees, occurring within a week of
the Union’s filing of the representation petition, and that
knowledge of the Respondent’s unlawful conduct was
widespread among the approximately 23 unit employees
as the Union called an unfair labor practice strike to pro-
test the discharges. The judge concluded that a Gissel
bargaining order was necessary because the Respond-
ent’s unfair labor practices had “the tendency to under-
mine majority strength and impede the election process.”
We agree with the judge that a Gissel bargaining order
is necessary here.27 Importantly, a Gissel bargaining
order will protect employees’ Section 7 right to choose
their bargaining representative because a majority of
bargaining unit employees had signed authorization cards
expressing their support for the Union prior to the Re-
spondent’s unlawful conduct. See Rav Truck & Trailer
Repairs, 997 F.3d at 330 (a showing that employees
signed union authorization cards weighs in favor of a
bargaining order). In addition, as discussed further be-
low, no other purposes of the Act necessitate overriding
employees’ right to choose their bargaining representa-
tive. Furthermore, and critically here, alternative reme-
dies will not sufficiently rectify the Respondent’s viola-
tions of the Act to enable a fair rerun election. The Re-
spondent’s unfair labor practices have impeded the elec-
tion process by causing employees to fear retaliation if
they were to engage in union activity or the Union were
to prevail in an election. For that reason, employees’
previously signed authorization cards are now a more
reliable indicator of the Union’s majority support. On
balance, the signed authorization cards better express
employee sentiment than a rerun election would, as the
possibility of the Board’s traditional remedies erasing the
harmful effects of the Respondent’s unfair labor practices
on employees—which would be critical for holding a fair
rerun election—is slight.
As the judge noted, the Respondent engaged in an ex-
tensive campaign of illegal conduct in the week immedi-
ately following the Union’s filing of its representation
petition to nip in the bud the employees’ organizing
drive. In particular, the Respondent committed “hall-
mark” 8(a)(3) violations by terminating Rossey and
Franzen. The Board has repeatedly recognized the dis-
charge of union supporters as a “hallmark” violation that
may justify the issuance of a Gissel bargaining order
because the impact on the remaining employees is likely
to be more pervasive. E.g., Adam Wholesalers, Inc., 322
NLRB 313, 314 (1996) (“Threats of discharge and the
discharge of union adherents have long been considered
by the Board and the courts to be ‘hallmark’ violations
justifying the issuance of bargaining orders.”). Accentu-
ating the harmful effects of the unlawful discharges on
the Respondent’s employees, during that very same
week, Allen, the Respondent’s highest-ranking official at
27 We find it unnecessary to pass on the Union’s cross-exception to
the judge’s recommendation for a category II instead of a category I
Gissel bargaining order. Because a majority of the bargaining unit
employees had already expressed their support for the Union through
signed authorization cards prior to the Respondent’s unfair labor prac-
tices, the issuance of a category I instead of a category II Gissel bar-
gaining order would not affect the remedy.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
the ExxonMobil refinery, made multiple 8(a)(1) threats
about the Union to employees that would have reasona-
bly coerced them into curtailing their union activity to
forestall any adverse consequences to their employment.
See Evergreen America Corp., 348 NLRB 178, 181
(2006) (“The coercive and lasting effect of the
[r]espondent’s unlawful conduct was magnified by the
fact that many of the violations were committed by high
management officials, a point that has consistently been
emphasized by the Board as supporting the issuance of a
bargaining order.”), enfd. 531 F.3d 321 (4th Cir. 2008);
Michael’s Painting, Inc., 337 NLRB 860, 861 (2002)
(“When the highest level of management conveys the
employer’s antiunion stance by its direct involvement in
unfair labor practices, it is especially coercive of Section
7 rights and the employees witnessing these events are
unlikely to forget them.”), enfd. 85 Fed. Appx. 614 (9th
Cir. 2004).
It is also unlikely that the Board’s traditional remedies
would be able to erase the lingering effects of the Re-
spondent’s unfair labor practices. The Respondent’s
unlawful conduct communicated to employees that the
Respondent would not tolerate their union activity and
was willing to engage in unlawful conduct—including
discharges—to prevent the organizing effort from suc-
ceeding. In a unit of only 23 employees, and with the
Respondent’s unfair labor practices culminating in an
employee strike, employees would reasonably under-
stand that the discharges of Rossey and Franzen were
connected to the union organizing drive, not for purport-
ed legitimate reasons. In fact, after this unlawful conduct
by the Respondent, several employees who had previous-
ly signed authorization cards signed a decertification
petition, and only 5 of the 13 nonchallenged ballots in-
cluded in the tally from the election were for the Union.
Although some employees testified that they stopped
supporting the Union for reasons unrelated to the Re-
spondent’s unlawful conduct, this does not negate that
the Respondent’s discharges of Rossey and Franzen (and
its additional threats) would have reasonably influenced
their sentiment towards the Union. As a result, the
Board’s traditional remedies cannot erase the lingering
coercive effects of the Respondent’s substantial unfair
labor practices on its employees. Rossey’s and Fran-
zen’s reinstatement and the accompanying backpay and
notice are not sufficient to dispel the coercive atmos-
phere created by the Respondent’s conduct that demon-
strated its zeal to nip in the bud the employees’ organiz-
ing drive. Thus, a rerun election would not accurately
gauge whether a majority of employees would have sup-
ported the Union in an environment free of the Respond-
ent’s unlawful conduct.
In addition, the duration of the Gissel bargaining order
is limited. This ensures that the rights of employees who
oppose the Union are still protected pursuant to the de-
certification procedures under Section 9(c)(1) of the Act
once a reasonable period of time has lapsed to afford the
collective-bargaining relationship an opportunity to suc-
ceed. Bristol Industrial, supra, 366 NLRB No. 101, slip
op. at 3–4 (“The duration of the order is no longer than is
reasonably necessary to remedy the ill effects of the vio-
lations. It is only by requiring the [r]espondent[] to bar-
gain with the [u]nion for a reasonable period of time that
the employees will be able to fairly assess the [u]nion's
effectiveness as a bargaining representative in an atmos-
phere free of the [r]espondent's unlawful conduct. The
employees can then determine whether continued repre-
sentation by the [u]nion is in their best interest.”). More-
over, the Gissel bargaining order also “serves the policies
of the Act” by not only protecting employees’ right to
select a bargaining representative of their choice but also
“by fostering meaningful collective bargaining and in-
dustrial peace,” particularly in light of the strike prompt-
ed by the Respondent’s unfair labor practices. Id., slip
op. at 4. Under these circumstances, the holding of a fair
election in the future would be unlikely and that the
“employees’ wishes are better gauged by an old card
majority than by a new election.” General Fabrications
Corp., 328 NLRB 1114, 1114 (1999) (quoting Charlotte
Amphitheater Corp. v. NLRB, 82 F.3d 1074, 1078 (D.C.
Cir. 1996)). Accordingly, we agree with the judge that a
Gissel bargaining order is warranted.28
28 Our dissenting colleague cites two prior cases in which the Board
did not award a Gissel bargaining order, despite both cases involving
the unlawful discharges of two union supporters. First, these cases do
not stand for the proposition that the Board has not or cannot issue a
Gissel bargaining order where two union supporters are discharged,
only that in the circumstances of those cases the Board found such a
remedy unwarranted. Second, as just one notable difference between
those cases and this one, both of those cases involved substantially
larger units that would cause the effect of the employer’s “hallmark”
violations to be less impactful on the entire bargaining unit. For in-
stance, in Pyramid Management Group, cited by the dissent, the Board
declined to issue a Gissel bargaining order where the discharges of two
employees did “not directly affect a significant portion of the 69-
employee unit.” 318 NLRB 607, 609 (1995), enfd. mem. 101 F.3d 681
(2d Cir. 1996). In the other case cited by the dissent, Philips Industries,
the Board was even more direct, specifically declining to award a Gis-
sel bargaining order because of “the size of the unit (i.e., the effect of
violations is more diluted and more easily dissipated in a larger unit).”
295 NLRB 717, 718–719 (1989).
In a third case cited by the dissent, involving the layoff of two em-
ployees in a small unit of only 11 employees, the Board also did not
issue a Gissel bargaining order, but relied on mitigating facts that less-
ened the impact of the employer’s unlawful conduct on the remaining
employees. Desert Aggregates, 340 NLRB 289, 294 (2003). The
Board noted that a decline in business was a colorable explanation for
the layoffs from the perspective of other employees, especially in the
SPIKE ENTERPRISE, INC.
11
AMENDED CONCLUSIONS OF LAW
Delete Conclusion of Law 4(d) and renumber the sub-
sequent paragraphs.
AMENDED REMEDY
Having found that the Respondent engaged in certain
unfair labor practices, we shall order the following reme-
dies in addition to those recommended by the judge.
As an initial matter, the General Counsel cross-excepts
to the judge not recommending a broad cease-and-desist
order, subjecting the Respondent to contempt proceed-
ings if, in the future, it violates the Act “in any other
manner,” not just “in any like or related manner” to the
violations in this case. We agree with the General Coun-
sel that a broad cease-and-desist order is warranted here.
The Respondent's numerous unfair labor practices—
including unlawfully discharging two employees and
making several threats to employees in connection with
their union activities—constituted “such egregious or
widespread misconduct as to demonstrate a general dis-
regard for the employees’ fundamental statutory rights.”
Hickmott Foods, 242 NLRB 1357, 1357 (1979). Over
the course of the week after the Union filed the represen-
tation petition, the Respondent demonstrated in a very
short time span a pattern of hostility towards Section 7
rights that continued until its violations effectively extin-
guished the employees’ organizing drive. The breadth of
the Respondent’s unlawful conduct was substantial, as it
was directed at most, if not all, of the Respondent’s em-
ployees to diminish the chance that the Union would
prevail in an election. A broad cease-and-desist provi-
sion is therefore appropriate to deter future violations by
the Respondent that erode employee union support while
ensuring the efficacy of the Board’s Order. See Roma
Baking Co., 263 NLRB 24, 24 fn. 2 (1982) (ordering a
broad cease-and-desist provision where employer unlaw-
context of lawful layoffs the employer instituted less than a year earlier,
and that the employer attempted to recall both laid off employees as
soon as its business improved. Id.
Here, on the other hand, the discharges of Rossey and Franzen had
an appreciable effect on the entire unit, comprised of approximately 23
employees, making a free and fair election no longer possible as the
lingering and deep-seated coercive effect of the Respondent’s unlawful
conduct subsists in the workplace. Furthermore, the participation of a
fraction of the unit in an unfair labor practice strike did not, as the
dissent contends, strengthen the Union, or otherwise cause the effect of
the Respondent’s unlawful conduct to dissipate. To the contrary, it had
the exact opposite effect. As employee Holland explained, after he
joined the unfair labor practice strike, employees who used to support
the Union “eventually they stopped answering my phone calls, stopped
answering my text messages, wouldn't respond to my voicemails and
some of them have gone as far as blocking me on Facebook, deleting
me off everything. They won't talk to me at all.”
fully laid off three employees and committed other
8(a)(1) violations during union organizing drive).29
Moreover, in Noah’s Ark Processors, LLC d/b/a WR
Reserve, the Board recently laid out a nonexhaustive list
of potential remedies that the Board would consider or-
dering where an employer has engaged in unlawful con-
duct warranting a broad cease-and-desist order. 372
NLRB No. 80, slip op. at 4 (2023).30 The General Coun-
sel’s cross-exceptions touch upon several of these reme-
dies. For the reasons discussed below, we find the fol-
lowing additional remedies appropriate here.31
First, in Noah’s Ark Processors, the Board recognized
the value, in cases where a broad cease-and-desist order
is issued, of having the notice to employees signed by a
person who bears significant responsibility within a re-
spondent’s organization. Id., slip op. at 7–8. We find it
appropriate here to require the Respondent’s owner, pres-
ident, and CEO Jeff Hill to sign the notice. Despite his
awareness of his employees’ organizing drive, Hill failed
to ensure that Allen, his highest-ranking official at the
ExxonMobil refinery, lawfully responded to it. Hill also
demonstrated to employees his own commitment to de-
feating their union activity by entering the room and
29 Our dissenting colleague asserts that the Respondent’s discharge
of two employees in a unit of only 23, and unlawful statements to most,
if not all, of its employees at a captive audience meeting in the week
immediately after the filing of a representation petition, is not the sort
of unlawful conduct that demonstrates a general disregard for employ-
ees’ fundamental statutory rights. On this point, we simply disagree.
The Respondent clearly engaged in its campaign of unlawful conduct to
stymie employees’ union activity and to intimidate its employees into
no longer exercising their statutory rights. The Respondent was bent on
defeating the employees’ organizing efforts and demonstrated a general
disregard for employees’ statutory rights through its campaign to ac-
complish that objective. It is incumbent on the Board to utilize its
remedial authority under Sec. 10 of the Act to ensure that the Respond-
ent’s employees know and understand that the Respondent’s conduct
was illegal, that it will be remedied, and, just as importantly, that—
despite the Respondent’s hostility to their organizing—it is their choice
alone as to whether they choose to be represented by the Union.
30 To the extent our dissenting colleague reiterates his positions from
Noah’s Ark Processors against awarding certain remedies, we rely on
the Board’s responses in Noah’s Ark Processors for rejecting the dis-
sent’s claims.
31 Far from overkill, as the dissent characterizes it, these remedial
measures are designed to ensure that the Board is not complacent in the
face of numerous and egregious violations of the Act. We are mindful
of the highly disruptive impact that unlawful conduct has on employees
who seek to engage in protected activity. The Respondent’s illegal
discharges and threats leave an enduring impression on employees who
reasonably question whether the risks of exercising their statutory
rights remain worth it. Restoring the status quo ante to the workplace is
neither simple nor easy. But it is our obligation to use all of the tools
available to us to erase, as much as possible, the lingering effects of
unlawful conduct. If we were derelict in doing so, it would, indeed, be
punitive – not to the Respondent, but to its employees, who would be
harmed for doing something as innocent as exercising their statutorily
protected rights.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
smiling when his Labor Relations Consultant Santana
unlawfully suggested to employees that the Respondent
was involved with the circulation of a decertification
petition. The Respondent’s employees know that Hill is
the owner and leader of the Respondent. They know that
he is not only the person ultimately responsible for the
Respondent’s conduct but also that he is the one who
makes the major decisions about the Respondent. Hill’s
signature on the notice would provide them with some
reassurance that the Respondent is now serious about
respecting their rights under the Act.
Second, the General Counsel requests that, in addition
to having the notice posted at the Respondent’s facilities,
the Board order the Respondent to mail the notice to cur-
rent and former employees. We agree. In Noah’s Ark
Processors, the Board recognized that distribution of the
notice to current and former employees through the mail
would further ensure that employees who want to take
the time to read the notice are able to do so without inter-
ference or threat of retribution. Id., slip op. at 7. This is
certainly the case here. Mailing the notice would help
ensure that its content is shared with employees who do
not see the posted notice or are unable to attend the no-
tice reading.32 Employees would be free to privately
review the notice for as long as they need—from the time
they receive the mailed notice and for however long they
decide to keep it—without potential scrutiny from the
Respondent or coworkers. Importantly, this promotes
employees’ right to decide on their own whether they
want to familiarize themselves with the notice and their
rights under the Act without the fear of retaliation for
being seen standing before the posted notice at the work-
place. The Respondent’s extensive campaign of unlaw-
ful tactics to defeat its employees’ union organizing un-
derscores how critical it is that every employee have ac-
cess to the information in the notice. Mailing a docu-
ment is one of the easiest and most basic ways of sharing
information. Accordingly, it is only reasonable for the
Board to employ this time-honored method for dissemi-
nating information to the Respondent’s current and for-
mer employees, in addition to ordering the Respondent to
provide the notice to employees in all the ways the Re-
spondent customarily communicates with its employees.
32 The Respondent did not except to the judge’s recommended reme-
dy that the notice be read aloud on worktime in the presence of a Board
agent at the Respondent’s three Illinois facilities or, alternatively, hav-
ing a Board Agent read the notice to employees during worktime in the
presence of Jeff Hill, Allen, and Santana. Nonetheless, we agree that a
notice reading is appropriate here because of the seriousness of the
Respondent’s unlawful conduct and that it would “not only alert em-
ployees to their rights but also impress upon them that, as a matter of
law, their employer . . . must and will respect those rights in the future.”
Id., slip op. at 6.
We shall require the Respondent to mail copies of the
signed notice to each employee who was employed in the
unit at any time since August 12, 2021 (the date it com-
mitted its first unfair labor practice), within the time set
forth in our Order.
Third, we shall require that the Respondent’s supervi-
sors and managers, in particular Allen, attend the reading
of the notice to employees. In Noah’s Ark Processors,
the Board pointed out the significant role that supervisors
and managers have in ensuring that a respondent com-
plies with the Act. Id., slip op. at 7. This case exempli-
fies how true that is. Here, it was a manager for the Re-
spondent, Allen, who committed most of the Respond-
ent’s unfair labor practices. Allen was the one who un-
lawfully terminated two of the Respondent’s employees
and made unlawful threats to an individual employee and
to a group of employees at a mandatory meeting. In ad-
dition, employees frequently have direct contact with
Allen during their workday and know that Allen has the
authority to directly (and negatively) affect their terms
and conditions of employment. To fully remedy the Re-
spondent’s unlawful conduct, it is critical that Allen be
aware, in no uncertain terms, of what he cannot do, spe-
cifically infringe on employees’ Section 7 rights, and for
employees to see Allen and the Respondent’s other su-
pervisors and managers at the meeting to have increased
confidence that they will all respect those rights going
forward.
Fourth, we shall also require that a hard copy of the
notice be distributed to all employees, supervisors, and
managers in attendance at the notice reading. The Gen-
eral Counsel specifically requested that the notice be
distributed to supervisors and managers. In Noah’s Ark
Processors, the Board provided for distribution of the
notice to employees at a notice reading where a broad
cease-and-desist order is issued. Id., slip op. at 6–7.
Distribution of the notice to everyone at the notice read-
ing—employees, supervisors, and managers alike—will
allow those, who desire, to follow along to themselves as
it is being read aloud and will serve to facilitate their
comprehension of the important information communi-
cated in the document. The Respondent must maintain
and make available for inspection proofs of mailings and
receipts in connection with this mailing obligation.
Fifth, we shall order the Respondent, along with the
notice, to sign, post, mail, distribute, and read aloud in
the same meeting or meetings an explanation of rights to
employees. The Board in Noah’s Ark Processors noted
that, in cases of egregious and pervasive unfair labor
practices, a detailed explanation of rights can ensure that
employees are fully informed of their rights, mitigate the
chilling effect of past unlawful conduct, and help prevent
SPIKE ENTERPRISE, INC.
13
further unlawful conduct. Id., slip op. at 5–6. The Re-
spondent’s substantial unlawful conduct, immediately
after the filing of the representation petition, successfully
stifled employees’ organizing drive and communicated to
employees that they could not engage in conduct funda-
mentally protected under the Act, specifically, supporting
the Union and encouraging their coworkers to do the
same. In the face of the Respondent’s flagrant actions
that prevented employees from exercising their statutory
rights under Section 7, we find that an explanation of
rights is necessary to make employees whole by mitigat-
ing the chilling effects of the Respondent’s unfair labor
practices on them and to ensure that they are fully in-
formed of their rights under the Act.33
Sixth, in accordance with our decision in Thryv, Inc.,
372 NLRB No. 22 (2022), the Respondent shall also
compensate Rossey and Franzen for any direct or fore-
seeable pecuniary harms incurred as a result of their un-
lawful discharges, including reasonable search-for-work
and interim employment expenses, if any, regardless of
whether these expenses exceed interim earnings. Com-
pensation for these harms shall be calculated separately
from taxable net backpay, with interest at the rate pre-
scribed in New Horizons, 283 NLRB 1173 (1987), com-
pounded daily as prescribed in Kentucky River Medical
Center, 356 NLRB 6 (2010).
Seventh, in a cross-exception, the Union seeks reim-
bursement for the economic assistance it provided em-
ployees who participated in the unfair labor practice
strike. We agree that such a remedy is necessary to re-
store the status quo and make the Union whole as a result
of the Respondent’s unlawful conduct. In Alwin Manu-
facturing Co., the Board awarded a union the costs and
expenses it incurred in connection with an unfair labor
practice strike, including any picketing costs, strike bene-
fits, and other assistance paid to striking employees dur-
ing the strike, “to make the charging party whole for the
resources that were wasted because of the unlawful con-
duct, and to restore the economic strength that is neces-
sary to ensure a return to the status quo at the bargaining
table.” 326 NLRB 646, 647 & fn. 5 (1998) (quoting
Frontier Hotel & Casino, 318 NLRB 857, 859 (1995)),
enfd. 192 F.3d 133 (D.C. Cir. 1999).
We agree with the Board in Alwin Manufacturing that,
in certain circumstances, a union is entitled to be made
33 In the circumstances of this case, we believe that the meetings
where the notice and explanation of rights are read aloud and distribut-
ed should be sufficient to satisfy the General Counsel’s broad request in
her cross-exceptions for a training of the Respondent’s employees,
including its supervisors and managers, both current and new, on em-
ployees’ rights under the Act and the Respondent’s obligations to com-
ply with the Board’s Order.
whole for the economic assistance it provides to employ-
ees in support of an unfair labor practice strike. This is
one of those cases. The Respondent—as the perpetrator
of the unfair labor practices that prompted the strike—
should reimburse the Union for the costs the Union suf-
fered as a result of the unfair labor practice strike, includ-
ing the economic assistance the Union provided striking
employees. It is undisputed that the Respondent’s con-
duct that we found above to constitute unfair labor prac-
tices—in particular, the Respondent’s unlawful discharge
of Rossey—motivated the employees to go out on strike.
The strike was the Union’s means of influencing the Re-
spondent into correcting, as soon as possible, its unlawful
actions by reinstating Rossey and Franzen and not com-
mitting any further violations. Under the circumstances
here, where the Respondent’s unfair labor practices were
the motivation for the strike, the Union should not have
to bear the economic costs of exercising a statutorily
protected and justifiable tactic to urge the Respondent to
abandon its unlawful campaign and abide by the Act.34
34 The Respondent argues that reimbursement to the Union is tanta-
mount to awarding consequential damages. We disagree. We are only
awarding the Union make-whole relief pursuant to our authority under
Sec. 10(c) to place it, as much as possible, in the position it would have
been in but for the Respondent’s unlawful conduct. Importantly, the
economic assistance the Union provided the unfair labor practice strik-
ers was a direct and a foreseeable pecuniary harm that the Union suf-
fered as a result of the Respondent’s unlawful conduct for which the
Union should be reimbursed to fully effectuate the make-whole purpos-
es of the Act. See Thryv, Inc., 372 NLRB No. 22, slip op. at 7 (“Upon
careful consideration of our remedial authority and our history of ad-
dressing the effects of unfair labor practices, we find that standardizing
our make-whole relief to expressly include the direct or foreseeable
pecuniary harms suffered by affected employees is necessary to more
fully effectuate the make-whole purposes of the Act.”). We also find
inapposite the Respondent’s reliance on cases involving economic
strikes because those strikes—unlike the unfair labor practice strike in
this case—were not precipitated by unlawful conduct. In an economic
strike, a union seeks to apply pressure on an employer that has abided
by its legal obligations. Here, the Union was not acting in response to
the Respondent’s lawful conduct, but to its substantial violations of the
Act. After all, if the Respondent had not unlawfully terminated Rossey,
there would not have been an unfair labor practice strike, and the Union
would not have suffered the economic harm for which it is now seeking
reimbursement. The dissent correctly points out that the Union volun-
tarily decided to make the economic assistance payments to its mem-
bers participating in the unfair labor practice strike. Of course, the
employees would not have needed the payments and the Union would
not have had to choose to make those payments in the first place if the
Respondent had not unlawfully fired Rossey and Franzen, thereby
provoking the strike over those specific unfair labor practices. Having
to choose between whether the Respondent or the Union should bear
the costs of the Respondent’s unlawful conduct, we find it only reason-
able for the wrongdoer to be the one to foot the bill. See Ferrell-Hicks
Chevrolet, Inc., 160 NLRB 1692, 1695 (1966) (“[N]o equitable consid-
eration outweighs the ordinary remedy which most completely effectu-
ates the policies of the Act by seeking a restoration of the status quo
ante and placing any resulting financial burdens on the wrongdoer who
created the situation.”).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
Eighth, because unfair labor practice strikers35 are enti-
tled to special remedial provisions, even if there is no
allegation of any denial of reinstatement, we shall order
the Respondent to offer the strikers, on their uncondi-
tional offer to return to work, immediate and full rein-
statement to their former jobs or, if such positions no
longer exist, to substantially equivalent positions, with-
out prejudice to their seniority or other rights and privi-
leges previously enjoyed, discharging, if necessary, any
replacements hired after the onset of the strike. The Re-
spondent shall make the strikers whole for any loss of
earnings and other benefits resulting from any failure to
reinstate them within 5 days of their unconditional offer
to return to work, backpay to be computed in accordance
with F. W. Woolworth Co., 90 NLRB 289 (1950), with
interest at the rate prescribed in New Horizons, supra,
compounded daily as prescribed in Kentucky River Medi-
cal Center, supra.36 Any such employees for whom em-
ployment is not immediately available shall be placed on
a preferential hiring list for employment as positions be-
come available and before other persons are hired for the
work. Priority for placement on such a list shall be de-
termined by seniority or some other nondiscriminatory
test. See Grondorf, Field, Black & Co., 318 NLRB 996,
997 & fn. 3 (1995), enfd. in relevant part 107 F.3d 882
The dissent notes that the employer in Alwin Manufacturing did not
except to the judge’s reimbursement order. While that is true, it is well
settled that the Board may address remedial issues sua sponte, and the
Board in Alwin Manufacturing explicitly affirmed the award and found
it “well tailored to fit the nature and extent of the violations committed
by the [r]espondent. Thus, we agree, for the reasons set forth in his
decision, with the judge's award of . . . unfair labor practice strike costs
to the [u]nion.” 326 NLRB at 646. We make the same finding here
that awarding the unfair labor practice strike reimbursement costs
sought by the Union is well tailored to remedy the Respondent’s viola-
tions.
35 The judge found that seven employees went on strike on August
20. The Union contends that nine employees were striking as of the
time of the hearing. We leave to the compliance the determination of
the number and identity of the unfair labor practice strikers. Cf. Freez-
er Queen Foods, Inc., 249 NLRB 330, 332 fn. 9 (1980) (deferring to
the compliance stage “a determination as to the identity and correct
number” of employees to whom the remedy and recommended order
shall apply).
36 The Board has found that the 5-day period is a reasonable accom-
modation between the interests of the employees in returning to work
as quickly as possible and the employer's need to effectuate that return
in an orderly manner. See Drug Package Co., 228 NLRB 108, 113
(1977), modified on other grounds 570 F.2d 1340 (8th Cir. 1978).
Accordingly, if the Respondent here ignores or rejects, or has already
rejected, any unconditional offer to return to work, unduly delays its
response to such an offer, or attaches unlawful conditions to its offer of
reinstatement, the 5-day period serves no useful purpose, and backpay
will commence as of the unconditional offer to return to work. New-
port News Shipbuilding, 236 NLRB 1637, 1638 (1978), enfd. 602 F.2d
73 (4th Cir. 1979).
(D.C. Cir. 1997); Central Management Co., 314 NLRB
763, 773 (1994).
However, we decline to grant all of the additional rem-
edies sought by the General Counsel. The General
Counsel cross-excepts to the judge’s failure to recom-
mend that the Respondent be required to mail Rossey
and Franzen a letter of apology. The judge found such a
remedy to be superfluous, and we agree that a letter of
apology is neither appropriate nor necessary to remedy
the Respondent’s unfair labor practices. Furthermore,
we dismiss the General Counsel’s cross-exception to
have a Board agent be provided access to the Respond-
ent’s facilities to monitor compliance with the Board’s
Order, as no extended notice period is ordered and there
are no unique circumstances that require monitoring the
Respondent’s compliance.37 In addition, we find it un-
necessary to pass on the General Counsel’s cross-
exception that the Union be allowed to choose qualified
applicants to replace Rossey and Franzen if they are una-
ble to return to work. According to the Respondent’s
answering brief and as acknowledged by the General
Counsel’s reply brief, both Rossey and Franzen have
returned to work pursuant to the 10(j) injunction, so this
issue is essentially moot because such a remedy would
serve no practical purpose. We also find it unnecessary
to pass on the General Counsel’s cross-exception for the
Union to be provided with equal access to the Respond-
ent’s facilities to respond to any address made by the
Respondent regarding union representation. The Gissel
bargaining order we are issuing already requires the Re-
spondent to recognize and bargain with the Union, there-
by negating the need for a rerun election. As a result, the
Union has no need for the equal access remedy requested
by the General Counsel, which is designed to help ensure
a fair election by enabling the Union to respond to asser-
tions the Respondent might make to its employees in a
campaign preceding a rerun election after a previous
election has been set aside due to the Respondent’s un-
fair labor practices and/or objectionable conduct.
37 Member Prouty would grant the General Counsel’s request for a
visitation clause granting a Board agent access to the Respondent’s
facilities to monitor the Respondent’s compliance with the Board’s
Order. Through its substantial unfair labor practices, the Respondent
has demonstrated its willingness to violate the Act to stymie its em-
ployees’ unionizing, its general indifference to employees’ statutory
rights, and its potential motivation to take actions inconsistent with the
Board’s Order to avoid its bargaining obligations. Providing a Board
agent with limited access to the Respondent’s facilities would appropri-
ately place the burden on the Board, instead of the Respondent’s em-
ployees, to monitor the Respondent’s compliance with the Board’s
Order—which is essential to remedying the Respondent’s unlawful
conduct—while imposing only a minimal burden on the Respondent.
SPIKE ENTERPRISE, INC.
15
ORDER
The National Labor Relations Board orders that the
Respondent, Spike Enterprise, Inc., Oklahoma City, Ok-
lahoma, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Discharging or otherwise discriminating against
employees for supporting the International Union of Op-
erating Engineers, Local 150, AFL–CIO (the Union) or
any other labor organization.
(b) Creating the impression that it is engaged in sur-
veillance of its employees’ union or other protected con-
certed activities.
(c) Threatening employees with loss of pay if they se-
lect the Union as their bargaining representative.
(d) Threatening employees with termination if they
engage in protected concerted activities, including partic-
ipating in an economic strike.
(e) Threatening employees with stricter enforcement
of its work rules if they select the Union as their bargain-
ing representative.
(f) Threatening employees that selecting the Union as
their bargaining representative would be futile.
(g) Telling employees that it is working on a petition
that would make a union election unnecessary.
(h) In any other manner interfering with, restraining,
or coercing employees in the exercise of the rights guar-
anteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request, bargain with the Union as the exclu-
sive collective-bargaining representative of the employ-
ees in the following appropriate unit concerning terms
and conditions of employment and, if an understanding is
reached, embody the understanding in a signed agree-
ment:
All full-time and regular part-time operators, techs and
laborers employed by the Respondent at the following
locations: Citgo Petroleum located at 135 & New Ave-
nue in Lemont, Illinois 60439; Exxon-Mobil, Arsenal
Rd & I-55, Channahon, Illinois 60410; and Citgo Pe-
troleum 12815 South Homan, Blue Island, Illinois
60406; excluding all salaried managers, temporary em-
ployees, other contracted employees, office clerical
employees, confidential employees, professional em-
ployees, guards and supervisors as defined in the Act.
(b) Within 14 days from the date of this Order, offer
Robert Rossey and Cody Franzen full reinstatement to
their former jobs or, if those jobs no longer exist, to sub-
stantially equivalent positions, without prejudice to their
seniority or any other rights or privileges previously en-
joyed.
(c) Make Rossey and Franzen whole for any loss of
earnings and other benefits, and for any other direct or
foreseeable pecuniary harms, suffered as a result of the
unlawful discharges, in the manner set forth in the reme-
dy section of the judge’s decision as amended in this
decision.
(d) Compensate Rossey and Franzen for the adverse
tax consequences, if any, of receiving lump-sum backpay
awards, and file with the Regional Director for Region
13, within 21 days of the date the amount of backpay is
fixed, either by agreement or Board order, a report allo-
cating the backpay awards to the appropriate calendar
years for each employee.
(e) File with the Regional Director for Region 13,
within 21 days of the date the amount of backpay is fixed
by agreement or Board order or such additional time as
the Regional Director may allow for good cause shown, a
copy of Rossey’s and Franzen’s corresponding W-2
forms reflecting their backpay award.
(f) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful discharges of
Rossey and Franzen, and within 3 days thereafter, notify
them in writing that this has been done and that the dis-
charges will not be used against them in any way.
(g) Reimburse the Union for its costs and expenses in-
curred in connection with the unfair labor practice strike
which began on August 20, 2021, including any picket-
ing costs, strike benefits, and other assistance paid by the
Union to the Respondent's striking employees during the
strike and after the unconditional offer to return to work,
until it offers its striking employees full and proper rein-
statement. Upon receipt of a verified statement of costs
and expenses from the Union, the Respondent promptly
shall submit a reimbursement payment, in the amount of
those costs and expenses, to the compliance officer for
Region 13 of the National Labor Relations Board, who
will document receipt and forward the payment to the
Union.
(h) Accord all striking employees, from the date of the
strike, the rights and privileges of unfair labor practice
strikers, including, on their application, offering strikers
immediate and full reinstatement to their former jobs or,
if those positions no longer exist, to substantially equiva-
lent positions, without prejudice to their seniority or oth-
er rights and privileges previously enjoyed, discharging,
if necessary, any replacements hired after the start of the
strike, and make the employees whole, with interest in
the manner set forth in the amended remedy section of
this Decision for any loss of earnings or other benefits
resulting from any failure to reinstate them on uncondi-
tional request.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16
(i) Preserve and, within 14 days of a request or such
additional time as the Regional Director for Region 13
may allow for good cause shown, provide at a reasonable
place designated by the Board or its agents all payroll
records, social security payment records, timecards, per-
sonnel records and reports, and all other records, includ-
ing an electronic copy of such records if stored in elec-
tronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(j) Post at its Lemont, Channahon, and Blue Island, Il-
linois facilities, copies of the attached notice and expla-
nation of rights marked “Appendix A” and “Appendix
B.”38 Copies of the notice and the explanation of rights,
on forms provided by the Regional Director for Region
13, after being personally signed by owner, president,
and CEO Jeff Hill, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
places, including all places where notices to employees
are customarily posted. In addition to physical posting of
paper notices, notices shall be distributed electronically,
such as by email, posting on an intranet or an internet
site, and/or other electronic means, if the Respondent
customarily communicates with its employees by such
means. Reasonable steps to ensure that the notices are
not altered, defaced, or covered by any other material.
(k) Within 14 days after service by the Region, dupli-
cate and mail, at its own expense, after being personally
signed by Hill, copies of the attached notice marked
“Appendix A” and the attached explanation of rights
marked “Appendix B” to the last known home addresses
of all current and former bargaining unit employees em-
ployed by the Respondent at its Lemont, Channahon, and
Blue Island, Illinois facilities at any time since August
12, 2021. The Respondent shall maintain proofs of mail-
38 If the facilities involved in these proceedings are open and staffed
by a substantial complement of employees, the notice must be posted
within 14 days after service by the Region. If the facilities involved in
these proceedings are closed or not staffed by a substantial complement
of employees due to the Coronavirus Disease 2019 (COVID-19) pan-
demic, the notice must be posted within 14 days after the facility reo-
pens and a substantial complement of employees have returned to
work. If, while closed or not staffed by a substantial complement of
employees due to the pandemic, the Respondent is communicating with
its employees by electronic means, the notice must also be posted by
such electronic means within 14 days after service by the Region. If
the notice to be physically posted was posted electronically more than
60 days before physical posting of the notice, the notice shall state at
the bottom that “This notice is the same notice previously [sent or
posted] electronically on [date].” If this Order is enforced by a judg-
ment of a United States court of appeals, the words in the notice read-
ing “Posted, Read, and Mailed by Order of the National Labor Rela-
tions Board” shall read “Posted, Read, and Mailed Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
ings as set forth in the Amended Remedy section of this
Decision.
(l) Hold meetings during work time at its Lemont,
Channahon, and Blue Island, Illinois facilities, scheduled
to ensure the widest possible attendance of bargaining
unit employees, at which the attached notice to employ-
ees marked “Appendix A” and the attached explanation
of rights marked “Appendix B” will be read to employ-
ees by a high-ranking management official of the Re-
spondent in the presence of a Board Agent, the Respond-
ent’s owner, president, and CEO Jeff Hill, the Respond-
ent’s supervisors and managers, and, if the Union so de-
sires, a union representative, or, at the Respondent’s op-
tion, by a Board agent in the presence of Hill, the Re-
spondent’s supervisors and managers, and, if the Union
so desires, a union representative. A copy of the notice
and the explanation of rights will be distributed by a
Board agent during these meetings to each bargaining
unit employee, supervisor, and manager in attendance
before the notice is read.
(m) Within 21 days after service by the Region, file
with the Regional Director for Region 13 a sworn certifi-
cation of a responsible official on a form provided by the
Region attesting to the steps that the Respondent has
taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleged violations of the Act not specifically
found.
IT IS FURTHER ORDERED that Case 13–RC–281169 is
severed from Cases 14–CA–281652 and 13–CA–282513
and remanded to the Regional Director for Region 13 for
action consistent with the Direction below.
DIRECTION
IT IS DIRECTED that the Regional Director for Region
13 shall, within 14 days from the date of this Decision,
Order, and Direction, open and count the challenged bal-
lots of Robert Rossey, Cody Franzen, Piotr Jesiolowski,
Quinn Johnson, Jeff Lundberg, Robert Weathersby,
Chris Woodward, and Jordan Darnell and issue a revised
tally. If the revised tally of ballots shows that the Union
received a majority of the eligible votes cast, the Region-
al Director shall issue a certification of representative.
This certification of representative shall be in addition to
the bargaining order. Alternatively, if the revised tally
shows that the Union has not received a majority of the
valid ballots cast, the Regional Director shall set aside
the election, dismiss the petition, vacate the proceedings
in Case 13–RC–281169, and the bargaining order alone
shall take effect. See Concrete Form Walls, Inc., 346
NLRB 831, 840 (2006), enfd. 225 Fed. Appx. (D.C. Cir.
2007) (per curiam).
SPIKE ENTERPRISE, INC.
17
Dated, Washington, D.C. April 10, 2024
________________________________________
David M. Prouty, Member
________________________________________
Gwynne A. Wilcox, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
MEMBER KAPLAN, concurring in part and dissenting in part.
I agree with my colleagues that the Respondent violat-
ed Section 8(a)(1) by threatening employees with dis-
charge if they went on economic strike, by informing
employee Steve Selby that it would more strictly enforce
rules because of the organizing campaign, and by sug-
gesting to Selby that it would be futile for employees to
select the Union because the Respondent’s contractor
would never agree to a Union.1 I also agree that the Re-
spondent violated Section 8(a)(3) and (1) by discharging
employee Robert Rossey.2
1 I agree with my colleagues that the Respondent’s statements con-
stituted threats because employees would reasonably believe that the
Respondent would terminate them if they engaged in an economic
strike. However, I disagree with my colleagues to the extent they rely
on the Respondent’s failure to provide employees a full explanation of
their rights to reinstatement under Laidlaw Corp., 171 NLRB 1366
(1968), enfd. 414 F.2d 99 (7th Cir. 1969). Laidlaw Corp. requires that
strikers who have been replaced by permanent replacements remain
entitled to full reinstatement upon the departure of those replacements,
but there is no requirement that an employer fully describe for employ-
ees their rights under Laidlaw any time an economic strike is discussed.
The Board has recognized that such a requirement “would place an
undue burden on an employer to explicate all the possible consequences
of being an economic striker.” Eagle Comtronics, Inc., 263 NLRB 515,
516 (1982).
I also agree with my colleagues that the Respondent did not violate
Sec. 8(a)(1) when David Allen, the Respondent’s project manager, told
employee Nikolas Holland to remove a union sticker from his work
truck. Unlike my colleagues, however, I would dismiss this allegation
on the merits rather than on procedural grounds. I note that, in finding
this violation, the judge cited the Board’s decision in Miklin Enterpris-
es, 361 NLRB 283, 290 (2014), enfd. in rel. part 861 F.3d 812 (8th Cir.
2017), in which the Board found that the Respondent harassed a proun-
ion employee by posting his phone number and encouraging other
employees to call and harass the employee for his prounion views.
Allen’s instruction to Holland was not comparable to the harassment in
Miklin. No other employees observed the interaction, let alone were
encouraged to harass Holland. Further, I disagree with the judge’s
conclusion that the fact no sticker was found on the truck “strongly
suggests” improper motive. Allen’s apology suggests that Allen was
simply mistaken in what he saw.
2 In finding this violation, I rely solely on Allen’s statement to Selby
that he fired Rossey because he showed support for the Union. I agree
with my colleagues that, because of Allen’s admission, this is not a
For the reasons below, however, I do not join my col-
leagues in finding that the Respondent violated the Act
by discharging employee Cody Franzen or by allegedly
threatening employees with pay cuts if they voted for the
Union. I also disagree with my colleagues regarding the
appropriate remedies for the violations found. Rather
than crafting a remedy intended to address the miscon-
duct at issue in this case, my colleagues have ordered
numerous extraordinary remedies that can be described,
at best, as overkill. And this is especially so when one
considers that my colleagues are also adopting the
judge’s bargaining order remedy, which is the Board’s
most powerful remedial tool. I am concerned that the
excessive remedies ordered by my colleagues, which are
far beyond what is necessary to remedy the violations
found, could be viewed as punitive.
The Respondent did not violate Section 8(a)(3) when it
discharged employee Cody Franzen for failing to pass
ExxonMobil’s mandatory Safety Test
It is difficult to know where to begin in addressing all
the problems with the General Counsel’s theory of the
case, the judge’s analysis, and my colleagues’ various
unsupported rationales for finding the violation here.
But two fundamental facts are at the heart of all the con-
fusion.
First, the General Counsel, the judge, and my col-
leagues all err by failing to adhere to the violation al-
leged in the complaint in this matter. In their view, the
question to be answered is whether the Respondent dis-
criminatorily decided to have a manager administer Exx-
onMobil’s mandatory safety test. The complaint, how-
ever, does not allege that the Respondent’s decision to
have Allen administer the test violated Section 8(a)(3)
and (1); the judge did not find that having Allen adminis-
ter the test was an adverse action in violation of Section
8(a)(3) and (1); and no party filed an objection to the
dual-motive case that requires the application of Wright Line, 251
NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied
455 U.S. 989 (1982), approved in NLRB v. Transportation Manage-
ment Corp., 462 U.S. 393 (1983). Accordingly, I do not rely on my
colleagues’ disparate-treatment analysis which, as my colleagues rec-
ognize, is “unnecessary.”
Unlike my colleagues, I would require the Respondent to compen-
sate Rossey for other pecuniary harms only insofar as the losses were
directly caused by the unlawful discharge, or indirectly caused by the
unlawful action where the causal link between the loss and the unfair
labor practice is sufficiently clear, consistent with my partial dissent in
Thryv, Inc., 372 NLRB No. 22 (2022).
Further, I acknowledge and apply Paragon Systems, Inc., 371 NLRB
No. 104 (2022), as Board precedent, although I expressed disagreement
there with the Board's approach and would have adhered to the position
the Board adopted in Danbury Ambulance, 369 NLRB No. 68 (2020).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
18
judge’s failure to find that violation.3 Instead, the com-
plaint alleges that the Respondent violated Section
8(a)(3) and (1) of the Act by discharging Franzen. Ac-
cordingly, there are two questions to be answered: Did
the General Counsel establish that the Respondent’s de-
cision to discharge Franzen was motivated by antiunion
animus and, if so, did the Respondent meet its burden to
establish that it would have discharged Franzen even in
the absence of antiunion animus. It is clear from the rec-
ord evidence in this case that, even if the General Coun-
sel had established the required prima facie case—and as
discussed below, she did not—the Respondent met its
rebuttal burden.
The second fundamental problem with my colleagues’
decision today is that, simply put, it is not supported by
record evidence. Indeed, my colleagues’ theory of the
case relies upon a mélange of unsupported speculation,
baseless assumptions, common-sense defying interpreta-
tions of the record facts, and disregard for the record
facts that do not support their view of the case.4 My col-
leagues’ error is most obvious with regard to the funda-
mental premise upon which their entire theory rests: that
Allen was aware of the manner in which Jesiolowski had
been administering the NTST. The record, however,
does not contain a single piece of evidence that supports
that finding.5 Although I will address the other befud-
dling aspects of my colleagues’ decision below, this sin-
gle fact alone establishes that my colleagues’ finding of a
violation here is clearly erroneous.
FACTS
Given the dangerous nature of the work performed at
the site, ExxonMobil requires the Respondent and its
employees to adhere to ExxonMobil's safety standards
and requirements. These requirements mandate that em-
ployees complete safety training before they begin work-
3
If the General Counsel had alleged this as a violation, I would
dismiss the allegation. The General Counsel failed to establish that the
decision to have Allen administer the test was an adverse action or any
causal connection between antiunion animus and the decision to have
Allen administer the test.
My colleagues’ confusion regarding the actual violation alleged in
the complaint explains why, inexplicably, they state that it is the Re-
spondent’s burden to prove “it would have taken the same action,
which in this case was to have Allen administer the NTST to Franzen
and do so differently than Jesiolowski.” The Respondent had no such
burden in this case. In the event, that the Wright Line analysis shifted
to the Respondent here—and I do not believe that it did—the Respond-
ent’s burden pertained to the discharge decision alone.
4 One cannot help but question whether, if the facts surrounding this
allegation indeed establish a violation of the Act, why such a tortured
and contorted analysis is necessary. One might even question whether
my colleagues’ analysis could be considered “arbitrary and capricious”
under the Act.
5 And my colleagues do not dispute that the General Counsel had
the burden to establish such knowledge.
ing at the site and pass a New to Site Test (NTST) no
later than their 13 day working at the refinery.6 In order
to pass the NTST, ExxonMobil requires employees to
score 100 percent on the test.7 If an employee fails to
pass the NTST within the first 30 days of employment,
ExxonMobil deactivates the employee’s badge and bars
the employee from working at the site. Employees are
given two attempts to pass the NTST; if an employee
fails to pass after two attempts, they cannot retake the
test for 6 months.
On July 15, Franzen began work at the site. Although
Franzen had successfully completed the training required
prior to beginning work at the site, Franzen failed to
complete his NTST within the required 30 days.8 As a
result, when Franzen reported for work on August 16, he
discovered that his badge had been deactivated.9 After
learning of the deactivation of Franzen’s badge, Allen
proactively contacted ExxonMobil’s contractor safety
committee and asked for an extension for Franzen to
complete the NTST. ExxonMobil temporarily reactivated
his badge for two additional days.10
On August 17, Allen approached Franzen and in-
formed him he would be taking the NTST immediately
after lunch; Allen later administered the test to Franzen.11
6 The judge’s decision indicates that employees are required to take
the NTST “after 30 days” onsite. Of course, if that were correct, Fran-
zen’s badge would not have been automatically deactivated after he had
worked on site for 30 days.
7 The fact that ExxonMobil disqualifies any employee who misses a
question on this safety test suggests that ExxonMobil expects employ-
ees working on the site to demonstrate a full understanding of the safety
requirements.
8 As discussed later, even though the record does not contain any
evidence regarding Franzen’s failure to take the test by the deadline, my
colleagues nevertheless suggest that the delay in and of itself supports
finding that the General Counsel met her burden to establish animus.
9 The record does not establish what entity was responsible for de-
activating Franzen’s badge. The record establishes, however, that
Allen was able to obtain a 2-day extension—in other words, temporary
reactivation of the badge—by contacting ExxonMobil.
10 My colleagues note that the judge did not make any specific find-
ings about this 2-day extension, that Franzen testified he told Jesi-
olowski about the deactivation and ExxonMobil reactivated his badge,
and that Franzen’s testimony was generally credited over Allen’s. My
colleagues, however, fail to recognize that Franzen’s and Allen’s testi-
mony on the badge deactivation are not conflicting and do not need to
be specifically credited. Nothing in Franzen’s testimony contradicts
Allen’s testimony that Allen contacted ExxonMobil to obtain an exten-
sion for Franzen to take the NTST. Furthermore, regarding Allen’s
credibility, it is a basic tenet that a witness may be found partially cred-
ible and the fact that a witness is discredited on one point does not
automatically mean he or she must be entirely discredited. Golden
Hours Convalescent Hospitals, 182 NLRB 796, 799 (1970).
11 The judge's decision notes that he credited Franzen's testimony re-
garding the events of what occurred, "as follows." The judge did not,
however, state that his decision to credit Franzen’s testimony over
Allen’s was based on the witnesses' demeanor. In fact, the judge spe-
cifically indicated that, in determining credibility, he would be making
SPIKE ENTERPRISE, INC.
19
The next day, Allen told Franzen that he had gotten three
answers wrong. When Franzen asked to see what an-
swers he got wrong, Allen complied, reviewing the cor-
rect answers with Franzen shortly before he retook the
test. Despite this review, Allen found that Franzen had
again failed to answer certain questions correctly—
including questions they had discussed immediately prior
to Franzen re-taking the test. Rather than failing Franzen
at that point, Allen put question marks by answers that
were missed and gave Franzen another opportunity to
answer those questions before Allen formally graded the
test. Despite this substantial assistance from Allen,
Franzen failed the test for a second time. At that point,
Allen was unsure what would happen next because he
was unaware of any employees who had failed to pass
the NTST.
Later that evening, after reviewing ExxonMobil’s poli-
cies, Allen called Franzen and informed him that Franzen
could not come on site for 6 months. As the judge found,
Franzen, in response, “asked why he was being treated
differently from other people who were tested and re-
ceived helped by [Piotr] Jesiolowski. Allen replied that
he had no control over how other people tested with Jesi-
olowski.”12 After his conversation with Franzen, Allen
called the supervisor at the Respondent’s Citgo location
to see if “he could use an extra hand.” However, Allen
was told that they did not need help at the Citgo location
because work was “slow.” Thereafter, the Respondent
discharged Franzen.
ANALYSIS
Any common-sense interpretation of the facts in this
case establishes that the Respondent discharged Franzen
for nondiscriminatory reasons. After Franzen failed—for
unknown reasons—to pass the NTST within the time
period mandated by ExxonMobil, his badge was deac-
tivated. As a result, he was barred by ExxonMobil from
the site. The Respondent, however, did not decide to
discharge Franzen. To the contrary, Allen proactively
obtained an extension to have his badge reactivated in
some credibility determinations "not based on observations of witness-
es' testimonial demeanor" but rather based on "the weight of the evi-
dence, established or admitted facts, inherent probabilities, and reason-
able inferences drawn from the record as a whole." Given that the
Board only owes deference to demeanor-based credibility determina-
tions, and given that the judge does not explain whether or not he cred-
ited Franzen's testimony of these events based on demeanor, it is not
clear which of the judge’s credibility determinations—if any—are
entitled deference. Nevertheless, because I would not find a violation
even under Franzen's version of events, I find it unnecessary to consider
whether my credibility determinations might differ from those made by
the judge.
12 I note that, although the majority identifies Jesiolowski as a “front-
line supervisor," Jesiolowski was an employee, not a supervisor, under
Sec. 2(11) of the Act.
order to give him the opportunity to pass the NTST and
have his badge reinstated by ExxonMobil. After Franzen
twice failed to pass the NTST—again, a test required by
ExxonMobil rather than the Respondent, in order to con-
tinue working on the site—the Respondent’s hands were
tied. ExxonMobil would not allow Franzen to work on
site until he had passed the NTST, ExxonMobil would
not allow Franzen to retake the test for another 6 months,
and the Respondent’s effort to find Franzen work at a
different site was unsuccessful. The uncontroverted fact
that ExxonMobil had barred Franzen from the site clearly
constitutes a nondiscriminatory basis for Franzen’s dis-
charge.
For the reasons discussed below, the General Counsel
failed to establish that antiunion animus played any role
in Franzen’s discharge. But, given the record facts, I
would find that, even if the General Counsel had estab-
lished a prima facie case that animus was a motivating
factor in Franzen’s discharge, the Respondent clearly met
its burden to establish that it discharged Franzen for le-
gitimate, nondiscriminatory reasons.
I. THE GENERAL COUNSEL FAILED TO ESTABLISH HER
PRIMA FACIE CASE
The record evidence does not support a finding that the
General Counsel established that antiunion animus was a
motivating factor in the decision to discharge Franzen,
and each of the rationales proffered in support of that
finding by my colleagues is easily dismissed.
A. Timing does not support finding that animus was a
motivating factor
Although my colleagues characterize the timing of
Franzen’s discharge as “suspicious,” I think the lawful
reason explaining the timing of Franzen’s discharge
could not be more clear.13 The record establishes that the
timing of Franzen’s discharge was a direct result of Exx-
onMobil’s automatic deactivation of Franzen’s badge on
August 16, which was the 13 day of Franzen’s tenure at
the site, as well as the 2-day extension that Allen person-
ally obtained for Franzen. Those dates arose from Fran-
zen’s dates of employment, not his union activity. Ac-
cordingly, it is clear that the timing of the discharge was
13 My colleagues also repeatedly refer to the timing as “unex-
plained,” noting that they are talking about the “timing for the change”
in the way the NTST had been administered rather than the timing of
Franzen’s discharge. This position ignores the fact that the General
Counsel did not allege that the supposed “change” in the administration
of the NTST violated the Act; she alleged that the Respondent’s deci-
sion to discharge Franzen violated the Act. That is the unfair labor
practice before us.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
20
entirely based upon the date of hire, and therefore does
not support a finding of animus.14
B. Franzen’s failure to take the test by August 16 does
not establish antiunion animus
My colleagues insinuate that Franzen’s failure to take
the NTST by the required date must have been the result
of the Respondent’s antiunion animus. Specifically, my
colleagues write:
[T]he dissent misses the point by asserting that the
General Counsel could not rely on the timing of the
discharge to infer discrimination to meet her initial
burden because the timing of the discharge resulted
from the deactivation of Franzen’s badge on August
16, instead of union animus, even though union animus
has been found to have caused the change in NTST
procedure, which then result in the discharge. The Au-
gust 16 deactivation occurred because Franzen had yet
to pass the test. Franzen’s failure of the test was the re-
sult of discriminatory change in the administration of
the test and the timing of that change in process led di-
rectly to Franzen’s discharge.
Similarly, my colleagues state that the Respondent’s
justification for Allen administering the NTST “does not
14 My colleagues’ refusal to “assume” the timing is coincidental flies
in the face of logic. Franzen began working at the site on July 15 and
was required to take the NTST within 30 days. Completely independ-
ent of Franzen’s hiring, the Union filed its representation petition with-
in the 30-day period for Franzen to take the NTST. Based on his date
of hire, Franzen was required to take the test by August 15, regardless
of whether the Union had filed a petition before that date. There is no
need to assume the timing was coincidental—the record establishes that
it was. And, as the Board has recognized, “mere coincidence is not
sufficient evidence of union animus.” Neptco, Inc., 346 NLRB 18, 20
(2005), quoting Chicago Tribune Co. v. NLRB, 962 F.2d 712, 717-718
(7th Cir. 1992); see also Volvo Group North America, 372 NLRB No.
27, slip op. at 3 (2022) (finding timing was inconclusive evidence of
animus when the employee’s protected conduct occurred just 1 day
before the employee’s misconduct).
In addition, the majority’s reliance on Healthy Minds, Inc., 371
NLRB No. 6 (2021), to find that timing supports the General Counsel’s
prima facie case is unavailing. In that case, the discharge occurred on
the same day as the protected conduct and, further, the protected con-
duct in that case (discussing wages and discrimination with another
employee) is what precipitated the meeting leading to the employee’s
discharge. Here, an intervening event not controlled by the Respondent
(the deadline for Franzen to complete the NTST) set in motion the
events leading to Franzen’s discharge.
Finally, my colleagues err in stating that the Respondent had a duty
to rebut the “suspect timing” in this case. Under Wright Line, there is
no requirement that the Respondent rebut the facts underlying General
Counsel’s prima facie case. Rather, the Respondent need only show
that it would have taken the same action in the absence of the employ-
ees’ concerted protected activity. See, e.g., Roure Bertrand Dupont,
Inc., 271 NLRB 443, 443 (1984) (clarifying that an employer’s burden
is to “persuade by a preponderance of the evidence that the same action
would have taken place even in the absence of the protected conduct”).
explain why the Respondent did not have Franzen take
the NTST within his first [thirty] days of employment
. . . .”
My colleagues err in suggesting that the General
Counsel established animus because Franzen did not take
the NTST within the 30-day period. They concede, as
they must, that there is no evidence in the record that
would support any particular explanation for Franzen
failing to take the test. The majority is wrong to infer
malicious intent from a neutral fact. Nor was the Re-
spondent required to establish the reason for Franzen’s
failure. Not only is it the General Counsel’s burden to
establish animus but, as my colleagues conveniently ig-
nore, the parties did not litigate that issue because the
General Counsel never suggested that any delay in ad-
ministering the NTST to Franzen prior to August 16 was
evidence of animus.
Unfortunately, I cannot stop my colleagues from spec-
ulating that every aspect of the events leading to Fran-
zen’s discharge was part of a sinister plot on the part of
the Respondent,15 but I can voice my concern that it is
not appropriate for the Board to decide cases based on
speculation that is not supported by a shred of evi-
dence.16
C. The Respondent’s decision to have Allen administer
the NTST does not establish antiunion animus
As mentioned previously, my colleagues’ entire theory
of the case turns on one fundamental premise: that Allen
chose to administer the test himself, rather than have
Jesiolowski administer the test, because he knew the ex-
tent to which Jesiolowski had been allowing employees
to cheat on the test and he did not want Franzen to have
Jesiolowski’s assistance in passing the test. The prob-
lem, however, is that there is no evidence in the record to
establish that Allen or any other manager at the Re-
spondent had any knowledge whatsoever of the manner
in which Jesiolowski had been administering the NTST
15 Similarly, my colleagues implicitly suggest that there could be a
nefarious purpose behind “what made Jesiolowski unavailable for the
two days for which the expiration date for Franzen’s badge was extend-
ed.” Again, there is nothing whatsoever in the record about this, and it
is completely inappropriate for my colleagues to base their finding of a
violation of the Act on pure speculation. Indeed, the extent to which
my colleagues resort to their imagination in seeking to establish that the
Respondent acted with antiunion animus here only emphasizes the fact
that the General Counsel failed to proffer sufficient actual record evi-
dence to establish that animus had anything whatsoever to do with
Frazen’s discharge.
16 My colleagues also appear to take the position that it was the Re-
spondent’s burden to explain why Franzen failed to take the NTST in a
timely manner. This is incorrect. The General Counsel has the burden
to establish animus as part of her prima facie case.
SPIKE ENTERPRISE, INC.
21
test.17 Absent record evidence supporting a finding that
Allen was aware of this, my colleagues’ entire theory of
the case falls apart.
My colleagues half-heartedly attempt to take issue
with this critical point, taking the position that there is in
fact record evidence to support a finding that Allen had
this requisite knowledge. However, the evidence upon
which they rely does not establish that Allen knew any-
thing about Jesiolowski’s manner of administering the
NTST. Franzen testified as follows:
I had asked [Allen] why I got treated different than oth-
er people who got tested. Like why I got treated differ-
ent from the way they all got tested with [Jesiolowski],
the [supervisor] that helped take the other test with oth-
er people. And [Allen] had said that he had no control
over how other people tested with [Jesiolowski].
Contrary to the suggestion of my colleagues, this tes-
timony in no way establishes that Allen had any
knowledge of how Jesiolowski administered the NTST.
It only establishes that Allen did not control how others
administered the NTST. My colleagues’ finding to the
contrary rests upon their pure speculation that, had Allen
not known about Jesiolowski’s practices, he would have
expressed surprise. Yet again, this “finding” is not sup-
ported by record evidence but, rather, is an unsupported
assumption on the part of my colleagues.18
In summary, my colleagues’ position that the General
Counsel established that animus was a motivating factor
in Franzen’s discharge is based on three fundamental
factors: timing, the fact that Franzen failed to pass the
test within the 30-day period, and the fact that Allen ad-
17 Indeed, there is no record evidence to establish that Allen, who
was the Project Manager, had any knowledge that Jesiolowski, a first-
line supervisor and statutory employee, had been administering the
NTST to new employees.
18 For that matter, it is clear that my colleagues’ speculation isn’t the
only assumption one could draw from Allen’s statement. I believe it is
just as likely—if not more so—that Allen’s reaction had nothing to do
with being aware of how Jesiolowski had been administering the tests
and everything to do with how one would typically react when some-
one tries to blame their own failure on the fact that others would have
treated them more leniently. For example, imagine how referees or
teachers typically respond when they receive complaints that other
referees or teachers are more lenient. In fact, you can imagine them
using the exact language used by Allen: “I have no control over how
other teachers grade their exams,” or “I have no control over how other
referees issue yellow cards." All this, of course, is beyond the point
because speculation about record evidence is not the same thing as
record evidence.
My colleagues’ erroneously state that, in the above paragraph, I
“chalk[] up Allen’s response to Franzen’s protest as being comparable
to a complaint to a teacher or a referee . . . .” Of course, I am doing no
such thing. I am merely pointing out that my colleagues’ entire case
rests on their subjective interpretation of Allen’s words rather than the
words themselves, which could easily be interpreted differently.
ministered the NTST because he wanted to deprive Fran-
zen of Jesiolowski’s assistance in taking the test.19 How-
ever, the timing of Franzen’s discharge is unquestionably
tied to the deactivation of his badge on August 16, not
antiunion animus. There is no record evidence support-
ing a finding that animus played any role in Franzen fail-
ing to take the NTST before the end of the 30-day period.
Finally, there is no evidence that Allen had any
knowledge whatsoever that Jesiolowski had been provid-
ing any assistance—let alone, a great deal of assistance—
to test takers before Allen administered the test to Fran-
zen. For all these reasons, my colleagues’ finding that
the General Counsel established her prima facie is not
supported by the record. Because the General Counsel
failed to establish her prima facie case, I would dismiss
the complaint allegation.
II. ADDITIONAL ERRORS UNDERMINE MY COLLEAGUES’
DECISION TO FIND THE VIOLATION
Even though it is clear that the General Counsel failed
to establish her prima facie case, I feel a responsibility to
address numerous other positions set forth in my col-
leagues’ decision. To begin, the majority on occasion
mischaracterizes the record, seemingly in an attempt to
bolster their position. For example, they state that by
Jesiolowski administering the test, “the Respondent had
always made sure that employees passed the NTST.” In
fact, Jesiolowski did not testify that it was his intent to
ensure that all employees passed the NTST. To the con-
trary, Jesiolowski testified that he did not, in fact, pro-
vide any answers to employees.20 Similarly, my col-
leagues assert that, as a result of Allen’s decision to ad-
minister the test, “Franzen consequently failed the
NTST.” This, of course, is not established by the record.
19 Other circumstantial evidence cited by my colleagues is hardly
worth noting. The majority discerns animus from the fact that Allen
had never administered the NTST before. But to assume animus based
on that fact is to ignore the record facts establishing that the deactiva-
tion of Franzen’s badge left Allen as well as others scrambling to figure
out how to address the novel situation. To assume that the fact that
Allen administered the test is evidence of animus, as opposed to a re-
flection of the unique facts presented, is not a reasonable reading of the
record. Similarly, my colleagues find animus in the fact that Franzen
was the first employee to fail the NTST at the Channahon site. Howev-
er, as explained repeatedly above, there is no evidence the Respondent
caused Franzen to fail the NTST. Indeed, Allen offered Franzen assis-
tance on the test, and there is no suggestion that the assistance he pro-
vided was inaccurate.
20 Given that the judge expressly credited Jesiolowski’s testimony,
based on his demeanor, it is not clear from the judge’s decision why the
judge found that Jesiolowski had provided the employees with answers.
In fact, the judge seemed to credit the testimony of employee Nikolas
Holland on cross-examination after he had clearly lied about the extent
of Jesiolowski’s assistance on direct examination. As mentioned earli-
er, however, I do not believe it is necessary to revisit the judge’s credi-
bility determinations because it would not affect my findings.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
22
As mentioned above, Allen did not cause Franzen to fail
the test, nor did Jesiolowski testify that, based on Fran-
zen’s performance, he would have passed Franzen. My
colleagues’ assertion is pure speculation, not record evi-
dence. Finally, my colleagues find animus asserting that,
once Franzen told Allen that Jesiolowski had provided
assistance to other test-takers, “Allen could have treated
Franzen the same as his coworkers when they had the
NTST administered to them.” However, Franzen only
raised this objection after he had already twice taken and
failed the NTST. The record establishes that once an em-
ployee failed the NTST twice, they were not permitted to
retake the test for another 6 months.
My colleagues’ theory of the case also entirely disre-
gards the fact that the way in which Allen handled the
deactivation of Franzen’s badge, the administration of
the NTST, and Franzen’s ultimate discharge all weigh
against the majority’s finding that Allen’s decision to
administer the test himself was evidence of antiunion
animus. After all, under my colleagues’ theory, the only
logical reason why Allen would have intentionally ad-
ministered the test himself would be that he wanted
Franzen to fail the test.21 The record evidence, however,
does not reflect that the Respondent’s actions were con-
sistent with such a plan. When the Respondent learned
that ExxonMobil had deactivated Franzen’s badge, cer-
tainly that would have provided the Respondent with a
perfect opportunity to discharge him. Instead, the Re-
spondent sought and obtained a special extension of 2
days in order to allow Franzen to pass the NTST beyond
the required 30-day period. Thereafter, Allen could have
easily administered the test to Franzen without providing
any assistance whatsoever, which surely would have fur-
thered its alleged plan to ensure that Franzen failed the
test. As recounted above, however, that is not what hap-
pened. After Franzen failed the test on his first attempt,
Allen showed him what questions he had gotten wrong
and provided him with the correct answers.22 Shortly
after providing Franzen with these correct answers, Allen
administered the test again. After Franzen had complet-
ed the test, and Franzen continued to have incorrect an-
swers, Allen did not simply fail Franzen. Rather, Allen
marked specific questions with question marks and gave
Franzen the opportunity to change his answers.23 Despite
21 I do not understand my colleagues to be taking the position that
Allen administered the test himself simply because he wanted to make
it harder for Allen to pass. That would make no sense whatsoever.
22 Curiously, the judge does not mention that Allen provided these
correct answers at all, let alone that they were provided mere minutes
before Franzen re-took the test.
23 My colleagues argue that the Respondent’s aim in having Allen
administer the NTST “was to communicate to its employees the nega-
tive repercussions” of union activity and to remove assistance they used
this assistance, certainly beyond what was required and
certainly inconsistent with the alleged goal of having
Franzen fail the test, Franzen failed the test for the sec-
ond time. At that point, pursuant to its policies, Franzen
was barred from employment at the site by ExxonMobil
for a minimum of 6 months.
Again, if the goal had been to get rid of Franzen in re-
taliation for his union activity, the Respondent could
have discharged him at this point. Instead, Allen con-
tacted Citgo Project Manager Eric Wollenzien to see if
Franzen could work at the Citgo site, where, presumably,
he was not barred by ExxonMobil. Wollenzien indicated
that he did not have work for Franzen. Only after ex-
hausting that possibility was Franzen discharged.24
Finally, and this is a minor point, my colleagues take
the position that the Respondent had Allen administer the
test because the Respondent’s “aim—as demonstrated by
its other unlawful conduct—was to communicate to its
employees the negative repercussions of their union ac-
tivity on their working conditions, included that the as-
sistance they used to rely on would no longer be availa-
ble.” To begin, of course, the Board does not automati-
cally infer bad intent in one action based on bad intent in
another action; if that were the case, you could never
have a case where the Board found one 8(a)(3) discrimi-
natory discharge and dismissed another. Next, my col-
leagues’ position assumes that the other employees
would be aware of the fact that Allen, rather than Jesi-
olowki, administered the test. There is no evidence,
however, that any other employees were aware of this
fact before the General Counsel based her argument in
support of the 8(a)(3) discharge violation on this alleged
“change.” Finally, if it were in fact the Respondent’s
“aim” to send a threatening message to its employees
about their terms and conditions of employment, it cer-
tainly seems odd to send that message through the ad-
ministration of the NTST, which presumably all employ-
to rely on. If this was the Respondent’s aim, they surely failed, as the
evidence shows Allen provided significant and substantial assistance to
Franzen during and after the test.
24 I recognize that employers can transfer employees to different
work sites for discriminatory purposes. Here, however, given all the
other evidence suggesting that the Respondent was actually attempting
to keep Allen employed at the site following his failure to take, and
then pass, the NTST, this last effort to keep him employed suggests a
lack of animus toward Franzen.
My colleagues assert that the Respondent did not intend, in good
faith, to seek employment for Franzen off-site at Citgo because "the
Respondent . . . hired two job applicants to fill open positions there
later that same month." Record evidence, not discredited by the judge,
establishes that Allen contacted the Citgo site to see if Franzen could
work at that site, and was informed by Wollenzien that no work was
available at that time. My colleagues are free to speculate whether
Wollenzien’s assessment was correct, but they are not free to satisfy the
General Counsel's evidentiary burden through such speculation.
SPIKE ENTERPRISE, INC.
23
ees onsite had already passed, and there is no evidence
that they would ever have to take again.25
The record evidence clearly establishes that the Gen-
eral Counsel failed to meet her burden of proof under
Wright Line. The record evidence also clearly establish-
es that, even if she had met that burden, she failed to re-
but the Respondent’s evidence establishing that Fran-
zen’s discharge was based on ExxonMobil’s deactivation
of his badge, and subsequent barring of his employment
on site for a minimum of 6 months, as a result of his fail-
ure to pass the NTST during the extension that the Re-
spondent had obtained for him. Accordingly, I would
dismiss this complaint allegation.26
The Respondent did not threaten employees with pay
cuts if the employees voted for the Union.
On August 16, Allen called a meeting of the Respond-
ent’s employees at the ExxonMobil site and showed
them a PowerPoint presentation he had created to explain
why the Respondent opposed union representation.
When employees had questions about individual slides
during the presentation, Allen answered them as they
arose. The meeting lasted about 45 minutes.
The General Counsel concedes that nothing on the
PowerPoint was unlawful. Nonetheless, based on the
credited testimony of two employee witnesses,27 my col-
leagues find that, during the course of the presentation,
Allen made statements that went beyond the language on
25 Of course, if there were other new employees on site, it is con-
ceivable that they would have an interest in the manner in which the
NTST would be administered should they fail to take the test within the
allotted 30-day period. But, if anything, it seems as though the “mes-
sage” being sent by the Respondent was that employees should be sure
to take the test during the required time period to avoid having their
badge deactivated and having to take the test on an emergency basis.
26 My colleagues rephrase the Respondent’s burden as requiring it to
prove “it would have taken the same action, which in this case was to
have Allen administer the NTST to Franzen and do so differently than
Jesiolowski.” However, the complaint does not allege that the Re-
spondent violated the Act by changing its administration of the NTST;
the complaint alleges the Respondent violated the Act by discharging
Franzen. Thus, the Respondent’s burden is to prove it would have dis-
charged Franzen (taken the same action) even in the absence of protect-
ed activity. The majority’s phrasing inherently assumes that Allen’s
administration of the NTST was a negative employment action akin to
discipline or discharge. As I have explained above, Allen’s administra-
tion was both necessary because of the exigent circumstances and also
not a substantial change in working conditions because Allen also
offered significant help to Franzen to pass the NTST. The majority’s
profound disagreement with my analysis reflects their own profound
confusion at the issue before the Board.
27 Three employees, Franzen, Holland, and Schell, testified about
statements made at the meeting that are alleged to be threats of a reduc-
tion of wages. Their accounts were not identical, but the judge found
they were the same in substance. The judge specifically credited Fran-
zen and Schell’s testimony on this point and found that Holland’s tes-
timony indirectly corroborated their testimony.
the slides. Specifically, they find that Allen unlawfully
threatened employees with a pay cut if they went union.
In my view, however, any such statements made by
Allen during the meeting must be considered in the con-
text of the meeting. Allen's presentation was clearly
meant to demonstrate to employees that, in light of fi-
nancial constraints imposed by its contract with Exx-
onMobil, the Respondent would not be able to accom-
modate additional labor costs.28 To that end, Allen pre-
sented the terms of the Respondent’s existing contract
with ExxonMobil, setting forth the limits of the costs that
the Respondent could bill to ExxonMobil, as well as the
union benefits contained in a comparator contract be-
tween the Union and an unidentified employer. Given
that context, I believe that employees would reasonably
understand any statements made by Allen about pay were
explaining the realities of the Respondent’s financial
situation, in light of its contract with ExxonMobil, rather
than a threat to take retaliatory action if the employees
voted to unionize. Cf. High Point Construction Group,
342 NLRB 406, 406–407 (2004) (finding no threat to cut
wages when the employer told employees they would
receive a $2 an hour pay cut if the employer signed the
union’s proffered contract), enfd. sub nom. Mid-Atlantic
Reg'l Council of Carpenters v. NLRB, 135 F. App'x 598
(4th Cir. 2005).29
The majority overstates the egregiousness of the Re-
spondent’s violations in order to justify a panoply of un-
necessary extraordinary remedies.
In considering what remedies to order, my colleagues’
first decision is to reject the narrow cease-and-desist
deemed appropriate and ordered by the judge and, in-
stead, order a broad cease-and-desist order. Then, as
predicted in my dissent in Noah’s Ark, my colleagues use
this broad order as justification for issuing numerous
extraordinary remedies. See Noah’s Ark Processors, LLC
d/b/a WR Reserve, 372 NLRB No. 80 (2023). As ex-
plained above in this dissent, I am not joining my col-
leagues in all the violations they are finding. But even
assuming that I were, I would not agree that the broad
cease-and-desist order and the other extraordinary reme-
28 My colleagues characterize Allen’s comments as “unfounded.”
However, Allen’s statements were informed by the terms of the Re-
spondent’s contract with ExxonMobil and his personal knowledge of
labor costs under that contract.
29 I note that the case cited by my colleagues in support of finding
the violation is clearly distinguishable from the instant case. Southern
Pride Catfish, 331 NLRB 618 (2000) (finding unlawful threat where
respondent’s owner “made express threats that he would reduce all
employees’ compensation to the minimum wage level if the Union
came in” and “threatened to move the plant elsewhere”), enfd. 265 F.3d
1064 (11th Cir. 2001).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
24
dies ordered by colleagues are necessary and appropriate
for the Respondent’s nonextraordinary unlawful actions.
A broad cease-and-desist order is warranted when a re-
spondent is shown to “have a proclivity to violate the Act
or has engaged in such egregious or widespread miscon-
duct as to demonstrate a general disregard for the em-
ployees’ fundamental statutory rights.” Hickmott Foods,
242 NLRB 1357, 1357 (1979). The majority finds that
the Respondent engaged in such “egregious or wide-
spread” misconduct. In so finding, the majority points to
a short time span where the Respondent’s conduct was
directed at “most, if not all” of the Respondent’s em-
ployees.
The record establishes, however, that the Respondent
has not engaged in the sort of “egregious or widespread”
misconduct that the Board has long viewed as demon-
strating “a general disregard for the employees’ funda-
mental statutory rights.” Under the majority’s unfair la-
bor practice findings, the Respondent discharged two
employees and made a few unlawful statements at a cap-
tive audience meeting. This conduct is hardly the sort of
“unmistakable campaign to undermine the Section 7
rights of unit employees” that the Board has found suffi-
cient to warrant a broad order. Cf. Santa Barbara News
Press, 359 NLRB 1110, 1112 (2013), incorporated by
reference 362 NLRB 252 (2015). Indeed, the Board has
substituted a narrow cease-and-desist order in similar
cases. See, e.g., Dawn Trucking Inc., 365 NLRB No. 121
(2017) (substituting a narrow order in a case where the
employer discharged employees for electing the union,
conditioned reinstatement offers on rejecting the union,
and bypassed the union to deal directly with employees).
Nevertheless, the majority orders a broad cease-and-
desist provision, thereby opening the door to the extraor-
dinary remedies that the Board concerningly advised the
General Counsel pursue in dicta in Noah’s Ark Proces-
sors, LLC d/b/a WR Reserve, 372 NLRB No. 80 (2023).30
For the reasons explained below, I believe these addi-
tional remedies are also unwarranted.
The Notice-Signing Remedy. My colleagues order the
Respondent’s owner, president, and CEO, Jeff Hill, to
sign the notice. By requiring Hill’s signature on the no-
tice, the majority compels Hill to authorize the language
in the notice. As I observed in my dissent in Noah’s Ark
Processors, this remedy raises a concerning First
Amendment issue. See id., slip op. at 17. Accordingly, I
dissent to my colleagues’ inclusion of this remedy.
30 In Noah’s Ark, I explained why the fact that my colleagues
deemed it appropriate to provide litigation advice to party—let alone
prosecutorial advice, where the Act intends the Board to act as a neutral
decision-maker—with regard to future cases to be brought before the
Board was troubling, at best. Id., slip op. at 14–16.
The Notice-Mailing Remedy. My colleagues order the
Respondent to mail the remedial notice to its employees.
Here as well, I dissent for the reasons set forth in my
dissent in Noah’s Ark, 372 NLRB No. 80, slip op. at 18.
Notice posting is the standard remedy for advising em-
ployees of their Section 7 rights and of a respondent’s
unlawful conduct. In ordering this remedy, my col-
leagues have once again chosen to provide a remedy
based on unsubstantiated concerns. As far as the record
shows, the Respondent remains in business and employ-
ees will have access to read the posted notice at the Re-
spondent’s facilities. There is no reason to believe em-
ployees are fearful of reading a posted notice. And as
always, there is the chance that former employees may
not see the notice, but this is a reasonable outcome, as
those former employees are no longer at risk of being
interfered with, coerced, or restrained by the Respondent
in their Section 7 rights. My colleagues do not proffer
any valid reasons for including this notice-mailing reme-
dy.
The Notice-Reading Remedy. Based on the violations
committed by the Respondent and their timing, I join my
colleagues in ordering that the notice be read to employ-
ees by a high-ranking management official or by a Board
agent. However, my colleagues would take it one step
further by requiring the Respondent’s owner, president,
and CEO; its supervisors and managers; and its labor
relations consultant to attend the notice reading. My col-
leagues argues that this is necessary to ensure that the
Respondent’s management is aware of what they cannot
do and for employees to see them at the meeting where
they will be publicly scolded. I disagree. The notice-
reading remedy is to inform employees of their rights,
not to rebuke and criticize individual members of man-
agement. The majority’s insistence that these individuals
be present for the notice-reading suggests a punitive mo-
tivation.31
I also would not order the Respondent to distribute
copies of the notice to employees at the meeting. The
majority presumes that distribution of the notice will
facilitate comprehension without explaining why the
notice posting and reading will not suffice. Accordingly,
I disagree with my colleagues ordering of this remedy for
the same reasons expressed in my dissent in Noah’s Ark.
Id., slip op. at 16–17.
The Explanation-of-Rights Remedies. I also dissent
from the majority’s decision to order the Respondent to
31 My colleagues observe that the Respondent did not except to the
judge’s imposition of this remedy. As my colleagues well know, how-
ever, the Board’s discretionary authority under Sec. 10(c) is broad, and
the Board may exercise that authority even in the absence of relevant
exceptions. Indian Hills Care Center, 321 NLRB 144, 144 fn. 3 (1996).
SPIKE ENTERPRISE, INC.
25
post, read, and mail an “explanation of rights.” The Re-
spondent has no history of unfair labor practices, the un-
lawful conduct in this case was neither widespread nor
egregious, and there is no reason to believe that the re-
medial notice is insufficient to inform employees of their
rights. In fact, the case for an explanation of rights here
is even less persuasive than in Noah’s Ark, where the
respondent was a recidivist and had been found in con-
tempt of court for failing to abide by a Section10(j) in-
junction. Id., slip op. at 1. Accordingly, there is no valid
basis to require even the posting of an explanation of
rights in this case, let alone a reading and mailing of that
document as well. See id., slip op. at 18 (Member
Kaplan, dissenting).
Reimbursement for Economic Assistance. The majori-
ty also takes the nearly unprecedented step of awarding
reimbursement to the Union for the economic assistance
it voluntarily provided to employees who participated in
the unfair labor practice strike. In awarding this extraor-
dinary remedy, my colleagues rely on Alwin Manufactur-
ing Co., 326 NLRB 646 (1998), enfd. 192 F.3d 133
(D.C. Cir. 1999).32 In the 25 years since Alwin issued,
the Board has never cited to that case as standing for the
principle that a respondent can be required to reimburse
such economic costs to a union, let alone applied it in
such a manner.33
Moreover, the misconduct at issue in Alwin cannot rea-
sonably be compared to the Respondent’s misconduct
here. Both the majority and dissent in Alwin variously
characterized the respondent’s misconduct as “flagrant,”
“unusually aggravated,” and “egregious,” all of which
are apt descriptions of the respondent’s unlawful conduct
in that case. The Respondent in Alwin violated Section
8(a)(1) by taking action to ascertain whether its employ-
ees had resigned from the Union and by telling employ-
ees that it did not want to recall any more unfair labor
practice strikers “than it had to.” The Respondent violat-
ed Section 8(a)(5), (3), and (1) by refusing to reinstate
unfair labor practice strikers, by not reinstating them to
their former positions although those jobs existed; by
subjecting them to the employment terms of the respond-
ent’s unlawfully implemented final contract offer; and by
variously disciplining them in enforcement of Respond-
ent’s unlawfully implemented production standards. The
Respondent also violated Section 8(a)(5) by unilaterally
32 In Alwin, the respondent did not except to the judge’s reimburse-
ment order. 326 NLRB at 646. In enforcing the Board’s order, the D.C.
Circuit expressly relied on that fact in concluding that it lacked jurisdic-
tion under Sec. 10(e) to consider the respondent’s objections to the
Board’s remedies. 192 F.3d at 143–144.
33 Although for the past 25 years, given that Alwin had fallen into
obscurity, there had not been any reason to revisit that case, I would be
open to reconsidering it in a future appropriate case.
implementing its final contract proposal when no valid
impasse had been reached in negotiations because the
Respondent had not remedied prior unlawful unilateral
changes.
In further justifying the remedies, the Board in Alwin
observed that, in enforcing the Board order in a prior
case involving the same Respondent, “the Seventh Cir-
cuit stated that, considering Alwin’s record, the case was
one where there was a reasonable expectation ‘that the
wrong will be repeated.’ . . . . [and] characterized the
[r]espondent’s attitude as ‘obstreperous’ and its appeal
as ‘frivolous.’” Id. at 647 (internal citations omitted)
(emphases added). To state the obvious, the unlawful
conduct at issue in Arwin is as comparable to the mis-
conduct found by colleagues in this case as a great white
shark is comparable to a minnow. By finding Alwin ap-
plicable here, my colleagues strongly suggest that this
most extraordinary of remedies, only ordered once be-
fore, will heretofore constitute a routine remedy for any
expenses incurred as a result of an unfair labor practice
strike.
Finally, I reject my colleagues’ finding that the reim-
bursement was a “direct and a foreseeable pecuniary
harm that the Union suffered as a result of the Respond-
ent’s unlawful conduct.” “After all,” my colleagues con-
tend, “if the Respondent had not unlawfully terminated
Rossey, there would not have been an unfair labor prac-
tice strike, and the Union would not have suffered the
economic harm for which it is now seeking reimburse-
ment.” Critically, however, my colleagues leave out of
their tidy chain of causation the fact that the Union vol-
untarily decided to make such payments to its members
participating in the strike. Nothing compelled the Union
to do so. The Union’s discretionary choice to make these
payments broke any “direct” connection between the
Respondent’s unfair labor practices and the economic
costs it incurred.34 Nor could the Respondent have rea-
sonably “foreseen” that the Union would voluntarily in-
cur such costs.35
III. THE RESPONDENT’S CONDUCT DOES NOT WARRANT
THE ISSUANCE OF A GISSEL BARGAINING ORDER.
Despite ordering a litany of new remedies to address
the Respondent’s unlawful conduct, the majority also
34 I note that the Union presumably made these payments to further
its own interests, such as by encouraging employees not to cross the
picket line to return to work.
35 I agree with my colleagues that the additional remedies sought by
the General Counsel—namely, training the Respondent’s employees
and managers on the rights afforded by the Act, requiring the Respond-
ent to issue a letter of apology, Board agent access, Union access, al-
lowing the Union to choose qualified applicants should Rossey and
Franzen be unable to return to work—are unnecessary here.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
26
affirms the judge’s finding that the Respondent’s unfair
labor practices warrant issuance of a remedial bargaining
order under NLRB v. Gissel Packing Co., 395 U.S. 575
(1969). “In determining the propriety of a remedial bar-
gaining order, the Board examines the seriousness of the
violations and the pervasive nature of the conduct, con-
sidering such factors as the number of employees directly
affected by the violations, the size of the unit, the extent
of dissemination among employees, and the identity and
position of the individuals committing the unfair labor
practices.” Garvey Marine, Inc., 328 NLRB 991, 993
(1999), enfd. 245 F.3d 819 (D.C. Cir. 2001). The Board
has long held that because a Gissel bargaining order is an
extraordinary remedy, the Board prefers to provide tradi-
tional remedies for unfair labor practices and to hold an
election so that employees can decide for themselves
whether they want to be represented by a union. Aqua
Cool, 332 NLRB 95, 97 (2000). Accordingly, in deter-
mining whether a bargaining order is appropriate, a con-
sideration of the effect of the order on employee choice
is critical.
In this case, I would find that the Respondent’s unlaw-
ful conduct can be adequately redressed by the traditional
remedies and that, therefore, the extraordinary remedy of
a bargaining order, which eliminates employees’ ability
to determine for themselves whether to be represented, is
not necessary. My colleagues and I find that on August
12, the Respondent discharged Robert Rossey. On Au-
gust 16, Allen unlawfully told a group of employees that
if they walked off the job because of Rossey’s firing, and
if that walkout was not an unfair labor practice strike, he
would not have to take them back. On August 17, Allen
held a meeting with one employee, Selby, and made sev-
eral statements that violated Section 8(a)(1). My col-
leagues also find that the Respondent additionally violat-
ed the Act by discharging Franzen on August 18 after he
failed the NTST for the second time and, in the process
of explaining the financial realities of the Respondent’s
contract with ExxonMobil at the August 16 meeting,
threatened employees that they would receive a pay cut if
they voted for the Union.
First, although the majority categorizes the Respond-
ent’s conduct as “extensive,” the majority of unfair labor
practices found consisted of two discharges and several
statements made by Allen to an employee at a one-on-
one meeting. Furthermore, the illegal activity subsided
well in advance of the election. See United Supermar-
kets, Inc., 261 NLRB 1291, 1292–1293 (1982) (bargain-
ing order not warranted when the unlawful conduct oc-
curred more than 2 months before the election).
Second, I agree that the discharge of Rossey, an open
union supporter, is a “hallmark” violation. However, the
Board must still examine the violations and nature of the
conduct in each case to determine whether a bargaining
order is warranted; a hallmark violation does not auto-
matically result in a bargaining order. See, e.g., Pyramid
Management Group, Inc., 318 NLRB 607, 609 (1995),
enfd. mem. 101 F.3d 681 (2d Cir. 1996) (finding the un-
lawful discharge of two union supporters, in the absence
of other hallmark violations, insufficient to support bar-
gaining order in a 69-employee unit); Phillips Industries,
295 NLRB 717, 718 (1989) (finding the unlawful dis-
charge of two primary in-house union supporters, in the
absence of other hallmark violations, insufficient to war-
rant a bargaining order in a 90-employee unit). Based on
this precedent, the discharge of two union supporters in a
unit of 23 employees is not sufficient to automatically
warrant a bargaining order on its own; we must look at
the other violations as well.36
Turning to those other violations, I disagree with my
colleagues that the violations here were consistent with
the type of serious or pervasive violations that the Board
has found warrant a bargaining order. In particular, the
General Counsel has not shown that the Respondent’s
unlawful conduct has created an atmosphere in which a
free and fair election cannot be held. Compare Desert
Aggregates, 340 NLRB 289, 293–294 (2003) (finding
unlawful solicitations, promises to remedy employee
grievances, and laying off two leading union supporters
was not enough to warrant a bargaining order, even in a
small unit of 11 employees), with Evergreen America
Corp., 348 NLRB 178, 180–181 (2006) (finding a bar-
gaining order necessary because of numerous, serious,
and extensive violations, including three sets of hallmark
violations, a “torrent” of 8(a)(1) violations occurring
over 3 months, and additional 8(a)(3) violations, where
each of the violations directly affected all or a significant
portion of the bargaining unit). Finally, it is notable that,
in response to the Respondent’s unlawful discharge of
Rossey, several employees engaged in an unfair labor
practice strike. This is evidence, rather than undermining
employee support for the Union, the conduct of the Re-
spondent bolstered the Union’s strength. See PBA Inc.,
270 NRLB 998, 999–1000 (1984) (finding that employee
participation in a strike after the employer threatened
employees with plant closure “weakens any contention
that the [employer’s] unlawful conduct had a reasonable
tendency to undermine the Union’s strength”).
As a result, I would find that because the discharges
and threats did not impact a significant portion of the
36 Although my colleagues misstate my reasons for citing to these
cases, it seems we are all in agreement—the presence of a hallmark
violation does not automatically warrant the issuance of a bargaining
order.
SPIKE ENTERPRISE, INC.
27
bargaining unit, the Respondent’s unlawful conduct, alt-
hough committed by a high-ranking official, can be ade-
quately redressed by the Board’s traditional remedies.
See Desert Toyota, 346 NLRB 118, 121–122 (2005).
Although, in my view, the circumstances here do not
warrant a Gissel bargaining order,37 I would find that the
unfair labor practices constituted objectionable conduct
during the critical period such that a rerun election is
required.
For all of the foregoing reasons, I respectfully dissent
in part and concur in part.
Dated, Washington, D.C. April 10, 2024
______________________________________
Marvin E. Kaplan, Member
NATIONAL LABOR RELATIONS BOARD
APPENDIX A
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
37 My colleagues assert that they did not “consider whether a bar-
gaining order was warranted” under Cemex Construction Materials
Pacific, LLC, 372 NLRB No. 130 (2023). The very existence of my
colleagues’ footnote, however, indicates that they did consider the
remedy and decided not to order it. Indeed, if they had not considered
the remedy, there would be no reason to raise Cemex at all in this case;
there is no 8(a)(5) allegation or argument in support thereof, and no
party has requested that the Board apply Cemex to this case. Despite
their assertion to the contrary, it is clear that my colleagues sua sponte
considered whether to order a Cemex bargaining order remedy here, as
they were entitled to do consistent with the longstanding principle that
“the Board has broad discretion under Section 10(c) of the Act to fash-
ion appropriate remedies and may exercise its discretion to do so even
in the absence of exceptions.” Mondolez Global LLC, 369 NLRB No.
46, slip op. at 5 (2020) (citing Indian Hills Care Center, 321 NLRB
144, 144 fn.3 (1996)).
For the reasons outlined in my dissent in Cemex, I continue to be-
lieve that case should be overturned because it is inconsistent with the
language and policies underlying the Act.
Choose not to engage in any of these protected
activities.
WE WILL NOT discharge or otherwise discriminate
against you for supporting the International Union of
Operating Engineers, Local 150, AFL–CIO (the Union)
or any other labor organization.
WE WILL NOT create the impression that we are en-
gaged in surveillance of your union or other protected
concerted activities.
WE WILL NOT threaten you with loss of pay if you se-
lect the Union as your bargaining representative.
WE WILL NOT threaten you with termination if you en-
gage in protected concerted activities, including partici-
pating in an economic strike.
WE WILL NOT threaten you with stricter enforcement of
our work rules if you select the Union as your bargaining
representative.
WE WILL NOT threaten you that selecting the Union as
your bargaining representative would be futile.
WE WILL NOT tell you that we are working on a peti-
tion that would make a union election unnecessary.
WE WILL NOT in any other manner interfere with, re-
strain, or coerce you in the exercise of the rights listed
above.
WE WILL, on request, bargain with the Union as the
exclusive collective-bargaining representative of our
employees in the following appropriate unit concerning
terms and conditions of employment and, if an under-
standing is reached, embody it in a signed agreement:
All full-time and regular part-time operators, techs and
laborers employed by us at the following locations:
Citgo Petroleum located at 135 & New Avenue in
Lemont, Illinois 60439; Exxon-Mobil, Arsenal Rd & I-
55, Channahon, Illinois 60410; and Citgo Petroleum
12815 South Homan, Blue Island, Illinois 60406; ex-
cluding all salaried managers, temporary employees,
other contracted employees, office clerical employees,
confidential
employees,
professional
employees,
guards and supervisors as defined in the Act.
WE WILL, within 14 days from the date of the Board’s
Order, offer Robert Rossey and Cody Franzen full rein-
statement to their former jobs or, if those jobs no longer
exist, to substantially equivalent positions, without prej-
udice to their seniority or any other rights or privileges
previously enjoyed.
WE WILL make Rossey and Franzen whole for any loss
of earnings and other benefits resulting from their dis-
charges, less any net interim earnings, plus interest, and
WE WILL also make them whole for any other direct or
foreseeable pecuniary harms suffered as a result of the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
28
unlawful discharges, including reasonable search-for
work and interim employment expenses, plus interest.
WE WILL compensate Rossey and Franzen for the ad-
verse tax consequences, if any, of receiving lump-sum
backpay awards, and WE WILL file with the Regional Di-
rector for Region 13, within 21 days of the date the
amount of backpay is fixed, either by agreement or
Board order, a report allocating the backpay awards to
the appropriate calendar years for each employee.
WE WILL file with the Regional Director for Region
13, within 21 days of the date the amount of backpay is
fixed either by agreement or Board order, or such addi-
tional time as the Regional Director may allow for good
cause shown, a copy of Rossey’s and Franzen’s corre-
sponding W-2 forms reflecting their backpay award.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful discharges of Rossey and Franzen, and WE WILL ,
within 3 days thereafter, notify them in writing that this
has been done and that the discharges will not be used
against them in any way.
WE WILL reimburse the Union for its costs and expens-
es incurred in connection with the unfair labor practice
strike which began on August 20, 2021, including any
picketing costs, strike benefits, and other assistance paid
by the Union to our striking employees during the strike
and after the unconditional offer to return to work, until
we offer our striking employees full and proper rein-
statement.
WE WILL, from the date of the strike, reinstate on re-
quest all striking employees to their former jobs or, if
those positions no longer exist, to substantially equiva-
lent positions, without prejudice to their seniority or oth-
er rights and privileges previously enjoyed, discharging,
if necessary, any replacements hired after the start of the
strike, and make the employees whole, with interest, for
any loss of earnings or other benefits resulting from any
failure to reinstate them on unconditional request. WE
WILL maintain proofs of mailing as required by the
Board.
WE WILL post this notice and an Explanation of Rights
at our Lemont, Channahon, and Blue Island, Illinois fa-
cilities for 60 consecutive days. In addition, WE WILL
post this notice and the Explanation of Rights on our
intranet and any other electronic message area, including
email, where we generally communicate with you.
WE WILL, within 14 days from the date of the Board’s
order, mail a copy of this notice and the Explanation of
Rights to the last known home addresses of all current
and former employees employed by us at any time since
August 12, 2021.
WE WILL hold meetings during working time and have
this notice and the Board’s Explanation of Rights read to
you and your fellow workers by a management official in
the presence of a Board Agent, owner, president, and
CEO Jeff Hill, our supervisors and managers, and, if the
Union so desires, a union representative, or, at our op-
tion, by a Board agent in the presence of Hill, our super-
visors and managers, and, if the Union so desires, a un-
ion representative. A copy of this notice and the Expla-
nation of Rights will be distributed by a Board agent dur-
ing these meetings to each bargaining unit employee,
supervisor, and manager in attendance before this notice
is read aloud.
SPIKE ENTERPRISE, INC.
The
Board’s
decision
can
be
found
at
http://www.nlrb.gov/case/14-CA-281652 or by using the
QR code below. Alternatively, you can obtain a copy of
the decision from the Executive Secretary, National La-
bor Relations Board, 1015 Half Street, S.E., Washington,
D.C. 20570, or by calling (202) 273–1940.
APPENDIX B
Explanation of Rights
POSTED, READ, AND MAILED BY ORDER OF
THE NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
Employees covered by the National Labor Relations Act
have the right to join together to improve their wages and
working conditions, including by organizing a union and
bargaining collectively with their employer, and also the
right to choose not to do so. This Explanation of Rights
contains important information about your rights under this
Federal law.
The National Labor Relations Board has ordered Spike En-
terprise, Inc. to provide you with the Explanation of Rights
to describe your rights and provide examples of illegal be-
havior.
Under the National Labor Relations Act, you have the
right to:
Organize and show support for a union and, if it
becomes your representative, have it negotiate
SPIKE ENTERPRISE, INC.
29
with your employer concerning your wages,
hours, and working conditions.
Support your union in negotiations.
Discuss your wages, benefits, other terms and
conditions of employment, and negotiations be-
tween the union and your employer with your
coworkers or your union.
Take action with one or more coworkers to im-
prove your working conditions.
Strike and picket, depending on the purpose or
means used.
Choose not to do any of these activities.
It is illegal for your employer to take any adverse action
against you because you formed, joined, assisted, or sup-
ported the Union or any other labor organization, expressed
support for unions in general, or took action with one or
more coworkers to improve your working conditions, or to
discourage you from doing so.
Prohibited adverse actions include
Discharge.
Discipline.
Reducing your pay.
Requiring you to more strictly follow work
rules.
It is also illegal for your employer to
Discharge or otherwise discriminate against you
for supporting a union.
Give you the impression that your union activi-
ties are under surveillance.
Threaten you with loss of pay for supporting a
union.
Threaten you with termination for participating
in an economic strike.
Announce that it would more strictly enforce
work rules because of your organizing drive.
Threaten you that selecting a union as your bar-
gaining representative would be futile.
Tell you that it is working on a petition that
would make a union election unnecessary.
Make unilateral changes in your terms and con-
ditions of employment by implementing a col-
lective-bargaining proposal without first bar-
gaining with the Union to an overall good-faith
impasse for a successor collective-bargaining
agreement.
There are rules that govern your employer’s conduct
during collective bargaining with your union:
Your employer must meet with your union at
reasonable times to bargain in good faith about
wages, hours, vacation time, insurance, safety
practices, and other mandatory subjects.
Your employer must participate actively in the
negotiations with a sincere intent to reach an
agreement.
Your employer must not change existing work-
ing terms and conditions while bargaining is
ongoing.
Your employer must honor any collective-
bargaining agreement that it reaches with your
union.
Your employer cannot retaliate against you if
you participate or assist your union in collective
bargaining.
Illegal conduct will not be permitted. The National Labor
Relations Board enforces the Act by prosecuting violations.
If you believe your rights or the rights of others have been
violated, you should contact the NLRB promptly to protect
your rights, generally within 6 months of the unlawful activ-
ity. You may ask about a possible violation without your
employer or anyone else being informed that you have done
so. The NLRB will conduct an investigation of possible
violations if a charge is filed. Charges may be filed by any
person and need not be filed by the employee directly af-
fected by the violation.
You can contact the NLRB’s regional office, located at:
219 South Dearborn St. – Suite 808, Chicago, IL 60604.
The
Board’s
decision
can
be
found
at
http://www.nlrb.gov/case/14-CA-281652 or by using the
QR code below. Alternatively, you can obtain a copy of
the decision from the Executive Secretary, National La-
bor Relations Board, 1015 Half Street, S.E., Washington,
D.C. 20570, or by calling (202) 273–1940.
Kevin M. McCormick, for the General Counsel.
Gregory H. Andrews, Sarah J. Gasperini, and Elliot R. Slowi-
czek, for the Respondent.
Melinda S. Burleson and Emil P. Totonchi, Esqs., for the
Charging Party.
DECISION
STATEMENT OF THE CASE
IRA SANDRON, Administrative Law Judge. Procedurally, the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
30
case arises from (1) a first amended complaint issued on De-
cember 16, 2021 (the complaint),1 based on charges that the
Charging Party (the Union or Local 150) first filed against the
Respondent (the Company or Spike) on August 19 in Region
14, and the later charges it filed in Region 13; and (2) a De-
cember 20 order consolidating challenges and the Union’s ob-
jections to the mail-ballot election conducted in November.
The issues before me have arisen from the petition that the
Union filed on August 11 to represent Spike’s employees at its
three Illinois locations, including ExxonMobil, Channahon
(ExxonMobil), the situs of all alleged unfair labor practices;2
and the unfair labor practice strike that the Union called on
August 20.
Pursuant to notice, I conducted a Zoom trial from January
31–February 3 and February 15–18, 2022, during which I af-
forded the parties a full opportunity to be heard, to examine and
cross-examine witnesses, and to introduce evidence.
Alleged Unfair Labor Practices at ExxonMobil3
(1) Did the Respondent on August 12 discharge Robert Ros-
sey (Rossey) in violation of Section 8(a)(3) and (1) of the Act?
(UO 18)
(2) Did the Respondent on August 18 discharge Cody Fran-
zen (Franzen) in violation of Section 8(a)(3) and (1)? (UO 25)
(3) Did Project Manager David Allen (Allen) commit the
following violations of Section 8(a)(1):
a. On August 16, in a group meeting,
(1) Threatened employees with a reduction in wages if they
chose the Union as their bargaining representative? (UO 20)
(2) Threatened employees with discharge if they went out on
an economic strike? (UO 22)
b. On about August 16, told Nikolas Holland (Holland) to
remove a Local 150 sticker from his truck, thereby creating an
impression that the Respondent was surveilling employees’
union activities? (UO 21)
c. On August 17, in an individual meeting with Steve Selby
(Selby),
(1) Threatened a reduction in wages if employees chose the
Union as their bargaining representative?
(2) Told Selby that he knew who signed authorization cards,
thereby creating an impression that the Respondent was surveil-
ling employees’ union activities? (UO 21)
(3) Threatened employees would be discharged if they went
out on an economic strike? (UO 22)
(4) Announced a stricter enforcement of rules because of the
union organizing drive? (UO 23)
(5) Stated that he would never sign a contract with the Un-
ion, thereby saying that it would be futile for employees to
select the Union as their bargaining representative? (UO 24)
(4) Did Labor Consultant Amed Santana (Santana) commit
the following violations of Section 8(a)(1):
a. In about late August, told employees in a group meeting
that the Company was working on a petition that would make a
1 All dates hereinafter occurred in 2021 unless otherwise indicated.
2 The other two locations are Citgo Petroleum, Lemont (Citgo); and
Valero Terminal, Blue Island (Blue Island).
3 I will indicate where a Union objection (UO) parallels the unfair
labor practice allegation.
union election unnecessary? (UO 26)
b. At that same meeting, gave employees the impression
that they were required to sign a petition denouncing their sup-
port for the Union?
CHALLENGES AND OBJECTIONS
The tally of ballots issued on November 23 was five votes
for the Union, eight against, and eight challenged ballots, out of
about 23 eligible voters. (GC Exh. 9.)
CHALLENGES
The Union challenged the ballots of the following individu-
als as alleged supervisors, all of whom Acting Regional Direc-
tor Paul Hitterman (the Regional Director) found to be eligible
employees in his 27-page Decision and Direction of Election
(DDE) of October 8 (GC Exh. 10):
(1) Piotr Jesiolowski (Jesiolowski)—ExxonMobil
(2) Quinn Johnson (Johnson)—ExxonMobil
(3) Jeff Lundberg (Lundberg)—Citgo
(4) Robert Weathersby (Weathersby)—Blue Island
(4) Chris Woodward (Woodward)—Blue Island
The underlying representation case hearing was held on Sep-
tember 9, 10, and 13, resulting in a 699-page transcript.4
The Union was afforded a full opportunity to present evi-
dence in the representation case in support of its position that
the above individuals were supervisors. However, after review-
ing the evidence and analyzing the applicable law, the Regional
Director rejected the Union’s assertions in a comprehensive and
well-reasoned decision.
It is long settled that a party in an unfair labor practice pro-
ceeding may not relitigate issues which were or could have
been raised in a related representation case in the absence of
newly discovered or previously unavailable evidence. Krieger-
Ragsdale Co., 159 NLRB 490, 494 (1966), enfd. 379 F.2d 517
(7th Cir. 1967), cert. denied 389 U.S. 1041 (1968), citing Pitts-
burgh Plate Glass Co., 313 U.S. 146, 162 (1941) (“[I]t was up
to [the company or the union] to indicate in some way the evi-
dence they wished to offer was more than cumulative. Nothing
more appearing, a single trial of the issue was enough.”). See
also D & M Co., 181 NLRB 173, 174 (1970). In other words, a
party is not entitled to the proverbial two bites at the apple.
At the hearing, the Respondent objected to relitigating the
supervisory status of the named individuals, and the General
Counsel adhered to the Regional Director’s findings. In
agreement with the Respondent, I limited the Union to ques-
tioning witnesses only on new evidence that was unavailable at
the representation case hearing and therefore not addressed in
the DDE.
At trial, the Union agreed with the Region’s finding that
Lundberg is a unit employee. (Tr. 560.) However, the Re-
spondent on the last day of hearing introduced a Citgo gate log
of October 18 (R. Exh. 158), in which Lundberg has the title
“site supervisor.” The Union’s brief (at 52) points this out.
Nevertheless, as the Respondent’s counsel stated at trial, title
alone is insufficient to establish supervisory authority. See
4 The parties stipulated to the admission of the underlying represen-
tation case hearing transcript as Jt. Exh. 1.
SPIKE ENTERPRISE, INC.
31
Veolia Transportation Services, Inc., 363 NLRB 902, 912
(2016); Heritage Hall, E.P.I Corp., 333 NLRB 458, 458–459
(2001). Moreover, the General Counsel continues to consider
Lundberg an employee (see, e.g., GC Br. at 10 fn. 3). Accord-
ingly, I see no reason to overturn the Region’s determination of
his employee status.
Finally, although several employees testified that they
viewed Jesiolowski and Quinn as supervisors., subjective per-
ceptions of employees are considered secondary indicia of su-
pervisory authority that cannot support a finding of supervisory
status in the absence of any of the statutory indicia. See Sam’s
Club, 349 NLRB 1007, 1014 (2007); J. C. Corp., 314 NLRB
157, 159 (1994).
I therefore overrule the Union’s challenges to the ballots of
the above individuals and will order that they be opened and
counted.
In the DDE (at 23), the Regional Director rejected the Un-
ion’s position that Jordan Darnell was a temporary employee
ineligible to vote. During the tally of ballots on November 23,
the union challenged his ballot. However, this was not includ-
ed as one of the Union’s objections, and the Union presented no
evidence at trial regarding his status. I will therefore order that
his ballot be opened and counted.
The Company challenged the ballots of Rossey and Franzen
as terminated employees. If they are found to have been
wrongfully discharged, the challenges to their ballots will be
overruled. See David Saxe Productions, LLC, 370 NLRB No.
103. slip op. at 6 (2021); F.L Smithe Machine Co., 305 NLRB
1082, 1082 (1992), enfd. 995 F.2d 218 (3d Cir. 1993).
UNION’S OBJECTIONS
I indicated above the objections that are also alleged by the
General Counsel to have constituted unfair labor practices. The
following objections are not complaint allegations:
15. Holland placed his mail ballot in the U.S. Mail, but it was
not received or counted by the NLRB at the vote count on
November 23 (the deadline for receipt was November 22).
16. Employee Cody O’Neal (O’Neal) placed his mail ballot
in the U.S. Mail on approximately November 9 or 10, in Crest
Hill, Illinois, but it was not received or counted by the NLRB
at the vote count on November 23.
28. On or about October 9, Owner Jeff Hill (Hill) informed
employees working at Spike’s Citgo facility that he had con-
vinced the NLRB that individuals who the Union had asserted
were supervisors were eligible to vote, including Lundberg,
Jesiolowski, Johnson, Weathersby, and Woodward, creating
the impression of management involvement in the election.
The following objections relate to conduct by persons who
have been found to be employees and not Section 2(11) super-
visors as alleged by the Union:
17. On August 12, Jesiolowski interrogated employees about
Local 150 stickers on lockers, and asked if they were “suck-
ing the same dick.”
19. Beginning around August 12, Jesiolowski and Johnson
began trading taking lunch in the breakroom and smoke shack
so they could overhear employees’ conversation, when previ-
ously Jesiolowski normally napped in the breakroom and
Johnson took his lunch in his truck, creating an impression of
surveillance.
27. On September 3, Lundberg forwarded a petition for “de-
certification” to counsel for Local 150 and the NLRB, signed
by five individuals who are 2(11) supervisors, and for which
signatures were solicited by Supervisor Jesiolowski, creating
the impression of management involvement and surveillance
in the election.
Because Jesiolowski, Lundberg, and Quinn were employees
and not Section 2(11) supervisors, their conduct was not imput-
able to the Respondent. Accordingly, these objections are over-
ruled without the need to discuss testimony thereon.
WITNESSES AND CREDIBILITY
The General Counsel called:
(1) Rossey and Franzen.
(2) Ray Sundine (Sundine) – Local 150 director of organizing.
(3) Striking employees Holland, O’Neal, Selby, and David
Schell (Schell).
(4) Nonstriking employees Lundberg and Raymond DeZee
(DeZee).
The Respondent’s witnesses were:
(1) Hill – Spike’s owner, president, and CEO.
(2) Lee-Ann Hill (Ms. Hill)—Spike’s vice president.
(3) Allen.
(4) Project Manager Eric Wollenzien (Wollenzien), Citgo.
(5) Shelby Bitner (Bitner) – administrative assistant, ExxonMo-
bil.
(6) Nonstriking employees Jesiolowski, Roy Garner (Garner),
Wesley Martz (Martz), Jeffrey Mathis (Mathis), Daniel Matis
(Matis), and Shayne Schwartz (Schwartz).
I will address credibility by section, applying the following
well-established judicial precepts. Firstly, a witness may be
found partially credible because the mere fact that the witness
is discredited on one point does not automatically mean he or
she must be entirely discredited. Golden Hours Convalescent
Hospitals, 182 NLRB 796, 799 (1970). Rather, a witness’ tes-
timony is appropriately weighed with the evidence as a whole
and evaluated for plausibility. Id. at 798–799; see also MEMC
Electronic Materials, Inc., 342 NLRB 1172, 1183 fn. 13
(2004); Excel Containers, Inc., 325 NLRB 17, 17 fn. 1 (1997).
Secondly, when credibility resolution is not based on obser-
vations of witnesses’ testimonial demeanor, the choice between
conflicting testimonies rests on the weight of the evidence,
established or admitted facts, inherent probabilities, and rea-
sonable inferences drawn from the record as a whole. Taylor
Motors, Inc., 366 NLRB No. 69, slip op. at 1 fn. 3 (2018); Lig-
notock Corp., 298 NLRB 209, 209 fn. 1 (1990).
DeZee was the only employee witness of the General Coun-
sel who is still working for the Respondent, other than
Lundberg, who by all accounts circulated a decertification peti-
tion. DeZee was credible, making no apparent efforts to exag-
gerate or slant his testimony against the Company. The Re-
spondent’s counsel asked him no questions, either after he testi-
fied in the General Counsel’s case in chief or as a rebuttal wit-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
32
ness.
In assessing DeZee’s credibility, I also take into account that
‘“the testimony of current employees which contradicts state-
ments of their supervisors is likely to be particularly reliable
because these witnesses are testifying adversely to their pecuni-
ary interest.’” PPG Aerospace Industries, 355 NLRB 103, 104
(2010), quoting Flexsteel Industries, 316 NLRB 745, 745
(1995), enfd. mem. 83 F.3d 419 (5th Cir. 1996).
The General Counsel (GC Br. at 10 fn. 3) contends that this
precept should also apply to his witnesses out on strike, as well
as to Lundberg. However, I find it appropriate to limit its scope
to DeZee. Striking employees have a financial stake in the
proceeding and stand to gain if the General Counsel prevails,
and Lundberg, as the initiator of a decertification petition, pre-
sumably has interests antithetical to those of the Union and
favorable to the Company.
FACTS
Based on the entire record, including testimony and my ob-
servations of witness demeanor, documents, stipulations, and
the thoughtful posttrial briefs that all parties filed, I find the
following.
Board jurisdiction as alleged in the complaint is admitted,
and I so find. At all material times, the Respondent has been a
corporation with an office and place of business in Oklahoma
City, Oklahoma, engaged in the business of tank cleaning at the
three Illinois locations named earlier.
Allen is Spike’s project manager at ExxonMobil, and Wol-
lenzien is the Company’s project manager at Citgo. They re-
port to owner, president, and CEO Hill. Ms. Hill, his spouse, is
the vice president. She does all the office management and
billing. At ExxonMobil, Spike has two connected trailers: an
office trailer where Allen and Shelby have offices, and a break-
room trailer where employees have their lockers and keep their
personal protective equipment (PPE), and take lunch.
UNION ORGANIZING
It is undisputed, and I find, that Holland first contacted Sun-
dine of Local 150 in around the late summer or fall of 2020 and
started handing out and collecting authorization cards in June.
See GC Exh. 2, which contains 14 signatures. Meetings with
employees were held starting in approximately April, at a res-
taurant or a bar in Channahon. The frequency of meetings and
the number of employees in attendance increased in time, with
seven to nine employees attending shortly before the petition
was filed on August 11. Not always the same employees at-
tended. In June or July, Sundine also gave employees group
tours of the Union’s training facility so that they could learn of
the training benefits that the Union offered.
On August 11, the Union filed a petition in Case 13–RC–
281169, seeking to represent a unit of all full-time and regular
part-time operators, techs, and laborers employed at the Re-
spondent’s three Illinois locations.
General Counsel’s Exhibit 6 reflects the following. At 3:27
p.m. that day, the Union emailed Allen a copy of the petition
and accidentally included as an attachment copies of the 14
authorization cards. At 8:04 p.m. on August 12, Allen re-
sponded that he was unable to accept or reply to any legal doc-
uments. At 10:52 a.m. on August 13, the Union emailed a copy
of the petition and authorization cards to the Hills, who in turn
forwarded them to counsel.
As to the above, I do not believe the statement in counsel’s
response to the Union (GC Exh. 6 at 1) that Allen did not re-
view the email to him until nearly 24 hours later. I find it whol-
ly implausible that Allen would not have immediately opened
it, or at the very least done so within a very short time of its
receipt, and then immediately forwarded the petition and au-
thorization cards to the Hills.
Furthermore, the claim in counsel’s response that no one at
Spike saw the authorization cards until the Hills received their
email strikes me as a self-serving and transparent attempt to get
around the timing issue regarding Rossey’s discharge on Au-
gust 12. In this regard, Ms. Hill sent an email dated August 11
(date-stamped August 12) to managers concerning the employ-
ees’ organizing effort and how management should respond
(GC Exh. 14). Although Ms. Hill was called as a witness, she
was not asked about that email or for an explanation for the
inconsistency in dates. In all of these circumstances, I find it
only reasonable to conclude that Allen on August 11 had actual
notice of the petition and of the names of employees who
signed authorization cards, that he immediately forward them to
the Hills, and that they then took an active role in responding.
The Union called a strike on August 20 to protest the dis-
charges of Rossey and Franzen. Seven employees went out on
strike that day. The strike continues to date.
At trial, the General Counsel called Lundberg only with re-
gard to the General Counsel’s pending 10(j) proceeding. (GC
Br. at 12.) The General Counsel takes the position that
Lundberg was credible in his testimony that he alone created
and circulated a decertification petition (GC Exh. 4), which 13
employees signed between August 30 and September 2. In this
regard, other witnesses corroborated him regarding his distribu-
tion of the petition. The Union (U Br. at 11–12, 39) expresses
doubts that he did not receive management assistance, but his
testimony was not so farfetched as to be unbelievable, and sus-
picion alone does not suffice as a basis for discrediting him. I
find that he was credible and that management did not assist
him.
I described earlier the subsequent developments in the repre-
sentation case in connection with objections to the election.
THE 8(A)(1) ALLEGATIONS
Allen’s conversation with Holland on about August 16
The Respondent does not dispute the testimony of Holland
and Rossey that on August 12, for the first time, they wore
shirts with a union emblem to work.
Holland provided a detailed and credible account of the Au-
gust 16 incident, whereas Allen did not offer any testimony
thereon. When a party does not question a witness about dam-
aging or potentially damaging testimony, it is appropriate to
draw an adverse inference and find that the witness would not
have disputed such testimony. See LSF Transportation, Inc.,
330 NLRB 1054, 1063 fn. 11 (2000); Asarco, Inc., 316 NLR
636, 640 fn. 15 (1995), modified on other grounds 86 F.3d
1401 (5th Cir. 1996). I therefore credit Holland and find as
follows.
SPIKE ENTERPRISE, INC.
33
On the morning of approximately August 16, Holland was
sitting in the breakroom trailer when Allen approached and
asked him to follow him outside. When they were in the walk-
way between the breakroom and office trailers, Holland asked
him why. Allen replied that Holland had put a union sticker on
his company truck and had to take it off. Holland replied that
he had not, but Allen repeated what he had said, and Holland
agreed to remove it but said that he did not know where it was.
He followed Allen out to truck. They walked around it but
could find no sticker. Allen told Holland to stay there for a
minute and he would be right back. Allen went to the office
trailer. He returned a couple of minutes later and apologized to
Holland for having been wrong.
Allen’s August 16 group meeting
Allen made a PowerPoint presentation (GC Exh. 7) to all
employees at ExxonMobil in the officer trailer shortly after the
lunch hour (11 a.m. to 12 noon). He first asked employees to
put their cell phones in Bitner’s office because he was going to
share confidential information. He went through the slides.
During the meeting, O’Neal asked about his job review, and
Schell questioned Allen’s statements about the Company losing
money in its contractual relationship with ExxonMobil. The
meeting lasted about 45 minutes. Neither the General Counsel
nor the Union contend that anything contained in the slides
themselves violates the Act.
Allen’s testimony about the genesis of the PowerPoint
presentation was wholly incredible. He averred that he sua
sponte alone put together the very sophisticated PowerPoint
presentation from his own online research and then presented it
to employees on August 16 and 17—even though the owners
had told him not to. Moreover, his testimony was directly con-
tradicted on cross-examination by the email that Ms. Hill sent
to managers on either August 11 or 12, showing that the owners
and legal counsel approved of the presentation and were going
to review it in advance. (GC Exh. 14.) He equivocated on
when he first spoke to Ms. Hill about the PowerPoint and un-
successfully tried to explain away the August 11 date at the top
of her email by testifying that she might have had her dates
wrong. One would scarcely expect such an error from the
Company’s vice president, who is in charge of its office man-
agement and billing. Irrespective of whether the date was Au-
gust 11 or 12, the email contradicts Allen’s testimony.
No one would reasonably expect employees who attended
the meeting to recall verbatim everything that Allen said. Fran-
zen, Holland, and Schell were the General Counsel’s witnesses
who testified about the meeting. Their accounts were detailed
but not identical, leading me to conclude that they were based
on genuine recall and not fabricated or scripted. In this regard,
Franzen and Schell both testified that Allen stated that there
would be a pay cut if employees went union because of Spike’s
relationship with ExxonMobil, but Holland initially answered
no when I asked him if Allen said anything about benefits.
The Respondent’s witnesses who testified about the meeting
were Bitner, Garner, Jesiolowski, Martz, Mathis, and Schwartz.
Bitner overheard only some of what Allen said because she was
in her office performing her work. All of these witnesses of-
fered only cursory accounts of Allen’s statements, despite the
numerous subjects that he covered in a presentation that took
place only 6 months before the hearing. This leads me to be-
lieve that they may have been reticent to fully detail everything
they recalled. In any event, I find that the General Counsel’s
witnesses’ more expansive accounts were more reliable, and I
credit them.
Despite Allen’s testimony that he strictly followed the con-
tents of the PowerPoint, I find that he did make statements that
went beyond the language on the slides. Thus, one of the slides
(GC Exh. 8 at 5) states, “We are allowed to replace any em-
ployee that goes on strike for economic reasons” but makes no
mention of unfair labor practice strikes. On cross-examination,
Allen testified that he deviated in no way from the PowerPoint
and said nothing else about strikes. However, he was im-
peached by his affidavit, in which he stated, “I said we could
replace the employees if they went on strike for economic rea-
sons, but we could not replace them if they went on strike for
ULP reasons.” (Tr. 1251.) Bitner also corroborated Holland’s
testimony that Allen discussed the two types of strikes, and I
credit Holland that Allen stated that if employees walked out
because Rossey was fired and it was not found to be an unfair
labor practice, he did not have to take them back. I further note
Matis’ testimony that “[f]or the most part,” Allen said what was
on the screen (Tr. 809), signifying that he made statements
beyond what was on the slides.
Turning to the threat of reduction of wages, Franzen’s, Hol-
land’s, and Schell’s accounts were not identical but were the
same in substance. In connection with Allen’s slide presenta-
tion describing the ramifications of unionization vis-à-vis
Spike’s contractual relationship with ExxonMobil, I credit
Franzen and Schell and find that Allen went beyond the word-
ing of the slides and stated that employees would receive a pay
cut if they went union because of that financial relationship.
(Tr. 194, 288.) In this regard, although Holland testified that
Allen said nothing about benefits, he did indirectly corroborate
Franzen and Schell by testifying that Allen stated that Spike
was already losing money in order to pay employees more and
would go bankrupt if the employees went union. (Tr. 66.)
Allen’s August 17 meeting with Selby
Selby was off from work on August 16, and the following
morning, Allen made the same PowerPoint presentation solely
to Selby, again in the office trailer.
Selby, who was employed by Spike since March 2015, gave
a very detailed account of what Allen said during the course of
his presentation, including statements concerning Rossey’s
discharge, and I do not believe that he fabricated them. The
little cross-examination that was conducted on his testimony on
the subject did not detract from his credibility. Selby appeared
candid, and I have found other aspects of Allen’s testimony to
be farfetched. For these reasons, I credit Selby over Allen
where their testimony diverged and find as follows.
Allen first asked Selby to place his cell phone in the room
next door. Allen kept saying that he had to make the presenta-
tion because the employees, including Selby, had signed cards.
At one point, Allen stated that he knew who signed cards and
that employees had come up to him asking to revoke them. He
talked about the pros and cons of a union and contracts and
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
34
stated that if the employees went union, they could no longer
have one-on-one conversations with him, and he would have to
go by the book and strictly follow the rules. Allen further stat-
ed that ExxonMobil would never agree to a union. He also said
that if employees went on strike for unfair labor practices, he
could not get rid of them, but if they went on strike for anything
else, they would be terminated.
During their conversation, Allen brought up Rossey. He
asked Selby if Selby had seen what happened (on August 12),
to which Selby replied no. Allen then stated that Rossey had a
few safety violations and “kind of an attitude . . . and was try-
ing to show off his Local 150 shirt and stickers on his hard
hat.” (Tr. 643–644.) He went on to say, “I didn’t fire Rossey
because of his safety violation. I fired him because he was a
prick . . . [b]ecause of his attitude . . . cocky . . . trying to show
his support towards the union.” (Tr. 644.) When I asked Selby
if he responded to what Allen was saying about Rossey, he
testified that he simply said, “[W]ow, okay,” because he did not
want to engage in a conversation about it. (Tr. 645.)
Santana’s group meetings
In about late August, Labor Consultant Santana held a cou-
ple of weekly meetings with ExxonMobil employees in the
office trailer. Santana was not called as a witness. At the first
meeting, he introduced himself as an ex-union organizer and
made a PowerPoint presentation that discussed the NLRA. (R.
Exh. 110.) At a second meeting, he went through the Union’s
constitution. (R. Exh. 111.) At each meeting, he asked if there
were any questions. The meetings lasted from 40 minutes to an
hour. Neither the General Counsel nor the Union aver that
anything in his slides violated the Act.
Of the persons who attended Santana’s ExxonMobil meet-
ings, only Matis and Schell gave testimony on whether Santana
raised the subject of a petition.
Matis gave a very abbreviated account of what Santana said
at the meetings and could recall only that Santana distinguished
between facts and his opinions and at one meeting discussed
the Union’s constitution. He testified that Santana did not say
anything about a decertification petition.
On the other hand, Schell testified in more detail, as follows.
He attended a meeting with Santana on about September 2 or 3.
Santana introduced himself as an attorney and said that he used
to work with or for a union. He gave a slideshow presentation
that included the salaries of union officials. At this or a subse-
quent meeting, Santana had newspaper clipping regarding
someone who crossed a picket line, was not allowed to work,
and was sued by the union. At the end of this meeting, he
commented, “[W]e’re working on a petition where this might
not even be a problem,” and he smiled. (Tr. 304.) Hill came in
at that time and also smiled.
The General Counsel contends (GC Br. 32) that an adverse
inference should be drawn from the Respondent’s failure to call
Santana to testify in rebuttal to Schell. However, Matis testi-
fied that Santana did not mention a petition, and I will give the
Respondent the benefit of the doubt and infer that the Respond-
ent decided it was unnecessary to call Santana to testify. See
Michigan Bell Telephone Co., 371 NRB No. 63, slip op. at 1
(2022).
Even so, Hill was a witness but was not asked about the inci-
dent. As I stated earlier, when a party does not question a wit-
ness about damaging or potentially damaging testimony, it is
appropriate to draw an adverse inference and find that the wit-
ness would not have disputed such testimony. See LSF Trans-
portation, Inc., supra; Asarco, Inc., supra.
In light of the above, I credit Schell’s more detailed account
rather than that of Matis.
ROSSEY’S DISCHARGE
Rossey’s employment
Rossey was employed as a vacuum truck operator for Spike
since January 2017. He also performed labor work. At Exx-
onMobil, Allen was always his supervisor.
On February 17, 2020, Rossey received a written warning for
“multiple” safety violations that Allen and the ExxonMobil
“safety buddy” (safety manager) had observed. (R. Exh. 36.)
As a result, Allen verbally coached him and reassigned him to
another job for the remainder of the day.
In September 2020, Holland first approached Rossey about
the Union, and Rossey thereafter talked to several employees,
both at work and off-site, about the benefits that the Union
offered. He and Holland met with Sundine about every 6
weeks. After about April, the three met about 10 times with
other employees, either at a restaurant or a bar. About five to
seven employees attended these meetings.
Until April, Rossey worked at ExxonMobil. That month, Al-
len wrote him up in an incident report (R. Exh. 23), stating that
Rossey “intentionally disregarded protocol by failing to assure
all openings were closed. . . .,” thereby causing a massive haz-
ardous waste spill of over 200 gallons. As a result, Allen re-
moved him from the site and asked Wollenzien if he could use
Rossey at Citgo. Allen testified that he did not terminate Ros-
sey at the time because “he showed that he was genuinely upset
with himself for making the mistake. . . . So I didn’t feel that he
was beyond improvement. . . .” (Tr. 1136.)
In an unpersuasive attempt to minimize the gravity of that
incident and the consequences to Rossey vis-à-vis what oc-
curred on August 12, Allen tried on cross-examination to char-
acterize the incident report as nondisciplinary—even though the
form states, “disciplinary warning” and was placed in Rossey’s
personnel file.
After that, Rossey worked 2-l/2 months each at Citgo and
Blue Island. During that time, according to Allen, Rossey
called him at least half a dozen times, asking to be permitted to
return to ExxonMobil. Allen finally allowed him to return on
August 9 because Allen felt that enough time had passed and
that Rossey was “on the right path and . . . could be a valuable
member.” (Tr. 1136–1137.)
On July 28, Wollenzien issued Rossey a written warning for
falling asleep in his truck. (GC Exh. 15.) He was sent home
for the day. The progressive disciplinary program (R. Exh. 2)
provides that falling asleep on the job is a Group A offense, the
most serious, generally calling for immediate discharge. How-
ever, Wollenzien testified that Rossey was not terminated be-
cause he was outside a process area, not even on Citgo proper-
ty, and posed no immediate danger.
SPIKE ENTERPRISE, INC.
35
Events of August 12
Terminology
Before describing what occurred that day, an overview of
certain terms may be helpful.
An H2S meter or monitor is worn around an employee’s
breathing area, such as on a shirt collar, to measure the pres-
ence of hydrogen sulfide gas, which can be dangerous. When a
certain level is reached, the meter flashes, buzzes, and beeps
loudly. This is called a “meter hit.”
The policy to follow when that occurs is uncontroverted.
Employees get out of the area, either upwind or crosswind, and
report it to a supervisor, who in turn reports it to EPNR or the
fire and safety arm of ExxonMobil. EPNR is not always called
and does not necessarily come to the site. EPNR was not called
on August 12.
Inside the process area, the policy is that employees are re-
quired to wear personal protective equipment (PPE) at all
times. See R. Exh. 39. This includes hard hat, hearing protec-
tion, steel-toed boots, flame- or fire-resistant clothing (FRC),
and an H2S meter.
A wheel chock is a block of rubber that prevents a truck
from rolling forward or backward.
Events
That morning, Rossey, for the first time, wore his black 150-
shirt when he came to work. The same day, he put union stick-
ers on his hard hat and locker.
Allen’s testimony as to Rossey’s behavior on August 12 was
unbelievable and causes me to doubt his account of what oc-
curred that day. As described above, Allen testified that in the
April incident, Rossey demonstrated contrition and remorse,
and he thereafter repeatedly pleaded with Allen to allow him to
come back to ExxonMobil.
Yet, according to Allen, there was what can only be de-
scribed as a 180-degree swing in Rossey’s attitude between
April and August, from contrition to contempt. Thus, Allen
testified that when he raised safety violations to Rossey on
August 12, only 3 days after Rossey was permitted to return to
the site, Rossey demonstrated indifference and utterly bizarre
behavior, twice shrugging and staring at Allen with his hands
on his hips. Furthermore, Allen testified that when he dis-
cussed the violations with Rossey in the trailer later that day,
Rossey raised his shoulders and shrugged as though nothing
Allen stated mattered. I can see nothing in the record that
would explain Allen’s depiction of Rossey’s drastic change in
attitude.
Rossey answered questions readily and without hesitation,
and his recall of events was detailed. He appeared candid, as
reflected in his volunteering on direct examination that he was
asked to leave the ExxonMobil site in April by one of its safety
coordinators.
For the above reasons, I credit Rossey’s testimony where it
diverged from Allen’s. I also credit Selby that he was in the
area, despite Allen’s testimony that Selby “was nowhere near
there.” (Tr. 1156.) I note that Selby, who witnessed some but
not all of what occurred between Rossey and Allen, did not
contradict Rossey to the extent of his observations. I therefore
find as follows.
On August 12, Rossey worked at the waste-water treatment
plant on the northside of the refinery. He drove a vac truck and
hauled hazardous material with Selby on the passenger side.
Selby assisted him in loading and unloading. As Rossey was
offloading the vac truck, his H2S meter had a meter hit. He
attempted to inform Allen, who was working around a centri-
fuge or processing equipment, by walking up to him about 3 to
5 feet away and trying to get his attention. He called Allen’s
name and stayed for about 2 minutes. However, Allen was
focused on running the centrifuge, which was not operating
properly. Allen did not acknowledge him. Rossey then re-
turned to his truck to go to the breakroom, to notify another
supervisor (Jesiolowski), whom he knew would be there.5 Sel-
by was with him.
When Rossey went back into the truck, he took off his FRC,
H2S meter, and hard hat because it was hot. When he drove
off, he ran over a wheel chock in between the tires. He
stopped, got out, and picked it up. His FRC was still off, but he
had put his hard hat back on.
After Rossey was back inside the truck, Allen signaled for
him to stop. Allen approached the driver’s door and told him to
put his PPE back on, exit the vehicle, and meet him at the rear
of the vehicle. Rossey put on his FRC shirt and H2S meter and
met him there.
Allen saw that Rossey’s meter was alerted and asked why he
did not report it. Rossey replied that he had attempted to tell
Allen, but Allen had not acknowledged his presence. Allen
told him to go to the trailer and wait for him.
When Rossey arrived at the breakroom trailer, he notified
Jesiolowski of the meter hit. Jesiolowski asked if he had told
Allen, to which Rossey replied that he had. It was about 11
a.m., the start of lunchtime, and all other employees were there.
Allen arrived about an hour later, after lunch was over. He
and Rossey went to his office. There, Allen stated that he had to
give Rossey a written warning regarding his infractions and
asked why Rossey had not reported the hit immediately. Ros-
sey responded that he had not been able to get Allen to
acknowledge his presence. Allen presented him with the
writeup. (GC Exh. 3.) He stated that Rossey had to leave the
plant for the day and that he would contact him regarding
whether he could come back to work the next day. Rossey was
still wearing his Local 150 shirt at the time.
The three infractions listed on the writeup were (1) failure to
report H2S meter hit, (2) running over the wheel chock, and (3)
not wearing his FR shirt or H2S meter.
Rossey left the site at about 12:40 p.m. He texted Allen at
about 4 p.m. and asked if he could come back the next day.
Allen replied that he would let him know shortly.
Allen testified that he checked with an attorney for the Com-
pany, who advised him to treat Rossey like any other employee
and that he and Hill decided to terminate Rossey.
At about 6:10 p.m. Allen called Rossey and said that he was
terminated for the safety infractions he had committed that day.
Rossey responded that he was shocked because no one else had
5 Jesiolowski testified that if an employee has a meter hit and cannot
reach Allen, the employee notifies him, and he then reports it to Allen.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
36
been fired for those reasons. Allen then stated that Rossey was
a safety liability but might be able to come back in a couple of
years.
On cross-examination, Allen was evasive on the question of
other terminations for safety violations. He could not say how
many employees have been terminated during his tenure as
plant manager since 2006. He testified that three to five em-
ployees have been terminated for “safety violations” but could
not say whether they were terminated solely for such violations.
He named two employees who were both terminated over 5
years ago but provided no details, and the Respondent provided
no documentation concerning any prior discharges.
Other H2S meter hits
Rossey testified without contradiction that he, Allen, and
Selby had meter hits right before lunch on August 10, at the
same job location. Allen instructed them to evacuate the area
and not return until the meters went down to zero. Rossey did
not see EPNR come out that day.
I credit Selby’s testimony that he has had about 15 meter hits
during his employment but did not always immediately report it
to a supervisor. The last occurred probably in 2020, when he
and a coworker both had meter hits while doing cleanouts at a
pit for waste-water treatment. He did not report it to Allen and
Jesiolowski until the end of the day, when he returned to the
office about 3–1/2 hours later. They told him to report it to
them immediately next time, but he received no discipline. I
note that other witnesses, including Martz, Matis, and Schell
testified that they have had or have observed other employees
getting meter hits.
There is no evidence that any employee other than Rossey
has been discharged for having a meter hit and/or not reporting
it quickly enough.
Wearing of PPE
Witnesses for the General Counsel and for the Respondent
gave conflicting testimony on whether, in practice, the policy is
strictly adhered to at all times.
Allen, who has been employed by Spike since 2006, testified
that he has never seen an employee driving in a truck and not
wearing FRC in a process area. The Respondent’s employee
witnesses, Garner, who has been employed 8 years; Schwartz,
who has been employed for over 5 years; Martz, who has been
employed 3–1/2 years; and Mathis all testified that they have
never seen anyone not wearing FRC in the process areas or in a
truck. Jesiolowski, who has been employed for 8 years, testi-
fied that he has never seen anyone in process areas not wearing
FRC. Martz testified that he has never taken off his FRC in
process areas or in a truck and never heard of anyone other than
Rossey not wearing FRC. I find their testimonies that they
never saw this occur highly implausible and do not credit them.
I believe that as currently working employees, they may have
been reluctant to admit that they or others have on occasion
violated the policy.
I find more believable the consistent testimonies of Holland,
Rossey, Schell, and Selby that there is not always strict adher-
ence to the policy. All of them testified that on hot summer
days, employees have removed their FRC when inside their
trucks coming from or going to a job. Rossey also testified that
he has removed his FRC long-sleeve shirt when getting into a
vehicle.
Schell made no effort to underplay management’s view of
the importance of wearing FRC, bolstering my conclusion that
he was candid and reliable. He testified that it is important that
employees’ outer layer of clothing be up to code, anywhere on
site. When he took off FRC, as stated above, he admittedly was
verbally admonished, explaining that a supervisor would tell
him to put in on, and he did so immediately because it was
viewed “pretty seriously. . . .” (Tr. 318.) At another point,
Schell testified that Jesiolowski would “ream out” him and
other employees for not wearing all PPE. (Tr. 345.) 6
Holland, too, confirmed that the policy is to wear FRC all the
time. However, he further testified that special PPE (“chem
suits”) are required when working inside tanks, that they get
very dirty, and that employee have removed them when walk-
ing 10 to 20 feet back to their trucks. His testimony also sug-
gests that supervisors did express disapproval (“[W]e would
never really get yelled at for it.” (Tr. 94)).
Although Rossey stated that Allen observed him without his
FR long-sleeve shirt and said nothing, he did volunteer that he
received verbal warnings from Allen or Jesiolowski for not
wearing other PPE at different times. I credit Rossey’s testi-
mony that he has seen other employees not wearing the H2S
meter over 12 times. He has also observed both Allen and Jesi-
olowski not wearing them; the last occasion was after his return
on August 9. Rossey had also seen Allen and Jesiolowski not
wearing FRC. For example, he observed Jesiolowski not wear-
ing any FRC inside the plant in the process block in 2020 at
tank 507 and also saw Allen on numerous occasions get out of
his truck without wearing a FR shirt and then put it on.
There is no evidence that any employee other than Rossey
has been discharged for not wearing PPE (including FRC or the
H2S meter).
Running over a wheel chock
I credit Selby’s testimony that he ran over a wheel chock at
least 5–10 times but was never disciplined. On occasion Allen
or Jesiolowski observed it and told him not to forget the chocks
and not to let it happen again. He has seen other employees run
over them and never heard of anyone terminated for that rea-
son.
There is no evidence that any employee other than Rossey
has been discharged for running over a chock.
FRANZEN’S DISCHARGE
Franzen’s employment
Allen interviewed Franzen on about June 28. The resume
that Franzen gave to him (CP Exh. 1) had as Franzen’s objec-
tive “[t]o get started on the right path to become an operating
engineer.” He testified without contradiction that Allen told
him that the Respondent was a nonunion company and did not
plan to be unionized.
6 Schell received a written warning on April 19 (R. Exh. 152) for
not having regular safety equipment. It mentions protective gear.
Allen sent him home for the remainder of the day.
SPIKE ENTERPRISE, INC.
37
Franzen was employed from July 15 at ExxonMobil as a tech
two, opening drain pads, cleaning up drum barrels, and collect-
ing garbage. Franzen later signed an authorization card, and he
attended one union meeting, on August 17.
ExxonMobil requirements for new Spike employees
New employees must attend training at 3 Rivers before they
are allowed access to the ExxonMobil facility. Franzen com-
pleted such training on July 21. See R. Exh. 102. ExxonMobil
also requires a new employee to take a New to Site Test
(NTST) after they are onsite, after 30 days, to show their under-
standing of rules and safety measures. They must pass with
100 percent and can retake the test once if they fail the first
time.
Franzen’s NTST
Franzen was a more credible witness than Allen, and I credit
his account of what occurred, as follows.
At lunch on August 17, Allen informed Franzen that he
would be taking the NTST immediately after lunch. Franzen
was not provided any preparation. Allen told him that he need-
ed 100 percent or would be kicked off the site for 6 months.
Allen administered the test to him. (R. Exh. 103.) During
the test, Franzen stated that he had a question, but Allen re-
sponded that he could not help him out. Allen was not there the
entire time but took the test from Franzen when he was fin-
ished. Franzen asked if he could take it a second time if he did
not pass, and Allen replied yes.
The next day, Allen told him that he had gotten three an-
swers wrong (R. Exh. 103 shows four wrong). Franzen asked if
Allen could show him which ones they were. Allen replied that
he should not, but he did. Allen stated that he could take the
test a second time and had to pass. Allen administered the sec-
ond test (R. Exh. 88) and was again with Franzen part of the
time. Afterward, Allen put question marks by some answers
and gave him an opportunity to explain. Franzen still missed
two questions (R. Exh. 88 shows three).
Allen testified that he did not know what would happen to
Franzen because he never had anybody fail the test before, and
he had to check ExxonMobil policy. See R. Exh. 21. He
learned that Franzen, having failed the test twice, could not
come on the site for 6 months. In the evening, Allen called
Franzen and told him this. Franzen asked why he was being
treated differently from other people who were tested and
helped by Jesiolowski. Allen replied that he had no control
over how other people tested with Jesiolowski.
Allen called Citgo Supervisor Wollenzien later that day and
asked if he could use an extra hand. Wollenzien replied no,
that his work was slow.
General Counsel’s Exhibit 11 reflects that as of August 2, the
Respondent was taking applications for two positions. In late
August, DeZee and Hayden Wollenzien were offered positions.
(GC Exhs. 12, 13.) Wollenzien testified that there are days
when there is not enough work at Citgo, and employees are sent
to ExxonMobil or Blue Island.
Other employees and the NTST
As Jesiolowski testified, he is the one who administers the
NTST, and DeZee, Holland, Martz, Mathis, Matis, O’Neal,
Rossey, and Schell all testified that he was the one who tested
them.7 There is no evidence that Allen has ever administered
the test to anyone other than Franzen.
Jesiolowski candidly testified that he runs employees
through a checklist (R. Exh. 19) before giving them the test and
reads them the questions in advance. Furthermore, “[A]t the
end they usually have a couple [of] questions about a couple
[of] questions on the test, and I just help them out with it.” (Tr.
997.) He does this by giving them hints, running through dif-
ferent scenarios to get them closer to the correct answers with-
out flat out giving them. He has administered about five tests a
year but never had anyone fail.
Consistent with that testimony, several employees testified
that Jesiolowski helped them pass the test by giving them from
one or two to eight correct answers. These included DeZee,
Holland, O’Neal, and Schell. Moreover, O’Neal overheard
Jesiolowski tell an employee an answer, and the safety coordi-
nator who administered the test to Selby helped Selby correct
answers that he initially got wrong.
The Respondent points out (R. Br. at 29) that Holland’s tes-
timony that he did not know a single answer and that Jesi-
olowski fed them to him was hard to believe. However, Hol-
land’s testimony on cross-examination was more plausible. He
explained that on some questions, he put down partial answers,
and Jesiolowski helped him to finish them. See R. Exh. 151,
Holland’s NTST. This was consistent with Jesiolowski’s testi-
mony.
OBJECTIONS
Here, I will address the Union’s objections that are not the
subjects of unfair labor practice charges.
15. Holland placed his mail ballot in the U.S. Mail, but it was
not received or counted by the NLRB at the November 23
vote count.
Holland testified that he received a mail ballot on November
15 and placed it in the post office drop box at the Braidwood
Post Office on November 16. I have no reason to doubt his
testimony. As the initiator of the Union’s organizing effort and
an avid union supporter, I have to assume that he had a very
strong interest in getting his vote counted. I will therefore or-
der that his ballot be opened and counted.
16. O’Neal placed his mail ballot in the U.S. Mail on approx-
imately November 9 or 10, in Crest Hill, Illinois, but it was
not received or counted by the NLRB at the November 23
vote count.
O’Neal testified that he received a ballot at beginning of No-
vember and placed it in his mailbox on November 9, flipping
up the little red flag as was his normal practice for showing the
letter carrier that he had outgoing mail. It was later gone from
the mailbox, presumably having been picked up by a letter
carrier. I have no reason to doubt O’Neal’s testimony and will
order that his ballot be opened and counted.
28. On or about October 9, Hill informed employees working
7 Selby, who was hired in March 2015, was given the test by a safe-
ty coordinator.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
38
at Citgo that he had convinced the NLRB that individuals
who the Union had asserted were supervisors were eligible to
vote, including Lundberg, Jesiolowski, Johnson, Weathersby,
and Woodward, creating the impression of management in-
volvement in the election.
Hill held several meetings at Spike’s three Illinois locations
in about the third week of October. DeZee attended one of
them, at Citgo.
Hill testified that he read verbatim the notice of election (R.
Exh. 154) and a prepared speech (R. Exh. 153). Wollenzien
corroborated this, although DeZee recalled that Hill did not
read from anything. This difference in testimony does not af-
fect an analysis of the objection, to which DeZee was the only
witness to testify.
DeZee testified that Hill stated in an upbeat manner that he
had gotten some people the right to vote and talked as though
that was a win. Lundberg was behind him. As Hill spoke, he
gave Lundberg a tap on the back.
I conclude that this conduct did not reasonably create an im-
pression that the NLRB had made decisions based on any un-
lawful interference by Hill. I therefore overrule this objection.
ANALYSIS AND CONCLUSIONS
The 8(a)(1) Allegations
A. Did Allen, on August 16, in a group meeting, (1) threaten
employees with a reduction in wages if they chose the Union as
their bargaining representative, and (2) threaten employees
with discharge if they went on strike?
(1) Allen stated that due to Spike’s contractual relationship
with ExxonMobil, employees would receive a loss of pay if
they went union. Axiomatically, this was an unlawful threat of
loss of benefits
(2) Allen stated that economic strikers would lose their jobs
and did not provide a full explanation of their rights to rein-
statement under Laidlaw Corp., 171 NLRB 1366 (1968), enfd.
414 F.2d 99 (7th Cir. 1969), cert. denied 397 U.S. 920 (1969).
This was in the context of other statements that suggested em-
ployees could lose their jobs if the Union was voted in, because
of Spike’s relationship with ExxonMobil. I therefore find that
Allen’s statement was unlawful. See Great Dane Trailers, 293
NLRB 384, 384 (1989); see also NLRB v. Fleetwood Trailer
Co., 389 U.S. 375, 379 (1967).
The Respondent (R. Br. 48) cites Washington Post Co. v.
District Unemployment Compensation Bd., 379 A.694, 697
(D.C. Court of Appeals 1977) for the proposition that “[a]n
employer, when faced with an economic strike, may perma-
nently replace economic strikers.” However, the next sentence
in the court’s decisions reads, “[H]owever, a permanently re-
placed striker continues to be an employee with the meaning of
the National Labor Relations Act, and cannot be denied rein-
statement absent substantial business justifications” [fn. omit-
ted], citing Laidlaw Corp. and Fleetwood Trailer Co. above.
By the above conduct, the Respondent, through Allen, violated
Section 8(a)(1) of the Act.
B. Did Allen, on August 17, in a meeting with Selby, (1) threat-
en employees with discharge if they went on strike; (2) an-
nounce stricter enforcement of rules because of the Union’s
organizing drive; (3) say that he would never sign a contract
with the Union, thereby stating that it would be futile for em-
ployees to select the Union as their bargaining representative;
and (4) tell Selby that he knew who signed authorization cards,
thereby creating an impression that the Respondent was sur-
veilling employees’ union activities?
(1) Allen stated that if employees went on strikes for unfair
labor practices, he could not get rid of them, but if they went on
strike for anything else, they would be terminated. For the
reasons stated above, this violated Section 8(a)(1).
(2) Allen stated that if employees went union, they could no
longer have one-on-one conversations with him and that he
would “have to go by the book” and strictly follow the rules.
By so threatening stricter enforcement of work rules, Allen
violated Section 8(a)(1). See Remington Lodging & Hospitali-
ty, LLC, 363 NLRB 987, 987 fn. 1 (2016), enfd. 847 F.3d 180
(5th Cir. 2017); DHL Express, Inc. 355 NLRB 1399, 1400
(2001).
(3) Allen stated that ExxonMobil would never agree to a un-
ion.
By making a statement tantamount to saying that selecting
union representation would be futile, Allen violated Section
8(a)(1). See North Star Steel Co., 347 NLRB 1364, 1365
(2006); Triple H Fire Protection, Inc., 326 NRB 463, 464
(1998).
(4) Allen stated that he knew who had signed cards and kept
saying that he had to make the presentation because the em-
ployees, including Selby, had signed cards.
The Board’s test for determining whether an employer has
created an impression of surveillance is whether the employee
would reasonably assume from the statement in question that
his/her union activities had been placed under surveillance.
Moutaineer Steel, Inc., 326 NLRB 787, 787 (1998), enfd.
Fed.Appx. 180 (4th Cir. 2001), citing United Charter Service,
306 NLRB 150 (1992). By saying that he knew who had
signed cards—including Selby—without providing any expla-
nation of how he knew, Allen gave Selby reasonable belief that
employees’ union activities had been surveilled. He thereby
violated Section 8(a)(1).
C. Did Allen, on about August 16, tell Holland to remove a
Local 150 sticker from his truck, thereby creating an impres-
sion that the Respondent was surveilling employees’ union
activities?
That morning, Allen told Holland that he had put a union
sticker on his company truck and had to take it off. Holland
replied that he had not, but Allen repeated what he had said,
and Holland agreed to remove it but said that he did not know
where it was. They went out to the parking lot and examined
the truck but found no sticker. Allen apologized to Holland for
having been wrong.
Inasmuch as the truck was in a public area and clearly visi-
ble, Allen’s statements did not imply any kind of surveillance,
and I find no merit to that allegation. Indeed, there was no such
sticker.
However, I do find that Allen’s conduct amounted to unlaw-
ful harassment of Holland, the employee who initiated the or-
SPIKE ENTERPRISE, INC.
39
ganizing effort and distributed and collected authorization
cards. See Miklin Enterprises, Inc., 361 NLRB 283, 290
(2014). The fact that no sticker was found strongly suggests
that Allen had an improper motive rather than a good-faith
belief. Accordingly, Allen’s conduct violated Section 8(a)(1)
on that basis.
D. Did Santana in about late August, tell employees in a
group meeting that the Company was working on a peti-
tion that would make a union election unnecessary, and
at that same meeting, give employees the impression that
they were required to sign a petition denouncing their
support for the Union?
At the meeting, Santana made the statement that “we’re
working on a petition where this might not even be a problem,”
and both he and Hill smiled. The only “petition” that was in
play at the time was Lundberg’s decertification petition. This
suggestion of management involvement in the petition violated
Section 8(a)(1), even though there is no evidence that such
involvement actually occurred.
The allegation that Santana gave employees the impression
that they were required to sign a petition denouncing their sup-
port for the Union is not supported in the record, and I dismiss
it.
The 8(a)(3) Analytical Framework
In cases in which the issue is the motive behind an employ-
er’s action against an employee (was it legitimate or based on
animus on account of the employee’s union or protected con-
certed activities?), the appropriate analysis is provided by
Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st
Cir. 1981), cert. denied 455 U.S. 989 (1982); see also Auto
Nations, Inc., 360 NLRB 1298, 1301 (2014), enfd. 801 F.3d
767 (7th Cir. 2015).
Under Wright Line, the General Counsel bears the initial
burden of establishing that an employee’s union or other pro-
tected concerted activity was a motivating factor in the employ-
er’s adverse employment action. Wright Line, above at 1089.
The Board has held that the General Counsel can meet this
burden by establishing (1) union or other protected activity by
the employee, (2) employer knowledge of that activity, and (3)
antiunion animus, or animus against protected activity, on the
employer’s part. See, e.g., Consolidated Bus Transit, 350
NLRB 1064, 1065 (2007), enfd. 577 F.3d 467 (2d Cir. 2009).
In Tschiggfrie Properties, Ltd., 368 NLRB No. 120, slip op. at
5–8 (2019), the Board clarified the animus element of this test,
explaining that the General Counsel “does not invariably sus-
tain his burden of proof under Wright Line whenever, in addi-
tion to protected activity and knowledge thereof, the record
contains any evidence of the employer’s animus or hostility
toward union or other protected activity.” Id., slip op. at 7
(emphasis in original). “Instead, the evidence must be suffi-
cient to establish that a causal relationship exists between the
employee’s protected activity and the employer’s adverse ac-
tion against the employee.” Id., slip op. at 8.
Once the General Counsel makes out a prima facie case, the
burden shifts to the respondent to show that the same action
would have taken place even in the absence of the protected
activity. Wright Line, above at 1089; Manno Electric, Inc., 321
NLRB 278, 280 fn. 12 (1996). To establish this affirmative
defense, an employer cannot simply present a legitimate reason
for its action but must persuade by a preponderance of the evi-
dence that the same action would have taken place even in the
absence of the protected activity. East End Bus Lines, Inc., 366
NLRB No. 180, slip op. at 1 (2018); Consolidated Bus Transit,
350 NLRB 1064, 1066 (2007). Where the General Counsel has
made a strong showing of discriminatory motivation, the em-
ployer’s defense burden is substantial. East End Bus Lines,
Ibid; Bally’s Park Place, Inc., 355 NLRB 1319, 1321 (2010),
enfd. 646 F.3d 929 (D.C. Cir. 2011).
The Respondent’s brief emphasizes that Spike took no disci-
plinary actions against Holland, the lead union organizer by all
accounts. This does not, however, insulate the Respondent
from being found to have unlawfully discriminated against
Rossey and Franzen. An employer’s failure to take action
against all or some other union supporters does not disprove
discriminatory motive, otherwise established, for its adverse
action against all or some other union supporters. See, e.g.,
Handicabs, Inc. 318 NLRB 890, 897–898 (1995), enfd. 95 F.3d
681 (8th Cir. 1996); Master Security Services, 270 NLRB 543,
552 (1984).
Rossey’s Discharge on August 12
Step one of the analysis is determining whether the General
Counsel has established a prima facie case. As to employer
knowledge, Rossey wore a union shirt in Allen’s presence on
August 12 and on the same day put union stickers on his locker.
He also signed an authorization card, which Allen knew on
August 11. Express animus is demonstrated by the statements
that Allen made to Selby, that Rossey had a “kind of an atti-
tude. . . and was trying to show off his Local 150 shirt and
stickers on his hard hat. . . .,” and “I didn’t fire Rossey because
of his safety violation. I fired him because he was a prick . . .
because of his attitude . . . cocky . . . trying to show his support
towards the union.”8
Animus can also be inferred from the following. None of the
employees who testified—either those for the General Counsel
or those for the Respondent—knew of any employee other than
Rossey who has ever been terminated for having H2S meter
hits, not reporting them quickly, or not wearing FRC. For not
wearing FRC, employees have been verbally admonished but
not subjected to more severe discipline. There is no evidence
that any employee other than Rossey has been disciplined for
running over a wheel chock. Allen could give no details about
two employees whom he allegedly discharged, at least in part
for safety violations, over 5 years ago; and the Respondent
produced no supporting documentation. Accordingly, on this
record, Rossey is the only employee who has ever been dis-
charged for safety violations alone.
The Respondent’s disparate treatment of Rossey strongly
suggests that unlawful animus motivated the decision to dis-
charge him. See, e.g., Mondelez Global, LLC, 369 NLRB No.
8 I find it unnecessary to address whether Allen’s statements about
the reasons for Rossey’s discharge, not alleged in the complaint, were
also independent violations of Sec. 8(a)(1) because they are encom-
passed by the issue of the legality of the discharge itself.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
40
46, slip op. at 4 (2020); La Gloria Oil & Gas Co. 337 NLRB
1120, 1124 (2002), affd. 71 Fed.Appx. 441 (5th Cir. 2003);
Southwire v. NLRB, 820 F.2d 453, 460 (D.C. Cir. 1987) (ab-
sence of evidence employer discharged any other employee for
similar violation).
The timing of Rossey’s discharge—just 1 day after the peti-
tion was filed and the same day that Rossey first openly ex-
pressed his support for the Union—also raises a strong infer-
ence of unlawful animus. See Healthy Minds, Inc., 371 NLRB
No. 6, slip op. at 7 (2021); Mondelez Global, LLC, above, slip
op. at 1; Velox Express, Inc., 368 NLRB No. 61, slip op. at 10–
11 (2019).
Accordingly, I conclude that the General Counsel has made
out a prima facie case.
The second step is determining whether the Respondent has
rebutted this prima facie case by showing that it would have
discharged Rossey regardless of his union activity. The Re-
spondent contends that Rossey was discharged because he en-
gaged in several safety infractions on August 12: (1) failure to
report H2S meter hit, (2) running over the wheel chock, and (3)
not wearing his FR shirt or H2S meter.
As stated above, the Respondent’s failure to show that it has
ever discharged any other employees for these offenses under-
mines any claim that it has treated them as grounds for termina-
tion in the past.
Moreover, in earlier incidents in 2021, Allen was much more
lenient in disciplining Rossey for equivalent or even more seri-
ous safety violations. Firstly, in February, Rossey received a
written warning for “multiple” safety violations. Allen did not
terminate Rossey but instead verbally coached him and reas-
signed him to another job for the remainder of the day. Sec-
ondly, in April, Allen wrote him up for “intentionally disre-
gard[ing] protocol” and causing a massive hazardous waste
spill of over 200 gallons. This had to result in great financial
cost and potential health risks. Nonetheless, Allen again did
not terminate Rossey but instead removed him from the site and
asked Wollenzien if he could use Rossey at Citgo.
Even according to Allen, prior to August 12, he had no inten-
tion of discharging Rossey; he allowed Rossey to return to
ExxonMobil on August 9 because enough time had passed and
Rossey was “on the right path . . . to becoming a valuable
member.”
As I stated earlier, Allen unsuccessfully attempted to justify
why he discharged Rossey for safety violations in August but
had not done so in April. His averment that Rossey was con-
trite and remorseful in April but demonstrated contempt for
Allen in August was wholly unbelievable, particularly in light
of Allen’s testimony that Rossey had repeatedly pleaded with
him to be able to return to the site.
The Respondent has therefore not satisfactorily established
that it would have discharged Rossey on August 12 had he not
engaged in union activity that day, the day after the petition
was filed. Accordingly, the Respondent has failed to rebut the
General Counsel’s prima facie case.
I conclude that what Allen expressed to Selby was the real
reason Rossey was fired—his overt support for the Union.
Accordingly, Rossey’s discharge violated Section 8(a)(3) and
(1).
Franzen’s Discharge on August 18
As to step one of the Wright Line analysis, the resume that
Franzen presented to Allen at his interview had as an objective
to “get started on the path to become an operating engineer,”
and Franzen signed an authorization card, of which Allen had
knowledge on August 11.
There is no evidence of specific animus against Franzen for
engaging in union activity. However, animus can be inferred
from the following: (1) there is no evidence that Allen has ever
administered the NTST to anyone other than Franzen; (2) in
recent years, Jesiolowski has administered all NTSTs and
helped employees to pass; and (3) there is no evidence that any
employee other than Franzen has ever failed the NTST. In this
regard, Allen testified that he did not know the consequences of
an employee failing the test because it had never happened
before. Disparate treatment can lead to the inference of unlaw-
ful motivation. See the cases cited above.
Similarly, the timing of the discharge, a week after the peti-
tion was failed, also can be considered as reflecting inferred
animus. See the cases cited above. I therefore find that the
General Counsel has established a prima facie case.
Turning to the second step of Wright-Line, the factors cited
above also lead to the conclusion that Franzen was not dis-
charged for legitimate reasons. It is highly significant that in
the 16 or so years that Allen has been the Spike project manag-
er at ExxonMobil, no one other than Franzen has been excluded
from the site for failing to pass the NTST. Thus, Jesiolowski
testified that he administers about five NTSTs yearly and has
never had anyone fail. He substantially corroborated the testi-
mony of several employees that he assisted them both before
and during the test to arrive at the right answers. Clearly, Allen
did not provide Franzen with the same level of assistance that
other employees have received on a regular basis. In sum, the
record demonstrates that Spike has a longstanding and con-
sistent practice of ensuring that all of its employees pass the
NTST so that they can remain employed on the site, failing in
Franzen’s case alone to adhere to that practice.
The Respondent points out (R. Br. 21) that Allen called Cit-
go Supervisor Wollenzien later that day and asked if he could
use an extra hand. However, that would have been unnecessary
had Franzen received the assistance that other employees have
been given to pass the NTST.
Based on the above, I conclude that the Respondent has
failed to rebut the General Counsel’s prima facie case and that
Franzen’s discharge violated Section 8(a)(3) and (1).
Gissel Bargaining Order
Both the General Counsel and the Union urge a bargaining-
order remedy under NLRB v. Gissel Packing Co., 395 U.S. 575,
613 (1969), wherein the Court found that a bargaining order is
appropriate where an employer’s unfair labor practices have so
decreased the chance of a fair election that the already ex-
pressed desires of employees for representation (here, the em-
ployees' authorization cards) are a more reliable indication of
free choice than an election would be. Id. at 603 (“[C]ards,
though admittedly inferior to the election process, can ade-
quately reflect employee sentiment when that process has been
impeded.”). As the Respondent points out (R. Br. 50), a bar-
SPIKE ENTERPRISE, INC.
41
gaining order is an extraordinary remedy, with the preferred
route being to provide traditional remedies for an employer’s
unfair labor practices and to hold an election “wherever such
remedies may be sufficient to cleanse the atmosphere of the
effects of the unlawful conduct.” Desert Aggregates, 340
NLRB 289, 289 (2003), citing St. Agnes Medical Center, 304
NLRB 146, 147–148 (1991).
In Gissel, the Supreme Court identified two categories of
employer misconduct that warrant imposition of a bargaining
order: (1) Category I “exceptional” cases where the unfair labor
practices committed are so “outrageous" and "pervasive” that
traditional remedies cannot erase their coercive effects, thus
rendering a fair election impossible; and (2) Category II cases,
“less extraordinary cases marked by less pervasive practices
which nonetheless still have the tendency to undermine majori-
ty strength and impede the election process.” Id. at 614. In
Category II cases, the “possibility of erasing the effects of past
practices and of ensuring a fair election . . . by the use of tradi-
tional remedies, though present, is slight and . . . employee
sentient once expressed through cards would, on balance, be
better protected by a bargaining order[.]” Id. at 614–615.
The General Counsel does not distinguish between Category
I and Category II but contends (GC Br. 56–57) that the Re-
spondent’s egregious unlawful conduct inarguably had a de-
monstrable adverse impact on the Union’s employee support,
citing Dlubak Corp., 307 NLRB 1138, 1138 fn. 2 (1992) (Gis-
sel bargaining order warranted where employees’ withdrawal of
support for the union was “the product of [the employer’s]
unfair labor practices”), enfd. 5 F.3d 1488 (3d Cir. 1993); and
Garvey Marine, 328 NLRB 991, 995 (1999), enfd. 245 F.3d
819 (D.C. Cir. 2001) (employer’s serious and repeated unfair
labor practices undermined union’s majority strength, warrant-
ing Gissel bargaining order).
In support of its position, the General Counsel argues that
Union had majority support at the time the petition was filed on
August 11, but only a few weeks later, that support dropped to
30 percent due to the Respondent’s pervasive unlawful conduct,
in particular its discharge of Rossey and its coercion of em-
ployees to sign a petition denouncing the Union.9
General Counsel’s Exhibit 2 shows that 14 employees signed
authorization cards between March 27 and August 9, prior to
the Respondent’s unfair labor practices that occurred starting
on August 12. This represented over half of the unit. General
Counsel’s Exhibit 4 shows that 13 employees later signed the
decertification petition, between August 30 and September 21.
These included employees who had signed authorization cards:
Garner, Mathis, Matis, and Schwartz. Regardless of their tes-
timony of why they changed in their support for the Union,
Gissel “does not require that the unfair labor practices must
actually cause the loss of majority status. As long as they have
the tendency to do so, a bargaining order is appropriate.” Am-
ber Delivery Service, Inc., 250 NLRB 63, 66 (1980), enfd. in
part, vacated in part, 651 F.2d 57 (1st Cir. 1981).
In determining whether to issue a bargaining order, the
9 There is no evidence that the Respondent coerced employees into
signing the decertification petition. On this record, Lundberg alone
initiated and circulated it without any management involvement.
Board examines “the seriousness of the violations and their
pervasiveness, the size of the unit, the number of affected em-
ployees, the extent of dissemination, and the position of the
persons committing the violations.” Bristol Industrial Corp.,
366 NLRB No. 101, slip op. at 3 (2018).
The Union cites (U Br. 44) the well-established principle that
the discharge of union supporters is a significant consideration
in determining whether such an order is appropriate. Thus,
“The Board and courts have long considered the discharge of
union adherents to be among the ‘hallmark’ violations justify-
ing the issuance of bargaining orders,” because they are more
likely to destroy election conditions for a longer period time
than are other unfair labor practices (fn. omitted).” Milum Tex-
tile Services Co., 357 NLRB 2047, 2055 (2011), citing Abram-
son, LLC, 345 NLRB 171, 176 (2005); see also Bristol Indus-
trial Corp., above, slip op. at 2. As the Board stated in Dayton
Auto Electric, Inc., 278 NLRB 551, 558–559 (1986), citing
Apple Tree Chevrolet, 237 NLRB 876 (1978), the discharge of
an employee because of union activity “is one of the most fla-
grant means by which an employer can hope to dissuade em-
ployees from selecting a bargaining representative because no
event can have more crippling consequences to the exercise of
Section 7 rights than loss of work.”
For the following reasons, I find a bargaining order appro-
priate under Bristol Industrial Corp., above, as a Gissel Catego-
ry II. Most significantly, the discharge of Rossey occurred on
August 12, just 1 day after the Union filed its petition, and
Franzen’s discharge followed on August 18, only 6 days after-
ward, in a unit of approximately 23 employees. See General
Fabrication Corp. 328 NLRB 1115, 1115 (1999), enfd. 222
F.3d 218 (6th Cir. 2000) (in a small unit of approximately 31
employees, “The impact of this action was magnified by its
proximity to the onset of the Union’s organizational effort.”);
see also Debbie Reynolds Hotel, Inc., 332 NLRB 466, 467
(2000).
Furthermore, on August 16 and 17, Allen, the only on-site
supervisor of unit employees at ExxonMobil, committed a
number of violations of Section 8(a)(1) at a group meeting or
individually with Selby. Also, on about August 16, Allen un-
lawfully harassed Holland, the leading union adherent.
Thus, the Respondent’s commission of a series of unfair la-
bor practices, including the discharges, occurred within a week
after the petition was filed. It is noteworthy that on August 20,
the Union called an unfair labor practice strike to protest the
discharges of Rossey and Franzen, reflecting widespread
knowledge by unit employees of the discharges. In short, the
Respondent’s unfair labor practices had “the tendency to un-
dermine majority strength and impede the election process,”
and I will include a bargaining-order remedy.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. International Union of Operating Engineers, Local 150,
AFL–CIO (the Union) is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. By the following conduct, the Respondent has engaged in
unfair labor practices affecting commerce within the meaning
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
42
of Section 2(6) and (7) of the Act and violated Section 8(a)(3)
and (1) of the Act:
(a) Discharged Robert Rossey on August 12, 2021.
(b) Discharged Cody Franzen on August 18, 2021.
4. By the following conduct, the Respondent has engaged in
unfair labor practices affecting commerce within the meaning
of Section 2(6) and (7) of the Act and violated Section 8(a)(1)
of the Act:
(a) Gave employees the impression that their union activities
were under surveillance.
(b) Threatened employees with loss of pay if they voted to
be represented by the Union.
(c) Threatened employees with termination if they went out
on an economic strike.
(d) Harassed employees for engaging in union activities.
(e) Announced stricter enforcement of rules because of the
union organizing drive.
(f) Stated that it would be futile to select the Union as the
employees’ bargaining representative.
(g) Told employees that the Company was working on a pe-
tition that would make a union election unnecessary.
THE ELECTION
Objections
The critical period in this case is the period of time from Au-
gust 11, the date the petition was filed, through the mail ballot
election that ended on November 22. The Respondent’s above
conduct occurred during this timeframe. Accordingly, the Un-
ion’s objections 18 and 20–26 are sustained. The Union’s re-
maining objections are overruled.
Challenged Ballots
Having found that Robert Rossey and Cody Franzen were
wrongfully discharged, I order that their ballots be opened and
counted.
I adhere to the Regional Director’s determination that the
following individuals are eligible unit employees and not su-
pervisors, and I order that their ballots be opened and counted:
Petr Jesiolowski, Quinn Johnson, Jeff Lundberg, Robert
Weathersby, and Chris Woodward.
I further order that the ballots of Nikolas Holland and Cody
O’Neal, which were timely submitted to the United States Post-
al Service but not delivered in time for the ballot count, be
opened and counted.
Finally, I order that the ballot of Jordan Darnell, whose eli-
gibility is no longer contested, be opened and counted.
REMEDY
Because I have found that the Respondent has engaged in
certain unfair labor practices, I find that it must be ordered to
cease and desist and to take certain affirmative action designed
to effectuate the policies of the Act.
The Respondent having discriminatorily discharged Rossey
and Franzen, it must offer them full reinstatement to their for-
mer jobs or, if those jobs no longer exist, to substantially equiv-
alent positions, without prejudice to their seniority or other
rights or privileges previously enjoyed; and make them whole
for any losses of earnings and other benefits suffered as a result
of their discharges. Backpay shall be computed in accordance
with F. W. Woolworth Co., 90 NLRB 289 (1950), with interest
at the rate prescribed in New Horizons, 283 NLRB 1173
(1987), compounded daily as prescribed in Kentucky River
Medical Center, 356 NLRB 6 (2010).
In addition, the Respondent shall compensate Rossey and
Franzen for the adverse tax consequences, if any, of receiving a
lump-sum backpay award and to file a report with the Regional
Director for Region 13, within 21 days of the date the amount
of backpay is fixed, either by agreement or Board order, a re-
port allocating the backpay award to the appropriate calendar
years. Advoserv of New Jersey, Inc., 363 NLRB 1324 (2016);
Don Chavas, LLC, 361 NLRB 101 (2014). The Employer shall
compensate Rossey and Franzen for their search-for-work and
interim employment expenses regardless of whether those ex-
penses exceed interim earnings. Search-for-work and interim
employment expenses shall be calculated separately from taxa-
ble next backpay, with interest at the rate prescribed in New
Horizons, above, compounded daily as prescribed in Kentucky
River Medical Center, above. In addition to the backpay-
allocation report, the Employer shall file with the Regional
Director copies of Rossey’s and Franzen’s corresponding W-2
forms reflecting the backpay awards. Cascades Container-
board Packing—Niagara, 370 NLRB No. 76 (2021).
The General Counsel requests that the Respondent be di-
rected to send letters of apology to Rossey and Franzen, but I
find such a remedy superfluous and therefore will not order it.
The General Counsel also seeks an order that Hill read the
notice to employees on worktime in the presence of a Board
agent at the Respondent’s three Illinois locations or, alternative-
ly have a Board Agent read the notice to employees during
worktime in the presence of the Respondent’s supervisors and
agents identified in the Complaint. Public reading of the notice
to employees is a remedial measure that ensures that the em-
ployees “will fully perceive that the Respondent and its manag-
ers are bound by the requirements of the Act.” Federated Lo-
gistics & Operations, 340 NLRB 255, 258 (2003), affd. 400
F.3d 920, 929–930 (D.C. Cir. 2005); see also Johnston Fire
Services, LLC, 371 NLRB No. 56, slip op.at 7 (2022). I agree
that the notice should be read as the General Counsel requests
but will not specify which management official(s) should do so.
Upon the Union’s request, the Respondent shall within 10
days of the request commence bargaining in good faith with the
Union for a reasonable time and, if an understanding is reached,
embody the understanding in a signed agreement. Nickolas
County Health Care Center, 331 NLRB 970, 970 (2000); Ra-
ven Government Services, 331 NLRB 651, 651 (2000).
The challenged ballots that I described above shall be opened
and counted within 10 days from the date of this decision. If
the final revised tally in this proceeding reveals that the Union
has received a majority of the valid ballots case, the Regional
Director shall issue a certification of representative, in addition
to the bargaining order. If, however, the revised tally shows
that the Petitioner has not received a majority of the valid votes
cast, the Regional Director shall set aside the election, dismiss
the petition, vacate the proceedings in Case 13–RC–281169,
and the bargaining order alone shall take effect. Concrete
Form Walls, Inc., 346 NLRB 831, 840 (2006); General Fabri-
SPIKE ENTERPRISE, INC.
43
cations Corp., 328 NLRB 1114, 1116 fn. 17 (1999); Eddyleon
Chocolate Co., 301 NLRB 887, 892 (1991).
The Respondent shall immediately reinstate the unfair labor
practice strikers after they make an unconditional offer to return
to work as per NLRB v. International Van Lines, 409 U.S. 48,
50–51 (1972); Maestro Plastics v NLRB, 350 U.S. 270, 278
(1956).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended10
ORDER
The Respondent, Spike Enterprise, Inc., Channahon, Illinois,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Discharging or otherwise discriminating against employ-
ees because of their support for International Union of Operat-
ing Engineers, Local 150, AFL–CIO (the Union).
(b) Giving employees the impression that their union activi-
ties are under surveillance.
(c) Threatening employees with loss of pay if they vote to
be represented by the Union.
(d) Threatening employees with termination if they go out
on an economic strike.
(e) Harassing employees for engaging in union activities.
(f) Announcing stricter enforcement of work rules because
of the union organizing drive.
(g) Stating that it will be futile for employees to select the
Union as their bargaining representative.
(h) Telling employees that the Company is working on a pe-
tition that would make a union election unnecessary.
(i) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act:
(a) Within 14 days from the date of the Board’s Order, offer
Robert Rossey and Cody Franzen full reinstatement to their
former jobs or, if those jobs no longer exist, to substantially
equivalent positions, without prejudice to their seniority or any
other rights or privileges previously enjoyed.
(b) Make Rossey and Franzen whole for any loss of earnings
and other benefits suffered as a result of the discrimination
against them in the manner set forth in the remedy section of
the decision.
(c) Within 14 days from the date of the Board’s Order, re-
move from its files any reference to the unlawful discharges of
Rossey and Franzen and within 3 days thereafter notify them in
writing that this has been done and that the discharges will not
be used against them in any way.
(d) Immediately recognize the Union as the collective-
bargaining representative of unit employees, retroactive to No-
vember 22, 2021, and within 10 days of a request for bargain-
ing by the Union, commence bargaining for a reasonable time
10 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
and, if an understanding is reached, embody the understanding
in a signed agreement.
(e) Offer unfair practice strikers immediate reinstatement af-
ter they make an unconditional offer to return to work.
(f) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment rec-
ords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(g) Within 14 days after service by the Region, post at its
facilities in Channahon, Blue Island, and Lemont, Illinois, cop-
ies of the attached notice marked “Appendix.”11 Copies of the
notice, on forms provided by the Regional Director for Region
13, after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and maintained for
60 consecutive days in conspicuous places including all places
where notices to employees are customarily posted. The Re-
spondent shall take reasonable steps to ensure that the notices
are not altered, defaced, or covered by any other material. The
notice shall be read in the presence of all unit employees by a
responsible management official or by a Board agent in the
presence of a management official. If during the pendency of
these proceedings, the Respondent has gone out of business or
closed any of its Illinois facilities, the Respondent shall dupli-
cate and mail, at its own expense, a copy of the notice to all
current employees and former employees employed by the
Respondent at any time since August 12, 2021.
(h) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
The complaint is dismissed insofar as it alleges violations of
the Act that I have not specifically found.
Dated, Washington, D.C. May 16, 2022
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
11 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
44
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT discharge or otherwise discriminate against
you for supporting International Union of Operating Engineers,
Local 150, AFL–CIO (the Union) or any other labor organiza-
tion.
WE WILL NOT give you the impression that your union activi-
ties are under surveillance.
WE WILL NOT threaten you with loss of pay if you vote to be
represented by the Union.
WE WILL NOT threaten you with termination if you go out on
an economic strike.
WE WILL NOT harass you for engaging in union activities.
WE WILL NOT announce stricter enforcement of work rules
because of the union organizing drive.
WE WILL NOT state that it will be futile for you to select the
Union as your bargaining representative.
WE WILL NOT tell you that the Company is working on a peti-
tion that would make a union election unnecessary.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed
you by Section 7 of the Act.
WE WILL within 14 days from the date of the Board’s Order,
offer Robert Rossey and Cody Franzen full reinstatement to
their former jobs or, if those jobs no longer exist, to substantial-
ly equivalent positions, without prejudice to their seniority or
any other rights or privileges previously enjoyed.
WE WILL make Rossey and Franzen whole for any loss of
earnings and other benefits suffered as a result of our discrimi-
nation against them, in the manner set forth in the remedy sec-
tion of the decision.
WE WILL remove from our files any reference to our unlawful
discharges of Rossey and Franzen, and within 3 days thereafter
notify them in writing that this has been done and that the dis-
charges will not be used against them in any way.
WE WILL , on the Union’s request, bargain with the Union as
the exclusive collective-bargaining representative of our full-
time and regular part-time operators, techs, and laborers em-
ployed at our three Illinois locations and, if an understanding is
reached, embody the understanding in a signed agreement.
WE WILL offer unfair labor practice strikers immediate rein-
statement after they make unconditional offers to return to
work.
SPIKE ENTERPRISE, INC.
The Administrative Law Judge’s decision can be found at
https://www.nlrb.gov/case/14-CA-281652 or by using the QR
code below. Alternatively, you can obtain a copy of the deci-
sion from the Executive Secretary, National Labor Relations
Board, 1015 Half Street, S.E., Washington, D.C. 20570, or by
calling (202) 273–1940.