373 NLRB No. 53
Starbucks Corporation
373 NLRB No. 53
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Starbucks Corporation and Chicago & Midwest Re-
gional Joint Board, Workers United/SEIU. Case
18–CA–293653
May 7, 2024
DECISION AND ORDER
BY MEMBERS KAPLAN, PROUTY, AND WILCOX
On March 3, 2023, Administrative Law Judge Geof-
frey Carter issued the attached decision. The Respondent
filed exceptions and a supporting brief, the General
Counsel filed an answering brief, and the Respondent
filed a reply brief. The General Counsel also filed excep-
tions with supporting argument, the Respondent filed an
answering brief, and the General Counsel filed a reply
brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.1
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings,2 findings,3 and conclusions4 as
1 The Respondent asserts that Members Prouty and Wilcox should
recuse themselves based on their “past, present, and perceived relation-
ships with the Service Employees International Union (‘SEIU’) Interna-
tional Union, SEIU Local Unions, and their affiliates, including Work-
ers United.” Members Prouty and Wilcox have determined, in consul-
tation with the Board’s Designated Agency Ethics Official, that there is
no basis to recuse themselves from the adjudication of this case.
2 We find no merit in the Respondent’s exception to the judge’s rul-
ing at the hearing granting the General Counsel’s petition to revoke the
Respondent’s subpoena duces tecum issued to employee Hannah
Fogarty.
3 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
4 For the reasons stated by the judge, we affirm his conclusions that
the Respondent violated Sec. 8(a)(1), in about late February 2022 or
early March 2022, by threatening employee Fogarty that the Respond-
ent would enforce work rules more strictly because of employees’
union activities and that employees could be terminated because of that
stricter enforcement and, on a date between about February 11, 2022,
and April 4, 2022, threatening employee Fogarty with unspecified
reprisals against employees if they unionized. In affirming these con-
clusions, Member Kaplan observes that, although the judge did not
explicitly rely on demeanor when he credited Fogarty’s account over
that of store manager Nick Reid, he did rely on that the fact that
Fogarty provided a more detailed account of their conversation. Mem-
ber Kaplan does not find that a clear preponderance of the evidence
warrants overturning this credibility resolution. Accordingly, Member
Kaplan finds it unnecessary to rely on the judge’s inaccurate statement
that Reid did not directly refute Fogarty’s more detailed testimony. In
further discussed below and to adopt the recommended
Order as modified.5
I. BACKGROUND FACTS
On February 11, 2022,6 the employees of a Starbucks
store in Oak Creek, Wisconsin, went public with their
union organizing campaign urging the Respondent to
voluntarily recognize Chicago & Midwest Regional Joint
Board, Workers United/SEIU (the Union) as their collec-
tive-bargaining representative. That same day, employ-
ees Sydney Lebarron-Fahl, Aleja Norton-Abad, and Syd
Nelson met with Respondent Store Manager Nick Reid
in the store’s back room away from the sales floor and
delivered to him a letter that their coworker Hannah
Fogarty had emailed that morning to the Respondent’s
President and CEO Kevin Johnson.
Surprised by the organizing campaign, Reid asked the
employees individually why they sought to unionize.
Each employee provided their personal reasons, which
included concerns about the COVID-19 pandemic, staff-
ing levels, wages, and the lack of transparent communi-
cation. Reid responded that he felt like he had failed as a
store manager. Lebarron-Fahl told Reid that the organiz-
ing campaign was not about him but involved corporate-
level issues that Reid could not fix. After Reid asked
why they had not raised their concerns with him first,
Lebarron-Fahl explained that other employees had told
them of having felt dissatisfied after speaking with him.
The very next day, on February 12, Reid told Norton-
Abad that he wanted to speak with her after her break.
Norton-Abad again met with Reid in the store’s back
room. As he did the day before, Reid asked Norton-
affirming these conclusions, Member Kaplan also does not rely on the
judge’s statement that “[t]he problem in this conversation began when
Reid stated that his back was on the line.”
We also affirm the judge’s conclusion that, based on current Board
law, the Respondent did not violate Sec. 8(a)(1) by holding mandatory
captive audience meetings with employees during worktime to express
to them its views about their organizing campaign. Members Prouty
and Wilcox are open to reconsidering Babcock & Wilcox Co., 77
NLRB 577 (1948), and the legality of mandatory captive audience
meetings in a future appropriate case.
No exceptions were filed to the judge’s dismissal of the allegations
that the Respondent, on February 11, 2022, unlawfully interrogated
employees by repeatedly asking them why they felt they needed a un-
ion and, in about late March 2022, unlawfully threatened employees
with stricter enforcement of the Respondent’s dress code because of
their union activities.
5 We have modified the judge’s recommended Order in accordance
with our decision in Paragon Systems, Inc., 371 NLRB No. 104 (2022).
Member Kaplan acknowledges and applies Paragon Systems as Board
precedent, although he expressed disagreement there with the Board's
approach and would have adhered to the position the Board adopted in
Danbury Ambulance Service, Inc., 369 NLRB No. 68 (2020).
We shall substitute a new notice to conform with the Board’s stand-
ard remedial language.
6 All dates hereinafter are in 2022 unless otherwise indicated.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
Abad why she wanted to unionize and why she had never
approached him to discuss her concerns. Norton-Abad
told him that she had heard from others that bringing
concerns to him had not been productive. Reid scoffed
when Norton-Abad mentioned that she knew that the
Respondent’s corporate policies limited what he could
do. When Norton-Abad gave, as an example of her con-
cerns, Reid telling a coworker to just take some vacation
time if the coworker was concerned about COVID-19
exposure at work, Reid started to raise his voice and
again mentioned that Norton-Abad had never brought
that issue to him and told her that she does not know
what he told that coworker.
After a few moments of silence, Norton-Abad pivoted
the focus of the meeting away from her union support by
asking Reid why exactly he was against the employees’
organizing campaign. Reid responded that he was afraid
of losing his job based on research he had done the night
before and texts he had received from friends. Reid also
explained that he was worried that unionizing would in-
hibit his close relationship with employees and might
create hostility between employees. Reid questioned
Norton-Abad as to whether unionizing was “worth the
risk” and if employees “knew what they were signing up
for.” Norton-Abad countered that unionizing was worth
the risk and, while agreeing that employees should be
well-informed about the Union, noted that a lot of em-
ployees feared being terminated if they showed support
for the Union. The meeting concluded with Norton-
Abad telling Reid that she hoped the two of them could
continue working well together.
II. DISCUSSION
For the reasons stated by the judge, we affirm his find-
ings that Reid’s February 12 meeting with Norton-Abad
violated Section 8(a)(1) by unlawfully threatening un-
specified reprisals against her and her coworkers if em-
ployees unionized and by unlawfully interrogating her as
to her support for the Union.7 We also affirm the judge’s
7
On exceptions, the Respondent argues that the complaint incor-
rectly specified that Reid’s unlawful conduct occurred on the “work
floor” because Reid’s February 12 meeting with Norton-Abad indisput-
ably occurred in the store’s back room, not the “work floor” that the
Respondent claims is only in the front of the store. Regardless of
whether the “work floor” of the store includes the back room where
Reid’s February 12 meeting with Norton-Abad took place, minor factu-
al discrepancies from what was alleged in the complaint as to the loca-
tion of where a violation occurred do not create a due-process issue. In
this case, the Respondent was not prevented from mounting its defense
to the allegations because there was never any dispute as to which of
Reid’s statements the General Counsel was alleging were unlawful. In
the alternative, we find the judge’s violation findings are permissible
because they are “closely connected to the subject matter of the com-
plaint and ha[ve] been fully litigated.” See Pergament United Sales,
296 NLRB 333, 334 (1989) (finding that the Board may find a violation
dismissal of the allegation, for the reasons he stated, that
Reid did not unlawfully threaten Norton-Abad with job
loss during this same meeting.
A. Threat of Unspecified Reprisals
In considering the entirety of Reid’s remarks at the
February 12 meeting, we agree with the judge that Nor-
ton-Abad would have reasonably understood them as
threatening unspecified reprisals against employees be-
cause of their organizing campaign. Just the day earlier,
Reid had already asked Norton-Abad about and heard her
reasons for supporting the Union. Nonetheless, Reid
followed up with Norton-Abad the very next day by tell-
ing her to meet with him again privately to discuss em-
ployees’ unionization bid. This time, Reid pointedly
expressed to Norton-Abad his frustration and concerns
about employees’ union activity, including his perception
that it posed a risk to his own job.
When Norton-Abad tried to impress upon Reid that he
was not at fault for employees seeking to unionize, Reid
scoffed at Norton-Abad. Reid explained to Norton-Abad
that he was worried that unionizing would inhibit his
close relationship with employees and conveyed to Nor-
ton-Abad that, in addition to the risk to his own job, she
and her coworkers may face negative consequences by
asking if organizing was “worth the risk” and if employ-
ees “knew what they were signing up for.”
Based on the context in which the remarks were made
and the overall tenor of the meeting, including Reid
scoffing at Norton-Abad and raising his voice while
speaking with her at one point, Reid’s remarks to Nor-
ton-Abad about fearing that the organizing campaign
would hurt his close relationship with employees and
asking if organizing was “worth the risk” and if employ-
ees “knew what they were signing up for,” when taken
together, would reasonably be understood as a threat
intended to dissuade Norton-Abad from continuing her
union activity.
An employee whose manager expresses such disdain
towards her actions and questions the soundness of her
engaging in those actions would reasonably be concerned
that her manager, or someone else acting on behalf of her
employer, might discipline or take some other form of
adverse action against her. Reid baselessly prognosticat-
ed to Norton-Abad about the negative repercussions that
even in the absence of a specified complaint allegation if the issue has
been fully litigated), enfd. 920 F.2d 130 (2d Cir. 1990); see also Wayne
J. Griffin Electric, Inc., 335 NLRB 1362, 1362 fn. 2 (2001) (finding
violation even though complaint misidentified unlawful statements as
being made at a job site instead of on a telephone call because “the
violations found by the judge are sufficiently related to the [complaint]
allegations” and “the violations were fully and fairly litigated”), enfd.
36 Fed. Appx. 138 (4th Cir. 2002).
STARBUCKS CORP.
3
could come about by unionizing. Moreover, Reid’s
vague statement about unionization damaging his close
relationship with employees is distinguishable from the
lawful statements in Tri-Cast, Inc., 274 NLRB 377
(1985). Reid’s comment was much more ominous be-
cause it did not give any indication that this potential
harm to employees would only occur as an outcome of
the collective-bargaining process. In addition, we disa-
gree with our dissenting colleague’s claims regarding
how an employee would reasonably understand Reid’s
statements. Contrary to our dissenting colleague’s asser-
tion about what Norton-Abad “clearly understood,” we
do not think that a reasonable employee would have a
tendency to understand Reid’s comments, in the context
of Reid’s expression of frustration with employees’ un-
ionization effort, as referring only to employee
knowledge of unionization in general, and without
threatening unlawful action. We similarly disagree with
our colleague that Reid’s dismissive reactions to Norton-
Abad’s explanations for employees’ union activity would
not cause an employee to reasonably believe that she
may face reprisals for engaging in that activity. Consid-
ering the entire context of Reid’s statements to Norton-
Abad, we find that they constituted an unlawful threat.8
8 Because it would not affect the remedy, we find it unnecessary to
pass on the General Counsel’s exception to the judge not specifically
finding that Reid’s questions to Norton-Abad about whether unionizing
was “worth the risk” and if employees “knew what they were signing
up for” were also independently unlawful threats of unspecified repris-
als. Similarly, although the judge dismissed the allegation that Reid
committed an additional 8(a)(1) violation by threatening Norton-Abad
that unionization would inhibit his close working relationship with
employees, we find it unnecessary to pass on whether that comment
independently constituted an additional threat of unspecified reprisals.
Lastly, because the statements here are distinguishable, we find it un-
necessary to pass on the General Counsel’s exception urging the Board
to overrule Tri-Cast, Inc., above.
Member Kaplan would reverse the judge and dismiss this allegation.
First, there is no threat in Reid expressing his concern that unionization
would inhibit his close relationship with employees. See Tri-Cast, Inc.,
274 NLRB 377, 377 (1985) (“There is no threat, either explicit or im-
plicit, in a statement which explains to employees that, when they se-
lect a union to represent them, the relationship that existed between the
employees and the employer will not be as before.”). The catalyst for
the change in the employer-employee relationship—employees’ selec-
tion of the Union as their bargaining representative—is self-evident, it
would therefore have been clear that any change “would only occur as
an outcome of the collective-bargaining process.” Second, as explained
below, Reid’s concerns about his own job security would not be rea-
sonably understood as threatening that employees might also lose their
jobs if they unionized. In this context, an employee would not reasona-
bly view Reid’s questions about employees being aware of and ready
for the risks of unionization to suggest that their actions would result in
the Respondent making negative changes to their terms and conditions
of employment. In fact, although Reid asked Norton-Abad whether
unionizing was “worth the risk," the risks he referred to in their conver-
sation were that he was fearful that unionizing would affect the close
relationship he had with employees and that he feared conflicts between
B. Interrogation
We agree with the judge that, under the totality of the
circumstances, Reid’s interrogation of Norton-Abad
about her union sympathies, just a day after Reid had
already asked Norton-Abad the exact same questions,
would reasonably tend to interfere with, restrain, or co-
erce an employee’s union activity. See Rossmore House,
269 NLRB 1176, 1178 & fn. 20 (1984), affd. sub nom.
Hotel & Restaurant Employees, Local 11 v. NLRB, 760
F.2d 1006 (9th Cir. 1985). Reid, the Respondent’s high-
est-ranking official at the store, directly questioned Nor-
ton-Abad about her support for the Union during a one-
on-one meeting initiated by Reid solely to discuss the
employees’ organizing campaign and during which Reid
expressed his personal concerns about employees’ union
organizing. Reid engaged in this questioning while
openly expressing his hostility towards Norton-Abad’s
responses during the meeting, including scoffing at her
when she suggested there were limits on his authority
and raising his voice when Norton-Abad mentioned a
coworker who had told her that Reid had dismissed that
employee’s concerns about COVID-19 exposure.
Instructively, the questioning occurred in the same
meeting where Reid unlawfully threatened Norton-Abad
with unspecified reprisals. See Parts Depot, Inc., 332
NLRB 670, 673 (2000) (“Where the interrogation is ac-
companied by threats or other violations of Section
8(a)(1), as this one was, there can be no question as to
the coercive effect of the inquiry.”), enfd. 24 Fed. Appx.
1 (D.C. Cir. 2001). Norton-Abad’s truthful response to
Reid does not negate the coerciveness of the interroga-
tion. Unlike the February 11 discussion when Reid
asked employees about their union support, in a moment
of surprise immediately after employees informed him of
their demand for voluntary recognition of the Union,
Reid’s deliberative questioning of Norton-Abad about
employees with different views of the Union. When Reid asked wheth-
er employees knew what they were signing up for, Norton-Abad an-
swered that "we wanted to make sure they understood, you know, what
a union was and understood what they were signing up for," and Reid
responded "okay." As would any reasonable employee, she clearly
understood that Reid was referring to employee knowledge of unioniza-
tion in general and was not threatening unlawful action by the Re-
spondent. Third, an employee would not reasonably view Reid’s
“scoffs” or raised voice as hostility toward employees’ decision to
unionize. Rather, Reid’s reactions came in direct response to Norton-
Abad’s statements about Reid’s job position—specifically that Reid had
limited authority to address employee complaints in relation to corpo-
rate management and the perception that employees had not been satis-
fied when raising concerns with him. The exchange had nothing to do
with the Respondent’s views about the Union, and Reid’s purely per-
sonal reactions did not in any way hint at “reprisals” by the Respond-
ent. For these reasons, Member Kaplan finds that Reid’s remarks,
questions, and actions, as individual statements and when taken togeth-
er, did not convey a threat of unspecified reprisals.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
her union sympathies after having already done so the
day before, and without Reid providing Norton-Abad
with any explanation for doing so again, would have rea-
sonably discouraged her from engaging in further union
activity. Our dissenting colleague would find Reid’s
interrogation of Norton-Abad lawful because he de-
scribes Reid as having only followed up with Norton-
Abad over their conversation from the previous day.
However, there was nothing for Reid to follow up about
regarding the employees’ unionization efforts, as Reid
had already heard from employees about why they had
sought to unionize and he did not seek any new or addi-
tional information that would warrant his further ques-
tioning of Norton-Abad. In light of the context in which
Reid’s interrogation of Norton-Abad occurred, we find
that it was unlawfully coercive.9
C. Threat of Job Loss
Irrespective of the legality of Reid’s remarks at the
February 12 meeting, discussed above, we agree with the
judge that Reid did not unlawfully threaten Norton-Abad
with job loss. Reid’s speculation to Norton-Abad about
the risks that employee organizing posed to his own job
reasonably conveyed nothing more than an honest as-
sessment of his own subjective concerns. Reid’s specu-
9 Member Kaplan would reverse the judge and dismiss the interro-
gation allegation. The day before the conversation at issue, employees
met Reid in the back of the store to inform him of their decision to seek
union representation, and Reid asked them about their reasons for or-
ganizing. Reid followed up with Norton-Abad the next day and, in a
one-on-one conversation in the back of the store, asked Norton-Abad
the same question about employees’ reasons for seeking union repre-
sentation. Reid did not seek new or additional information that could
be used against Norton-Abad or other employees, and she freely an-
swered his questions and queried him about why he opposed unioniza-
tion. The conversation occurred in the same part of the store where
employees apparently felt comfortable discussing unionization with
Reid only a day earlier. Norton-Abad answered Reid’s question honest-
ly and indicated that she and Reid had a good working relationship by
stating at the end of their conversation that she hoped they could con-
tinue working well together. Further, as explained above, Member
Kaplan does not find that Reid threatened Norton-Abad with unspeci-
fied reprisals during this conversation as in, e.g., Parts Depot, supra.
Therefore, the background, nature of the information sought, location
of the inquiry, and Norton-Abad’s truthful response weigh against
finding that Reid’s limited questioning was coercive under Rossmore
House, supra. Reid’s status as the highest-ranking in-store official does
not change the balance in favor of finding the questioning coercive
because the record shows that he was a low-ranking member of the
Respondent’s management hierarchy and that he and Norton-Abad,
whom he directly supervised, had an amicable relationship. See gener-
ally Toma Metals, Inc., 342 NLRB 787, 789 (2004) (dismissing interro-
gation allegation where employee’s question about union activity
prompted low-level supervisor to ask another employee about union
rumors, supervisor and employee had a friendly relationship, conversa-
tion was informal and not in the boss’s office, and employee answered
truthfully). For these reasons, Member Kaplan would find that Reid’s
questioning of Norton-Abad did not violate Sec. 8(a)(1) of the Act.
lation about his own circumstances does not reasonably
convey a threat of Norton-Abad’s job loss because, as the
judge pointed out, the two were not similarly situated.
Reid is the store manager. Given the significant differ-
ences in their job positions, an employee on the receiving
end of such speculation would reasonably understand
that the personal concerns of a store manager are not
necessarily applicable to the store’s employees. Moreo-
ver, in the midst of an organizing campaign, an employee
such as Norton-Abad would also likely understand that,
as a store manager, Reid is not covered by the Act and
does not enjoy the same job security protections as Nor-
ton-Abad and other employees. Accordingly, and con-
trary to our dissenting colleague, we affirm the judge’s
dismissal of this allegation.10
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Star-
bucks Corporation, Oak Creek, Wisconsin, its officers,
agents, successors, and assigns, shall take the action set
forth in the Order as modified.
1. Substitute the following for paragraph 2(a).
“(a) Post at its Howell and Puetz store in Oak Creek,
Wisconsin, copies of the attached notice marked “Ap-
pendix.”11 Copies of the notice, on forms provided by
10 Member Prouty would reverse the judge on this issue and find that
Reid unlawfully threatened Norton-Abad with job loss by stating to her
that he feared losing his job because of employees’ organizing cam-
paign. Despite the differences in their positions, an employee in Nor-
ton-Abad’s position would reasonably fear that her job was at risk by
hearing her manager tell her directly that even he feared for his job
because of employees’ protected activity. Reid’s expression of fear for
his job reinforced his underlying message conveyed to her during the
February 12 meeting that employees’ union activity could have nega-
tive ramifications for everyone, including a well-regarded manager like
himself, and would reasonably suggest to Norton-Abad that she (and/or
other co-workers) could be next. Notably, Reid never explained to
Norton-Abad that his fear of job loss was limited to only his position as
store manager, even after Norton-Abad noted that a lot of employees
feared being terminated if they showed support for the Union. Member
Prouty does not agree that a reasonable employee would be reassured
by the knowledge—if she knew it—that the Act protects employees but
not managers from retaliatory job loss.
11 If the store involved in these proceedings is open and staffed by a
substantial complement of employees, the notice must be posted within
14 days after service by the Region. If the store involved in these pro-
ceedings is closed or not staffed by a substantial complement of em-
ployees due to the Coronavirus Disease 2019 (COVID-19) pandemic,
the notice must be posted within 14 days after the store reopens and a
substantial complement of employees have returned to work. If, while
closed or not staffed by a substantial complement of employees due to
the pandemic, the Respondent is communicating with its employees by
electronic means, the notice must also be posted by such electronic
means within 14 days after service by the Region. If the notice to be
physically posted was posted electronically more than 60 days before
physical posting of the notice, the notice shall state at the bottom that
STARBUCKS CORP.
5
the Regional Director for Region 18, after being signed
by the Respondent’s authorized representative, shall be
posted by the Respondent and maintained for 60 consec-
utive days in conspicuous places, including all places
where notices to employees are customarily posted. In
addition to physical posting of paper notices, notices
shall be distributed electronically, such as by email, post-
ing on an intranet or an internet site, and/or other elec-
tronic means, if the Respondent customarily communi-
cates with its employees by such means. Reasonable
steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other
material. If the Respondent has gone out of business or
closed the store involved in these proceedings, the Re-
spondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former
employees employed by the Respondent at that store at
any time since February 12, 2022.”
2. Substitute the attached notice for that of the admin-
istrative law judge.
Dated, Washington, D.C. May 7, 2024
______________________________________
Marvin E. Kaplan, Member
________________________________________
David M. Prouty,
Member
________________________________________
Gwynne A. Wilcox,
Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
“This notice is the same notice previously [sent or posted] electronical-
ly on [date].” If this Order is enforced by a judgment of a United States
court of appeals, the words in the notice reading “Posted by Order of
the National Labor Relations Board” shall read “Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board.”
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT interrogate you about why you wish to
unionize.
WE WILL NOT threaten you with unspecified reprisals if
you choose to unionize.
WE WILL NOT threaten to enforce work rules more
strictly because you engage in union activities, and WE
WILL NOT threaten you that you could be terminated be-
cause of that stricter enforcement.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
STARBUCKS CORPORATION
The
Board’s
decision
can
be
found
at
http://www.nlrb.gov/case/18-CA-293653 or by using the
QR code below. Alternatively, you can obtain a copy of
the decision from the Executive Secretary, National La-
bor Relations Board, 1015 Half Street, S.E., Washington,
D.C. 20570, or by calling (202) 273–1940.
Renee Medved, Esq., for the General Counsel.
Michael Yellin, Michael Gotzler, and Nina Neff, Esqs., for the
Respondent.
Robert Cervone, Esq., for the Charging Party.
DECISION
GEOFFREY CARTER, Administrative Law Judge. The Gen-
eral Counsel contends that Starbucks Corporation (Respondent)
violated Section 8(a)(1) of the National Labor Relations Act
(the Act) by conducting captive audience meetings at which
employees on paid time were required to listen to Respondent’s
views about union activity, and by making various statements
to employees that had a reasonable tendency to interfere with,
restrain, or coerce employees in the exercise of their rights
under the Act. Relying on current Board precedent, I recom-
mend dismissal of the complaint allegations that captive audi-
ence meetings are, per se, unlawful. I have found, however,
that Respondent did run afoul of the Act by unlawfully interro-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
gating employees about their union activities and by threaten-
ing employees that their union activities and/or unionization
could lead to various adverse consequences such as stricter
enforcement of work rules and unspecified reprisals.
STATEMENT OF THE CASE
This case was tried in Milwaukee, Wisconsin, on January 11,
2023. The Chicago & Midwest Regional Joint Board, Workers
United/SEIU (Charging Party or Union) filed the charge on
April 6, 2022, and filed amended charges on April 14, May 12,
and July 18, 2022.1 The General Counsel issued the complaint
on August 19, 2022, and amended the complaint during trial on
January 11, 2023. (Tr. 10–12.)
In the complaint, the General Counsel alleged that Respond-
ent violated Section 8(a)(1) of the Act by: (a) since February
2022, implicitly, if not explicitly, forcing employees to convene
on paid time to listen to Respondent’s position regarding union
activity; (b) on about February 11, 2022, interrogating employ-
ees in the store manager’s office by repeatedly asking them
why they felt they needed a union; (c) in early February 2022,
interrogating employees about their union activities, impliedly
threatening unspecified reprisals of employees organized,
threatening employees with job loss because of their union
activities, and threatening that unionization would inhibit the
relationship between the store manager and employees; (d) in
about February or March 2022, threatening to enforce work
rules more strictly because of employees’ union activities, and
threatening to terminate employees because of their union ac-
tivities; and (e) in about March or April 2022, threatening em-
ployees that the store manager would more strictly enforce the
dress code because of employees’ union activities. Respondent
filed a timely answer denying the alleged violations in the
complaint.
On the entire record,2 including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and Respondent, I make the following
FINDINGS OF FACT3
I. JURISDICTION
Respondent, a Washington corporation with headquarters in
Seattle, Washington, operates coffee shops on a retail basis
throughout the United States, including a coffee shop located in
Oak Creek, Wisconsin.4 In the 12 months before the complaint
1 All dates are in 2022, unless otherwise indicated.
2 The transcripts in this case generally are accurate, but I note the
following transcript corrections: p. 8, l. 2: Mr. Gotzler was the speaker;
p. 9, l. 12: “by” should be “about”; p. 9, l. 13: “advance” should be
“events”; p. 125, l. 23: “meaning” should be “meeting”; p. 170, l. 20:
“banning” should be “banding”; and p. 200, l. 23: “I’ll be” should be
“by”. I also note that the exhibit file erroneously includes Respondent
Exhibit 7, which was withdrawn and is not part of the evidentiary rec-
ord. (See Tr. 198–199.)
3 Although I have included several citations in this decision to high-
light particular testimony or exhibits in the evidentiary record, I empha-
size that my findings and conclusions are not based solely on those
specific citations, but rather are based on my review and consideration
of the entire record for this case.
4 Employees also referred to this store as the “Howell and Peutz”
location in Oak Creek, Wisconsin. The Howell and Peutz store is lo-
was filed, Respondent derived gross revenues in excess of
$500,000 and purchased and received goods at its store in Oak
Creek, Wisconsin that are valued in excess of $5000 and came
directly from points outside the State of Wisconsin. Respond-
ent admits, and I find, that Respondent is an employer engaged
in commerce within the meaning of Section 2(2), (6), and (7) of
the Act. Respondent also admits, and I find, that the Union has
been a labor organization within the meaning of Section 2(5) of
the Act.
II. ALLEGED UNFAIR LABOR PRACTICES5
A. Background
1. Respondent’s employees and managers
Employees, also called “partners,” at Respondent’s stores
work in the following roles (among others):
Barista: A barista is responsible for preparation of hot and
cold beverages, cash register transactions, store cleanliness,
product merchandising and excellent customer service. A
barista generally works fewer than 40 hours per week.
Shift supervisor: A shift supervisor performs all the duties of a
barista, as well as helping guide the work of others and assist-
ing with ordering and accounting. . . . A shift supervisor gen-
erally works fewer than 40 hours per week.
Store manager: The store manager is ultimately in charge of
all store operations and directs the work of . . . shift supervi-
sors and baristas. The store manager is responsible for per-
sonnel decisions, scheduling, payroll and fiscal decisions. A
store manager is considered full-time and is generally sched-
uled to work at least 40 hours each week.
(Jt. Exh. 6 at 13; Tr. 17, 38–39, 58–59, 107, 161–162, 181–
182.)
Since about May 2021, Nick Reid has served as the store
manager at Respondent’s Oak Creek location and is the highest
level of manager who works in that store on a daily basis. Reid
reported to district manager Meg Ryan throughout the relevant
time period. In connection with his role as store manager, Reid
regularly checked in with employees to ask how they were
doing and to make sure that employees were “in the right
space” for work. (Tr. 17, 49–50, 58, 107–108, 159, 161, 172,
182–183.)
2. Dress code policy and practices
Respondent uses a color palette for employee clothing “to
cated at 8880 South Howell Ave., Oak Creek, Wisconsin. (Tr. 17, 58,
107, 159, 181; Jt. Exh. 4 at 5; GC Exh. 1(a).)
5 As indicated above, this case involves allegations that Respondent,
through store manager Nick Reid, made various statements that violate
Sec. 8(a)(1) of the Act. When Reid testified, he denied making various
unlawful statements such as threatening partners that they would lose
their jobs if they voted to unionize or engaged in union activities, or
threatening to enforce work rules more strictly because the Union filed
a petition for an election. (See Tr. 173–174.) I give little weight to
these general denials as, at most, they reflect Reid’s subjective view
about whether his remarks to employees ran afoul of the Act. That is a
matter that I will decide based on the evidentiary record and the appli-
cable legal standards.
STARBUCKS CORP.
7
ensure that our green apron is the focal point. A small amount
of accent color on ties, scarves, tops, socks and shoes is al-
lowed.” The permissible colors for employee clothing are
black, gray, navy, brown, khaki, or white (with the color white
permissible for tops only). (Jt. Exh. 7; see also Jt. Exh. 6 at 28–
31 (describing Respondent’s “Dress Code and Personal Ap-
pearance” policy); Tr. 32, 62–63, 73, 116–117, 134–135, 162–
163.)
In practice, Respondent did not enforce the dress code con-
sistently before February 2022. For example, employees some-
times wore white shoes to work without objection from man-
agement even though the dress code did not permit that shoe
color. (Tr. 32–33, 36–38, 55, 63–64, 96; see also Tr. 117, 135–
136 (same, when an employee wore red boots on her first day
working on the floor, and when an employee wore a navy shirt
with a cherry pattern).) When Reid did raise dress code com-
pliance issues with employees he typically had a conversation
with the employee about the policy and gave the employee an
opportunity to correct the problem. (Tr. 163–164.)
3. Drink-making policies and practices
To ensure consistency across its various stores, Respondent’s
baristas complete training (usually with a barista trainer or an-
other experienced coworker) on how to make various drinks
available on the menu. When questions arise after the training
period about how to make a drink, baristas may refer to printed
cards (usually kept by the cash register) that provide recipes for
drinks, or may ask a coworker for assistance. If a barista is
making drinks incorrectly, either the shift supervisor or store
manager may coach the barista on how to make the drink
properly. There is no dispute that making drinks correctly is an
important aspect of working as a barista. (Tr. 39–40, 74–76,
79–80, 136–138, 165–166.)
B. The Union Organizing Campaign Begins
1. January 2022 – preliminary discussions about union
organizing
In January 2022, employee Hannah Fogarty spoke with other
employees about the possibility of union organizing at the Oak
Creek store. After other employees showed interest, Fogarty
emailed the Union. (Tr. 108.)
2. February 11, 2022—employees send letter to Starbucks
President and CEO Kevin Johnson
On February 11, 2022, Fogarty emailed Starbucks President
and CEO Kevin Johnson a letter signed by 16 employees at the
Oak Creek store. The employees stated as follows in the letter,
in pertinent part:
As “essential” workers during an ongoing pandemic we go to
work in a high risk environment every day. To not give us a
say in the policies that directly impact our safety is nothing
short of disrespectful. Not to mention the complete lack of
guaranteed paid sick time, for any illness other than Covid,
that makes it both physically and financially dangerous for us
to get sick. At $12.60 per hour it’s impossible for any barista
with bills and rent to pay to also develop a savings account to
fall back on in the event they do fall ill. . . .
We are proudly standing together . . . both as Starbucks part-
ners and Wisconsinites to speak up for what we believe in as a
store and as a state. . . . It is in this spirit that we, the under-
signed partners of Starbucks at Howell & Peutz, respectfully
and formally demand that Starbucks recognize our union,
CMRJB Workers United (SEIU), as the sole and exclusive
collective bargaining agent for all permanent hourly full-time
and part-time employees, including Baristas and Shift Super-
visors, and excluding Store Managers, Assistant Store Man-
agers and supervisors as defined by the NLRA.
You can see from the signatures below that our union clear-
ly has majority status. It is time to abandon the union bust-
ing and stall tactics, Kevin. It is time to sit-down at the bar-
gaining table, and negotiate a fair contract with us, your part-
ners.
Please respond to our demand for union recognition and bar-
gaining by Thursday, February 17th, at 3pm Eastern time.
(Jt. Exh. 1 (emphasis in original); see also Tr. 18, 45–46, 108–
110.)
3. February 11, 2022 – employees deliver letter to Store Man-
ager Reid
Also on February 11, employee Sydney Lebarron-Fahl asked
Reid if she and coworkers Aleja Norton-Abad and S.N. 6 could
speak with Reid in the back of the store (away from the sales
floor). Reid agreed. Once they reached the back room, Lebar-
ron-Fahl gave Reid a copy of the letter seeking union recogni-
tion and briefly explained why employees were hoping to un-
ionize. (Jt. Exh. 2 (the same letter as Jt. Exh. 1, but showing
employee signatures instead of typed employee names); Tr. 18–
21, 40–43, 59–61, 80–81, 85, 166–169).)
Reid, who was surprised to learn about the union organizing
campaign, asked each of the three employees why they were
unionizing. Lebarron-Fahl explained that she had concerns
about how Respondent had been handling the COVID–19 pan-
demic, particularly regarding inadequate staffing and Respond-
ent’s decision to shorten the quarantine period after a COVID–
19 infection from 10 to 5 days. When Reid asserted that Re-
spondent was following CDC guidelines when it shortened the
quarantine period, Lebarron-Fahl added that the shorter quaran-
tine period made her and other employees feel uncomfortable
and that Respondent should hear employees’ perspective about
the issue. (Tr. 20–21, 41, 81–82, 168–169, 187; see also Tr.
168–169 (noting that Reid did not have a chance to read the
letter before the discussion began).)
Reid then turned to S.N. and Norton-Abad and asked why
they wanted to unionize. Norton-Abad responded that she was
concerned about wages and why Respondent could not act
more quickly to fulfill its promise to raise its minimum wage to
$15 per hour (Respondent proposed making the increase by
summer 2022). Reid stated that Respondent probably had a
plan for wages and that it probably was not easy for Respond-
ent to raise wages immediately. Norton-Abad replied that she
6
As per my usual practice, I use initials when referring to non-
supervisory employees who did not testify during the trial.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
and other employees were looking for more transparent com-
munication from Respondent about wages. When Reid asked
why S.N. wanted to unionize, S.N. described hearing other
employees talk about struggling to pay rent and bills and ex-
plained that S.N. wanted to do something to help other employ-
ees and wanted to have a say in what happened at the store.
(Tr. 21–22, 61–62, 83, 170.)
At some point during the discussion, Reid said he felt like he
failed employees as a store manager. Lebarron-Fahl explained
that the union organizing campaign was not about Reid, but
rather was about Respondent as a whole and involved corpo-
rate-level issues that Reid could not solve. Reid also asserted
that Lebarron-Fahl, Norton-Abad, and S.N. had never previous-
ly spoken to him about their concerns. Lebarron-Fahl respond-
ed that other employees had shared similar concerns to her and
reported feeling dissatisfied after they spoke directly with Reid
about their concerns. After about 15 minutes,7 the discussion
concluded with Reid planning to contact Ryan about the organ-
izing campaign and the employees returning to the front of the
store to continue working. (Tr. 22–23, 46, 62, 83, 169–170; see
also Tr. 41–42, 82–83, 168 (noting that nothing prevented the
employees from leaving the back of the store at any time to end
the conversation with Reid), 43, 81–82, 88 and R. Exhs. 8–13
(noting that employees planned to publicize their letter to Re-
spondent’s CEO and subsequently gave media interviews about
the union organizing campaign).)
4. February 12, 2022 – Reid talks to Norton-Abad
On February 12, 2022, Reid told Norton-Abad that he would
like to speak with her after she finished her break. When Nor-
ton-Abad met with Reid in the back of the store, Reid again
asked her why she wanted to unionize. Norton-Abad explained
that she supported unions in general and that in addition to her
concern about wages she also had concerns about Respondent’s
COVID–19 practices. Regarding COVID–19, Norton-Abad
noted that the beginning of the year was hard because employee
absences made it difficult for employees who had to come in to
work, and because there was uncertainty about who had been
exposed to COVID–19. When Reid stated that Norton-Abad
had never approached him to talk about her concerns, she re-
sponded that based on what she heard from other employees
she did not think much could come from talking to Reid. As an
example, Norton-Abad described hearing that Reid told a
coworker to just take some vacation time when the coworker
told Reid about concerns related to COVID–19. Reid said,
“how do you know that’s exactly what [I] said,” and reiterated
that Norton-Abad never spoke to him directly about her con-
cerns. (Tr. 23–25.)
After a few moments of silence, Norton-Abad asked Reid
why he was against unionizing. Reid stated that, based on
some research he had done the night before, he feared losing
his job. Norton-Abad responded that it would be wrong for
Respondent to fire him, and that in any event the organizing
campaign wasn’t about Reid but rather was about employees
7 I do not credit Reid’s testimony that the conversation only lasted
3–5 minutes. (See Tr. 171.) Both Norton-Abad and Lebarron-Fahl
demonstrated through their detailed testimony that they remembered
the discussion better than Reid.
trying to have a better voice with Respondent as a whole. (Tr.
26, 50.)
Next, Reid said he feared that unionizing would inhibit the
close relationship between Reid and store employees, and also
worried that there might be hostility between pro-union and
anti-union employees. Reid asked if Norton-Abad thought
unionizing was worth the risk, to which Norton-Abad answered
“yes,” explaining that she supported unions and thought they
could do good things. (Tr. 26–27; see also Tr. 173, 187 (Reid
acknowledged that he spoke to employees about being con-
cerned/nervous that having a union could change the way
things were done at the store and affect communication be-
tween him and employees).)
At some point during the conversation Reid asked Norton-
Abad if employees knew what they were signing up for. Nor-
ton-Abad agreed that it was important for employees to know
what they were signing up for and described efforts to ensure
that employees: knew what a union was; understood what they
were signing up for when signing union cards; and understood
that the letter to Respondent’s CEO would be a public letter.
Norton-Abad also noted that a lot of employees feared being
terminated if they showed support for the union and that some
employees did not sign the letter for that reason. Norton-Abad
observed that things were a little awkward in her and Reid’s
discussion, stated that she hoped that she and Reid could con-
tinue working well together, and then returned to the front of
the store to work. (Tr. 27–28; see also Tr. 50 (noting that Nor-
ton-Abad could have left the conversation at any time).)8
C. February 14, 2022: The Union Files an Election Petition
On February 14, 2022, the Union filed a petition with the
National Labor Relations Board to assert that a substantial
number of Respondent’s employees at the Oak Creek store
wished to be represented by the Union for purposes of collec-
tive bargaining. The proposed bargaining unit included all full-
time and regular part-time baristas and shift supervisors. (Jt.
Exh. 3.)
D. February/March 2022: Additional Communication Between
Reid and Employees
1. Late February/Early March 2022—Reid talks to Hannah
Fogarty
In about late February or early March 2022, employee Han-
nah Fogarty finished her shift and went to the back of the store
to get her jacket and purse. Reid was working in the back of
the store at the time. Reid and Fogarty said good-bye to each
other, and then Reid stated that he thought they each had some-
thing more to say. Fogarty agreed. Reid then asked how
Fogarty was feeling about it (the union organizing campaign),
and Fogarty said she felt good and excited but also nervous that
she might lose her job for organizing. Reid replied that Fogarty
would never be fired for organizing but now his back was on
the line and if Fogarty needed to be coached multiple times on
one issue in the same day then she could be fired. As an exam-
ple, Reid said that if Fogarty had to be coached multiple times
8 Norton-Abad’s testimony about this conversation was unrebutted.
STARBUCKS CORP.
9
in one shift for making refreshers the wrong way9 then she
would be fired, and that Reid would have to be more vigilant
from now on.10 (Tr. 111–113, 139; see also Tr. 138 (noting that
on an unspecified earlier date Reid coached Fogarty about not
making refreshers properly), 145–147 (explaining that Fogarty
agreed to speak with Reid because she hoped the conversation
would help Reid understand where she stood regarding the
union).)11
2. Fogarty’s performance review
On an unspecified date between February 11 and April 4,
2022, Reid met with Fogarty to conduct Fogarty’s performance
review (a meeting that Fogarty was required to attend). Initial-
ly, Fogarty and Reid discussed how Fogarty was feeling about
the job and other work-related matters. Fogarty mentioned that
she was experiencing financial stress because of reduced work
hours and asked about getting a raise and/or becoming a shift
supervisor. Reid responded that he would look into getting
Fogarty a raise. (Tr. 113–114.)
The conversation then shifted to a discussion about why
Fogarty felt strongly that employees should have a union and
9 Fogarty described refreshers as a beverage made from half juice
concentrate and half water. To make a refresher, employees should
place the juice concentrate and water in a shaker with ice, shake the
mixture up, and then pour it into a cup to serve. An incorrect shortcut
for making a refresher would be to put the juice concentrate, water, and
ice directly into the cup and serve it to the customer. (Tr. 113.)
10 Reid did not directly refute Fogarty’s testimony about this conver-
sation but did describe a conversation (in February or March 2022)
with an unidentified employee who was concerned about their union
affiliation and what would happen if they did not follow drink making
procedures. Reid testified that he assured the employee that their union
affiliation would having nothing to do with it, but emphasized that
employees need to follow procedures and he would remind the employ-
ee about them and hold the employee accountable if they chose to not
follow procedures over and over after being reminded. (Tr. 174–175.)
I do not credit Reid’s testimony on this point. As a preliminary matter,
it is not clear whether Reid was describing the conversation with
Fogarty or instead describing a conversation with another employee
altogether. But even assuming that Reid was referring to a talk with
Fogarty, his description lacked detail, omitting information such as
where the conversation occurred and the context in which it arose.
11 Respondent maintains that I should not credit Fogarty’s testimony
because she now works for the Union as a paid organizer, she admitted
that she did not remember the entire late February/early March conver-
sation with Reid clearly, and she dissembled about whether her journal
included entries related to her work experiences with Respondent and
the union organizing campaign. (R. Posttrial Br. at 35.) I disagree.
Fogarty’s employment with the Union is not a basis, in and of itself, for
discounting her testimony. Indeed, the same point applies to Reid,
whose employment as one of Respondent’s supervisors is not a basis,
standing alone, for discounting his testimony. As for the journal,
Fogarty testified that she did not recall journaling about any of the
events that she described in her testimony but “was not a firm re-
reader” of her journal. (Tr. 134.) I give little weight to the Twitter post
that Respondent produced in which Fogarty stated that she was “jour-
naling about the unionization process” because that broad statement
does not undermine Fogarty’s credibility. (See R. Exh. 17.) Most
important, I found that Fogarty demonstrated good recall of her con-
versations with Reid, as (among other things) she provided clear de-
scriptions about what she and Reid said to each other and the contexts
in which the conversations occurred.
Reid’s rationale for why employees should not unionize. Reid
stated that he was concerned that he would not be able to be
able to help Fogarty out or be flexible on the schedule as he had
been in the past. Reid added that a union contract starts from
zero and that employees risked losing benefits, including the
ability for Reid to assist them on the floor (the front of the café)
during busy times by taking orders, making drinks, or stocking
supplies. Fogarty said she had no intention of negotiating away
Reid’s ability to be flexible with the schedule or help out on the
floor, and that employees would not vote for a contract that did
not serve their best interests.12 (Tr. 114–116, 143–144; see also
Tr. 143–144 (Reid did not say that the changes at the store
would actually happen if the union prevailed in the election),
187 (Reid testimony that he was concerned that having a union
could change the way that things were done in the Oak Creek
store and shared that concern with employees).)
3. Respondent’s dress code enforcement
In about late March 2022, Reid told Lebarron-Fahl that he
was going to start enforcing Respondent’s dress code, particu-
larly regarding shoes. Lebarron-Fahl subsequently notified
employees about the change to dress code enforcement.13 (Tr.
66–68 (noting that this conversation occurred when Reid and
Lebarron-Fahl were in the back of the store), 93–94 (Reid did
not ask Lebarron-Fahl to notify employees or start documenting
dress code violations).)
Later in March 2022, Lebarron-Fahl and Reid were working
in the front of the store when Lebarron-Fahl noticed that Reid
was wearing white shoes. Lebarron-Fahl told Reid that his
shoes did not comply with the dress code, and Reid acknowl-
edged that he was out of dress code. (Tr. 68–69, 92, 96–97,
164.)14
E. March 14, 2022: Election Agreement
On March 14, 2022, the General Counsel sent a notice of
election and election agreement to Respondent. Under the
agreement, the parties agreed to conduct the election by mail
ballots, with ballots to be sent on April 6, 2022, returned on or
before April 26, 2022, and counted on April 27, 2022. (Jt. Exh.
4.)
12 Fogarty’s testimony about what she and Reid said during her per-
formance review was unrebutted.
13 Reid did not testify about this conversation with Lebarron-Fahl.
Instead, Reid only offered the following general denial:
Q: Specifically did you ever threaten to enforce the dress code more
strictly because the store had filed a petition for an election?
A: Did not.
(Tr. 174; see also Tr. 165–166 (Reid testimony that he never threatened
to change his policy of talking to employees about being out of dress
code and giving them a chance to correct the problem).) I give little
weight to Reid’s testimony on this point because it does not rebut Leb-
arron-Fahl’s testimony and at most communicates Reid’s subjective
view that he did not “threaten” anyone about enforcing the dress code.
14 To the extent that Fogarty, Lebarron-Fahl, and Norton-Abad testi-
fied that other employees spoke to them about more strict dress code
enforcement after the union organizing campaign began (see, e.g., Tr.
33–34, 64–65, 117–118), I have not given weight to that testimony
because it is hearsay and does not serve any identified non-hearsay
purpose.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
F. April 4, 2022: Respondent Conducts Captive Audience
Meeting
On April 4, 2022, Respondent held a scheduled staff meeting
in the back of the store with a group of employees (including
Fogarty, who used her cellphone to record the meeting, Lebar-
ron-Fahl, and Norton-Abad). Reid and district manager Meg
Ryan led the meeting. After discussing a sample espresso drink
and asking each person at the meeting to talk about what
brought them to Starbucks, Reid and Ryan pivoted to discuss-
ing the union organizing campaign. Specifically, Reid and
Ryan:
(a) discussed the mail ballot election schedule;
(b) briefly explained the collective bargaining process if the
union was voted in, noting that bargaining could take a while;
(c) showed a short video about the mail ballot election pro-
cess; and
(d) described the example of one store in Canada that union-
ized and bargained a contract that, among other things, did not
include the wage increase that Starbucks recently announced
and did not allow employees to work at other store locations.
Reid also expressed the view that he did not think voting “yes”
(to unionize) would be the right decision. At various points
during the meeting employees shared their views about why
they thought unionizing might be beneficial. The meeting ran
for about 60–80 minutes and employees were on the clock and
paid for their time during the meeting. Respondent held similar
meetings with additional groups of employees. (GC Exhs. 4–6;
Tr. 30–32, 51–52, 69–70, 90–91, 118–123, 126–127, 143, 171–
172, 184; see also GC Exh. 3 (transcript provided as an aid to
be used when listening to the audio recording of the meeting);
Tr. 194 (noting that employees are expected to attend staff
meetings if they are on the clock).)15
G. May 4, 2022: Union Certified as Collective-Bargaining
Representative
On May 4, 2022, the Regional Director for Region 18 issued
a Certification of Representative to state that based on the mail
ballot election, the Union was selected as the exclusive collec-
tive-bargaining representative of employees in the bargaining
unit at the Oak Creek store. (Jt. Exh. 5.)
DISCUSSION AND ANALYSIS
A. Credibility Findings
A credibility determination may rely on a variety of factors,
including the context of the witness’ testimony, the witness’
demeanor, the weight of the respective evidence, established or
admitted facts, inherent probabilities, and reasonable inferences
that may be drawn from the record as a whole. Credibility
findings need not be all-or-nothing propositions—indeed, noth-
ing is more common in all kinds of judicial decisions than to
believe some, but not all, of a witness’ testimony. Farm Fresh
Co., Target One, LLC, 361 NLRB 848, 860 (2014) (noting that
an administrative law judge may draw an adverse inference
15 As I mentioned during the trial, the audio recording controls as ev-
idence of what was said in the meeting to the extent that any questions
arise about the written transcription. (Tr. 126.)
from a party’s failure to call a witness who may reasonably be
assumed to be favorably disposed to a party, and who could
reasonably be expected to corroborate its version of events,
particularly when the witness is the party’s agent). To the ex-
tent that credibility issues arose in this case, I have stated my
credibility findings in the Findings of Fact above.
B. Did Respondent Make any Statements or Engage in Conduct
that Violated Section 8(a)(1) of the Act?
1. Complaint allegations
The General Counsel alleges that Respondent violated Sec-
tion 8(1) of the Act by making the following statements and/or
engaging in the following conduct:
(a) since about February 2022, threatening employees implic-
itly, if not explicitly, by forcing employees to convene on paid
time to listen to Respondent’s position regarding union activi-
ty;
(b) on about February 11, 2022, interrogating employees by
repeatedly asking them why they felt they needed a union;
(c) in about early February 2022, interrogating employees
about their union activities by repeatedly asking why they
wanted to unionize; impliedly threatening unspecified repris-
als if employees organized, threatening employees with job
loss because of their union activities; and threatening that un-
ionization would inhibit the relationship between store man-
ager Reid and employees;
(d) in about February or March 2022, threatening to enforce
work rules more strictly because of employees union activi-
ties, and threatening to terminate employees because of their
union activities; and
(e) in about March or April 2022, threatening employees that
Reid would more strictly enforce the dress code because of
employees’ union activities.
(GC Exh. 1(i) (pars. 5–10).)
2. Applicable legal standard
Section 8(a)(1) of the Act makes it unlawful for an employer
(via statements, conduct, or adverse employment action such as
discipline or discharge) to interfere with, restrain, or coerce
employees in the exercise of the rights guaranteed in Section 7.
The test for evaluating whether an employer’s conduct or
statements violate Section 8(a)(1) of the Act is whether the
statements or conduct have a reasonable tendency to interfere
with, restrain or coerce union or protected activities. Farm
Fresh Company, Target One, LLC, 361 NLRB at 860 (noting
that the employer’s subjective motive for its action is irrele-
vant); see also NCRNC, LLC d/b/a Northeast Center for Reha-
bilitation, 372 NLRB No. 35, slip op. at 10 (2022) (explaining
that when analyzing alleged threats, the Board asks whether the
threat would reasonably tend to interfere with, restrain, or co-
erce an employee in the exercise of the employee’s Section 7
rights, and noting that the test is an objective one, not based on
subjective coerciveness)
The Board has provided additional guidance for specific
types of statements and conduct that can arise in connection
STARBUCKS CORP.
11
with an ongoing union organizing campaign. As a general
matter, employers may permissibly engage in legitimate cam-
paign propaganda about the merits of union membership, as
long as the campaign propaganda is not linked to comments
that cross the line set by Section 8(a)(1) and become coercive
(from the objective standpoint of the employees, over whom
the employer has a measure of economic power). See Mesker
Door, Inc., 357 NLRB 591, 595 (2011); Section 8(c) of the Act
(stating that the “expressing of any views, argument, or opin-
ion, or the dissemination thereof, whether in written, printed,
graphic, or visual form, shall not constitute or be evidence of an
unfair labor practice under any of the provisions of this Act . . .
, if such expression contains no threat of reprisal or force or
promise of benefit”).
3. Analysis—Respondent’s general arguments
As a preliminary matter, I address four general arguments
that Respondent set forth in its posttrial brief about the com-
plaint allegations. I do not find any of the arguments to be
persuasive.
First, I am not persuaded by Respondent’s argument Reid’s
remarks to employees were protected under the Act as general
statements about the potential change in the employ-
ee/employer relationship that can result from unionization. (R.
Posttrial Br. at 32.) I recognize that the Board has held that an
employer does not violate the Act by informing employees that
when they select a union to represent them the relationship that
existed between the employees and the employer will not be the
same as before. Tri-Cast, Inc., 274 NLRB 377, 377 (1985); see
also International Baking Co. & Earthgrains, 348 NLRB 1133,
1135 (2006). The Board has also explained, however, that
employer statements that threaten adverse changes to specific
terms and conditions of employment may violate the Act. Holy
Cross Health d/b/a Holy Cross Hospital, 370 NLRB No. 16,
slip op. at 1 fn. 3 (2020) (finding that the employer violated
Section 8(a)(1) of the Act by stating that if employees union-
ized the employer’s leave policies might become less generous
and its shift scheduling might become less flexible, without
clarifying that any such changes would be collectively bar-
gained). That is what is alleged here concerning the remarks
that Reid made to employees.
Second, I reject the argument that Reid’s remarks to employ-
ees were not coercive because they contained tentative lan-
guage (i.e., a statement that something adverse “could,” as op-
posed to “would,” happen if employees unionized). (See R.
Posttrial Br. at 32–33.) The Board has held that tentative lan-
guage about adverse consequences can nonetheless be coercive,
particularly where the employer’s prediction is not based on
objective facts or the nature of the collective-bargaining pro-
cess. Daikichi Sushi, 335 NLRB 622, 623–624 (2001) (holding
that it was not a defense that the employer phrased its predic-
tion that the plant could close if employees unionized “as a
possibility rather than a certainty”), enfd. 56 Fed. Appx. 516
(D.C. Cir. 2003); see also Holy Cross Health d/b/a Holy Cross
Hospital, 370 NLRB No. 16, slip op. at 1 fn. 3 (employer un-
lawfully threatened that if employees unionized the employer’s
leave policies might become less generous and its shift schedul-
ing might become less flexible); Metro One Loss Prevention
Services Group, 356 NLRB 89, 89 (2010) (employer unlawful-
ly threatened that an employee’s pay rate could get worse if the
union came in); compare Jefferson Smurfit Corp., 325 NLRB
280, 280 fn. 3 (1998) (employer’s statement that benefits
“could go either way as a result of collective bargaining” was
lawful). An employer may lawfully communicate to its em-
ployees carefully phrased predictions about “demonstrably
probable consequences beyond [the employer’s] control” that
unionization will have on the company, provided that the pre-
dictions are based on objective facts. However, if the employer
predicts, without any supporting objective facts, that it may or
may not take action solely on its own initiative for reasons un-
related to economic necessities and known only by the employ-
er, then the employer’s prediction is a threat of retaliation that
violates Section 8(a)(1) of the Act. Daikichi Sushi, 335 NLRB
at 623–624. Many of Reid’s statements to employees about the
risks of unionization were not based on objective facts or the
nature of the collective-bargaining process, and thus ran afoul
of the Act.16
Third, I do not find any merit to Respondent’s argument that
the allegations in paragraphs 7 and 8 of the complaint should be
dismissed because the General Counsel did not show that the
interrogation and threats occurred “on the work floor” (as op-
posed to in the back room of the store). (See R. Posttrial Br. at
21–23 (contending that the “work floor” only includes the front
café of the store); see also Findings of Fact (FOF), Sec.
II(B)(4), (D)(1) (noting that Reid’s February 12 comments to
Norton-Abad and late February/early March comments to
Fogarty occurred in the back of the store).) Under Board Rule
102.15, the complaint shall contain: (a) a clear and concise
statement of the facts upon which the Board asserts jurisdiction;
and (b) a clear and concise description of the acts which are
claimed to constitute unfair labor practices, including, where
known, the approximate dates and places of such acts and the
names of respondent’s agents or other representatives who
committed the acts. The complaint allegations in paragraphs 7
and 8 satisfy the requirements of the Board Rule 102.15, in-
cluding the specification that the alleged unfair labor practices
occurred at the Oak Creek, Wisconsin store where Reid works
as store manager.17 For purposes of pleading complaint allega-
16 Depending on the context, it may be lawful for an employer to
comment that the collective-bargaining process may lead to some nega-
tive outcomes for employees. See, e.g., Wild Oats Market, Inc., 344
NLRB 717, 717–718 (2005) (finding that the employer did not violate
the Act by stating, in a flyer to employees, that “in collective bargain-
ing you could lose what you have now” because the statement was an
accurate observation regarding a possible negative outcome of collec-
tive bargaining). Reid did not link any of the remarks at issue here to
the collective-bargaining process.
17 Pars. 7 and 8 of the complaint specifically state as follows:
7. In early February 2022, Respondent, by Store Manager Reid, on
the work floor: (a) Interrogated employees about their union activities
by repeatedly asking why they wanted to unionize; (b) Impliedly
threatened unspecified reprisals if employees organized; (c) Threatened
employees with job loss because of their union activities; (d) Threat-
ened that unionization would inhibit the relationship between himself
and employees.
8. In about February or March 2022, the exact date being unknown,
Respondent, by Store Manager Reid, on the work floor: (a) Threatened
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
tions and for my rulings on the merits of those allegations, it is
not material where exactly in the store the alleged unlawful acts
occurred.
Fourth, I do not find merit to Respondent’s argument that
any unlawful statements that it made in this case were de mini-
mis (i.e., inconsequential) and thus should not lead to a finding
that Respondent violated the Act. Specifically, Respondent
contends that the General Counsel did not show that employees
were influenced by any unlawful threats or interrogation, or
that the unlawful statements had more than a de minimis impact
on the election (in which employees voted in favor of unioniz-
ing). (R. Posttrial Br. at 48.) Respondent relies on the Board’s
decision in American Federation of Musicians, Local 76, in
which the Board determined that a single incident qualified as a
technical violation of the Act but nonetheless dismissed the
complaint because the conduct was too insignificant to warrant
a finding of a violation or a remedial order. 202 NLRB 620,
622 (1973). Since that decision, however, the Board has lim-
ited the scope of the de minimis defense by noting (among
other things) that an unlawful statement cannot be deemed de
minimis simply because the respondent may not have engaged
in other unlawful acts, or because the union found some success
with bargaining after the violation occurred. Holladay Park
Hospital, 262 NLRB 278, 279 (1982); Regency at the Rodeway
Inn, 255 NLRB 961, 961–962 & fn. 5 (1981).18 In any event, I
cannot accept Respondent’s version of the de minimis defense
because it conflicts with the legal standard for Section 8(a)(1)
violations, which makes it clear that the subjective effect of a
statement on an employee is irrelevant to the question of
whether the statement was unlawful. (See Discussion and
Analysis, Sec. B(2), supra.)
4. Analysis—forcing employees to convene on paid time to
listen to Respondent’s position regarding union activity (cap-
tive audience meetings)
The evidentiary record shows that on about April 4, 2022,
Respondent required employees to attend meetings during work
hours in which Respondent expressed the view that unionizing
would not be the right decision for employees. During at least
one of the meetings, employees spoke up to express the contra-
ry view that unionizing could be beneficial. (FOF, Sec. II(F).)
Respondent, through Reid, also met one-on-one with employ-
ees while they were on duty on various dates between February
and April 2022. In those one-on-one meetings, Reid expressed
his views about unionization. (FOF, Sec. II(B)(4), D(1)–(2).)
During trial, the General Counsel stated that it does not con-
to enforce work rules more strictly because of employees’ union activi-
ties; (b) Threatened to terminate employees because of their union
activities.
(GC Exh. 1(i) (pars. 7–8).)
18 The de minimis defense may come into play when the Board is
evaluating whether conduct that violates Sec. 8(a)(1) of the Act war-
rants setting aside the results of an election. See, e.g., Bon Appetit
Mgmt. Co., 334 NLRB 1042, 1044–1045 (2001) (finding that an 8(a)(1)
violation during the critical period before the election did not warrant
setting aside the election because it was virtually impossible to con-
clude that the conduct affected the results of the election). That ques-
tion is not at issue in this case.
tend that Respondent made any unlawful statements during the
April 4 meeting that witnesses described. Instead, the General
Counsel contends Respondent violated the Act by requiring
employees to attend the meetings while on paid time and hear
its views about whether employees should unionize. (Tr. 125–
126.) Along the same lines, the General Counsel also contends
that Respondent violated the Act by expressing its views about
unionization in one-on-one meetings that occurred while em-
ployees were “cornered while performing their job duties.”
(GC Posttrial Br. at 21, 27.)
In arguing that these captive audience meetings were per se
unlawful insofar as Respondent required employees to listen to
its views about unionization, the General Counsel seeks a
change in the law from the Board’s decision in Babcock &
Wilcox Co., in which the Board held that the Act permits an
employer to compel its employees during working hours to
attend and listen to speeches that express the employer’s oppo-
sition towards unionization. 77 NLRB 577, 578 (1948) (citing
Section 8(c) of the Act).
Based on the current law (Babcock & Wilcox), which I am
bound to follow, I find that Respondent did not violate the Act
by requiring employees to attend captive audience meetings
between February and April 2022, and I accordingly recom-
mend that the complaint allegation about those meetings be
dismissed. The General Counsel may, of course, ask the Board
to overrule the current case law regarding captive audience
meetings.
5. Analysis—February 11 meeting between Reid and
employees
The record establishes that on February 11, 2022, Reid met
with three employees in the back of the store (at the employees’
request). The employees gave Reid a copy of a February 11
letter to Respondent’s CEO in which employees asked Re-
spondent to recognize the Union as their exclusive collective-
bargaining representative, and briefly explained to Reid that
employees at the Oak Creek store were seeking to unionize.
Reid, who was surprised by this news and had not yet read the
letter, then asked each of the three employees why they wanted
to unionize. The entire discussion lasted about 15 minutes and
the employees were free to leave the discussion at any time.
(FOF, Sec. II(B)(3); see also FOF, Sec. II(B)(2) (describing the
letter to Respondent’s CEO).)
The Board has long held that a respondent engages in coer-
cive interrogation if, under all the circumstances, the interroga-
tion reasonably tends to restrain, coerce, or interfere with rights
granted under the Act. Relevant factors include: the back-
ground; the nature of the information sought; the identity of the
questioner; the place and method of the questioning; and the
truthfulness of the employee’s reply to the questioning.
NCRNC, LLC d/b/a Northeast Center for Rehabilitation, 372
NLRB No. 35, slip op. at 10; Rossmore House, 269 NLRB
1176, 1178 fn. 20 (1984), affd. 760 F.2d 1006 (9th Cir. 1985).
The General Counsel maintains that Respondent committed
such a violation in the February 11 meeting.
I do not find that Respondent unlawfully interrogated em-
ployees in the February 11 meeting. Employees initiated the
meeting and the discussion about the union organizing cam-
STARBUCKS CORP.
13
paign. Since this was the first time that Reid heard about the
campaign, he understandably was surprised and asked each of
the three employees why they were seeking to unionize. Reid
did not seek any additional information about the organizing
campaign or union activities and employees remained free to
leave the conversation at any time. Under those circumstances,
I do not find that Reid’s questions to employees had a reasona-
ble tendency to restrain, coerce, or interfere with employees’
Section 7 rights, and I therefore recommend that the complaint
allegation regarding the February 11 meeting be dismissed.
See Rossmore House, 269 NLRB at 1176, 1178 (finding no
unlawful interrogation where a manager learned about a union
organizing campaign through a mailgram, approached the em-
ployee who sent the mailgram to ask, “what’s this about a un-
ion?,” and stated that the employer would not like it and would
fight it).
6. Analysis—February 12 meeting between Reid and
Norton-Abad
On February 12, Reid asked Norton-Abad to meet with him
in the back of the store after her break. In that meeting, Reid
(among other things) again asked Norton-Abad why she wanted
to unionize, stated that he feared that unionizing would inhibit
the close relationship that he had with employees, and asked
Norton-Abad if she thought unionizing was worth the risk.
(FOF, Sec. II(B)(4).)
I find that Reid’s remarks violated the Act. First, Reid un-
lawfully threatened that unionization could lead to unspecified
reprisals. Specifically, Reid identified the close working rela-
tionship with him as a benefit that employees enjoyed but were
putting at risk by seeking to unionize. That threat would rea-
sonably tend to interfere with, restrain, or coerce an employee
in the exercise of the employee’s Section 7 rights. See Cadillac
of Naperville, 368 NLRB No. 3, slip op. at 3 (2019) (citing
Colonial Parking, 363 NLRB 836, 842 (2016), and explaining
that a supervisor unlawfully threatened unspecified future re-
prisals by warning that although they had a close and good
working relationship in the past, employees’ terms and condi-
tions of employment would change for the worse because of
their protected activity), enfd. in pertinent part, 14 F.4th 703
(D.C. Cir. 2021), cert. denied 142 S.Ct. 2650 (2022); Atlas
Logistics Group Retail Services (Phoenix), 357 NLRB 353, 353
fn. 2 (2011) (supervisor’s statement that “there would be prob-
lems” if an employee continued engaging in union activities
constituted an unlawful threat of unspecified reprisals).19
Second, Reid unlawfully interrogated Norton-Abad in the
meeting. Unlike the February 11 meeting, Reid was the one
who initiated the discussion with Norton-Abad on February 12
about why she wanted to unionize. Norton-Abad was by her-
self in the meeting, and there was no longer an issue of Reid
being unfamiliar with the organizing campaign since, the day
before, employees (including Norton-Abad) notified him about
19 In light of my finding that Reid’s remarks constituted threats of
unspecified reprisals, I need not separately find that Reid threatened
that unionization would inhibit the relationship between himself and
employees (complaint par. 7(d)), as such an additional finding would be
duplicative. Accordingly, I recommend that the allegation in complaint
par. 7(d) be dismissed.
the campaign and explained why they wanted to unionize.
Further, as noted above, Reid warned Norton-Abad that union
organizing could have adverse consequences in the form of
employees losing the benefit of a close working relationship
with him as store manager, and asked Norton-Abad if she
thought unionizing was worth the risk. Considering the totality
of all circumstances, I find that Reid unlawfully interrogated
Norton-Abad about her views on unionizing in a manner that
reasonably tended to restrain, coerce, or interfere with Norton-
Abad’s Section 7 rights.
I do not find that Reid threatened Norton-Abad with job loss
in their February 12 discussion. The General Counsel asserts
that Reid made such a threat when he stated that he feared los-
ing his job because of the organizing campaign. (GC Posttrial
Br. at 14–15; see also FOF, Sec. II(B)(4).) I do not find that
argument to be persuasive, as on the facts of this case, it is too
far of a leap to infer that a reasonable employee hearing Reid’s
concerns about his own job security as store manager would
conclude that their job was also at risk because of their union
activities. Reid, as a store manager, was not similarly situated
as employees who were seeking to unionize. Accordingly, I
recommend that this complaint allegation (complaint par. 7(c))
be dismissed.
7. Analysis—late February/early March 2022 meeting
with Fogarty
When Fogarty was preparing to leave after finishing her shift
in late February or early March, she and Reid said goodbye to
each other. They then began a conversation about the union
organizing campaign, during which Fogarty said she was nerv-
ous that she might lose her job for organizing. Reid responded
that Fogarty would never be fired for organizing but now his
back was on the line and if Fogarty needed to be coached mul-
tiple times on one issue in the same day then she could be fired.
Reid added that he would have to be more vigilant from now
on. (FOF, Sec. II(D)(1).)
The problem in this conversation began when Reid stated
that his back was on the line. Through that statement and those
that followed it, Reid indicated that because of the organizing
campaign, Reid would need to be more vigilant with coaching
employees about work rules, which could lead to an employee
(such as Fogarty) being discharged.20 Reid’s warnings of more
strict enforcement of work rules and the resulting potential for
being discharged had a reasonable tendency to restrain, coerce,
or interfere with employees’ exercise of their Section 7 rights,
and therefore violated Section 8(a)(1) of the Act.
8. Analysis—remarks during Fogarty’s performance review
During Fogarty’s performance review, Reid and Fogarty
20 Respondent points out that Fogarty testified that Reid did not
threaten her or anyone else with termination or job loss based on their
union support or union activity. (See R. Posttrial Br. at 29 (citing Tr.
134).) Fogarty’s subjective impressions of Reid’s remarks, however,
are not probative of whether Respondent violated the Act. Instead, the
legal standard is an objective one, turning on whether Reid’s remarks
would reasonably tend to interfere with, restrain, or coerce an employee
in the exercise of the employee’s Sec. 7 rights. See Discussion and
Analysis, Sec. B(2), supra..
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
spoke again about the union organizing campaign. Reid stated
that he was concerned he would not be able to be flexible about
the schedule as he had been in the past, and also stated that
employees might lose the benefit of having Reid assist them on
the floor when the store was busy. (FOF, Sec. II(D)(2).)
As with Reid’s remarks to Norton-Abad on February 12 (see
Discussion and Analysis, Sec. B(5), supra), I find that Reid’s
remarks to Fogarty during her performance review were unlaw-
ful. Specifically, Reid warned that unionizing could put em-
ployees at risk of losing Reid’s flexibility with scheduling, as
well as Reid’s assistance with tasks on the floor when the store
was busy. Those warnings that unionization could lead to un-
specified reprisals concerning employee working conditions
would reasonably tend to interfere with, restrain, or coerce an
employee in the exercise of the employee’s Section 7 rights,
and accordingly I find that the warnings were unlawful.21
9. Analysis—Reid’s March 2022 remark to Lebarron-Fahl
about enforcing the dress code
In about late March 2022, Reid told Lebarron-Fahl that he
was going to start enforcing Respondent’s dress code, particu-
larly regarding employees’ shoes. Lebarron-Fahl notified other
employees about Reid’s plan to enforce the dress code. (FOF,
Sec. II(D)(3).)
The General Counsel did not present enough evidence to es-
tablish a connection between Reid’s remark about enforcing
the dress code and employees’ union activities. Reid did not
mention the union organizing campaign or employee union
activities when he spoke to Lebarron-Fahl about the dress code.
And to the extent that Reid previously warned Norton-Abad
and Fogarty about potential unspecified reprisals, there is no
evidence that Reid’s remark about dress code enforcement was
communicated to either of those employees (by Reid directly or
by Lebarron-Fahl) as an example of such a reprisal, nor is there
evidence that Lebarron-Fahl knew about the prior warnings to
Norton-Abad and Fogarty. That leaves the General Counsel
with an argument that the timing of Reid’s remark is suspicious
insofar as he made it during the organizing campaign. Since
the dress code, including the prohibition on white shoes, was in
place before the organizing campaign began, and Reid’s state-
ment about enforcing the dress code could have originated for
reasons unrelated to the campaign, I find that the General
Counsel failed to show that Reid’s remark about enforcing the
dress code had a reasonable tendency to coerce employees in
the exercise of their Section 7 rights. Accordingly, I recom-
mend that the complaint allegation (complaint par. 9) about that
remark be dismissed.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
21 The General Counsel suggested that I also find that Reid ran afoul
of the Act when he remarked to Fogarty that a union contract starts
from zero and employees ran the risk of losing benefits. (GC Posttrial
Br. at 14 fn. 12; see also FOF, Sec. II(D)(2).) I decline to address the
merits of such an alleged violation because the General Counsel did not
identify Reid’s statement as a potential violation in the complaint or
during trial, and thus the matter was not fully litigated.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. By, on about February 12, 2022, unlawfully interrogating
an employee about why they wanted to unionize and threaten-
ing unspecified reprisals if employees unionized, Respondent
violated Section 8(a)(1) of the Act.
4. By, in about late February or early March 2022, threaten-
ing that it would enforce work rules more strictly because of
employees’ union activities and threatening that employees
could be terminated because of that stricter enforcement, Re-
spondent violated Section 8(a)(1) of the Act.
5. By, on a date between about February 11 and April 4,
2022, threatening unspecified reprisals if employees unionized,
Respondent violated Section 8(a)(1) of the Act.
6. The unfair labor practices stated in conclusions of law 3–
5, above, affect commerce within the meaning of Section 2(6)
and (7) of the Act.
REMEDY
Having found that Respondent has engaged in certain unfair
labor practices, I shall order it to cease and desist therefrom and
to take certain affirmative action designed to effectuate the
policies of the Act.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended22
ORDER
Respondent, Starbucks Corporation, Oak Creek, Wisconsin,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Interrogating employees about why they wish to union-
ize.
(b) Threatening employees with unspecified reprisals if they
choose to unionize.
(c) Threatening to enforce work rules more strictly because
employees engage in union activities, and threatening employ-
ees that they could be terminated because of that stricter en-
forcement.
(d) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days after service by the Region, post at its
Howell and Peutz store in Oak Creek, Wisconsin, a copy of the
attached notice marked “Appendix.”23 Copies of the notice, on
22 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
23 If the facility involved in these proceedings is open and staffed by
a substantial complement of employees, the notices must be posted
within 14 days after service by the Region. If the facility involved in
these proceedings is closed due to the Coronavirus Disease 2019
(COVID–19) pandemic, the notices must be posted within 14 days after
the facility reopens and a substantial complement of employees has
returned to work, and the notices may not be posted until a substantial
complement of employees has returned to work. Any delay in the
STARBUCKS CORP.
15
forms provided by the Regional Director for Region 18, after
being signed by Respondent’s authorized representative, shall
be posted by Respondent and maintained for 60 consecutive
days in conspicuous places including all places where notices to
employees are customarily posted. In addition to physical post-
ing of paper notices, the notices shall be distributed electroni-
cally, such as by email, posting on an intranet or an internet
site, and/or other electronic means, if Respondent customarily
communicates with its employees by such means. Reasonable
steps shall be taken by Respondent to ensure that the notices are
not altered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, Respond-
ent has gone out of business or closed the facility involved in
these proceedings, Respondent shall duplicate and mail, at its
own expense, a copy of the notice to all current employees and
former employees employed by Respondent at the facility at
any time since February 12, 2022.
(b) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
Dated, Washington, D.C., March 3, 2023.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
physical posting of paper notices also applies to the electronic distribu-
tion of the notice if Respondent customarily communicates with its
employees by electronic means.
If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT interrogate employees about why they wish to
unionize.
WE WILL NOT threaten employees with unspecified reprisals
if they choose to unionize.
WE WILL NOT threaten to enforce work rules more strictly be-
cause employees engage in union activities, and WE WILL NOT
threaten employees that they could be terminated because of
that stricter enforcement.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce employees in the exercise of the rights guaran-
teed them by Section 7 of the Act.
STARBUCKS CORPORATION
The Administrative Law Judge’s decision can be found at
https://www.nlrb.gov/case/18-CA- 293653 or by using the QR
code below. Alternatively, you can obtain a copy of the deci-
sion from the Executive Secretary, National Labor Relations
Board, 1015 Half Street, S.E., Washington, D.C. 20570, or by
calling (202) 273–1940.