373 NLRB No. 55
Universal Health Services, Inc. and George Washington University d/b/a The George Washington Univer
373 NLRB No. 55
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
District Hospital Partners, L.P. d/b/a The George
Washington University Hospital, a Limited Part-
nership, and UHS of D.C., Inc., General Partner
and 1199 Service Employees International Union,
United Healthcare Workers East, MD/DC Re-
gion a/w Service Employees International Union.
Cases 05–CA–216482, 05–CA–230128, and 05–
CA–238809
May 8, 2024
DECISION AND ORDER
BY CHAIRMAN MCFERRAN AND MEMBERS KAPLAN
AND PROUTY
On September 4, 2019, Administrative Law Judge Mi-
chael A. Rosas issued the attached decision. The Re-
spondent filed exceptions and a supporting brief, the Gen-
eral Counsel and Charging Party Union1 each filed an an-
swering brief, and the Respondent filed reply briefs.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.2
The Board has considered the decision and the record in light
of the exceptions,3 and briefs and has decided to affirm the
judge’s rulings, findings,4 and conclusions as further dis-
cussed below, to amend the remedy, and to adopt the recom-
mended Order as modified and set forth in full below.5
I. INTRODUCTION
We agree with the judge that the Respondent failed and
refused to bargain in good faith with the Union for a suc-
cessor collective-bargaining agreement. The judge found
that the Respondent engaged in bad-faith bargaining prin-
cipally through pressing a combination of three bargaining
proposals for 14 months: (1) a no-strike provision; (2) a
provision eliminating binding arbitration; and (3) an
1 1199 Service Employees International Union, United Healthcare
Workers East, MD/DC Region a/w Service Employees International Un-
ion.
2 Member Wilcox is recused and took no part in the consideration of
this case. An earlier decision in this proceeding was vacated by the
Board. See District Hospital Partners, L.P. d/b/a The George Washing-
ton University Hospital, 372 NLRB No. 109 (2023) (vacating 370 NLRB
No. 118 (2021), and ordering re-adjudication). In accordance with that
decision, we have considered de novo the judge’s decision and the record
in light of the exceptions and briefs.
3 No party has excepted to the judge’s dismissal of the allegation that
the Respondent violated Sec. 8(a)(1) of the Act by interviewing employ-
ees during its trial preparation without giving them assurances under
Johnnie’s Poultry Co., 146 NLRB 770 (1964), enf. denied 344 F.2d 617
(8th Cir. 1965). We accordingly find it unnecessary to pass on the Re-
spondent’s exception to the judge’s ruling permitting the General Coun-
sel to amend the Amended Complaint to include that allegation.
expansive management-rights clause that left the Re-
spondent with unilateral control over virtually all signifi-
cant terms and conditions of employment. We agree with
the judge that the record evidence warrants a finding of
bad-faith bargaining because the Respondent’s proposals,
taken as a whole, would have left employees and the Un-
ion with substantially fewer rights and less protection than
provided by law without a contract. Taken together, the
Respondent’s bargaining proposals evidenced the Re-
spondent’s effort to frustrate the reaching of a collective-
bargaining agreement.
II. ANALYTIC FRAMEWORK
The applicable principles are well-established. As the
Board has explained, we examine an employer’s proposals
not to see whether they are acceptable to the union, but
whether they demonstrate that the employer was seeking
to frustrate any agreement with the union—as, for exam-
ple, when accepting the proposals would leave the union
with no meaningful role as the employees’ statutory bar-
gaining representative:
In determining whether a party has violated its statutory
duty to bargain in good faith, the Board examines the
totality of the party’s conduct, both at and away from the
bargaining table. From the context of an employer’s total
conduct, it must be decided whether the employer is en-
gaging in hard but lawful bargaining to achieve a con-
tract that it considers desirable or is unlawfully endeav-
oring to frustrate the possibility of arriving at any agree-
ment. Although the Board does not evaluate whether
particular proposals are acceptable or unacceptable, the
Board will examine proposals when appropriate and
consider whether, on the basis of objective factors, bar-
gaining demands constitute evidence of bad-faith bar-
gaining. An inference of bad-faith bargaining is appro-
priate when the employer’s proposals, taken as a whole,
would leave the union and the employees it represents
with substantially fewer rights and less protection than
4 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponderance
of all the relevant evidence convinces us that they are incorrect. Standard
Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir.
1951). We have carefully examined the record and find no basis for re-
versing the findings. We do not rely on the judge’s finding as to when
Jeanne Schmid learned of the decertification petition based on her De-
cember 11, 2016 email.
In addition, some of the Respondent’s exceptions allege that the
judge’s rulings, findings, and conclusions demonstrate bias and preju-
dice. On careful examination of the judge’s decision and the entire rec-
ord, we are satisfied that the Respondent’s contentions are without merit.
5 We shall modify the judge’s recommended Order to conform to the
amended remedy, the Board’s standard remedial language, and in ac-
cordance with Paragon Systems, Inc., 371 NLRB No. 104 (2022). We
shall substitute a new notice to conform to the Order as modified.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
provided by law without a contract. In such circum-
stances, the union is excluded from the participation in
the collective-bargaining process to which it is statuto-
rily entitled, effectively stripping it of any meaningful
method of representing its members in decisions affect-
ing important conditions of employment and exposing
the employer’s bad faith.
Public Service Co. of Oklahoma (PSO), 334 NLRB 487,
487–488 (2001) (citations omitted), enfd. 318 F.3d 1173
(10th Cir. 2003). Accord: Altura Communication Solutions,
LLC, 369 NLRB No. 85 (2020), enfd. mem. 848 Fed.Appx.
344 (9th Cir. 2021). We apply these settled principles here
to the parties’ bargaining for a successor collective-bargain-
ing agreement.
II. FACTUAL BACKGROUND
We reprise the parties’ course of bargaining, which the
judge set out in full detail in his decision. For more than
20 years, the Union represented about 150 service em-
ployees at the Respondent’s hospital. In advance of the
expiration of the collective-bargaining agreement on De-
cember 19, 2016, the parties commenced bargaining in
November 2016. Bargaining would continue for thirty
sessions over almost 2 years. From the outset, the Re-
spondent asserted that there were, in its view, many defi-
ciencies in the expiring collective-bargaining agreement,
and that it thus sought to substantially alter many of the
contract provisions. Through nearly 2 years of bargaining,
the Respondent maintained the same basic position.
When the parties failed to reach a successor agreement,
the Respondent withdrew recognition after its receipt of a
decertification petition from employees in October 2018.
Looking at the specific proposals in question, on De-
cember 6, 2016, at the parties’ third bargaining session,
the Respondent presented the Union with a proposal for
an expansive management-rights clause that, among other
things, reserved for the Respondent the right to: (1) assign
any amount of bargaining unit work to supervisors; (2) use
contractors and contract personnel to perform bargaining
unit work; (3) engage in searches of unit employees with-
out limit; (4) discipline employees without cause; (5)
change employees’ health insurance and other benefits at
any time; (6) determine what positions are and are not part
of the unit; (7) determine the existence of bargaining unit
work; and (8) determine the extent to which bargaining
unit work could be performed at all. The Respondent also
proposed a zipper clause nullifying all past practices and
reaffirming the Respondent’s right, without limitation, “to
6 On April 6, 2017, the Union rejected the Respondent’s proposal to
delete the union-security and dues remittance authorization proposals.
On September 5, 2018, the Union made a written counterproposal drawn
from a union-security clause in a contract between the Union and a
make, change and enforce rules, regulations and policies
governing employment and conduct of employees on the
job.”
On January 17, 2017, the Respondent presented the Un-
ion a discipline proposal that, among other things, deleted
just-cause language, removed any discipline short of dis-
charge from arbitration, and limited progressive discipline
to only “where appropriate,” thereby excluding incidents
that the Respondent “deems as a major infraction of em-
ployee conduct or work rules.” During the bargaining ses-
sion, the parties discussed whether disciplinary actions
other than discharges should be arbitrable. On January 31,
2017, the Union made a written proposal to the Respond-
ent providing for arbitration of both final written warnings
and discharges. Later that day, the Respondent rejected
the proposal and tendered a new written proposal reiterat-
ing that arbitration would be restricted only to discharges.
On February 1, 2017, the Union submitted a counter-
proposal accepting most of the provisions in the Respond-
ent’s management-rights proposal but rejecting several of
the specific provisions described above.
On March 28, 2017, the Respondent again presented a
management-rights proposal, which was virtually identi-
cal to the one it tendered on December 6, 2016, except for
providing that the Respondent “agrees to receive from the
Union constructive suggestions, which [the Respondent]
shall consider in its sole discretion.”
On March 29, the Respondent presented two significant
new proposals. First, it proposed for the first time in ne-
gotiations a no-strike provision prohibiting employee
picketing and the use of economic weapons in response to
violations of the collective-bargaining agreement or Fed-
eral law. Second, the Respondent presented a grievance-
and-mediation proposal providing that any issue arising
under the collective-bargaining agreement could be
grieved to nonbinding mediation without permitting the
parties to arbitrate any dispute. This proposal’s rejection
of arbitration included, contrary to the Respondent’s pre-
vious proposal, the rejection of arbitration for discharges.
In addition, the Respondent now proposed to delete both
the union-security clause and the dues remittance authori-
zation contained in the parties’ previous contract.6
On April 5, 2017, the Union asserted that the parties
should retain the grievance-and-arbitration language in the
expired collective-bargaining agreement. Also on April 5,
the Respondent handed the Union a revised discipline pro-
posal that still provided for arbitration of discharges. The
Union pointed out that this was inconsistent with the
hospital owned by the Respondent. The Respondent reiterated its pro-
posal to eliminate the union-security provision and the dues remittance
provision.
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
3
Respondent’s March 29, 2017 dispute-resolution proposal
that provided that all grievances, including discharge
grievances, would only be subject to nonbinding media-
tion instead of arbitration.7 The Respondent did not at-
tempt to reconcile the discrepancy at that time.
On April 6, 2017, the Union presented the Respondent
with its initial wage proposal. It was not until over a year
later, on May 18, 2018, that the Respondent made a coun-
ter-proposal on wages.8 The Respondent throughout ne-
gotiations asserted that it would not grant a wage increase
until a successor collective-bargaining agreement had
been ratified.
On May 16, 2017, the Union asserted that the Respond-
ent’s combined-three proposals for a nonbinding dispute-
resolution process, a no-strike provision, and an expansive
management-rights clause constituted an unfair labor
practice. Nevertheless, the Union continued to bargain,
the parties negotiated other topics, and all the while the
Respondent maintained its trio of proposals to which the
Union objected.
On May 25, 2017, the Respondent informed the Union
that it was revising its April 5, 2017 discipline proposal to
provide for discharges to be mediated instead of arbitrated,
in accordance with its March 29, 2017 dispute-resolution
proposal. Thus, the Respondent backtracked from its Jan-
uary 17, 2017 discipline proposal, which had retained ar-
bitration for discharges. On July 31, 2017, the Union as-
serted that it would not agree to a collective-bargaining
agreement that did not provide for arbitration. The parties
held several additional bargaining sessions over the next 7
months but the Respondent did not make any substantive
changes to its position and the negotiations continued to
flounder.
On March 12, 2018, the Union filed an unfair labor
practice charge against the Respondent alleging, in part,
that it “failed to bargain collectively and in good faith”
with the Union by “maintaining a restrictive grievance/ar-
bitration provision and no strike provision, while at the
same time an expansive management rights clause in its
contract proposals.” Thereafter, on June 7, 2018, the Re-
spondent withdrew its no-strike proposal, while reserving
the right to reinstate it if the parties later agreed to arbitra-
tion. On September 5, 2018, because the parties were at a
7 The Respondent’s January 17, 2017 discipline proposal had re-
moved almost all discipline from arbitration but preserved arbitration for
discharges.
8 The Respondent’s wage proposal provided for a new compensation
structure incorporating a market-based adjustment and merit wage in-
creases. On May 21, 2018, the Union expressed concerns about the wage
proposal, including the method of calculating wage increases. The judge
found that the Respondent responded that the wage proposal was nonne-
gotiable and that it would not agree to annual renegotiations over the
stalemate on arbitration, the Union presented the Re-
spondent with grievance-and-arbitration language con-
tained in its collective-bargaining agreements with other
hospitals. The parties never reached an agreement on dis-
pute-resolution language.
At the October 11, 2018, bargaining session, the Re-
spondent renewed its pledge not to grant a wage increase
until the parties had ratified a successor collective-bar-
gaining agreement. It contemporaneously informed em-
ployees that wage increases would be given upon contract
ratification. On October 25, 2018, the Respondent re-
ceived a decertification petition signed by 81 of the 156
employees in the bargaining unit.9 The following morn-
ing, the Respondent emailed the Union that it had “re-
ceived objective evidence which clearly and unequivo-
cally indicates that the Union has lost the support of a ma-
jority of bargaining unit employees” and that it was “with-
drawing recognition of the Union effective immediately.”
The Respondent cancelled all future bargaining sessions.
On November 1, 2018, the Respondent notified the former
bargaining unit employees that it was “delighted to wel-
come [them] to the GWU Hospital team of non-union em-
ployees” and announced its implementation of new wage
rates, compensation structure, and transit benefits.
IV. DISCUSSION
The Respondent commenced negotiations by proposing
to the Union an extremely broad management-rights
clause that reserved for the Respondent the right to, among
other things, unilaterally—without any obligation to no-
tify and bargain with the Union—change employee health
insurance at any time, change employee benefits at any
time, impose discipline on employees without cause, reas-
sign bargaining unit work to contractors and supervisors,
and determine the existence of bargaining unit work. The
judge aptly found that the Respondent’s management
rights proposal, paired with its proposed zipper clause,
gave it
unfettered discretion to change virtually all aspects of
bargaining unit operations, including . . . benefits, hir-
ing, promotion and transfer, disciplinary action without
just cause, job classifications, work schedules,
wage ranges because they would always be the same as what the Re-
spondent paid its nonunion employees. The Union countered by propos-
ing that the Respondent guarantee merit increases based on employees
meeting certain expectations as part of their performance evaluations.
The Respondent rejected that proposal. The parties never reached an
agreement on unit employees’ wages.
9 The decertification petition was first circulated by a unit employee
in March 2018, after nearly a year and one-half of bargaining had
elapsed. 27 of the signatures were dated after October 11, 2018.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
supervisors performing unit work, the use of part-time,
per diem, agency and temporary employees, and work
rules.
The Respondent remained committed to its expansive man-
agement-rights proposal. On March 28 and 29, 2017, after
some 4 months of bargaining had elapsed and in response to
the Union’s counteroffer, the Respondent again presented an
extremely broad management-rights clause that was virtually
identical to its initial proposal, but with additional language
unmistakably underscoring that it was seeking broad relin-
quishment of the Union’s bargaining rights.10
The management-rights clause did not stand alone.
Four months into the parties’ negotiations in March 2017,
the Respondent paired its broad management-rights pro-
posal with a no-strike clause proposal, which entirely pro-
hibited employee picketing of any kind, including even in-
formational picketing, and expansively proscribed the use
of economic weapons of any kind in response to violations
of the collective-bargaining agreement or Federal law.11
Thus, the Respondent sought both unfettered unilateral
rights on a wide range of working conditions under its
management-rights proposal and the unconditional sur-
render of the employees’ statutory right to strike, picket,
or use any type of economic weapons to contest, change,
or ameliorate the Respondent’s conduct.12
Moreover, in these late March 2017 negotiations, the
Respondent additionally proposed eliminating binding ar-
bitration.13 Instead of a grievance-arbitration procedure,
it proposed a grievance-and-mediation clause providing
that any issue arising under the collective-bargaining
agreement could be grieved only to nonbinding mediation
without permitting the parties to arbitrate any dispute.
Thus, at the same time it was proposing to eliminate the
Union and employees’ right to take collective economic
action to enforce the agreement, the Respondent’s pro-
posal also precluded the employees and the Union from
securing a binding dispute-resolution mechanism for ad-
dressing alleged violations of the agreement.
The combined proposals advanced by the Respondent
beginning in March 2017 are precisely the type that have
been deemed by the Board and the courts to show bad-
faith bargaining. They grant the employer broad discre-
tion to unilaterally act, without bargaining, on a wide
range of employees’ critical terms and conditions of
10 The Respondent’s March 2017 management-rights proposal dou-
bled-down on the removal of the Union’s right to bargain by adding that
the Respondent “agrees to receive from the Union constructive sugges-
tions, which [the Respondent] shall consider in its sole discretion.” This
added language, of course, constitutes no bargaining obligation at all.
11 There had been no strikes or other job actions by the employees or
the Union in the parties’ 20-year bargaining relationship.
employment, while simultaneously foreclosing virtually
any avenue for the employees and their union to counter-
act the broad power the employer sought to arrogate to it-
self. It is settled that an inference of bad-faith bargaining
is warranted “when the employer’s proposals, taken as a
whole, would leave the union and the employees it repre-
sents with substantially fewer rights and less protection
than provided by law without a contract.” PSO, supra, 334
NLRB at 487–488.
That is the case here. The Respondent’s management-
rights proposal authorized it to make unilateral changes to
a broad range of significant terms and conditions of em-
ployment, without bargaining or even giving notice to the
Union. “Such proposals are evidence that an employer has
failed to bargain with the required desire to enter into a
collective-bargaining contract . . . because ‘unions are stat-
utorily guaranteed the right to bargain over any change in
any term or condition of employment, [and therefore]
could do just as well with no contract at all.’” Altura Com-
munication Solutions, supra, 369 NLRB No. 85, slip op.
at 4, quoting Radisson Plaza Minneapolis, 307 NLRB 94,
95 (1992), enfd. 987 F.2d 1376 (8th Cir. 1993).
Significantly, here the Respondent combined its man-
agement-rights proposal (which stripped the Union of
much of its statutory right to bargain) with a no-strike pro-
vision and without any binding arbitration provision
(which stripped the Union of its statutory right to strike
and rejected any commitment to arbitrate disputes). As
the Supreme Court’s decisions reflect, Federal labor law
has long recognized that the ability to arbitrate disputes is
the quid pro quo for a union’s agreement not to strike. See
Textile Workers v. Lincoln Mills of Ala., 353 U.S. 448, 455
(1957) (“Plainly the agreement to arbitrate grievance dis-
putes is the quid pro quo for an agreement not to strike”);
United Steelworkers v. American Mfg.Co., 363 U.S. 564,
567 (1960) (“one is the quid pro quo for the other”). In-
deed, that compromise had also been an essential compo-
nent of the parties’ bargaining relationship for more than
20 years.
Considered in their entirety, the Respondent’s trio of
proposals would have required the Union “to cede sub-
stantially all of its representational function, and would
have so damaged the Union’s ability to function as the em-
ployees’ bargaining representative that the Respondent
could not seriously have expected meaningful collective
12 The expansive no-strike proposal even precluded refusing to cross
a picket line that was merely “near” the Respondent’s premises, and fur-
ther provided for discharge (or lesser discipline) at the Respondent’s sole
discretion for activity it deemed prohibited under the provision.
13 The parties’ expired contract contained a traditional grievance and
arbitration procedure.
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
5
bargaining.” PSO, supra, 334 NLRB at 489. Indeed, the
broad management-rights language pressed by the Re-
spondent permitted it to effectively eliminate the bargain-
ing unit entirely without meaningful challenge from the
Union, based on its unconstrained right to determine the
existence of bargaining unit work and the extent to which
bargaining unit work could be performed at all.
The Board’s caselaw fully supports finding bad-faith
bargaining here on the basis of the Respondent’s combi-
nation of proposals, which denied the Union the right to
challenge the Respondent’s unilateral changes while hav-
ing to cede substantially all of its representation function.
In Altura Communication Solutions, the Board found that
the employer’s proposals, considered in combination,
evinced a failure to bargain in good faith. The Board in-
ferred bad faith from the triad of the employer’s proposals
combining a “remarkably broad” management-rights
clause, a no-strike clause that would have precluded any
and all “protest[s] regardless of the reason,” and a griev-
ance procedure that would exclude from its scope the Re-
spondent’s exercise of the extraordinarily broad discretion
provided it its proposals. See 369 NLRB No. 85, slip op.
at 4. “The Board has consistently found such proposals to
be an indicator of bad faith,” the Altura Board observed,
declaring that under that combination of proposals “em-
ployees and the Union would be left with no avenue to
challenge any of the Respondent’s decisions with regard
to the nearly exhaustive rights reserved to the Respondent
under the management-rights clause, even if the Respond-
ent decided to eliminate the bargaining unit entirely.” Id.
The Ninth Circuit enforced the Board’s decision. See Al-
tura Communication Solutions, LLC v. NLRB, supra, 848
Fed.Appx. 344.
Similarly, in PSO, the Board found that the Respondent
failed to bargain in good faith by insisting on a manage-
ment-rights proposal granting it unilateral control to
change virtually all significant terms and conditions of
employment of unit employees, and coupled this relin-
quishment of the Union’s statutory right to bargain with a
no-strike provision relinquishing the Union’s right to
14 See Public Service Company of Oklahoma v. NLRB, 318 F.3d 1173,
1177 (10th Cir. 2003) (“The Board’s decision was not based on the ille-
gality of any particular proposal. Instead, the Board held the Company
violated the Act by insisting as a price for any collective-bargaining
agreement that its employees give up their statutory rights to be properly
represented by the Union. In other words, the Company’s rigid adher-
ence throughout negotiations to a battery of contract proposals under-
mining the Union’s ability to function as the employees' bargaining rep-
resentative demonstrated it could not seriously have expected meaning-
ful collective bargaining.”) (internal quotation marks omitted).
15 See e.g., Target Rock, 324 NLRB 373, 386 (1997) (“An employer
acts in bad faith when, during negotiations, it simultaneously insists on a
broad management-rights clause, a no strike provision, and no effective
protest such employer changes, and further coupled with
a “virtually meaningless” arbitration provision. This de-
nied the union “the participation in the collective-bargain-
ing process to which it is statutorily entitled, effectively
stripping it of any meaningful method of representing its
members in decisions affecting important conditions of
employment and exposing the employer's bad faith.”
PSO, supra, 334 NLRB at 488. The Tenth Circuit en-
forced the Board’s decision.14
It is thus settled that employer proposals which, taken
as a whole, would leave employees with fewer rights than
they would have without a contract evidence unlawful
bad-faith bargaining because they are designed to frustrate
the collective-bargaining process. The paradigmatic ex-
ample is when an employer—as here— simultaneously in-
sists on a broad management rights clause, a no-strike pro-
vision, and no effective grievance-and-arbitration proce-
dure.15
The Respondent argues that the precedent discussed
here is inapposite because its no-strike and no-arbitration
proposals, at least, were not final offers, and on June 7,
2018, the Respondent withdrew its no-strike proposal.16
But the fact that the Respondent relented on one of its pro-
posals after maintaining them for 14 months does not ne-
gate a finding of bad-faith bargaining here. The statutory
duty to bargain in good faith encompasses the bargaining
process, as a whole, from beginning to end (whether
agreement or lawful impasse). An employer cannot es-
cape the consequences of its bad-faith bargaining by hold-
ing back final offers to be deployed if and when a union
seeks recourse at the Board for the employer’s unlawful
bargaining tactics. Here, the Respondent maintained its
adherence to its trio of unlawful proposals for some 14
months, encompassing 24 bargaining sessions, from late
March 2017 through early June 2018. These 14 months
constituted the majority of the months the parties were in
bargaining. A union cannot fairly be expected to bargain
indefinitely while waiting for the employer to begin bar-
gaining in good faith, nor is the union required to file a
charge with the Board in order to trigger the employer’s
grievance-and-arbitration procedure.”), enfd. 172 F.3d 921 (D.C. Cir.
1998); San Isabel Electric Services, 225 NLRB 1073, 1079 fn.7 (1976)
(“We have consistently found bad-faith bargaining in cases in which an
employer has insisted on a broad management rights clause and a no-
strike clause during negotiations, while, at the same time, refusing to
agree to an effective grievance and arbitration procedure.”)(collecting
cases). See Kitsap Tenant Support Services, Inc., 366 NLRB No. 98, slip
op. at 8-10 (2018), enfd. 2019 WL 12276113 (2019); Regency Service
Carts, 345 NLRB 671, 672–676 (2005); A-1 King Size Sandwiches, Inc.,
265 NLRB 850, 859 fn. 4 (1982), enfd. 732 F.2d 872, 877 (11th Cir.
1984), cert. denied 469 U.S. 1035 (1984).
16 The Respondent withdrew its no-strike proposal only after the Un-
ion filed its unfair labor practice charge in this case.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
duty to bargain: the union it is not “compelled to continue
[a] charade.” See NLRB v. Wright Motors, Inc., 603 F.2d
604, 608 (7th Cir.1979) (if “the negotiations were not pro-
gressing because of the employer’s insistence on unrea-
sonable provisions, the Union should not be compelled to
continue the charade for more sessions before asserting its
statutorily protected right”).
The bad faith reflected by the Respondent’s 14-month
bargaining posture is all the more obvious in the context
of the Respondent’s stated goals for the parties’ negotia-
tions. The Respondent informed the Union at the outset
of bargaining, and on numerous occasions thereafter, that
it sought to substantially alter many if not most of the pro-
visions of the parties’ expired collective-bargaining agree-
ment.17 The Respondent’s approach to the negotiations
thus anticipated a lengthy bargaining period, even absent
the burden of grappling with the Respondent’s mainte-
nance of its trifecta of unlawful proposals. By adding the
broad no-strike and no-arbitration proposal to the mix af-
ter negotiations had been underway for 4 months, the Re-
spondent threw a wrench into the bargaining process and
stymied any prospect of agreement. The Respondent’s
commitment to those proposals for over 14 months of ne-
gotiations added a layer of obstruction and delay that pre-
vented timely good-faith bargaining from occurring.18
We accordingly find that the Respondent’s combining
and maintaining for 14 months of its broad management-
rights, broad no-strike, and no-arbitration proposals, by it-
self, constitutes bad-faith bargaining in violation of Sec-
tion 8(a)(5) and (1) of the Act, under the well-established
legal principles that we apply here.
Like the judge, we also find that there were additional
indicia of bad faith bargaining which confirm our finding
of a violation of the Act based on the trio of proposals
(broad management-rights, broad no-strike, and no-arbi-
tration proposals) discussed above. Specifically, the Re-
spondent’s wage proposal, union-security proposal, and
regressive bargaining concerning the arbitration of dis-
charges, provide, as discussed below, additional indicia of
bad-faith bargaining in the Respondent’s bargaining pro-
posals. These additional indicia, combined with the trio
of proposals, further confirm our finding that the
17 As the Union stated to the Respondent at the March 26, 2017 bar-
gaining session, there were 20 noneconomic provisions in the expired
collective-bargaining agreement and the Respondent had proposed to
overhaul 19 of them.
18 At the same time that e the Respondent’s conduct served to signifi-
cantly protract the parties’ bargaining, the Respondent informed employ-
ees that they would receive no wage increases until a collective-bargain-
ing agreement was ratified. The Respondent thus used its unlawful con-
duct to undermine the Union’s support among employees, effectively re-
quiring the Union to choose between agreeing to its unlawful combina-
tion of proposals and being blamed by employees for preventing a wage
Respondent violated its bargaining obligation. While we
have found that the trio, by itself, establishes bad faith bar-
gaining, we also find, alternatively, that the trio, with the
addition of and in combination with the additional indicia
of bad bargaining discussed below, establish a violation of
Section 8(a)(5) and (1) of the Act.19 We accordingly turn
to discussion of the additional indicia of the Respondent’s
bad-faith bargaining.
First, the judge found that the Respondent advanced a
wage proposal which gave it near-unrestricted discretion.
Long-standing Board precedent holds that an employer
seeking to deny a union any role in determining wages
during the life of a collective-bargaining agreement
evinces bad-faith bargaining. See Altura Communication
Solutions, LLC, supra, 369 NLRB No. 85, slip op. at 4–5;
Kitsap Tenant Support Services, 366 NLRB No. 98, supra,
slip op. at 8 (employer “sought to deny the [u]nion any
role in establishing wage rates during the life of the con-
tract”); McClatchy Newspapers, 321 NLRB 1386, 1391
(1996), enfd. 131 F.3d 1026 (D.C. Cir. 1997), cert. denied
524 U.S. 937 (1998) (employer violated the Act by at-
tempting to implement discretionary wage increases that
deprive the union of any role as the employee representa-
tive, which is antithetical to collective bargaining.); and A-
1 King Size Sandwiches, supra, 265 NLRB at 858–859.20
The Respondent introduced this wage proposal into ne-
gotiations on May 18, 2018, after one and a half years of
bargaining had already elapsed, and after the Respondent
had been insisting on its unlawful trio of proposals for
over a year. We agree that the Respondent’s approach to
negotiating wages further supports a finding of bad-faith
bargaining because its wage proposal gave it substantial,
if not complete, discretion over employees’ wages.
That proposal provided for a new compensation struc-
ture starting in August 2019. The Respondent’s proposal
incorporated a market-based adjustment that relied on unit
employees’ overall work experience, not just their time
with the Respondent, as well as merit wage increases. Un-
der the proposal, the Respondent had complete discretion
over both types of wage increases. Regarding the market-
based adjustment, the Respondent’s proposal allowed it to
implement an increase “in order to keep up with the
increase. Such an approach cannot be reconciled with good-faith bar-
gaining.
19 We need not decide whether the additional indica, independently or
individually, or in some combination, without the trio, would establish a
finding of bad-faith bargaining.
20 The Respondent’s proposal is similar to the proposal in A-1 King
Size Sandwiches where the employer sought to determine wage increases
on the basis of semi-annual wage reviews, where it would make the final
decision and had the exclusive right to evaluate, reward, promote and
demote employees, leaving the union’s participation in the process
meaningless. See 265 NLRB at 859.
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
7
market, or attract and retain staff in those jobs” without
bargaining with the Union. As to the merit wage in-
creases, because “[t]he evaluation process and merit in-
crease awards for bargaining unit employees shall follow
and be incorporated into the same general merit criteria
and process used for all non-bargaining unit employees at
the Hospital,” under the proposal the Respondent would
have had unilateral discretion in setting unit employees’
wages for the life of the collective-bargaining agreement.
The Respondent also sought sole discretion in conducting
employee evaluations.
The Respondent argues that its wage proposal relied
partially on non-discretionary components, such as its pro-
posed shift differential changes and lump-sum bonus pay-
ments, and that its calculation of employees’ overall work
experience used to place employees into specific pay
ranges would also be based on objective criteria. But even
assuming that is true, it is insufficient to absolve the Re-
spondent. The Respondent did not offer to bargain over
the parameters of, and the objective criteria used to deter-
mine, a merit wage increase. Instead, its non-negotiable
position was that unit employees would be placed on a
hospital-wide pay scale that the Respondent would unilat-
erally determine and then any wage increases would be
based on merit as determined by employee evaluations,
over which the Respondent would have sole discretion and
which could not be grieved. Thus, by depriving the Union
from having any role in setting the market-based adjust-
ments and merit wage increases, the Respondent’s pro-
posal sought to prevent the Union from having a meaning-
ful role in bargaining unit employees’ wages. Instead, the
Respondent would rely exclusively on the methodology it
used for setting the wages of its nonunion employees.
Moreover, the Respondent never wavered from its posi-
tion that the Union would be excluded from any participa-
tion in determining wage increases during the life of the
contract, over which the Respondent retained unfettered
discretion. We accordingly find that the Respondent’s
wage proposal sought to grant the Respondent unfettered
discretion to set employees’ wages and to deny the Union
its statutory right to bargain over the subject which, in
combination with its other proposals discussed above,
evinces bad-faith bargaining.21
21 The judge found that the Respondent presented its wage proposal
as nonnegotiable, and that it would not agree to annual re-negotiations
over the wage ranges because they would always be the same as what the
Respondent paid its nonunion employees. The Board has long held that
a “party who enters into bargaining negotiations with a ‘take-it-or-leave-
it’ attitude violates its duty to bargain.” General Electric Co., 150 NLRB
192, 194 (1964); see also, NLRB v. Truitt Mfg., 351 U.S. 149, 154 (1956)
Second, the judge also found that the Respondent’s in-
sistence on its proposal to eliminate the expired contract’s
union-security clause further reflected the Respondent’s
bad-faith bargaining. The Respondent made this proposal
on March 29, 2017, coincident with introducing its trio of
proposals discussed above. The Union rejected the Re-
spondent’s proposal at that time, and in September 2018
made a counterproposal drawn from a union-security
clause in a contract between the Union and a Boston hos-
pital owned and managed by Universal Health Services.
The Respondent reiterated its proposal to eliminate the un-
ion-security provision. The parties never reached an
agreement on union-security language.
The judge properly found that this conduct further re-
flects the Respondent’s unlawful intent to frustrate the
bargaining process. The Respondent justified its proposal
based on its philosophical objection to a union-security
clause, rejecting the Union’s counterproposal and arguing,
“it's not fair to force employees to pay dues to keep their
jobs at [the Respondent].” The Board has long held, how-
ever, that a “philosophical” objection to a union-security
clause does not relieve an employer of its obligation to
bargain over the subject. See Kalthia Group Hotels, Inc.
and Manas Hospitality LLC d/b/a Holiday Inn Express
Sacramento, 366 NLRB No. 118, slip op. at 19–20 (2018).
“While the Act does not require that an employer grant a
union's bargaining proposals for union-security and dues-
checkoff provisions, the assertion of ‘philosophical’ ob-
jections does not satisfy the statutory obligation to bargain
in good faith concerning these matters.” Hospitality Mo-
tor Inn, Inc., 249 NLRB 1036, 1040 (1980), enfd. 667
F.2d 562 (6th Cir. 1982), cert. denied 459 U.S. 969
(1982).22
The Respondent concedes it expressed philosophical
opposition to the union- security clause, but claims it had
a legitimate reason for eliminating the clause: that it hin-
dered its recruitment of employees. The judge considered
that justification, but disbelieved it because the Respond-
ent failed to provide substantiation for its claim. On ex-
ceptions, the Respondent does not point to any evidence
that the judge failed to consider.
The Respondent advances yet a third reason to justify
its bargaining position to eliminate the union-security pro-
vision: that employees complained about it. In its
(Frankfurter, J., concurring) (good faith bargaining “is inconsistent with
a predetermined resolve not to budge from an initial position.”).
22 See also CJC Holdings, 320 NLRB 1041, 1047 (1996), affd. 110
F.3d 794 (5th Cir. 1997); Chester County Hospital, 320 NLRB 604, 622
(1995), enfd. 116 F.3d 469 (3d Cir. 1997); Carolina Paper Board Co.,
183 NLRB 544, 551 (1970). The Respondent also sought to eliminate
the dues-checkoff provision from the expired collective-bargaining
agreement based on its philosophical objection.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
exceptions, the Respondent does not argue that this impli-
cated more than a few employees.23 We find that, in light
of the Respondent’s admitted and impermissible philo-
sophical objection that it was “not fair” to require em-
ployee to pay union security fees, its additional assertion
that a small number of employees complained about un-
ion-security does not serve to establish the legitimacy of
its objection. Indeed, in this context is hardly distinguish-
able from its philosophical objection. Nor does it lend
substantiation to its alleged recruitment concern rejected
by the judge.
In these circumstances, we adopt the judge’s finding
that the Respondent failed to advance a legitimate busi-
ness justification for its proposed elimination of the union-
security clause, and thus its bargaining conduct regarding
union security independently reflects the Respondent’s
unlawful intent to frustrate the bargaining process.24
Third, we agree with the judge that the Respondent’s
regressive bargaining over whether discharges would be
subject to binding arbitration is evidence of bad-faith bar-
gaining. An examination of its proposals in two areas—
discipline and dispute-resolution—shows the Respond-
ent’s regressive behavior. On January 17, 2017, the Re-
spondent presented the Union a discipline proposal that,
among other things, removed any discipline short of dis-
charge from arbitration, but preserved binding arbitration
for discharges. On April 5, 2017, the Respondent pro-
vided the Union a revised discipline proposal that still pro-
vided for arbitration of discharges. The Union pointed out
that this discipline proposal was inconsistent with the Re-
spondent’s earlier March 29, 2017 dispute-resolution pro-
posal, which provided that all grievances, including dis-
charge grievances, would only be subject to nonbinding
mediation instead of arbitration. On May 25, 2017, the
Respondent then emailed the Union a further revised dis-
cipline proposal providing that a discharge grievance
would only be subject to nonbinding mediation instead of
arbitration.
The Respondent thus backtracked from its initial Janu-
ary 2017 discipline proposal which had provided for arbi-
tration of discharges. The Board will find that a regressive
bargaining proposal—a less favorable proposal than one
23 There are about 150 employees in the bargaining unit.
24 We also observe, though, that we would still find the Respondent’s
combination of proposals to be unlawful even without consideration of
the union security proposal.
25 See Mid-Continent Concrete, 336 NLRB 258, 260 (2001), enfd. sub
nom. NLRB v. Hardesty Co., Inc., 308 F.3d 859 (8th Cir. 2002); Houston
County Electric Cooperative, 285 NLRB 1213, 1214 (1987) (“Regres-
sive bargaining . . . is not unlawful in itself; rather it is unlawful if it is
for the purpose frustrating the possibility of agreement.”); and U.S. Ecol-
ogy Corp., 331 NLRB 223, 225 (2000), enfd. 26 Fed. Appx. 435 (6th
Cir. 2001).
made earlier—is evidence of bad-faith bargaining when it
is made without explanation or when the stated reason for
the step backward appears dubious.25 That is the case
here.
The Respondent does not dispute that it engaged in re-
gressive bargaining. Instead, it claims that its conduct was
merely a mistake. The Respondent asserts that arbitration
of discharges should not have been included in its January
2017 discipline proposal and, essentially, that it was not
aware of its January 2017 discipline proposal when it
made its March 2017 dispute-resolution proposal that pro-
vided for only nonbinding mediation for discharges.
We find the Respondent’s asserted explanation fails to
constitute a legitimate basis for its regressive conduct.
The judge found that the parties at the January 17, 2017
bargaining session specifically discussed the proposal that
discipline would not be arbitrable, with the (important) ex-
ception of discharges. Nothing in the parties’ discussion
suggests that the significant exception for discharges was
inadvertent. This contemporaneous conduct strongly un-
dercuts the plausibility of the Respondent’s “mistake” ex-
planation.26
The Respondent further describes its regressive conduct
as merely reflecting a discrepancy in its overall package
of proposals and as intended to establish consistency
within the Respondent’s proposals. Of course, the Re-
spondent could have resolved that asserted discrepancy by
choosing to preserve binding arbitration for discharges, as
it originally proposed in January 2017. Instead, the Re-
spondent decided, by its regressive May 25, 2017 pro-
posal, that it wanted to prohibit all arbitration, including
for discharges, and adjusted its discipline proposal accord-
ingly. At that point, the parties had already engaged in
months of negotiations with the understanding that dis-
puted discharges—an issue critical to unit employees–
would be resolved in binding fashion by a neutral arbitra-
tor. The Respondent’s regressive proposal to eliminate
that right further evinces intent to frustrate agreement.
Grievance and arbitration provisions are a cornerstone of
collective-bargaining agreements, and the Respondent’s
regressive conduct evidences the Respondent’s desire to
avoid an agreement, rather than reach one.
26 The Respondent suggests it only later divined its mistake and so
notified the Union at the April 5, 2017 bargaining session. This assertion
is not clearly supported by the Respondent’s s bargaining notes, how-
ever. In any event, the Respondent took no action to rectify its purported
mistake at that time. The Respondent admits in its exceptions brief to
the Board that it did not amend its discipline proposal to provide for only
non-binding mediation of discharges until May 25, 2017, more than 4
months after it tendered its initial discipline proposal permitting the Un-
ion to arbitrate unit employee discharges.
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
9
Accordingly, we affirm the judge’s finding that the Re-
spondent failed to bargain in good-faith for a successor
collective-bargaining.27
We further adopt the judge’s conclusion that the Re-
spondent’s withdrawal of recognition on October 26,
2018, was unlawful. An employer may not lawfully with-
draw recognition from a union where it has committed un-
fair labor practices that are likely to affect the union’s sta-
tus, cause employee disaffection, or improperly affect the
bargaining relationship itself. See Lee Lumber & Building
Material Corp., 322 NLRB 175, 177 (1996), affd. in rele-
vant part and remanded 117 F.3d 1454 (D.C. Cir. 1997).28
This is the case here. The prolonged delay in achieving
good-faith bargaining caused by the Respondent’s unlaw-
ful conduct detrimentally impacted employees—who
were awaiting the conclusion of negotiations for a wage
increase—and was likely to cause their disaffection from
the Union. “Lengthy delays in bargaining deprive the un-
ion of the ability to demonstrate to employees the tangible
benefits to be derived from union representation. Such de-
lays consequently tend to undermine employees’ confi-
dence in the union by suggesting that any such benefits
will be a long time coming, if indeed they ever arrive.” Id.
at 177. In turn, we find, as the judge did, that the Respond-
ent’s unilateral changes to employees’ terms and condi-
tions of employment, made after the unlawful withdrawal
of recognition, were also unlawful. See Flying Foods, 345
NLRB 101, 104 (2005), enfd. 471 F.3d 178 (D.C. Cir.
2006).
V. CONCLUSION
The “fundamental rights guaranteed employees by the
Act—to act in concert, to organize, and to freely choose a
bargaining agent—are meaningless if their employer can
27 We reiterate that our finding of bad faith bargaining is based on our
objective evaluation of the Respondent’s bargaining proposals. Our
analysis does not rely on any away-from-the-table bargaining conduct by
the Respondent. “Sometimes, especially if the parties are sophisticated,
the only indicia of bad faith may be the proposals advanced and adhered
to.” NLRB v. Wright Motors, Inc., supra, 603 F.2d at 609. See, e.g.,
Prentice-Hall Inc., 290 NLRB 646, 646 (1988) (employer demand for
sweeping waivers of employees’ statutory rights, while offering little in
return, with no away-from-the-table evidence of bad-faith bargaining,
was simply “not the behavior of an employer who is trying to achieve a
collective-bargaining agreement.”).
28 We agree with the judge that unremedied bargaining violations, like
the one at issue here, are analyzed under the Board’s Lee Lumber deci-
sion. However, we also agree, that the withdrawal of recognition was
unlawful under the alternate analysis set forth in Master Slack, Corp.,
271 NLRB 78, 84 (1984).
29 We agree with the judge that an affirmative bargaining order is
warranted in this case. While the Respondent made a bare exception to
this remedial provision, it does not argue that the affirmative bargaining
order is improper if the Board affirms the judge’s 8(a)(5) violation find-
ing. Indeed, the Respondent acknowledges in its exceptions brief that
make a mockery of the duty to bargain by adhering to pro-
posals, which clearly demonstrate an intent not to reach an
agreement with the employees’ selected collective-bar-
gaining representative.” Reichhold Chemicals, Inc., 288
NLRB at 70. We find, for all the reasons set forth above,
that substantial evidence in the record demonstrates this to
be the case here.
AMENDED REMEDY
Having found that the Respondent engaged in certain
unfair labor practices, we shall order it to cease and desist
and to take certain affirmative action designed to effectu-
ate the policies of the Act. Specifically, having found that
the Respondent violated Section 8(a)(5) and (1) of the Act
by refusing to bargain in good faith with, and withdrawing
recognition from, the Union, we shall, in agreement with
the judge, order the Respondent to meet with the Union on
request and bargain in good faith concerning the terms and
conditions of employment of the bargaining unit employ-
ees and, if an agreement is reached, embody such agree-
ment in a signed contract.29
In addition, having found, in agreement with the judge,
that the Respondent violated Section 8(a)(5) by making
unilateral changes to the unit employees’ terms and con-
ditions of employment, we shall order the Respondent to
make unit employees whole for any loss of earnings or
other benefits suffered as a result of its unlawful unilateral
implementation of changed terms and conditions of em-
ployment.30 Such amounts shall be computed in accord-
ance with Ogle Protection Service, Inc., 183 NLRB 682
(1970), enfd. 444 F.2d 502 (6th Cir. 1971), with interest at
the rate prescribed in New Horizons, 283 NLRB 1173
(1987), compounded daily as prescribed in Kentucky River
Medical Center, 356 NLRB 6 (2010).31 In addition, in
the Board’s standard remedy for a Sec. 8(a)(5) bad-faith bargaining vio-
lation is an affirmative bargaining order. In the absence of a particular-
ized exception to the affirmative bargaining order, the Board does not
need to furnish a specific justification for it. See Scepter v. NLRB, 280
F.3d 1053, 1057 (D.C. Cir. 2002) (the Board may issue an affirmative
bargaining order without providing a specific justification in the absence
of particular exceptions). See Altura Communication Solutions, supra,
369 NLRB No. 85, slip op. at 6, fn. 16; Arbah Hotel Corp. d/b/a Mead-
owlands View Hotel, 368 NLRB No. 119, slip op. at 1 fn. 2 (2019) (col-
lecting cases). Contrary to the judge, we find that a bargaining schedule
remedy is not necessary in the circumstances of this case.
30 The judge included make-whole relief for the unilateral change vi-
olations in his recommended Order, but did not address the matter in the
remedy section of his decision.
31 The judge additionally ordered the Respondent to provide make-
whole relief to Cynthia Bey, Pamela Brooks, Aisha Brown, Marcia
Hayes, Sonya Stevens, and Arlene Smith whole for any loss of earnings
and other benefits incurred during bargaining. In adopting this remedy
ordered by the judge, we note that any such amounts should be computed
in the same manner.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
accordance with Thryv, Inc., 372 NLRB No. 22 (2022),
we shall order the Respondent to compensate employees
for any other direct or foreseeable pecuniary harms in-
curred as a result of its unlawful unilateral changes. Com-
pensation for these harms shall be calculated separately
from taxable net backpay, with interest at the rate pre-
scribed in New Horizons, supra, compounded daily as pre-
scribed in Kentucky River Medical Center, supra.
Further, in including make-whole relief provisions in
his recommended Order, the judge inadvertently failed to
address the adverse tax consequences and Social Security
Administration reporting remedial requirements associ-
ated with make-whole relief. Doing so here, we shall or-
der the Respondent to compensate the unit employees for
any adverse tax consequences of receiving lump-sum
backpay awards in accordance with Don Chavas, LLC
d/b/a Tortillas Don Chavas, 361 NLRB 101 (2014), and
to file a report with the Regional Director for Region 5
allocating the backpay award to the appropriate calendar
years for each employee in accordance with AdvoServ of
New Jersey, Inc., 363 NLRB 1324 (2016). In addition to
the backpay allocation report, we shall order the Respond-
ent to file with the Regional Director for Region 5 a copy
of each backpay recipient's corresponding W-2 form(s) re-
flecting the backpay award, in accordance with Cascades
Containerboard Packaging-Niagara, 370 NLRB No.76
(2021), as modified in 371 NLRB No. 25 (2021).
ORDER
The National Labor Relations Board orders that the Re-
spondent, District Hospital Partners, L.P. d/b/a The
George Washington University Hospital, A Limited Part-
nership, and UHS of D.C., Inc., General Partner, Wash-
ington, D.C., its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Failing and refusing to recognize and bargain with
1199 Service Employees International Union, United
Healthcare Workers East, MD/DC Region A/W Service
Employees International Union (the Union) as the exclu-
sive collective-bargaining representative of the employees
in the bargaining unit.
(b) Withdrawing recognition from the Union and failing
and refusing to bargain with the Union as the exclusive
collective-bargaining representative of unit employees.
(c) Changing the terms and conditions of employment
of its unit employees without first notifying the Union and
giving it an opportunity to bargain.
32 If the facility involved in these proceedings is open and staffed by
a substantial complement of employees, the notices must be posted
within 14 days after service by the Region. If the facility involved in
these proceedings is closed or not staffed by a substantial complement of
employees due to the Coronavirus Disease 2019 (COVID-19) pandemic,
(d) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request, bargain with the Union as the exclusive
collective-bargaining representative of the employees in
the following appropriate unit concerning terms and con-
ditions of employment and, if an understanding is reached,
embody the understanding in a signed agreement:
All regular full-time and regular part-time employees of
the [Hospital] in the Environmental Services, Linen Ser-
vices, Ambulatory Care Center and Food Services De-
partment of George Washington University Hospital.
(b) On request by the Union, rescind the changes in the
terms and conditions of employment for its unit employ-
ees that were unilaterally implemented on November 1,
2018.
(c) Make Cynthia Bey, Pamela Brooks, Aisha Brown,
Marcia Hayes, Sonya Stevens and Arlene Smith whole for
any loss of earnings and other benefits incurred during
bargaining, in the manner set forth in the remedy section
of the judge’s decision as amended in this decision.
(d) Make unit employees whole for any loss of earnings
and other benefits, and for any other direct or foreseeable
pecuniary harms suffered as a result of the unlawful uni-
lateral changes in terms and conditions of employment
since November 1, 2018, in the manner set forth in the
amended remedy section of this decision.
(e) Compensate affected employees for the adverse tax
consequences, if any, of receiving lump-sum backpay
awards, and file with the Regional Director for Region 5,
within 21 days of the date the amount of backpay is fixed,
either by agreement or Board order, a report allocating the
backpay awards to the appropriate calendar years for each
employee.
(f) File with the Regional Director for Region 5, within
21 days of the date the amount of backpay is fixed by
agreement or Board order or such additional time as the
Regional Director may allow for good cause shown, a
copy of each backpay recipient’s corresponding W-2
forms reflecting the backpay award.
(g) Within 14 days after service by the Region,
post at its facility in Washington, D.C., copies of the
attached notice marked “Appendix.”32 Copies of the no-
tice, on forms provided by the Regional Director for
the notices must be posted within 14 days after the facility reopens and a
substantial complement of employees has returned to work. If, while
closed or not staffed by a substantial complement of employees due to
the pandemic, the Respondent is communicating with its employees by
electronic means, the notice must also be posted by such electronic
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
11
Region 5, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent and
maintained for 60 consecutive days in conspicuous places,
including all places where notices to employees are cus-
tomarily posted. In addition to physical posting of paper
notices, notices shall be distributed electronically, such as
by email, posting on an intranet or an internet site, and/or
other electronic means, if the Respondent customarily
communicates with its employees by such means. Rea-
sonable steps shall be taken by the Respondent to ensure
that the notice is not altered, defaced, or covered by any
other material. If the Respondent has gone out of business
or closed the facility involved in these proceedings, the
Respondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former em-
ployees employed by the Respondent at any time since
November 1, 2018.
(h) Within 21 days after service by the Region, file with
the Regional Director for Region 5 a sworn certification
of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to com-
ply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
Dated, Washington, D.C. May 8, 2024
______________________________________
Lauren McFerran, Chairman
________________________________________
David M. Prouty, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
MEMBER KAPLAN, dissenting.
In 2021, the Board issued a decision, reported at 370
NLRB No. 118, in which it dismissed the instant com-
plaint in its entirety. Two years later, and over my dissent,
the Board vacated that decision. District Hospital Part-
ners, L.P., d/b/a The George Washington Hospital, 372
NLRB No. 109 (2023). For the reasons discussed in my
dissent in that case, I believe that the 2021 decision
means within 14 days after service by the Region. If the notice to be
physically posted was posted electronically more than 60 days before
physical posting of the notice, the notice shall state at the bottom that
“This is the same notice previously [sent or posted] electronically on
[date].” If this Order is enforced by a judgment of a United States court
dismissing the complaint should be controlling. Id., slip
op. at pp. 7–10 (Member Kaplan, dissenting). Accord-
ingly, I would dismiss the Section 8(a)(5) and (1) allega-
tions that my colleagues have decided to revisit herein on
that basis. I take no position on the merits of the Board’s
original decision or on my colleagues’ analysis in this de-
cision.
Dated, Washington, D.C. May 8, 2024
______________________________________
Marvin E. Kaplan, Member
NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vi-
olated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected ac-
tivities.
WE WILL NOT fail and refuse to bargain with 1199 Ser-
vice Employees International Union, United Healthcare
Workers East, MD/DC Region A/W Service Employees
International Union (the Union) as the exclusive collec-
tive-bargaining representative of our employees in the
bargaining unit.
WE WILL NOT withdraw recognition from the Union and
fail and refuse to bargain with the Union as your exclusive
collective-bargaining representative.
WE WILL NOT change your terms and conditions of em-
ployment without first notifying the Union and giving it
an opportunity to bargain.
of appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judgment
of the United States Court of Appeals Enforcing an Order of the National
Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
WE WILL NOT In any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, on request, bargain with the Union as the ex-
clusive collective-bargaining representative of the em-
ployees in the following appropriate unit concerning terms
and conditions of employment and, if an understanding is
reached, embody the understanding in a signed agreement:
All regular full-time and regular part-time employees of
the [Hospital] in the Environmental Services, Linen Ser-
vices, Ambulatory Care Center and Food Services De-
partment of George Washington University Hospital.
WE WILL, on the Union’s request, rescind the changes
in the terms and conditions of employment for our unit
employees that were unilaterally implemented on Novem-
ber 1, 2018.
WE WILL make Cynthia Bey, Pamela Brooks, Aisha
Brown, Marcia Hayes, Sonya Stevens, and Arlene Smith
whole for any loss of earnings and other benefits incurred
during bargaining, plus interest.
WE WILL make unit employees whole for any loss of
earnings and other benefits suffered as a result of our un-
lawful changes to your terms and conditions of employ-
ment since November 1, 2018, and WE WILL also make
such employees whole for any other direct or foreseeable
pecuniary harms suffered as a result of the unlawful
changes, plus interest.
WE WILL compensate affected employees for the ad-
verse tax consequences, if any, of receiving lump-sum
backpay awards, and WE WILL file with the Regional Di-
rector for Region 5, within 21 days of the date the amount
of backpay is fixed, either by agreement or Board order, a
report allocating the backpay awards to the appropriate
calendar years for each employee.
WE WILL file the Regional Director for Region 5, within
21 days of the date the amount of backpay is fixed by
agreement or Board order or such additional time as the
Regional Director may allow for good cause shown, a
copy of each backpay recipient’s corresponding W-2
forms reflecting the backpay award.
DISTRICT
HOSPITAL
PARTNERS,
L.P.
D/B/A
THE
GEORGE
WASHINGTON
UNIVERSITY
HOSPITAL,
A
LIMITED
PARTNERSHIP, AND UHS OF D.C., INC.,
GENERAL PARTNER
The
Board’s
decision
can
be
found
at
https://www.nlrb.gov/case/05-CA-216482 or by using the
QR code below. Alternatively, you can obtain a copy of
1 29 U.S.C. §§ 151–169.
the decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, S.E., Washington, D.C.
20570, or by calling (202) 273-1940.
Barbara Duvall and Andrew Andela, Esqs., for the General
Counsel.
Stephen Godoff, Esq. (Abato, Rubenstein & Abato, PA), of Bal-
timore, Maryland, for the Charging Party.
Tammie Rattray and Paul Beshears, Esqs. (Ford Harrison LLP),
of Tampa, Florida and Atlanta, Georgia, Steven Bernstein,
Esq. (Fisher & Phillips), of Tampa, Florida, for the Respond-
ent.
DECISION
STATEMENT OF THE CASE
MICHAEL A. ROSAS, Administrative Law Judge. This case was
tried in Washington, District of Columbia on June 18-20, 2019.
The complaint alleges that District Hospital Partners, L.P. d/b/a
The George Washington University Hospital, a Limited Partner-
ship, and UHS of D.C., Inc., General Partner (the Hospital or
Respondent) violated Section 8(a)(5) and (1) of the National La-
bor Relations Act (the Act)1 by failing and refusing to bargain in
good faith and with no intention of reaching an agreement for a
successor collective-bargaining agreement with 1199 Service
Employees International Union, United Healthcare Workers
East, MD/DC Region A/W Service Employees International Un-
ion (the Union) as the exclusive collective-bargaining repre-
sentative of its employees. The complaint further alleges that the
Hospital improperly withdrew recognition from the Union after
nearly 2 years of bad faith and regressive bargaining, subse-
quently rejected the Union’s request to continue bargaining and
immediately proceeded to implement unilateral changes to em-
ployees terms and conditions of employment. At hearing, the
General Counsel moved to amend the complaint to further allege
that Hospital representatives improperly interrogated potential
employee witnesses.
The Hospital disputes the allegations and contends that it en-
gaged in hard, but good faith, bargaining over the course of 30
bargaining sessions. It contends that it withdrew recognition
from the Union only after it received objective evidence from a
majority of employees in the bargaining unit that they no longer
wished to be represented by the Union for purposes of collective-
bargaining. Even if it did engage in any unfair labor practices
during bargaining, the Hospital avers that none caused the disaf-
fection that eventually developed among a majority of the
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
13
bargaining unit. Since the withdrawal was proper, the Hospital
contends that it was then entitled to implement unilateral changes
to employees’ terms and conditions of employment, as well as
notify employees that the changes were related to the Union’s
shortcomings and their newfound status as nonunion employees.
Finally, the Hospital denies that its counsel coercively interro-
gated employees in preparation for hearing and that they
properly advised the employees of their rights, including the
right to decline to give testimony without threat of reprisal.
On the entire record,2 including my observation of the de-
meanor of the witnesses,3 and after considering the briefs filed
by the General Counsel, the Hospital and the Union, I make the
following
FINDINGS OF FACT
I. JURISDICTION
The Hospital, a limited partnership, is engaged in providing
short-term acute medical care to the general public from its
health care facility in Washington, D.C. In conducting such
business operations, the Hospital annually derives gross reve-
nues in excess of $250,000 and receives goods and materials val-
ued in excess of $5,000 directly from points outside of Washing-
ton, D.C. Additionally, the Hospital’s business operations
within the District of Columbia are encompassed by the National
Labor Relations Board’s (the Board) plenary jurisdiction over
enterprises in that jurisdiction. The Hospital admits, and I find,
that it is an employer engaged in commerce within the meaning
of Section 2(2), (6), and (7) of the Act, and has a been a
healthcare institution within the meaning of Section 2(14) of the
Act, and that the Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. The Parties’ Collective Bargaining History
The Hospital is jointly owned by George Washington Univer-
sity and District Hospital Partners, L.P. District Hospital Part-
ners, L.P. is a subsidiary of Universal Health Services, Inc.
(UHS). The Union represents a bargaining unit of about 150
regular full-time and regular part-time employees in the Envi-
ronmental Services (“EVS”), Linen Services, Ambulatory Care
Center, and Food Services (“Dietary”) departments of George
Washington University Hospital (the bargaining unit).
The Hospital’s recognition of the Union has been embodied in
successive collective-bargaining agreements spanning more than
20 years.4 The most recent agreement was effective from De-
cember 20, 2012 through December 19, 2016 (the CBA). That
agreement, as well as the one before it, were negotiated within a
week and without the assistance of counsel. The CBA defines
2 The parties’ joint motion to correct the record, dated July 31, 2019,
is granted.
3 There were very few credibility issues in this case. An unidentified
Hospital employees took notes of the sessions. The General Counsel
introduced selected portions of those bargaining notes, while the Hospi-
tal moved at the conclusion of the hearing to admit the notes for all 30
bargaining sessions. I received all of the notes over objection of the
the bargaining unit, in pertinent part, as follows:
Article 1 – Recognition
Section 1.1
The Employer recognizes the Union as the ex-
clusive bargaining agent for a unit of all regular full-time and
regular part-time employees of the Employer in the Environ-
mental Services, Linen Services, Ambulatory Care Center and
Food Services Department of George Washington University
Hospital. The job classifications are named in Section 2 below,
but excluding, all executive, professional, technical, clerical,
and supervisory employees (including foreman), temporary
employees, guards, employees not regularly scheduled for a
standard workweek of twenty (20) or more hours, and all other
employees in job classifications not specifically named in Sec-
tion 1.2 below.
Section 1.2
Crew Leader, Environmental Services
Service Worker
Service Worker Trainee
Senior Service Worker
Linen Service Worker Trainee
Linen Service Worker
Cook I
Cook II
Utility Worker
Food Service Worker
Nutrition Associate
Section 1.3 For purposes of this Agreement, the following
terms have the meanings stated below:
(a) “regular full-time employee(s)” means employee(s) in
a bargaining unit who hold regular full-time positions and
who are regularly scheduled to work forty ( 40) hours per
week;
(b) “regular part-time-employee(s)” means employee(s)
in a bargaining unit who hold regular part-time positions
and who are regularly scheduled to work twenty (20) or
more hours per week; any regular part-time employee
working over 35 hours a week shall receive an additional
twenty cents (20) an hour to his or her straight-time hourly
rate for each hour worked from 36 to 40. If an employee
works in excess of 40 hours per week[,] such additional
amount will not be paid;
(c) “temporary employee(s),” excluded from bargaining
units, means employees who are identified as temporary
employees on Employer records and are hired for a period
General Counsel. The notes did not always capture the detailed ex-
changes between the parties. They did, however, cover the topics cov-
ered at the meetings and were corroborated in most instances by witness
testimony, subsequent correspondence, and exchanged proposals and
counterproposals. (R. Exh. 3.)
4 GC Exh. 30.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
of no longer than six (6) months, or whose temporary sta-
tus is subsequently renewed for periods not to exceed
three (3) months, or who are hired to replace one or more
employees who are absent on leave from work, even if for
longer than ( 6) months;
(d) “employee(s)” as hereinafter used means both regular
full-time employees and regular part-time employees as
defined above, unless a provision applies only to one of
these categories of employees, in which case the term
shall include only the category of employee to which the
provision applies.
Other provisions that figured prominently in the bargaining at
issue include the following relating to union security, wages and
the grievance/arbitration process:
Article 2—Union Security
Section 2.1 The Employer agrees that as a condition of contin-
ued employment, all employees who are presently members of
the Union shall maintain said membership, and all employees
who are not presently members of the Union and all new em-
ployees shall become members on the first day of the first full
calendar month which follows completion of sixty (60) days of
employment, or the thirtieth day following the effective date of
this Agreement, whichever is later. The Employer agrees to
provide the Union with a quarterly report of new members,
their addresses and job titles.
Section 2.2 Membership in the Union, insofar as this Agree-
ment is concerned, shall mean that an employee tenders the pe-
riodic dues and initiation fees uniformly required by the Union
as a condition of acquiring or maintaining membership therein.
Section 2.3 The Employer further agrees that upon request of
the Union it will discharge any employee who in accordance
with the above, fails to tender the periodic dues and initiation
fees uniformly required to obtain and maintain membership in
said Union.
Section 2.4 The Union agrees to indemnify and hold the Em-
ployer harmless from any and all claims, suits, judgments, at-
tachments, and any other liability resulting from the Em-
ployer’s actions in accordance with this Article.
Article 7—Wage Rates
Section 7.1
(a) Effective January 1, 2013, employees on
the payroll as of that date shall Receive a pay increase of two
percent (2%) of their present straight time hourly rate.
Effective January 1, 2014, employees on the payroll as of that
date shall receive a pay increase of two percent (2%) of their
present straight time hourly rate.
Effective January 1, 2015, employees on the payroll as o that
date shall receive a pay increase of two percent (2%) of their
present straight time hourly rate.
Effective January 1, 2016, employees on the payroll as of that
date shall receive a pay increase of one percent (1 %) of their
present straight-time hourly rate.
(b) If any employee's straight-time hourly rate of pay, upon
being increased as provided above, is less than the straight-time
hourly rate for his/her job classification as listed in the relevant
column of Exhibit 3, the employee's straight-time hourly rate
will be the higher rate, and whichever straight time hourly rate
is higher will be used as the basis for computing all paid leave
and other benefits provided under this Agreement.
Section 7.2 Employees who are hired on or after the date of
execution of this Agreement or who transfer to a new job clas-
sification on or after the date of execution of this Agreement
will be hired or transferred in accordance with the hourly rates
of pay set forth in Exhibit 3; provided that in the case of a trans-
fer to a job classification in the same or a higher pay grade, the
employee may retain his/her former hourly rate of pay, if
higher.
Section 7.3 An employee shall receive a shift differential forty
($.40) cents per hour over his/her straight-time hourly rate for
hours worked between 7:00PM and 5:00AM. No shift differ-
ential will be paid for any hours for which an employee is paid
at a time-and-a-half (1½ ) or greater rate.
Section 7.4 An employee shall receive a weekend differential
thirty ($.30) cents per hour-over his/her straight-time hourly
rate for hours worked between 12:00 AM Saturday and 12:00
AM Monday. No shift differential will be paid for any hours
for which an employee is paid at a time-and-a-half (1 ½) or
greater rate.
Section 7.5 It is understood and agreed that an employee from
a lower classification assigned to perform one (1) hour or more
per day in a classification paying a higher rate Section 8.1 of
pay per hour as set forth in Exhibit 3 shall receive the higher
rate of pay for all hours worked in the higher classification.
Nothing in this Agreement, however, shall be construed to pro-
hibit the employee from performing tasks as a trainee for a
higher paid classification at his/her regular rate for a period not
to exceed two months. An employee may be assigned to per-
form work in a lower classification when emergencies or un-
predictable events occur which prevent the normal operational
schedule to be followed, but in such temporary instances will
retain his or her regular rate of pay per hour.
Article 18—Grievance and Arbitration
Section 18.1 General. A grievance is defined as a complaint by
the Union over an alleged violation of any specific provision of
this Agreement that occurs during its term. A grievance shall
be in written form, signed and dated by an authorized union
representative.
Section 18.2 Time Limits, "Working days" as used in this Ar-
ticle means Monday through Friday, excluding observed holi-
days. Unless the parties have agreed in advance in writing to a
specific extension of time, any grievance or demand for arbi-
tration which is not filed by the Union at each step within the
time limits contained herein is waived and the grievance is
deemed to be concluded in accordance with the Employer's de-
cision, and there shall be no further processing of the grievance
or any arbitration delivery in writing by person or by mail, and
if filing is by mail, the date of the official U.S. Postal Service
postmark shall be the date of filing.
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
15
Section 18.3 Meetings. If the authorized Union representative
or the aggrieved employee fails to attend a scheduled grievance
meeting without prior notification to the Employer, the griev-
ance shall be deemed concluded in accordance with the Em-
ployer's decision and there shall be no further processing of the
grievance or any arbitration thereon.
Section 18.4 Steps 1. 2 and 3. Except as provided in Section
18.4 (d) below, Steps 1, 2 and 3 are as follows:
(a) Step 1. A grievance shall be filed at Step 1 with the super-
visor within ten (10) working days after the action on which the
grievance is based. The parties may agree to hold a meeting at
this Step. If the grievance is not settled or denied by the super-
visor or his/her designee within five (5) working days after it is
filed at Step 1, the grievance shall be deemed denied at the ex-
piration of such five (5) working days and the Union may, pro-
ceed to file the grievance at Step 2 as provided below.
(b) Step 2. A grievance shall be filed at Step 2 with the depart-
ment head, within five (5) working days after the grievance is
denied at Step 1. A meeting for the purpose of attempting to
resolve the grievance shall be held at this Step. If the grievance
is not settled or denied by the depat1ment head or his designee
within ten (10) working days after it is filed at Step 2, however,
the grievance shall be deemed denied at the expiration of such
ten (10) working days and the Union may proceed to file the
grievance at Step 3 as provided below,
(c) Step 3. Within five (5) working days after the grievance is
denied at Step 2 a grievance shall be filed at Step 3 with the
Director of Human Resources. A meeting for the purpose of
attempting to resolve the grievance shall be held at this Step. If
the grievance is not settled or denied by the Director of Human
Resources or his/her designee within ten (10) working days af-
ter it is filed at Step 3, however, the grievance shall be deemed
denied at the expiration of such ten (10) working days and the
Union may proceed to invoke the arbitration procedure as pro-
vided in Section 18.5 below.
(d) Discharges: Discipline Imposed by Department Head. A
grievance which arises from a discharge or from disciplinary
action imposed directly by the department head shall start at
Step II instead of Step I and shall be filed within ten (10) work-
ing days after the action on which the grievance is based. All
other provisions of Section 18.4 shall apply.
Section 18.5 (a) Demand for Arbitration. A written demand for
arbitration shall be filed by the Union with the Director of Hu-
man Resources within thirty (30) working days after the griev-
ance is denied at Step 3. At the same time, the Union will re-
quest the Federal Mediation and Conciliation Service (with a
copy to the Employer) to furnish a list of not less than nine (9)
arbitrators. Selection shall be made by the Union and then the
Employer representatives alternatively striking any name from
the list until only one name remains. The final name remaining
5 Godoff admitted he used profanity on numerous occasions during
the bargaining sessions and never heard that type of language from Bern-
stein or Schmid. (Tr. 80-91.)
shall be the arbitrator of the grievance.
(b) Authority of Arbitrator. The arbitrator shall have no author-
ity to hear and determine any case that has not been processed
and submitted to him/her in accordance with the time and pro-
cedural requirements of the Article unless the parties have spe-
cifically agreed in writing to a waiver of the particular require-
ments. The arbitrator’s authority and his/her opinion and award
shall be confined exclusively to the specific provision or provi-
sions of this Agreement at issue between the Union and Em-
ployer. The arbitrator shall have no authority to add to, alter,
amend, Ot! modify any provision of this Agreement. The arbi-
trator shall not hear ot· decide more than one grievance without
the mutual consent of the Employer and the Union. The arbi-
trator shall render a decision as expeditiously as possible, and
no later than thirty (30) working days after the close of the hear-
ing, unless otherwise agreed to. The award in writing of the ar-
bitrator within the proper jurisdiction and authority as specified
in this Agreement shall be final and binding on the aggrieved
employee, the Union and the Employer. Before either party
flies an action in court to enforce or vacate an arbitrator's
award, the
(c) Expenses. The Union and the Employer shall each beat its
own expenses in any arbitration proceedings, except that they
shall share equally the fee and other expenses of the arbitrator
in connection with the grievance submitted.
B. Overview of the Bargaining Period
The Hospital and the Union met for 30 sessions between No-
vember 2016 and October 2018. The Hospital’s bargaining team
was led by outside counsel Steven Bernstein and Jeanne Schmid,
the Hospital’s vice president of labor relations. Both were new
to the bargaining relationship, although Bernstein had repre-
sented the Hospital since 2014 during the decertification of the
Hospital security officers’ union. Other Hospital negotiators in-
cluded supervisors Rhonda Evans, Eric McGee, Makita Miller
and Robert Trump. The Union’s lead bargainers included out-
side counsel Stephen Godoff5 and Brian Esders, Union repre-
sentatives Lisa Wallace,6 Antoinette Turner and Yahnae Barner,
and unit employees Cynthia Bey, Pamela Brooks, Aisha Brown,
Marcia Hayes, Sonya Stevens and Arlene Smith.
The parties met at the Hospital’s administrative offices, some
distance from the medical center, on K Street in Washington,
D.C. for negotiations on the following dates:
1. November 21, 2016
2. November 22, 2016
3. December 6, 2016
4. December 7, 2016
5. December 21, 2016
6. December 22, 2016
7. January 17, 2017
8. January 31, 2017
9. February 1, 2017
10. February 22, 2017
11. February 23, 2017
12. March 28, 2017
13. March 29, 2017
14. April 5, 2017
15. April 6, 2017
16. May 16, 2017
17. June 12, 2017
18. July 12, 2017
6 Although not clarified in the record, I find that Lisa Wallace subse-
quently changed her name to Lisa Barnes.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16
19. July 31, 2017
20. October 6, 2017
21. January 17, 2018
22. February 13, 2018
23. May 18, 2018
24. May 21, 2018
25. July 31, 2018
26. August 1, 2018
27. September 5, 2018
28. September 6, 2018
29. October 10, 2018
30. October 11, 2018
C. The Bargaining Sessions
1. November 21 and 22, 2016 Bargaining Sessions
At the first bargaining session on November 21, 2016, the par-
ties discussed the scheduling of bargaining sessions and time al-
located to each, whether employee negotiators would be com-
pensated by the Hospital for their time at bargaining, and various
other “housekeeping” items. From the outset and on numerous
occasions thereafter, Bernstein and Schmid stressed that they
sought to substantially alter many of the CBA provisions on the
grounds that they were antiquated and ambiguous in various re-
spects.7
The 2nd day of negotiations on November 22, 2016 focused
on weather related transportation issues, the usage of cots, pro-
posed changes to Articles 25 (union announcements & confer-
ences) and 28 (personnel folders), and a new article on restricted
access to hospital and patient care areas. The Union gave verbal
counter-offers to the recognition and nondiscrimination clauses.8
The contentiousness of the negotiations due to a previous la-
bor/management committee dispute surfaced in several snide
comments by Turner.9
Following those bargaining sessions, the Hospital issued its
first “Bargaining Brief” (bargaining brief) to supervisors on De-
cember 1, 2016, which included the following “talking points:”
the union has communicated with hostility and has not provided
any proposals or responses to the proposals introduced by the
hospital. They have not been prepared; as a result, the meetings
have been unproductive unfortunately; This is the first time
GWUH is presenting a bargaining brief and we do not believe
the union will be happy with us doing so. Therefore, please be
vigilant as union presence may increase as soon as today.”10
2. The December 6 and 7, 2016 Bargaining Sessions
With the CBA about to expire on December 12, 2016, the par-
ties resumed bargaining on December 6 and 7. On December 6,
Bernstein presented the Union with proposed sweeping changes
to Article 30, the management rights clause, which had been em-
bedded in all of the predecessor agreements between the par-
ties.11 The proposal reserved the Hospital’s rights to: (1) assign
any amount of bargaining unit work to supervisors; (2) use con-
tractors and contract personnel to perform bargaining unit work;
(3) engage in searches of unit employees without limit; (4)
7 Godoff confirmed that the CBA could use some updating, but not
to the drastic extent that the Hospital’s negotiators sought. (Tr. 77; R.
Ex. 3 at 6, 50, 85, 177.)
8 R. Exh. 5.
9 R. Exh. 3 at 24-26.
10 Following nearly every bargaining session, the Hospital required
supervisors to read and distribute bargaining briefs to unit employees at
pre-shift meetings. Along with some of the bargaining briefs were “talk-
ing points” for supervisors to share with bargaining unit employees. (GC
Exh. 40.)
discipline employees without cause; (5) change employees’
health insurance and other benefits at any time; (6) determine
what positions are and are not part of the unit; (7) determine the
existence of bargaining unit work; and (8) determine the extent
to which bargaining unit work could be performed at all. Along
with its management rights proposal, the Hospital also proposed
to nullify past practices:
The parties further agree that all past practices, side agreements
of understandings, verbal or written, of every kind and nature
which may have developed or existed prior to the effective date
of this Agreement are superseded and extinguished by this
Agreement and, effective with execution of this Agreement,
shall be wholly void and without force and effect. Nothing
contained in this Article shall be construed as impairing or lim-
iting the Hospital’s Management Rights . . . including, without
limitation, the Hospital’s right to make, change and enforce
rules, regulations and policies governing employment and con-
duct of employees on the job.
After the Hospital began posting contentious bargaining
briefs, the Union brought Godoff into the negotiations on De-
cember 7, 2016. Godoff started off with a bang, accusing the
Hospital of creating an atmosphere that was very difficult to ne-
gotiate in and questioning its interest in arriving at a new con-
tract.12 At one point, he also referred to the Hospital’s personnel
folders proposal as “a nothing burger” and “an absolute waste of
everyone’s time.”13
By the end of bargaining on December 7, the Union had ten-
dered counteroffers for the recognition clause, non-discrimina-
tion clause and personnel folders.14 It rejected the distribution
and solicitation proposal, while the Hospital rejected the hostile
environment side letter and proposed a job posting provision.
On December 9, 2016, Schmid distributed the Hospital’s sec-
ond bargaining brief asserting, in pertinent part, that the Union
had a different negotiator each day, did not bring a computer or
printer and objected to the bargaining brief posted after the last
meeting. The brief concluded with a reminder that Hospital
management was available to answer any questions about bar-
gaining. Schmid’s subsequent email on December 11 also re-
minded supervisors not to “review, discuss or sign any petition,
or anything that looks like a petition with anyone,” since “doing
so will disrupt the integrity of the process.”15
3. The December 21 and 22, 2016 Bargaining Sessions
By the December 21, 2016 session, the proposed ground rules
from the November 21 session had still not been agreed upon.
As he sought to do at the outset of every session, Bernstein re-
viewed the status of all of the proposals during every session,
11 The Hospital’s rationale for the proposal was that the management
rights language in the current and earlier contracts was outdated and re-
quired clarification. (GC Exh. 2; R. Exh. 1 at 3542-3543.)
12 Godoff conceded that he used profane language at various times,
but noted that the voices were raised on both sides. (Tr. 80-81; R. Exh.
3 at 45.) Indeed, the Hospital’s bargaining notes reflected numerous in-
stances in which Wallace and Schmid interrupted each other.
13 R. Exh. 3 at 49.
14 R. Exh. 5.
15 GC Exh. 36.
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
17
which Godoff found useful because of the infrequency of the
bargaining sessions. Negotiations began with discussion of
changes to job postings, visitation and bulletin boards. The Un-
ion presented language that was used in a contract with
Georgetown Hospital, which the Hospital rejected. Godoff men-
tioned that the Union had a good relationship with Georgetown
Hospital. Schmid responded that “we’re not Georgetown.”16
On December 22, 2016, the parties discussed the Hospital’s
proposals to modify Article 6 (hours for employees), specifi-
cally, procedures for calling out late and absences. The parties
did not agree on any terms; Godoff characterized the Hospital’s
proposal to authorize termination based on a few absences as
draconian and unprecedented. Bernstein’s proposal to meld Ar-
ticles 15 (layoff and recall) and 23 (seniority) was also rejected.
The Union opposed these changes as well because they dimin-
ished seniority by authorizing layoffs based on performance
evaluations rather than seniority. Godoff expressed the Union’s
dismay to such a proposal: “If you’re hell bent on these kinds of
things we will end up with a fight. Some things are so important
will wind up being at war. War with SEIU.”17
4. The January 17, 2017 Bargaining Session
On January 17, 2017, the Hospital provided the Union with a
proposal to replace Article 22 (Suspension and Discharge) with
a draft entitled “Discipline.”18 Among the substantial departures
from the longstanding language appearing in Article 22 were
provisions: (1) deleting “just cause” language; (2) excluding any
discipline short of discharge from “the full grievance and arbi-
tration procedure;” (3) placing limits on employees’ right to un-
ion representation at investigatory interviews; (4) allowing the
Hospital to rely on final written warnings for 4 years; and (5)
permitting the Hospital to apply progressive discipline “where
appropriate,” and to skip steps for certain enumerated infrac-
tions, as well as “any other incident [or event] that the Hospital
deems as a major [or egregious] infraction of employee conduct
or work rules.” During the ensuing discussion, the Hospital took
the position that discipline, with the exception of termination,
should be grieved and not arbitrated.19
The parties also resumed discussion over the Hospital’s pro-
posal to replace Articles 15 and 23 relating to seniority, layoff
and recall. The expired CBA did not contain a time limit on re-
call rights; however, the Hospital proposed limiting the time pe-
riod for recall to 2 months from the date of layoff. The Hospital
also proposed eliminating 2 weeks of severance pay; the Union
countered verbally, which Schmid found to make the negotia-
tions very difficult. Godoff called the proposal “disgusting . . .
Gratuitous bull shit and nastiness I have no interest in [discuss-
ing]. Proposal is so mean spirited it is a disgrace . . . Manage-
ment flexibility my ass.” Notwithstanding the emotional re-
sponse, Godoff signaled a willingness to counter the proposal.
In the meantime, he countered with a proposal that the Hospital
16 R. Exh. 3 at 66.
17 R. Ex. 3 at 90–93.
18 GC Exh. 4; R. Exh. 1 at 3561–3563.
19 Bernstein initially asserted on direct examination that the arbitration
provision in the Hospital’s discipline proposal was a mistake or “error”
and “inaccurate,” but when pressed on cross-examination he admitted
agree to restoration of Article 15.4 which provides for 2 weeks
of severance pay to laid-off employees with at least 6 months of
service.20
Two days later, the Hospital circulated a bargaining brief sum-
marizing the topics discussed and pointing out that “[d]uring
these sessions the union formally proposed: Nothing.” The brief
also denounced the Union’s conduct during the sessions and lim-
ited availability:
● Starting with these January bargaining sessions, the union
has refused to continue to meet with the Hospital's bargaining
team during working hours. The union is insisting on meeting
in the evenings because the Hospital agreed to pay the union's
bargaining committee members for their time at the table only
through the end of the-last year. The Hospital has maintained
that the union should pay their own bargaining committee,
since the committee is bargaining on behalf of the union, not
the Hospital. The union, however, refuses to do so.
● Instead the union now wants to meet in the evenings for half
of the time we had previously spent in bargaining each day.
Instead of meeting for approximately 7 hours from 10 am to 5
pm each day, the union wants to meet from 4 pm to 7:30 pm—
with a break for dinner. The union acknowledged that this is
likely to slow down the pace of bargaining significantly.
● Yesterday afternoon, we were in bargaining for 30 minutes
when the union took a 45 minute break for dinner. We met to-
gether for 45 more minutes after their dinner, and then we
ended for the evening. In the short time that we were together
at the bargaining table:
● The union's chief negotiator spent the first twenty minutes
of valuable time cursing and yelling at the Hospital's bargain-
ing team;
● The Hospital's chief negotiator made clear that its committee
was prepared to walk out if that continued;
● The union informed the Hospital that it is no longer able to
negotiate on any Fridays, forcing us to change an already
agreed-upon date to accommodate that new restriction.
● Despite the fact that the Hospital's counsel has repeatedly
asked for written counter-proposals, the union provided none
and informed the Hospital that it would not be able to provide
any written counters in the evening because there was no one
in their offices in Baltimore to type the proposals at that time.
But, it is the union that is insisting on meeting in the evening.
The brief concluded with the dates of the next sessions and a
reminder that “your leadership and the senior leadership team”
were available to answer any questions about bargaining.21
5. The January 31 and February 1, 2017 Bargaining Sessions
At the January 31, 2017 bargaining session, the Union pro-
vided a written counterproposal to the Hospital’s proposed
that it was in fact not a mistake and the parties actually discussed the
arbitration provision when the Hospital introduced the disciplinary pro-
posal. (Tr. 42-44, 118–119, 188–190, 554–556, 597–599, 608–609; GC
Exh. 46; R. Exh. 3 at 98–109.)
20 R. Exh. 3 at 100–105.
21 GC Exh. 5.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
18
disciplinary proposal to replace Article 22.22 The Union pro-
posed, among other things: (1) that employees be notified within
a certain period of time of discipline; (2) that the Hospital pro-
duce the work rules it referenced in its discipline proposal; and
(3) for final written warnings to be added to the list of arbitrable
actions. The Hospital countered in writing and agreed to some
notification to employees of the discipline; to a deadline by
which discharged employees must be paid; that employees
would not be disciplined in public; and to strike the catch-all pro-
visions regarding conduct exempt from progressive discipline.23
The parties also discussed several outstanding items, including
personnel files, non-discrimination, recognition clause, solicita-
tion, job postings and seniority/layoff and recall.
When the parties met on February 1, 2017, the Union tendered
a counterproposal to the Hospital’s management rights proposal
by accepting 22 of its 26 subsections. The Union also agreed to
the Hospital’s introductory language, with the exception of a
portion permitting the Hospital to subcontract services or prod-
ucts.
The bargaining brief issued by the Hospital on February 2
listed the pending proposals by the Hospital and the Union, as
well as a detailed summary of the positions of the parties during
bargaining, and accused the Union of dragging out negotiations:
The evening sessions are much shorter than the sessions we
were attending during the day. We now typically begin after
4:00 and end at 7:30 pm, with a break for the union's dinner.
The amount of actual time spent in bargaining is now less than
2 hours per day. Unfortunately, at this pace, it could take longer
to work through the process.24
6. The February 22 and 23, 2017 Afternoon Bargaining
Sessions
During the February 22 session, the parties exchanged pro-
posals relating to discipline, solicitation and notification of job
postings, and discussed revisions to the bargaining unit, proba-
tionary periods and eligibility for benefits, and minimum work
hours for full-time employees. The Hospital also tendered a pro-
posal to revise Article 28 (personnel folders). The parties tenta-
tively agreed to the proposals regarding discipline. On several
occasions during these sessions, the Union’s negotiators ex-
pressed a sense of urgency about the need to move to the eco-
nomic issues.
At the conclusion of the session, Turner noted that “[w]e have
to start economics why can’t you give a non-economic pro-
posals. Your strategy is to prolong. You won’t want to pay these
employees and pay retro.” Bernstein ignored her comment and
went on to discuss the need to revise the arbitration language.
At the outset of the February 23 bargaining session, Godoff
expressed frustration with the pace of negotiations and insisted
that the parties agree to on more than 2 1/2-days per month.
22 GC Exh. 6; R. Exh. 2.
23 GC Exh. 7.
24 GC Exh. 8.
25 R. Exh. 3 at 149–152.
26 GC Exh. 9–12; R. Exh. 1 at 3601–3603, 3610–3611, 3614, 3627–
3630.
Bernstein replied that the Hospital was only willing to schedule
two full days of bargaining per month. Godoff responded by
threatening to file charges. Bernstein invited the Union to pro-
pose dates and Turner replied with twelve dates in March and
April. Bernstein immediately replied by agreeing to schedule
two dates for bargaining—April 5 and 6, 2017. Turner replied
that members had been limited to the afternoon/evening sessions,
which Bernstein recognized was due to the fact that the Hospital
refused to compensate unit employees for time spent attending
collective-bargaining after the CBA expired. 25
Bernstein handed out proposals relating to uniforms (Article
16), job postings and filling vacancies. He requested a written
counter to the Hospital’s discipline proposal (Article 22) and the
parties resumed bargaining over Articles 1 (recognition) and 26
(classifications).
7. The March 28 and 29, 2017 Bargaining Sessions
At the March 28 and 29, 2017 sessions, the Hospital tendered
counterproposals on discipline and job postings, and the parties
reached tentative agreements on uniforms. Bernstein also intro-
duced four proposals: a counterproposal for managerial duties
and rights, a new proposal for union security (Article 2), griev-
ance and mediation (Article 18) and no-strikes or lockouts (Ar-
ticle 21). 26
The Hospital’s March 28 management rights proposal coun-
tered the Union’s February 1 proposal. However, it was virtually
identical to the Hospital’s December 6 proposal, with the excep-
tion that the Hospital agreed “to receive from the Union con-
structive suggestions, which the Hospital shall consider in its
sole discretion.”27 Godoff, hardly impressed, told Bernstein to
"Get the fuck out of here. Put it in the bargaining notes keep
going with your proposal.”28
Three new Hospital proposals were tendered on March 29. Its
union security proposal sought to delete that provision, as well
as the dues remittance authorization.29 That proposal was not dis-
cussed. However, the no-strike proposal, which would have pre-
cluded picketing and the use of “economic weapons” in response
to contract violations or violation of federal law, evoked a strong
response from Godoff:
Want to be clear at this point. We’ll take a look at this docu-
ment; not sure if we are prepared to bargain. Now into the end
of March after months of negotiations on innumerable contract
provisions that have taken a tremendous amount of time to go
through and only TA30 1 or 2 of those documents. To submit
on 3/29 a brand (sic) document that requires more time and ef-
fort. These negotiations have been extremely protracted and
we have only 2 days and now into May before were (sic) even
able to consider language non-economic matters. Make clear
now that we fully expect on the 6th of April to present eco-
nomic proposals and begin to bargain over them. Not walking
away from stuff we bargaining but will tell you under no
27 Schmid’s testimony confirmed that the Hospital’s proposal did not
change from its December 6 proposal. (Tr. 248.)
28 Contrary to the Hospital’s representation in the bargaining brief that
followed, Godoff’s vulgar reference was obviously a rejection of the pro-
posal and not a directive to Bernstein to leave. (Tr. 168.)
29 R. Exh. 1 3598–3600.
30 TA is shorthand for tentative agreement.
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
19
circumstance not accept any new proposals into April, not ac-
cepted at that point. Again I don't know, it may simply clarify
responsibilities, we can't make this a forever negotiation and
have to hear from you on issues on retroactivity on wage in-
creases before going into 5–6 months on a contract that's been
around for 20 years or more. Reinventing a brand new contract
with less than 1 arbitration a year; never been any job action in
20 years so there's nothing I see in the present contract that has
been problematic for either party. No complaints from mgmt.,
they have been 3 day off. [No]w talking 5 months at a mini-
mum. That's where we are. Want to make sure we are bargain-
ing toward a contract not spinning wheels. People not had a
raise, contract already 3 months old. Serious concern of ours,
not making progressing fast enough, think we ought to lock in
dates in [M]ay so we can at least make sure we are done by
May. Concern [we’ll] be here.31
Bernstein agreed to schedule bargaining dates for May but in-
sisted the parties bargain over the new proposals, insisting they
were all urgent. In response to Schmid’s comment that the Un-
ion had not fully responded to the Hospital’s proposals, Godoff
replied:
You're full of shit . . . we've given you everything. You don't
know what the hell is going on. By sticking out month after
month these people are going without a raise. Paying without
12 an hour. She pisses me off and you ruin these negotiations.32
After a brief exchange, Bernstein asked if it was the Union’s
position that it would no longer discuss non-economic proposals.
Godoff replied:
Reaching point you are not bargaining in good faith, becoming
the suspicion. Not agreed on employee wants to look at person-
nel file for a union rep to help them go through the file. What's
happening is people are becoming concerned, this is a continu-
ing, [we’re] going to get [to] new. We're not into [M]ay. Takes
us hours to go through non-economic.
The Hospital’s negotiators then noted the need to tighten or
clarify language because numerous contract interpretation issues
had arisen over the years. Godoff replied:
We've all been in negotiations; there have been issues with
management and union about interpretation. For [manage-
ment] to come and change and clarify position but to come in
and say on provisions never been a dispute and spend hours and
hours raises red flag for the union. What you're doing is drag-
ging out a process with no intention on getting to a process in
the end. If we're going to have a fight not sure if we want to
wait to have a fight. I'll be candid, with certain exceptions
members of your committee, really did want to get to a contract
31 R. Exh. 3 at 175–176.
32 Godoff conceded that he lost his temper at this particular session
and “threw [Hospital’s counsel] out of the room.” (Tr. 51–52). After
that session, Godoff told the Union “that in my view you are never going
to get a contract.” (Tr. 124.)
33 R. Exh. 3 at 175–178.
34 R. Exh. 3 at 179–180.
and I've assured the union this is difficult and time consuming
but intentions are honest. Also some that raises a red flag. After
months of negotiations new proposal on a strike clause with no
labor dispute in 20 years, never had a picket line, never had
anything but health positive labor mgmt. relations. Why all of
a sudden is the no strike clause a significant concern that would
postpone a raise, for wages by July below minimum wage for
DC? We're concerned about that.33
As bargaining continued, Bernstein tendered a proposal to re-
place Article 18 (grievance and arbitration) with a grievance and
non-binding mediation provision, and amended its previous dis-
ciplinary proposal. The proposal curtailed the Union’s ability to
file lawsuits alleging violations of the CBA unless the breach in-
volved a provision subject to mediation. Construed in conjunc-
tion with the disciplinary proposal, the proposed process essen-
tially relegated discipline short of discharge to the grievance pro-
cess and foreclosed access to mediation and further litigation.
Godoff took exception, noting that “[t]his is potentially goodbye
to this session. We won’t have time to read through this today.”
Bernstein then distributed a proposal to replace Article 3 (dues
check-off).
Godoff
replied
that
“[t]his
is
bullshit
. . .Come on [give] us the other things. [We’re] out of here.” As
the union negotiators were leaving, Godoff said that they would
take the rest of the afternoon to “look at what you gave us.”34
This was a pivotal development in the negotiations, as the pro-
posals stymied the Union’s objective of advancing to bargaining
over economic terms. In fact, Godoff advised the Union’s bar-
gaining team after this session that the proposals were “a clear
announcement by management that they would never enter into
an agreement with [the Union].”35
The Hospital’s March 30, 2017 bargaining brief focused on
the more raucous aspects of the March 28-29 sessions and com-
pletely omitted any reference to the concessions made by the
Union in its February 1 counterproposal on management rights,
as well as the Hospital’s refusal to change its position between
December 6 and March 29.36 In addition, the brief highlighted
the Union’s refusal to “allow supervisory employees to perform
bargaining unit work. We don’t see how that helps staff members
who would like to be able to rely on their directors’ managers’
and supervisors’ help when facing a difficult task or call-outs[.]”
The brief also stated that the “union’s negotiator was dismissive
of the Hospital’s March 28 proposal and told the Hospital they
needed to ‘Get the F*** Out!! and that they would not be willing
to consider further Hospital proposals on the subject.” The re-
mainder of the brief was also critical of the Union’s conduct:
As the Hospital’s VP of Labor Relations [Ms. Schmid] at-
tempted to explain the Hospital’s position, the union’s attorney
[Mr. Godoff] cut her off before shouting, "She pisses me off!"
35 Godoff’s testimony that the Union asserted on March 29 that the
proposals would remove the Union’s ability to enforce employees’ rights
was not reflected in the bargaining notes. (Tr. 51, 126). He did contend
at that time, however, that the proposals were not justified based on the
excellent labor relations history between the parties—no strikes or labor
disputes, with the exception of one arbitration proceeding—during the
past 20 years. (R. Exh. 3 at 176–178, 185.)
36 GC Exh, 13.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
20
Then, turning directly to her he added, "You’ve ruined these
negotiations!" The Hospital’s VP of Labor Relations replied,
"You don’t intimidate me." At that point the attorney said, "If I
wanted to intimidate you, I could have.”
Mr. Andrews then chimed in by repeating the lawyer’s state-
ment that, “This is bullshit!” The Hospital’s chief negotiator
[Mr. Bernstein] replied, "Just so I capture that clearly, is 'bull-
shit' one word or two?" In the presence of the entire room, in-
cluding several female members of both committees, Mr. An-
drews (who was apparently sitting in for the union's lead nego-
tiator), replied, "There are three things that I don’t tolerate --
Bullshit, Bigotry, and Bitches.” Many participants were dis-
gusted by that remark which seemed to be directed at a number
of people in the room.
The Hospital's negotiator made one more effort to redirect the
union's attorney to the Hospital's proposals, only to have him
respond, “Kiss my ass!” Mr. Andrews added, "Capture that!"
Unfortunately, the meeting adjourned on that note at 1:00pm,
with the union’s attorney making clear that he was unwilling to
continue the meeting or return to the negotiating room despite
the fact that negotiations were scheduled to continue for the
balance of the afternoon.
8. The April 5 and 6, 2017 Bargaining Sessions
After Bernstein opened the April 5, 2017 bargaining session
by proposing to go resume bargaining over the Hospital’s March
29 proposals, Godoff stated that the Union no longer believed
that the Hospital was interested in reaching an agreement but
would continue to bargain in good faith.37 Bargaining proceeded
with the Hospital’s presentation of a counterproposal on disci-
pline in which it agreed to timely notify employees.38 The Union
noted several discrepancies in the proposal with respect to arbi-
tration versus the mediation of grievances as it was presented by
the Hospital on March 29. The Union also orally countered by
proposing that the longstanding grievance and arbitration proce-
dure remain unchanged.39 The Hospital did not budge on this
issue, attributing the justification for the procedural change to a
previous arbitration ruling. Nor did Bernstein attempt to recon-
cile the noted discrepancies at this meeting.
The Hospital presented its last noneconomic proposal at this
session—the replacement of the safety clause (Article 20) with a
safe harbor for safety concerns provision.40 Once again, Godoff
responded crudely, “Do you guys give a shit? It’s a disgusting
proposal,” and when Bernstein suggested the Union put more
time in countering instead of critiquing, Godoff replied, “Here’s
the counter—no.”41
At the April 6, 2017 bargaining session, the Union countered
with a rejection of the Hospital’s proposals to delete the union
security and dues check-off provisions.42 It then presented its
initial wage proposal—a five percent increase for all unit em-
ployees—consistent with the amounts in the expired CBA.43
In the bargaining brief that followed, the Hospital reported
37 R. Exh. 3 at 181.
38 GC Exh. 14.
39 R. Exh. 3 at 181–203.
40 R. Ex. 3 at 193–195.
41 R. Exh. 1 at 3617–3618; R. Exh. 3 at 193–195.
that the parties had reached tentative agreement on two pro-
posals—the preamble and uniforms. The Hospital also contin-
ued its pattern of reporting on the bargaining derelictions of the
Union negotiators: their arrival to bargaining 2 hours late and
then bargaining for about four of the scheduled 12 hours; and
failure to provide the Hospital with responses to 13 proposals
while the Hospital needed to respond to three proposals. The
Hospital also claimed that its objection to the union security
clause was based on its belief “that employees should have a
choice as to whether or not to pay union dues, and should not be
fired, as the union is insisting, if they choose not to pay dues.”44
9. The May 16, 2017 Bargaining Session
The parties started the May 16, 2017 session by reviewing the
Union’s most recent proposals relating to recognition and classi-
fication, restricted access, attendance policy, seniority layoff, un-
ion presence during employees’ reviews of personnel files, non-
discrimination and no-striking. In particular, Godoff asserted
that Bernstein’s combined proposals for a no-strike clause, very
broad management rights and non-binding labor arbitration con-
stituted unfair labor practices. Bernstein simply plowed ahead
with the next item on the list, grievance and mediation. He also
brought up pending proposals relating to Articles 2, 24 and 25
on the solicitation and distribution of literature, bulletin boards
and discipline. Finally, Bernstein stated that the he would be
tendering a proposal to amend Article 6 (hours for employees),
which the Hospital viewed as an economic item.45 Godoff replied
that Bernstein could send the proposals but the Union was not
going to agree, adding that the parties had been bargaining for 6
months and the Union was no longer accepting new noneco-
nomic proposals.
Bernstein tendered the new proposals and Godoff replied that
there were 20 noneconomic provisions in the expired CBA and
the Hospital had proposed to completely overhaul 19 of them.
He added that the CBA language had been in effect for decades
and the Hospital insisted on renegotiating every provision. As
examples, he referred to Bernstein’s insistence on revising the
arbitration process when there had been a lack of arbitration, in-
sistence on bargaining over layoff language when there had not
been any layoffs, and bargaining over strike language when there
had never been a picket line. Schmid insisted that the contract
language was out of date. Godoff replied that parties normally
negotiate when they are having difficulties with provisions they
are working on and asked Bernstein to point to issues with any
of the provisions.
Godoff mentioned that before concluding for the day, the Un-
ion wanted to add to its economic proposal and start discussing
it. Bernstein replied that the Hospital did not want to move for-
ward on economic issues because many noneconomic items
were still pending. There was brief discussion over pay increases
relating to specific job classifications before the parties broke for
lunch. When they resumed, the parties bargained over recogni-
tion and classification, attendance and absence, union
42 R. Exh. 2 at 3771.
43 R. Exh. 2 at 3780–3782.
44 GC Exh. 16.
45 Ultimately, the Hospital never proposed such a policy. (Tr. 85–86;
R. Exh. 3 at 222.)
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
21
activity/visitation and discipline.46
10. The Hospital’s May 25, 2017 Revised Disciplinary
Proposal
On May 25, 2017, Bernstein emailed Godoff a revised version
of the Hospital’s disciplinary and grievance-mediation pro-
posals:
Good afternoon Steve, I hope that all is well with you. My apol-
ogies for the delay, but per our discussion at the bargaining ta-
ble this past week, I've gone ahead and attached Hospital pro-
posals pertaining to both Discipline and Grievance and Media-
tion, which have been revised in an effort to reconcile some of
the discrepancies that you had pointed out in prior sessions. For
ease of convenience, I chose to highlight the substantive
changes in the Discipline proposal to distinguish them from the
other revisions reflected in show changes mode. As always,
please do not hesitate to call with any questions. In the mean-
time, I look forward to seeing you and your team next month.
Thanks.47
11. The June 12, 2017 Bargaining Session
The June 12, 2017 session opened with argument over the
Hospital’s continued refusal to pay employees on the bargaining
committee for time spent in bargaining and their need to use paid
time off to attend. Godoff noted that the Union agreed to have
employee negotiators attend during scheduled days off on the as-
sumption that bargaining would last a few sessions. He added
that “the way you have bargained have led us into a lengthy pro-
cess.” Bernstein explained that his travel commitments pre-
cluded him from working past 6 p.m. and required that the next
day’s bargaining session be cancelled. Godoff replied that the
Hospital still had not provided any response to its economic pro-
posals, the parties had not been making any progress toward an
agreement, and the employees had been working for months
without a pay increase. Bernstein acknowledged receipt of the
Union’s most recent economic proposals, including a five per-
cent pay increase shortly before the meeting and then passed out
its proposal. The parties, however, spent the rest of the session
updating a list of employees and their classifications.48
12. The July 12, 2017 Bargaining Session
After reviewing the Hospital’s previous revisions to its arbi-
tration and discipline proposals, the parties started the July 12,
2017 session with a discussion of the Hospital’s spreadsheet of
employees and issues with the incorrect wage rates paid to cer-
tain unit employees. After a lunch break, Bernstein asked for
more time to review the Union’s economic proposal and turned
the focus to the Hospital’s revised discipline and grievance pro-
posals, which changed “documented” to “verbal” and “arbitra-
tion” to “mediation.” Bernstein also said he was waiting for a
counter to the Hospital’s proposed changes to recognition and
classification and management rights. He then discussed the job
postings proposal that the parties were close to agreeing on. Go-
doff said the Union would consider it.
46 R. Exh. 3 at 220–225.
47 GC Exh. 17.
48 R. Exh. 3 at 231–237.
Bernstein acknowledged that the Hospital owed a proposal on
safe harbor and then referred to its November 21 proposals and
the Union’s December 6 counterproposal on recognition and
classification. The parties were apart on the Hospital’s proposal
to exclude crew leaders but agreed to other proposals. Bernstein
then moved to probationary employees, proposing a 90 day pro-
bationary period, while the Union proposed 60 days with a po-
tential 30 day extension. Discussion ensued regarding per diem,
temporary and agency employees.49
13. The July 31, 2017 Bargaining Session
Bernstein opened the July 31, 2017 session by reporting that
the Hospital was still processing employees’ names to ensure
compliance with the expired CBA. He then proposed bargaining
over the recognition and classification issues, and the Union’s
December 6 counterproposal. The only issue there remained
crew leaders. Godoff emphasized the Union’s opposition to any
proposal that would modify the definition of a full-time em-
ployee from 40 to 32 hours. Bernstein replied that such a change
would have the effect of adding a lot more union dues payers.
With respect to the parties’ probationary period proposals, he
said there was room for compromise. The Union proposed to
agree to the Hospital’s job postings proposal if the Hospital
agreed to Union’s last proposal regarding employee requests for
a union representative and non-discrimination. Bernstein said
the Hospital would consider it.50
After a break, the Union proposed to eliminate a contract pro-
vision entitling any person working over 35 hours per week to
receive an additional 30-cents per hour. Bernstein characterized
that as an economic item and deflected to the issue of crew lead-
ers. He asserted that there was no classification for crew leaders
and referred to them as lead employees. Godoff replied that crew
leaders were non-supervisory and should be in the unit.
After another break, Godoff brought up discipline and insisted
that the Union would not agree to a contract that did not provide
just cause for disciplinary or provide for arbitration. He also re-
quested a counterproposal with respect to the length of time for
notices of discharge. The meeting ended with the Union’s re-
sistance to the Hospital’s proposal to replace Article 25 (union
announcements and conferences). Before concluding, the parties
agreed to resume bargaining on September 7 and 8.51
14. The October 6, 2017 Bargaining Session
The October 6, 2017 session began with Bernstein proposing
that the parties discuss wages. Godoff requested information for
the previous 6 months of hours worked. Then there was discus-
sion over the applicable wage rate, with Bernstein focusing on
the “practice” rate and Godoff noting that the contract rate was
applicable and that the time taking to get a handle on underpay-
ment was for naught. He insisted that the printout demonstrated
that employees were not being paid at the contract rates. After a
1 hour break, Bernstein agreed to have the Hospital look at the
list again.
After an hour and a half lunch break, the Hospital maintained
49 R. Exh. 3 at 238–254.
50 R. Exh. 2 at 3805–3807, R. Exh. 3 at 255–257.
51 R. Exh. 3 at 255–262.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
22
its position on whether a union representative could be present
during review of a personnel file. Godoff said that the Hospital’s
refusal to move on non-discrimination constituted an unfair labor
practice. Bernstein moved to the crew leader issue which re-
mained in dispute. Regarding probationary periods, Godoff pro-
posed 60 days with an additional 30 days if a manager needed
more time to assess employee performance. The Union re-
mained opposed to the Hospital’s proposal to allow it to reduce
full time employees’ hours from 40 to 32 per week. Bernstein
replied that the current language eroded the Hospital’s rights un-
der the management rights clause. Lisa Brown noted that this
was the same conversation that the parties had months earlier.
Bernstein replied that there had been “movement on other things
on both sides.” After Schmid asserted that the “vast majority of
lack of counters has come from the other side of the table,”
Brown referred to the two economic proposals tendered by the
Union. After Godoff insisted the only sticking point was the Un-
ion’s insistence on allowing employees to have Union represent-
atives present when they look at their files, Bernstein replied:
“By my counts the employer has submitted 19 proposals, the un-
ion has submitted 19 proposals the ball is in the [Union’s] court
on some and it’s in ours on some and my sense is that we’re get-
ting close to final statements.”
The discussion then moved to per diem employees converting
to full time if they work 60 straight days. As the discussion con-
tinued, the Union raised issues over employee training by other
employees instead of supervisors. If that was going to continue
to happen, however, the Union believed that employee trainers
should at least be compensated. The Union also asked for an
explanation as to why nonunit personnel were receiving a trans-
portation benefit but unit employees were not.
Toward the end of the session, Bernstein asked if the Union
had heard anything to that point that would alter its initial wage
proposal in advance of the Hospital’s initial wage proposal.
Bernstein said, “I think your proposal is pretty straightforward
just a straight bump, I just want to be sure you’re not going to
change it.” After Godoff explained stated the reasons behind the
Union’s wage proposal, Bernstein said “it shouldn’t surprise an-
yone that we’re going to propose a new [structure].” Godoff con-
ceded that the previous wage scheme was problematic because
of discrepancies among departments, to which Bernstein replied,
“I think we all owe it to whomever comes after us to be clear and
make it easier to figure out.” The meeting ended without an
agreed upon resumption date.52
15. The January 17, 2018 Bargaining Session
Esders replaced Godoff, who recently underwent surgery, at
the January 17, 2018 bargaining session. Bernstein reported that
the Hospital had not yet paid any of the back wages owed unit
employees. However, he did provide a revised spreadsheet pre-
viously sent to Godoff listing the back wages owed.
Bernstein proposed in writing a notice of dues checkoff going
forward and the Hospital’s intention to suspend dues checkoff
effective February 1, 2018. He stressed that the Hospital’s posi-
tion was not negotiable: “Union can secure from other means.”
52 R. Exh. 3 at 263–275.
53 R. Exh. 3 at 276–285.
54 R. Exh. 3 at 286–300.
Esders replied that the Hospital was refusing to bargain over this
implementation for the reasons stated in its letter. Bernstein con-
firmed that assertion.
Bernstein then summarized where the proposals stood up to
that point. After a brief break, Bernstein proposed starting with
the recognition clause. There was discussion of the minimum
number of hours for full-time versus part-time, as well as per
diem, temporary and agency employees. The Hospital proposed
that part-timers stay at 20 hours per week. There was renewed
discussion over the Hospital’s request to eliminate the crew
leader position, which led to the Union renewing its assertion
that some performed supervisory duties but did not get compen-
sated. As for the applicable probationary period, the Hospital
did not budge from its position of 90 days, while the Union con-
tinued to push for 60 days plus an additional 30.
After a nearly 3 hour break, Esders charged that the Hospital
engaged in unfair labor practices during the morning session,
while Bernstein tried to restart the discussion of the dues check
off notice. However, Esders commented that discussions were
breaking down and the Union walked out at 3:18 p.m.53
16. The February 13, 2018 Bargaining Session
The February 13, 2018 bargaining session had numerous cau-
cusing breaks. Bargaining started with discussion of a spread-
sheet analysis of employees’ wages in attempting to determine
the underpayment amounts, as well as negotiating over the ap-
plicable interest rate. The Hospital agreed to forego repayment
of overpayments. The parties broke after an hour, resumed an
hour later with continued discussion and broke for lunch 10
minutes later at 12:45 p.m. with no agreement reached on repay-
ment.
The parties resumed at 3:17 p.m. and continued discussion of
repayment issues. They broke at 3:35 p.m. When they resumed
at 4:01 p.m., the Union agreed to the repayment of identified un-
derpayments with interest at the Hospital’s proposed 4% rate—
all contingent on a final agreement. Bernstein wanted to have
the issue fully resolved on behalf of all unit employees, while
Esders wanted to reserve their individual rights to arbitrate.
They broke at 4:10 and resumed at 4:29 p.m. There was still
disagreement on the 90 day timeframe for challenges to the re-
payment amounts. The Union offered to reduce that to 60 days.
They broke at 4:37 and resumed at 4:45 p.m. at which time Bern-
stein countered with a demand that underpayment claims be re-
solved at bargaining. They broke at 4:49 and resumed at 4:56
p.m. The Union remained steadfast in its demand for employees
to have recourse and the focus turned to the scheduling of 30
minute sessions on February 27 for each employee to meet with
management regarding their specific underpayment claims. The
meeting adjourned at 5:36 p.m. with no future date set.54
17. The May 18 and 21, 2018 Bargaining Sessions
The Hospital finally presented a wage proposal at the May 18,
2018 bargaining session.55 The proposal included shift differen-
tial changes, and lump sum bonuses for quality performance and
high attendance that were agreeable to the Union. The salary
55 The proposal referenced specific wage ranges in Appendix B, which
was not provided at that time. (GC Exh. 18; R. Exh. 1 at 3640-3643.)
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
23
structure, however, was dissimilar to any of the wage compo-
nents in the previous agreements between the parties.56 It pro-
vided for a new compensation structure starting August 2019 that
incorporated a market-based adjustment for each employee and
merit wage increases for employees the Hospital deemed worthy.
The proposal also based wage rates on employees’ overall expe-
rience and not solely on their tenure with the Hospital. In addi-
tion, the Hospital retained sole discretion for evaluating employ-
ees, and its decisions would not subject to the grievance process;
if a review resulted in termination, however, the employee could
grieve or mediate the decision.57
When the parties returned to bargain on May 21, 2018, Godoff
asked for Appendix B to the Hospital’s wage proposal. Bern-
stein replied that it would be provided in the afternoon. Upon
being provided with Appendix B, Godoff explained that he was
unable to evaluate the proposal because it lacked specificity as
to the overall range for the various classifications. It provided
only the lowest and highest rates for each classification with no
indication as to the specific wage rate for each unit employee.
He requested further documentation in that regard, but Schmid
insisted that she could only give “examples” based on her
“knowledge of the market” for specific classifications.
The Union opposed to this proposal on several grounds: the
delayed raises, the use of performance evaluations upon which
to base merit-based increases starting August 2019, and the time-
line and calculation of market-based increases. When Godoff ex-
pressed concern “that these employees haven’t had a raise since
January 2015,” Bernstein replied, “Yes, it’s an unfortunate side
effect to bargaining.” Bernstein and Schmid told the Union that
this proposal was not negotiable. When Godoff asked whether
the Hospital was going to at least negotiate the ranges from year
to year, Schmid said, “No, the ranges are set for the hospital as a
whole, it will be the same range for non-union employees and
applied exactly the same way, people are going to be rewarded
based on their individual merit.” The Hospital’s representations
were consistent with the proposal’s language that “[t]he evalua-
tion process and merit increase awards for bargaining unit em-
ployees shall follow and be incorporated into the same general
merit criteria and process used for all non-bargaining unit em-
ployees at the Hospital.”58
The Union countered the Hospital’s wage proposal by propos-
ing the guarantee of merit increases based on performance eval-
uations where employees meet expectations or higher, but the
Hospital rejected that proposal. The Hospital countered with a
second wage proposal but the Union found no substantial con-
cessions in the document.59
On May 21, 2018, the Hospital issued a bargaining brief blam-
ing the Union for shortening the March 18 meeting when its bar-
gaining team left because the Company had not returned from
the lunch break by 1:50 p.m., insisting that it previously told the
56 This finding is based on the credible and undisputed testimony of
Godoff, Schmid and Bernstein. (Tr. 60–62, 203–205, 580–582.)
57 The parties took a lunch break at 12:22 p.m. with the Union nego-
tiators expecting that the Hospital’s negotiators would be right back.
When they took longer than expected the Union warned that they would
leave if the Hospital’s negotiators did not return by 1:50 p.m. They did
Union that the Hospital’s negotiators had a telephone call at 1:30
p.m.
On June 7, 2018, Mr. Bernstein emailed the Union confirming
that the Hospital was withdrawing its no-strike proposal and re-
instating its proposal from March 29, 2017.60
18. The July 31, 2018 Bargaining Session
Bernstein started the July 31, 2018 session by reviewing the
outstanding proposals and Lisa Brown asked Bernstein if he had
the “back wage proposal that we asked for 4 times, that you said
you would have prior to this session?” Bernstein replied that he
still did not have the information because of a change in person-
nel requiring that the Hospital “redo some of that work.” When
asked by Brown as to how that changed the data, Bernstein clar-
ified that it “changed the progress we were making on that data.
Pressed by Brown for a date, Bernstein did not know. Godoff
said that was “unacceptable performance on your part, it’s been
3 or 4 months.” Brown said the Union gave the Hospital a for-
mula with the accurate calculations at the last session and it
seemed like the Hospital was dragging out the back wage issue.
Bernstein replied that the change in personnel changed the pro-
gress that the Hospital was making in compiling the data. Brown
asked for a date that the information would be provided by.
Bernstein did not know and changed the subject to the Union’s
last proposal.
After a lunch break, Brown asked Bernstein to discuss the
Hospital’s wage proposal information in Appendix B. He ex-
plained the pay ranges, which were based on years of experience
for new hires. As the discussion progressed, Brown and Schmid
disagreed on the Hospital’s proposal to link future pay increases
to merit or performance. Schmid argued that high performing
employees were not being recognized under the current pay sys-
tem, while Brown replied that the Hospital could always pay
them more, and that workers doing the same work should receive
the same pay, and the employer has disciplinary alternatives
available to them for unsatisfactory work. Bernstein remarked
that there were several open proposals. Brown replied that the
Hospital needed to agree to more than the 2 days previously
agreed to (September 5 and 6).
At the conclusion of that discussion, Bernstein commented
that the parties “made good progress today,” but Schmid started
an argument over whether the Union had countered any of the
Hospital’s proposals. Bernstein mentioned fifteen Hospital pro-
posals that had not drawn a counterproposal and two Union pro-
posals that the Hospital had not countered. Lisa Brown replied
that the back wage issue needed to be resolved before moving on
to other issues. Schmid disputed that assertion but they both
agreed that the back wages needed to be resolved and an eco-
nomic proposal from the Hospital if the non-economic issues
were not resolved. Schmid disputed that assertion and Bernstein
noted that the parties had never agreed to ground rules. Brown
not return by that time and the Union negotiators left. (GC Exh. 18; R.
Exh. 3 at 301–304.)
58 R. Exh. 3 at 305–310.
59 GC Exh. 19.
60 GC Exh. 21; R. Exh. 1 at 3655–3658.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
24
urged that the parties move quicker and stated that if the parties
did not get the non-economics resolved, the Union would come
back with a package, but needed the documents on back wages
and the Hospital’s economic proposal. After an explanation by
Bernstein of what was not countered by the Union, Godoff re-
marked that the Hospital had moved away from the contract that
was in place for 20 years. Brown added that the Hospital took an
aggressive nonunion position and there were not enough days
scheduled to move bargaining forward. She added that a month
in between meetings disrupted any flow that might have been
generated from previous meetings.61
19. The August 1, 2018 Bargaining Session
At the August 1, 2018 session, Bernstein acknowledged re-
ceiving the Union’s counterproposal the previous day relating to
availability of service (absences in excess of 3 days) and referred
to the applicability of FMLA guidelines and extended leave
banks. They also discussed clocking in procedures. Bernstein
then proposed a disciplinary schedule of up to 24 months. The
Union broke to consider the proposal and the Hospital needed
additional time to meet with the payroll department to review the
back wage data.
When they resumed 2 hours later, the Union raised questions
about emergency situations excusing justifiable lateness and ab-
sences, and agreed to submit a counterproposal. The discussion
then turned to the Hospital’s proposal to reduce official time for
grievances from 1 hour per week per delegate to a total of 300
hours per year.
The Hospital’s yearly break-down of the market-wage rate
proposal reflected an increase in base pay to $13.75 and a range
of pay based on experience increased by a minimum of 2 percent,
but was contingent on the Union agreeing to a performance merit
system. Godoff said the Union would have to review the data.
Bernstein also acknowledged that employees needed to be made
whole for back wages.
The parties then haggled over the Hospital’s proposed merit
increases starting in 2021. The meeting ended with Godoff ac-
knowledging that the Union owed a counter on availability of
service. The parties concluded with a discussion of available
dates in September.62
After the session, the Hospital issued a bargaining brief blam-
ing the Union for still not having responding to 15 Hospital pro-
posals, wasting time by switching negotiators at the bargaining
table, and criticized the Union for rejecting the Hospital’s merit
pay proposal:
The union made it clear that "the union does not agree to merit
pay." When asked shouldn't it be the employees who decide
whether they want merit pay increases, the union said, “not
every decision has to go to the members, in here [the bargaining
team]—a this is the union."
The Brief concluded with a summary of the Hospital’s merit
wage proposal and criticism of the Union’s position as inimical
to the notion of rewarding “good performers.”63
61 R. Exh. 3 at 326–345.
62 R. Exh. 3 at 346–354.
63 GC Exh. 22.
20. The September 5 and 6, 2018 Bargaining Sessions
At the September 5 session, the Union provided several coun-
ter proposals. The Union agreed to the Hospital’s April 5 pro-
posal to delete Article 24. The Union provided written counter
proposals to the Hospital’s March 28-29 proposals regarding Ar-
ticle 18 (grievance procedures),64 Article 2 (union security),65
Article 3 (dues check off), and Article 30 (management rights).66
Bernstein summarized the outstanding proposals. The Hospi-
tal had not yet countered the Union’s visitation proposal, but
Bernstein noted that the Hospital had a competing proposal from
November 22, 2016. With respect to the Union’s safe harbor pro-
posal of April 6 and 7, the Hospital submitted a counterproposal.
Others outstanding proposals included Hospital proposals to
supplement the integration clause (Article 29), seniority layoff
and recall, solicitation and distribution, and personnel files revi-
sion of Article 28. The parties were also apart on management
rights, grievances, dues check off, union security and non-dis-
crimination, discipline, recognition and classification, and
wages. Bernstein added that the parties were confirmed for fur-
ther bargaining on October 31 and November 1.
Esders began discussion of backpay and the back wage
spreadsheet. The Union disagreed with the Hospital’s proposed
four percent interest rate. The Hospital tendered its safe harbor
proposal again, which it said was the last noneconomic item on
its list.
After an hour break, the Union countered by rejecting a por-
tion of the safe harbor proposal and proposing minor language
changes. The Union then moved to the backpay spreadsheet.
Esders noted, however, that the information was incomplete and
the Union needed specific amounts to be inserted and would then
need to review that information.
Bernstein discussed into the four Union proposals. With re-
spect to the management rights and dues check off proposals,
Bernstein said they were substantially different from the CBA
and asked where they came from. He added that there had been
no counter to the Hospital’s wage proposal. After the lunch
break, Esders explained that the revised proposals were from
other agreements. The union security proposal was copied from
the Union’s agreement with a Boston hospital owned and man-
aged by UHS; the management rights, grievance and arbitration
proposals were copied from agreements between the Union and
a group of New York hospitals. The Hospital negotiators took
issue with those proposals and Esders agreed that they needed
revision.
The parties tentatively agreed to the Hospital’s nondiscrimi-
nation proposal. Other proposals tentatively agreed to included
job postings, uniforms and the preamble. The parties also agreed
to compromise language replacing Article 25 (union announce-
ments). With respect to the Hospital’s May 2018 recognition
and classification proposals, the Union argued in favor of keep-
ing the crew leader classification because the position still ex-
isted. The Hospital pushed for a 90 day probationary period and
the Union countered with a proposal that any extension beyond
90 days required Union consent. The Hospital countered the
64 GC Exh. 23; R. Exh. 2 at 3813–3815.
65 GC Exh. 24; R. Ex. 2 at 3818.
66 GC Exh. 25; R. Exh. 2 at 3816.
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
25
personnel files proposal (Article 28) by proposing that any Un-
ion representative present be limited to an “internal union dele-
gate.” Schmid reiterated the Hospital’s counterproposal to elim-
inate the Union security clause. The Union insisted that the
backpay issue be resolved instantly, but Bernstein disagreed.
Schmid again conceded the wage underpayments and Bernstein
said that the Hospital wanted to make unit employees whole but
wanted to ensure that it was done correctly.67
At the September 6 session, Bernstein went through five ten-
tative agreements—the preamble, uniforms, job postings, non-
discrimination and deletion of Article 24 (union-management
conferences). Outstanding were Hospital proposals regarding
restricted access, layoff and recall, solicitation and distribution
and management rights. Argument ensued when Godoff said
that the Union accepted the Hospital’s solicitation and distribu-
tion proposal with the exception of one word. Schmid insisted
that the Union put that in writing so the changes could be tracked.
Godoff pushed back, maintaining that there was nothing to track
since the Union essentially agreed to the proposal.
Contentious discussion ensued regarding the Hospital’s safe
harbor proposal with Godoff insisting that the section simply
mirror OSHA protections while Schmid maintained that it was
the employee’s decision. Godoff took exception, asking “what
is the problem with stating what the federal protection (sic) are,
you have to post the fucking thing in your building anyways (sic)
you're proposing to put in a contract that that this is an agreement
they no longer have their rights under federal law.” Schmid dis-
agreed.
The parties discussed the Union’s grievance and arbitration
counterproposals but did not reach an agreement. With respect
to the Union security proposal from the day before, the Hospital
wanted to keep it at 60 days, while the Union still proposed 30
days. Godoff also asserted that the Hospital’s continued insist-
ence on “language to do away with forced dues” was unaccepta-
ble.
After a lunch break, the parties bargained over the dues check
off proposal. Schmid repeated the Hospital’s desire to eliminate
forced dues check off. She then added that “it’s also an issue for
us that we don’t want it” and “it's not fair to force employees to
pay dues to keep their jobs at [the Hospital.” Godoff replied that
employees made that decision when they voted in favor of union
representation. Schmid replied, “Decades ago.” After Schmid
added that the Union has never given unit employees the choice
of whether or not to pay dues, Godoff replied that Schmid “[did]
not understand how it works.” Wallace then implied that Hospi-
tal pushed for decertification. Godoff followed with a remark
that the Hospital did not like unions. Bernstein replied that “[w]e
do like choice.” After noting that that the Hospital had discon-
tinued dues check off deductions, Schmid attributed it to the fact
that the CBA expired.
There was further discussion over the Hospital’s management
rights and solicitation and distribution proposals. In addition, the
Hospital proposed a different approach to educational benefits
and training. The Union agreed to review that proposal and the
session ended.
67 R. Exh. 3 at 355–369.
The September 7, 2018 bargaining brief following those ses-
sions was entitled, “We are going to have blacken your name -
the name of this institution—SEIU Negotiator, threatening that
the union will damage the reputation of the Hospital because the
Hospital has proposed giving employees CHOICE about
whether they wish to pay dues to the union.” (emphasis in orig-
inal) The brief criticized the Union latest proposals as emanated
from “a very old contract involving hospitals and nursing homes
in New York, with language dating back to 1968.” The bargain-
ing brief further stated that the proposals did not respond to any
of the Hospital’s proposals or reflect any of the Union's prior
proposals, and were not based on the current contract language.
Those assertions then led into criticism of the Union’s compe-
tency:
The Hospital, at this point, expressed frustration that nothing
the union had put across the table showed ANY effort or work
on the union's part for the employees who they say they repre-
sent. How, the hospital asked, could the union be so intent on
forcing employees to pay dues when this was the kind of slip-
shod work the union continues to bring to the table. It seemed
to be yet another union grab for money, with no effort being
made on behalf of the employees. The Hospital directly asked
the union whether it believed that employees should have the-
freedom to choose whether-on not they want to pay dues to the
union. The Hospital proposed that employees should NOT be
forced to pay dues – they should have a choice. The union-
told the Hospital, “you can stick those proposals up your
ass.” The Union said they would never agree to allow employ-
ees to have that choice. In fact, the union said that employees
already made their choice about dues – back at the time the un-
ion was voted in over 20 years ago. Seriously?? (emphasis in
original)
The Hospital also questioned the union's misleading language
which makes it appear that employees must be members of the
union. The law says that no one can be forced to be a member
of the union, (even though they may be forced to pay dues if
the union negotiates a forced dues clause). The union did not
want to change the language, even though they know it is mis-
leading, saying "membership" does not mean "membership."
That is completely nonsensical.
Instead, the union continued, accusing the Hospital of "hating
the union" when all the Hospital was doing was fighting for the
freedom for employees to choose dues and choose member-
ship. When the Hospital wouldn't back down, the union then
threatened to blacken the name of the Hospital – in the city and
with the mayor. The Hospital asked how that would help
GWUH employees? The union had no answer.
The bargaining brief further stated that the Hospital proposed
giving tuition reimbursement to unit employees instead of con-
tributing to the Union’s “completely ineffective” education fund.
It also criticized the Union for spending hours talking about “old,
recycled proposals for nursing homes” that had no relevance to
unit employees instead of discussing the Hospital’s July 2018
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
26
wage proposal.68
21. The October 10 and 11, 2018 Bargaining Sessions
At the October 10, 2018 session, the Hospital finally produced
a completed backpay spreadsheet and stated its intention to issue
payments to unit employees. Bernstein then went over a list of
noneconomic items – bulletin board postings, union security,
dues check off and grievances. The bulletin board issue was
close to being resolved but culminated with an argument be-
tween Schmid, who insisted that the Hospital see fliers before
they were posted to ensure they did not contain political state-
ments, and Godoff’s insistence that the Union was entitled to ed-
ucate unit members on their right to vote.
After the lunch break, the parties discussed but still did not
come to agreement on numerous noneconomic issues, including
management rights, discipline, dispute resolution, union secu-
rity, and employee’s personnel file reviews in the presence of a
Union representative. The discussion then moved to the Hospi-
tal’s wage proposal. Schmid commented that the Union had not
replied to the Hospital’s wage proposal. Godoff replied that the
Union’s failure to respond to the wage proposal was due to the
time wasted time bargaining on the noneconomic issues. At Go-
doff’s request, Bernstein and Schmid explained again how the
merit wage-based process was going to work. The Hospital’s
position was unchanged.69
At the October 11, 2018 session, the parties discussed pro-
posals relating to the preamble, uniforms, job postings, bulletin
board posting, nondiscrimination, union management confer-
ence and personnel files. They tentatively agreed to the person-
nel files proposal, but did not reach agreements on any of the
other noneconomic issues. The parties then discussed the Hos-
pital’s wage proposal. Schmid explained that all employees
would receive a wage increase of at least two-percent immedi-
ately upon contract ratification.70
The Hospital’s October 12, 2018 final bargaining brief was
entitled, “Round 20 and still no decision. We aren’t even close.
Why?” After criticizing the Union’s negotiators for wasting
time, the brief described the Hospital’s version of the bargaining
over its wage proposal:
Most importantly, the Hospital informed the union that it has
completed the dietary back
wage analysis. The Hospital provided the payout calculations
and back up to the union. The Hospital let the union know that
the Hospital plans to distribute the checks for these back wages
to all affected employees, to make them whole, in a special pay-
roll check to be run on Friday, October 19th.
After months of silence on the Hospital's wage proposal, the
union finally asked for further information about it. The union
could have had this information three months ago and they
could have had a counter proposal ready to give the Hospital.
68 GC Exh. 26.
69 R. Exh. 3 at 391-404.
70 R. Exh. 3 at 405-412.
71 GC Exh. 27.
72 Smith was not a very credible witness and, as such, I do not credit
his testimony that “everybody wanted to sign” the petition. Many of his
responses were vague, evasive and non-responsive. He assumed the
Instead, we have still not moved forward on wages because the
union is just beginning to look at them. We advised the Union
that, had they taken the time to review our wage proposal when
we initially gave it to them FIVE months ago, then we would
be much further along by this point.
The Hospital expressed concern to the union that there is a ru-
mor circulating that the Hospital is not offering even a dollar
per hour increase to employees after all this time. This is very
far from the truth. We showed the union that the Hospital's
proposal would provide immediate increases upon ratifica-
tion of the contract to all staff. These increases in many cases
are very significant and reflect what the Hospital believes to be
competitive wages for our jobs here in D.C. (emphasis in orig-
inal)
We explained to the union that –
Under the Hospital’s proposal:
● EVERYONE would receive an increase immediately upon
ratification of the contract;
● Many employees would see significant increases –the high-
est being a 33% increase, with many individuals' increases be-
ing in the double digits;
● The increases taken all together average approximately
9.7%;
●The least anyone would receive would be 2%, and most of
the employees in this category are those who have been hired
in the last year with little or no experience and who have not
been waiting years for an increase;
● Additionally, the Hospital's proposal provides for an addi-
tional increase in 6 months (July 2019) based on merit, as
well as additional lump sum bonuses based on department
performance measures.
Under the Union’s proposal:
●The vast majority of employees would receive less than a
one dollar raise. Only those making $20/hour or more would
see a one dollar or more raise;
●The union's proposal does not provide for any reward for
personal performance or for any bonuses.(emphasis in orig-
inal)71
D. Withdrawal of Recognition
1. Disaffection petition is circulated
Sometime in March 2018, EVS employee Eugene Smith be-
gan circulating a disaffection petition among other unit employ-
ees. While soliciting coworkers to sign the petition, Smith lauded
Kim Russo, the Hospital’s chief executive officer, and told them
that they would get a pay raise and travel stipend if they got rid
of the Union.72 Smith was assisted by another EVS employee,
leadership role in circulating the petition but was extremely vague and
lacked recollection about the circumstances by which he allegedly re-
ceived the blank petition from an unnamed kitchen employee. Smith’s
motivation for opposing the Union was simply unclear. He expressed
strong sentiment about the Union’s positions in bargaining but professed
ignorance of the Union’s wage proposals. I find that highly unlikely. (Tr.
398-419.)
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
27
Hardie Cooper.73
Some individuals, like EVS probationary employee Angelica
Claros, signed the petition because they did not want union rep-
resentation. She had been employed for about three months at
the time she signed the petition on October 12, 2018. At the
time, she was approached by an unknown individual who told
her “you are a new hire, yes. You don't want a union.” She
replied, “No, I don't want it.” Claros was unaware up to
that point that she was even represented by the Union.74
Others, like EVS employee William Barnes, did not have a
problem with the Union but he still signed the petition on April
5, 2018, and again on August 23, 2018.75
Most who signed the petition, however, did so because they
were disappointed with the Union’s inability to get a new con-
tract and the resulting wage increases. Freddie Ard, an EVS em-
ployee, signed the petition on April 2, 2018 because he wanted
“to get a better benefit” and was concerned about his wage rate
not increasing during bargaining.76 Tsedale Benti, an EVS em-
ployee, signed the petition on April 25, 2018, had several con-
cerns about the Union, including the fact that she had not re-
ceived a raise.77 Vivian Otchere, an EVS employee, signed the
petition on June 22, 2018 after being told by an unknown indi-
vidual that she might get a pay raise if she signed the petition.78
Noel Reyes, a dietary employee, signed the petition on July 3,
2018 because the Union was unable to secure a contract and pay
raise for the past 2 years.79 Lewis Bellamy, an EVS employee,
signed the petition on August 29, 2018 because the Union was
not getting results from bargaining over 2 years, specifically pay
raises.80 Mary Collins, an EVS employee, signed the petition on
October 13, 2018 because the Union was unable to get a contract
and a wage increase.81
Schmid was well aware of the petition by July 2018.82 As of
73 Cooper was also not a credible witness. He provided vague testi-
mony about being unable to get ahold of the Union and his displeasure
with his wage rate. Like Smith, he provided ambiguous and contradic-
tory explanations as to who started the petition, who collected which sig-
natures, including the signatures after October 12, 2018. (Tr. 374-376,
383, 387, 390-391, 395-397.)
74 Claros’ equivocation when asked to explain the circumstances when
she signed the petition indicated that she felt pressured as a new em-
ployee to sign it: I - - really I don’t read, because when they just sign
this and the Union, I say I don’t want it. . . . (Tr. 312-314, 318-323.)
75 Barnes did not credibly explain why he signed the petition after tes-
tifying that he no problem with the Union. He also professed ignorance
when shown specific bargaining briefs, but conceded that similar docu-
ments were mailed to his home. (Tr. 280-281, 288-290.)
76 Ard had returned to work at the Hospital in October 2016 and was
told by the Union that he would get a pay raise after 90 days but was not
aware that the CBA had expired. (Tr. 467-468, 476-477.)
77 Benti was displeased with the Union’s response to a disciplinary
matter but conceded that she was primarily concerned with the fact that
the raises had stopped as a result of bargaining. (Tr. 447-557.)
78 Otchere testified that she signed the disaffection petition because
the Union did not answer her questions but it was clear that her frustra-
tion was attributable to the Union inability to procure a pay raise (Tr.
345, 359–360.)
79 Reyes testified that he signed because he felt that his department
did not need a union. However, when asked for further explanation he
September 11, 2018, however, the petition had been signed by
only one-third of the bargaining unit. A total of 37 signatures
were from employees who were hired after the expiration of the
previous contract. Over the next month, no employees signed the
petition.83 During the next 2 weeks following the Hospital’s is-
suance of the October 12, 2018 bargaining brief, which included
the Hospital’s issuance of backpay checks to dietary employees
7 days later, 27 more employees signed the petition. Of those 27
employees, 14 had been hired within the previous two months;
six of those 14 employees had been employed less than 2 weeks.
Based on instructions from the Hospital’s security depart-
ment, which had experience with the prior withdrawal of recog-
nition of its union, Smith delivered the petition to Russo during
his shift at about 3:30 p.m. on October 25, 2018. She congratu-
lated him, shook his hand and thanked him shook his hand,
thanked and congratulated him. Russo also told him that she
knew “it wasn’t easy to do” and concluded the discussion by tell-
ing Smith that she needed to get the petition to human re-
sources.84
2. The Hospital Withdraws Recognition
On October 24, 2018, Evans informed Schmid that the disaf-
fection petition was going to be delivered to management on Oc-
tober 25, 2018. Schmid, who is based at UHS in Pennsylvania,
and Bernstein, who is based out in Florida, traveled to the Hos-
pital the next day in order to await the disaffection petition.
Shortly after receiving it, Russo handed it off to Schmid. Within
the next several hours, Schmid, with the assistance of supervisors
and human resource staff, validated or dismissed all of the sig-
natures on the petition based on a review of personnel and pay-
roll records. The Hospital determined that 156 employees were
members of the bargaining unit as of that date and that the disaf-
fection petition had been signed by 81 of them.85
testified that he felt that the Union did not do anything because he had
not had a raise for 2 years. (Tr. 331-341.)
80 Bellamy did not attend any of the bargaining sessions but was given
the impression from others that the Union’s wage were less than the
amounts in the expired CBA. (Tr. 366–371.)
81 Collins testified that she did not want to pay union dues but, in fact,
she was not paying dues at the time that she signed the petition. (Tr.
298–299, 304–305.) Moreover, she conceded on cross-examination that
she actually signed the petition because she was frustrated over the Un-
ion’s inability to get the Hospital to agree to a new contract and a pay
increase. (Tr. 310–311.)
82 Schmid’s vague recollection that she only learned of the petition
from EVS assistant director Rhonda Evans sometime around “July, Au-
gust, September” of 2018 was not credible based on her December 11,
2016 email and her recollection of other salient facts. (Tr. 224, 228–230;
GC Exh. 36.)
83 R. Exh. 7.
84 Although Smith was on the clock, he had received supervisory per-
mission to take the
petition to Russo’s office, where he had to “wait a while” before meet-
ing with Russo. (Tr. 414, 422–423.)
85 The General Counsel notes that the Hospital neither struck proba-
tionary employees from the petition nor determined whether each signa-
tory was part of the unit at the time they signed the petition. (Tr. 229–
236, 510, 517, 521–523, 526; R. Exh. 8–10.) It does not argue, however,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
28
By email during the morning of October 26, the Hospital with-
drew its recognition of the Union as the exclusive collective-bar-
gaining representative of the bargaining unit and revoked its ac-
cess rights. The Union replied that it was still willing and able to
bargain on the previously scheduled dates of October 31 and No-
vember 1, 2018. The Hospital rejected the Union’s overture al-
most immediately and since that time refused to recognize and
bargain with the Union as the exclusive collective-bargaining
representative of the unit on the grounds that the Union no longer
enjoyed the support of a majority of members in the bargaining
unit.86
E. Unilateral Changes
Following its withdrawal of recognition from the Union, on
November 1, 2018 the Hospital unilaterally implemented the fol-
lowing changes, including wage rates, compensation structure
and transit benefits of EVS and dietary employees:
Welcome EVS and Dietary Teams!
We are delighted to welcome you to the GW Hospital team of
non-union employees.
We are proud to have you as part of our dedicated team here at
GW Hospital . Each of you contributes greatly to the care of
our patients, employees and visitors every single day. The vital
role that you play is so important to our hospital. We are look-
ing forward to working with you directly and supporting you
in your development and growth.
FIRST, WE WANT TO GIVE YOU AN UPDATE ABOUT
THE ROLLOUT OF THE NEW PAY RATES AND
BENEFITS YOU WILL NOW HAVE AS A NON-UNION
EMPLOYEE:
Monthly Commuter Subsidy
This benefit is added onto your paycheck. Previously the union
did not negotiate this benefit on your behalf so you did not re-
ceive it. Moving forward, you will receive this benefit as fol-
lows, starting with the pay period beginning November 11,
2018:
Full-time: $100 per month
Part-time: $50 per month
Employee Engagement Activities
We are thrilled to also have you join our other non-union em-
ployees in the following activities:
● Coffee with Kim – Kim will be scheduling special
EVS/Dietary only coffees in the next few weeks; then, going
forward, all other GW employees in the regularly scheduled
Coffees with Kim.
● Staff Rounding.
● New hire Check-In Interviews with supervisors after 30 and
60 days. Stay Interview with your supervisor at 6 months and
annually. These provide additional opportunity to talk about
what is going well, your career goals, and any concerns you
may have.
that any of the signatories should have been excluded from those counted
as unit employees.
86 GC Exh. 28.
87 GC Exh. 29.
have. out w at Is going well, your career goals, and any con-
cerns you may have.
• Opportunity to serve on Hospital employee committees.
• Participation in action planning for GW Hospital engagement
surveys.
Pay
● In the next few weeks, we will be transitioning you to mar-
ket-based pay rates (which take into account your years of ex-
perience) for your job classifications. Many of you will see sig-
nificant increases, and everyone will receive at least a 3% in-
crease in their pay.
● Additionally, in July, all former bargaining unit members
will also be eligible for an additional increase – a merit based
pay increase determined by your performance evaluation.
● We will also implement a lump sum bonus program in 2019
for all former bargaining unit employees in each department
contingent on departmental scores.
Benefits
We will be transitioning everyone to our non-unionbenefit pro-
grams including PTO, Holidays and Leave Banks. We will
share more information regarding these programs in the com-
ing weeks.87
The memorandum went on to “clear up a few rumors,” assert-
ing that the withdrawal of recognition was not illegal and re-
ferred to the October 26 letter to the Union. In addition, the Hos-
pital said the Union put out a flyer that the Union’s assertion that
the Hospital engaged in bad faith bargaining and would be con-
testing that charge before the Board. The Hospital reiterated that
there is no “union contract still in place” and concluded with the
following advisory: “If you don't want the union spending some
other poor union person's dues fighting your rightful and legal
decision to become non-union, you have every right to tell it so.
If the union really cares about what you think and want, as
it says it does, it should respect your decision.” (emphasis in
original)
As predicted in the memorandum, EVS and dietary depart-
ment employees received wage increases in November or De-
cember 2018. The Hospital implemented the changes unilater-
ally and without affording the Union an opportunity to bargain
over them at any time after the withdrawal of recognition on Oc-
tober 26, 2018.
F. The Hospital’s Attorneys Meet with Prospective Witnesses
Prior to the hearing, the Hospital’s attorneys, Tammie Rattray
and Paul Beshears, accompanied by Schmid, arranged to meet
with unit employees who signed the disaffection petition.88 All
were instructed by managers or supervisors to leave their work
areas to meet with counsel in a Hospital administration office.
Once they arrived to meet with the attorneys, either Rattray or
Beshears explained the purpose of the interviews as preparation
for testimony in this proceeding, and explained that their partic-
ipation was voluntary and they were free to refrain from any or
88 Rattray and Beshears credibly explained the circumstances of their
interviews with the witnesses, provided assurances as to the voluntary
nature of their cooperation, and discussed and read each of the forms
before having them sign them. (Tr. 485-488.)
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
29
all of the interview without recrimination. Their explanations to
four of those employees – William Barnes,89 Angelica Claros,
Noel Reyes90 and Vivian Otchere91– was followed up by reading
or explaining the following printed statement to them, and then
having each employee sign, print their names and date the form
on June 6:
JOHHNIE'S POULTRY STATEMENT92
1. I have given this statement at the request of [Tammie Rattray
or Paul Beshears], who introduced [herself or himself] as an
attorney who represents George Washington University Hos-
pital ("GWUH") with regard to labor matters.
2. [Ms. Rattray or Mr. Beshears] informed me [she or he] is
conducting an investigation in order to help GWUH to deter-
mine how to respond to an unfair labor practice case and that
[she or he] would like to ask questions in order to obtain factual
information which may be relevant to these issues.
3. [Ms. Rattray or Mr. Beshears] informed me my participation
in this interview is entirely voluntary and that at any time I can
decide that I do not want to participate in the interview. In that
case, I would be free to stop speaking with [her or him].
4. [Ms. Rattray or Mr. Beshears] informed me that absolutely
no action will be taken against me if I decline to be interviewed
or if I decline to answer a particular question or any questions
at all.
5. [Ms. Rattray or Mr. Beshears] informed me I will not in any
way be disadvantaged or rewarded by GWUH based on
whether my answer to any question is consistent or inconsistent
with GWUH's position.
I have read the above statement and I understand it. I have not
been told anything which contradicts what is stated above.93
LEGAL ANALYSIS
I. THE HOSPITAL’S ALLEGED FAILURE OR REFUSAL TO BARGAIN IN
GOOD FAITH
A. The Surface Bargaining Allegations
The General Counsel alleges that the Hospital engaged in sur-
face bargaining by: (1) proposing and adhering to contract terms
that would have left unit employees with fewer rights than they
would have in the absence of a collective-bargaining agreement:
(2) its unlawful combination of proposals–no arbitration and no
work stoppages; (3) its unlawful combination of proposals–un-
fettered wage discretion, broad management rights, no arbitra-
tion, and no just cause for discipline; (4) engaging in regressive
89 The General Counsel argues that Barnes’ initial testimony – that he
was not given the requisite assurances at the outset of the interview –
stands in contrast with his signed statement. However, I credited the
testimony of Rattray and Beshears that they provided the assurances at
the beginning of each encounter and, in Barnes’ case, he did testify on
redirect when presented with the signed statement that he was given cer-
tain assurances. (Tr. 282-283, 294-295; R. Exh. 11.)
90 Reyes also testified that he was not given any assurances that he
would not be retaliated
against when the attorneys questioned him prior to the hearing. (Tr.
335-336.) However, he was presented with the written form by one of
the attorneys and signed it. Based on my observation of his testimony, I
bargaining when it withdrew a proposal providing for arbitration
of grievances based on employee discharges; and (5) failing to
establish legitimate justifications for its insistence on drastic
changes to contract language over which the parties previously
had little to no dispute.
The Hospital denies the surface bargaining allegations and
contends that it bargained in good faith and with the intention of
reaching a contract. It avers that (1) there is no evidence that it
maintained and adhered to initial proposals that were never coun-
tered by the Union; (2) a mistake is not regressive bargaining;
(3) it was entitled to negotiate union security and its initial pro-
posal was not unlawful; and (4) its initial wage proposal did not
grant it unfettered discretion.
Section 8(a)(5) of the Act makes it an unfair labor practice for
an employer “to refuse to bargain collectively with the repre-
sentative of his employees.” In relevant part, Section 8(d) of the
Act defines the phrase “to bargain collectively” as “the perfor-
mance of the mutual obligation of the employer and the repre-
sentative of the employees to meet at reasonable times and con-
fer in good faith with respect to wages, hours, and other terms
and conditions of employment . . .” (emphasis added). The
Board recently reiterated this statutory mandate in Kitsap Tenant
Support Services, Inc., 366 NLRB No. 98, slip op. at 5 (2018),
citing J. H. Rutter-Rex Manufacturing Co., Inc., 86 NLRB 470,
506 (1949):
[t]he obligation to bargain collectively surely encompasses the
affirmative duty to make expeditious and prompt arrange-
ments, within reason, for meeting and conferring. Agreement
is stifled at its source if opportunity is not accorded for discus-
sion or so delayed as to invite or prolong unrest or suspicion. It
is not unreasonable to expect of a party to collective bargaining
that he display a degree of diligence and promptness in arrang-
ing for collective bargaining sessions when they are requested,
and in the elimination of obstacles thereto, comparable to that
which he would display in his other business affairs of im-
portance.
On March 29, 2017, the Hospital tendered no-strike and griev-
ance and mediation proposals, along with a management rights
proposal substantially identical to its December 6, 2016 pro-
posal. The Hospital contends, however, that it never indicated
that any of its proposals were its “last and final offer” and that it
eventually withdrew its no-strike proposal. It also cites the Un-
ion’s 18 month delay in responding to the Hospital’s grievance
and mediation proposal and failure to respond to its no-strike/no-
find that Reyes was articulate and likely understood the contents of the
statement that he signed. (Tr. 342-343; R. Exh.13.)
91 Otchere’s conflicting testimony indicated that she signed the docu-
ment after speaking with counsel for ten to fifteen minutes about the pe-
tition. Again, I credit the testimony of counsel that Otchere, like the
other witnesses, were provided with the requisite assurances. (Tr. 351-
364; R. Exh. 14.)
92 Johnnie’s Poultry, 146 NLRB 770 (1964) (Board established con-
ditions under which an employer may interrogate an employee about
Section 7 matters).
93 R. Exh. 11-14.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
30
lockout proposal. With respect to the Union’s grievance and me-
diation counterproposal on September 5, 2018, the Hospital
notes that it was copied from another hospital group’s agreement
and bore no resemblance to the expired CBA.
The Hospital essentially concedes the unlawfulness of its
March 29, 2017 no-strike proposal, which it repeatedly at-
tempted to tie-in with a non-binding mediation clause in lieu of
arbitration. However, it asserts that it eventually withdrew the
proposal over 14 months later on June 7, 2018.94 The Hospital’s
initial January 17, 2017 disciplinary proposal unlawfully sought
to eliminate the just cause requirement and proposed to exclude
arbitration for all discipline except for discharge. See Kitsap
Tenant Support Services, Inc., 366 NLRB at 9 (employer’s un-
lawful proposals included the unfettered right to administer dis-
cipline and discharge).
The Hospital’s December 6, 2016 management rights pro-
posal, which hardly budged over nearly 2 years of bargaining,
unlawfully combined with its wage proposals to give it unfet-
tered discretion to change virtually all aspects of bargaining unit
operations, including wages, benefits, hiring, promotion and
transfer, disciplinary action without just cause, job classifica-
tions, work schedules, supervisors performing unit work, the use
of part-time, per diem, agency and temporary employees, and
work rules. See Kitsap Tenant Support Services, Inc., supra at 8
(bad faith proposal would have given employer the exclusive
rights to determine wages, benefits, discipline, promotion, de-
motion, discipline, layoff, discharge, rules and regulations and
operational functions, and an ineffective grievance procedure);
McClatchy Newspapers, 321 NLRB 1386, 1391 (1996) (pro-
posal to give employer unrestricted control over wages consti-
tuted bad faith bargaining); Woodland Clinic, 331 NLRB 735,
740 (2000) (same).
The Hospital notes that the Union took a long time in counter-
ing many of its proposals. However, the failure of the parties to
move forward in an efficient manner is also attributable to the
Union’s resistance to the aforementioned bad faith proposals by
the Hospital, which precipitated a seemingly perpetual humdrum
of counterproposals that merely nicked along the surface. The
Hospital also alludes to Godoff’s offensive language during sev-
eral bargaining sessions, but as the Board noted in Victoria Pack-
ing Corp:
There can be no doubt that [the Union’s representative] is a
confrontational person, and that he approached the negotia-
tions without the diplomacy of a foreign ambassador. How-
ever, no one expects labor negotiations to be conducted in the
sitting room of the Harvard Club by persons having a gracious,
gentle manner. ‘For better or worse, the obligation to bargain
also imposes the obligation to thicken one's skin and to carry
on even in the face of what otherwise would be rude and unac-
ceptable behavior.’
332 NLRB 597, 600 (2000). See also Success Village, 347
NLRB No. 1065, 1081 (employer improperly declared impasse
during contentious negotiations based on the union’s reference
to employer’s representative as an “asshole”); Long Island Jew-
ish Medical Center, 296 NLRB 51, 71–72 (1989) (same).
94 R. Exh. 3 at 175–176.
The Hospital’s prolonged adherence to no-strike, grievance
and mediation, and management rights proposals, along with its
unrestricted, ambiguous and unpredictable merit or market-
based wage proposals, constituted bad faith surface bargaining
in violation of Section 8(a)(5) and (1) of the Act. See Regency
Service Carts, Inc., 345 NLRB 671, 675 (2005) (unlawful em-
ployer bargaining proposals included management rights clause
granting it unfettered discretion over workplace rules, discipline
and wages, a broad no-strike clause, and excluded arbitration to
any challenges to employer’s application of management rights);
A-1 King Size Sandwiches, 265 NLRB 850 (1982), enf’d 732
F.2d 872 (11th Cir. 1984), cert. denied 469 U.S. 1034 (unlawful
proposals included unfettered discretion over merit increases,
scheduling and hours, layoff, recall, granting and denying leave,
promotions, demotions, discipline, assignment of work outside
the unit and changes to past practices, a broad no-strike clause,
and exclusion of disciplinary decisions from the grievance-arbi-
tration procedure).
In making and adhering to such a combination of proposals,
the Hospital unlawfully endeavored to strip the Union of its role
in representing bargaining unit employees in violation of Section
8(a)(5) and (1) of the Act. See Target Rock, 324 NLRB 373,
386–387 (1997), enf’d. 172 F.3d 921 (D.C. Cir 1998) (simulta-
neous proposal and maintenance of no-strike provision, broad
management rights clause, and ineffective grievance and arbitra-
tion procedure found unlawful); Public Service of Oklahoma,
334 NLRB 487, 488–489 (2001) (employer engaged in bad faith
bargaining when it “insisted on unilateral control to change vir-
tually all significant terms and conditions of employment of unit
employees during the life of the contract).”
Moreover, the Hospital unlawfully insisted on eliminating the
parties’ longstanding union-security, basing its position on phil-
osophical grounds—i.e., the belief that its employees should
have the freedom of choice as to whether or not to join the Union
and pay dues—without laying out a legitimate business justifi-
cation. Schmid testified that the Hospital was impeded in its em-
ployee recruitment efforts due to its relationship with the Union
but that allegation was not substantiated. Under the circum-
stances, the Hospital’s insistence on eliminating the union secu-
rity clause violated Section 8(a)(5) and (1). See Kalthia Group
Hotels, Inc., 366 NLRB No. 118 (2018) (employer unlawfully
refused to consider any union-security provision on philosophi-
cal grounds and without advancing any legitimate business jus-
tification).
Finally, on April 5, 2017, the Hospital unlawfully regressed
from its January 17, 2017 discipline proposal by tendering a
grievance-mediation proposal that still undermined the effective-
ness of the arbitration process. The Union noted the discrepancy
and, on May 16, 2017, the Hospital conceded that its April 5 pro-
posal conflicted with its January 17 proposal. Bernstein in-
formed the Union that the Hospital would reconcile the proposals
but never did and, on May 25, 2017, informed the Union that
arbitration was out of the equation. See Management & Training
Corporation, 366 NLRB No. 134, slip op. at 4 (2018) (regressive
proposals are unlawful when “made in bad faith or are intended
to frustrate agreement”); Mid-Continent Concrete, 336 NLRB
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
31
258, 260 (2001) (unexplained, dubious regressive proposal sug-
gests bad-faith bargaining).
B. The Bargaining Briefs
“[A]n employer's free speech right to communicate [its] views
to [its] employees is firmly established, and cannot be infringed
by a union or the Board. Thus, [Section 8(c) of the Act] merely
implements the First Amendment by requiring that the expres-
sion of "any views, argument, or opinion" shall not be ‘evidence
of an unfair labor practice,’ so long as such expression contains
"no threat of reprisal or force or promise of benefit" in violation
of § 8(a)(1).” NLRB v. Gissel Packing Co., 395 U.S. 575, 617
(1969). That right also extends to non-coercive communication
between an employer and its employees in the context of the col-
lective-bargaining process. United Technologies Corp., 274
NLRB 609, 610 (1985) (as the Board has recognized, “permit-
ting the fullest freedom of expression by each party” nurtures a
“healthy and stable bargaining process.” It is not for the Board
to “police or censor propaganda.”) Linn v. United Plant Guard
Workers of America, 383 U.S. 53, 60 (1966); see also Long Is-
land College Hosp., 327 NLRB 944, 947 (1999) (overenthusias-
tic rhetoric is protected speech unless it is knowingly false or
made with reckless disregard for the truth).
As previously mentioned, the bargaining briefs continually
disparaged the Union during bargaining, misrepresented the par-
ties’ bargaining positions, including its wage proposals, and
blamed the Union for the lack of a pay raise. Taken in context
with the Hospital’s unlawful surface bargaining tactics over a 2-
year period, the bargaining briefs served to undercut unit em-
ployees’ support for the Union. See Regency House of Walling-
ford, Inc., 356 NLRB 563, 567 (2011) (in the context of addi-
tional unlawful conduct, denigration of union conveyed implicit
threat that union representation would be futile and employees
would have to rely on employer to protect their interests); Gen-
eral Electric, 150 NLRB 192 (1964) (bargaining briefs com-
pounded the effects of employer’s bad-faith conduct during bar-
gaining and at the table and, predictably, fueled employees’ dis-
satisfaction with the union). See Miller Waste Mills, Inc., 334
NLRB 466, 467 (2001) (Board upheld finding that employees
became alienated from the union due to belief that it prevented a
wage increase).
Although the bargaining briefs were the vehicles by which the
effects of the Hospital’s unlawful conduct was conveyed to unit
employees, they did not convey any objective “threat of reprisal
or force or promise of benefit.” See Children’s Center, 347
NLRB 35, 36 (2006) (employer “lawfully expressed an unfavor-
able opinion about the union, its positions, and its actions.”);
NLRB v. Pratt & Whitney Air Craft Div., United Techs. Corp.,
789 F.2d 121, 135 (2d Cir. 1986) (employer lawfully asserted
that the union was on “a collision course,” their preparation was
‘thoughtless and irresponsible,” and that their offers were “unre-
alistic”); United Technologies Corp., 274 NLRB 1069, 1074
(1985) (employer lawfully issued bulletins criticizing the Un-
ion’s demands and tactics and setting forth its version of the
95 The General Counsel does not dispute the authenticity of the 81
signatures or the inclusion of those witnesses on list.
negotiations).
II. THE HOSPITAL’S WITHDRAWAL OF RECOGNITION
Pursuant to Section 8(a)(5) of the Act, an employer has a con-
tinuing obligation to recognize and bargain with an incumbent
union. Upon expiration of a collective-bargaining agreement, an
incumbent union is presumed to enjoy majority support among
unit employees, and an employer may withdraw recognition only
on the basis of objective evidence showing that the union has
actually lost majority support. Levitz Furniture Co. of the Pa-
cific, 333 NLRB 717, 725 (2001) (withdrawal of recognition
lawful if employer proves that at the time of withdrawal the un-
ion was not supported by a majority of unit employees). The
obligation to recognize and bargain with a union ends, however,
if the union no longer enjoys majority support. Id. at 720.
As of October 25, 2018, the Hospital’s employee roster listed
151 bargaining unit employees on the payroll. On that date, the
Hospital was presented with a union disaffection petition con-
taining 81 valid signatures of bargaining unit employees ob-
tained between March 16 and October 25, 2018 – a majority of
the bargaining unit.95 The General Counsel contends, however,
that the Hospital’s surface and regressive bargaining, accompa-
nied by the bargaining briefs, warrants a presumption that such
conduct tainted the disaffection petition on which the Hospital
based its withdrawal of recognition. Lee Lumber & Building
Material Corp., 322 NLRB 175, 177 (1996), affd. in part, 117
F.3d 1454 (D.C. Cir. 1997) (a causal relationship is presumed
between unremedied bargaining violation and a subsequent
showing of disaffection).
The Hospital argues that the Lee Lumber presumption does
not apply because that case involved a general refusal to both
recognize and bargain with the incumbent union. Instead, the
Hospital relies on Levitz Furniture Co., Id. at 725, to support its
contention that its withdrawal of recognition was lawful because
it submitted a disaffection petition signed by 53.6% of bargain-
ing unit employees. Notwithstanding its disavowal of Lee Lum-
ber, the Hospital relies on that decision for the proposition that
“[n]ot every unfair labor practice will taint evidence of a union’s
subsequent loss of majority support; in cases involving unfair la-
bor practices other than a general refusal to recognize and bar-
gain, there must be specific proof of a causal relationship be-
tween the unfair labor practice and the ensuing events indicating
a loss of support.” Lee Lumber, 322 NLRB at 177. Finally, the
Hospital contends that analysis of the facts reveals that they fall
short of the standard set forth in Master Slack, 271 NLRB 78, 84
(1984), for establishing a tainted petition:
(1) The length of time between the unfair labor practices and
the withdrawal of recognition; (2) the nature of the illegal acts,
including the possibility of their detrimental or lasting effect on
employees; (3) any possible tendency to cause employee disaf-
fection from the union; and (4) the effect of the unlawful con-
duct on employee morale, organizational activities, and mem-
bership in the union.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
32
Regardless as to whether one applies Lee Lumber or Master
Slack,96 both decisions require proof of a causal connection be-
tween the petition and the Hospital’s bad faith surface and re-
gressive bargaining, compounded by its dissemination of bar-
gaining briefs to employees lampooning the Union’s frustrations
and resistance to its unlawful conduct. Analyzing the case under
the Lee Lumber, the Hospital’s unlawful failure to bargain in
good faith with the Union is presumed to have caused the subse-
quent employee disaffection. From the unit employees’ view-
point, the Hospital’s surface and regressive bargaining, com-
pounded by the bargaining briefs, clearly discredited the Union,
conveyed a sense of futility in union representation and
prompted many unit employees to sign the disaffection petition.
Analysis of the case under Master Slack produces the same
result. The timing of the unfair labor practices were clearly con-
nected to the withdrawal of recognition. The signature collection
began in March 2018, after 16 months of bargaining, most of it
precipitated by the Hospital’s bad faith bargaining. A total of 81
eligible unit employees signed the disaffection petition. Thirty
of those employees signed the petition between during the period
that the Hospital adhered to its unlawful no-strike proposal
(March 29 to June 7, 2018). The most striking development is
that, while 54, or two-thirds, of those employees signed during
the period from March to early October 2018, the remaining one-
third—27 employees—signed the petition during the 2 weeks
following the Hospital’s issuance of the October 12 bargaining
brief blaming the Union for blocking pay raises and leading up
to the delivery of the petition to Russo on October 25, 2018.
The timing of those signatures strongly suggests a causal con-
nection. See, e.g., Gene’s Bus Co., 357 NLRB 1009 (2011) (ap-
proximately seven months passed between manager’s public
denigration of and physical assault on the shop steward, and five
to six months passed between direct-dealing incidents and the
circulation of the decertification petition); Bunting Bearings
Corp. 349 NLRB 1070 (2007) (month-long lockout ended just 8
days before the employees executed the May 29 petition and 15
days before the employer withdrew recognition); AT Systems
West, 341 NLRB 57, 60 (2004) (9 months between unlawful di-
rect dealing and circulation of decertification petition); RTP Co.,
334 NLRB 466, 468 (2001) (finding “close temporal proximity”
between the employer’s unfair labor practices and its withdrawal
of recognition where the unfair labor practices occurred 2 to 6
weeks prior to the antiunion petition on which the employer
based its withdrawal of recognition).
The evidence establishes that the Hospital’s conduct meets the
other Master Slack factors as well. The Hospital consistently
adhered to a consistent course of surface and regressive bargain-
ing that prolonged bargaining and it followed those actions with
bargaining briefs blaming the Union for the delays. After 16
months of protracted bargaining and no raise on the horizon,
96 The General Counsel objected to the admission of subjective testi-
mony regarding employee disaffection on the ground that analysis under
the Master Slack test assesses only the likelihood that causation exists.
See SFO Good-Nite Inn, 357 NLRB 79, 82–83 and fn. 26 (2011) (sub-
jective employee testimony regarding their Union disaffection excluded
due to “the inherent unreliability of such testimony). However, the
Board recently left the door open on this issue in Denton County, 366
NLRB No. 103, slip op. at 3, fn. 10 (2018) (judge did not abuse his
employees understandably became disillusioned with the Union.
Twenty-six employees expressed their disaffection with the Un-
ion after the Hospital misrepresented on October 12, 2018 that
the Union’s wage proposal was inimical to their interests and
they would be better off without union representation. See Mil-
ler Waste Mills, Inc., 334 NLRB 466, 468–469 (2001) (employ-
ees became alienated from Union after employer misrepresented
union's bargaining positions and blamed it for preventing em-
ployees from receiving their customary annual wage increase);
Detroit Edison, 310 NLRB 564, 566 (1993) (employer’s unfair
labor practices “convey[ed] to employees the notion that they
would receive more . . . without union representation. Such con-
duct improperly affects [the] bargaining relation-ship”).
The last factor in a Master Slack analysis is whether the Hos-
pital’s surface and regressive bargaining had lasting effects on
unit employees. The representative sample of employee senti-
ment produced by the Hospital demonstrated that most of those
who signed the petition were displeased with the Union for fail-
ing to secure a new contract and wage increases during an
lengthy period of bargaining. Two of the witnesses organized
the disaffection effort and were clearly anti-union. Of the re-
maining eight employees, however, six conceded that the Un-
ion’s inability to obtain pay raises from the Hospital for 2 years
was a significant reason as to why they signed the disaffection
petition.97 First, the Hospital delayed in producing a wage pro-
posal until May 2018. When it finally produced one, it tendered
an unprecedented, radically different compensation system that
spurred further rancor at the bargaining table. Its wage proposal
was doomed on arrival. The proposal, which was presented as
nonnegotiable, gave the Hospital unfettered discretion to set
wage rates within a series of ambiguous ranges. Its October 12,
2018 misleading bargaining brief impugning the Union for ham-
pering the issuance of pay raises triggered a stampede of disap-
pointed unit employees to sign the petition over the course of the
next 2 weeks. See Mesker Door, Inc., 357 NLRB 591, 598
(2011) (unlawful statement that Board charges “would result in
lost wage increases and lower bonus amounts” was so close in
time to a flurry of petition signatures that it “appear[ed] to have
directly affected employees’ support for the Union”).
Under the circumstances, the Hospital’s October 26, 2018
withdrawal of recognition from the Union as the labor repre-
sentative for unit employees violated Section 8(a)(5) and (1). In
addition, the circumstances also require that the ensuing remedy
include a bargaining order ordering the Hospital to bargain with
the Union for a reasonable period of time and at least twice per
week. See Lee Lumber & Building Material Corp., 334 NLRB
399, 399 fn. 7 (2001). These circumstances include the Hospi-
tal’s prolonged and unlawful failure and refusal to bargain in
good faith with the Union, the widespread disaffection caused by
the Hospital’s surface and regressive bargaining, as well as the
discretion in permitting the testimony of four employees who signed the
disaffection petition). Moreover, the Board’s administrative law judges,
as expert fact finders in these labor relations disputes, are quite capable
of assessing the reliability of subjective testimony in conjunction with
the objective evidence.
97 Mary Collins, Noel Reyes, Vivian Otchere, Lewis Bellamy, Tsedale
Benti, and Freddie Ard.
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
33
compounding effect of those actions through bargaining briefs,
and the fact that the Hospital has already proceeded unilaterally
to change unit employees’ terms and conditions of employment.
Those changes adversely impacted unit employees’ Section 7
rights as evidenced by the Hospital’s newly acquired and unfet-
tered discretion to determine their wages and the evisceration of
critical due process rights that they had under the expired CBA
relating to the disciplinary and grievance/arbitration processes.
III. THE NOVEMBER 1, 2018 MEMORANDUM
On November 1, 2018, the Hospital notified unit employees
that it was unilaterally changing their terms and conditions of
employment since they were now nonunion employees. The
changes included a transition to market-based wage structure,
lump sum bonuses, PTO, holiday and leave banks, and a monthly
commuter subsidy. With respect to the transit benefit, the Hos-
pital noted that “[t]his benefit is added to your paycheck. Previ-
ously the union did not negotiate this benefit on your behalf so
you did not receive it.”
Given that its withdrawal of recognition of the Union was un-
lawful, the parties were still in a bargaining relationship gov-
erned by the Act. Accordingly, the aforementioned unilateral
changes, undertaken after rejecting the Union’s offer to resume
bargaining, also constituted an unfair labor practice in violation
of Section 8(a)(5) and (1) of the Act. See Southern Bakeries,
LLC, 364 NLRB No. 64 (2016); Narricort Industries, L.P., 353
NLRB 775, 776 FN 11 (2009); Northwest Graphics, Inc., 342
NLRB 1288, 1288 (2004); Turtle Bay Resorts, 353 NLRB 1242,
1275 (2009). I disagree, however, with the General Counsel’s
contention that the Hospital’s statement that the Union failed to
negotiate a transit benefit on their behalf constituted either a sep-
arate coercive act under Section 8(a)(1) or a separate bargaining
violation under Section 8(a)(5). See Litton Systems, 300 NLRB
324, 330 (1990), enfd., 949 F.2d 249 (8th Cir. 1991), cert denied,
503 U.S. 985 (1992) (the Board is “reluctant to find bad-faith
bargaining exclusively on the basis of a party’s misconduct away
from the bargaining table”).
IV. THE HOSPITAL’S WITNESS INTERVIEWS
In preparation for the hearing, the Hospital’s attorneys met
separately with unit employees in an office to discuss giving
their providing testimony at the hearing. At the hearing, the Gen-
eral Counsel moved to strike certain witness testimony on the
ground that, during trial preparation, the Hospital’s attorneys in-
terviewed employees without first advising them of their rights
under Johnnie’s Poultry Co., 146 NLRB 770, 775 (1964). The
General Counsel also moves to and amend the complaint to add
an allegation that those interviews amounted to coercive interro-
gation in violation of Section 8(a)(1) of the Act; that motion is
granted and the allegations are deemed denied by the Hospital.
The Hospital opposes both motions on the grounds that its at-
torneys advised the witnesses of their rights to cooperate with
counsel during the hearing preparation and to choose whether or
not to testify at the hearing. The Hospital also contends that the
proposed amendment should not be allowed because no charge
was filed raising these allegations, nor are they closely related to
any of the multiple charges filed in this case. Moreover, if the
amendment is allowed, it should nonetheless be dismissed as the
credible record evidence demonstrates the Hospital did not vio-
late Section 8(a)(1) by interviewing employees.
The Hospital’s contention that the charge is barred as untimely
pursuant to Section 10(b) or otherwise unrelated to timely filed
charges overlooks the fact that the issue did not accrue until a
few weeks before the hearing when the witnesses were inter-
viewed by trial counsel. Timeliness is not the issue, but rather,
the judge’s decision of whether to permit an amendment at the
hearing. Section 102.17 of the Board’s Rules authorizes the
judge to grant complaint amendments “upon such terms as may
be deemed just” during or after the hearing until the case has
been transferred to the Board. See Folsom Ready Mix, Inc., 338
NLRB 1172 fn. 1 (2003). In this case, the issue of employee
interrogation did not come to light until the Hospital’s witnesses
testified at the hearing a few weeks later and were crossed-ex-
amined by the General Counsel. Under the circumstances, there
is no basis to deny the General Counsel’s motion to amend the
complaint to add allegations relating to coercive interrogation.
See Pincus Elevator & Electric Co., 308 NLRB 684, 684–685
(1992), enfd. mem. 998 F.2d 1004 (3d Cir. 1993) (judge abused
her discretion by denying motion during the hearing to add a
Johnnie’s Poultry allegation, as respondent’s counsel introduced
the subject employee statement at trial, the allegation was fully
litigated, and the respondent had therefore suffered no preju-
dice).
In Johnnie’s Poultry Co., the Board held that to safeguard
against the possible coercion that may occur when employees are
questioned about matters involving their Section 7 rights,
the employer must communicate to the employee the purpose
of the questioning, assure
him that no reprisal will take place, and obtain his participation
on a voluntary basis; the
questioning must occur in a context free from employer hostil-
ity to union organization
and must not be itself coercive in nature; and the questions must
not exceed the
necessities of the legitimate purpose by prying into other union
matters, eliciting
information concerning an employee's subjective state of mind,
or otherwise interfering
with the statutory rights of employees.
Three of the employees interviewed—Barnes, Otchere and
Reyes—provided conflicting testimony that they were either not
advised about all of their rights under Johnnie’s Poultry or re-
ceived such advice after the interviews began. However, based
on the credible evidence of the Hospital’s experienced labor at-
torneys, Tammie Rattray and Paul Beshears, I found, in accord-
ance with their custom and practice, that they read all of the wit-
nesses their rights under Johnnie’s Poultry from the preprinted
forms and/or had them read and sign the forms further advising
them of those rights at the outset of those interviews. Further-
more, the forms contained the requisite information – the pur-
pose of the questioning, assured that no reprisal will take place
and obtained the employee’s voluntary participation.
Under the circumstances, I find that the credible evidence
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
34
establishes that the Hospital’s attorneys provided the requisite
assurances under Johnnie’s Poultry. Accordingly, the General
Counsel’s motion to strike the testimony of witnesses called by
the Hospital is denied and that allegation is dismissed.
CONCLUSIONS OF LAW
1. District Hospital Partners, L.P. d/b/a The George Washing-
ton University Hospital, a Limited Partnership, and UHS of
D.C., Inc., General Partner (the Hospital) is an employer en-
gaged in commerce within the meaning of Section 2(2), (6), and
(7) of the Act, and has a been a healthcare institution within the
meaning of Section 2(14) of the Act.
2.
1199 Service Employees International Union, United
Healthcare Workers East, MD/DC Region A/W Service Em-
ployees International Union (the Union) is a labor organization
within the meaning of Section 2(5) of the Act.
3. The following employees constitute a unit appropriate for
the purposes of collective bargaining within the meaning of Sec-
tion 9(b) of the Act:
All regular full-time and regular part-time employees of the
[Hospital] in the Environmental Services, Linen Services, Am-
bulatory Care Center and Food Services Department of George
Washington University Hospital.
4. The Hospital has violated Section 8(a)(5) and (1) of the Act
by bargaining in bad faith during negotiations with no intention
of reaching a successor collective-bargaining agreement by:
(a) Adhering to bargaining proposals that provide the Unit
with fewer rights than afforded to them without a collective-bar-
gaining agreement, such as a restrictive grievance-arbitration
procedure that does not include binding arbitration, a no strike
provision, and an expansive management’s right clause.
(b) Engaging in regressive bargaining such as by proposing
that discharges be subject to the grievance-arbitration procedure,
and then later proposing a grievance procedure that culminates
in non-binding mediation.
(c) Maintaining and adhering to bargaining proposals that de-
lete a longstanding union security provision.
(d) Maintaining and adhering to bargaining proposals that
give Respondent unfettered discretion in employee wages.
(e) Unlawfully withdrawing recognition from the Union on
October 26, 2018 after committing unfair labor practices that are
likely to cause loss of union support among employees.
5. The Hospital further violated Section 8(a)(5) and (1) by:
(a) refusing to bargain with the Union as the exclusive collective
bargaining representative of employees in the aforementioned
bargaining unit on or after October 26, 2018, and (b) unilaterally
implementing changes to employees’ terms and conditions of
employment and refusing to bargain over such changes on No-
vember 1, 2018.
6. The Hospital’s unfair labor practices affect commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
REMEDY
Having found that the Hospital has engaged in certain unfair
labor practices, I shall order it to cease and desist therefrom. Un-
der the circumstances, however, a cease-and-desist order alone
would be inadequate to remedy the Hospital’s withdrawal of
recognition. Accordingly, the Hospital shall be ordered to take
certain affirmative action designed to effectuate the policies of
the Act, including the issuance of an affirmative bargaining or-
der. An affirmative bargaining order is appropriate in these cir-
cumstances due to the Hospital’s prolonged and unlawful failure
and refusal to bargain in good faith with the Union, the extensive
disaffection caused by the Hospital’s surface and regressive bar-
gaining, the compounding of the effect of those actions through
bargaining briefs, and the Hospital’s unilaterally change to unit
employees’ terms and conditions of employment. Lee Lumber
& Bldg. Material Corp. v. NLRB, 117 F.3d 1454, 1462 (D.C. Cir.
1997); Caterair International, 322 NLRB 64, 68 (1996). Those
changes adversely impacted unit employees’ Section 7 rights as
evidenced by the Hospital’s newly acquired and unfettered dis-
cretion to determine unit employees’ wages and the evisceration
of due process provided under the expired CBA relating to the
disciplinary and grievance/arbitration processes.
Having found that the Hospital violated Section 8(a)(5) and
(1) of the Act by failing to bargain in good faith with the Union,
the Hospital shall be ordered to meet at reasonable times and in
good faith with the Union as the exclusive bargaining representa-
tive of its employees in the above described bargaining unit with
respect to wages, hours, and other terms and conditions of em-
ployment and, if an understanding is reached, to embody the un-
derstanding in a written agreement. Due to the Hospital coun-
sel’s refusal to meet more than twice per month during the bad-
faith bargaining period, a bargaining schedule requiring the Hos-
pital to meet and bargain with the Union on a regular and timely
basis is appropriate and would effectuate the purposes of the Act.
See All Seasons Climate Control, Inc., 357 NLRB 718, 718 fn. 2
(2011) (ordering employer to comply with a bargaining schedule
to remedy its unlawful conduct), enfd. 540 Fed. Appx. 484 (6th
Cir. 2013). Upon the Union’s request, the Hospital shall be re-
quired to bargain for a minimum of 15 hours per week, or in the
alternative in accordance with some other schedule to which the
Union agrees. The Hospital shall also be required to submit writ-
ten bargaining progress reports every 15 days to the compliance
officer for Region 5, and to serve copies of those reports on the
Union.
Finally, given the nature of the violations, the prolonged pe-
riod of bad faith bargaining, and the previous practice between
the parties, the Hospital shall be ordered to make the following
employee negotiators whole for any earnings and/or leave lost
while attending bargaining sessions: Cynthia Bey, Pamela
Brooks, Aisha Brown, Marcia Hayes, Sonya Stevens, and Arlene
Smith. Frontier Hotel & Casino, 318 NLRB 857, 857 (1995)
(employees reimbursed for expenses incurred during bargaining
where employer engaged in “egregious and deliberate surface
bargaining”). I decline, however, to issue such an order with re-
spect to the costs of the union representatives in attending two
bargaining sessions per month.
On these findings of fact and conclusions of law and on the
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A THE GEORGE WASHINGTON UNIVERSITY HOSPITAL,
A LIMITED PARTNERSHIP, AND UHS OF D.C., INC., GENERAL PARTNER
35
entire record, I issue the following recommended98
ORDER
The Respondent, District Hospital Partners, L.P. d/b/a The
George Washington University Hospital, a Limited Partnership,
and UHS of D.C., Inc., General Partner, Washington, D.C., its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to bargain in good faith with the Union as the
certified exclusive collective-bargaining representative of em-
ployees in the following appropriate unit:
All regular full-time and regular part-time employees of the
[Hospital] in the Environmental Services, Linen Services, Am-
bulatory Care Center and Food Services Department of George
Washington University Hospital.
(b) Engaging in the following surface, regressive and bad-
faith bargaining with the Union for a successor collective-bar-
gaining agreement:
(1) Adhering to bargaining proposals that provide the unit with
fewer rights than afforded to them without a collective-bargain-
ing agreement, such as a restrictive grievance-arbitration pro-
cedure that does not include binding arbitration, a no strike pro-
vision, and an expansive management’s right clause.
(2) Engaging in regressive bargaining such as by proposing
that discharges be subject to the grievance-arbitration proce-
dure, and then later proposing a grievance procedure that cul-
minates in non-binding mediation.
(3) Maintaining and adhering to bargaining proposals that de-
lete a longstanding union security provision.
(4) Maintaining and adhering to bargaining proposals that give
Respondent unfettered discretion in employee wages.
(5) Unlawfully withdrawing recognition from the Union on
October 26, 2018 after committing unfair labor practices that
are likely to cause loss of union support among employees.
(c) Unilaterally implementing changes to employees’ terms
and conditions of employment without giving the Union an op-
portunity to bargain over such changes in good faith.
(d) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effectu-
ate the policies of the Act.
(a) Recognize, and upon request, bargain with the Union as
the exclusive representative of the employees in the following
appropriate unit concerning terms and conditions of employment
and, if an understanding is reached, embody the understanding
in a signed agreement:
All regular full-time and regular part-time employees of the
98 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended Or-
der shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all purposes.
[Hospital] in the Environmental Services, Linen Services, Am-
bulatory Care Center and Food Services Department of George
Washington University Hospital.
(b) Upon the Union’s request, bargain for a minimum of 15
hours per week, or in the alternative in accordance with some
other schedule to which the Union agrees.
(c) On the Union’s request, rescind any or all of the unilater-
ally implemented changes made in the terms and conditions of
employment of employees since November 1, 2018.
(d) Within 14 days from the Board’s Order, make Cynthia
Bey, Pamela Brooks, Aisha Brown, Marcia Hayes, Sonya Ste-
vens and Arlene Smith whole for any loss of earnings and other
benefits incurred during bargaining.
(e) Within 14 days from the Board’s Order, compensate em-
ployees in the Unit, with interest, for any loss of earnings and
other benefits resulting from the unilateral changes we have
made to their wages, hours, and working conditions since Octo-
ber 26, 2018.
(f) Within 14 days after service by the Region, post copies of
the attached notice marked “Appendix”99 in all places where no-
tices to employees are customarily posted, including but not lim-
ited to the following locations at The George Washington Uni-
versity Hospital located at 900 23rd St N.W., Washington, D.C.
20037: the bulletin boards located in the Linen Services Depart-
ment, the office of the Environmental Services department, and
the kitchen located outside of the cafeteria in the Food Services
department. The notices shall be posted by the Respondent and
maintained for 60 consecutive days. In addition to the physical
posting of paper notices, the notices shall be distributed electron-
ically, such as by email, posted on an intranet or an internet site,
and/or other electronic means, if the Respondent customarily
communicates with its employees by such means. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material.
(g) Submit written bargaining progress reports every 15 days
to the compliance officer for Region 5 and serve copies of those
reports on the Union.
(h) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed insofar
as it alleges violations of the Act not specifically found.
Dated, Washington, D.C. September 4, 2019
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
99 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the National
Labor Relations Board” shall read “Posted Pursuant to a Judgment of the
United States Court of Appeals Enforcing an Order of the National Labor
Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
36
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
1199 Service Employees International Union, United Healthcare
Workers East, MD/DC Region, a/w Service Employees Interna-
tional Union (the Union), is the employees’ representative in
dealing with us regarding wages, hours, and other working con-
ditions of our employees in the following appropriate unit (the
Unit):
All regular full-time and regular part-time employees of the
Employer in the Environmental Services, Linen Services,
Ambulatory Care Center and Food Services Departments of
George Washington University Hospital
WE WILL NOT fail or refuse to bargain in good faith with the
Union as the exclusive collective-bargaining representative of
the Unit.
WE WILL NOT, during negotiations with the Union for a suc-
cessor contract, simultaneously maintain and adhere to bargain-
ing proposals that provide the Unit with fewer rights than af-
forded to them without a collective-bargaining agreement, such
as a restrictive grievance-arbitration procedure that does not in-
clude binding arbitration, a no strike provision, and an expansive
management’s right clause.
WE WILL NOT, during negotiations with the Union for a suc-
cessor contract, simultaneously maintain and adhere to bargain-
ing proposals that delete a longstanding union security provision.
WE WILL NOT, during negotiations with the Union for a suc-
cessor contract, simultaneously maintain and adhere to bargain-
ing proposals that give us unfettered discretion in your wages.
WE WILL NOT, during negotiations with the Union for a suc-
cessor contract, engage in regressive bargaining, such as by pro-
posing that discharges be subject to the grievance-arbitration
procedure, and then later proposing a grievance procedure that
culminates in nonbinding mediation.
WE WILL NOT withdraw recognition from the Union or refuse
to recognize and bargain with the Union as the exclusive collec-
tive-bargaining representative of the Unit.
WE WILL NOT fail or refuse to continue negotiations for a suc-
cessor contract with the Union as the exclusive collective-bar-
gaining representative of the Unit.
WE WILL NOT unilaterally make changes to the terms and con-
ditions of employment of employees in the Unit without first giv-
ing notice to the Union and affording the Union an opportunity
to bargain collectively with respect to such changes.
WE WILL NOT in any like or related manner interfere with your
rights under Section 7 of the Act.
WE WILL recognize and, on request, bargain with the Union as
your representative concerning wages, hours and working con-
ditions. If an agreement is reached with the Union, we will sign
a document containing that agreement.
WE WILL give the Union notice and an opportunity to bargain
over any proposed changes to the wages, hours, and working
conditions of employees in the Unit before putting such changes
into effect.
WE WILL identify and, on the Union's request, rescind any
changes that we have made unilaterally since November 1, 2018
to the wages, hours, and working conditions of employees in the
Unit.
WE WILL compensate employees in the Unit, with interest, for
any loss of earnings and other benefits resulting from the unilat-
eral changes we have made to their wages, hours, and working
conditions since October 26, 2018.
WE WILL pay the following employee bargaining committee
members for any pay and/or leave they lost attending bargaining
sessions: Cynthia Bey; Pamela Brooks; Aisha Brown; Marcia
Hayes; Sonya Stevens; and Arlene Smith.
WE WILL file with the Regional Director for Region 5, within
21 days of the date the amount of backpay is fixed, a report allo-
cating the backpay award to the appropriate calendar year(s).
DISTRICT HOSPITAL PARTNERS, L.P. D/B/A
THE GEORGE WASHINGTON UNIVERSITY
HOSPITAL, A LIMITED PARTNERSHIP, AND
UHSOF D.C.,INC.,GENERALPARTNER
The Administrative Law Judge’s decision can be found at
www.nlrb.gov/case/05-CA-216482 or by using the QR code be-
low. Alternatively, you can obtain a copy of the decision from
the Executive Secretary, National Labor Relations Board, 1015
Half Street, S.E., Washington, D.C. 20570, or by calling (202)
273-1940.