373 NLRB No. 78
SAINT JOSEPH HEALTH SYSTEM, INC. D/B/A CHI SAINT JOSEPH HEALTH - SAINT JOSEPH LONDON
373 NLRB No. 78
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Saint Joseph Health System, Inc. d/b/a Chi Saint Jo-
seph Health—Saint Joseph London and United
Food and Commercial Workers, Local 227.
Case 09–CA–297427
July 26, 2024
DECISION AND ORDER
BY MEMBERS KAPLAN, PROUTY, AND WILCOX
On September 28, 2023, Administrative Law Judge
Renée D. McKinney issued the attached decision. The
Respondent filed exceptions and a supporting brief, and
the General Counsel filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order as modified and set
forth in full below.2
1 There are no exceptions to the judge’s dismissal of allegations that
the Respondent violated Sec. 8(a)(5) and (1) by making unilateral
changes to pay, work schedules, medical benefits, and other unknown
terms and conditions of employment.
2 We have amended the judge’s conclusions of law to reflect the fact
that the unfair labor practice occurred on June 10, 2022, when the Re-
spondent refused the Charging Party’s request to bargain, rather than on
June 9, 2022, when the Charging Party made the request. We shall
modify the judge’s recommended Order in accordance with our deci-
sions in Paragon Systems, Inc., 371 NLRB No. 104 (2022), and Excel
Container, Inc., 325 NLRB 17 (1997). We shall substitute a new notice
to conform to the Order as modified and the Board’s standard remedial
language.
Member Prouty would order the notice-reading remedy requested by
the General Counsel in the complaint. See CP Anchorage Hotel 2 d/b/a
Hilton Anchorage, 371 NLRB No. 151, slip op. at 9–15 (2022) (Mem-
ber Prouty, concurring) (urging the Board to adopt a reading of the
notice aloud and distribution to employees at a group meeting as a
standard remedy for unfair labor practices because “[h]aving the notice
to employees read aloud to them in a group meeting, with a copy in
hand to follow along if they choose, is a superior means of disseminat-
ing and amplifying the Board’s message to maximize the extent to
which employees hear and comprehend it.”), enfd. 98 F.4th 314 (D.C.
Cir. 2024). Member Prouty also finds notice reading fully warranted in
this case considering the nature of the Respondent’s violation. The
Respondent failed and refused to recognize and bargain with the Charg-
ing Party who, up until the Respondent assumed operations, represent-
ed every single food service employee later hired by the Respondent.
Accordingly, the Respondent’s conduct was “serious and widespread,”
as it denied every employee the representation they selected just 3 years
prior. See Homer D. Bronson, 349 NLRB 512, 515 (2007) (citing
Federated Logistics & Operations, 340 NLRB 255, 258 (2003), enfd.
400 F.3d 920, 929–930 (D.C. Cir. 2005)), enfd. mem. 273 Fed.Appx.
32 (2d Cir. 2008). He believes that a public reading of the notice is
necessary to “dissipate as much as possible any lingering effects” of the
The judge found that the Respondent is a Burns3 suc-
cessor that violated Section 8(a)(5) and (1) by failing and
refusing to recognize and bargain collectively with the
Charging Party, on request, after the Respondent took
over the food-service department from predecessor So-
dexo. In its exceptions, the Respondent argues that the
judge improperly concluded that it became a Burns suc-
cessor to Sodexo. Specifically, the Respondent argues
that the historical food-service bargaining unit is no
longer an appropriate unit because it does not conform to
any of the units deemed appropriate under the Board’s
Health Care Rule (Rule).4 The Respondent argues that,
even in the absence of the Rule, the Board should apply
the disparity of interest test articulated in St. Francis
Hospital, 271 NLRB 948 (1984) (St. Francis Hospital
II), remanded by Electrical Workers, Local Union No.
474, AFL–CIO, 814 F.2d 697 (D.C. Cir. 1987), to find
that the unit of food-service employees is no longer an
appropriate unit for bargaining. For the reasons stated in
the judge’s decision and below, we find no merit to the
Respondent’s exceptions. We adopt the judge’s finding
that the Respondent violated Section 8(a)(5) and (1) by
failing to recognize and bargain with the Charging Party.
FACTUAL BACKGROUND
The Respondent operates an acute-care facility in Lon-
don, Kentucky, and performed its own food service be-
tween 2010 and 2014. In 2014, the Respondent out-
sourced food service to Sodexo. On August 8, 2019, the
Charging Party was certified to represent Sodexo’s 25 to
30 food-service employees at the Respondent’s facility.
On December 12, 2019, Sodexo and the Charging Party
entered into a collective-bargaining agreement, effective
December 13, 2019, to December 12, 2022. On October
29, 2021, the unit ratified a memorandum of understand-
ing that, among other things, extended the agreement for
an additional year.
On or about March 9, 2022,5 a Sodexo supervisor ad-
vised the Charging Party that the Respondent was not
renewing its contract with Sodexo and that the Respond-
ent would provide its own food service going forward.
On June 7, the Respondent assumed control of food ser-
vices from Sodexo and employed approximately 15 to 18
employees, all of whom were formerly Sodexo employ-
ees. On June 9, the Charging Party emailed the Re-
spondent asserting majority status and demanding that
Respondent’s unfair labor practice and allow the employees, who have
been without representation for almost 2 years, to fully perceive that the
Respondent is bound by the requirements of the Act.
3 NLRB v. Burns International Security Services, Inc., 406 U.S. 272
(1972).
4 Sec. 103.30(a) of the Board’s Rules and Regulations.
5 All dates are in 2022 unless otherwise noted.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
the Respondent recognize the Charging Party. On June
10, the Respondent replied, refusing to recognize the
Charging Party.
DISCUSSION
Under NLRB v. Burns International Security Services,
supra, and its progeny, an employer that acquires its pre-
decessor’s operations succeeds to the predecessor’s col-
lective-bargaining obligations and is required to recog-
nize and bargain with a union representing the predeces-
sor’s employees when: (1) there is a substantial continui-
ty of operations after the takeover; (2) a majority of the
successor’s employees at the acquired facility were for-
mer predecessor employees; and (3) a majority of the
new employer’s workforce in a unit remains appropriate
for collective bargaining under the successor’s opera-
tions. See Fall River Dyeing & Finishing Corp. v.
NLRB, 482 U.S. 27, 41–43 (1987); Van Lear Equipment,
Inc., 336 NLRB 1059, 1063 (2001).
The first two requirements are not in dispute. The Re-
spondent’s exceptions to the judge’s decision focus only
on whether the unit remains appropriate for collective
bargaining under its operations. The Respondent argues
that, under the Rule, the unit is no longer an appropriate
unit because the Respondent is an acute-care facility, and
the unit of food-service employees does not conform to
any of the eight enumerated units found appropriate in
the Rule.
We initially note that the judge properly found that the
Rule, which sets forth the specific units appropriate “for
petitions filed pursuant to Section 9(c)(1)(A)(i) or
9(c)(1)(B) of the [Act],” does not apply to cases, like this
one, where no such petition has been filed. See Patholo-
gy Institute, 320 NLRB 1050, 1050 (1996), enfd. 116
F.3d 482 (9th Cir. 1997), cert. denied 522 U.S. 1028
(1997). In the alternative, even assuming the Rule ap-
plies in unfair labor practice cases, we agree with the
judge that the historically appropriate unit is an “existing
non-conforming unit” within the meaning of Section
103.30(a).6 The question, therefore, is whether the unit
6 The Respondent’s claim that the existing non-conforming unit ex-
ception covers only bargaining units in existence before the Rule’s
effective date is inconsistent with the structure of the Rule as a whole
and belied by the regulatory history. In this regard, the Rule contem-
plates the certification of non-conforming units, see, e.g., Sec.
103.30(d) of the Board’s Rules and Regulations (authorizing regional
directors to “approv[e] stipulations not in accordance with paragraph
(a), as long as the stipulations are otherwise acceptable”), and it would
be anomalous to treat non-conforming units created pursuant to the
Rule differently than nonconforming units predating the Rule. Indeed,
during the rulemaking process, the Board explained that it would treat
non-conforming units created by stipulation the same as any other non-
conforming unit (including those predating the Rule’s enactment).
Compare Collective-Bargaining Units in the Health Care Industry
(Second Notice of Proposed Rulemaking), 53 Fed. Reg. 33,900, 33,932
remains appropriate under traditional representation prin-
ciples. See Pathology Institute, supra at 1051. We agree
with the judge that it does.7
Citing cases where the Board has applied the existing
nonconforming unit exception in an acute-care facility,
the judge found that “the animating public policy princi-
ple repeatedly articulated by the Board is that ‘it was not
the intent of the Rule to require the abandonment of, and
replacement of, existing historical units with units that
specifically conform to those set forth in the Rule.’” See
St. Mary’s Duluth Clinic, 332 NLRB 1419, 1421 (2000)
(citing Kaiser Foundation Hospital, 312 NLRB 933,
934–935 (1993); Crittenton Hospital, 328 NLRB 879,
879 (1999)). The judge concluded that, respecting the
Board’s longstanding policy of according great deference
to collective-bargaining history and promoting labor sta-
bility, the existing non-conforming unit of food-service
employees at Respondent’s London facility remained an
appropriate unit.
In affirming the judge, we emphasize that this is a suc-
cessorship case, not a representation case.8 Under tradi-
tional representation principles applied to successorship
cases, the Board accords deference to the historical unit,
as “a mere change in ownership should not uproot bar-
gaining units that have enjoyed a history of collective
bargaining unless the units no longer conform reasonably
well to other standards of appropriateness.” Stein, Inc.,
369 NLRB No. 10, slip op. at 20 (2020) (citing Cadillac
Asphalt Paving Co., 349 NLRB 6, 9 (2007); Indianapolis
Mack Sales & Service, 288 NLRB 1123, 1123 fn. 5
(1988)); see also Trident Seafoods, Inc., 318 NLRB 738,
738 (1995), enfd. 101 F.3d 111 (D.C. Cir. 1996). The
(proposed Sept. 1, 1988), reproduced in Collective-Bargaining Units in
the Health Care Industry (Federal Register Rulemaking Publications,
1987–1989), 284 NLRB 1515, 1573 (1987) (“To the extent a stipula-
tion may later result in the creation of a residual group of unrepresented
employees, the Board will address their representation concerns as it
would those of other groups of residual employees present in partially
organized acute care hospitals—on a case-by-case basis applying the
rules insofar as practicable.”), with Sec. 103.30(c) of the Board’s Rules
and Regulations (“Where there are existing non-conforming units in
acute care hospitals, and a petition for additional units is filed pursuant
to sec. 9(c)(1)(A)(i) or 9(c)(1)(B) [of the Act], the Board shall find
appropriate only units which comport, insofar as practicable, with the
appropriate unit set forth in paragraph (a) of this section.”).
7 Member Kaplan agrees with his colleagues that the judge correctly
found that the Respondent is a Burns successor and that the Rule is not
applicable here. Given those unanimous findings and given that the
Respondent is maintaining the preexisting bargaining unit in its entire-
ty, he does not believe that there is any question that the bargaining unit
remains an appropriate unit.
8 We affirm the judge’s rejection of the disparity of interest test set
forth in St. Francis Hospital II, supra, as that test has been superseded
by the Rule. In any event, even before promulgation of the Rule, the
test was applied only in representation cases, not in successorship cases
such as this one.
SAINT JOSEPH HEALTH SYSTEM, INC.
3
party challenging a historical unit bears the burden of
showing that the unit is no longer appropriate. The evi-
dentiary burden is a heavy one that can be met by show-
ing that a historical unit is “repugnant to Board policy”;
that “compelling circumstances” are present that “over-
come the significance of bargaining history”; that the
unit is “so constituted as to hamper employees in fully
exercising rights guaranteed by the Act”; or that the his-
torical units no longer “conform reasonably well to other
standards of appropriateness.” Trident Seafoods, Inc. v.
NLRB, supra at 118 (and cases cited therein); see also
Ready Mix USA, Inc., 340 NLRB 946 (2003); Deferiet
Paper Co. v. NLRB, 235 F.3d 581, 584 (D.C. Cir. 2000);
Banknote Corp. of America, 315 NLRB 1041 (1994),
enfd. 84 F.3d 637 (2d Cir. 1996), cert. denied 519 U.S.
1109 (1997). We find that the Respondent did not make
this showing and thus failed to meet its heavy burden of
demonstrating that the unit of food-service employees is
no longer appropriate. Accordingly, having found that
the Charging Party made a timely request that the Re-
spondent recognize and bargain over an appropriate unit
on June 9, and that the Respondent declined to do so on
June 10, we affirm the judge’s finding that the Respond-
ent unlawfully failed and refused to recognize and bar-
gain with the Charging Party upon request and, therefore,
violated Section 8(a)(5) and (1).
AMENDED CONCLUSIONS OF LAW
Substitute the following for Conclusion of Law 5:
“The Respondent violated Section 8(a)(5) and (1) of
the Act by, on or about June 10, 2022, failing and refus-
ing to recognize the Charging Party as the exclusive col-
lective-bargaining representative of the above Unit.”
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Saint Joseph Health System,
Inc. d/b/a CHI Saint Joseph Health—Saint Joseph Lon-
don, London, Kentucky, its officers, agents, successors,
and assigns, shall
1. Cease and desist from
(a) Failing and refusing to recognize and bargain with
United Food and Commercial Workers, Local 227 (the
Union) as the exclusive collective-bargaining representa-
tive of the employees in the bargaining unit.
(b) In any like or related manner, interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed in Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request, bargain with the Union as the exclu-
sive collective-bargaining representative of the employ-
ees in the following appropriate unit concerning terms
and conditions of employment and, if an understanding is
reached, embody the understanding in a signed agree-
ment:
All full-time and regular part-time food service em-
ployees, employed in the food service operation at
Saint Joseph London Hospital, 1001 Saint Joseph Lane,
London, Kentucky; but excluding all other employees,
confidential employees, office clerical employees, tem-
porary employees, and all professional employees,
guards and supervisors as defined in the Act.
(b) Post at its facility in London, Kentucky, copies of
the attached notice marked “Appendix.”9 Copies of the
notice, on forms provided by the Regional Director for
Region 9, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
places including all places where notices to employees
are customarily posted. In addition to physical posting of
paper notices, notices shall be distributed electronically,
such as by email, posting on an intranet or an internet
site, or other electronic means, if the Respondent cus-
tomarily communicates with its employees by such
means. Reasonable steps shall be taken by the Respond-
ent to ensure that the notices are not altered, defaced, or
covered by any other material. If the Respondent has
gone out of business or closed the facility involved in
these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all cur-
rent employees and former employees employed by the
Respondent at any time since June 10, 2022.
(b) Within 21 days after service by the Region, file
with the Regional Director of Region 9 a sworn certifica-
tion of a responsible official on a form provided by the
9 If the facility involved in these proceedings is open and staffed by
a substantial complement of employees, the notice must be posted
within 14 days after service by the Region. If the facility involved in
these proceedings is closed or not staffed by a substantial complement
of employees due to the Coronavirus Disease 2019 (COVID-19) pan-
demic, the notice must be posted within 14 days after the facility reo-
pens and a substantial complement of employees have returned to
work. If, while closed or not staffed by a substantial complement of
employees due to the pandemic, the Respondent is communicating with
its employees by electronic means, the notice must also be posted by
such electronic means within 14 days after service by the Region. If
the notice to be physically posted was posted electronically more than
60 days before physical posting of the notice, the notice shall state at
the bottom that “This notice is the same notice previously [sent or
posted] electronically on [date].” If this Order is enforced by a judg-
ment of a United States court of appeals, the words in the notice read-
ing “Posted by Order of the National Labor Relations Board” shall read
“Posted Pursuant to a Judgment of the United States Court of Appeals
Enforcing an Order of the National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
Region attesting to the steps that the Respondent has
taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
Dated, Washington, D.C. July 26, 2024
______________________________________
Marvin E. Kaplan, Member
________________________________________
David M. Prouty, Member
________________________________________
Gwynne A. Wilcox, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT fail and refuse to recognize and bargain
with United Food and Commercial Workers, Local 227
(the Union) as the exclusive collective-bargaining repre-
sentative of our employees in the bargaining unit.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL, on request, bargain with the Union as the
exclusive collective-bargaining representative of our
employees in the following appropriate unit concerning
terms and conditions of employment and, if an under-
standing is reached, embody the understanding in a
signed agreement:
All full-time and regular part-time food service em-
ployees, employed in the food service operation at
Saint Joseph London Hospital, 1001 Saint Joseph Lane,
London, Kentucky; but excluding all other employees,
confidential employees, office clerical employees, tem-
porary employees, and all professional employees,
guards and supervisors as defined in the Act.
The
Board’s
decision
can
be
found
at
https://www.nlrb.gov/case/09-CA-297427 or by using
the QR code below. Alternatively, you can obtain a copy
of the decision from the Executive Secretary, National
Labor Relations Board, 1015 Half Street S.E., Washing-
ton, D.C. 20570, or by calling (202) 273-1940.
Shay Chandler and Jamie Ireland, for the General Counsel.
Jon Bierman and Sarah Robertson, for the Respondent.
Joe Torres, for the Charging Party.
DECISION
STATEMENT OF THE CASE
RENÉE D. MCKINNEY, Administrative Law Judge. This case
was tried1 in London, Kentucky, on July 25, 2023. United Food
and Commercial Workers, Local 227 (Charging Party) filed the
first amended charge on March 6, 2023,2 and the General
Counsel issued the complaint on March 27, 2023.3
The complaint alleges that Respondent Saint Joseph Health
System, Inc. d/b/a CHI Saint Joseph Health—Saint Joseph
London is a successor employer to Sodexo, with whom Charg-
ing Party had a collective-bargaining agreement in effect, cov-
ering a bargaining unit consisting of food service workers who
worked at Respondent’s facility (the Unit). The complaint also
alleges that Respondent violated Section 8(a)(5) of the National
1
The transcripts and exhibits in this case generally are accurate.
During my review of the record, however, I identified transcript correc-
tions that are warranted:
Page 1—“Fiscal Courtroom” is corrected to “Community Room”;
Page 100, line 22—“USCW 227” is corrected to “UFCW 227”;
Page 109, line 21—“retired” is corrected to “rehired”;
Page 206, line 5—“By Ms. Ireland” is corrected to “By Mr. Bier-
man”.
2 All dates are in 2022 unless otherwise indicated.
3 At hearing, counsel for the General Counsel moved to amend par.
5(c) of the complaint to state that since about June 7, [2022], based on
the facts described in pars, 2(a), 2(b), and 5(b), the Union has been the
designated exclusive collective-bargaining representative of the Unit.
(Tr. 10.) Respondent denied the amended paragraph. (Tr. 10.) I inad-
vertently did not rule on the motion but hereby grant it.
SAINT JOSEPH HEALTH SYSTEM, INC.
5
Labor Relations Act (the Act) by (1) about June 7, making
unilateral changes to the pay, work schedules, medical benefits
and other, unknown, terms and conditions of employment of
the Unit and (2) failing and refusing to recognize the Charging
Party as the 9(a) representative of the Unit. On April 10, 2023,
Respondent filed its answer to the complaint. Respondent ad-
mitted in part and denied in part the essential allegations of the
complaint. After the conclusion of the trial, Respondent and the
General Counsel filed briefs.
Based on the entire record, including my observation of the
demeanor of the witnesses, and after considering the briefs filed
by the General Counsel and Respondent, I make the following:
FINDINGS OF FACT
I. JURISDICTION
Respondent is a corporation with an office and place of busi-
ness in London, Kentucky, where it has been engaged in the
business of operating an acute care hospital. In conducting its
operations during the 12-month period ending February 1,
2023, Respondent derived gross revenues in excess of $250,000
and purchased and received goods valued at more than $5000
from points outside the Commonwealth of Kentucky. Re-
spondent admits, and I find, that it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act and that Charging Party is a labor organization within
the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
Respondent opened its London facility in 2010. Prior to
2014, Respondent directly employed food service workers to
staff its kitchen, cafeteria, and to provide meals onsite to pa-
tients, their families, staff, and guests. (Tr. 64, 83, 99–100.)4
From about 2014 to June 6, 2022, food and nutrition services
were provided to these Respondent constituencies by Sodexo,
which employed the food service workers assigned to Re-
spondent’s London facility. (Tr. 82; GC Exh.4.)
On July 31, 2019, Charging Party was certified as the collec-
tive-bargaining representative for the full-time and regular part-
time food service employees of SDH Services East, LLC, a
subsidiary of Sodexo, Inc.,5 working at Respondent’s London
4 I use the following abbreviations in this decision: “Tr.” for tran-
script; “GC Exh.” for General Counsel exhibit; “R. Exh.” for Respond-
ent exhibit; “GC Br.” for the General Counsel’s brief; and “R. Br.” for
the Respondent’s brief. Although I have included citations to the record
to highlight particular testimony or evidence, my findings and conclu-
sions are based not solely on the evidence specifically cited but rather
are based my review and consideration of the entire record, including
the demeanor of the witnesses. I have also considered the relevant
factors in making my credibility findings which includes: “the weight
of the respective evidence, established or admitted facts, inherent prob-
abilities, and ‘reasonable inferences that may be drawn from the record
as a whole.’” Daikichi Corp., 335 NLRB 622, 623 (2001) (quoting
Shen Automotive Dealership Group, 321 NLRB 586, 589 (1996), enfd.
56 Fed. Appx. 516 (D.C. Cir. 2003)).
5 Witnesses and the parties referred to entities Sodexo Operations,
LLC, SDH Services East, LLC, and Sodexo, Inc. simply as “Sodexo”;
therefore, I do the same in this decision going forward. Similarly, the
General Counsel’s witnesses made little distinction between Respond-
facility (Tr. 77–78; GC Exh. 11.) Sodexo and Charging Party
entered into a collective-bargaining agreement, effective De-
cember 13, 2019, to December 12, 2022. (Tr. 78; GC Exh. 12.)
The Unit ratified this agreement on December 12, 2019. (Tr.
78.)
Prior to the expiration of the collective-bargaining agree-
ment, about September 2021, Sodexo requested to bargain with
Charging Party over a vaccine mandate, wage increases, and a
potential extension of the contract. (Tr. 78–79.) On October 8,
2021, those parties reached a Memorandum of Understanding
(MOU) extending the collective-bargaining agreement’s dura-
tion until December 12, 2023, and providing for wage increases
to take effect on September 24, 2021, in lieu of the wage in-
crease scheduled for December 13, 2021, to employees in the
following food service job classifications: cook, dietetic clerk,
host-hostess, utility worker, grill cook/cashier, food service
worker, lead, cook-senior. (Tr. 81; GC Exh. 13.) The Unit rati-
fied the MOU on October 29, 2021. (Tr. 79.)
B. Charging Party and the Food Service Employees Learn that
Respondent’s Contract with Sodexo is being Terminated and
Respondent Will Become Their Employer; the Food Service
Employees Apply for Work with Respondent
In early 2022, cook-senior and Chief Union Steward Bran-
don Partin began hearing rumors that Sodexo would no longer
be his employer and Respondent would be taking over. (Tr.
103.) About February or March 2022, in an apparently sponta-
neous discussion prompted by employee questions, manager
Joe Higgins informed Partin and other employees that Sodexo
was going out and Respondent was taking over. (Tr. 103, 114,
145.) At the time, Higgins managed food service at Respond-
ent’s London and Berea, Kentucky facilities and was employed
by Sodexo.6 (Tr. 32, 101.) Higgins informed the employees
that they would all need to reapply for employment with Re-
spondent. (Tr. 103, 104, 146.) Higgins did not tell the employ-
ees that everyone would be rehired. (Tr. 146.) Higgins told the
employees that benefits might change; he was uncertain—and
there would probably be cuts. (Tr. 103, 147.) Higgins did not
convey any information to the employees about what their new
benefits would be. (Tr. 103.)
About March 9, 2022, the Charging Party’s Area Repre-
sentative Marty Larkin spoke to a Sodexo human resources
representative, Mark Combs, who informed him that Respond-
ent would not be renewing its contract with Sodexo. (Tr. 91,
92.) Combs informed Larkin that the food service employees
would be staying on at the hospital. (Tr. 93.) Thereafter, Larkin
ent and related entities CHI (“Catholic Health Initiatives.” (Tr. 60.))
and CommonSpirit. Yet, no party has raised the issues of single or joint
employer status and I am making no finding as to whether Com-
monSpirit Health, CHI, and Respondent are single or joint employers. I
refer to the three entities separately, by name, in this decision—not
collectively.
6 The complaint does not allege that Higgins or Sodexo Human Re-
sources Representative Mark Combs were agents of Respondent. Fur-
ther, at hearing, Respondent’s counsel specifically declined to stipulate
that Higgins was an agent of Respondent. (Tr. 32.) Counsel for the
General Counsel’s brief does not argue that either Sodexo representa-
tive was an agent of Respondent.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
made several telephone calls to Respondent’s Director of Hu-
man Resources Operations, Sandra Turqueza (an admitted
2(11) supervisor and 2(13) agent) and to John Yanes, Respond-
ent’s President. (Tr. 30, 94; GC Exh. 1(i), GC Exh. 5(a).) The
record does not reflect the dates of those telephone calls, but
Larkin did not receive return calls from either official. (Tr. 94.)
About early March, Area Representative Larkin informed his
boss, Secretary-Treasurer Paul Whitely, what he had learned
regarding Sodexo’s loss of the contract at Respondent’s facility
and Respondent’s plan to handle food service with its own
workforce. (Tr. 83–84.) Whitely called Combs, who confirmed.
(Tr. 84.) Combs told Whitely that Respondent would employ
the food service workers beginning about early June, but he
was unsure of the precise time. (Tr. 84.) Whitely did not con-
tact Respondent at that time. (Tr. 85.)
At some point—it is not clear when from testimony—
Sodexo’s manager Higgins conveyed to Partin a deadline for
applying to work for Respondent. (Tr. 104.) Higgins also stat-
ed that if the employees did not apply by the deadline, they
probably would not be considered for a job. (Tr. 104.) The
record does not disclose the deadline Higgins imparted.
The record does not disclose how Partin knew to apply
online for work with Respondent but on April 22, Partin ap-
plied online to work for Respondent for a Cook position. (Tr.
104; GC Exh. 2.) Partin was not interviewed for a position but
received a telephone call “one day” from Senior Recruiter
Amanda Scarbrough (an admitted 2(11) supervisor and 2(13)
agent) when he was in his supervisor, Michael Gilley’s, office.
(Tr. 104; GC Exh. 1(i).) Partin took the call on his speaker-
phone. (Tr. 104.) Scarbrough offered Partin a job as a cook and
told him how much money he would make based on his years
of experience. (Tr. 104.) Partin orally accepted the offer. (Tr.
104.) On May 5, Scarbrough sent Partin an email message set-
ting his start date as June 7 and directing him to click a link in
the email “to access the details of your offer, including start
date, compensation, benefits, and the conditions of your antici-
pated employment.” (Tr. 105–106; GC Exh. 7.) Partin clicked
on the link and was presented with a letter dated May 5 with
terms and conditions of employment that will be detailed be-
low. (Tr. 106; GC Exh. 9.) Following this first e-mail, Partin
received others from Scarbrough—none of which emails were
offered into evidence—regarding pre-employment screening
for drugs, a physical, a background check, and the like. (Tr.
107.) Partin completed the requisite preemployment steps. (Tr.
107.)
The letter that Partin received on May 5 at the email link
from Senior Recruiter Scarbrough set forth his start date, hourly
pay rate, that he would be entitled to the standard employee
benefits beginning on the first day of the month following his
first full 30 days of employment, and employment was being
offered on an at-will basis. (GC Exh. 8.) Partin digitally signed
his acceptance on May 5 at 8:21:06 PM CDT. (GC Exh. 8.)
The Sodexo food service bargaining unit consisted of 25–30
employees; either 15 or 18 of them were subsequently em-
ployed by Respondent as of June 7; they all received similar
letters.7 (Tr. 33, 46–47, 101; GC Exh. 3, GC Exh. 8.) The food
service employees participated in a Zoom orientation after their
first day of work. (Tr. 61–62, 116.) They were also required to
complete a suite of training modules online. (Tr. 62–63; GC
Exh. 10).
C. The Food Service Employees’ Old and New Terms and
Conditions of Employment
1. Terms and Conditions of Employment under Sodexo
Sodexo’s food service employees provided the services at
Respondent’s London facility outlined in the agreement be-
tween Sodexo and CHI, including the preparation and delivery
of meals to patients; preparation and service of meals in Re-
spondent’s cafeteria, in-house catering; and related functions
such as picking up trays and dishes from patient rooms, dish-
washing; cleaning the kitchen; and taking out the trash from
these areas. (Tr. 124, 130, 131, 132, 134, 135; GC Exh. 4.)
The Sodexo food service employees’ hours of work varied—
some worked 12-hour shifts, some worked 8-hour shifts, and
some, apparently, worked variable hours. Employee Partin’s
testimony on this point used both informal titles describing job
duties and formal job classifications, which was, frankly, con-
fusing. From this testimony, however, I gleaned that under
Sodexo, Partin’s hours as “homestyle” cook8 were both 5:30
a.m.—2 p.m. and 6 a.m.—2:30 p.m., Monday—Friday. (Tr.
114, 128.) In addition, Partin testified that the dietetic clerks
worked Monday—Friday, 6 a.m.—2:30 p.m. (Tr. 122.); patient
cooks worked Sunday—Wednesday at Noon and Wednesday at
Noon to Sunday (Tr. 117); and the dishwasher or utility worker
worked either 6:30 a.m.—7 p.m. or 7 a.m.—7:30 p.m. (Tr. 124,
125.). Partin testified that the hosts/hostesses worked 12-hour
shifts—“probably” 7 a.m. to 7:30 p.m. (Tr. 123.) The retail
cooks, to whom Partin also referred as grill cooks and cashiers,
worked 6 a.m.—2:30 p.m. and a second crew started at 11 a.m.
(Tr. 125.) The end time of the retail cooks’ second shift was not
elicited. Yet, Partin testified that the retail cooks worked an 8-
hour shift. (Tr. 125.) Partin also testified that there were leads,
whose hours he did not recall but who worked until closing (Tr.
126, 127.), and food service workers whose hours varied and
were usually college kids or floaters. (Tr. 126.)
Under the contract extension and wage increase MOU
agreed to by Charging Party and Sodexo, the following pay
rates applied, effective September 24, 2021:
7 Charging Party Secretary-Treasurer Whitely testified that 13 So-
dexo employees were hired by Respondent (Tr. 88.) and employee
Partin testified that the number was 15 (Tr. 101.). Documentary evi-
dence and Director Turqueza’ s testimony (Tr. 46–47; GC Exh.3, GC
Exh. 9.) leads me to conclude that the correct number is 15 or 18—
depending on whether Respondent’s job classifications of clinical dieti-
cian and clinical dietician lead, whose incumbents are listed as non-
exempt employees previously employed by Sodexo in GC Exh. 3, are
performing the same work that Unit employees performed under So-
dexo. The record does not address this issue directly.
8 Partin also referred to himself as a retail cook. (Tr. 117.)
SAINT JOSEPH HEALTH SYSTEM, INC.
7
Job Classification
Pay per
Hour
Cook
$16.00
Dietetic Clerk
$16.00
Host/Hostess
$15.25
Utility Worker
$15.00
Grill Cook/Cashier
$15.50
Food Service Worker
$15.00
Lead
$16.50
Cook—Senior
$17.50
(GC Exh. 13.)
The main record evidence of Sodexo’s employee benefits
and employment policies is contained in the collective-
bargaining agreement. (GC Exh. 12.) Article 27 of the Sodexo
collective-bargaining agreement provides that unit members
were eligible for the Standard Benefits Plan. (GC Exh.12.) No
details about that plan’s provisions or rates are set forth. There
was no evidence entered into the record about the food service
employees’ medical benefits under Sodexo except employee
Partin’s testimony that his medical benefits are “still” provided
by Anthem Blue Cross. (Tr. 141–142.)
When taking unscheduled time off work, Sodexo’s food ser-
vice employees “called in” to dietetic clerk Margie Rednour,
who staffed the food service call center used by patients and
their family members to request meals. (Tr. 139.) There was no
evidence offered as to how the food service employees’ work-
ing time was recorded under Sodexo.
Michael Gilley supervised the food service employees as-
signed to Respondent’s London facility under Sodexo. (Tr. 45,
104, 213.) Gilley was supported by a shift manager and an area
general manager, as well. (Tr. 213.) Joe Higgins was food ser-
vice manager at Respondent’s London facility. (Tr. 32.) Both
Gilley and Higgins were employed by Sodexo prior to June 7.
(Tr. 32, 213.)
2. Terms and Conditions of Employment under Respondent
As of the date of hearing, excluding 2(11) supervisor Gilley,
the following 23 food service employees had been hired9 by
Respondent at its London facility:
Name
Start Date
Previously Em-
ployed by Sodexo
1
Benge, Rhonda
7/25/2022
No
2
Colwell, Ellen C.
6/7/2022
Yes
3
Craft. Misty G.
6/7/2022
Yes
4
Creech, Regina R.
6/7/2022
Yes
5
Goforth, Kiara I.
6/7/2022
Yes
6
Hail, Alisha M.
6/7/2022
Yes
7
Hanagan, Edward
L.
6/7/2022
Yes
8
Hazelwood, Owen
C.
5/15/2023
No
9
Heller, Edith
6/7/2022
Yes
10
Hinkle, Melinda
6/7/2022
Yes
9
Employees Benge, Creech, Rogers, Amanda Smith, and Woods
were no longer employed with Respondent as of the date of hearing.
11
Lefler, Sarah
6/7/2022
Yes
12
Mathes, Geneva
N.
6/7/2022
Yes
13
Miracle, Tammy
A.
6/7/2022
Yes
14
Morris, Ryan
6/7/2022
Yes
15
Partin, Brandon L.
6/7/2022
Yes
16
Ramirez, Zuan G.
6/7/2022
Yes
17
Rednour, Margie
J.
6/7/2022
Yes
18
Robinson, Hannah
G.
6/26/2022
No
19
Rogers, Tammy L.
6/7/2022
Yes
20
Smith, Amanda M.
6/7/2022
Yes
21
Smith, Sebastian J.
6/26/2022
No
22
Vanover, Veronica
M.
6/26/2022
No
23
Woods, Shelby G.
6/7/2022
Yes
(GC Exh. 2, GC Exh. 3.)
Thus, all food service employees hired by Respondent when
it began food service operations on June 7 had previously
worked for Sodexo. (Tr. 47–48, 110–112; GC Exh. 2, GC Exh.
3.) I note that although HR Manager Turqueza stated that Re-
spondent did not seek employees other than those who formerly
worked for Sodexo from March through June 2022, she also
testified repeatedly that only the employees so designated on
Respondent’s food service employee roster, which is GC Exh.
3, had previously worked for Sodexo. (Tr. 41, 46–47.) There-
fore, although their applications are not reflected in GC Exh.2,
which Turqueza testified comprised the job applications Re-
spondent received for its food service employees in 2022, Rob-
inson, Sebastian J. Smith, and Vanover all began working for
Respondent during that period of time—and did not previously
work for Sodexo. (GC Exh. 3.)
On their first day of work, June 7, Dr. Deisell Martinez told
these employees that their years of service would be honored.
(Tr. 115.) For the former Sodexo employees who had previous-
ly been employed by Respondent prior to CHI entering the
2014 food service agreement with Sodexo—this could be a
matter of many years’ differences. Partin had a 2010 original
start date with Respondent. (Tr. 115, GC Exh. 3.)
When Respondent resumed food service using its own em-
ployees on June 7, according to employee Partin, it was using a
“model” to staff and schedule its kitchen, cafeteria, and provide
food service. (Tr. 33, 139.) This “model” was developed by Dr.
Deisell Martinez.10 (Tr. 139.) Respondent’s “model” provided
for leaner staffing and fewer food-related services than under
Sodexo. (Tr. 141.) For example, certain job classifications, such
as the utility worker, were eliminated. (Tr. 125.) Respondent
hired its food service employees into different classifications
than had existed under Sodexo. The new classifications are
10 Director Turqueza testified that Dr. Martinez’ title is vice-
president of nutritional services, but Turqueza did not know what entity
Dr. Martinez works for. (Tr. 33.) Dr. Martinez’ name does not appear
on the organization charts in evidence for either Respondent’s facility
or CommonSpirit. (GC Exh. 5(a-b).)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
cook, nutrition assistant I, and nutrition assistant II. (GC Exh.
3; GC Exh. 5(a).) The loss of food service employees meant
that the remaining employees perform the duties of job classifi-
cations that no longer existed, such as expediters (who stage
patient trays for delivery) and the utility techs. (Tr. 117–118.)
In addition, concomitant with the more limited hours for the
cafeteria, which closed at 7 p.m. under Sodexo but closes at 2
p.m. now, there are fewer cooks and cashiers. (Tr. 117–118.)
There are also fewer tray passers. (Tr. 124.) Employees have to
all pitch in and do whatever tasks are necessary when col-
leagues are absent. (Tr. 118.)
Employee Partin testified that although there is no backup
plan if someone calls in, the work the food service employees
were doing remained the same. (Tr. 140.) Therefore, the food
service employees still prepare food for patients, their families,
staff, and the public; they still staff the call center; they still
deliver trays to patient rooms and pick those trays up; they still
wash the dishes, take out the trash and staff the cafeteria—
albeit with the more limited hours for the cafeteria and with the
addition of self-serve kiosks and more vending machines. (Tr.
123, 125–126, 130, 132, 133, 143.) Partin also testified that
although he still prepared soup for the doctor’s lounge daily, all
other in-house catering has been outsourced. (Tr. 134.) The
equipment that the food service employees use is the same as
that they used under Sodexo. (Tr. 129–29).
The food service employees’ new job classifications came
with new wage rates. Respondent slotted in the food service job
classifications to its existing pay grades for hourly, non-
exempt, unskilled job classifications for which a high school
diploma or a GED is the educational requirement. (Tr. 189,
194, 195–196; GC Exh. 3, R. Exh. 10.) The pay grade for nutri-
tional assistants I is A50, and the pay range is $15–$20.16 an
hour. (Tr. 195–196.) The pay grade for cooks and nutritional
assistants II is A56 and the pay range is $15.92–$23.88. (Tr.
195–96.) Director Turqueza testified that the vast majority of
unskilled classifications fall into pay grades A50 or A56. (Tr.
196.) Such employees are paid biweekly. (Tr. 168.)
Likewise, the food service employees share other terms and
conditions of employment with one another and Respondent’s
other full-time hourly unskilled job classifications. These em-
ployees all apply for work with Respondent through an online
platform, iCIMS, and receive a standardized offer letter, which
is the same as those provided to the former Sodexo food service
employees. (Tr. 167, 168; GC Exh. 9, R. Exh. 1.) They learn
their duties on the job. (Tr. 197.) Such employees are offered
the same benefits as those offered to the food service employ-
ees in their offer letters. (Tr. 168; GC Exh. 9, R. Exh. 1.) Those
benefits are summarized in CommonSpirit’s “Your benefits at a
glance,” which is distributed to employees via Respondent’s
intranet, “Employees Central.” (Tr. 173, 174–179; GC Exh. 6,
R. Exh. 2.) Eligible employees can go to the “My Benefits”
section of the Intranet to enroll in benefits, make changes, etc.
(Tr. 174.) Respondent’s full-time hourly unskilled employees
are also subject to CommonSpirit’s employment policies for
nonexecutive severance, bereavement, years of service, attend-
ance and tardiness, corrective action, disruptive behavior, and
vacation-paid time off, (Tr. 179–186; R. Exh. 3, R. Exh. 4, R.
Exh. 5, R. Exh. 6, R. Exh. 7, R. Exh. 8, R. Exh. 9.)
Employee Partin denied receiving any specific information
regarding his benefits or hours of work prior to June 7, which
was his first day of work for Respondent. (Tr. 107.) Yet, Partin
testified that he has the same insurance, Anthem Blue Cross,
and provider as when he worked for Sodexo and, at hearing, he
did not remember what specific changes occurred to his medi-
cal benefits, if any—although he thought it may have improved
a little bit. (Tr. 141–142.)
All of Respondent’s hourly employees punch a timeclock.
(Tr. 187.) They use the time clock located on their floor except
for the ground floor employees, such as the food service em-
ployees. (Tr. 187.) There is no ground floor timeclock so food
service employees punch in and out using the first-floor time
clock, which they share with other hourly employees who work
in administration, HR, environmental services, plant operations,
and outpatient service. (Tr. 187.)
Regarding working hours, employee Partin testified that on
his first day working for Respondent, June 7, he started at 5:30
a.m. and it seemed like he “worked 13 hours or something.”
(Tr. 114.) His schedule was variable for some unspecified
length of time but, at the time of the hearing, had settled back to
starting at 5:30 a.m. and ending at 2 p.m., which were his hours
under Sodexo. (Tr. 118.) Partin did not use Respondent’s job
classifications in describing the hours worked by other employ-
ees but referred to their job duties or roles, instead. Thus, Partin
testified that cooks (other than himself) now work 6:30 a.m.–7
p.m. (Tr. 121.) Partin could not recall the work hours of tray
passers but speculated that it is probably 7 a.m. to 7:30 p.m.
(Tr. 123.) Cashiers work 6 a.m.–2:30 p.m. (Tr. 126.) As under
Sodexo, when taking unscheduled time off work, Respondent’s
food service employees call in to Margie Rednour, who is now
a nutrition assistant I. (Tr. 139.)
Michael Gilley, formerly of Sodexo, became Manager for
Nutritional Services for Respondent’s food services on June 7.
(Tr. 203.) There was no evidence presented at hearing of shared
supervision or management—other than high-level London
facility management such as Kentucky’s Market CEO, Anthony
A. Houston and President John C. Yanes—between the food
service employees and other hourly unskilled employees at
Respondent’s facility. (Tr. 5(a).)
Manager Gilley testified that the food service employees—
particularly the nutrition assistants I and II—have contact with
other hourly non-skilled employees in the course of carrying
out their duties on patient floors bringing trays to patients and
picking up empty trays. (Tr. 207–210; R. Exh. 11, R. Exh. 12.)
Specifically, environmental services employees might call the
call center and speak to a nutrition assistant II to convey meal
preferences, missed items, dropped items, or that a patient
needs a menu. (Tr. 207–208.) A patient care assistant might do
the same to convey diet changes. (Tr. 208.) And a pharmacy
tech might interact with a nutrition assistant to convey a drug
interaction or the need for food at certain times due to medica-
tion. (Tr. 209.) In addition, environmental services employees
take out the trash from food service areas. (Tr. 210.)
Manager Gilley also conveyed limited one-way interchange
between the nutrition assistants and patient care assistants, who
deliver and pick up food trays for patients in isolation, where
nutrition assistants are not allowed to enter. (Tr. 210.) The rec-
SAINT JOSEPH HEALTH SYSTEM, INC.
9
ord does not disclose whether this also occurred when Sodexo
employed the food service workers.
D. Charging Party Demands Recognition and Respondent
Refuses
On June 9, via email, Charging Party’s Secretary-Treasurer
Whitely sent a letter to Respondent’s Director of Human Re-
sources Operations Turqueza. (Tr. 86; GC Exh. 8.) Whitely’s
letter claimed that Charging Party represented a majority of all
full-time and regular part-time employees employed “in the
food service operation at St. Joseph London Hospital.” (GC.
Exh. 8.) Whitely also enclosed a copy of the Charging Party’s
collective-bargaining agreement with Sodexo and the MOU
extending the agreement. (GC Exh. 8, GC Exh. 12).
On June 10, CommonSpirit Health Vice President, Labor
Relations Chris Scanlan, whom Respondent stipulated at hear-
ing is a 2(13) agent, replied to Whitely by e-mail. In pertinent
part, he wrote:
The Hospital is not a party to any agreement with the Union.
Nor has it ever agreed to extend representation to the Union
and/or to assume the collective bargaining agreement between
the Union and Sodexo. And the Hospital does not intend to do
so. As such, there has been no assumption of that agreement
by that Hospital.
To the extent that the Union claims recognition under the
Burns or any other successorship doctrine, the Hospital does
not find that claim persuasive. Even assuming (for argument's
sake) that other elements of successorship have been met, the
employees must comprise an "appropriate" unit under the Na-
tional Labor Relations Act. The NLRB's Health Care Rule,
which applies to all acute care hospitals under the Board's ju-
risdiction, does not recognize a unit limited to dietary/food
and nutrition employees. Instead, a health care unit must fit
one or more of eight permissible employee groupings, none of
which has been identified here.
Accordingly, the Hospital does not recognize the Union as the
representative of the employees referenced in your corre-
spondence. It also declines to become a party to, or otherwise
be bound by, any collective bargaining agreements between
Sodexo and the Union.
(Tr. 22; GC Exh. 8.)
Whitely did not respond to Scanlan but contacted counsel.
(Tr. 88.) The initial charge in this case was filed on June 10.
(GC Exh. 1(a).)
DECISION AND ANALYSIS
I find that Respondent is a Burns successor of Sodexo as to
its food service employees working at Respondent’s London
facility and, under the circumstances presented in this case, a
bargaining unit comprised solely of food service employees is
an appropriate unit in an acute care hospital. Respondent was
obliged to bargain with Charging Party as of June 9 because
Respondent maintained a substantial continuity of operations
with Sodexo, the Charging Party made a timely demand to
bargain in an appropriate unit, and Respondent had hired a
“substantial and representative complement” of its food service
workforce by that date. Respondent violated Section 8(a)(5)
when it failed to recognize and bargain with the Charging Par-
ty. Yet, Respondent was free to set its own terms and condi-
tions of employment for the food service employees prior to a
bargaining obligation attaching on June 9.
I. RESPONDENT IS A BURNS SUCCESSOR OF SODEXO
A successor employer is not bound by the substantive terms
of a collective-bargaining agreement negotiated by the prede-
cessor and is generally free to unilaterally set initial terms and
conditions of employment. NLRB v. Burns Security Services,
406 U.S. 272, 281–295 (1972). Yet, it is well established that a
successor employer is obligated to recognize and bargain with a
union representing the predecessor's employees, when (1) there
is a substantial continuity of operations, (2) the union makes a
timely demand to bargain for an appropriate unit, and (3) the
employer has hired a “substantial and representative comple-
ment” of employees, the majority of whom were represented by
the union under the predecessor. Fall River Dyeing & Finishing
Corp. v. NLRB, 482 U.S. 27, 43, 47 (1987).
A. At its London facility, Respondent maintained generally the
same food service business as Sodexo and there was, therefore,
substantial continuity of operations
The question of whether there is substantial continuity be-
tween the old and new business is to be examined from the
perspective of the employees affected. The pertinent inquiry is
whether there has been enough of a change in operations to
defeat the employees' expectation of continued union represen-
tation. Fall River Dyeing, 482 U.S. at 46; Capitol Steel & Iron
Co., 299 NLRB 484, 488 (1990). It is undisputed that Respond-
ent operates an acute care hospital, while Sodexo, as least as
relevant to this case, was in the business of providing food
service at Respondent’s facility. Yet, the record establishes
Respondent ended Sodexo’s contract to provide that service
and, as of June 7, Respondent took over those operations itself.
Certainly, Respondent made operational changes when it took
over providing its own food service at the London facility.
Namely, Respondent ceased providing made-to-order meals
delivered to patient rooms, ceased in-house catering service,
and ceased using the in-house food service employees to pre-
pare and serve food in the physicians lounge other than soup.
Yet, an employer can be found to be successor even if it pur-
chases or assumes only a part of the predecessor's operations.
Miami Industrial Trucks, 221 NLRB 1223, 1224 (1975).
Here, I find the affected employees would conclude that
there is substantial continuity of operations between Sodexo
and Respondent. Specifically, working in the same kitchen,
cafeteria, and overall facility that Sodexo’s food service em-
ployees did, Respondent’s food service employees still prepare
and cook food at Respondent’s London facility, they still serve
and sell that food to patients and their families, to staff, and to
the public visiting the hospital; they still distribute patient food
trays and pick them up; and they still clean up the kitchen and
dining areas related to food service. Moreover, they use the
same equipment to perform their duties as they did under So-
dexo and still report to the same supervisor, Michael Gilley.
Thus, the record also establishes that Respondent used the
same facility as Sodexo; that Respondent employs the same
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
supervisors as Sodexo; that Respondent uses the same machin-
ery, equipment, and methods of production as Sodexo; and
offers essentially the same services as Sodexo. See Armco, Inc.,
279 NLRB 1184, 1212 (1986) (citing NLRB v. Security-
Columbian Banknote Co., 541 F.2d 135, 138-139 (3d Cir.
1976)), enfd in relevant part, 832 F.2d 357, 365 (6th Cir. 1987).
And, as explained below, Respondent also has the same or
substantially the same work force and the same jobs exist, albe-
it under different titles—but not under the same working condi-
tions.
B. Respondent hired a majority of its food service workforce
from predecessor Sodexo’s represented food service bargaining
unit
Where there is a substantial continuity of operations, the ap-
propriate time for determining successorship status is when a
demand for bargaining has been made and a "substantial and
representative" complement of employees has been retained.
Ride Right, LLC, 366 NLRB No. 16, slip op at 2 (2018) (citing
Fall River Dyeing, 482 U.S. at 43, 47). There is no contention
here that Respondent did not have a substantial and representa-
tive complement of employees by June 7. I find that as of June
7, when it commenced operations providing its own food ser-
vice within the London facility, Respondent had hired 15 for-
mer Sodexo bargaining unit employees as food service employ-
ees. Therefore, I find that Respondent had a substantial and
representative complement as of that date.
Respondent, therefore, maintained a substantial continuity of
operations from Sodexo, and a majority of Respondent’s work
force consisted of Sodexo’s former employees on June 7. The
only remaining issue as to whether Respondent is a Burns suc-
cessor to Sodexo as to the unit of food service employees—and
therefore obliged to recognize and bargain with the Charging
Party--is whether the Unit is appropriate. Upon review of the
record and the Board’s jurisprudence, I conclude that it is.
C. An acute care hospital bargaining unit comprised solely of
food service employees is an appropriate unit under the circum-
stances presented in this case
The Board’s jurisprudence indicates that where no petition
has been filed, the Health Care Rule does not apply. Crittenton
Hospital, 328 NLRB 879, 880 (1999); Pathology Institute, 320
NLRB 1050, 1051 (1996), enfd. 116 F.3d 482 (9th Cir 1997),
cert denied, 522 U.S. 1028 (1997). Alternatively, where, as
here, the bargaining unit is essentially the same as the unit that
existed in a predecessor, non-acute care employer, the Board
has found that the acute care hospital successor employer’s unit
falls into the existing non-conforming unit exception of the
Health Care Rule. Specialty Hospital of Washington–Hadley,
LLC, 357 NLRB 814, 817 (2011) (citing Pathology Institute,
Inc., 320 NLRB at 1051).
The Board’s Health Care Rule, Board Rules and Regula-
tions, Section 103.30, provides that, except in “extraordinary
circumstances” or where “existing non-conforming units” are
present, for acute care hospitals, eight—and only eight—
bargaining units are appropriate: (1) all registered nurses; (2) all
physicians; (3) all professionals except for registered nurses
and physicians.; (4) all technical employees; (5) all skilled
maintenance employees; (6) all business office clerical employ-
ees; (7) all guards; (8) all nonprofessional employees except for
technical employees, skilled maintenance employees, business
office clerical employees, and guards. Yet, in successor cases,
the Board places a heavy evidentiary burden on a party attempt-
ing to show that a historical unit is no longer appropriate.
Ready Mix USA, Inc., 340 NLRB 946, 947 (2003) (successor
failed to show that historical predecessor unit was no longer
appropriate); Banknote Corporation of America, 315 NLRB
1041 (1994), enfd. 84 F.3d 637 (2d Cir. 1996), cert. denied 519
U.S. 1109 (1997) (same). It is undisputed that Respondent is an
acute care hospital within the meaning of Section 103.30(f)(2)
of the Health Care Rule. Under circumstances distinct from
those herein no bargaining unit other than one of the eight ap-
propriate units as defined in the rule would be acceptable. I
find, however, that the circumstances in this case11 are such that
the Health Care Rule is inapplicable.
In Crittenton Hospital, 328 NLRB 879, the Board discussed
in-depth the meaning of the Board’s existing non-conforming
unit exception in the context of a nonconforming unit of regis-
tered nurses. While the regional director concluded that a his-
torical nonconforming unit must be enlarged to fit within the
units set forth in the Health Care Rule, the Board stated that,
“[b]y its own terms, the Rule applies only to initial organizing
attempts or, where there are existing non-conforming units, to a
petition for a new unit of previously unrepresented employees,
which would be an addition to the existing units at the Employ-
er's facility.” Ibid. Neither circumstance was present in Critten-
ton Hospital—nor are they present here. Thus, because the
bargaining unit at issue in this case is not the subject of a peti-
tion, the Health Care Rule does not apply. See, Pathology Insti-
tute, 320 NLRB at 1051(Sec. 103.30(a)) sets forth the specific
units appropriate “for petitions filed pursuant to Section
9(c)(1)(A)(i) or 9(c)(1)(B) of the . . . Act.”), enfd. mem. sub
nom. Alta Bates Corp. v. NLRB, 116 F.3d 482 (9th Cir 1997),
cert denied, 522 U.S. 1028 (1997); Kaiser Foundation Hospi-
tals, 312 NLRB 933, 934 (1993) (“[b]y its terms, Section
103.30(c) applies only to petitions for “additional units,” that is,
petitions to represent a new unit of previously unrepresented
employees, which would be an addition to the existing units at
a facility.”)
Yet, where, as here, the bargaining unit is essentially the
same as the unit that existed in a predecessor, non-acute care
employer, the Board has also found that the acute care hospital
successor employer’s unit falls into the existing non-
conforming unit exception of the Health Care Rule. Specialty
Hospital of Washington–Hadley, LLC, 357 NLRB 814, 817
(2011) (citing Pathology Institute, Inc., 320 NLRB at 1051).
As a preliminary matter, Respondent argues that only non-
conforming units that existed at the time that the Rule was
promulgated can be excepted under Section 103.30(a). (R. Br.
12.) I do not agree that the cases cited support Respondent’s
limited interpretation of the Rule’s existing nonconforming unit
11 I decline Counsel for the General Counsel’s invitation to recom-
mend that the Health Care Rule is inapplicable to all successor cases.
(GC Br. 13–17.) I cannot agree that any Board case cited by counsel for
the General Counsel contains such a definitive rule of law.
SAINT JOSEPH HEALTH SYSTEM, INC.
11
exception.
In Temple University Hospital, Inc. v. NLRB, 39 F.4th 743
(D.C. Cir. 2022), the court concluded that “The Board acted
within its discretion in determining that the professional-
technical bargaining unit was an ‘existing’ unit at the time of
the Health Care Rule’s promulgation.” Id. at 755. Yet, the
Board’s underlying decisions state the unit’s date of certifica-
tion by the state labor board as a fact; they do not interpret the
applicability of the Rule based on the fact that the unit existed
at the time the Rule was promulgated. 370 NLRB No. 106, slip
op. at 1 (2021) (determining that judicial estoppel is not availa-
ble to defeat Board jurisdiction on remand from 929 F.3d 729),
enfd. 39 F.4th at 756; Temple University Hospital, Inc., and 366
NLRB No. 88, slip op. at 1 (2018) (granting summary judgment
in refusal to bargain case), enforcement denied, 929 F.3d 729,
737 (D.C. Cir. 2019).
In Rush University Medical Center v. NLRB, 833 F.3d 202,
205 (D.C. Cir. 2016), the court remarked that “The [Health
Care] Rule, however, included an exception from that mandate
for non-conforming units already in existence at the time of the
Rule’s promulgation.” Rush University Medical Center, 833
F.3d at 205. As in Temple University Hospital, in the underly-
ing proceeding, the Board concluded that the unit was an exist-
ing nonconforming unit under the Rule but the issue of whether
the exception applied only when the unit existed at the time that
the Health Care Rule took effect was not litigated. 362 NLRB
218 (2015).
That the D.C. Court of Appeals cases above set forth the
court’s interpretation of the Rule’s language as requiring the
existence of the unit at the time of the advent of the final Health
Care Rule does not lead inexorably to the conclusion that the
Rule’s exception is only applicable to such bargaining units
according to the Board. I do not agree with Respondent’s plain
language argument. (R. Br. 11–12.) The plain language of the
exception certainly does not indicate that “existing” is linked in
time to the date that the Rule took effect; there is no explana-
tion at all of how to interpret “existing” in the plain language in
the Rule. The court’s interpretation may be reasonable, but it is
also reasonable to me that “existing” is to be interpreted as
meaning any bargaining unit in being at the point in time when
a party seeks to apply the Health Care Rule. Respondent does
not cite a single Board case in which the Board has considered
Respondent’s interpretation of the meaning of “existing” in this
regard. See, Pathmark Stores, Inc., 342 NLRB 378, 378 fn. 1
(2004) (the Board instructs its administrative law judges to
follow Board precedent, not court of appeals precedent, unless
overruled by the United States Supreme Court). Therefore, I
decline to adopt Respondent’s argument on this point.
Respondent also argues that if I determine that the existing
non-conforming unit exception applies, I must determine
whether the food service employees bargaining unit is an ap-
propriate unit under the categories set forth in the Health Care
Rule. (R. Br. 12.) The Board has previously rejected this inter-
pretation of the exception’s requirements in Pathology Institute,
320 NLRB at 1051 (disagreeing with the judge’s conclusion
that because an existing, but smaller, unit of medical laboratory
technologists is not one of the eight appropriate units enumerat-
ed in Section 103.30(a) of the Rule, it was not an appropriate
one and could not be the subject of a bargaining order). Rather,
the Board reasoned that, if the Health Care Rule applied in
unfair labor practice cases, the case would fall under the exist-
ing nonconforming unit exception and “the appropriate unit
issue must be decided not under the Rule, but under traditional
representation principles.” Id. The Board also examined the
appropriate unit issue under traditional representation principles
in Kaiser Foundation Hospital, 312 NLRB 933, 935 (1993)
(applying craft severance test of Mallinckrodt Chemical Works,
162 NLRB 387 (1966), to a skilled maintenance employee
bargaining unit after determining that the Health Care Rule
does not apply where there is an existing nonconforming unit in
an acute care facility).
Respondent insists that the application of a test that preceded
the final Health Care Rule and found in St. Francis Hospital,
271 NLRB 948 (1984) (St. Francis Hospital II), remanded by
Int’l Bhd. of Elec. Workers, Local Union No. 474, AFL–CIO,
814 F.2d 697 (D.C. Cir. 1987), is the correct one to use to eval-
uate whether a unit is appropriate in a health care institution
where the existing nonconforming unit exception applies. As
with its interpretation of the limits on the applicability of the
existing nonconforming unit exception, Respondent does not
cite any Board case in support of its argument that the dispari-
ty-of-interests test is of current application following the advent
of the Health Care Rule—nor have I located one. In fact, that
test was superseded by the Health Care Rule itself. See, Mid-
dletown Hospital Assn., 291 NLRB 465 (1988) (noting that the
Board decided to engage in rulemaking instead of continuing to
pursue the disparity-of-interests test but applied the test pend-
ing issuance of the final rule).
I decline to apply the superseded disparity-of-interests test as
urged by Respondent. Rather, consulting those cases where the
Board has applied the existing nonconforming unit exception in
an acute care facility, I conclude that the animating public poli-
cy principle repeatedly articulated by the Board is that “it was
not the intent of the Rule to require the abandonment of, and
replacement of, existing historical units with units that specifi-
cally conform to those set forth in the Rule.” St. Mary's Duluth
Clinic, 332 NLRB 1419, 1421 (2000) (citing Kaiser, 312
NLRB at 934–935 and Crittenton Hospital, 328 NLRB at 879).
The Board has stated:
[T]he Board's long-standing policy of according great defer-
ence to collective-bargaining history also supports our deci-
sion not to apply the Rule automatically to preexisting non-
conforming units. We conclude that this result is consistent
with the design and purpose of our decision to engage in
rulemaking—and to further the long-standing policy of pro-
moting industrial and labor.
Hartford Hospital, 318 NLRB 183, 194 (1995), enfd. 101
F.3d 108 (2d Cir. 1996) (quoting Kaiser, 312 NLRB at 935.)
Thus, respecting the Board’s longstanding policy of according
to deference to collective-bargaining history and promoting
labor stability, I find the existing nonconforming unit of food
service employees at Respondent’s London facility to be an
appropriate unit.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
D. Respondent is not a perfectly clear successor to Sodexo and
Counsel for the General Counsel does not argue that it is
At hearing, in her opening statement, counsel for the General
Counsel stated that “Respondent forfeited its right to set initial
terms and conditions of employment” (Tr. 25.), which Re-
spondent apparently took (Tr. 150, 164.; R. Br. 3, 18–20) to
mean that the General Counsel was advancing a perfectly clear
successor theory in this case. Counsel for the General Coun-
sel’s brief does not argue that Respondent is a perfectly clear
successor in any manner.
Citing Burns, 406 U.S. at 294–295, Respondent’s brief,
however, accurately sets forth the black letter rule for perfectly
clear successor status:
There is a limited exception to this “ordinary” successor rule
that obligates a successor employer to initially consult with
the employees’ bargaining representative regarding terms and
conditions of employment when “it is ‘perfectly clear’ that the
new employer plans to retain all of the employees in the unit”
or a sufficient number of employees in the unit to make it evi-
dent that the Union’s majority status would continue.
(R. Br. 18.) Further, as again cited by Respondent, the Board
applies the perfectly clear exception narrowly in that it is:
restricted to circumstances in which the new employer has ei-
ther actively or, by tacit inference, misled employees into be-
lieving they would all be retained without change in their
wages, hours, or conditions of employment, or at least to cir-
cumstances where the new employer. . . has failed to clearly
announce its intent to establish a new set of conditions prior to
inviting former employees to accept employment.
Ibid. (citing Spruce Up Corp., 209 NLRB 194, 195 (1974)).
As Respondent’s brief notes (R. Br. 19), the record estab-
lishes that it did not hire all of the Sodexo food service workers
and clearly conditioned offers of employment upon the ac-
ceptance of the terms contained in the offer letter, which were
changes to the wages, benefits, and working conditions of the
Sodexo employees. Therefore, Respondent did not mislead
employees into believing that they would all be retained with-
out a change in their wages, hours, or conditions of employ-
ment. Nor did Respondent fail to clearly announce its intent to
establish a new set of conditions prior to inviting former em-
ployees to accept employment.
Yet, the Board has nullified a Burns successor’s unilateral
right to set initial terms and conditions of employment because
the employer pursued a course of conduct intended to evade
hiring employees such that a bargaining obligation would at-
tach. See U.S. Marine Corp., 293 NLRB 669 (1989) (to avoid
having to recognize the union, employer refused to hire the
predecessor's employees solely because they were represented
by a union), enfd. 944 F.2d 1305 (7th Cir. 1991), cert. denied
503 U.S. 936 (1992); State Distributing Co., 282 NLRB 1048
(1987) (same); Love's Barbeque Restaurant No. 62, 245 NLRB
78 (1979) (same), enfd. in pertinent part sub nom. Kallman v.
NLRB, 640 F.2d 1094, 1102–1103 (9th Cir. 1981).
The Board has also expanded this doctrine to include cases
where the employer did hire its predecessor’s employees but
tainted the hiring process by applying unlawful conditions on
hiring. With regard to Respondent’s conduct alleged in para-
graphs 6(a) and 6(c), this is the essence of the General Coun-
sel’s theory of the violation alleged in paragraph 8 of the com-
plaint.
E. The General Counsel failed to establish that Respondent
forfeited its right to unilaterally establish initial terms and con-
ditions of employment under current Board precedent
While the Board recognizes an exception to a Burns succes-
sor’s right to unilaterally set initial terms and conditions of
employment rule where an employer imposes facially unlawful
employment terms, Advanced Stretchforming International,
Inc., 323 NLRB 529 (1997), enfd. in relevant part, 208 F.3d
801 (9th Cir. 2000), amended 233 F.3d 1176 (9th Cir. 2000),
cert denied, 534 U.S. 948 (2001), such exception does not ap-
ply in this case.
Thus, in Advanced Stretchforming, 323 NLRB 529, the em-
ployer hired a majority of its workforce from its predecessor
while telling them it would not recognize the union. Thereby,
the employer “blatantly coerce[d] employees in the exercise of
their Section 7 right to bargain collectively through a repre-
sentative of their own choosing,” which constituted a facially
unlawful condition of employment. Id. at 30. In so doing, the
employer “blocked the process by which the obligations and
rights of such a successor are incurred.” Ibid. (citing State
Distributing Co., 282 NLRB 1048, 1049 (1987)). Similarly, in
Eldorado, Inc., 335 NLRB 952 (2001), cited by Counsel for the
General Counsel (GC Br. 19–20), in response to an employee
question, the employer communicated to employees at the out-
set that there would be no union, thereby communicating a
facially unlawful condition of employment. Ibid.
According to counsel for the General Counsel, Respondent
likewise “preempted the representational status” of Charging
Party by relying on the Health Care Rule’s established unit
definitions for acute care facilities to negate the appropriate unit
aspect of the Board’s Fall River Dyeing successorship test. (GC
Br. 20.) Counsel for the General counsel argues that by assert-
ing its baseless Health Care Rule theory to the Charging Party,
Respondent effectively attempted to avoid its bargaining obli-
gation in a manner comparable to the employer’s remarks to
employees that there would be no union in Advanced Stretch-
forming. (GC Br. 20–22.)
I reject this analogy. In this case there is no credited evi-
dence12 that Respondent’s supervisors or agents communicated
any views or plans about union recognition to employees—
either during the application and hiring process or afterwards. I
also note that despite receiving the testimony of two Charging
12 In volunteered hearsay testimony, which not relied upon by coun-
sel for the General Counsel in its brief, employee Partin stated that
another employee, Cook Edward Hanagan, informed him that when
Hanagan was notified of his hire, he was told that there would be no
union. (Tr. 136–137.) Counsel of the General Counsel failed to call
Hanagan to testify. Despite the hearsay nature of Partin’s claim, I as-
sume that it is true that someone made this statement to Hanagan, but
the record does not reflect who it was. Was it another employee? A
supervisor? Which one? Without knowing such legally significant
details via an appropriate witness with firsthand knowledge, I decline to
rely on this Partin’s testimony on this point.
SAINT JOSEPH HEALTH SYSTEM, INC.
13
Party officials at hearing, there is no record evidence that either
communicated Respondent’s June 10 position on recognition to
employees at any time. Counsel for the General Counsel cites
no Board case in support of the proposition that advancing a
misguided legal theory regarding an appropriate unit amounts
to the type of facially unlawful condition on employment de-
scribed in Advanced Stretchforming. Without such Board au-
thority—and with Advanced Stretchforming and similar cases
so clearly distinguishable—I decline to adopt counsel for the
General Counsel’s argument that Respondent forfeited its right
to set initial terms and conditions of employment without bar-
gaining with Charging Party.
Yet, I do find that Respondent was required to recognize
Charging Party as the collective-bargaining representative of its
food service employees after setting the initial terms and condi-
tions of employment for the London facility’s food service
employees once a bargaining obligation attached on June 9.
II. RESPONDENT FAILED AND REFUSED TO RECOGNIZE CHARGING
PARTY AS THE REPRESENTATIVE OF ITS FOOD SERVICE EMPLOYEES
AT RESPONDENT’S LONDON FACILITY
Having found that Secretary-Treasurer Whitely made a time-
ly request that Respondent recognize and bargain in an appro-
priate unit with Charging Party on June 9, and that Respond-
ent’s 2(13) agent Chris Scanlan declined to do so on June 10, I
find that Respondent unlawfully failed and refused to recognize
and bargain with Charging Party upon request. Van Lear
Equipment, Inc., 336 NLRB 1059, 1063 (2001) (citing Fall
River Dyeing, 482 U.S. at 41–43 and Burns, 406 U.S. at 280 fn.
4). Therefore, I find and recommend that Respondent violated
Section 8(a)(5) and (1) of the Act as alleged in paragraph 8 of
the complaint with regard to paragraph 7(b).
However, counsel for the General Counsel failed to establish
that Respondent impermissibly made any material changes to
terms and conditions of employment after its bargaining obliga-
tion arose on June 9 as alleged in paragraphs 6(a), 6(c), and 8 of
the complaint.
III. COUNSEL FOR THE GENERAL COUNSEL FAILED TO ESTABLISH
THAT RESPONDENT IMPERMISSIBLY UNILATERALLY CHANGED
TERMS AND CONDITIONS OF EMPLOYMENT OF ITS REPRESENTED
FOOD SERVICE EMPLOYEES
In a Burns successor situation, the employer has the right to
set initial terms and conditions of employment. 72 U.S. at 284.
Yet, where the employer does not specify the terms and condi-
tions of employment, it is obliged to bargain with the union
over mandatory subjects, which includes wages, hours, and
other terms and conditions of employment. NLRB v. Borg-
Warner Corp., 356 U.S. 342, 349 (1958). The Board recognizes
that changes to employees’ work assignments are mandatory
subjects of bargaining, Pepsi-Cola Bottling of Fayetteville, 315
NLRB 882, 895 (1994), as are health insurance benefits, Pitts-
burgh Plate Glass Co., 404 U.S. 157, 159 (1971). Thus, an
employer violates its duty to bargain when it makes “a material,
substantial, or significant change on a mandatory subject of
bargaining without first giving the union notice and a meaning-
ful opportunity to bargain about the change to agreement or
impasse, absent a valid defense.” NLRB v. Katz, 369 U.S. 736,
747 (1962).
Here, prior to any demand for recognition from Charging
Party, when Respondent offered employment to the Sodexo
employees represented by Charging Party, it simultaneously
informed employees that it would be offering them its “stand-
ard” benefits and specified their wages. Therefore, employees
were aware that Sodexo’s benefits would no longer be available
and that they would have different wages when they accepted
Respondent's offer of employment.
The bargaining obligation attaches when a successor em-
ployer receives a valid demand for recognition. Fall River Dye-
ing, 482 U.S. at 52; Ride Right, LLC, 366 NLRB No. 16, slip
op at 2 (citing Fall River Dyeing); MSK Corp., 341 NLRB 43,
44 (2004) (bargaining obligation matured when (1) respondent
had hired a substantial and representative complement of em-
ployees, a majority of whom had been the predecessor’s unit
employees; and (2) the union had made an effective demand for
recognition and bargaining. These two necessary conditions
need not occur in any particular order.) “Once a Burns succes-
sor has set initial terms and conditions of employment, howev-
er, a bargaining obligation attaches with respect to any subse-
quent changes to terms and conditions of employment,” as
required by Katz. Tramont Mfg., LLC, 369 NLRB No. 136, slip
op. at 4 (2020) (quoting Monterey Newspapers, 334 NLRB
1019, 1021 (2001)).
Regarding the June 7 change to job titles, and the change in
duties, Respondent reduced its workforce when it hired from
among Sodexo’s employees. The concomitant reorganization,
while insufficient to extinguish a bargaining obligation, also
meant that job responsibilities changed, working hours
changed, employee job classifications changed, and certain
employees filled in for others. The changes that took effect on
June 7, including wages, medical benefits, and work schedules,
in the instant case were simply a part of Respondent’s permis-
sible reorganization of its workforce as a Burns successor and
occurred prior to any bargaining obligation in any event.
Moreover, although counsel for the General Counsel elicited
extensive testimony from employee Partin regarding working
hours for various job classifications, that testimony was not
grounded in time. I cannot conclude that any changes to em-
ployee work schedules occurred after June 9 based on Partin’s
testimony. Partin testified that on the first day of the transfer,
June 7, it “[s]eemed like I worked 13 hours or something” but
his hours settled back to his usual Monday-Friday 8-hour
schedule. Counsel for the General Counsel did not elicit any
details as to when Partin’s hours changed. I discredit Partin’s
testimony because it was vague and incomplete. Without know-
ing whether there were any changes that occurred once the
bargaining obligation attached, I cannot conclude that Re-
spondent violated the Act by changing employee work sched-
ules.
Likewise, the record does not disclose specific changes to
“other terms and conditions of employment of the Unit, all of
which are unknown to the General Counsel but within Re-
spondent’s specific knowledge” after June 7, as alleged in par-
agraph 6(a) of the complaint—or, more significantly, any spe-
cific changes that occurred after the bargaining obligation at-
tached on June 9.
-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
Accordingly, I find and recommend that Respondent did not
violate Section 8(a)(5) and (1) of the Act by making unilateral
changes to terms and conditions of employment on June 7 as
alleged in the complaint—or at any time prior to June 9, which
is when Charging Party requested recognition and bargaining.
The changes that occurred on June 7 were permissible. With
regard to paragraphs 6(a) and (c), paragraph 8 of the complaint
is therefore dismissed.
CONCLUSIONS OF LAW
1. Respondent, Saint Joseph Health System, Inc. d/b/a CHI
Saint Joseph Health—Saint Joseph London, is an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
2. Charging Party, United Food and Commercial Workers,
Local 227, is a labor organization within the meaning of Sec-
tion 2(5) of the Act.
3. The following constitutes a unit appropriate for collective
bargaining within the meaning of Section 9(b) of the Act:
All full-time and regular part-time food service employees,
employed in the food service operation at Saint Joseph Lon-
don Hospital, 1001 Saint Joseph Lane, London, Kentucky;
but excluding all other employees, confidential employees,
office clerical employees, temporary employees, and all pro-
fessional employees, guards and supervisors as defined in the
Act.
4. Respondent is a successor to Sodexo with respect to the
obligation to recognize and bargain with the Charging Party
labor organization representing employees in the above Unit.
5. Respondent violated Section 8(a)(5) and (1) of the Act by,
on or about June 9, 2022, failing and refusing to recognize the
Charging Party as the exclusive collective-bargaining repre-
sentative of the above Unit.
6. The unfair labor practice committed by Respondent af-
fects commerce within the meaning of Section 2(6) and (7) of
the Act.
REMEDY
Because I have found that the Respondent has engaged in
certain unfair labor practices, I find that it must be ordered to
cease and desist and to take certain affirmative action designed
to effectuate the policies of the National Labor Relations Act.
Counsel for the General Counsel has requested a notice read-
ing to remedy the unfair labor practices alleged. (GC Br. 23.)
The Board has recently recognized that a notice reading is an
appropriate remedy where a broad order is warranted. WR Re-
serve, 372 NLRB No. 80, slip op. at 6 (2023). That is to say,
“when a respondent is shown to have a proclivity to violate the
Act or has engaged in such egregious or widespread miscon-
duct as to demonstrate a general disregard for the employees’
fundamental statutory rights.” Id. at 4 (quoting Hickmott Foods,
242 NLRB 1357, 1357 (1979)). There is no indication that that
Respondent has met either prong of this standard so as to war-
rant a broad order. Nor is a notice reading warranted under past
articulations of the standard for imposing that remedy. See e.g.,
Postal Service, 339 NLRB 1162, 1163 (2003) (notice ready
appropriate where the violations are so numerous and serious
that the reading aloud of a notice is considered necessary to
enable employees to exercise their Section 7 rights in an at-
mosphere free of coercion, or where the violations in a case are
egregious.”). I decline to recommend a notice reading remedy
in this case.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended13
ORDER14
Respondent, Saint Joseph Health System, Inc. d/b/a CHI
Saint Joseph Health—Saint Joseph London, its officers, agents,
successors, and assigns, shall
1. Cease and desist from
a. Refusing to recognize and bargain collectively in good
faith with the Charging Party as the exclusive collective-
bargaining representative of the following bargaining unit:
All full-time and regular part-time food service employees,
employed in the food service operation at Saint Joseph Lon-
don Hospital, 1001 Saint Joseph Lane, London, Kentucky;
but excluding all other employees, confidential employees,
office clerical employees, temporary employees, and all pro-
fessional employees, guards and supervisors as defined in the
Act.
b. In any like or related manner, interfering with, restrain-
ing, or coercing employees in the exercise of the rights guaran-
teed in Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
a. On request, bargain with the Union in good faith as the
exclusive collective-bargaining representative of the employees
in the following appropriate units concerning terms and condi-
tions of employment and, if an understanding is reached, em-
body the understanding in a signed agreement:
All full-time and regular part-time food service employees,
employed in the food service operation at Saint Joseph Lon-
don Hospital, 1001 Saint Joseph Lane, London, Kentucky;
but excluding all other employees, confidential employees,
office clerical employees, temporary employees, and all pro-
fessional employees, guards and supervisors as defined in the
Act.
b. Within 14 days after service by the Region, post at its fa-
cility in London, Kentucky, copies of the attached notice
marked “Appendix,” in English. Copies of the notice, on forms
provided by the Regional Director for Region 9, after being
signed by Respondent’s authorized representative, shall be
posted by the Respondent and maintained for 60 consecutive
days in conspicuous places including all places where notices to
employees are customarily posted. In addition to physical post-
13 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be adopt-
ed by the Board and all objections to them shall be deemed waived for
all purposes.
14 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
SAINT JOSEPH HEALTH SYSTEM, INC.
15
ing of paper notices, notices shall be distributed electronically,
such as by email, posting on an intranet or an internet site, or
other electronic means, if the Respondent customarily com-
municates with its employees by such means. Reasonable steps
shall be taken by Respondent to ensure that the notices are not
altered, defaced, or covered by any other material. If the Re-
spondent has gone out of business or closed the facility in-
volved in these proceedings, Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by Respondent at any
time since June 9, 2022.
c. Within 21 days after service by the Region, file with the
Regional Director of Region 9, a sworn certification of a re-
sponsible official on a form provided by the Region attesting to
the steps that the Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed inso-
far as it alleges violations of the Act not specifically found.
Dated, Washington, D.C., September 28, 2023
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
United Food and Commercial Workers, Local 227 (the Un-
ion) is your representative in dealing with us regarding your
wages, hours, and other working conditions in the following
bargaining unit:
All full-time and regular part-time food service employees,
employed in the food service operation at Saint Joseph Lon-
don Hospital, 1001 Saint Joseph Lane, London, Kentucky;
but excluding all other employees, confidential employees,
office clerical employees, temporary employees, and all pro-
fessional employees, guards and supervisors as defined in the
Act.
WE WILL NOT refuse to recognize and bargain with the Union
as the exclusive collective-bargaining representative of our
employees in the appropriate bargaining unit above.
WE WILL NOT in any like or related manner restrain or coerce
you in the exercise of the rights guaranteed you by Section 7 of
the Act.
WE WILL, on request, bargain with the Union as the exclusive
collective-bargaining representative of our employees in the
appropriate bargaining unit above concerning terms and condi-
tions of employment and, if an understanding is reached, em-
body the understanding in a signed agreement.
SAINT JOSEPH HEALTH SYSTEM, INC. D/B/A CHI SAINT JOSEPH
HEALTH—SAINT JOSEPH LONDON
The Administrative Law Judge’s decision can be found at
https://www.nlrb.gov/case/ 09-CA-297427 or by using the QR
code below. Alternatively, you can obtain a copy of the deci-
sion from the Executive Secretary, National Labor Relations
Board, 1015 Half Street, S.E., Washington, D.C. 20570, or by
calling (202) 273-1940.