375 NLRB No. 31
American Backflow & Fire Prevention, Inc.
375 NLRB No. 31
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the
Executive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
American Backflow & Fire Prevention, Inc. and
Plumbers Local 130, United Association of Jour-
neymen and Apprentices of The Plumbing and
Pipe Fitting Industry of The United States and
Canada, AFL–CIO, and Sprinkler Fitters Local
281, United Association of Journeymen and Ap-
prentices of the Plumbing and Pipe Fitting In-
dustry of the United States and Canada, AFL–-
CIO. Cases 13–CA–285856, 13–CA–296614,
13–CA–305278, and 13–CA–313981
August 25, 2026
DECISION AND ORDER
BY CHAIRMAN MURPHY AND MEMBERS PROUTY
AND MAYER
On February 27, 2025, Administrative Law Judge G.
Rebekah Ramirez issued the attached decision. The Re-
spondent filed exceptions with supporting argument, and
the Acting General Counsel and the Charging Party filed
answering briefs.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and record in
light of the exceptions and briefs and has decided to affirm
the judge's rulings, findings,1 and conclusions and to adopt
the judge’s recommended Order as modified and set forth
in full below.2
We note that the exceptions with supporting argument
document filed by the Respondent in this case suggests
that the Respondent's representative, Cynthia Sauter, has
not conformed to the standards of ethical and professional
conduct required of practitioners appearing before the
Board under Sec. 102.177(a) of the Board's Rules and
Regulations. The filing by Representative Sauter contains
citations to the hearing transcript that do not exist. She
cites to only one page that contains actual witness testi-
mony, and that testimony does not support the Respond-
ent’s exceptions. Sauter also cites to Board decisions that
do not stand for the propositions for which they are cited
and, most egregiously, to two purported Board decisions
that do not exist at all. Under these circumstances, it ap-
pears possible that the document filed by Sauter was at
least partially generated by artificial intelligence.
The Board’s rules place the responsibility on attorneys
and party representatives to verify the accuracy of their
filings. Indeed, it is a foundational duty of practitioners
before the Board—regardless of whether the individual is
an attorney or a non-attorney representative—to ensure
that their submissions do not contain fabricated citations
or inaccurate references. This obligation applies whether
or not the filer relies on artificial intelligence tools. In
light of what appears to be a series of misrepresentations
1 The Acting General Counsel and the Charging Party contend that
the Respondent’s exceptions and supporting argument should be rejected
as procedurally deficient under Sec. 102.46 of the Board’s Rules and
Regulations. Notwithstanding the issues with the Respondent’s excep-
tions and supporting argument identified below, we find that they are
minimally compliant with the relevant rules and are therefore sufficient
to warrant Board consideration.
The Respondent has excepted to some of the judge's credibility find-
ings. The Board's established policy is not to overrule an administrative
law judge's credibility resolutions unless the clear preponderance of all
the relevant evidence convinces us that they are incorrect. Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951).
We have carefully examined the record and find no basis for reversing
the findings.
There are no exceptions to the judge’s findings that the Respondent
violated Sec. 8(a)(3) and (1) by refusing to consider for hire Thomas
Jennrich, Philip Roknich, and Michael Laskarin, and by unilaterally
discontinuing its past practices of conducting annual performance ap-
praisals in about December of each year and of issuing performance-
based pay increases of between $1 and $3 by about March of each year;
and Sec. 8(a)(5) and (1) by unilaterally transferring bargaining-unit work
to nonunit employees. There are also no exceptions to the judge’s dis-
missal of the complaint allegation that the Respondent violated Sec.
8(a)(3) and (1) by refusing to hire Jennrich and Roknich. Member Prouty
notes that no party on exceptions has asked the Board to overrule Toering
Electric Co., 351 NLRB 225 (2007).
2 Given the Respondent’s unlawful refusal to bargain and withdrawal
of recognition since about March 13, 2023, we agree with the judge that
a bargaining schedule requiring the Respondent to meet and bargain with
the Unions on a regular and timely basis is appropriate and would effec-
tuate the purposes of the Act. See All Seasons Climate Control, Inc., 357
NLRB 718, 718 fn. 2 (2011) (ordering employer to comply with bargain-
ing schedule to remedy its unlawful conduct), enfd. 540 Fed.Appx. 484
(6th Cir. 2013). However, we shall amend the judge's remedy to remove
the provision requiring the Respondent to agree to a bargaining schedule
with the Unions. We require, instead, that the Respondent commit to
a bargaining schedule of not less than 4 bargaining sessions per month,
with each session spanning at least 8 hours in length, provided that the
Unions request and/or agree to bargain for this number of sessions in any
given month, until a collective-bargaining agreement or lawful impasse
is reached. This remedy is consistent with the remedy imposed by the
Board in American Backflow & Fire Prevention, Inc., 373 NLRB No. 71
(2024).
We have modified the judge's recommended Order to conform to the
violations found, the amended remedy, and the Board's standard remedi-
al language, and we have substituted a new notice to conform to the Or-
der as modified.
The judge ordered remedies consistent with the Board's decision
in Thryv, Inc., 372 NLRB No. 22 (2022), enf. denied on other grounds
102.F.4th 727 (5th Cir. 2024). As stated in Performance Plumbing,
LLC, 374 NLRB No. 48, slip op. at 2 fn. 2 (2026), and Lodi Volunteer
Ambulance Rescue Squad, Inc., 374 NLRB No. 26, slip op. at 3 fn. 3
(2026), Chairman Murphy and Member Mayer find no need at this time
to express an opinion whether the novel remedies announced by the
Board majority in Thryv are permissible under the Act. They would be
open to reconsideration of that precedent in a future proceeding, but in
the absence of a three-member majority to overrule it at this time, they
agree to apply Thryv.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
by Representative Sauter, we conclude that it is appropri-
ate under Sec. 102.177(d) and (e)(1) of the Board's Rules
and Regulations to refer her conduct to the attention of the
Investigating Officer for investigation and any appropriate
disciplinary action. We shall therefore modify the judge's
recommended Order to include this referral. See Roemer
Industries, 367 NLRB No. 133, slip op. at 1 fn. 2 (2019)
(modifying judge's recommended Order to refer apparent
attorney misconduct for investigation), enfd. 824
Fed.Appx. 396 (6th Cir 2020); Deep Distributors of
Greater NY d/b/a Imperial Sales, Inc., 365 NLRB No. 95,
slip op. at 3–4 & fn. 15, 5 (2017) (same), enfd. 740
Fed.Appx. 216 (2d Cir. 2018).
In addition to referring Representative Sauter’s conduct
to the attention of the Investigating Officer under Sec.
102.177(d) and (e)(1) of the Board’s Rules and Regula-
tions for the reasons above, we additionally note that
“ghost citations,” such as the nonexistent case and record
citations in the Respondent’s exceptions document, are
not an isolated incident before the Board and warrant at-
tention. See Rivas Painting, 374 NLRB No. 30, slip op. at
1 fn. 1 (2026) (request for review cited to cases that, as far
as the Board could determine, did not exist). We observe
that some courts are taking an increasingly clear stance
against ghost citations and underscoring the ultimate re-
sponsibility of those filing with the court, including pro se
litigants, to ensure that citations are accurate. See, e.g.,
Park v. Kim, 91 F.4th 610, 614–615 (2d Cir. 2024) (citing
cases and noting that “the duties imposed by Rule 11 re-
quire that attorneys read, and thereby confirm the exist-
ence and validity of, the legal authorities on which they
rely.”); see also Doe v. Ehrhard, 25-CV-05724 (JHR)
(RWL), 2025 WL 3465593, at *3 fn. 3 (S.D.N.Y. Dec. 1,
2025) (cautioning pro se plaintiff that “he will be sanc-
tioned if in the future he cites any ‘cases’ that are the
product of AI hallucinations or otherwise do not exist.”),
report and recommendation adopted sub nom. Johar v.
Ehrhard, 2026 WL 209810 (S.D.N.Y. Jan. 27, 2026); Wil-
liams v. Capital One Bank, N.A., Civil Action No.: 24-
2032 (RC), 2025 WL 843285, at *7 (D.D.C Mar. 18,
2025) (citing cases and noting “[i]t is not acceptable for
parties to submit filings to the Court containing citations
to legal authority that does not exist, whether drafted with
the assistance of artificial intelligence or not”; warning pro
se plaintiff “against filing briefs with fabricated case cita-
tions in this Court or any other”). The concerns identified
by these and other courts are no less a concern for the
Board. Filings that include ghost citations, whether to the
record or to Board decisions, result in an increased ex-
penditure of limited resources to find non-existent
sources. Ghost citations purporting to be Board decisions
and citations that do not stand for the proposition asserted
also invoke the authority of the Board for propositions that
it did not endorse. Moreover, in our view, ghost citations
and citations to sources that do not reflect the proposition
asserted can demonstrate a party representative’s apparent
disregard for the Board’s processes.
ORDER
The National Labor Relations Board orders that the Re-
spondent, American Backflow & Fire Prevention, Inc.,
Wauconda, Illinois, its officers, agents, successors, and
assigns, shall
1. Cease and desist from
(a) Displaying and/or maintaining a sign prohibiting
unions on the door of the main entrance of its facility.
(b) Refusing to consider for hire or refusing to hire job
applicants because of their union membership, affiliation,
or activities.
(c) Discriminating against employees for supporting
the Unions by changing its website to indicate it is not
hiring bargaining unit employees, by changing its hiring
practice of accepting and maintaining hard-copy paper
applications for bargaining unit employees, and by discon-
tinuing its past practice of conducting annual performance
appraisals in about December of each year, and of issuing
performance-based pay increases of between $1 and $3 by
about the following March every year.
(d) Changing the terms and conditions of employment
of its unit employees without first notifying the Unions
and giving them an opportunity to bargain.
(e) Withdrawing recognition from the Unions and fail-
ing and refusing to bargain with the Unions as the exclus-
ive
collective-bargaining
representative
of
unit
employees.
(f) Failing and refusing to recognize and bargain with
the Unions as the exclusive collective-bargaining repres-
entative of the employees in the bargaining unit.
(g) In any like or related manner, interfering with, re-
straining, or coercing its employees in the exercise of the
rights guaranteed in Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Remove any sign prohibiting unions on the door of
the main entrance of its facility.
(b) Within 14 days from the date of this Order, offer
employment to Michael Laskarin, in the position for
which he applied, or, if such position no longer exists, to
a substantially equivalent position.
(c) Make Michael Laskarin whole for any loss of earn-
ings, other benefits, and for any other direct or foreseeable
pecuniary harms, suffered as a result of the discrimination
against him in the manner set forth in the remedy section
of the judge’s decision as amended in this decision.
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
3
(d) Within 14 days from the date of this Order, remove
from its files any reference to the refusal to consider for
hire Thomas Jennrich, Philip Roknich, and Michael Las-
karin, and the refusal to hire Laskarin, and within 3 days
thereafter, notify them in writing that this has been done,
and that the refusal to consider them for hire and/or hire
them will not be used against them in any way.
(e) Compensate Michael Laskarin for the adverse tax
consequences, if any, of receiving a lump-sum backpay
award, and file with the Regional Director for Region 13,
within 21 days from the date the amount of backpay is
fixed, either by agreement or Board order, a report allocat-
ing the backpay award to the appropriate calendar year(s).
(f) Make unit employees whole for any loss of earnings
and other benefits, and for any other direct or foreseeable
pecuniary harms they may have suffered as a result of Re-
spondent’s unlawful unilateral actions, including by dis-
continuing annual performance evaluations since Decem-
ber 2021 and related performance–based wage increases
of between $1 and $3 per hour since March 2022, and by
changing its past practice of granting certification–based
wage increases of $5 to bargaining unit employees, in the
manner set forth in the remedy section of the judge’s de-
cision as amended in this decision.
(g) Compensate employees who did not receive their
annual performance–based wage increases and/or certific-
ation–based wage increases for the adverse tax con-
sequences, if any, of receiving a lump–sum backpay
award, and file with the Regional Director for Region 13,
within 21 days from the date the amount of backpay is
fixed, either by agreement or Board order, a report allocat-
ing the backpay award to the appropriate calendar years.
(h) Make unit employees whole for any loss of earnings
and other benefits, and for any other direct or foreseeable
pecuniary harms, they may have suffered since April 14,
2022, as a result of the Respondent’s unilateral transfer of
unit work to nonunit employees, supervisors, and/or man-
agers, as set forth in the remedy section of the judge’s de-
cision as amended in this decision.
(i) Compensate employees who suffered loss of earn-
ings and other benefits due to the unlawful transfer of bar-
gaining work, for the adverse tax consequences, if any, of
receiving a lump–sum backpay award, and file with the
Regional Director for Region 13, within 21 days from the
date the amount of backpay is fixed, either by agreement
or Board order, a report allocating the backpay award to
the appropriate calendar years.
(j) File with the Regional Director for Region 13, with-
in 21 days from the date the amount of backpay is fixed,
either by agreement or Board order or such additional time
as the Regional Director may allow for good cause shown,
a copy of each backpay recipient’s corresponding W–2
forms reflecting the backpay award.
(k) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, social
security payment records, timecards, personnel records,
and reports, and all other records including an electronic
copy of such records if stored in electronic form, neces-
sary to analyze the amount of backpay due under the terms
of this Order.
(l) Rescind the unlawful unilateral transfer of unit work
to nonunit employees, supervisors, and/or managers, and
restore the status quo ante by restoring the unit to where it
would have been without the unilateral changes.
(m) Rescind the changes in the terms and conditions of
employment for its unit employees that were unilaterally
implemented, including the discontinuation of annual per-
formance appraisals and performance-based increases of
between $1 and $3 per hour, and, on request by the Union-
s, the change to its practice of granting of certification-
based increases in excess of $5 per hour.
(n) On request, recognize and bargain with the Unions
as the exclusive collective-bargaining representative of
the employees in the following appropriate unit concern-
ing terms and conditions of employment and, if an under-
standing is reached, embody the understanding in a signed
agreement:
All full–time and regular part–time journeymen and
apprentice fire sprinkler technicians, fire sprinkler/ansul
technicians, plumbers, and backflow technicians em-
ployed by the Employer at its facility located at 111
Kerry Lane, Wauconda, Illinois.
(o) Commit to a bargaining schedule of not less than 4
bargaining sessions per month, with each session spanning
at least 8 hours in length, provided that the Unions request
and/or agree to bargain for this number of sessions in any
given month, until a collective-bargaining agreement or
lawful impasse is reached. The Respondent shall submit
monthly written bargaining progress reports to the com-
pliance officer for Region 13, serving copies thereof on
the Unions.
(p) Within 14 days after service by the Region, post at
its Wauconda, Illinois, facility, copies of the attached no-
tice marked “Appendix.”3 Copies of the notice, on forms
provided by the Regional Director for Region 13, after
3 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted, Read, and Mailed by
Order of the National Labor Relations Board” shall read “Posted, Read,
and Mailed Pursuant to a Judgment of the United States Court of Appeals
Enforcing an Order of the National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
being signed by the Respondent’s authorized representat-
ive, shall be posted by the Respondent and maintained for
120 consecutive days in conspicuous places, including in
employee breakrooms, on the bulletin board, and all
places where notices to employees are customarily posted.
Reasonable steps shall be taken by the Respondent to en-
sure that the notices are not altered, defaced, or covered by
any other material. In addition to the physical posting of
paper notices, the notices shall be distributed electronic-
ally, such as by email, posting on an intranet or internet
site, and/or other electronic means, if the Respondent cus-
tomarily communicates with its employees by such
means. The Respondent shall also duplicate and mail, at
its own expense, a copy of the notice to all current and
former unit employees employed by Respondent at any
time since July 9, 2021.
(q) Hold a meeting or meetings during working hours
at its Wauconda, Illinois, facility, scheduled to ensure the
widest possible attendance, at which the attached notice to
employees marked “Appendix” will be read to bargaining
unit employees, supervisors, and managers by Respond-
ent’s owner Dan Harbut in the presence of a Board Agent,
and a representative of each Union if the Unions so desire,
or, at the Respondent's option, by a Board agent in the
presence of Harbut, and, if the Unions so desire, a repres-
entative of each Union. A copy of the notice to employees
will be distributed by a Board agent during these meetings
to each bargaining unit employee, supervisor, and man-
ager in attendance before the notice is read.
(r) Within 21 days after service by the Region, file with
the Regional Director for Region 13 a sworn certification
of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to
comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
IT IS FURTHER ORDERED that the alleged misconduct by
the Respondent's representative, Cynthia Sauter, as set
forth above, is referred to the Investigating Officer, the
Associate General Counsel, Division of Operations Man-
agement, pursuant to Section 102.177(e) of the Board's
Rules and Regulations.
Dated, Washington, D.C. August 25, 2026
______________________________________
James R. Murphy, Chairman
______________________________________
David M. Prouty, Member
________________________________________
Scott A. Mayer, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your benefit
and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT display and/or maintain a sign prohibiting
unions on the door of the main entrance of our facility.
WE WILL NOT refuse to consider for hire or refuse to hire
job applicants because of their union membership, affili-
ation, or activities.
WE WILL NOT discriminate against employees for sup-
porting the Unions by changing our website to indicate
that we are not hiring for bargaining unit positions, by
changing our hiring practice of accepting and maintaining
hard-copy paper applications for bargaining unit employ-
ees, and by discontinuing our past practice of conducting
annual performance appraisals in about December of each
year, and of issuing performance-based pay increases of
between $1 and $3 by about the following March every
year.
WE WILL NOT change your terms and conditions of em-
ployment without first notifying the Unions and giving
them an opportunity to bargain.
WE WILL NOT fail and refuse to recognize and bargain
with Plumbers Local 130, United Association of Journey-
men and Apprentices of the Plumbing and Pipe Fitting
Industry of the United States and Canada, AFL–CIO
(Local 130), and Sprinkler Fitters Local 281, United As-
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
5
sociation of Journeymen and Apprentices of the Plumbing
and Pipe Fitting Industry of the United States and Canada,
AFL–CIO (Local 281), as the exclusive collective-bargain-
ing representative of our employees in the following appro-
priate unit (the bargaining unit):
All full–time and regular part–time journeymen and
apprentice fire sprinkler technicians, fire sprinkler/ansul
technicians, plumbers, and backflow technicians em-
ployed by the Employer at its facility located at 111
Kerry Lane, Wauconda, Illinois.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of your rights
guaranteed you under Section 7 of the National Labor Rela-
tions Act.
WE WILL remove any sign prohibiting unions on the
door of the main entrance of our facility.
WE WILL, within 14 days from the date of this Order,
offer employment to Michael Laskarin, in the position for
which he applied, or, if that position no longer exists, to a
substantially equivalent position.
WE WILL make Michael Laskarin whole for any loss of
earnings and other benefits, and for any other direct or
foreseeable pecuniary harms that he may have suffered,
resulting from our failure to hire him, less any net interim
earnings, plus interest, and WE WILL also make Michael
Laskarin whole for reasonable search-for-work and inter-
im employment expenses, plus interest.
WE WILL, within 14 days from the date of this Order,
remove from our files any reference to the unlawful failure
to consider for hire Thomas Jennrich, Philip Roknich, and
Michael Laskarin, and the failure to hire Laskarin, and WE
WILL, within 3 days thereafter, notify them in writing that
this has been done and that the failure to consider for hire
and/or hire them will not be used against them in any way.
WE WILL compensate Michael Laskarin and any bar-
gaining unit employee who is being made whole for the
adverse tax consequences, if any, of receiving a lump-sum
backpay award, and WE WILL file with the Regional
Director for Region 13, within 21 days of the date that
the amount of backpay is fixed, either by agreement or
Board order, a report allocating the backpay award to the
appropriate calendar year(s).
WE WILL make you whole for any loss of earnings and
other benefits, and for any other direct or foreseeable pe-
cuniary harms you may have suffered, resulting from our
unlawful unilateral actions, including the discontinuation
of annual performance evaluations since December 2021
and related performance–based wage increases of
between $1 and $3 per hour since March 2022, and the
change to our past practice of granting certification–based
wage increases of $5 to bargaining unit employees, plus
interest.
WE WILL compensate employees who did not receive
their annual performance–based wage increases and/or
certification–based wage increases for the adverse tax
consequences, if any, of receiving a lump–sum backpay
award, and WE WILL file with the Regional Director for
Region 13, within 21 days from the date the amount of
backpay is fixed, either by agreement or Board order, a
report allocating the backpay award to the appropriate
calendar years.
WE WILL make you whole for any loss of earnings and
other benefits, and for any other direct or foreseeable pe-
cuniary harms you may have suffered, resulting from our
unlawful unilateral transfer of unit work to nonunit em-
ployees, supervisors, and/or managers, plus interest.
WE WILL compensate employees who suffered loss of
earnings and other benefits due to the unlawful transfer of
bargaining work for the adverse tax consequences, if any,
of receiving a lump–sum backpay award, and WE WILL file
with the Regional Director for Region 13, within 21 days
from the date the amount of backpay is fixed, either by
agreement or Board order, a report allocating the backpay
award to the appropriate calendar years.
WE WILL file with the Regional Director for Region
13, within 21 days of the date that the amount of backpay
is fixed, either by agreement or Board order or such addi-
tional time as the Regional Director may allow for good
cause shown, a copy of the W–2 forms reflecting the
backpay awards for all employees receiving backpay.
WE WILL rescind the unlawful unilateral transfer of unit
work to nonunit employees, supervisors, and/or managers,
and restore the status quo ante by restoring the unit to
where it would have been without the unilateral changes.
WE WILL rescind the unilateral changes we made to your
terms and conditions of employment, including the dis-
continuation of annual performance appraisals and per-
formance-based increases of between $1 and $3 per hour,
and, upon the Union’s request, the change to our past prac-
tice of granting certification-based increases of $5 per
hour.
WE WILL, upon request, recognize and bargain with the
Unions as the exclusive collective-bargaining representat-
ive of the employees in the bargaining unit concerning
terms and conditions of employment, and, if an under-
standing is reached, embody the understanding in a signed
agreement.
WE WILL commit to a bargaining schedule of not less
than 4 bargaining sessions per month, with each session
spanning at least 8 hours in length, provided that the Uni-
ons request and/or agree to bargain for this number of ses-
sions in any given month, until a collective-bargaining
agreement or lawful impasse is reached.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
WE WILL submit monthly written bargaining progress
reports to the compliance officer for Region 13 and serve
copies of those reports on the Unions.
AMERICAN
BACKFLOW
&
FIRE
PREVENTION, INC.
The
Board’s
decision
can
be
found
at
www.nlrb.gov/case/ 13-CA-285856 or by using the QR
code below. Alternatively, you can obtain a copy of the
decision from the Executive Secretary, National Labor
Relations Board, 1015 Half Street, S.E., Washington, D.C.
20570, or by calling (202) 273-1940.
Elizabeth S. Cortez and Francis Copp Wellin, Esqs., for the Gen-
eral Counsel.
Michael Holmes, Bernard Burdzinski, Esqs., and Cynthia Sauter,
for the Respondent.
Keith R. Bolek, April H. Pullium, and Sumbul I. Alam, Esqs., for
the Charging Party.
DECISION
STATEMENT OF THE CASE
G. REBEKAH RAMIREZ, Administrative Law Judge. This case
was tried in Chicago, Illinois, on June 3, 4, and 5, 2024. Plumbers
Local 130, United Association of Journeymen and Apprentices
of the Plumbing and Pipe Fitting Industry of the United States
and Canada, AFL–CIO (Local 130) filed the initial charge in
Case 13–CA–285856 on November 8, 2021, and amended
charge on January 6, 2022; the initial charge in Case
13–CA–296614 on May 26, 2022, and amended charge on June
14, 2022, and February 17, 2023; and the initial charge in Case
13–CA–305278 on October 14, 2022, and amended charge on
February 17, 2023. Sprinkler Fitters Local 281, United Associ-
ation of Journeymen and Apprentices of the Plumbing and Pipe
Fitting Industry of the United States and Canada, AFL–CIO
(Local 281) filed the charge in Case 13–CA–313981 on March
14, 2023. The General Counsel issued a consolidated complaint
on March 7, 2023, and an order further consolidating cases and
a second consolidated complaint on August 28, 2023 (the com-
plaint). Respondent timely filed an answer in which it denied all
alleged violations of the Act.
The General Counsel alleges that American Backflow & Fire
Prevention, Inc. (Respondent or the Company) violated the Na-
tional Labor Relations Act (the Act) when it:
(a) On about July 9, 2021, refused to consider for hire or hire
Thomas Jennrich and Philip Roknich, and about January 12,
2022, refused to consider for hire or hire Michael Laskarin;
(b) On about January 12, 2022, changed its website to indicate
it was not hiring employees for bargaining unit positions;
(c) Since about June 27, 2022, displayed and maintained a
sign prohibiting unions on the door of the main entrance of its
facility;
(d) Since about June 27, 2022, changed its hiring practices by
refusing to accept and maintain hard–copy paper applications for
bargaining unit positions;
(e) Since about December 2021, discontinued its past practice
of conducting annual performance appraisals in about December
of each year, and issuing performance–based pay increases by
about March of the following year;
(f) During the 6 months prior to the filing of the charge in
Case 13–CA–305278, transferred bargaining unit work to
nonunit employees, supervisors and/or managers;
(g) Since about late-August 2022, changed its past practice of
granting wage increases of $5 to bargaining unit employees for
obtaining trade certifications or licenses;
(h) Since about March 13, 2023, has failed and refused to
bargain collectively with Local 130 and Local 281 (together the
Unions); and withdrew its recognition of the Unions on March
13, 2023.
On the entire record,1 including my observation of the de-
meanor of the witnesses, and after considering the briefs filed by
the General Counsel, Respondent, and the Unions,2 I make the
following:
FINDINGS OF FACT
I. JURISDICTION
At all material times, Respondent has been a corporation, with
an office and place of business in Wauconda, Illinois, and has
been engaged in the business of installing and repairing back-
flow, plumbing, and fire line safety inspection equipment. In
conducting its operations during the 12 months prior to August
28, 2023, Respondent purchased and received goods valued in
excess of $50,000 from points outside of the state of Illinois.
Accordingly, Respondent admits, and I find that it is an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
In addition, Respondent admits, and I find that the Unions are
labor organizations within the meaning of Section 2(5) of the
1 The transcript and exhibits in this case are generally accurate. Dur-
ing my review of the record, I found transcript errors where corrections
are warranted, although none are material: on pg. 591, line 18, and pg.
593, line 14, “certification” should be “decertification”; pg. 632, lines 8
and 9, “UOP” should be “ULP”; pg. 642, line 5, “way” should be
“weight.”
2 The transcript and exhibits in this decision are referenced as follows:
“Tr.” for transcript, “Jt. Exh.” for joint exhibit, “GC Exh.” for General
Counsel’s exhibit, “CP Exh.” for Charging Party’s exhibit, and “R. Exh.”
for Respondent’s exhibit. The post hearing briefs are referenced as “GC
Br.” for the General Counsel’s brief, “CP Br.” for the Charging Party’s
brief, and “R. Br.” for Respondent’s brief. Although I have included
several citations in this decision to highlight particular facts or exhibits
in the evidentiary record, I emphasize that my findings and conclusions
are not based solely on those specific citations, but rather on my review
and consideration of the entire record of the case.
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
7
Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
Respondent is a family–owned business that was originally
established by Dan Harbut’s father. Harbut is the current owner
and president. (Tr. 418, 606, 614.) He lives in Arizona and
travels to Respondent’s facility in Illinois (the Wauconda facil-
ity) as needed to oversee the business. (Tr. 655.) Respondent has
a second facility in or near Phoenix, Arizona. (Tr. 421.) David
Loes has been the operations manager at the Wauconda facility
since October 2016. (Tr. 557.) Loes reports directly to Harbut.
(Tr. 558.) Loes’ responsibilities include hiring, firing, and grant-
ing wage increases to employees. (Tr. 559.) At all material times,
Stephanie Heffner has held the position of office manager for
Respondent. (GC Exh. 32.) Cynthia Sauter has been Respond-
ent’s labor relations consultant and lead negotiator since January
2021. Respondent admits that Harbut, Loes, Heffner, and Sauter
have been supervisors and/or agents of Respondent for purposes
of Section 2(11) and 2(13) of the Act.
In addition, Respondent admits that the following individuals
are Section 2(11) and 2(13) supervisors within the meaning of
the Act: Thomas Grubbs, plumbing division manager, Kaden
Harbut,3 IT manager, James Hermann, backflow division man-
ager, David Larcombe, fire suppression division manager,
Joshua Quintana, fire sprinkler division manager, and Ramon
Quintero, fire alarm division manager.
In mid–2020, Local 281 Organizer William Hincks and Local
130 Union Organizer Paul Rodriguez began a campaign to rep-
resent employees in Respondent’s backflow/plumbing and fire
sprinkler divisions. (Tr. 29–30, 39.) According to documents
obtained by Hincks from the Office of the State Fire Marshal, as
of June 2020, Respondent had two main divisions, the backflow
and plumbing division, and the fire division. Respondent had a
backflow and plumbing manager, with 7 employees reporting to
him (five backflow technicians, one plumbing apprentice, and
one journeyman plumber, including 2 open positions). Respond-
ent had a fire division manager and fire division assistant man-
ager, with 13 employees reporting to them (five fire sprinkler
technicians, five fire division apprentices, 2 fire extinguisher/an-
sul technicians, and one fire alarm technician,4 including 3 open
positions). (GC Exh. 2.) Eventually, eleven employees signed
authorization cards. (Tr. 157–159, CP Exh. 1.)
On April 22, 2021, the Unions filed a joint petition for an elec-
tion with the Board seeking to represent Respondent’s plumbers,
sprinkler technicians, and backflow technicians.
B. Issues prior to Unions’ certification
1. May 2021: Respondent fires backflow manager Jennifer
MacDonald
At the time the joint petition was filed, Respondent’s back-
flow division manager was Jennifer MacDonald. MacDonald
had been hired as a backflow plumber in 2011 and had been pro-
moted to management in 2019. She supervised about five to six
backflow technician plumbers and two to three plumbing appren-
tices in 2021. MacDonald credibly testified that on about April
23, 2021, Respondent’s human resources manager at the time,
Carrie Goldstein, told her that MacDonald was going to be fired
“as a sacrificial lamb” to show that no one is safe in response to
the Unions’ petition for an election. (Tr. 261–262, 264.) Gold-
stein did not testify, and she no longer works for Respondent.
MacDonald testified that on May 7, 2021, Loes called her and
asked that she help get the Unions’ petition pulled, that things
were getting costly, and he knew she could help him. (Tr. 267.)
MacDonald also testified that on May 14, 2021, Loes asked her
to bring her truck into the facility. She assumed that she was
getting fired and called Dan Harbut to ask him if that was the
case. Harbut told her that he could not believe that she had not
known about the Unions. This was MacDonald’s last day work-
ing for Respondent. She was handed her termination the follow-
ing Monday, May 17, 2021. (Tr. 268, 281.) Shortly after, Mac-
Donald was approached by the Unions and was hired as an or-
ganizer. (Tr. 284.) During cross-examination, MacDonald was
asked if she had assisted the Unions in organizing employees
while she was still a member of Respondent’s management.
MacDonald credibly denied she did so. (Tr. 287.)
I note that MacDonald’s termination is not an alleged unfair
labor practice and that the General Counsel only seeks to show
union animus with her testimony. I find MacDonald was a cred-
ible witness. She took time to respond to questions and provided
details about the conversations she had with Goldstein, Loes, and
Harbut. On the other hand, I do not credit Loes’ testimony about
the reasons MacDonald was terminated. Loes testified that
MacDonald’s employment ended because “towards the end, she
needed to go home every day early, she came in late, so I just
made the decision that she wasn’t doing her job anymore, and I
talked to her about it. It didn’t seem to matter. So, I let her go.”
(Tr. 569.) I find Loes’ testimony self-serving, and untrustworthy.
I also note that his testimony was not corroborated by any docu-
mentary evidence or any other witness. Harbut did not testify
about MacDonald’s termination and/or the phone conversation
she alleged having with him. Therefore, MacDonald’s testimony
about her conversation with Harbut is uncontroverted
2. May 2021: Respondent tells Lyndon Leisher during an in-
terview that it is looking for “nonunion workers”
On about May 21, 2021, Local 281 union member Lyndon
Leisher was contacted by phone by Adam Hughes, a recruiter
with EPR Recruiting. Hughes asked Leisher if he was interested
in applying for a job with Respondent. Leisher said that he was,
and Hughes set up an interview. (Tr. 292.)
On May 29, 2021, Dan Harbut interviewed Leisher, by phone,
for a fire sprinkler and alarm inspector/repair technician position.
Leisher testified at the hearing that he had a union job at the time
of his interview, but he told Harbut during the interview that his
current job was at a nonunion facility. Leisher credibly testified
that Harbut told him that was good to hear, that he was looking
for nonunion workers, that there was an election coming up, but
3 Kaden Harbut is Dan Harbut’s son. (Tr. 80–81.)
4 At the time of the hearing, the fire alarm employees were represen-
ted by Production Workers of America, Local 707 (Local 707). Local
707’s representation started a short time after the Unions in this case
were certified. (Tr. 45.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
he was 100 percent sure that the Unions would not be voted in.
(Tr. 293–294, 308–309.) Harbut sent Leisher a job offer that
same day. (GC Exh. 19.) Leisher’s start date was set for June 14,
2021. (Tr. 297.) Harbut did not testify about Leisher’s interview
or job offer.
3. June 2021: Unions win election
The Board–conducted election was held on June 9, 2021. (Tr.
40.) It is undisputed that the eligibility voter’s list had 14 em-
ployees in the following classifications: journeyman plumber,
plumber apprentice, fire sprinkler technician, fire sprinkler tech-
nician (NICET II), fire sprinkler apprentice, fire sprinkler/ansul
technician, and ansul apprentice. In addition, the parties agreed
that three individuals would vote subject to challenge. (GC Exh.
32.) The tally of ballots showed that of the approximately 18
eligible voters, 9 votes were cast for the Unions, 5 votes were
cast against, with 2 challenged ballots, a number insufficient to
affect the results of the election. (Tr. 40–41; GC Exh. 31.)
4. June 2021: Respondent tells Leisher that he can start as a
“nonunion” employee
On June 14, 2021, Leisher sent an email to Harbut and Loes
stating, in pertinent part, “I have found out that the employes
voted yes for the union, I have always been nonunion and as I
mentioned in my interview, I do not want to be union. . . Unless
there is something that changes with the whole union thing or
you can guarantee that I will not have to be in the union, for now
I have decided to stay at my current job.” (CP Exh. 21.) After
sending the email, Leisher received various voice messages from
Adam Hughes. (Tr. 292, 303–305.) Leisher kept the recordings
of these voice messages. On the voice messages, Hughes stated
that Harbut wanted to talk to Leisher. In one of the messages,
Hughes stated that Harbut shared with him that the “alarm side
is nonunion, that the sprinkler side is the one that had the vote,
and it’s still not actually going through, but worst case scenario,
the alarm side is still open. . .” (CP Exh. 22.) Leisher eventually
agreed to talk to Harbut.
Harbut and Leisher spoke on the phone on June 15, 2021.
According to Leisher, Harbut told him not to worry about the
Union, that he had let go of one of the prounion employees and
it would be determined if other employees would keep their jobs,
and that he would get Leisher working with an antiunion appren-
tice. Leisher stated that he was not interested in the job. Accord-
ing to Leisher, Harbut told him that Harbut would have to show
that he was bargaining with the Union, that he would never agree
to any of the terms, and after a year he would have a re–vote.
Leisher then told Harbut that he was nervous to go work there as
a sprinkler technician, and Harbut offered to change his title to
alarm technician to get him around the Unions. Leisher said he
would think about it, but they did not talk again. (Tr. 298–299.)
At the hearing, Leisher testified that he is not employed by the
Unions. He testified that he told Harbut he was declining the job
offer because of the union to “gain information” on the Com-
pany, which he then shared with Union Organizer Hincks. (Tr.
310.) Harbut did not testify about this phone conversation with
Leisher. I credit Leisher’s uncontroverted testimony.
5. June 2021: Unions are certified
On June 22, 2021, the Board certified Local 130 and Local
281 as the joint exclusive collective-bargaining representatives
of the employees in the following appropriate unit:
All full–time and regular part–time journeymen and apprentice
fire sprinkler technicians, fire sprinkler/ansul technicians,
plumbers, and backflow technicians employed by the Employ-
er at its facility located at 111 Kerry Lane, Wauconda, Illinois.
(GC Exhs. 31–32.) On June 25, 2021, the Unions sent a letter to
Respondent proposing that negotiations be scheduled starting on
July 6, 2021. (GC Exh. 4.)
C. July 2021—Unions go on strike
On July 6, 2021, the Unions began an unfair labor practice
strike.5 (Tr. 44.) The record does not include much information
about the strike. Hincks testified that 10 bargaining unit employ-
ees participated in the strike, including Gerald Wettstein (the
only employee left in the unit by the time of the hearing). (Tr.
163.)
D. Evidence related to failure to consider for hire or hire
Thomas Jennrich and Philip Roknich
Two days after the strike started, on July 8, 2021, Hincks took
a photograph of a big banner that Respondent placed on the side
of the building at the Wauconda facility displaying, in all capital
letters, “Now Hiring, Plumbing, Backflow, Sprinkler Techni-
cians” and a phone number. (GC Exh. 3.) Hincks also found that
Respondent had job postings for three openings for backflow
tester/ repair technicians posted on the online job search website,
Indeed.com. (CP Exh. 5.)
On the same day, at the direction of Hincks and Union Organ-
izer Rodriguez, Thomas Jennrich, Philip Roknich, and approx-
imately 20 union apprentices went to the Wauconda facility to
apply for work. Jennrich and Roknich are full-time plumbing
instructors at the Joint Apprenticeship and Training Program
(JATP) for Local 130 and have been for more than 10 years. (Tr.
315, 334.) They were not and are not employed by the Unions.
The men went to the front door of the Wauconda facility and
formed a line. Someone from Respondent’s office told them to
wait outside and gave them job applications. The men were all
wearing union shirts. Jennrich and Roknich submitted their ap-
plications shortly after. (Tr. 316–320, 336–341; GC Exh. 29.)
On July 9, 2021, Jennrich and Roknich received separate
emails from Loes stating that they would not be considered for a
job because their resume and/or application were “incomplete.”
Loes ended the email by asking that they not apply again “for at
least 12 months.”6 (GC Exhs. 21 and 23.) A review of Jennrich’s
5 I take judicial notice of American Backflow & Fire Prevention, Inc.,
373 NLRB No. 71 (2025) (American Backflow) which issued after the
hearing in this matter. I will discuss this decision below but note that the
complaint in that case alleged, among other things, that on July 6, 2021,
Loes told employees that it would not negotiate with the Union, that it
would be futile for them to select the Union as their bargaining represent-
ative and threatened that it would replace the Union by selecting its own
collective-bargaining representative.
6 I note that in an email dated February 10, 2022, Cynthia Sauter,
Respondent’s labor consultant, in response to an inquiry by a Board
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
9
application and resume reflects that the application was complete
except for his available start date and hourly salary desired,
which were left blank. He also left blank whether he was cur-
rently employed but his resume indicated his current employ-
ment. (GC Exh. 20.) Roknich’s application is also complete ex-
cept for that he missed to initial and sign page five of the applica-
tion. (GC Exh. 22.) Both applications list their current employ-
ment with the JATP.
At the hearing, both Jennrich and Roknich stated that at the
time they applied to work for Respondent, they could not have
worked two full-time jobs and would not have accepted a job
offer if one was offered by Respondent. (Tr. 331–332, 347–348.)
E. July—September 2021: Hires
The joint stipulation of facts entered into evidence reflects that
between July and September 2021, Respondent hired six bar-
gaining unit employees.7 (GC Exh. 32, par. 6.)
Name
Position
Hire date
Separation
date
Carl Sche-
rmer8
plumber
journeyman
July 14,
2021
July 16,
2021
Brandon
Johnson
fire sprinkler
technician
July 31,
2021
November
30, 2021
Patrick
McCormick
fire sprinkler
apprentice
August 8,
2021
September
4, 2021
Brian King9
fire sprinkler
technician
August 30,
2021
September
10, 2021
Daniel
Kowaleski10
fire sprinkler
apprentice
September
21, 2021
February 8,
2022
Brian Malek
plumber
journeyperson
September
27, 2021
February 8,
2022
Of these employees, only Brian Malek was called as a witness at
the hearing. Malek’s testimony will be discussed below. Hincks
testified that he also observed Kaden Harbut, the owner’s son,
come into work at the Wauconda facility during the strike.11 (Tr.
68–69.)
The record also includes evidence that on July 9, 2021, Loes
sent an email to an applicant named Scott Poole, stating that Loes
had received and reviewed his application and resume, but that
he was looking for a plumbing and backflow manager, not a
technician. Loes asked Poole to let him know if he was interested
in the manager role. The email does not state that the applicant
should not apply for 12 months. (CP Exh. 28.)
F. August 2021: Strike ends
On August 10, 2021, Hincks sent an email to Respondent with
an unconditional offer to return to work from the striking em-
ployees. (GC Exh. 5.) The strike ended shortly thereafter. (Tr.
44–46.)
G. September 2021—December 2021: Brian Malek12
1. September 2021: Malek’s interview
In late–September 2021, Brian Malek, a Local 130 member,
was directed to apply for a job with Respondent by Union Organ-
izer Rodriguez. Malek went online to the job search engine In-
deed.com and found job openings with Respondent. When he
clicked on a link to apply, he was directed to Respondent’s web-
site. (Tr. 372, 401.) The website had a “now hiring” statement,
and he was able to fill out an online job application. The online
application asked that he indicate when he could start, his salary
requirements, and to attach his resume. Once he submitted the
online application and his resume, he received a message that
stated, “message has been sent.” Malek kept print screens of the
website, online application, and sent message. (GC Exh. 27.) A
review of Malek’s resume reflects that he has over 18 years of
plumbing experience and has a plumbing license. The resume
makes no reference to any union affiliation. (GC Exh. 33.)
Malek followed up his online application with an in-person
visit to Respondent’s facility on September 23, 2021. There he
met with Loes. Loes directed him to a conference room where
there were piles of application forms. Loes gave him an applica-
tion and he filled it out right then. Loes then conducted an im-
promptu interview. At some point during the interview Loes said
that the Company was having issues with the Unions, and said
that he probably should not ask, but asked Malek what was his
“politics/political preference.” Malek replied that he was conser-
vative minded. Loes told him that the Company’s employees had
voted for the Unions, and they had lost approximately 20 em-
ployees because of problems with the Unions. (Tr. 376–378.)
Malek was offered a job and started on September 27, 2021. (Tr.
371; GC Exh. 32.)
Malek also testified that on about September 27, 2021, he met
agent, stated that Respondent did not hire Jennrich and Roknich because
if would have been “a conflict of interest” due to the fact that the Unions
were on strike at the time. (Tr. 452; GC Exh. 34.)
7 The record also reflects the hiring of Octavio Medina on May 24,
2021. Medina was still employed by Respondent at the time of the hear-
ing and his application shows that he left blank his certifications and
entire employment history. (GC Exh. 38.)
8 Schermer’s job application reflects that he was a “walk-in,” and that
he indicated “see resume” in place of completing his application’s educa-
tion, employment history and certification/licenses sections. (GC Exh.
37.)
9 King’s job application reflects that he was a “referral,” and stated
“see application on Indeed” in lieu of filling his employment history.
(GC Exh. 36.)
10 Kowaleski’s job application reflects that he had previously worked
for Respondent and his employment history was left blank. (GC Exh.
39.)
11 During an October 2021 bargaining meeting, Hincks asked why
Kaden Harbut was not on an organization chart provided by Respondent,
and Loes told him that they would not discuss Kaden’s employment
because he is the owner’s son and is a minor. Kaden was 17 or 18 years
old in 2022. (Tr. 80-81, 519; GC Exh. 6.)
12 The parties stipulated that they met in person to bargain on Septem-
ber 7 and 8, October 28 and 29, November 29 and 30, and December 22,
2021. (GC Exh. 32.) Hincks was the Unions’ lead negotiator, accompan-
ied by Local 281 President Brian La Roche, Local 130 Organizer Paul
Rodriguez, Local 130 Union Representative Patrick McCarty, and two
bargaining unit employees. For Respondent, attorney Jonathan Sutton
was the lead negotiator and was accompanied by Loes and by Respond-
ent’s office manager, Stephanie Hefner. (Tr. 55–57.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
with Dan Harbut for what he called a job interview. According
to Malek, it started out as a standard interview but at some point,
Harbut told him that they were having issues with the Union, and
he wanted to know what Malek’s feelings were about the Union.
Malek replied that he felt like unions in general helped uphold
nonunion wages but that he was not particularly interested in
being part of a union. (Tr. 391–392.)
2. October 2021: Malek is shown union supporter’s job applic-
ation
About 2 weeks after being hired, Malek was in the office when
Loes commented that the Union had “sent a guy over to apply
for a job.” Malek asked how Loes knew, and Loes told him to
look for himself. Loes showed him the job application of Camer-
on Smith, which had a business card from a union attached to it.
Loes told Malek to look at the cover page of Smith’s application.
The cover page stated that Smith will “help fellow workers know
their rights under the National Labor Relations Act” and “inform
the workers about the benefits of forming a union.” (GC Exh.
35.) Office Manager Jennifer Heffner came in and Loes showed
her the application too. Malek testified that Heffner said why
would the Union think we would hire this guy, and Loes said
“exactly, and besides we already have a plumber who does not
have a backflow certification,” referring to Malek. (Tr.
379–381.)
Heffner was not called as a witness. Loes did not testify about
Malek’s interview or about discussing Smith’s application with
him, therefore Malek’s testimony is uncontroverted. Loes testi-
fied that he did not know that Malek was a union supporter when
he was hired, but that about a week after being hired, he saw
Malek coming through the entrance door of the facility, where
Respondent has a camera, wearing a union hat and quickly taking
it off. Loes testified that he did not talk to Malek about the hat or
his union support. (Tr. 572.)
3. November 2021: Unions file charge in Case 13–CA–285856
The Unions filed the unfair labor practice charge in Case
13–CA–285856 on November 8, 2021, alleging that Respondent
had refused to hire and/or consider hiring Jennrich, Roknich, and
19 other individuals, who were eventually not named in the com-
plaint. (GC Exh. 1 (a).)
4. December 2021: decertification petition posted on
bulletin board
In early–December 2021, Malek received an email from Loes
that was sent to all employees with the subject line “Bulletin
Board.” The email states:
All, please check the bulletin Board [sic] right outside of the
entrance to the office from the employee entrance. That is
where we put pertinent information for the employees to re-
view. Currently there is a form that an employee posted that is
requesting signatures. This is not mandatory to sign, so review
and sign if you so choose to. Any employee may sign if they
want to, or not. Again, this is not a management request but
coming from one of your fellow employees.
(CP Exh. 24.) Malek went to the bulletin board and took a picture
of the posting. The posting stated “To whom it may concern, We,
the current and active employees of American Backflow and Fire
Protection, state in writing, that we no longer wish to be repres-
ented by the unions of 130 and 281. Please cease further actions
on our behalf.” The statement was signed by seven individuals,
including admitted Section 2(11) Managers Joshua Quintana and
Jim Hermann, office staff Courtney Zimary, and Fire Alarm
Technician Jess Vallor—none of which are bargaining unit
employees.13 The form was signed on December 7 and 8,
2021.14 (CP Exh. 23.)
5. December 2021: comments at Christmas party
Respondent had a company Christmas party sometime before
December 25, 2021. Malek attended the party. He testified that
the Company held a “white elephant” gift exchange. When it was
Heffner’s turn to pick her gift, she said she wanted to speak first
and stated that she was grateful for all employees’ hard work,
with all the union problems, we will kick the “fucking union’s
ass.” (Tr. 382–384.) Heffner was not called as a witness although
she is still employed by Respondent. No witness controverted
Malek’s testimony concerning Heffner’s comment.
6. January 2022: Malek told he may be called by NLRB
Sometime in January, Malek was in a company car driving
Loes to Respondent’s facility when Dan Harbut called Loes.
Malek testified that Harbut told him that the NLRB would prob-
ably call him to ask how he was hired. Malek explained that he
had applied online and in person, and Harbut told him not to tell
the NLRB that he had applied online because “that would screw
us.” (Tr. 387–388.) At the time Malek was wearing a bright yel-
low beanie hat with the Local 130 logo on it. (Tr. 396.) Neither
Loes nor Harbut controverted Malek’s testimony about this con-
versation.
H. Evidence related to failure to consider for hire or hire
Michael Laskarin
1. December 2021: job openings and hires
Documentary evidence shows that in December 2021, Re-
spondent posted job openings on Indeed.com. On December 1,
2021, job applicant Aleksandar Visnjic received an automatic
email in response to submitting his resume on Indeed.com stat-
ing “fire sprinkler opening,” “reply to this email,” “we need fire
sprinkler techs and/or managers”, “many open positions, email
me back if interested.” (CP Exh. 25.) On the same date, Hincks
also found on Indeed.com a job opening for the Wauconda facil-
ity for backflow tester/ repair technicians. (GC Exh. 7.) Re-
spondent also had a job posting for backflow tester/ repair tech-
nicians for “immediate need” at a job search engine called Lensa.
The job was originally posted on December 8, 2021, and the
posting expired on January 5, 2022. (Tr. 94; GC Exh. 9.)
Respondent hired Adam Leslie as a fire sprinkler apprentice
13 The bargaining unit employees that signed the notice were Gerald
Wettstein, Chuck Tyche, and Lindsay Bouffard.
14 The Union filed another unfair labor practice charge in Case
13–CA–288185 on December 28, 2021 alleging, among other things,
that Respondent had posted or allowed a decertification petition to be
posted on its bulletin board and solicited employees to sign it. This
charge is addressed in American Backflow.
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
11
on December 21, 2021. (GC Exh. 32, par. 6.)
2. January 2022: Michael Laskarin’s job application
On January 12, 2022, Michael Laskarin, a plumbing instructor
for the Indiana State Pipes Trade Association, visited Respond-
ent’s facility to apply for a job. Earlier that day, he had visited
Respondent’s website and had seen that there was a “hiring now”
message on the Company website. He went to Respondent’s
facility wearing a face mask and a black hoodie with a union logo
on it stating, “Plumbers Local 210.” (GC Exh. 24.) Laskarin
filled out an application in person and handed it in. His applica-
tion states that he is applying for a plumber and backflow tester
job, that he is available to start the next day, and that he had heard
about the Company from the Unions. He listed his work experi-
ence and plumbing licenses and stated that while employed he
“would support my fellow employees to ensure they are repres-
ented” and “plan on picketing before work, on lunch or after
work to ensure” employee rights are met. (Tr. 350–355; GC Exh.
25.)
On the same day, Loes sent Laskarin an email stating that he
had reviewed his qualifications, found him to be “highly quali-
fied but we currently do not have a need for a Plumber, Backflow
tester at this time.” Loes ended the email by stating that the ap-
plication would be kept on file. (GC Exh. 26.)
At the hearing, Laskarin credibly testified that he would have
accepted a job if one was offered. (Tr. 359.) He explained that at
the time of his application he was a part–time night instructor
and could have worked a full–time job for Respondent. (Tr.
362–364, 367–369.)
I. January 2022—Respondent changes website to “not hiring”
Starting in January 2022, Cynthia Sauter, president and CEO
of Burdzinski & Partners, Inc., a labor relations consulting com-
pany, replaced Sutton as Respondent’s lead negotiator during
bargaining. (Tr. 58–59; GC Exh. 32.) Sauter was hired by Re-
spondent to help with labor relations matters, negotiations, and
defending the Company from unfair labor practice charges. (Tr.
451.) Legal Counsel Keith Bolek began representing the Unions
as lead negotiator in January 2022. (Tr. 57.)
Shortly after Laskarin attempted to apply for work, the Unions
noticed that Respondent’s website was changed to state: “Note:
not hiring Fire Sprinkler, Fire Alarm, or Plumbers currently at
Illinois location, please call for other positions available.” (CP
Exhs. 7–8.)
During a bargaining meeting on January 24, 2022, Bolek
asked Sauter if Respondent was hiring or had plans to hire. Ac-
cording to Hincks, Sauter stated that Respondent was not hiring.
Bolek asked Sauter why Respondent’s website was changed to
state that it was not hiring. Sauter replied that there were unfair
labor practice charges pending, that she was not looking to be a
witness again, and that she had advised Respondent to state this
on its website. (Tr. 89–90.) Sauter was called as a witness but
was not asked about Hincks’ testimony concerning what she said
at the bargaining table or the changes to Respondent’s website.
Therefore, Hincks’ testimony is uncontroverted.
Harbut testified that Respondent changed the website in mid–-
January 2022 after Respondent received an unfair labor practice
charge that alleged “that we were hiring where we didn’t hire
somebody.” He further explained that Sauter asked him where
this came from, and he “tracked it down to that website, which
doesn’t say we’re hiring, it says we’re hiring, but it doesn’t say
we’re hiring for plumbers,” “it didn’t give any clear direction on
who we were hiring for.” (Tr. 421.) Harbut explained that the
website was designed to take applications online, but it turned
out that feature was not working, even when it would appear it
was working. (Tr. 420.) Harbut stated that he thought the website
“could be a little misleading.” When asked if it was his decision
to change the website, Harbut testified “I consulted with Cindy
[Sauter] because I didn’t want to have any more ULPs. I didn’t
want any more, you know, I’m trying to, you know, make sure
that we’re in compliance,” “it was a joint effort.” (Tr. 422.)
When asked why he changed the website, Harbut further testified
that “I was working the best I could to make sure that we weren’t
doing anything wrong with the labor law. You know, I—this is
pretty new to me and I just want to make sure that . . . if it doesn't
say you’re hiring a plumber, you’re not hiring a plumber, but I
could see where someone says, hey you know what, maybe be-
cause they are hiring, they’re hiring a plumber . . . I didn’t want
to mislead anybody or—or, you know, have any more issues. All
my intentions were good.” (Tr. 634–635.)
Hincks testified that later in the year, about mid–2022, he went
back to Respondent’s website and noticed that all dropdown
boxes to apply online had been eliminated. (Tr. 178–179, CP Ex.
8).
J. February 2022: four bargaining unit employees resign
It is undisputed that Respondent lost four bargaining unit em-
ployees in February 2022. Brian Malek, who was a journeyman
plumber, resigned on February 8, 2022. (Tr. 371.) Daniel
Kowaleski, who was a fire sprinkler apprentice, also resigned on
February 8, 2022. Mike Lilla, who was a journeyman plumber,
also resigned in February. Adam Leslie, who was a fire sprinkler
apprentice, resigned on February 28, 2022. (Tr. 534–536.)
K. April 2022—informal settlement agreement
On April 26, 2022, the Acting Regional Director for Region
13 of the Board approved an informal settlement agreement in
Case 13–CA–288185. Among other things, the settlement
agreement required Respondent to: (1) post and read a notice to
employees at the Wauconda facility; (2) remove from its bulletin
board the posting from December 2021 seeking to decertify the
Unions; (3) if requested by the Unions, meet at reasonable times
and intervals and bargain in good faith with the Unions; (4) agree
to the certification year being extended to January 24, 2023; (5)
commit to a bargaining schedule of no less than four bargaining
sessions per month, with each session lasting at least eight hours;
and (6) provide the Union with information it requested in
November 2021. The settlement agreement also contained what
is commonly known as a “default judgment” provision stating
that if Respondent did not comply with the terms of the settle-
ment agreement, the General Counsel would file a motion for
default judgment on the allegations of the complaint, which
would be deemed admitted. Respondent was required to comply
with the settlement agreement by May 12, 2022. (Jt. Exh. 1.)
L. June 2022: “Not hiring” notice and “No–union” sign
On June 27, 2022, Jonathan Riley went to Respondent’s facil-
ity to apply for a job. Riley testified that he is employed by the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
Illinois Pipetrades Association. (Tr. 415.) When Riley arrived at
Respondent’s entrance, he observed that there was a letter posted
on the front glass door that stated in red print:
“ABFP is not hiring any positions for Plumbing, Backflow,
Sprinkler, Suppression at this time. If this sign is posted, we are
not hiring and there is no need to apply. Please check back at a
later date if you still would like to apply and this notice is not
posted. Thank you, ABFP Management.”
(GC Exh. 28.) To the right of the front door, on a glass wall, Ri-
ley also observed there was a round white sticker on the wall
depicting the word “UNION” in black with a diagonal slash over
it in red (the “no–union sign”). Right by the no-union sign there
was a notice stating that the door is unlocked from 7 a.m. to 5
p.m. Monday to Friday, with instructions to “use phone in the
entry to gain access.”
Riley went into the lobby and rang a button to call Human
Resources. A woman picked up the call and he told her that he
wanted to apply for a job. She asked him if he had seen the post-
ing outside that said they are not hiring. He told her that he still
wanted to apply. A woman came out, said her name was Sarah
Davies,15 and gave him an application. He took the application
while wearing a union hat and shirt. He filled out the application
and came back to the office. When he called back, Davies told
him that she was told “by the higher ups” not to accept any ap-
plications at this time. Riley asked if he could leave his applica-
tion so it would be on file, and she said no, they’re really strict
on this policy and not taking any applications at this time. Riley
left his application and never heard back from Respondent. (Tr.
407–413.) Davies was not called as a witness, and no other wit-
ness testified about Riley’s attempt to apply for work.
Riley reported to Hincks that Respondent had the no-union
sign on its front entrance door and sent Hincks photographs he
took. Hincks went to Respondent’s facility and observed
first–hand the no-union sign about a dozen times. Hincks took
pictures of the sign on November 18, 2022, and saw it again a
handful of times afterwards. (Tr. 111–113, 115; GC Exh. 12.)
Concerning the no-hiring notice posting, Harbut testified that
he thought it was posted at the same time as when Respondent
changed its website to indicate that it was not hiring for bargain-
ing unit positions. (Tr. 634.)
Concerning the no-union sign, Loes only testified that he had
no idea who put the no–union sticker on the Respondent’s main
entrance door. (Tr. 571.) Harbut testified that the front door
where the no-union sticker was found is not used by employees
and that no one uses it other than for deliveries. He testified that
employees use a side door to come into the facility, and that side
door does not have any signs. (Tr. 609–61; R. Exh. 1.) No other
witness testified that the front door is not used, and I do not credit
Harbut’s testimony in this respect. Clearly, the front door is used
as demonstrated by the fact that Respondent posted a no–hiring
notice on it and has a camera and doorbell installed on the door.
Notably, neither Loes or Harbut testified that the no-union sign
had been removed from the main entrance door, and Respondent
did not submit a photograph of the door either.
M. June—July 2022: notice readings
In
relation
to
the
settlement
agreement
in
Case
13–CA–288185, Respondent had agreed to read a Board notice
to employees. Respondent had also agreed that it would an-
nounce to employees that their attendance at the meeting where
the reading of the notice would take place was mandatory. (Jt.
Exh. 1.) In June 2022, the parties scheduled a notice reading at
Respondent’s facility. Hincks was in attendance for the Unions.
Sauter, Loes, and Heffner were present for Respondent. There
were only two employees present at the meeting, one of which
was Gerald Wettstein. According to Hincks, he asked why there
were no other employees in attendance and Sauter replied that
Respondent had advised employees that this was a “mandatory
union meeting.” Hincks also testified that he heard Loes ask
Wettstein something to the effect of “you didn’t slip anything on,
any posting or notice on the bulletin board, because that’s why I
have to do this in the first place.” A Board agent was supposed
to be present for the notice reading via Zoom, but something
happened that the Board agent could not attend. Therefore, the
meeting was cancelled. Hincks heard Wettstein state, this is
“fucking bullshit, I won’t come to another one.” (Tr. 214–215.)
Another notice reading meeting was scheduled for July
2022.16 Hincks was present for the Unions again and Sauter was
present via Zoom. A Board agent was also present via Zoom. No
employees were present this time. Sauter advised Loes to go find
any of the employees. According to Hincks, Loes went out and
came back with Wettstein who handed Hincks and Loes a piece
of paper. Wettstein stated “I’m not sitting in on this shit.” The
paper was a letter signed by five bargaining unit employees stat-
ing that they did not recognize the Unions as their bargaining
representatives. (CP Exh. 19.) Loes started to read the letter
aloud, but Hincks interrupted him and said that they were there
to read a notice. Neither the letter nor the notice to employees
was read. (Tr. 215–217.)
N. Evidence regarding discontinued annual performance ap-
praisals and related pay increases, and changes to certifica-
tion–based increases.
1. Past Practice
According to Respondent’s employee handbook, which pred-
ates the Unions’ organizing campaign, the Company’s policy is
to conduct employee performance evaluations every year. The
handbook also states that salary increases and/or bonuses are
granted based on performance evaluations, as well as market
conditions. (GC Exh. 5, p. 8–9, 18.) Hincks testified that em-
ployees informed him that Respondent indeed conducted annual
performance appraisals and awarded annual raises. (Tr.
15 In its answer to the complaint, Respondent admitted that Davies was
Respondent’s receptionist and/or human resources representative and
was an agent of Respondent within the meaning of Sec. 2(13) of the Act.
16 Hincks testified that as of the date of the hearing, Respondent and
the Unions had entered into three informal settlement agreements with
the Board. The first two also involved a notice reading and those
happened prior to June 2022. The third notice reading is the one that was
cancelled concerning 13–CA–288185. (Tr. 254–255; Jt. Exh. 1.)
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
13
125–126.) Former plumber backflow manager Jennifer Mac-
Donald similarly testified that employees received performance
evaluations annually. MacDonald stated that she would work
with Loes to evaluate employees annually.17 (Tr. 262–263.) Loes
corroborated MacDonald’s testimony and testified that, with
managers’ input, he was the sole decision maker on how much
of a wage increase employees would receive in a given year. (Tr.
559.) Loes stated that performance–based wage increases were
usually granted around March every year, but that raises were
not guaranteed. (Tr. 560.) The annual wage increases could be
between $1 and $3 per hour. (Tr. 561.) Loes also acknowledged
that Respondent referenced this policy in employee job offers.
(Tr. 475–478; GC Exh. 42.)
In addition, Respondent’s past practice had been to grant wage
increases of $5 per hour when employees obtained work related
certifications such as NICET certifications.18 (Tr. 127–128, 262,
561; GC Exhs. 30, 43) In an undisputed email dated February 5,
2020, Respondent informed employees that once they finished
NICET sprinkler training and passed the test, they would receive
a $5 per hour increase when they reached Level II and another
$5 per hour increase when they reached Level III. (GC Exh. 43)
In another undisputed email dated February 6, 2020, David Loes
explained to fire technicians that some employees were hired at
a higher wage rate based on their skillset with the expectation
that they would get NICET certifications as soon as possible. The
Company would not raise the wages of those employees once
they got NICET certifications. However, Loes explained that for
those employees who started at a lower rate, the Company
offered a $5 per hour increase each time the employee obtained
a sprinkler Level I, II, and III certification. This email also stated
that alarm techs did not have NICET certification requirements,
so their raises would be on a “case by case basis,” and the same
applied to suppression techs. (GC Exh. 30.) At the hearing, Har-
but also testified that employees were eligible for $5 per hour
wage increases for NICET certifications. (Tr. 427.)
2. Respondent does not conduct performance appraisals in
December 2021 or related increases in March 2022
Notwithstanding the above past practices, the Unions learned
in September 2022 that bargaining unit employees had not re-
ceived wage increases in accordance with the above policies. By
email dated September 28, 2022, in response to an information
request made by the Unions, Respondent provided a list of cur-
rent bargaining unit employees with their corresponding hire
dates, current wages, previous wages, and reasons for their wage
increase. (GC Exh. 15.) The list reflected six unit employees.
Three employees (Allen Lee, Eric Gaspers, and Gerald Wett-
stein) had not received an annual wage increase in 2022—and all
three had been hired for over a year. The other three employees
on the list had received wage increases as follows:
Lindsay Bouffard, journeyman fire sprinkler, was
making $22 per hour in June 2021. She received a $5
increase to $27 per hour on April 22, 2022 and anoth-
er increase of $13 per hour to $40 per hour on
September 3, 2022 for obtaining a “certification.”
Charles Tyche, fire/sprinkler NICET III, was making
$34 per hour in June 2021. He received a $6 increase
to $40 on September 17, 2022 for obtaining a “certi-
fication.”
Octavio Garcia, apprentice NICET I, was making $21
per hour in June 2021. He received a $5 increase on
April 22, 2022 to $26 per hour for obtaining a “certi-
fication.”
Additionally, Respondent stated that “regarding the Unions
request for employee performance appraisals for 2021–2022,
none such exist.” (Tr. 468; GC Exh. 15.) The Unions requested
that Respondent explain why Bouffard and Tyche had received
increases in excess of the $5 per hour certification–based in-
crease. Sauter responded in writing stating that Bouffard’s in-
creases were granted because she advanced “2 levels” and Tyche
had passed his NICET III exam and increases “are at the Em-
ployer’s discretion.” (GC Exh. 15.)
Hincks credibly testified that Respondent never notified the
Unions that it had stopped granting annual increases or had
stopped performing annual performance reviews. (Tr. 145.)
Likewise, Hincks credibly testified that Respondent did not noti-
fy the Unions or bargain with the Unions prior to granting an
increase of more than $5 per hour to Bouffard and Tyche for
passing a certification. (Tr. 148–151.)
At the hearing, Loes admitted that the last performance re-
views Respondent had performed had been in December 2020,
with corresponding wage increases in March 2021. (Tr.
477–478.) He also admitted that Respondent stopped granting
annual performance–based increases after the Unions were elec-
ted. (Tr. 478.) However, when Respondent’s counsel asked Loes
if the “process” of providing wage increases had stopped, Loes
testified “it’s never stopped.” (Tr. 560.) Loes then testified that
he “set up” performance reviews when he first got hired and
when Respondent hired a Human Resources (HR) manager, she
took over the process but she “pretty much let it go from that
point forward.” He said that the HR manager left right after the
Unions were elected. (Tr. 576.) Loes’ testimony is evidently
contradictory. Either the performance review process never
stopped, or the HR manager dropped the ball and did not contin-
ue it. Either way, it is undisputable that Respondent did not per-
form performance reviews, nor did it grant performance–based
increases after the Unions were voted in.
Concerning the $5 per hour certification–based increases,
17 MacDonald also testified that raises were not granted every year,
and that she recalled a period of 6 years when she did not get a raise. She
stated she received a raise in 2016. (Tr. 279–281.) MacDonald was hired
in 2011, and she did not provide a time frame for when she did not get a
wage increase.
18 NICET is an acronym for National Institute for Certification in
Engineering Technologies, which is an organization that provides certi-
fication programs related to, among other areas, fire sprinkler systems.
NICET has certification levels I, II, and III. Level I requires 6 months’
experience, Level II requires 2 years of experience, and Level III requires
5 years of experience. (Tr. 126–127, 137–138.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
Loes testified that Tyche got a $6 per hour increase instead of $5
increase because of “retention” and because he wanted Tyche to
get to $40 per hour. (Tr. 563.) Loes also testified that Bouffard’s
raise of $13 per hour was because he wanted her to be at the same
level as Tyche. (Tr. 563–564.) Loes acknowledged that he
wanted to keep them both “happy.” (Tr. 579–582.) Notably, Loes
also acknowledged that by the time of the hearing (less than two
years after the September 28, 2022 report with employees’
hourly wages), all employees’ wages had increased. According
to Loes, Tyche went from $40 per hour to $52 per hour, Bouffard
went from $40 per hour to $50 per hour, Wettstein went from
$40 per hour to $50 or $52 per hour, and Gaspers went from $38
per hour to $52 per hour. (Tr. 579–583.) Loes was asked to ex-
plain what Tyche and Bouffard had done that resulted in addi-
tional wage increases beyond their September 2022 raises. Loes
testified that Tyche had obtained more “licenses” and that both
of them had “done a great job.” (Tr. 586.)
O. Evidence regarding transferring bargaining unit work to
nonunion employees, supervisors, and/or managers
1. The bargaining unit’s decrease after Unions’ certification
The evidence regarding the composition of the bargaining unit
is not in dispute. The bargaining unit went from 14 bargaining
unit employees prior to the Unions’ certification in June 2021 to
five bargaining unit employees by at least October 2022, a 64–-
percent reduction in the number of employees represented by the
Unions. (Compare GC Exh. 31, stipulation of facts, par. 3, show-
ing 14 bargaining unit employees with GC Exh. 17, showing 5
bargaining unit employees.) During the same time period, Re-
spondent’s management team went from three to four managers.
This fact is also undisputed.
The parties stipulated that from January 2021 to March 2023,
the Unions asked Respondent at least once a month during bar-
gaining whether Respondent was hiring, and Respondent always
replied no, it was not hiring. (GC Exh. 32, par. 15.)
Respondent’s hiring plans, or lack thereof, were also the sub-
ject of many information requests made by the Unions. As early
as August 12, 2021, in response to the Unions’ initial informa-
tion request prior to commencing bargaining, Respondent
provided an organizational chart reflecting 17 bargaining unit
employees under three managers (one backflow and plumbing
manager, and two fire division managers). (GC Exh. 5.) Then in
October 2021, Respondent provided the Unions with an updated
organizational chart reflecting 17 bargaining unit employees (13
active employees and four open positions). (GC Exh. 6.) In Janu-
ary 2022, Respondent provided the Unions with yet another up-
dated organizational chart that reflected no open positions and
only 10 bargaining unit employees. The chart showed three man-
agers: backflow and plumbing manager, fire sprinkler I&T man-
ager, and fire division suppression manager. (GC Exh. 8.) As
discussed above, starting in January 2022, Respondent an-
nounced a no–hiring policy for bargaining unit employees—as
reflected by changes on its website and the no–hiring notice on
its main entrance.
By email dated May 19, 2022, the Unions asked Respondent
if it had hired new bargaining unit employees or was seeking
applicants for new positions. Respondent replied that the last
bargaining unit employee hired was fire sprinkler apprentice
Adam Leslie on December 21, 2021, it had no hiring plans, and
there were no open positions. (GC Exh. 10.) On June 16, 2022,
the Unions asked again if Respondent had hired or was hiring for
any bargaining unit positions. The Unions also asked if Re-
spondent had hired “anyone” with a plumbing license. Respond-
ent again replied that it had not hired and was not hiring for any
bargaining unit position. However, it stated that it had hired
Thomas Grubbs as its new plumbing “manager.” (GC Exh. 11.)
Grubbs was hired in May 2022. (Tr. 478.) The Unions asked if
Respondent’s backflow manager, James Herman, was still em-
ployed and Respondent replied that Herman was still employed
as the “backflow manager.” (Id.) In August 2022, Respondent
provided another updated organization chart. This time it reflec-
ted only six bargaining unit employees and four manager roles.
The manager roles were backflow division manager, plumbing
division manager, fire sprinkler I&T manager and fire division
suppression manager. (GC Exh. 13, CP Exh. 20.) By September
28, 2022, Respondent still had six bargaining unit employees.
(GC Exh. 14, 15.) By at least October 17, 2022, the bargaining
unit was down to five employees. (CP Exh. 17.) From October
2022 through at least March 6, 2023, the bargaining unit contin-
ued to only have five bargaining unit employees. (CP Exh. 17.)
At the hearing, Respondent’s president Dan Harbut was asked
why the number of bargaining employees had decreased and he
stated that employees had resigned. He went on, “I didn’t realize
really, you know, you know, we didn’t—I didn’t know what was
going on, but there was—the company was becoming more effi-
cient. . .” (Tr. 636–637.) Harbut did not explain how the Com-
pany became more efficient other than to state that they did
“more work with less people.” (Tr. 638.) Harbut continued to
state that he ran some Profit and Loss (P&L) reports “today,”
“because I couldn’t understand how we were doing better than
we were with less people.” (Tr. 639.) Respondent entered into
evidence the P&L reports for 2020, 2021, 2022, and 2023. (R.
Exhs. 2–5.) The reports are all dated June 5, 2024, the day of the
hearing. The reports show that in 2020 Respondent had a net loss
of $580,977 and in 2021 a net loss of $110,347. In 2022, Re-
spondent had a net income of $696,913 and in 2023 a net income
of $186,832. After looking at these reports, Harbut was asked if
the reduction in employees harmed the business. Harbut testified
that “it actually helped it. I would never [sic] thought.” (Tr.
650–651.) Harbut stated that he thought Respondent was “per-
fectly staffed right now.” (Tr. 650.)
I do not give much weight to the P&L reports because they
were admittedly printed the day of the hearing and were not re-
lied upon by Respondent in making any business decisions,
whether or not to hire bargaining unit employees or to assign
bargaining unit work to nonunit employees. Furthermore, the net
loss in 2020 was impacted by the COVID–19 pandemic during
which Respondent shut down for at least 2 weeks, and is thus, an
outlier year. (Tr. 616, 661.) The P&L reports also reflect line
items related to Respondent’s Arizona’s operations, which has
nothing to do with this matter (see, for example, line items for
“health insurance Arizona,” references to “Gold Dust” and
“Mexico call center”). Thus, the P&L reports are not a reliable
source of information to explain Respondent’s no–hiring de-
cision.
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
15
2. Significant bargaining unit work was assigned to managers
At the same time that the Unions were requesting information
about the composition of the bargaining unit as discussed above,
they were also requesting information that would reflect who
was performing the bargaining unit work. On February 1, 2022,
Respondent provided the Unions with a spreadsheet setting forth
the bargaining unit employees’ work assignments from January
1, 2019, through January 20, 2022. (Tr. 186.) The Unions intro-
duced an excerpt of this spreadsheet into the record containing
work assignments from January 1, 2021, through the end of
January 2022. (CP Exh. 10.) The Unions made an additional
information request regarding bargaining unit work assigned to
non-bargaining unit employees including managers from Janu-
ary 1, 2021, through June 2022. (CP Exhs. 11–12.) Respondent
provided the Unions with a spreadsheet with 247 pages of in-
formation showing all work orders assigned to its managers. (CP
Exh. 13.) The Unions then requested information showing work
performed by bargaining unit employees during the same time
period and Respondent provided the information in a similar
spreadsheet with 174 pages of information. (CP Exh. 14–16.)
The evidence from Respondent’s spreadsheets demonstrates
that its managers have frequently been assigned to work on or-
ders that involve bargaining unit work. However, after June
2021, managers’ work on orders involving bargaining unit work
drastically and significantly increased. This data was corrobor-
ated by Jennifer MacDonald, Respondent’s former backflow
manager, who testified that she and other managers, would regu-
larly work approximately 10 hours a week out in the field with
bargaining unit employees, but that after the union campaign, her
schedule was fully out in the field. (Tr. 274–275, 289.)
According to Respondent’s spreadsheets, Fire Division Sup-
pression Manager David Larcombe’s assignments to work or-
ders that involved bargaining unit work increased significantly
after the Unions’ certification, as summarized below:
No. of Work Orders*
2021
2022
%
Increase
January
29
75
159%
February
29
55
90%
March
47
91
94%
April
28
59
111%
May
31
84
171%
June
29
45
55%
July
63
August
53
September
25
October
94
November
68
December
65
*Assigned to Larcombe. (CP Exh. 13.)
The backflow and plumbing managers’ data also shows a
drastic increase in bargaining unit work assigned to these man-
agers. Thus, the data for Jennifer MacDonald, backflow and
plumbing manager from January 2021 through May 14, 2021,
James Herman, backflow and plumbing manager from August
2021 through May 2022 and backflow manager from May 2022
through June 2022, and Thomas Grubbs, plumbing manager
from May 2022 through June 2022, is summarized below:
No. of Work Orders*
2021
2022
%
Increase
January
27
133
393%
February
22
97
340%
March
16
140
775%
April
23
159
591%
May
47
253
438%
June
0
351
July
0
August
140
September
212
October
200
November
169
December
145
*Assigned to backflow and/or plumbing managers. (CP Exh.
13.)19
Finally, the data for fire sprinkler I&T manager Joshua
Quintana also shows that his work on orders involving bargain-
ing unit work increased significantly after the Unions were certi-
fied as summarized below.
No. of Work
Orders*
2021
2022
%
Increase
January
26
40
54%
February
28
52
86%
March
24
58
142%
April
30
55
83%
May
25
54
116%
June
30
34
13%
July
46
August
39
September
32
October
44
November
41
December
46
*Assigned to Quintana. (CP Exh. 13.)
At the hearing, David Loes acknowledged that when he
provided an affidavit to the Board in December 2022, he stated
that the reason more work was performed by managers was be-
cause Respondent had hired a new manager, Thomas Grubbs.
(Tr. 482.) Both Loes and Harbut testified that managers have
always worked in the field. (Tr. 478–479, 567, 616.) Respondent
entered into evidence samples of work orders from 2018 through
2024 showing bargaining unit work orders assigned to managers
Quintana, Larcombe, Hermann, MacDonald, and Grubbs. (R.
Exhs. 6–10.) Respondent did not offer any explanation for why
it divided the backflow plumbing manager position into two
management positions.
19 There is also evidence of 19 work orders dated between May 2022
and September 2022 where Hermann and Grubbs were assigned to per-
form bargaining unit work together. No bargaining unit employee was
assigned to work alongside them. (CP Exh. 36.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16
3. Bargaining unit work was also assigned to nonunit
employees
Additional substantial evidence was entered into evidence
concerning bargaining unit work being assigned to nonunit em-
ployees, specifically alarm technicians. For instance, the Unions
entered into evidence a group of 34 work orders dated between
April 7, 2022, and November 21, 2022, reflecting instances
where bargaining unit work was performed by alarm technicians
Jessica Vallor and/or Michael De Jesus. (Tr. 498–499.) Most of
the work orders reflect Vallor and/or De Jesus assigned to work
alongside managers Joshua Quintana and/or David Larcombe
performing bargaining unit work that included fire sprinkler
system inspections, fire extinguishers inspections and testing,
fire sprinkler system repairs, and fire suppression system inspec-
tions. A few orders show Vallor assigned to work with Kaden
Harbut and/or Dan Harbut, too. Four of the work orders from
November 2022, show Vallor working alone on bargaining unit
work. (CP Exh. 30.) Another group of seven work orders in evid-
ence reflect bargaining unit work assigned to fire alarm techni-
cians Jacob Woods and Jonathen Claude. (Tr. 505.) The work
orders, dated between August 5, 2022 and September 15, 2022,
reflect Woods and/or Claude assigned to work with manager
Larcombe, Dan Harbut, and/or Kaden Harbut, on fire sprinkler
systems and other bargaining unit work (although a few work
orders also include fire alarm work). (CP Exh. 31.) Another
group of five work orders dated between April 14, 2022, and
September 27, 2022, show De Jesus working alone, alongside a
manager, and/or alongside Woods on bargaining unit work. (Tr.
508–509; CP Exh. 32).
Aside from assigning bargaining unit work to alarm techni-
cians, many work orders in evidence show that Respondent also
assigned bargaining unit work to the Company’s president Dan
Harbut and his son Kaden Harbut. For instance, a group of 17
work orders in evidence show Dan Harbut, David Loes, and/or
Kaden Harbut assigned to work alongside bargaining unit em-
ployees and/or a maintenance mechanic Robert Paniello between
February and November 2022. Paniello was also assigned to
perform bargaining unit work. (Tr. 511–513; CP Exh. 33.) An-
other group of seven work orders dated between June and Octo-
ber 2022, were serviced by Dan and Kaden Harbut alone, or with
a manager, with no bargaining unit employees present at all. (CP
Exh. 34.) Another group of nine work orders dated between June
and November 2022, show David Loes performing bargaining
unit work with Kaden Harbut or one of the managers. (CP Exh.
35.)
The last group of work orders entered into evidence reflect
that work previously performed by bargaining unit employees in
2020 and 2021 was assigned to managers in 2022. This evidence
is summarized below and was confirmed by Respondent’s opera-
tions manager David Loes. (Tr. 521–532.)
In 2020 and 2021, bargaining unit employee Brian De
Bruin performed annual backflow inspections for
Lippert Townhomes. In 2022, the work was per-
formed by Hermann and Grubbs. (CP Exh. 37.)
In 2020 and 2021, De Bruin performed annual back-
flow inspections for the Property Solutions Group. In
2022, the work was performed by Hermann and
Grubbs. (CP Exh. 38.)
In 2020 and 2021, De Bruin performed annual back-
flow inspections for the Burbank City Hall. In 2022,
the work was performed by Hermann and Grubbs.
(CP Exh. 39.)
In 2020 and 2021, De Bruin and bargaining unit em-
ployee Gerald Wettstein, respectively, performed
annual backflow inspections for the Burbank Fire
Department. In 2022, the work was performed by
Hermann and Grubbs. (CP Exh. 40.)
In 2020 and 2021, De Bruin performed annual back-
flow inspections for the Simon’s Restaurant. In 2022,
the work was performed by Hermann and Grubbs.
(CP Exh. 41.)
In 2020 and 2021, De Bruin performed annual back-
flow inspections for the Volkswagen of Orland Park.
In 2022, the work was performed by Hermann and
Grubbs. (CP Exh. 42.)
At the hearing, David Loes was asked about the above work
orders and the reasons why nonunit employees were assigned
bargaining unit work. Loes testified that alarm technician Jessica
Vallor had “recently” started to work on fire suppression work,
which is bargaining unit work, because she had been “certified
recently,” wanted to “better herself” and “wanted to ride along
because she was interested.” (Tr. 497–499, 502.) When asked
about fire alarm technician Michael De Jesus, Loes focused on
one work order stating that De Jesus “was just dropping off a fire
extinguisher.” When asked why De Jesus was asked to do this
work and not a bargaining unit employee, Loes replied that he
would “have to ask a CSR” (customer service representative).
Loes became increasingly annoyed during this line of question-
ing. He testified that Kaden Harbut was doing bargaining unit
work although he is the “IT manager” because Kaden is a certi-
fied sprinkler but “you,” referring to the Unions’ counsel,
“would not let him in the unit.” He stated that he “occasionally”
was also assigned to work on bargaining unit work “to help out.”
Harbut testified that Kaden grew up in the family business and is
also technically savvy, so that is why Kaden is the IT manager
and also a licensed plumber and sprinkler, and suppression tech.
(Tr. 618–621.)
P. Disaffection letters
Starting on October 17, 2022, through March 6, 2023, the
Union received at least 20 letters from the remaining five bar-
gaining unit employees employed at the Wauconda facility stat-
ing, in pertinent part, that “we do not recognize union locals 130
and 281 as our bargaining agents . . . we furthermore demand that
they cease and desist any and all further action on our behalf.”20
(GC Exh. 17.)
Respondent called bargaining unit employee Gerald Wettstein
as a witness. Wettstein was hired as a plumber and has been with
20 The letters were signed by Gerald Wettstein, Lee Allen, Linsday
Bouffard, Octavio Medina, and Chuck Tyche. (GC Exh. 17.)
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
17
the Company for 5 years. (Tr. 589–590.) He testified that he
initially supported the Unions and went out on strike. However,
he stated that he does not support the Unions any longer and has
filed 16 to 18 decertification petitions. He stated that the five
employees in the bargaining unit had also filed decertification
petitions and signed letters to the Unions telling them that they
do not want representation. (Tr. 591–593, 601.) Wettstein testi-
fied that he did not support the Unions because “they don’t rep-
resent us, they want to put American Backflow out of business,
and they want to see Dan and Dave in handcuffs.” (Tr. 596.)
Q. Respondent cancels bargaining and withdraws recognition
The joint stipulation of facts reflects that in 2023, the parties
met for bargaining on January 26 and 27, February 17, 20, and
21, and March 7, 2023. The parties had agreed that their next
bargaining meeting would be on March 28, 2023. (GC Exh. 32.)
By letter dated March 13, 2023, Loes provided the Unions
with notice that Respondent “immediately withdraws recogni-
tion” of the Unions as the exclusive collective-bargaining rep-
resentatives of the bargaining unit at its Wauconda facility. Loes
also stated that Respondent was cancelling all scheduled meet-
ings and any other obligations with the Unions. Attached to the
letter were the 20 letters that the Unions had received from em-
ployees between October 2022 and March 6, 2023. (GC Exhs.
16–17.)
R. Evidence related to 2023—2024 hires
The General Counsel moved into evidence the job applica-
tions of five individuals who were hired by Respondent post
withdrawal of recognition. (Tr. 664–667.) Respondent did not
provide the hire dates of these individuals, but the dates can be
approximated based on the dates of the applications. Thus, this
evidence reflects that the following individuals were hired in the
following bargaining unit positions:
Gabriel Nickels: hired about June 13, 2023 as a back-
flow technician.21
Jesus Coy: hired on about July 21, 2023 as an appren-
tice plumber.22
Alexander Visnjic: hired on about October 13, 2023
as a fire sprinkler technician.23
Cameron Spreitzer: hired on about November 27,
2023 as a fire sprinkler apprentice.
Eduardo Zamudio: hired on about April 25, 2024 as a
fire sprinkler technician.
(GC Exh. 45.) None of these applications reflect any union affili-
ation. Aside from the above five new employees, Respondent’s
most recent organizational chart as of the date of the hearing
reflected another new hire:
Jordan Pell: hired sometime in January 2024 as a fire
division apprentice. (CP Exh. 48.)24
Respondent’s most recent organizational chart also reflected
that Heffner continued to be its office manager, Kaden Harbut its
IT manager, James Hermann its backflow manager, Thomas
Grubbs its plumbing manager, Ramon Quintero its fire alarm
manager, Joshua Quintana its fire sprinkler I&T manager, and
David Larcombe its fire division suppression manager. There
are nine bargaining unit employees in the organizational chart.
(CP Exh. 48.) Loes testified that this organizational chart was
still valid as of the last day of the hearing. (Tr. 545.)
S. Board finds Respondent failed to comply with the April 2021
settlement agreement
On June 25, 2024, the Board issued its decision in American
Backflow and found that Respondent failed to comply with the
settlement agreement in Case 13–CA–288185 and granted the
General Counsel’s motion for default judgment. The General
Counsel argued in that case that Respondent breached its obliga-
tions under the settlement agreement when it withdrew its recog-
nition on March 13, 2023, and cancelled all future bargaining
sessions with the Unions, because Respondent relied on tainted
decertification petitions. Importantly, the General Counsel asser-
ted that the decertification petitions were tainted because they
were filed at a time when there remained unremedied unfair
labor practices—specifically, those alleged in the instant matter.
Respondent asserted that it did not rely on the decertification
petitions filed between October 7, 2022, and March 6, 2023, to
withdraw recognition of the Union. The Board stated that Re-
spondent could only withdraw recognition “if it had objective
evidence of the Union’s loss of majority support,” pursuant to
Levitz Furniture Co. of the Pacific, 333 NLRB 717, 725 (2001).
The Board then held that Respondent failed to proffer the evid-
ence, if any, it had relied on to support its withdrawal of recogni-
tion. Accordingly, the Board granted the motion for default
judgment and found all the allegations in the complaint to be
true.
III. DISCUSSION AND ANALYSIS
A. Credibility Findings
In making credibility determinations, all relevant factors have
been considered, including the context of the witnesses’ testi-
mony, their interests and demeanor, whether their testimony is
corroborated or consistent with the documentary evidence and/or
the established or admitted facts, inherent probabilities and reas-
onable inferences that may be drawn from the record as a whole.
Credibility findings need not be all–or–nothing—indeed, noth-
ing is more common in all kinds of judicial decisions than to
believe some, but not all, of a witness’ testimony. See Daikichi
Sushi, 335 NLRB 622, 623 (2001), enfd. 56 Fed. Appx. 516
(D.C. Cir. 2003); NLRB v. Universal Camera Corp., 179 F.2d
749, 754 (2d Cir. 1950), reversed on other grounds 340 U.S. 474
(1951). To the extent that credibility issues arose in this case, my
credibility determinations are detailed in the Findings of Fact
above.
21 Work orders in evidence reflect Nickels working alongside other
bargaining unit employees or alone in July 2023. (CP Exh. 47.)
22 Work orders in evidence reflect Coy working alongside other bar-
gaining unit employees in July and August 2023. (CP Exh. 43.)
23 Work orders in evidence reflect Visnjic working alongside other
bargaining unit employees in October 2023. (CP Exh. 45.)
24 Work orders in evidence reflect Pell working alongside other bar-
gaining unit employees in January and February 2024. (CP Exh. 46.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
18
B. Did Respondent violate the Act by displaying and maintain-
ing an anti–union sign on the door of the main
entrance of its facility?
The General Counsel alleges that it is a violation of Section
8(a)(1) of the Act for Respondent to display and maintain an
anti–union sign on the door of the main entrance of its facility.
Respondent argues that there is no evidence that Respondent
posted the anti–union sticker, and that even if it is assumed it did,
“bluntly, the Respondent is allowed to disfavor the Union and
express this view.” In addition, Respondent argues that there is
no evidence that any employee viewed this sticker. (R. Br. at
20.)
Applicable Law
Under Section 8(a)(1) of the Act, it is an unfair labor practice
for an employer to interfere with, restrain, or coerce employees
in the exercise of the rights guaranteed in Section 7 of the Act.
Section 7 guarantees employees “the right to self-organization,
to form, join, or assist labor organizations, to bargain collectively
through representatives of their own choosing, and to engage in
other concerted activities for the purpose of collective bargaining
or other mutual aid or protection,” as well as the right “to refrain
from any or all such activities.” 29 U.S.C. §157. The test for
evaluating whether there has been a violation of Section 8(a)(1)
is an objective one, i.e., whether, under the totality of the circum-
stances, the employer’s statement or conduct would reasonably
tend to interfere with, restrain, or coerce employees in the exer-
cise of their Section 7 rights. Multi–Ad Services, 331 NLRB
1226, 1227–1228 (2000); Sage Dining Services, Inc., 312 NLRB
845, 846 (1993). In making this evaluation, the Board does not
consider the employer’s motive or whether the coercion suc-
ceeded or failed. American Freightways Co., Inc., 124 NLRB
146, 147 (1959).
Analysis
The record clearly established that Respondent had an anti-
–union sticker displayed on its main entrance door from at least
June 27, 2022, to November 18, 2022. Furthermore, Respondent
made no effort in showing that the antiunion sticker has been
removed. In fact, Respondent presented a photograph of a side
door of its facility showing no sticker, instead of showing a re-
cent photograph of the main entrance. Thus, the sticker is pre-
sumably still posted on Respondent’s main entrance. It is also
undisputed that the sticker was right by a notice to job applicants
posted by Respondent conveying that it was not hiring.
The Board has held that an employer violates the Act by dis-
playing an anti–union sticker on a door used by applicants for
employment. Richard Mellow Electric Contractors Corp., 327
NLRB 1112, 1113 (1999). In that case, similar to the instant
matter, the sticker was a round see–through sticker containing
the word “UNION” with a diagonal slash over it, posted at eye
level, on the glass door leading to the main office. The Board
concluded that applicants for employment could reasonably
conclude from this decal that they would not be hired if they were
members of a union. I similarly find that here Respondent viol-
ated Section 8(a)(1) of the Act by displaying and maintaining the
antiunion sticker on the door of its main entrance because applic-
ants for employment would reasonably conclude that they will
not be hired if they are members of a union. As the Board stated
in Richard Mellow, it is irrelevant that, as the Respondent asserts
here, there is no evidence that any individual in fact was deterred
by the no-union sticker. Id. at fn. 9.
C. Did Respondent violate the Act by refusing to consider for
hire or hire Thomas Jennrich, Philip Roknich and
Michael Laskarin?
The General Counsel alleges that Respondent, in violation of
Section 8(a)(3) and (1) of the Act, refused to consider for hire or
hire Jennrich, Roknich and Laskarin for open positions for which
they were qualified, and that Respondent did so because of these
applicants’ association with the Union. Respondent argues that it
was not hiring and had no concrete plans to hire for the positions
that these individuals applied for, and that in any case, these ap-
plicants would not have accepted a job if offered. (R. Br. at 24.)
Applicable Law
It is well settled that job applicants have Section 7 rights under
the Act, even if they are union organizers or may be salts. In
NLRB v. Town & Country Electric, Inc., the Supreme Court,
noting the considerable deference afforded to the Board’s inter-
pretation of the Act, affirmed that the Board could lawfully con-
strue the Act’s definition of “employee” to include paid union
organizers. 516 U.S. 85, 94–95, 98 (1995). As such, union organ-
izers that apply for employment may not be discriminated
against in hiring because of their union affiliation.
In FES, 331 NLRB 9 (2000), supplemented 333 NLRB 66
(2001), enfd. 301 F.3d 83 (3d Cir. 2002), the Board set forth the
analytical framework for both refusal–to–consider and refus-
al–to–hire allegations. To establish a refusal–to–consider viola-
tion, the General Counsel must show (1) that the respondent
excluded applicants from a hiring process; and (2) that union
animus contributed to the decision not to consider the applicants
for employment. To establish a discriminatory refusal to hire, the
General Counsel must, under the allocation of burdens set forth
in Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st
Cir. 1981), cert. denied 455 U.S. 989 (1982), first show the fol-
lowing at the hearing on the merits: (1) that the respondent was
hiring, or had concrete plans to hire, at the time of the alleged
unlawful conduct; (2) that the applicants had experience or train-
ing relevant to the announced or generally known requirements
of the positions for hire, or in the alternative, that the employer
has not adhered uniformly to such requirements, or that the re-
quirements were themselves pretextual or were applied as a pre-
text for discrimination; and (3) that antiunion animus contributed
to the decision not to hire the applicants.
Once the General Counsel satisfies the initial burden of show-
ing by a preponderance of the evidence that the employee’s uni-
on activity was a motivating factor in respondent’s adverse ac-
tion, the burden will shift to the respondent to show that it would
not have considered the applicants and/or hired the applicants
even in the absence of their union activity or affiliation. The
respondent does not meet its burden merely by showing that it
had a legitimate reason for its action; it must persuasively
demonstrate that it would have taken the same action even in the
absence of the protected conduct. If the respondent’s proffered
reasons are pretextual—either false or not actually relied on—
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
19
discriminatory motive may be inferred “that the [real] motive is
one that the employer desires to conceal—an unlawful motive—
at least where . . . the surrounding facts tend to reinforce that
inference.” Pro–Spec Painting, Inc., 339 NLRB 926, 949 (2003),
citing Shattuck Denn Mining Corp. v. NLRB, 362 F.2d 466, 470
(9th Cir. 1966). See also Intertape Polymer Corp., 372 NLRB
No. 133, slip. op. 7 (2023) (where the Board found that circum-
stantial evidence of discriminatory motive may include, among
other factors, the timing of the action in relation to the union or
other protected conduct; contemporaneous unfair labor prac-
tices; shifting, false, or exaggerated reasons offered for the ac-
tion; failure to conduct a meaningful investigation; departures
from past practices; and disparate treatment of the employee.)
The FES framework was modified by the Board in Toering
Electric Co., 351 NLRB 225 (2007). The Board explained that
in salting cases, the General Counsel bears the ultimate burden
of proving an applicant’s genuine interest in seeking employ-
ment. This burden has two components: 1) that there was an
application for employment; and 2) that, if the employer contests
the applicant’s actual interest in employment, the General Coun-
sel must prove by a preponderance of the evidence that that the
applicant was genuinely seeking to establish an employment
relationship with the employer. The employer may contest the
genuineness of the application through evidence including, but
not limited to, the following: evidence that the individual refused
similar employment with the respondent employer in the recent
past; incorporated belligerent or offensive comments on his or
her application; engaged in disruptive, insulting, or antagonistic
behavior during the application process; or engaged in other
conduct inconsistent with a genuine interest in employment.
1. Analysis of the refusal–to–hire and refusal–to consider al-
legations concerning Jennrich and Roknich
a. The General Counsel’s prima facie case
The General Counsel has established the initial elements of a
discriminatory refusal–to–hire claim. The General Counsel es-
tablished that Respondent was hiring or had concrete plans to
hire at the time that Thomas Jennrich and Philip Roknich applied
for jobs. On July 8, 2021, the same day that they applied, Re-
spondent had a big banner on the side of its facility stating that it
was hiring plumbing, backflow and sprinkler technicians, and
had a job posting for three openings for backflow technicians on
Indeed.com. Respondent did not dispute this evidence at the
hearing. Further, the record undisputably shows that Respondent
hired a plumber journeyman on July 14, 2021, a fire sprinkler
technician on July 31, 2021, and a fire sprinkler apprentice on
August 8, 2021—all within a month after the applications of
Jennrich and Roknich were received by Respondent.
The General Counsel also established that Jennrich and
Roknich had experience and training relevant to the position of
plumber. Both applicants are licensed plumbers with decades of
relevant experience. Respondent did not dispute their qualifica-
tions.
The General Counsel also established the third element of the
prima facie case – that union animus contributed to the decision
not to consider for hire or not to hire Jennrich and Roknich. The
record is replete with Respondent’s union animus. Animus is
demonstrated by Respondent’s disparate treatment of Jennrich’s
and Roknich’s job applications. Respondent stated that they
would not be considered for a job because their resumes and/or
applications were incomplete. However, the record clearly
shows that other applicants’ resumes and applications were sim-
ilarly “incomplete,” and those applicants (with no union affili-
ation) were hired. See, for example, the applications of Octavio
Medina, Carl Schermer, Brian King, Charles Tyche, Daniel
Kowaleski, and Eduardo Zamudio. (GC Exhs. 36–41, 45.)
Moreover, Respondent instructed Jennrich and Roknich not to
apply again for at least 12 months, while it appears no other ap-
plicant received a similar instruction. See, for example, the email
to applicant Scott Poole. (CP Exh. 28.)
Union animus is also reflected in the numerous unfair labor
practices the Board found in American Backflow, which included
multiple 8(a)(1) statements, allowing a decertification petition to
be posted on Respondent’s bulletin board (which was signed by
admitted 2(11) supervisors), soliciting employees to sign said
decertification petition, and failing to bargain with the Unions.
Additional union animus is reflected in the unfair labor practices
found in the rest of this decision, which will be discussed below,
including but not limited to, evidence that Respondent displayed
an antiunion sticker on its main entrance door, changed its web-
site to “not hiring” in response to employees’ union activities,
kept a strict no-hiring stance after other union applicants tried to
apply for open jobs, even after the bargaining unit shrank to less
than half its size, significantly transferred bargaining unit work
to nonunit employees and managers, and unilaterally made
changes to the terms and conditions of unit employees.
Additionally, union animus is reflected in Respondent’s un-
controverted statements to Lyndon Leisher, that the Company
was looking for nonunion workers, and that even though the
Unions had won the vote, Respondent could hire him in a non-
bargaining unit role to go around the Unions. Additional union
animus is also reflected in Respondent’s statements to Manager
Jennifer MacDonald that she would be fired as the sacrificial
lamb in response to the Unions’ petition, and that she should help
Respondent get the petition “pulled.” In addition, animus is re-
flected in Respondent’s uncontroverted statements to Brian
Malek asking about his union views during his interview pro-
cess, telling Malek that Respondent would not consider the job
application of a prounion job applicant, Heffner’s statement that
Respondent would “kick the fucking union’s ass,” and instruct-
ing Malek to not tell the NLRB that he applied for his job online.
Although the above evidence of union animus was not alleged in
the complaint, the Board has consistently held that antiunion
statements may be relied on as background evidence of animus
even if they were not unlawful. NLRB v. RELCO Locomotives,
Inc., 734 F.3d 764, 781 (2013).
I also find that the General Counsel established the elements
of a discriminatory refusal–to–consider claim. I find that the
email Respondent sent to Jennrich and Roknich rejecting their
applications establishes that Respondent excluded them from the
hiring process for pretextual reasons, given the fact that other
applicants with no union affiliation, with similar job applications
were interviewed and hired. Thus, I make an inference that union
animus was the real reason why Respondent did not consider
their job applications. Further, as already discussed, there is
ample evidence of Respondent’s union animus in this case.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
20
b. Respondent’s burden of proof25
Respondent argues that Jennrich and Roknich had no intention
of accepting a job if one would have been offered. At the hearing,
both applicants testified during cross-examination that they
would not have been able to work two full-time jobs at the time
that they submitted their job applications. They also admitted
that they would not have accepted a job offer from Respondent
if one was offered. Thus, Respondent argues that Jennrich and
Roknich did not have a genuine interest in becoming employed
when they applied.
The General Counsel argues that Jennrich and Roknich fur-
nished complete applications and resumes and did not engage in
any disruptive or unorthodox behavior during the application
process. The General Counsel recognized that Jennrich and
Roknich testified that they would not have taken the job if
offered but argues that this was “years later” and that the evid-
ence demonstrates Respondent rejected these applicants without
knowing or even suspecting that the applicants did not want the
jobs. (GC Br. at 16.) However, pursuant to Toering Electric,
once the employer has placed at issue the genuineness of the
applicant’s interest in employment, the General Counsel bears
the burden of proving by a preponderance of the evidence that
the applicant in question was genuinely interested in seeking to
establish an employment relationship. An employer’s motivation
for making an alleged discriminatory hiring decision does not
become relevant until the General Counsel satisfies her burden
of proof as to the applicant’s statutory employee status. Id. at
234. Applying these principles, I find that Jennrich and Roknich
were not genuine job applicants.
The General Counsel and the Unions argue that the Board
should overrule Toering Electric. (GC Br. at 21–26, CP Br. at
58–60.) The position of the administrative law judge is to follow
current Board law. It is not the place of the administrative law
judge to make or alter existing law or policy—this role lays
solely with the Board. See, e.g., Western Cab Co., 365 NLRB
761, 761 fn. 4 (2017); Pathmark Stores Inc., 342 NLRB 378, 378
fn. 1 (2004).
Under current Board law, I recommend that the refus-
al–to–hire allegations concerning Jennrich and Roknich be dis-
missed. However, I find that the General Counsel has proven the
refusal–to–consider allegations. Respondent clearly excluded
these applicants from its hiring process based on their union
affiliation, and Respondent did not show that it would not have
considered them even in the absence of their union affiliation.
2. Analysis of the refusal–to–hire and refusal–to consider al-
legations concerning Laskarin
a. The General Counsel’s prima facie case
The General Counsel established all the elements to find a
discriminatory refusal–to–hire claim concerning Laskarin. The
General Counsel established that Respondent was hiring or had
concrete plans to hire at the time that Michael Laskarin applied
for a job as a plumber on January 12, 2022. Laskarin testified
uncontroverted that Respondent’s website indicated that it was
hiring on the same day that he applied. He applied for a job by
filling an application in person. At no time was he told that Re-
spondent was not hiring—not when he was handed a blank ap-
plication to complete and not when he handed the application
back. In addition, the evidence shows that Respondent had job
postings on Indeed.com and Lensa in December 2021 for fire
sprinkler and backflow technicians and that Respondent hired a
fire sprinkler technician on December 21, 2021. Further, within
a month of Laskarin’s application, Respondent lost two jour-
neymen plumbers, thus creating two openings for Laskarin.
The General Counsel also established that Laskarin was quali-
fied for a plumber and backflow tester job. Respondent does not
dispute that Laskarin was qualified. In fact, Respondent’s rejec-
tion email to Laskarin stated that he was “highly qualified.”
Finally, the General Counsel established that Respondent
acted with union animus. The evidence reflects that shortly after
receiving Laskarin’s application, Respondent changed its web-
site to indicate that it was not hiring fire sprinklers or plumbers.
Hincks uncontrovertibly testified that on January 24, 2022, Saut-
er explained that she advised Respondent to make that change on
the website because there were “unfair labor practice charges
pending.” Notably, Sauter did not tell the Unions that Respond-
ent was not hiring because it did not need additional employees,
but rather that it was not hiring because the Unions had filed a
charge alleging that Respondent had failed to hire or consider for
hire union applicants. I find that Respondent’s entire not–hiring
stance that started shortly after Laskarin applied for work in
January 2021 and did not end until after Respondent withdrew
its recognition from the Unions in March 2023 had nothing to do
with its actual hiring needs and was based on union animus. For
instance, instead of hiring replacements when Respondent lost
four bargaining unit employees in February 2022, Respondent
created a new manager position that did not exist prior to the
Unions’ organizing campaign and hired Thomas Grubbs, a
plumber, for the new manager position in May 2022. In June
2022, Respondent doubled down on its message that it was not
hiring for bargaining unit positions by posting a letter on its front
door, which also happened to display an antiunion sign, and all
the while, Respondent was transferring significant bargaining
unit work to nonunit employees, supervisors, and managers, as
will be discussed more fully below. Additional evidence of union
animus was covered above, but it is noteworthy to highlight that
just a few weeks prior to Laskarin’s application, Respondent
encouraged employees to sign a decertification petition that was
posted on its bulletin board.
In any case, the Board has long held that hiring need not take
place in order to find an unlawful refusal to consider union ap-
plicants for employment. FES, 331 NLRB at 15, citing Shawnee
25 The General Counsel and the Unions argued in their briefs that
Respondent failed to carry its burden to show that it was privileged to
deny Jennrich and Roknich employment because it would have been a
conflict of interest to hire them while there was an ongoing strike under
the Board’s holding in Sunland Construction, 309 NLRB 1224, 1230
(1992), and Aztech Electric Co., 335 NLRB 260, 265 (2001). (GC Br. 15,
CP Br. 52–53.) As noted by the General Counsel, there is no evidence
that Jennrich and Roknich were paid union organizers, and therefore,
there is no conflict of interest to address. Additionally, Respondent did
not raise this argument in its brief, and therefore this defense is deemed
waived.
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
21
Industries, Inc., 140 NLRB 1451, 1452–1453 (1963), enfd.
denied on other grounds, 333 F.2d 221 (10th Cir. 1964). Like-
wise, hiring need not take place to find a discriminatory refusal
to hire if the General Counsel can show that the employer had
concrete plans to hire and then decided not to hire because job
applicants were known union members or supporters. FES, at 12,
fn. 7. Based on the foregoing, I find that Respondent had con-
crete plans to hire at the time Laskarin applied for a job, that Las-
karin was qualified for the job he applied for, and that Respond-
ent did not consider him for hire and/or hire him based on union
animus.
b. Respondent’s burden of proof
Respondent argues that I should not credit Laskarin’s testi-
mony that he would have accepted a job if one was offered to
him because he had the “exact same circumstance as Jennrich
and Roknich.” Respondent did not submit any evidence in sup-
port of this assertion. Regardless, the evidence clearly reflects
that Laskarin did not share the same circumstances as Jennrich
and Roknich. He was not a long-time full-time instructor but
instead was a part-time night-time instructor. He credibly testi-
fied that he would have taken a job, if one was offered and he
would have been able to work both jobs, if needed. Therefore, I
find that Respondent violated the Act when it failed to consider
for hire and/or hire Laskarin.
D. Did Respondent violate Section 8(a)(3) and (1) of the Act by
changing its hiring practices when it indicated on its website
that it was not hiring for bargaining unit positions and when it
refused to accept or maintain hard–copy paper applications for
bargaining unit positions?
The General Counsel alleges that Respondent violated the Act
when on about January 12, 2022, it changed its website to indic-
ate that it was not hiring employees for bargaining unit positions,
and then since at least June 27, 2022, changed its hiring practices
by refusing to accept and maintain hard-copy paper applications
for bargaining unit positions. In its answer to the complaint, Re-
spondent admitted changing its website and changing its hiring
practice of accepting paper applications but denied that it en-
gaged in this conduct because applicants and employees engaged
in union and other protected activity. In its brief, Respondent
implies that these were facially neutral employer policies. (R. Br.
at 25.)26
Applicable Law
Under Section 8(a)(3) of the Act it is unlawful for an employer
“by discrimination in regard to hire or tenure of employment to
encourage or discourage membership in any labor organization.”
The framework for analyzing alleged violations of Section
8(a)(3) is Wright Line, 251 NLRB 1083 (1980), enfd. 662 F,2d
899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982). Under
Wright Line, the General Counsel must make a prima facie show-
ing sufficient to support an inference that the employee’s protec-
ted conduct motivated an employer’s adverse action. The Gener-
al Counsel must show, either by direct or circumstantial evid-
ence, that the employee engaged in protected conduct, the em-
ployer knew or suspected the employee engaged in such conduct,
the employer harbored animus, and the employer took action
because of this animus. Circumstantial evidence of discriminat-
ory motive may include, among other factors: the timing of the
action in relation to the union or protected conduct; contempor-
aneous unfair labor practices; shifting, false or exaggerated reas-
ons offered for the action; failure to conduct a meaningful invest-
igation; departures from past practices; and/or disparate treat-
ment of the employee. Intertape Polymer Corp., 372 NLRB No.
133, slip op. 6–7 (2023).
If the General Counsel establishes a prima facie case, the bur-
den of persuasion then shifts to the employer to show that it
would have taken the same adverse action even in the absence of
such activity. Wright Line, 251 NLRB at 1089. The employer
cannot carry this burden merely by showing that it also had a
legitimate reason for the action, but must persuade, by a prepon-
derance of the evidence, that the adverse action would have taken
place absent the protected or union activity. Northeast Center for
Rehabilitation, 372 NLRB No. 35, slip op. at 1–2, fn. 5 (2022).
Analysis
1. Changing website to “not hiring”
The record has uncontroverted evidence that Respondent’s
website displayed a “hiring” notice prior to January 12, 2022. In
this regard, Brian Malek testified uncontroverted that in late–-
September 2021, he submitted an online application on Re-
spondent’s website, where the website clearly stated, “Now Hir-
ing.” (GC Exh. 27.) The evidence reflects that Respondent was
hiring for bargaining unit positions because Respondent had job
postings on Indeed.com and Lensa in December 2021. Laskarin
also testified uncontroverted that he visited Respondent’s web-
site on January 12, 2022, and saw that the website still stated,
“Now Hiring.” Right after Laskarin submitted an in–person ap-
plication, which was received, reviewed, and rejected by Re-
spondent, the Unions noticed that Respondent changed its web-
site to indicate, “Not hiring fire sprinkler, fire alarm or plumbers
currently at Illinois location. . .” (CP Exhs. 7–8.) Hincks testified
that when the Unions asked for an explanation for this change,
Sauter told them that that she had advised Respondent to change
the website given that there were unfair labor practice charges
pending. Sauter was called as a witness and did not controvert
Hincks’ testimony. Harbut’s testimony about the change to the
website did not contradict Hincks either.
I find it problematic that Respondent changed its website right
after receiving the job application of Laskarin, an overt prounion
job applicant, and right after the filing of an unfair labor practice
charge concerning other prounion job applicants. Further, Re-
spondent acknowledged to the Unions that indeed the change
was in response to union activity, i.e. the filing of charges. The
Board will find a violation of Section 8(a)(3) and (1) of the Act
when an employer posts a “not hiring” sign in response to union
activity. Pan American Electric, Inc., 328 NLRB 54 (1999).
Accordingly, I find that the General Counsel has established a
26 In reviewing Respondent’s brief, the legal argument section where
these allegations are discussed is incomplete. Respondent’s brief, pg. 25,
ends mid–sentence and although the table of contents states that there
should be a pg. 26, there is no pg. 26 in the brief filed with the Division
of Judges. Despite this issue, I have considered all evidence Respondent
submitted regarding these allegations in reaching my conclusions of law.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
22
prima facie case. Respondent knew that union applicants were
attempting to apply for open jobs, and it made this change in
direct response to the Unions’ actions. Respondent did not carry
its burden in showing that it would not have made this change
absent union activity.
2. Changing hiring practice by not accepting hard–copy job
applications
With regard to changing its hiring practices by refusing to
accept hard–copy applications, I similarly find that Respondent
violated the Act. See, e.g., Niblock Excavating, Inc., 337 NLRB
53 (2001) (employer violated Sec. 8(a)(3) and (1) of the Act by
changing its policies regarding not accepting employment ap-
plications and how long applications were retained after union
applicants attempted to apply for work.) Jonathan Riley testified
uncontroverted that Respondent’s receptionist/ human resources
representative gave him an application and then told him that she
could not accept his application based on the new “policy” pos-
ted on the main entrance door stating that Respondent was not
hiring for plumbing, backflow, sprinkler, and suppression at this
time. Notably, the no-hiring notice was posted right by the no-
union sign that was discussed above. The only Respondent wit-
ness that testified about this policy was Harbut, who stated that
the no-hiring policy was posted probably at the same time as
when the website changed. Respondent changed its website in
response to the filing of unfair labor practice charges. Therefore,
I can infer that Respondent posted the no-hiring policy and
stopped accepting hard-copy applications for the same reason.
Respondent has not demonstrated that its no-hiring policy, in-
cluding not accepting hard-copy paper applications, would have
taken place absent union activity.
I reject Respondent’s assertions that changes to its website
and/or to its hiring practice of accepting hard-copy job applica-
tions were part of facially neutral policies. See Sommer Awning,
332 NLRB 1318, 1329 (2000) (employer violated Section
8(a)(3) and (1) of the Act when it changed its hiring policy re-
garding employment references because, although the change
was neutral on its face, the evidence established it was made in
response to union activity.) The evidence here clearly establishes
that Respondent changed its hiring practices in response to union
activity, including that union applicants were attempting to apply
for open jobs and the Unions filed unfair labor practice charges.
Therefore, I find Respondent violated the Act as alleged.
E. Did Respondent violate Section 8(a)(3) and (5) of the Act by
changing its past practice of conducting annual performance
appraisals and issuing performance–based pay increases?
The General Counsel alleges that Respondent changed its past
practice of conducting annual performance appraisals and issu-
ing pay increases based on those appraisals in retaliation for
employees’ union activities, and without prior notice to or af-
fording the Unions an opportunity to bargain with respect to
these changes. Respondent denied these allegations in its answer
to the complaint. In its brief, Respondent acknowledged that it
last conducted annual performance reviews in December 2020
and asserts these ended when its HR manager left in 2021. Addi-
tionally, Respondent asserts that not all employees received
annual pay raises, and that it had good reasons to grant increases
to two employees in 2022. (R. Br. 14–15.)
Applicable Law
Section 8(a)(5) makes it an unfair labor practice for an em-
ployer “to refuse to bargain collectively with the representatives
of his employees. 29 U.S.C. §158(a)(5). It is well settled that an
employer violates Section 8(a)(5) if it changes terms and condi-
tions of employment that are mandatory subjects of bargaining
without providing the union representing its employees with
prior notice and the opportunity to bargain. NLRB v Katz, 369
US 736, 743 (1962). Merit increases are a mandatory subject of
bargaining. Id. at 745. Evaluations have the potential to affect the
wage rate an employee might receive and therefore are also a
mandatory subject of bargaining. Wendt Corp., 369 NLRB No.
135 (2020), and Weyerhaeuser NR Co., 366 NLRB No. 169
(2018), citing Saginaw Control & Engineering, 339 NLRB 541
(2003). A wage increase program constitutes a term or condition
of employment when it is an “established practice. . . regularly
expected by the employees.” Mission Foods, 350 NLRB 336,
337 (2007), citing Daily News of Los Angeles, 315 NLRB 1236,
1239 (1994).
An employer violates Section 8(a)(3) and (1) of the Act by
delaying annual performance reviews and consequently de-
priving unit employees of their pay increases when it does so
motivated by antiunion animus. Wendt Corp., 369 NLRB No.
135, slip op. at 5 (2020). See, also, United Rentals, Inc., 350
NLRB 951 (2007) (employer violated Section 8(a)(3) when it
suspended annual performance evaluations and pay raises) and
Regional Home Care, Inc., 329 NLRB 85 (1999).
Analysis
With respect to the 8(a)(5) allegation, I find, contrary to Re-
spondent’s assertions, that the General Counsel carried her bur-
den in establishing that Respondent had a past practice of per-
forming annual performance reviews which led to pay raises for
bargaining unit employees. To establish the existence of a past
practice, a ‘practice’ must occur with such regularity and fre-
quency that employees reasonably expect it to continue or reoc-
cur on a regular or consistent basis. Sunoco, Inc., 349 NLRB 240,
244 (2007). In this regard, the evidence established that Re-
spondent’s handbook referenced a policy of conducting annual
performance appraisals and related annual pay raises, that Re-
spondent referenced this policy in its job offers, and that employ-
ees expected an annual performance review with a related annual
pay raise. Significantly, Respondent’s witnesses acknowledged
this past practice. Thus, the evidence established that prior to the
Unions’ certification, Respondent had a policy and a history of
conducting annual performance reviews in December of every
year that could lead to $1 to $3 per hour raises granted in March
of the following year.
In addition, the uncontroverted evidence established that an-
nual performance reviews and corresponding annual increases
were not performed in December 2021 and March 2022. I find
Respondent’s proffered reasons for discontinuing this practice
pretextual. Loes’ testimony in this regard was contradictory.
Loes testified that the HR manager took over the performance
appraisal process from him and then “let it go,” implying that this
happened because she was careless and not because she left the
Company. Yet at another point in his testimony he testified that
the wage increases were up to him, with manager input, and that
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
23
the process “never stopped.” In any event, Respondent admitted
that it did not notify the Unions, nor did it provide the Unions
with an opportunity to bargain about the fact that it stopped con-
ducting performance evaluations in December 2021 or granting
pay increases based on those evaluations in March 2022.
It is well settled that an employer has the duty to proceed as it
would have done had a union not been on the scene. Wendt Corp.
at 34, citing KDEN Broadcasting Co., 225 NLRB 25, 26 (1976).
Therefore, Respondent had the duty to continue with its past
practice of performing annual performance evaluations in
December 2021 and issuing performance-based pay increases in
March 2022. Instead, Respondent abruptly stopped evaluating
bargaining unit employees and stopped granting employees pay
increases based on performance evaluations. By this conduct,
Respondent violated Section 8(a)(5) and (1).
With respect to the 8(a)(3) allegation, I also find that Re-
spondent violated the Act as alleged. As is discussed in other
parts of this decision, the record here has substantial evidence of
union animus. Moreover, Respondent provided pretextual reas-
ons for not conducting annual performance reviews after the
Unions were certified. When the Unions requested copies of
employees’ 2021 performance appraisals, Respondent stated that
“none such exist.” Notably, when the Unions asked Respondent
to explain how employees would be able to get a wage increase
if the Company was not performing annual reviews, Respondent
replied “the terms of the CBA require a performance appraisal
be completed once the document is executed.” Thus, Respondent
did not mention the departure of its HR manager as being the
issue, but instead unilaterally determined that no performance
appraisals and/or related wage increases would occur until after
the parties executed a CBA. Based on the foregoing evidence,
including that the reasons given for Respondent’s actions are
pretextual, I find that Respondent failed to show that it would
have taken the same actions even in the absence of its employ-
ees’ union activity. Wendt Corp. at 5, citing Golden State Foods
Corp., 340 NLRB 382, 385 (2003). Therefore, I find that Re-
spondent violated Section 8(a)(3) as alleged.
F. Did Respondent violate Section 8(a)(5) of the Act by trans-
ferring bargaining unit work to nonunit employees, supervisors,
and/or managers?
The General Counsel alleges that as Respondent lost bargain-
ing unit employees, rather than replacing them, it gave their work
to a new manager and to other nonunit employees, supervisors
and managers, without bargaining with the Union. (GC Br. at
38.) Respondent asserts that managers have always worked in
the field, more managers performed field work because more
managers were employed, and that this past practice has not res-
ulted in any employee losing work hours. (R. Br. at 11.)
Applicable legal standard
The General Counsel establishes a prima facie violation of
Section 8(a)(5) when she shows that the employer made a mater-
ial and substantial change in a term of employment without nego-
tiating with the union. The burden then shifts to the employer to
show that the change was is some way privileged (e.g. consistent
with established past practice). McClatchy Newspapers, Inc.,
339 NLRB 1214, 1214 (2003).
The transfer of bargaining unit work to managers or super-
visors is a mandatory subject of bargaining. Regal Cinemas, Inc.,
334 NLRB 304, 304 (2001). It is well settled that an employer
must notify and offer to bargain with a union about the removal
of bargaining unit work before it may assign such work to newly
created supervisory positions. Presbyterian University Hospital,
325 NLRB 443, 443 (1998), enfd. mem. 182 F.3d 904 (3d Cir.
1999) citing with approval Hampton House, 317 NLRB 1005
(1995) (employer violated the Act by unilaterally transferring
work from the bargaining unit). Just because an employer has a
past practice of, for example, subcontracting certain work, the
employer may not unilaterally subcontract as much bargaining
unit work as it chooses. Presbyterian University at 444. The
Board will find a violation when an employer unilaterally trans-
fers work to nonunit employees, even if the General Counsel
does not show that there was a reduction in the amount of work
performed by unit members. Goya Foods of Florida, 347 NLRB
1118, 1120 (2006). See Exxon Research & Engineering Co., 317
NLRB 675 fn. 2 (1995) (no requirement that the unit must lose
something before the Board will find an unlawful unilateral
change to working conditions). The bargaining unit is adversely
affected whenever bargaining unit work is given away to nonunit
employees, regardless of whether the work would otherwise
have been performed by employees already in the unit or by new
employees who would have been hired into the unit. Overnite
Transportation Co., 330 NLRB 1275, 1276 (2000).
Analysis
It is undisputed that the bargaining unit went from 14 employ-
ees to five employees within about 16 months after the Unions
were certified. It is also undisputed that despite losing more than
half of its unit employees, Respondent decided not to hire any
bargaining unit employees from January 2021 until 2023, after
withdrawing its recognition to the Unions. Further, after losing
two plumbers from the bargaining unit in 2022, Respondent did
not replace them but instead created a new “plumber” manager
role. Respondent did not offer a reason for creating the new
plumber manager position. Respondent did not provide an ex-
planation for its decision to not hire any bargaining unit employ-
ees either, other than to assert that it was more efficient. How-
ever, Respondent’s assertions of being more efficient are not
credible. Respondent never asserted such to the Unions during
bargaining nor was there any evidence to substantiate that Re-
spondent engaged in any productivity efforts. Instead, the record
evidence established that Respondent assigned a substantial
amount of work orders that would have regularly been assigned
to bargaining unit employees to its managers and to other
nonunit employees. Therefore, the evidence clearly shows that
Respondent’s so–called efficiency was achieved solely by trans-
ferring bargaining unit work to managers, alarm technicians,
mechanics, and others, like Dan and Kaden Harbut.
While it is true that Respondent’s managers frequently
worked out on the field with bargaining unit employees prior to
the election, the evidence shows that managers would work
alongside bargaining unit employees, not that they would sup-
plant them. The record evidence clearly and indisputably estab-
lished that as the bargaining unit shrank, bargaining unit work
assigned to managers drastically and significantly increased. For
example, the fire division suppression manager (Larcombe)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
24
averaged 32 work orders a month from January through June
2021. His average doubled to 61 work orders a month from July
through December 2021, and 68 work orders a month from Janu-
ary through June 2022. Work orders assigned to the backflow
and plumbing managers (MacDonald, Hermann, and Grubbs)
show an average of only 23 work orders a month from January
through June 2021. However, the evidence shows a massive
increase to an average of 144 work orders a month from July
through December 2021, and 188 work orders a month from
January through June 2022. The fire sprinkler I&T manager’s
(Quintana) average work orders per month also show an increase
from an average of 27 work orders a month from January through
June 2021, to 41 work orders a month from July through Decem-
ber 2021, and 48 work orders a month from January through June
2022. These numbers show that Respondent clearly shifted its
past practice of how much bargaining unit work it assigned its
managers.
Further, there is no evidence that Respondent had a past prac-
tice of assigning bargaining unit work to alarm technicians,
mechanics, and/or to Dan and Kaden Harbut. And yet, the record
evidence indisputably shows that Respondent assigned more
than a de minimis amount of bargaining unit work to these
nonunit employees. Respondent’s actions in transferring a sub-
stantial amount of bargaining unit work to nonunit employees
made it possible for it to drastically reduce the bargaining unit
and in doing so, it impaired the unit’s integrity. See Duke Un-
versity, 315 NLRB 1291, 1297–1298 (1995) (following an elec-
tion, the employer failed and refused to fill bargaining unit posi-
tions as unit employees left employment and instead hired part–-
time employees who were outside the unit. The Board held that
“hiring people outside the unit to do [unit] work does impair the
unit’s integrity.”)
Respondent does not dispute that it did not notify the Unions
or otherwise offer to bargain with them about assigning bargain-
ing unit to nonunit employees. Accordingly, I find that Respond-
ent violated Section 8(a)(5) and (1) of the Act by transferring
bargaining unit work to nonunit employees and managers,
without affording the Union an opportunity to bargain about its
decision to transfer such work.
G. Did Respondent violate Section 8(a)(5) of the Act by chan-
ging its past practice of granting wage increases of $5 per hour
for obtaining trade certifications or licenses?
The General Counsel asserts that Respondent changed its past
practice of granting wage increases of $5 per hour to bargaining
unit employees after they obtained certifications or licenses.
Specifically, the General Counsel objects to the wage increases
granted to unit employees Linsday Bouffard and Chuck Tyche
that exceeded $5 per hour after they obtained additional certifica-
tions. (GC Br. at 71.) Respondent argues that the wage increases
granted to Bouffard and Tyche were provided to “ensure they did
not lose employees because some other companies were paying
higher” and “in no way deviated from the Company’s (specific-
ally Loes’) policy regarding providing increases or how they are
determined.” Respondent also argues that there was no evidence
that either employee viewed the increases “as an attempt to inter-
fere with or coerce them in their choice on union representation.”
(R. Br. at. 19–20.)
Applicable legal standard
The applicable legal standard concerning violations of Section
8(a)(5) have been previously discussed in section D above.
Analysis
The evidence clearly demonstrated that Respondent had a past
practice of granting $5 per hour increases after an employee
obtained an additional certification or license. This past practice
was documented in at least two emails Respondent sent to unit
employees and was corroborated by Respondent’s owner Harbut
and operating manager Loes. In September 2022, Respondent
informed the Unions by email that Bouffard and Tyche had re-
ceived increases of more than $5 per hour for obtaining a certi-
fication. Bouffard received an increase of $13 an hour and Tyche
an increase of $6 per hour. Despite Respondent stating in writing
that these increases were granted because the employees ob-
tained additional certifications, at the hearing Loes explained
that he granted these employees more than the $5 per hour in-
crease because of retention concerns, to get them to $40 per hour,
and to keep them “happy.” Respondent failed to provide evid-
ence that it had previously deviated from granting just the $5 per
hour increase to employees that obtained additional certifica-
tions. It is undisputed that Respondent did not notify the Union
or offer to bargain about this change in past practice. Accord-
ingly, I find that Respondent violated Section 8(a)(5) and (1) of
the Act by changing its past practice of granting $5 per hour in-
creases for obtaining additional certifications or licenses.
H. Did Respondent violate Section 8(a)(5) of the Act by failing
and refusing to bargain collectively with and withdrawing its
recognition from the Unions?
The General Counsel argues that Respondent withdrew its
recognition from the Unions on the basis of tainted decertifica-
tion petitions, which Respondent could not rely on as objective
evidence of a loss of majority support pursuant to applicable
Board law. (GC Br. at 74–75.) Respondent asserts that it had an
obligation to withdraw its recognition to the Unions “due to the
almost 20 letters received from all bargaining unit employees
and the decertification petition as submitted by the bargaining
unit employees.” (R. Br. at 22.)
Applicable Legal Standard
Case law provides for several modes of analysis for determin-
ing the legality of employer withdrawals of recognition based on
disaffection petitions. An employer’s withdrawal of recognition
can be deemed unlawful because, for example, the withdrawal of
recognition occurred during the certification (or extended certi-
fication) year when the union’s presumption of majority support
is irrebuttable; because the disaffection petition was tainted by
the employer’s unfair labor practices; or because the employer
failed to show that the union had, in fact, lost the support of the
majority of the unit employees at the time the employer with-
drew recognition. J.G. Kern Enterprises, Inc., 371 NLRB No. 91
(2022). It is well settled that an employer may not avoid its duty
to bargain if its own unfair labor practices cause the union’s loss
of majority support. Goya Foods, supra at 1121 and AT Systems
West, Inc., 341 NLRB 57, 59 (2004). However, not all un-
remedied violations will preclude a lawful withdrawal. The un-
remedied unfair labor practices must be of a character as to either
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
25
affect the union’s status, cause employee disaffection, or im-
properly affect the bargaining relationship itself. AT Systems
West, supra at 59–60. In Master Slack Corp., 271 NLRB 78, 84
(1984), the Board considered four factors in determining whether
there was a causal relationship between an employer’s unfair
labor practices and a subsequent petition for decertification: (1)
the length of time between the unfair labor practices and the
withdrawal of recognition; (2) the nature of the illegal acts, in-
cluding the possibility of their detrimental or lasting effect on
employees; (3) any possible tendency to cause employee disaf-
fection from the union; and (4) the effect of the unlawful conduct
on employee morale, organizational activities, and membership
in the union. It is the objective evidence of the commission of
unfair labor practices that has the tendency to undermine the
union, and not the subjective state of mind of the employees. AT
Systems West, supra at 60.
Analysis
It is undisputed that Respondent withdrew its recognition of
the Unions on March 13, 2023. Respondent asserts that it with-
drew recognition based on the 20 letters received by bargaining
unit employees. The first of these letters was signed on October
17, 2022, and the last one was signed on March 6, 2023. Notably,
the majority of these letters (14 out of 20) were filed during the
extended Mar–Jac period that ended on January 24, 2023. There-
fore, Respondent could not rely on these 14 letters to withdraw
its recognition. The remaining six letters were filed at a time
when there were multiple unremedied unfair labor practices.
Therefore, whether Respondent was privileged to withdraw re-
cognition based on these six letters will depend on whether the
unremedied unfair labor practices tended to undermine bargain-
ing unit support for the Unions.
Here, the unfair labor practices I have found in this case, and
those found by the Board in its decision in American Backflow,
which issued after the hearing in the instant matter, occurred
prior to and simultaneously with the filings of the disaffection
letters. With regard to the Board decision, Respondent signed a
settlement agreement in April 2022 to remedy a multitude of
unfair labor practices that started in July 2021 and continued
through December 2021 (which included several statements that
violated Section 8(a)(1), the unlawful posting of a decertification
petition and related unlawful assistance to employees in decerti-
fying the Unions, a failure to provide information requested by
the Unions, and a failure to meet with the Unions for bargaining).
Respondent was provided until May 12, 2022, to comply with
the terms of the settlement agreement. The Board stated that it
received no evidence concerning Respondent not meeting its
obligations under the settlement agreement except for by with-
drawing recognition from the Unions. American Backflow, slip.
op. at 4, fn. 5. However, by May 2022 Respondent had already
committed new unfair labor practices as discussed in this case.
Among the new unfair labor practices, Respondent main-
tained a no–hiring stance from January 2021 until right after its
withdrawal of recognition, which caused the bargaining unit to
shrink dramatically all while Respondent unlawfully transferred
a significant amount of bargaining unit work to managers and
nonunit employees. The unlawful transfer of bargaining unit
work continued, unremedied, up until the withdrawal of recogni-
tion. Respondent unlawfully failed to provide performance ap-
praisals and performance–based increases which unit employees
expected to receive in December 2021 and March 2022 respect-
ively. Then, in September 2022, just a month prior to the first of
the disaffection letters, Respondent broke with its past practice
of granting union employees $5 per hour increases for obtaining
new certifications and licenses and granted two of the remaining
six employees in the unit, a $13 per hour and $6 per hour in-
crease, respectively. Notably, these two employees had signed
the decertification petition that Respondent unlawfully allowed
to be posted at its facility in December 2021.
Further, I find that the nature of the unfair labor practices de-
scribed above would naturally have a detrimental and lasting
effect on employees. As has been demonstrated in this case, Re-
spondent changed its hiring process in a number of unlawful
ways, starting by more closely scrutinizing the job applications
and resumes of prounion job applicants and refusing to hire an-
d/or to consider for hire those applicants, and then enacted a
hiring freeze, despite losing more than half of its bargaining unit
to resignations and/or attrition. Respondent made these changes
known to its unit employees as demonstrated by the no-hiring
notice on its website and on its main entrance, which also dis-
played a no-union sign. Respondent also ceased accepting any
hard-copy job applications. Then, Respondent unilaterally
ceased performing annual performance appraisals and granting
annual wage increases to unit employees, followed by unilater-
ally providing certification–related wage increases above its $5
per hour past practice to two known anti–union employees. The
withholding of expected wage increases is a hallmark violation
that has a detrimental and lasting effect on employees reinforcing
the connection between loss of pay and union support. Wendt
Corp., 371 NLRB No. 153 (2022), slip. op. at 5, citing Overnite
Transportation Co., 333 NLRB at 134. The Board and the courts
will find a decertification petition tainted where the employer’s
unilateral changes involve “bread–and–butter issues” like wage
increases that lead employees to seek and gain union representa-
tion in the first place. Wendt Corp. slip op. at 6. Further, the
Board has stated that the pernicious effect of an employer’s uni-
lateral conduct is intensified where the union is bargaining, as
here, for its first contract on the employees’ behalf and thus has
no reserve of historical employee alliance. Wendt Corp., slip op.
at 7.
In addition, Respondent shamelessly transferred a significant
amount of bargaining unit work to its managers and nonunit
employees on a continuing basis up until it withdrew recognition
from the Unions. The unlawful unilateral removal of unit work
to newly appointed supervisors, resulting in a diminished bar-
gaining unit has a detrimental and lasting effect on employees.
Wendt Corp., slip. op. at 5. Notably, Respondent started hiring
again for unit positions right after withdrawing recognition,
sending a clear message to any remaining unit employees that its
hiring freeze was a direct result of its antiunion strategy.
The effect of Respondent’s unlawful conduct here would nat-
urally have a significant impact on employees’ morale, organiza-
tional activities, and membership in the Unions. Unit employees
saw their ranks shrink significantly, while Respondent brazenly
transferred unit work to a newly created manager position, to
other managers and to nonunit employees. Further, the unilateral
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
26
changes concerning employees’ wage increases would naturally
impact employees’ confidence in the Unions, especially consid-
ering that the Unions were bargaining for a first contract. Ac-
cordingly, I find that the unit employees’ disaffection from the
Unions is reasonably tied to Respondent’s unfair labor practices.
Respondent presented the testimony of one of the five unit
employees that signed the decertification petitions. This employ-
ee was a union supporter that went out on strike in July 2021 and
experienced the one year and eight months long unfair labor
practices committed by Respondent prior to it withdrawing re-
cognition. Although this employee expressed that he no longer
supported the Unions based on his personal beliefs, his reasons
for signing a decertification petition “[do] not negate the factors
supporting the finding of a causal relationship between the re-
spondent’s unlawful conduct and the employee’ expression of
disaffection.” Hillhaven Rehabilitation Center, 325 NLRB 202,
205 (1997), enf. in part, 178 F.3d 1296 (6th Cir. 1999). Further,
employee disaffection is determined based on an objective ana-
lysis, and not the subjective state of mind of the employees. AT
Systems West, supra, at 60.
Based on the foregoing, I find that Respondent’s unremedied
unfair labor practices tainted the disaffection letters/decertifica-
tion petitions. Consequently, Respondent could not rely on those
decertification letters/petitions to lawfully withdraw its recogni-
tion from the Unions. Therefore, I find that Respondent violated
Section 8(a)(5) and (1) of the Act by withdrawing its recognition
from the Unions, and further violated Section 8(a)(5) and (1) by
refusing to bargain with the Unions since March 13, 2023.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The Unions are labor organizations within the meaning of
Section 2(5) of the Act.
3. Respondent violated Section 8(a)(1) of the Act by display-
ing and maintaining a sign prohibiting unions on the door of the
main entrance of its facility since about June 27, 2022.
4. Respondent violated Section 8(a)(3) and (1) of the Act by:
(a) refusing to consider Thomas Jennrich and Philip Roknich for
employment since July 9, 2021, and Michael Laskarin since
January 12, 2022; and (b) by refusing to hire Michael Laskarin
since January 12, 2022.
5. Respondent violated Section 8(a)(3) and (1) of the Act by:
(a) since about January 12, 2022, changing its website to indicate
it was not hiring employees for bargaining unit employees; and
(b) since about June 27, 2022, changing its hiring practice of
accepting and maintaining hard–copy paper applications for
bargaining unit employees.
6. Since June 9, 2021, the Unions have been the joint exclus-
ive collective-bargaining representatives of the following appro-
priate unit:
All full–time and regular part–time journeymen and apprentice
fire sprinkler technicians, fire sprinkler/ansul technicians,
plumbers, and backflow technicians employed by the Employ-
er at its facility located at 111 Kerry Lane, Wauconda, Illinois.
7. Respondent violated Section 8(a)(3), (5), and (1) of the Act
by: (a) since about December 2021, unilaterally discontinuing its
past practice of conducting annual performance appraisals in
about December of each year; and (b) unilaterally discontinuing
its past practice of issuing performance–based pay increases of
between $1 and $3 by about March every year.
8. Respondent violated Section 8(a)(5) of the Act by transfer-
ring bargaining unit work to nonunit employees, supervisors,
and/or managers.
9. Respondent violated Section 8(a)(5) of the Act by, since
about late August 2022, changing its past practice of granting
wage increases of $5 to bargaining unit employees for obtaining
trade certifications or licenses.
10. Respondent violated Section 8(a)(5) of the Act by, since
about March 13, 2023, withdrawing recognition from, and fail-
ing and refusing to bargain with the Unions as the exclusive col-
lective–bargaining representative of the unit.
11. Respondent’s unfair labor practices affect commerce with-
in the meaning of
Section 2(6) and (7) of the Act.
REMEDY
Having found that Respondent has engaged in certain unfair
labor practices at its Wauconda, Illinois facility, I shall order it
to cease and desist therefrom and to take certain affirmative ac-
tion designed to effectuate the policies of the Act.
A. Standard Remedies
The Respondent shall be ordered to cease and desist from
failing and refusing to consider for hire or hire individuals be-
cause of their union membership, affiliation, or activities. Fur-
thermore, the Respondent, having discriminatorily refused to
hire Michael Laskarin, shall be ordered to offer him instatement
and make him whole for any loss of earnings and other benefits
he may have suffered as a result of the unlawful discrimination
against him. Respondent will also be ordered to remove from its
files any references to the refusal to consider for hire Thomas
Jennrich, Philip Roknich, and Michael Laskarin. Backpay for
Laskarin shall be computed in accordance with F.W. Woolworth
Co., 90 NLRB 289 (1950), with interest at the rate prescribed in
New Horizons, 283 NLRB 1173 (1987), compounded daily as
prescribed in Kentucky River Medical Center, 356 NLRB 6
(2010). The duration of the backpay period shall be determined
in accordance with Oil Capital Sheet Metal, 349 NLRB 1348
(2007). In accordance with the Board’s decision in Thryv, Inc.,
372 NLRB No. 22 (2022), the Respondent shall compensate
Laskarin for any direct or foreseeable pecuniary harms incurred
as a result of the unlawful adverse actions against him, including
reasonable search-for-work and interim employment expenses,
if any, regardless of whether these expenses exceed interim earn-
ings. Compensation for these harms shall be calculated separ-
ately from taxable net backpay, with interest at the rate pre-
scribed in New Horizons, supra, compounded daily as prescribed
in Kentucky River Medical Center, supra.
Respondent must also make whole all unit employees for any
loss of earnings they may have suffered as a result of Respondent
unilaterally discontinuing its past practice of conducting annual
performance appraisals in December of each year and issuing
performance–based pay increases of between $1 and $3 by the
following March. The General Counsel requested in the com-
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
27
plaint that Respondent be ordered to grant a performance-based
pay increase of $2 per hour, based on the average of its past prac-
tice of granting between $1 and $3 per hour annual increases.
The General Counsel did not include this request in her post hear-
ing brief. Therefore, I will order a make whole remedy of
between $1 and $3 per hour for failing to issue performance-
based increases.
The General Counsel requested in the complaint that Re-
spondent be ordered to make whole the bargaining unit employ-
ees who obtained certifications since April 17, 2022, by granting
them a certification-based pay increase of $5. In its post–hearing
brief, the General Counsel requests that Respondent be ordered
to grant all bargaining unit employees who obtained certifica-
tions at any time since April 17, 2022, a $6.50 pay increase. (GC
Br. at A–49.) The General Counsel did not explain why Re-
spondent should be ordered to grant certification–based pay
increases of $6.50 per hour instead of $5 per hour. Therefore, I
decline the General Counsel’s request to order Respondent pay
bargaining unit employees a certification–based pay increase
beyond the $5 per hour. Respondent shall also be ordered to rein-
state its past practice of issuing certification-based pay increases
of $5 per hour.
When an employer has unlawfully transferred bargaining unit
work to managers, supervisors, and/or nonunit employees, the
Board’s usual practice is to order the employer to cease and de-
sist from transferring bargaining unit work, without notice to and
bargaining with the union, restore the status quo ante, rescind
any unilateral changes, and make whole unit employees for any
loss of wages or other benefits they may have suffered as a result
of the unlawful transfer of bargaining unit work. See, e.g., Goya
Foods, supra at 1124–1125. Presbyterian University Hospital,
supra at 444. Overnite Transp. Co., supra at 1277, Duke
University, supra at 1291.
The General Counsel additionally requests that Respondent be
ordered to restore the bargaining unit to 15 positions, and that the
Unions be allowed to select the individuals that will fill those
bargaining unit positions. (GC Br. at A–48.) The Unions also
request that Respondent be ordered to restore the bargaining unit
by hiring qualified employees selected by the Unions. (CP Br. at
85–93.) Neither the General Counsel nor the Unions cited any
Board precedent to support this specific remedy. I have not found
any case where the Board has ordered an employer to hire
unidentified individuals selected by a union in order to restore a
unit. In Duke University, supra at 1291, the judge there found
that respondent had unilaterally changed working conditions by
removing work from bargaining unit employees while at the
same time ceasing to hire unit employees and causing the unit to
shrink. The judge ordered respondent to restore the status quo
ante, and the Board, in adopting the judge’s order, emphasized
that “the status quo ante remedy includes restoration of the unit
to what it would have been without the unlawful changes.” The
Board further held that the respondent’s unfair labor practices,
particularly its unilateral decision to cease hiring unit employees
and instead hire nonunit employees, were the direct and proxim-
ate cause of the diminution of the unit’s ranks from 13 employees
to 7. However, the Board did not order the respondent to restore
the unit to 13 but stated that the respondent would be permitted
to introduce evidence at the compliance stage of the case regard-
ing the appropriateness of the restoration portion of the remedy.
Id. Based on the foregoing, I am declining to grant the General
Counsel’s and the Unions’ requests. Respondent shall rescind the
unilateral changes it made by transferring bargaining unit work
to nonunit employees, supervisors, and/or managers, shall re-
store the status quo ante by restoring the unit to where it would
have been without the unilateral changes, and make unit employ-
ees whole for any loss of wages or other benefits they may have
suffered since April 14, 2022, as a result of the Respondent’s
unilateral changes.
Backpay for unit employees who did not receive perform-
ance–based wage increases and/or certification–based wage
increases, and unit employees who were harmed by the unilateral
transfer of bargaining unit work shall receive backpay computed
in accordance with Ogle Protection Service, 183 NLRB 682
(1970), enfd. 444 F.2d 502 (6th Cir. 1971), with interest at the
rate prescribed in New Horizons, supra, compounded daily as
prescribed in Kentucky River Medical Center, supra. Consistent
with Thryv, Inc., supra, Respondent shall also compensate the
affected unit employees for any direct or foreseeable pecuniary
harms incurred as a result of the unlawful unilateral changes.
Compensation for those harms shall be calculated separately
from taxable net backpay, with interest at the rate prescribed in
New Horizons, supra, compounded daily as prescribed in Ken-
tucky River Medical Center, supra.
In addition, Respondent shall further compensate unit em-
ployees who did not receive performance–based wage increases
and/or certification–based wage increases, unit employees who
were harmed by the unilateral transfer of bargaining unit work,
and Laskarin, for the adverse tax consequences, if any, of receiv-
ing a lump–sum backpay award, and file with the Regional Dir-
ector for Region 13, within 21 days of the date that the amount
of backpay is fixed, either by agreement or Board order, a report
allocating the backpay award(s) to the proper calendar year for
each employee, in accordance with AdvoServ of New Jersey,
Inc., 363 NLRB 1324 (2016). Respondent shall also, within 21
days of the date the amount of backpay is fixed by agreement or
Board order, file a copy of each backpay recipient’s W–2 form
reflecting the backpay award.
The General Counsel requests an affirmative bargaining order
as a remedy for Respondent’s unlawful withdrawal of recogni-
tion. As set forth in Caterair International, 322 NLRB 64, 68
(1996), an affirmative bargaining order is “the traditional, ap-
propriate remedy for an 8(a)(5) refusal to bargain with the lawful
collective–bargaining representative of an appropriate unit of
employees.” Further, an affirmative bargaining order with its
temporary decertification bar is an appropriate remedy for an
unlawful withdrawal of recognition. Regency House of Walling-
ford, Inc., 356 NLRB 563, 568–569 (2011). In several cases,
however, the U.S. Court of Appeals for the District of Columbia
Circuit has required that the Board justify, on the facts of each
case, the imposition of such an order. See, e.g., Vincent Industri-
al Plastics v. NLRB, 209 F.3d 727 (D.C. Cir. 2000); Lee Lumber
& Building Material v. NLRB, 117 F.3d 1454, 1462 (D.C. Cir.
1997); and Exxel/Atmos v. NLRB, 28 F.3d 1243, 1248 (D.C. Cir.
1994). In Vincent, supra, the court summarized its requirement
that an affirmative bargaining order “must be justified by a
reasoned analysis that includes an explicit balancing of three
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
28
considerations: ‘(1) the employees' Section 7 rights; (2) whether
other purposes of the Act override the rights of employees to
choose their bargaining representatives; and (3) whether alternat-
ive remedies are adequate to remedy the violations of the Act.”
Id. at 738.
In examining the facts of this case under the three-factor bal-
ancing test outlined by the U.S. Court of Appeals for the District
of Columbia Circuit, I find that an affirmative bargaining order
is warranted.
First, an affirmative bargaining order in this case vindicates
the Section 7 rights of the unit employees who were denied the
benefits of collective bargaining by the Respondent's withdrawal
of recognition and resulting refusal to bargain with the Union for
a first collective–bargaining agreement. Moreover, as previously
discussed, Respondent transferred a significant amount of bar-
gaining unit work to nonunit employees and managers, while
ceasing to hire unit employees, causing the unit to shrink dramat-
ically. An affirmative bargaining order, with its related decerti-
fication bar for a reasonable time, will allow the Union time to
reestablish its representative status with the unit employees,
especially since Respondent will also need time to restore the
unit to its status quo ante. A bar to decertifying the Unions will
not unduly prejudice the Section 7 rights of employees who may
oppose continued union representation because the duration of
the order is no longer than is reasonably necessary to remedy the
ill effects of the violation. Requiring Respondent to bargain with
the Unions for a reasonable period of time will allow unit em-
ployees time to fairly assess for themselves the Union's effect-
iveness as a bargaining representative.
Second, an affirmative bargaining order also serves the
policies of the Act by fostering meaningful collective bargaining
and industrial peace. It removes the Respondent's incentive to
delay bargaining in the hope of discouraging support for the
Union. Providing this temporary period of insulated bargaining
will also afford employees a fair opportunity to assess the Uni-
on's performance in an atmosphere free of the Respondent's un-
lawful conduct.
Third, a cease-and-desist order, alone, would be inadequate to
remedy the Respondent's withdrawal of recognition and refusal
to bargain with the Union because it would allow another such
challenge to the Union's majority status before the taint of the
Respondent's previous unlawful withdrawal of recognition has
dissipated. Allowing another challenge to the Union's majority
status without a reasonable period for bargaining would be par-
ticularly unfair in light of the fact that the litigation of the Union's
charges took several years and, as a result, the Union needs to
reestablish its representative status with unit employees. Indeed,
permitting a decertification petition to be filed immediately
might very well allow the Respondent to profit from its own
unlawful conduct. I find that these circumstances outweigh the
temporary impact the affirmative bargaining order will have on
the rights of employees who oppose continued union
representation.
For all the foregoing reasons, I find that an affirmative bar-
gaining order with its temporary decertification bar is necessary
to fully remedy the violations in this case. In order to provide
employees with the opportunity to fairly assess for themselves
the Union's effectiveness as a bargaining representative, the
bargaining order requires the Respondent to bargain with the
Union for a reasonable period of time. See, e.g., Vincent/Metro
Trucking, LLC, 355 NLRB 289, 290 (2010), and Regency House,
supra.
B. Special Remedies
The General Counsel seeks a broad cease and desist order, and
that Respondent be required to post a notice to employees and an
explanation of employee rights poster for an extended period of
120 days. Further, the General Counsel requests that Respondent
be ordered to: email the notice and explanation of employee
rights to all current employees, and copy and mail the notice and
explanation of employee rights to all former employees since
July 9, 2021; send all of its supervisors, managers, and owners at
its Wauconda facility to attend an NLRA training; have owner
Dan Harbut or operations manager David Loes personally sign
the Board’s notice to employees and explanation of employee
rights; hold a meeting during working hours to read the notice to
employees, to be read by Harbut, or in the alternative, by a Board
agent in the presence of Harbut; agree to a bargaining schedule
with the Union and provide monthly progress reports to the Re-
gional Director; and allow that a duly-appointed Board agent
enter the Respondent’s facility for a period of 120 days to de-
termine that Respondent is in compliance with the notice post-
ing, distribution and mailing requirements. The Unions joined
the General Counsel in requesting the above special remedies.
(CP Br. 78–82.) The Unions also request that Respondent be
ordered to duplicate the notice and explanation of employee
rights for distribution at the notice reading to employees, super-
visors and managers in attendance, that the Unions be permitted
to have two representatives present (one from each Union), and
that the Union representatives be allowed to record the notice
reading. (CP Br at 82–84.)
As a general matter, the Board has determined that a broad
cease and desist order and other additional “extraordinary” rem-
edies are appropriate where a respondent “is shown to have a
proclivity to violate the Act” or “has engaged in such egregious
or widespread misconduct as to demonstrate a general disregard
for the employees’ fundamental statutory rights.” Noah’s Ark
Processors, LLC, 372 NLRB No. 80, slip op. at 4 (2023). The
Board has found extraordinary remedies warranted where a tradi-
tional remedial order is inadequate because a respondent’s unfair
labor practices are “so numerous, pervasive, and outrageous”
that additional relief is necessary to fully ameliorate the viola-
tions’ coercive effects.” See, e.g. River City Asphalt, 372 NLRB
No. 87, slip op. at 13, (2023)
I decline the General Counsel’s and Unions’ requests for a
broad cease and desist order and additional special remedies such
as the posting and distributing of the explanation of employee
rights and requiring training for management. I find that the spe-
cial remedies set forth below are sufficient to effectuate the pur-
poses of the Act at this time. See Starbucks Corp., 373 NLRB
No. 33 (2024), slip op. at 1, fn. 3 (Board declined to order ex-
planation of rights remedy citing HTH Corp., 361 NLRB 709,
713 (2014), for the proposition that the explanation of rights is
warranted where the rights of many employees have been
broadly suppressed for an extended period of time and in numer-
ous ways. Board also declined a broad cease and desist order in
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
29
that case.)
I agree that a notice reading is warranted in this case. Reassur-
ance to employees that their rights under the Act will not be viol-
ated is particularly important in light of the widespread nature of
an employer’s unfair labor practices, the small size of the unit,
and the participation of high–ranking management officials.
Gavilon Grain, LLC, 371 NLRB No. 79, slip op. at 1–2 (2022).
In particular, I find that a notice reading is appropriate here be-
cause of the numerous and serious unfair labor practices in-
volved in this matter and in the matter recently decided by the
Board in American Backflow, supra, which include, among other
violations, threats by high–ranking officials, the posting of a
decertification petition and solicitation to unit employees to sign
it by high–ranking officials, the decision to freeze all hiring in
response to employees’ union activity, followed by unilateral
changes to hiring practices and employees’ conditions of em-
ployment – including wage increases and the significant transfer
of bargaining unit work to nonunit employees and managers. I
find that a public reading of the notice is necessary in these cir-
cumstances to allow employees to “fully perceive that the Re-
spondent and its managers are bound by the requirements of the
Act.” Gavilon Grain, supra. Thus, Respondent shall hold a no-
tice–reading meeting during work time at its Wauconda facility,
at a time scheduled to ensure the widest possible attendance, in
the presence of a Board agent and an agent of each of the Unions,
if the Unions so desire. Owner Dan Harbut shall read the notice,
or at Respondent’s option, be present for its reading by an agent
of the Board.
Based on evidence that during a previous notice reading, Re-
spondent’s operating manager made disparaging remarks about
the process and attempted to read a decertification petition, I find
it appropriate to require Respondent to distribute a hard copy of
the notice to all employees, supervisors, and managers in attend-
ance at the notice reading. In addition, given the extensive trans-
fer of unit work to managers, Respondent is required to have its
supervisors and managers attend the reading of the notice. See
Spike Enterprises, Inc., 373 NLRB No. 41, slip op. at 13–14
(2024). It is critical for employees to see Respondent’s super-
visors and managers, especially those managers who directly
committed unfair labor practices, at the notice–reading meeting
to have increased confidence that they will all respect employ-
ees’ Section 7 rights going forward. Further, distribution of the
notice to everyone at the notice reading will allow those, who
desire, to follow along to themselves as it is being read aloud.
Spike Enterprises, Id.
Regarding the posting of the notice, I find that an extended
120–day posting period is warranted here. The Board exercises
broad remedial authority to impose additional remedies “re-
quired by the particular circumstances of a case.” UPMC Presby-
terian Hospital, 366 NLRB No. 185, slip op. at 7, citing Ishikawa
Gasket America, 337 NLRB 175, 176 (2001), enfd. 354 F.3d 534
(6th Cir. 2004). In UPMC, the Board extended the posting period
to 120 days based on the wide–ranging violations found in that
case and the fact that several of the violations occurred during
the 60–day notice posting period for allegations of prior unlawful
conduct that had been informally settled. The Board noted that
the “occurrence of violations during that posting period demon-
strates the inadequacy of the standard notice–posting period as a
deterrent of future unlawful conduct.” UPMC, supra. Here, the
wide–ranging violations include changes in hiring practices to
avoid hiring union applicants, unilateral changes to employees’
conditions, including by cancelling annual wage increases and
transferring unit work to others, and finally withdrawing recogni-
tion from the Unions. Moreover, on the heels of signing a settle-
ment agreement in April 2022, that included a 60–day notice
posting, Respondent posted a no-hiring notice on the main door
of its facility, which also displayed a no–union sign. During the
next 60 days, Respondent created a new plumbing manager posi-
tion and continued to significantly transfer unit work to nonunit
employees and managers.27 Therefore, Respondent shall post the
notice to employees for 120 days at its facility in Wauconda,
Illinois, in all locations where notices to employees are routinely
posted, including in employee breakrooms and on the bulletin
board.28
Regarding the distribution of the notice, I will follow the
Board’s customary practice requiring Respondent to distribute
the notice electronically by any methods that Respondent cus-
tomarily uses or has used to communicate with employees, in-
cluding by text and group chat. Respondent is also required to
mail copies of the signed notice to all employees employed by
Respondent at any time since July 9, 2021, the date that Re-
spondent committed its first unfair labor practice in the instant
case. I find that a notice mailing will reach individuals who
might not otherwise see the posted notice but who were affected
by Respondent’s unfair labor practices. Hiran Mgmt., Inc., 373
NLRB No. 130, slip op. at 2 (2024), and Omni Excavators, Inc.,
373 NLRB No. 18, slip op at 4 (2024). This is especially so be-
cause here the evidence shows that the unit went from 14 to five
employees during this period of time, and that many employees
left their employment during the time that Respondent was en-
gaged in its unlawful conduct.
I find that an order requiring Respondent to agree to a bargain-
ing schedule with the Unions and provide monthly progress re-
ports to the Regional Director is warranted. As stated above, the
Board in American Backflow found that at various times from
June 2021 through December 2021, Respondent refused to meet
at reasonable times and intervals with the Unions. Although
Respondent bargained with the Unions in 2022, it continued to
commit unfair labor practices, which as discussed above, in-
cluded posting a no-hiring notice on its website and main en-
trance in response to employees’ union activities, discontinuing
its annual performance appraisals and corresponding perform-
ance-based wage increases, and transferring bargaining unit
work to nonunit employees and managers, without notice to
27 I take judicial notice that the parties previously signed an informal
settlement agreement in Cases 13–CA–276549 et al, which also included
a 60–day notice posting requirement that lasted from January 2022
through March 31, 2022. Respondent engaged in unfair labor practices
during this posting period as well (i.e., unilaterally ceasing to conduct
performance appraisals and wage increases and changing its website to
not–hiring in response to union activity).
28 The parties’ April 2022 settlement agreement indicated that the
Respondent would post the notice in that case in the employee break
rooms and on the bulletin board. (Jt. Exh. 1.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
30
and/or bargaining with the Unions, and finally withdrawing its
recognition from the Unions. Therefore, Respondent shall agree
to a bargaining schedule with the Unions and provide monthly
progress reports to the Regional Director. See Omni Excavators,
supra at 3 (ordering respondent to comply with a bargaining
schedule and progress reports to remedy unlawful conduct) and
All Seasons Climate Control, Inc., 357 NLRB 718, 718 fn. 1
(2011) (same).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended29
ORDER
Respondent, American Backflow & Fire Prevention, Inc., its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Displaying and maintaining a sign prohibiting unions on
the door of the main entrance of its facility.
(b) Refusing to consider for hire or refusing to hire job applic-
ants because of their union membership, affiliation, or activities.
(c) Discriminating against employees for supporting the Uni-
ons by changing its website to indicate it is not hiring bargaining
unit employees, by changing its hiring practice of accepting and
maintaining hard-copy paper applications for bargaining unit
employees, and by discontinuing its past practice of conducting
annual performance appraisals in about December of each year,
and of issuing performance-based pay increases of between $1
and $3 by about the following March every year.
(d) Unilaterally changing the terms and conditions of em-
ployment of its unit employees.
(e) Withdrawing recognition from the Unions as the collect-
ive-bargaining representatives of employees in the unit of all
full-time and regular part-time journeymen and apprentice fire
sprinkler technicians, fire sprinkler/ansul technicians, plumbers,
and backflow technicians employed by the Employer at its facil-
ity located at 111 Kerry Lane, Wauconda, Illinois.
(f) Failing and refusing to bargain in good faith with the Uni-
ons.
(g) In any like or related manner, interfering with, restraining,
or coercing its employees in the exercise of the rights guaranteed
in Section 7 of the Act.
2. Take the following affirmative action necessary to effectu-
ate the policies of the Act.
(a) Remove any sign prohibiting unions on the door of the
main entrance of its facility.
(b) Within 14 days from the date of this Order, offer immedi-
ate employment (instatement) to Michael Laskarin, in the posi-
tion for which he applied, or, if such position no longer exists, to
a substantially equivalent position.
(c) Make Michael Laskarin whole for any loss of earnings,
other benefits, and for any other direct or foreseeable pecuniary
harms suffered as a result of the discrimination against him in the
manner set forth in the remedy section of this decision.
(d) Within 14 days from the date of this Order, remove from
its files any reference to the refusal to consider for hire Thomas
Jennrich, Philip Roknich, and Michael Laskarin, and the refusal
to hire Laskarin, and within 3 days thereafter, notify them in
writing that this has been done, and that the refusal to consider
them for hire and/or hire them will not be used against them.
(e) Compensate Michael Laskarin for the adverse tax con-
sequences, if any, of receiving a lump-sum backpay award, and
file with the Regional Director for Region 13, within 21 days
from the date the amount of backpay is fixed, either by agree-
ment or Board order, a report allocating the backpay award to the
appropriate calendar years.
(f) Make whole unit employees for any loss of earnings and
other benefits, and for any other direct or foreseeable pecuniary
harms they may have suffered as a result of Respondent’s unlaw-
ful unilateral actions, including by discontinuing annual per-
formance evaluations since December 2021 and related per-
formance–based wage increases of between $1 and $3 per hour
since March 2022, and by discontinuing certification–based
wage increases of $5 to bargaining unit employees, as set forth
in the remedy section of the decision.
(g) Compensate employees who did not receive their annual
performance–based wage increases and/or certification–based
wage increases, for the adverse tax consequences, if any, of re-
ceiving a lump–sum backpay award, and file with the Regional
Director for Region 13, within 21 days from the date the amount
of backpay is fixed, either by agreement or Board order, a report
allocating the backpay award to the appropriate calendar years.
(h) Make whole unit employees for any loss of earnings and
other benefits, and for any other direct or foreseeable pecuniary
harms, they may have suffered since April 14, 2022, as a result
of the Respondent’s unilateral transfer of unit work to nonunit
employees, supervisors, and/or managers, as set forth in the rem-
edy section of the decision.
(i) Compensate employees who suffered loss of earnings and
other benefits due to the unlawful transfer of bargaining work,
for the adverse tax consequences, if any, of receiving a
lump–sum backpay award, and file with the Regional Director
for Region 13, within 21 days from the date the amount of back-
pay is fixed, either by agreement or Board order, a report allocat-
ing the backpay award to the appropriate calendar years.
(j) File with the Regional Director for Region 13, within 21
days from the date the amount of backpay is fixed, either by
agreement or Board order or such additional time as the Regional
Director may allow for good cause shown, a copy of the W–2
forms reflecting the backpay awards for all employees receiving
backpay in this case.
(k) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board or
its agents, all payroll records, social security payment records,
timecards, personnel records, and reports, and all other records
including an electronic copy of such records if stored in electron-
ic form, necessary to analyze the amount of backpay due under
the terms of this Order.
(l) Rescind the unlawful unilateral transfer of unit work to
nonunit employees, supervisors, and/or managers, and restore
the status quo ante by restoring the unit to where it would have
29 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions and recommended
Order shall, as provided in Sec. 102.46 of the Rules be adopted by the
Board and all objections to them shall be deemed waived for all purposes.
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
31
been without the unilateral changes.
(m) Upon the Union’s request, rescind the unilateral changes
made, including the discontinuation of annual performance ap-
praisals and performance-based increases of between $1 and $3
per hour and of granting certification-based increases of $5 per
hour.
(n) Recognize and, on request, bargain in good faith with the
Unions as the exclusive representative of the Respondent’s em-
ployees in the following appropriate unit with respect to wages,
hours, and other terms and conditions of employment, for the
period required by Mar–Jac Poultry Co., 136 NLRB 785 (1962),
and, if an agreement is reached, embody it in a signed document:
All full–time and regular part–time journeymen and apprentice
fire sprinkler technicians, fire sprinkler/ansul technicians,
plumbers, and backflow technicians employed by the Employ-
er at its facility located at 111 Kerry Lane, Wauconda, Illinois.
(o) Within 14 days from the date of this order, Respondent
will agree to a bargaining schedule with the Unions and to
provide monthly progress reports to the Regional Director for
Region 13.
(p) Within 14 days after service by the Region, post at its
Wauconda, Illinois facility, copies of the attached notice marked
“Appendix.”30 Copies of the notice, on forms provided by the
Regional Director for Region 13, after being signed by the Re-
spondent’s authorized representative, shall be posted by the Re-
spondent and maintained for 120 consecutive days in conspicu-
ous places, including in employee breakrooms, on the bulletin
board, and all places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or covered by any
other material. In addition to the physical posting of paper no-
tices, the notices shall be distributed electronically, such as by
email, posting on an intranet or internet site, and/or other elec-
tronic means, if the Respondent customarily communicates with
its employees by such means. The Respondent shall also duplic-
ate and mail, at its own expense, a copy of the notice to all current
and former unit employees employed by Respondent at any time
since July 9, 2021.
(q) Hold a meeting or meetings during working hours at its
Wauconda, Illinois facility, scheduled to ensure the widest pos-
sible attendance of bargaining unit employees, at which the at-
tached notice to employees marked “Appendix” will be read to
employees by Respondent’s owner Dan Harbut, or at the Re-
spondent's option, by a Board agent in the presence of Harbut,
the Respondent’s supervisors and managers, and, if the Unions
so desire, a representative of each Union. A copy of the notice to
employees will be distributed by a Board agent during these
meetings to each bargaining unit employee, supervisor, and
manager in attendance before the notice is read.
(r) Within 21 days after service by the Region, file with the
Regional Director for Region 13 a sworn certification of a re-
sponsible official on a form provided by the Region attesting to
the steps that the Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed insofar
as it alleges violations of the Act not specifically found.
Dated, Washington, D.C., February 27, 2025
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected
activities.
WE WILL NOT refuse to recognize or bargain collectively with
Plumbers Local 130, United Association of Journeymen and
Apprentices of the Plumbing and Pipe Fitting Industry of the
United States and Canada, AFL–CIO (Local 130) or Sprinkler
Fitters Local 281, United Association of Journeymen and Ap-
prentices of the Plumbing and Pipe Fitting Industry of the United
States and Canada, AFL–CIO (Local 281), as the exclusive col-
lective–bargaining representatives of the employees in the fol-
lowing appropriate unit (the bargaining unit):
All full–time and regular part–time journeymen and apprentice
fire sprinkler technicians, fire sprinkler/ansul technicians,
plumbers, and backflow technicians employed by the Employ-
er at its facility located at 111 Kerry Lane, Wauconda, Illinois.
WE WILL NOT display and/or maintain a sign prohibiting uni-
ons on the door of the main entrance of our facility.
WE WILL NOT refuse to hire job applicants or refuse to consider
for hire job applicants because of their membership in, or
30 If the facility involved in these proceedings is open and staffed by
a substantial complement of employees, the notices must be posted with-
in 14 days after service by the Region. If the facility involved in these
proceedings is closed or not staffed by a substantial complement of em-
ployees due to the Coronavirus Disease 2019 (COVID–19) pandemic,
the notices must be posted within 14 days after the facility reopens and a
substantial complement of employees have returned to work. If, while
closed or not staffed by a substantial complement due to the pandemic,
the Respondent is communicating with its employees by electronic
means, the notice must also be posted by such electronic means within
14 days after service by the Region. If the notice to be physically posted
was posted electronically more than 60 days before physical posting of
the notice, the notice shall state at the bottom that “This notice is the
same notice previously [sent or posted] electronically on [date].” If this
Order is enforced by a judgment of a United States court of appeals, the
words in the notice reading “Posted by Order of the National Labor Rela-
tions Board” shall read “Posted Pursuant to a Judgment of the United
States Court of Appeals Enforcing an Order of the National Labor Rela-
tions Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
32
activities in support of Local 130 and/or Local 281, or any other
labor organization.
WE WILL NOT change our website to indicate that we are not
hiring for bargaining unit positions.
WE WILL NOT change our hiring practices by refusing to accept
and maintain hard–copy paper applications for bargaining unit
positions.
WE WILL NOT discontinue conducting annual performance
appraisals in about December of each year and issuing perform-
ance–based pay increases of between $1 and $3 by about March
every year.
WE WILL NOT change your terms and conditions of employ-
ment without first affording the Unions notice and an opportun-
ity to bargain.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of your rights guaranteed you
under Section 7 of the National Labor Relations Act.
WE WILL recognize and bargain in good faith with Local 130
and Local 281 as the exclusive collective-bargaining representat-
ives of the employees in the bargaining unit.
WE WILL bargain in good faith with Local 130 and Local 281
as the exclusive collective-bargaining representatives of the
employees in the bargaining unit for a reasonable period of time,
and if agreements are reached, embody those agreements in a
signed collective-bargaining agreement.
WE WILL remove any sign prohibiting unions on the door of
the main entrance of our facility.
WE WILL within 14 days of the date of this Order, offer imme-
diate employment to Michael Laskarin, in the position for which
he applied, or if such position no longer exists, to a
substantially equivalent position.
WE WILL make Michael Laskarin whole for any loss of earn-
ings and other benefits, and for any other direct or foreseeable
pecuniary harms suffered because we failed to hire him, with
interest.
WE WILL make you whole for any loss of earnings and other
benefits, and for any other direct or foreseeable pecuniary harms
you may have suffered resulting from our discontinuation of
annual performance evaluations since December 2021 and re-
lated performance-based wage increases of between $1 and $3
per hour since March 2022, and our discontinuation of certifica-
tion-based wage increases of $5 per hour.
WE WILL make you whole for any loss of earnings and other
benefits, and for any other direct or foreseeable pecuniary harms
you may have suffered as a result of our unilateral transfer of unit
work to nonunit employees, supervisors, and/or managers.
WE WILL compensate Michael Laskarin and any bargaining
unit employee that is being made whole, for the adverse tax
consequences, if any, of receiving a lump-sum backpay award
and WE WILL file with the Regional Director for Region 13,
within 21 days of the date that the amount of backpay is fixed,
either by agreement or Board order, a report allocating the back-
pay award to the appropriate calendar year(s).
WE WILL file with the Regional Director for Region 13,
within 21 days of the date that the amount of backpay is fixed,
either by agreement or Board order or such additional time as the
Regional Director may allow for good cause shown, a copy of
the corresponding W–2 forms reflecting the backpay awards.
WE WILL, within 14 days from the date of this Order, remove
from our files all references to the failure to consider for hire
Thomas Jennrich, Philip Roknich, and Michael Laskarin, and the
failure to hire Laskarin, and WE WILL, within 3 days thereafter,
notify them in writing that this has been done and that the failure
to consider for hire and/or hire them will not be used against them in
any way.
WE WILL restore the bargaining unit to where it would have
been without the transfer of unit work to nonunit employees,
supervisors, and/or managers.
WE WILL upon request by the Union rescind all unilateral
changes we made, including by reinstating annual performance
appraisals, related performance-based increases and certifica-
tion-based increases.
AMERICAN BACKFLOW & FIRE PREVENTION, INC.
The
Board’s
decision
can
be
found
at
ht-
tps://www.nlrb.gov/case/ 13-CA-285856 or by using the QR
code below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Washington, D.C.
20570, or by calling (202) 273-1940.