251 NLRB 633
Texaco, Inc.
TEFXAC
() IN('.
t'; .
Texaco, Inc. and Oil, Chemical and Atomic Workers
Local 1-591, Oil, Chemical and Atomic Work-
ers International Union, AFL-CIO. Case 19-
CA-9950
August 27, 1980
DECISION AND ORDER
On August 14, 1978, Administrative Law Judge
George Christensen issued the attached Decision in
this proceeding. Thereafter, Respondent filed ex-
ceptions and a supporting brief, and the General
Counsel filed a brief in support of the Administra-
tive Law Judge's Decision.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs' and has decided to affirm the rulings, find-
ings,2 and conclusions of the Administrative Law
Judge only to the extent consistent herewith.
The Administrative Law Judge found that Re-
spondent, by ordering the union representatives of
employees Richard Deutsch and Travis Slater to
remain silent at their disciplinary conferences with
Respondent, violated Section 8(a)(l) of the Act.
The Administrative Law Judge concluded that
Section 7 of the Act not only assures the employee
the right, upon request, to union representation at
an interview which he reasonable expects may
result in discipline, but also assures the employee
that the representative present at such an interview
will have the opportunity to provide effective as-
sistance to the employee. For this conclusion, the
Administrative
Law Judge cited the Supreme
Court's decision in International Ladies' Garment
Workers' Union, Upper South Department. AFL-
CIO v. Quality Manufacturing Co., et al., 420 U.S.
276 (1975), and the Board's decision in Certified
Grocers of California, Ltd.,
227
NLRB
1211
(1977).3
Respondent excepts to the Administrative Law
Judge's finding that it violated Section 8(a)(1) of
the Act, contending, inter alia, that the Supreme
Court's decision in N.L.R.B.
v. J.
Weingarten,
Inc.,4
does not support the Administrative Law
Judge's conclusion that Section 7 extends the right
of representation to an employee's participation in
i Responden filed a motion to supplement its brief by adding a refer
ence to the Board's decision in .4,nmoo Oil Company. 231 NLRH 551
(1978) That motion was denied by the
oard's Executive Secretary
Respondent has excepted to certain credibility findings made bh the
Administrative Law Judge. It i
the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolution, are incorrect Standard Dr'y
aoll Producr.
Inc.. 91 NLRB 544 (1950).
nfd. 188 F 2d 362 (3d Cir
1951)
e have
carefully examined the record and find no basis for reversing his findings
:' The Administrative Lass Judge also cited the Board's decision
in
Climax Molybdenum (mpan.
a Division
i
Al max. I
, 227 NI R
I 8s
(1977). and Mobhil Oil (orporatiion
196 NlRIl 11)52 (19721
4 42)
I S 251 (975}
251 NLRB No. 63
a purely disciplinary interview: i.e., one in which
discipline has already been determined. We find
merit in this exception with respect to the inter-
view conducted with employee Slater. However,
for the reasons set forth below, we affirm the Ad-
ministrative Law Judge's finding that Respondent
violated Section 8(a)(I) by its conduct of the inter-
view with Deutsch.
The Deutsch Incident
In late September 1977, Richard Deutsch, a pipe-
fitter, was assigned to install piping inll a cooling
tower at Respondent's facility in Anacortes, Wash-
ington. Working on the tower at the same time was
another employee, Ron Robinson. While Deutsch
was still w\orking, Robinson moved dows n to the
tower floor and removed his locking device cover-
ing the tower's electrical fan switch.'
Soon after
Robinson's departure from the tower, Jim Iracey.
a boilermaker's helper. asked Deutsch's supervisor,
Ed Linnell. whether he could turn on the tower's
fan to see if it was working properly. Linnell re-
plied that he could if there was no locking device
on the fan switch. On approaching the tower.
Tracey observed that Deutsch was working on the
tower, although there was no locking device on
the electrical switch. Tracey brought this matter to
the attention of Gene Vaughn, an assistant fore-
man. Vaughn in turn notified Linnell that Deutsch
had been found working on the tower without
having attached his locking device to the tower's
fan switch. Prompted by Vaughn's report, Linnell
personally investigated the matter, and interviewed
Tracey and Robinson regarding their accounts of
the incident. According to Linnell, Robinson stated
that on leaving the tower he told Deutsch to place
his locking device on the tower switch.' Apparent-
ly satisfied with the results of his investigation,
Linnell then summoned Deutsch to his office for
the purpose of orally reprimanding Deutsch for
failing to attach his locking device to the tower
switch as required by company operating instruc-
tions. 7
After receiving Linnell's directive to come to his
office. Deutsch, apparently aware of Linnell's in-
vestigation and anticipating the possibility of disci-
pline, requested the assistance of the acting union
steward, John Guidinger. Linnell, after securing
,' Eit b craftsmarn larried a locking de ic
folr iisc Ill pre enltin
l e
eratlion of equipment while
ork
as being perfrirled lthrc lon
i; Ihe Adililsr;tii
se
as Judge, inoling that icilllclr i
I r.ic,
r 1 R
ill.fl testified. credilted I ill ell's testilni ii
oil
Iti lite
\icllt 1 Ilil
Cli-
eri
ll
tii
loccl rred
hb cIleen
R hbiiionill
i
id
11111 IIII I llCI I
i 1ii
tilt'
I)eulth illcidenit
He did lnot redil linlinell dhl Rthl
hil
i 1
ii
lti
til I)eltscil h c
,s lea inlg til IlYer
Rtespoidlld cnl's si;idlllng ilsirlllliol
.1 ret(lircT I
I
rh.i1
1iit
)
i
pll l ' Ii.
1ll
IlL.king dl'\
l
{l
AI
lr !
e
r ll
g
Ci.n
nlra
n
q
llbmen
,ll; Lfll l
Jl
l
i \ lc ll
nlg
TFXACO. INC.
b3 3
034
I)ltCISIO(NS ()OF NATI()NAL
.ABO()R
REL.ATIONS
()ARI)
the approval of the employee relations department,
agreed to allow Guidinger to attend the meeting,
but stated that his role was limited to that of a
silent observer. Should Guidinger attempt to speak
at the meeting, Linnell warned that he would be
asked to leave. According to Guidinger's credited
testimony, Linnell began the meeting by reading
Respondent's standing instruction to Deutsch. Lin-
nell then criticized Deutsch for not locking out, se-
cured an admission that he had not locked out, and
emphasized the seriousness of his misconduct. 8
The Slater Incident
On October 26, 176, Travis Slater was assigned
by Assistant Foreman Gaylord Greenough
to
grease the valves in the catalytic reforming unit
and the hydrotreater unit. Greenough, who had
gone to the operator's shack at approximately 2:40
that afternoon to pick up another employee, no-
ticed that Slater was inside the shack with a coffee
cup in his hand. Returning approximately 20-30
minutes later,9 Greenough again saw Slater in the
shack, this time with his helper. Greenough asked
Slater whether he had completed his assignment.
Slater replied in the negative, adding that there
was plenty of work yet to be done. Greenough
called Slater out of the shack and asked him why
he and his helper were not working on the greas-
ing assignment. Slater replied that they had been
lugging a heavy grease gun up and down the tower
ladder and had decided to rest for a minute at the
shack. Greenough directed them to return to work,
stating that the operator's shack was not a place
for lounging and sitting around drinking coffee.
Slater and his helper thereupon returned to work
and Greenough reported the matter to his superior,
Foreman
Charles Fair.
Based on Greenough's
report and satisfied that a 3-day suspension was
warranted under the circumstances, to
Fair pre-
pared a 3-page letter to Slater in which he recited
a number of earlier incidents of misconduct and
closed with a statement that Slater was suspended
for 3 days and with a warning that more severe
discipline, including discharge, would follow if
there were any further incidents of misconduct.
On October 28, 1977, Fair summoned Slater to
his office for the purpose of imposing the 3-day
suspension. When Slater arrived at Fair's office,
Slater asked if the meeting involved discipline. Fair
" (uidinger's
ccount of the meeting is essentially corroborated by
)Deutsch According
ir
)eutslch. t.innell "went through it all
.ex-
plitned what happened
asked me what happened [and] told rme his
side and my side"
' (reeniough testified that he returnled 20 minutes later, whereas Slater
placed the time
loser t
30() minutes.
"' Siatler had been the subject of several earlier complaints ad sarn-
ings coincerning his Aolrk conduct
replied that it did. Slater then asked for union rep-
resentation and specifically requested Frank Mann
of the Union's Workmen's Committee to represent
him. Fair granted the request, but stated that Mann
would not be allowed to participate actively in the
meeting-a condition repeated to Mann when he
arrived. Fair began the meeting by handing Slater
the suspension letter and stating that he was sus-
pended for 3 days. Slater read the letter and com-
mented that he had been drinking water, not
coffee, as reported in the letter. Fair started to ask
Greenough whether there was water rather than
coffee in the cup, but stopped, saying that it had no
bearing on the issue. Slater also said that he had
rested in the shack only a few minutes. Fair, how-
ever, reiterated
the 3-day suspension and told
Slater to take it up with the Union if he so de-
sired.
As noted, the Administrative Law Judge found
that Respondent violated Section
(a)(l) of the Act
by refusing to allow Union Representatives Gui-
dinger and Mann to lend effective assistance to em-
ployees Deutsch and Slater at their disciplinary
meetings. Although characterizing those meetings
as having the "elements of both an investigation
and assessing of discipline,"
the Administrative
Law Judge nevertheless concluded that the alleged
purpose of the meetings was irrelevant to the con-
sideration of whether a violation had in fact oc-
curred. In his view, it is sufficient to support a vio-
lation of Section 8(a)(1) of the Act that Respondent
denied
effective
representation
to
employees
Deutsch and Slater at a time when they entertained
a reasonable belief that the interviews would result
in disciplinary action.
In response to the allegations in the complaint, t 2
and excepting to the Administrative Law Judge's
I he matter of union represcntat ill
at disciphlinar
nieetings
as dis-
cussed in a subsequenlt
cetilg betvueen conmpanl
represlentaiises and the
Union's Workmen's Committee
At that sessil.
Respondent reaffirmed
its position taken previously at the disciplinar
cnferences with I)eutscl
and Slater that union representatives culd attend disciplinary discus-
sions, hut would not he permitted ttl leld actli e assistancc
tIheir clilet-
employee. The Union replied that it was not only entitled to ;ellend ,slh
conferences, but could actively participate on behalf of the employee
Resnondent replied that it was not willing to change its policy)
tZ In its brief, Respondent, noting that the Administrative l.as
Judge
founld both investigatory and disciplinary elements in the l)eutsch and
Slater interviews. contends that the complaint onily encompasses allega-
tions relating to disciplinary intersiess Any violation predicated on
denial of Weingarten rights at an investigatory interview is, according to
Respondelt, outside the scope of the complaint
We find no merit in Re-
spondent's contention
The complaint
broadly refers t
a refusal "lo
allos union representatives to) participate in interviews of employees
t
which discipline was handed out"
Ihe essence of a Weingurten violatiil
is the denial, upon request, of union representation at a investigalory in-
terview which the employee reasonlably helieves would result i
disci-
pline. Whether discipline is in fact imposed is niot critical to he finding of
a violation under Wetngarten. the complaint's uambiguous reference ItI
denial of union representation at an intervsiew in which discipline is im-
posed clearly placed Resplondenit onil otice that the Genleral Counsel
as
Conrinued
IFXAC(), INC
b35
finding that it violated Section X(a)(1) of the Act
by curbing the representatives' role at the disciplin-
ary discussions with Deutsch and Slater, Respond-
ent argues that the Administrative Law Judge mis-
interpreted the thrust of W'eingarIen by overlooking
the Court's critical limitation of the representation
right to interviews of an investigatory nature. Re-
spondent contends that the Administrative Law
Judge mischaracterized
the Deutsch and Slater
meetings as having disciplinary and factfinding ele-
ments, inasmuch as the decisions to impose disci-
pline had been determined prior to the meetings,
and Deutsch and Slater were summoned to those
meetings solely for the purpose of imparting those
decisions to them. Respondent further argues that,
even assuming Section 7 of the Act, as interpreted
by the Board in Certified Grocers, supra, extends
the right to representation to disciplinary
inter-
views, there is no basis in the Weingarten decision
for construing Section 7 as creating a right to ef-
fective representation at a disciplinary or investiga-
tory interview. This conclusion, Respondent
as-
serts, is supported not only by the Court's admoni-
tion that the employer has no duty to bargain with
the union representative at an investigatory inter-
view, '' but also by its statement that "[t]he em-
ployer
.
.
is free to insist [at an interview]
that
he is only interested, at that time, in hearing the
employee's own account of the matter under inves-
tigation." '4 This latter statement, Respondent con-
tends, clearly
indicates that
an employer may
demand the silence of a representative during an
interview at which discipline is discussed. Addi-
tionally, Respondent argues that its policy of free
discussion with the Union's Workmen's Committee
and the availability of the contractual grievance
mechanism obviates the need for union representa-
tion at interviews where the employee is confront-
ed with the possibility of disciplinary action. Final-
ly, Respondent contends that the Administrative
Law Judge's make-whole remedy with respect to
Slater is contrary to Section IO(c)'s prohibition
against backpay to an employee suspended
for
cause. '
In this connection, Respondent notes that
the decision to discipline Slater had been made
prior to the interview and was based on evidence
obtained from sources independent of the inter-
view.
alleging a Sl.lall n Of Sec
lat)( I) (of the Act under 14 igartlnur
Ihere-
fore, the ctniplallt fully apprised Respondent
f the illlalton charged.
litigated. and ullimatec
fiiund h
the Adrlninitratil-
I .s
Judge
:l Ioingalrtie.
upra ;at 251' 26)
" Id at 2)
, ScL. Itl)
f th
\ t
pro
rids i
ll
pcrll
lllt
par
Ni ordelr I
Sc It;e
lrd sh1ll rquic li t riistalellntt
t .in ind s,
I-
Li;
as .i
eIa
plo
I
, Il
cI
IIp I
o IlIL
hll ul.
or( tI
1e
p;i IfCt tI o hl[ t I li' l
a, k p' . if
wih [ti d lual -ji
iup'drd'td or
Id harg d,
'I
r
bI
u,,
[I r11pL.ls s1ltiplill I
Analysis
The proper disposition of this case turns on the
Supreme Court's decision in W4eingXaren, and its ex-
plication of the nature and scope of an employee's
right to representation under Section 7 of the Act.
According to the Court, Section 7 guarantees an
employee the right to union representation at an in-
vestigatory interview with the employer when the
employee reasonably fears it may result in disci-
plinary
action.
Section
7's
mandate
that
"[e]mployees shall have the right
.
to engage in
concerted activities for the purpose of
mutual aid or protection" necessarily included, in
the Court's view, the right to have the assistance
and support of a union representative during a con-
frontation with the employer where the employee
reasonably perceived a threat to his job security.
The right, however, is not absolute.
The Court
noted that the employer may forgo the intervie,,
rather than submit to one in the presence of a
union representative and may thereafter act on the
basis of information obtained from other sources. 17
Likewise, the employee whose
request for union
representation is denied has he option of refusing
to participate in the intervisv, thereby giving up
any benefits that may accrue therefrom, or of pro-
ceeding without representation.
In Cerified Grocers, 8 c ted by the Administra-
tive Law Judge, the Boarc held that the Supreme
Court's decision in Weingaren applied to any inter-
view, whether labeled "investigatory" or "disci-
plinary," which the employee reasonably believes
may
result
in
disciplinary
action
being
taken
against him. The United States Court of Apeals for
the Ninth
Circuit denied
enforcement
of the
Board's Order in that case, h lding that Weingarten
did not extend the right to epresentation to an in-
terview conducted solely t
inform the employee
i Bot th h
B()ard ad tIh C I
hal
(xPrccdLI t
IC"
1.
1
h.
rightl to rcpresena;ltion does not
xtlnl I crtain ordinll;Jr
s
111L 1ll
s1.11
tl
VLe iiould not appl\ the rule to such run-of-lhe-nmill shop floor
,,
crsatlins as, for exa; upl,
tIhe givuilng
Instruction, (or railillltg i
needtld c rrcctilOls oif %.kork tu.chnique
IiI
lUch c;iscs there c.ann t
normally be a
re-asionahlbe basis fir a i eriploscc to fear that ail\
aIdrerse impact mayl result from the iT Itt r. lt.,
and ll ti
si%
\iie
itiid
Ihen ee lon rasonahle hbasis fir him i sc:,,
he assistanrlic of his rep
resentalxuc
42() U S a11 257 (qult ing Qualirl .ManlbrrlaturlL (r ,iipa-
ti.
105 NlRB 107. 11
(IL72) ]
Sec .tls Rudlacr
I 'prci.
Inc. 24
Nl
NIoR
N,
I1
111 )7,
\licrcin tlc
Bii.ard h1ld that II,) clulllr
llCtat it reprcsc1itiol
l
riiu
.
llc
n
il
t' t i
pltif
It
.1il;lI
coIlfrolltcl ed
i i
liitl and i sked to patlltlclpat.
i
t
1 l
it.r\ -.
shich lihe rasi...abnh
fcar
nmas rstlt i
disciplineic
if I
i.n Cilnploer ecrciscs hil prergatl.
to dlspense k
It
t li
tistl-
g.;ltlr\ Inltcri t , I t
and ther alfr
Illlpt1i1i.
e
11IlIPfIt
lhic CIIIPIItt'- itl I',
I
t"''Tc Iltal
Ita l1ll tiherbTh
forte,-ci
t
I frlll
I.l ll g tie IiattICr
kis ll Ithc
e
plocl.r i .ilioithr cLItctx.
ulh
s1 iThe gri',.tucc priccs
' '227 NI R
1211
TEXACO, INC
ti35
06
I)i (ISI())NS
():OF NA I()NAI. I .A()R REI.AII()NS BO()ARI)
of predetermined discipline."' We have recently
reconsidcred our decision in Certified Grocers, con-
cluding that it was wrongly decided on its facts
and ov erruling it to that extent. Thus, in Baton
Rouge Water Work.s Company, 2° which issued sub-
sequent to the Administrative Law Judge's Decci-
sion herein, a majority of the Board held that the
right to representation under Weingarten does not
extend
to
those
employer-employee
meetings
where the sole purpose is the imposition of prede-
termined discipline:
[A]s long as the employer has reached a final,
binding decision to impose certain discipline
on the employee prior to the interview, based
on facts and evidence obtained prior to the in-
terview, no Section 7 right to union represen-
tation exists under Weingarten when the em-
ployer meets with the employee simply to
inform him of, or impose, that previously de-
termined discipline.21
However, the Board also stressed that it was not
holding that there was no right to the presence of a
union representative at a "disciplinary" interview.
Nor was the right to representation necessarily
foreclosed because the decision to discipline the
employee antedated the interview. As the Board
stated in Baton Rouge:
[I]f the employer engages in any conduct
beyond merely informing the employee of a
previously made disciplinary decision, the full
panoply of protections accorded the employee
under Weingarten may be applicable. Thus, for
example, were the employer to inform the em-
ployee of a disciplinary action and then seek
facts or evidence in support of that action, or
to attempt to have the employee admit his al-
leged wrong doing or to sign a statement to
that effect, or to sign statements relating to
such matters as workmen's compensation, such
conduct would remove the meeting from the
narrow holding of the instant case, and the
employee's
right
to
union
representation
would attach. 22
% R B
B
(Crtifhid (;(cr,
f (a/tlornia,
Ld. 57 1 2d 449
1178
see al.o :1I/rid M Lpic.
Inc.
x'L.R.B.,
57 F.2d 41)3 (9th Cir
1
9 7X). %t,
I rorn lrankr r ( mTlpuan v
.. R. B., 549 F 2d 571 (9thl Cir
1')77)
"' 246 N
R
No Ihl (1979)
Ihid
I /id
In BHtro Rccgc, thCe Board, Ilo avoid obscuring the issue h
coIIIntllnued
referenllce
I)
hc labcl,
is
in'estigatory" and
"disciplinary."
simply
helil
thait Ihe right t
reprcscilatilon included not orlly those
citer-
;.k-
oI a purcl.
inlvctstigiltl
r)
nalllure, hut
hosc in
s hich discipline
is
Illtted o11t s Io hg as tile emlploIer is still actively pursuing inforlCatiol
tilirilig the
litcr. ic
hearing on the alleged misconduct, such as seeking
t
ill
Almission of ll
lConductiC
In light of the foregoing, it is incumbent upon us
first to determine whether Deutsch and Slater were
entitled to representation under Weingarten. Turn-
ing to Deutsch's interview, we find that Respond-
ent's meeting with Deutsch was clearly of the kind
envisioned by the Court in Weingarten as warrant-
ing the presence of a union representative. Thus,
Guidinger credibly testified that Linnell sought and
secured an admission from Deutsch that he had
failed to attach his locking device to the tower's
fan switch. This testimony was essentially corrobo-
rated by Deutsch, who testified that Linnell in-
quired as to his account of the incident. It is clear
therefore that Respondent went beyond the act of
imposing discipline and sought and secured an ad-
mission of possible misconduct. Such an inquiry in-
dicated that Respondent was continuing, on a sub-
stantive basis, its investigation of the incident. In
these circumstances, Deutsch was entitled to repre-
sentation.
Although Deutsch was entitled to representation,
Respondent, as noted, did provide such representa-
tion, conditioned on the representative's remaining
silent throughout the interview. The representa-
tive's role was, in effect, circumscribed to that of a
passive observer, rather than an active participant.
We are therefore presented with the issue of
whether the right to representation under Weingar-
ten includes the right not only to the presence of a
representative, but to the active assistance of that
representative during a confrontation with the em-
ployer which threatens the employee's employment
security.
We have recently addressed this issue in South-
western Bell Telephone Company, 251 NLRB No. 61
(1980). There we held that the Court in Weingarten
intended to strike a balance between the right of an
employer to investigate the conduct of its employ-
ees at a personal interview, and the role of the rep-
resentative present at such an interview. While we
noted the Court's admonition that the presence of a
representative "need not transform the interview
into an adversary contest,"22
we nevertheless rec-
ognized that the Court limited the employer's right
to regulate the role of the representative at the in-
terview. In short, such regulation cannot exceed
that which is necessary to ensure the "reasonable
prevention of such a collective-bargaining or ad-
versary confrontation with the statutory repre-
sentative." 24
In Southwestern Bell the employer
also demanded the silence of the union's repre-
sentative at the outset of the interview. We held
that in so doing the employer had gone beyond the
I2' id. (citing W itingrlen at 23)
i4 bid.
TEXACf(). INC
bounds of regulation reasonably necessary to avoid
such a confrontation with the statutory representa-
tive. Accordingly, in agreement with the Adminis-
trative Law Judge, we likewise hold here that Re-
spondent violated Section 8(a)(l) of the Act by
denying to Deutsch the assistance of his union rep-
resentative. We also hold that the appropriate
remedy for a Weingarten violation in these circum-
stances is, as found by the Administrative Law
Judge, the expungement from Respondent's records
of all references to the reprimand received by
Deutsch. 25
However, unlike the Administrative Law Judge,
we do not find that Respondent violated Section
8(a)(l)
of the Act by demanding the silence of
Union Representative Mann at Slater's interview.
In sharp contrast to the Deutsch interview, Re-
spondent engaged in the simple, ministerial act of
imposing upon Slater discipline which has been de-
termined in a final and binding manner prior to the
interview. Thus, it is uncontroverted that Fair
began the interview by handing Slater the letter in-
forming him of his 3-day suspension and the rea-
sons therefor. At no time did Fair cross the line be-
tween an investigatory interview and one solely for
the purpose of imposing discipline by seeking or se-
curing information from Slater concerning his al-
leged misconduct. Accordingly, Respondent was
not statutorily obligated to furnish representation
to Slater at the interview; and thus it is irrelevant
that Respondent effectively muted the representa-
tive's role at the interview. We therefore find that
with regard to the Slater interview Respondent
committed no Weingarten violation.
Having found that Respondent did not violate
the Act with regard to Slater, we hereby dismiss
the complaint in that respect and shall modify the
Administrative Law Judge's remedy accordingly.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, as modi-
fied below, and hereby orders that the Respondent,
Texaco, Inc., Anacortes, Washington, its officers,
agents, successors, and assigns, shall take the action
set forth in the said recommended Order, as so
modified:
i. Substitute the following for paragraph
(a):
"(a) Denying to any employee, upon request, the
presence and assistance of his union representative
2s For the rea.on.
.et forth in his dissenting opinion in Ihis caie.
Member Truecdale Aould not order Respondent to epunge front it, r-
cords all referenc.
to he reprimnnd rcci'ed hb Deutch
at an interviev which the eniployee
reasonalbly be-
lieveS may result in disciplinary action."
2. Substitute the following for paragraph 2(a):
"(a) Expunge from its rec)rds any references to
the reprimand
received
by employee
Richard
Deutsch in September 1977. or any conduct lead-
ing thereto."
3. Substitute the attached notice for that of the
Administrative Law% Judge.
CHAIRMAN FANNING and VIEMIiR PENII.I , con-
curring:
Although we are in
accord
with the result
reached by our colleague , we disagree with cer-
tain portions of the ratiorale expressed in the ma-
jority opinion. In essence, our disagreement centers
upon the majority's continued maintenance of a
substantive distinction between investigatory inter-
views and disciplinary interviews regarding an em-
ployee's right to the presence of his union repre-
sentative.
As we expressed in our respective dissenting
opinions in Baton Rouge Vater Works CompanUn, 2
'
it is our view that an employee's right to union
representation
at
a
disciplinary interview
was
firmly established in Board law, prior to the Su-
preme Court's decision in Weingarten, and a close
reading of Weingarten reveals that that decision
simply
extended
previously
existing
employee
rights in disciplinary interviews to investigatory in-
terviews. Thus, we believe that the excessively
narrow reading of Weingarten engaged in by the
Baton Rouge majority served to eliminate the very
right to representation from which the Weingarten
right sprang. Therefore, ulike the majority in both
Baton Rouge and the instant case, it is our position
that an employee is entitled to union representation
upon his request at both investigatory and disci-
plinary interviews.
In the instant case, we elieve that Deutsch was
plainly entitled to a union representative regardless
of whether his interview was termed investigatory
or disciplinary. Although Deutsch was provided
with a representative, Respondent conditioned the
representative's presence
pon his remaining silent
at the interview. We agree with the majority that
such circumscription of the representative's role
violated Section 8(a)(1) cf the Act. 27
With respect to the Slater interview, the major-
ity finds that the condition of silence placed upon
Slater's union representative was irrelevant since
Slater's was a disciplinary interview within the
meaning of Baton Rouge to which no W'eingarten
protections attach. Since, as noted above, we do
2' 240 NLRH No Il
(1479)
27 Sio h.ilsrtli
H
W
/i/
l)ph
o,ic ColputI v 251 NI R No hil t i8() )
(6A
I)CI'SI()NS ()F NATIO)NAI LABOR RI
A'lIO)NS 3B()ARI)
not subscribe to such distinctions, we do not agree
with the majority's rationale.
Rather, we find that the Slater incident was simi-
lar to the situation presented in 4moco Oil Compa-
ny. 2 1 I that case, the Board found no violation of
Section 8(a)(1) of the Act since the facts revealed
that the respondent "made no attempt to question
[the employee], engage in any manner of dialogue,
or participate in any other interchange which
could be characterized as an interview." 29 Similar-
ly, in the instant case, Respondent did not engage
Slater in any form of dialogue or interchange
which could be termed an interview.3 0
Conse-
quently, Respondent did not act in contravention
of the requirements of Weingarten, and, therefore,
the condition of silence placed upon Slater's repre-
sentative was not a violation of Section 8(a)(1). 3
Accordingly, we would dismiss that portion of the
complaint.
Finally, we agree with the majority that Deutsch
should be accorded a make-whole remedy, since, as
is found by the majority, Respondent "sought and
secured an admission" from Deutsch that he had
engaged in wrongful conduct. 3 2
In addition, even without reference to other de-
cided cases, we find Member Truesdale's dissent
from the remedy to be plainly at odds with the ma-
jority decision on the merits in which he joins. For,
in discussing the Deutsch interview, the majority
states:
It is clear therefore that Respondent went
beyond the act of imposing discipline and
sought and secured an admission of possible
misconduct. Such an inquiry indicated that the
Respondent was continuing, on a substantive
basis, its investigation of the incident.
Having so found, Member Truesdale then con-
cludes in his dissent from the remedy that Re-
spondent did not rely on information obtained at
the unlawful interview in its decision to discipline.
It is extremely difficult to discern how an em-
ployer could (I) decide to continue its investigation
of employee misconduct through an interview of
' 2
NI R
551 (178)
See also K-Muart (Corporation. 242 NLRB 855
197'))
'2 2t8 NI R
I 552
Sec i li
Mc-niber
'Penello's coUncurring
pilnioli
in Ieueao. Inc .
247
NI.RI
No 56 (1
9 8)
," We do note. however. that, had Respondent engaged Slater i some
form of dialogue or inlerchange which could he termed an iterview, the
requirement that Slaler's representalive remain silent xvould, in our iev.
violate Sec 8{a)(l) of the Act See Soulhwestern Bell l.liphone
Compan.
iupru at fi
14
:2 See Iiiitlino
BeIll ilphone (C'mpany. 251
N RH No. 128 (I980).
where the liBoard. icluding Member Truesdale,
rdered a nlake-hole
remned5 ill i sitiiltioal
here the enlployer sought alld obtained al admis-
so l
it' ris'ondullI from the ernplse
subjected Io atl ulawful inler-
~. it'%
the accused employee, (2) affirmatively solicit from
the employee information relating to the miscon-
duct, and (3) in fact succeed in obtaining perhaps
the most telling information available to merit a de-
cision to discipline and yet be found not to have
based its disciplinary decision, in any way, on the
information it was so successful in securing.:"
MlMBHER TRUFSI)AI.1, dissenting in part:
I agree with my colleagues that Respondent vio-
lated Section 8(a)(l) of the Act by denying to em-
ployee Richard Deutsch the active assistance of his
union representative at an investigatory interview.
I do not agree, however, that-under the circum-
stances of this case-the proper remedy for that
violation is to order Respondent to expunge from
its records all references to the reprimand received
by Deutsch at that interview. In its recent decision
in Illinois Bell Telephone Company, 251 NLRB No.
128 (1980), the Board set forth the remedial stand-
ard appropriate for Weingarten violations. There
the Board held that:
[W]here the General Counsel shows that an
unlawful investigatory interview has occurred,
and that the employee was disciplined or dis-
charged for conduct which was the subject of
the interview, the burden then shifts to the em-
ployer to show that its decision to discipline or
discharge was not based on information which
it obtained at the interview. 3 4
Although my colleagues agree in theory with
this wording of the remedial test, in practice they
apply a different standard for determining the ap-
propriate remedy for a Weingarten violation. Thus,
their approach to formulating
the appropriate
remedy is simple: When an employer has conduct-
ed an unlawful interview, the Board will assume,
without further inquiry, that the information ob-
tained by the employer at the unlawful interview
had a direct and causal relationship to the employ-
er's disciplinary decision. Based on this assumption,
the Baord will impose a make-whole remedy and
rescind the discipline.
The obvious effect of this approach is to order a
make-whole remedy in nearly all cases where a
Weingarten violation is found. My colleagues at-
:
Member Truesdale's accusatilon hat, in ordering a make-whole
relmedy for Deutsch, we have applied a standard different from that set
out il
llirnor Bell Telephone Comnpany. 251 N RB N
128 (1980)
is
somewhat puzzling. Since. ctitsisterl
t
ith llinois Bell, he likewise re-
quires a respondent to prove that it did not rely on infornmation obtained
during all unlavful interview. we must assume that he likese considers
restloration of the status quo anite to he the primua fuic appropriate
remedy Thus, to the extent there is disagreement as to the appropriate
rerred
for Respondent's
iolnatli
of l)eutsc h's rights, it is necessaril
a
disagreement on the facts, rather than the legal principle Unlike Member
l'ruesdale. Ae d nt finld tIhal Respondenlt met it, hurdct
:" Ihid
(18
TEXACO. INC
tempt here to minimize the per se nature of their
approach by characterizing the admission secured
from Deutsch as "the most telling information
available to merit a decision to discipline." That
may be true but it does not answer the critical
question of whether Respondent in fact relied on
that admission in reaching its decision to discipline
Deutsch. Instead, they merely restate what is essen-
tially the legal predicate for a Weingarten violation:
An employer must have sought substantive, as op-
posed to trivial or irrelevant, information during
the interview bearing on the subject of the inter-
view.
The remedial approach adopted by my col-
leagues is appealing from the standpoint of simplic-
ity and ease of application. But steadfast adherence
to such an approach runs counter to the Board's
normal case-by-case determination of the appropri-
ate remedy and, in cases like this one, transgresses
the statutory admonition that our remedies be com-
pensatory rather than punitive. While the language
of Section 10(c) 35 of the Act is not directly appli-
cable to the factual situation here, i.e., discipline
short of suspension or discharge, the logic of that
section is nevertheless applicable and mandates that
a make-whole remedy not be ordered when the
employer, as here, has met its heavy burden of
showing that it would have imposed discipline in
the absence of the unlawful interview.3 6
In short,
the Board must resist the temptation, to which my
colleagues have succumbed, of adopting a remedial
approach whose only appeal lies in its simplicity.
Instead, the Board should come to grips with the
difficult, but critical, issue of determining whether
the employer has satisfied its burden of establishing
that, in the absence of the unlawful interview, it
would have taken the disciplinary action it did.
My colleagues' misapprehension of the remedial
issue in these cases and their misapplication here of
the Illinois Bell test is exemplified by their compari-
son of this case with the facts and remedy pro-
vided in Illinois Bell, a case clearly distinguishable
on its facts. In Illinois Bell, the employer, based
solely on the information obtained at the unlawful
interview, made the decision to suspend an employ-
ee for improperly adjusting long-distance telephone
bills for the inmates of a prison. The Board ordered
the employer to reinstate the employee and to ex-
5 Sec. 10(c) of the Act prov ides in pertinent part:
No order of the Board shall require the reinstatement of any individ-
ual as an employee who has been suspended or discharged or the
payment to him of any back pay. if such individual was suspended or
discharged for cause
a' The burden is upon the respondent to establish clearly that it would
have imposed the discipline it did in the absence of the unlawful inter-
view Any doubt revealed in the record in this regard would he resolved
against the respondent
punge from its records any reference to the suspen-
sion because it was clear that, absent the employ-
ee's admission of misconduct at the interview, the
employee would not have been suspended.
Here, by contrast, Respondent had made the de-
cision to discipline Deutsch prior to the interview
based on information obtained during a preinter-
view investigation. Thus, Supervisor Linnell al-
ready had information-based on his own investi-
gation-that Deutsch had failed to attach his lock-
ing device to the tower's fan switch as required by
Respondent's standing instructions. Based on this
information, Linnell had already determined prior
to the interview that discipline was appropriate. In
these circumstances, to order Respondent to ex-
punge from its records any references to the repri-
mand received by Deutsch would do more than
return the employee to the status quo: it would put
Deutsch in a better position than he would have
been in had no unlawful interview occurred. The
proper remedy is simply to order Respondent to
cease and desist from unlawfully restricting the
representative's role at a Weingarten-type inter-
view. Accordingly, I dissent from the remedy im-
posed here.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT deny to any employee, upon
request, the presence and assistance of his
union representative at an interview which the
employee reasonably believes may result in
disciplinary action.
WE WIl.L NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of the rights guaranteed
them by Section 7 of the National Labor Rela-
tions Act, as amended.
WE wiI expunge from our records any ref-
erence to the reprimand received by employee
Richard Deutsch in September 1977, or any
conduct leading thereto.
TEXACO, INC.
DECISION
STATEMENT OF THE CASE
GEORGE
CHRISTENSEN,
Administrative Law Judge:
On April 11, 1978, 1 conducted a hearing at Seattle.
Washington, to try issues raised by a complaint issued on
t)39
64()
DECISIONS O()F NAIONA
I.AB()OR REI.ATIONS
O()ARD
December 15, 1977,1 on the basis of a charge filed by
Oil, Chemical and Atomic Workers Local 1-591, Oil,
Chemical and Atomic Workers International
Union,
AFL-CIO,2 on November 10.
The complaint alleged that Texaco, Inc.,:' violated
Section 8(a)(1) and (3) of the National Labor Relations
Act, as amended, 4
by requiring union representatives
brought by aggrieved employees to disciplinary confer-
ences affecting such employees either to remain silent
during the conferences or leave.
While the Company conceded it conducted disciplin-
ary interviews with employees and insisted any union
representatives brought to those interviews by affected
employees either remain silent during the interviews or
leave, it contends that conduct was not violative of the
Act because:
1. The interviews were not "investigatory interviews"
within the meaning of Weingarten.5
2. The Company was not under any duty to bargain
with the Union during such interviews.
3. The Company permitted the Union to discuss mat-
ters raised in the course of such interviews in separate
meetings between the Company and the Union.
4. The Union waived its right to participate in such in-
terviews by actions taken by it in the course of the nego-
tiations leading to the execution of the currently effec-
tive contract between the Company and the Union.6
The issue before me is whether the Company violated
the Act by denying employees the right to have their
union representative accompany and effectively represent
them when called by management to attend interviews at
which their alleged misconduct and/or discipline there-
for are discussed and assessed.
The parties appeared by counsel at the hearing and
were afforded full opportunity to produce evidence, ex-
amine and cross-examine witnesses, argue, and file briefs.
Briefs have been received from the General Counsel and
the Company.
Based upon my review of the entire record,7 observa-
tion of the witnesses, perusal of the briefs, and research,
I enter the following:
FINDINGS OF FACT
I. JURISDICTION AND LABOR ORGANIZATION
The complaint alleges, the answer admits, and I find at
times pertinent the Company was a Delaware corpora-
tion engaged in the production, refining, and marketing
of petroleum products; that it operated a refinery at Ana-
cortes, Washington; that during the 12 months preceding
the issuance of the complaint, a representative period, it
sold and shipped from its Anacortes refinery products
valued in excess of $500,000 to points outside the State
Read 1977 after all further date references omitting the year
Hereafter called the Union.
a Hereafter called the Company.
4 Hereafter called the Act
.VL.R.B. v. J. Weingarten, Inc.. 420 U.S 251 (1975).
s The Company produced no evidence in support of this contention
and in its brief moved this defense (alleged as its fourth affirmative de-
fense in its answer to the complaint) be stricken The motion is granted.
The Colmpany
moved to correct portions of the transcript
The
motion is granted.
of Washington and purchased and caused to be delivered
to its Anacortes refinery goods and services valued in
excess of $50,000 from States outside of the State of
\Washington; and that, based on the above, the Company
was an employer engaged in commerce in a business af-
fecting commerce within the meaning of Section 2(2),
(6), and (7) of the Act. The complaint further alleges, the
answer admits, and I find at times pertinent the Union
was a labor organization within the meaning of Section
2(5) of the Act.
1I.
HEF AI.LLE-itD UNFAIR l.ABOR PRACIICES
A. Facts
On January 24, 1977, the Company and the Union ex-
ecuted a contract covering the rates of pay, wages,
hours, and working conditions of production and mainte-
nance employees at the Anacortes refinery, with the
usual exclusions, for a 2-year term commencing January
8, 1977. That agreement is one of a continuous series fol-
lowing the Union's 1958 certification by the Board as the
exclusive collective-bargaining
representative of those
employees. The currently effective contract contains the
usual recognition and grievance arbitration provisions.
This case arose over disciplinary interviews of two
employees within the certified unit covered by the con-
tract, pipefitter Richard Deutsch and machinist Travis
Slater.
The Deutsch incident occurred in late September,
when Assistant Foreman Gene Vaughn was requested to
assign a pipefitter to install a length of copper tube as a
vent line on a large fan mounted within a cooling tower
at the refinery. Vaughn directed Deutsch to install the
line, telling him it was a 5-minute job. At the time
Deutsch climbed the tower and began working, a boiler-
maker (Ron Robinson) was also working on the job.
Deutsch noted the ball element of the electrical motor
operating the fan had been removed, so the fan was ino-
perable. While Deutsch was still working, Robinson left
the tower and removed his lock from the switch activat-
ing the fan.8
During the period Deutsch was still working on the
line installation, boilermaker helper Jim Tracy asked Ed
Linnell, head foreman over the pipefitters, boilermakers,
and welders, if he could turn on the fan to see if it was
operating properly. Linnell told him if there was no lock
on the switch activating the fan he could assume the
work was completed and the fan could be tested. When
Tracy approached the tower, however, he noted the
switch was unlocked and Deutsch was still working on
the job, and brought the situation to Vaughn's attention.
Vaughn in turn brought it to Linnell's attention. Linnell
interviewed Tracy and Robinson. Tracy told Linnell the
switch was not locked while Deutsch was the sole
worker on the fan; Robinson told Linnell he advised
Deutsch he was leaving the tower and was removing his
lock, and that he suggested Deutsch attach his lock on
" Each craftsman at the plant carried a locking device for use in lock-
ing up any switch controlling electrically operated equipment while the)
are working on it In this case. the switch for the fan was located at the
base of the tower
TEXACO, INC
641
the switch.' On completing his investigation, Linnell de-
cided to interview and reprimand Deutsch and instructed
Vaughn to have Deutsch report to his office.to Deutsch
was aware of Linnell's investigation and anticipated he
was going to be interrogated and disciplined over the in-
cident; because of those fears, he asked John Guidinger,
the acting union steward in his department, to accompa-
ny and represent him at the interview. Guidinger agreed
and he and Deutsch proceeded towards Linnell's office.
Linnell observed the two as they approached his office
and telephoned J. R. Steers, one of the Company's em-
ployee relations department representatives, for advice
on what role he should permit Guidinger at the inter-
view. Steers advised him to permit Guidinger to attend
the interview, but only as a silent observer of what tran-
spired.
As soon as the two men entered his office, Linnell in-
formed Guidinger that Linnell would allow him to sit in
on the interview, but he would not have any say and
could only observe. Linnell recited the plant safety regu-
lation to Deutsch requiring all craftsmen to lock out the
switch activating any equipment they work on while
work is in progress, secured an admission from Deutsch
that he at no time put his lock on the switch activating
the fan while working on it, informed Deutsch his failure
to comply with the regulation had endangered both his
life and
the lives of other men on the job, heard
Deutsch's disclaimer of knowledge of the regulation, and
issued a reprimand to Deutsch for failure to follow the
regulation. I I In the course of the interview (after Linnell
recited the language of the regulation), Guidinger started
to make a comment; he was interrupted by Linnell, how-
ever, and told either to keep quiet or leave. Guidinger
subsided and remained silent for the balance of the inter-
view.
The Slater incident began at or about 2:40 p.m. on Oc-
tober 26, when an assistant foreman in the machine shop,
Gaylord Greenough, observed Slater at the operator's
shack on the Company's premises with a cup in his hand.
Greenough returned to the area about 25 minutes later
and saw Slater and his helper at the shack. Greenough
asked Slater if he had completed his current assignment
(greasing valves in catalytic reforming and hydrotreater
9 Neither Tracy nor Robinson testified at the hearing; I therefore do
not find that Rohinson told Deutsch
he was removing his lock and sug-
gested that D)eutsch affix his own, but only that Robinson slated he had
done so to Linnell
B" This instruction was issued a day or two after the incident occurred
" Deutsch,
G(idinger,
and Linnell all testified
that Linnell asked
Deutsch whether or not he placed his lock on the switch while on the
joh
and Deutsch admitted he did not; Deutsch and Linnell alo testified
that Deutsch disclaimed any knowledge of the safety regulation. Linnel!.
however, testified that these twov exchanges occurred on the plant floor
at a time preceding the intersiew and did not take place during the inter-
iew, while Deutsch and Guidinger testified the former exchange took
place during the inters iew. Deutsch testified the latter exchange also
took place during the interview' (Guidinger could not remember whether
it did or not). and Deulsch testified he had only one exchange with l.in-
nell concerning the entire incident and that occurred at Linnell', office
Since Guidinger
as only present at one exchange hetween Linnell and
Deutsch, he was certain l.innell extracted an admission
from
Deusch
concerning his failure to attach his locking device at the interliew, and
both (iidinger and Deutsch impressed me as sincere witneses, concern-
ing what hey could recall ofr the exchanges at the interview. I find
the
two exchange, in question occurred during the interxiew
units). Slater replied in the negative, stating there ,was
still a lot of work to do on the units. Greenough asked
Slater and his helper to accompany him away from the
shack and out of hearing distance of other employees at
the shack. They complied. Greenough then asked Slater
why he and his helper were not working at their assign-
ment. Slater replied they had been lugging a heavy
grease gun up the tower and were tired. Greenough di-
rected them to return to work, stating the operators'
shack was not a place for lounging and sitting arounid
drinking coffee. The men returned to work and Green-
ough reported the incident to his superior, Charles Fair.
Fair prepared a 3-page document detailing the incident
as reported to him by Greenough, recited a number of
earlier incidents of alleged Slater misconduct and the re-
ceipt by Slater of three earlier verbal warnings over his
work performance, and closed with a statement that
Slater was suspended for 3 days and risked more severe
discipline in the future if his conduct did not improve.
On October 28 Fair summoned Slater to his office.
Greenough was also present. When Slater arrived, he
asked if the interview involved discipline. Fair replied it
did. Slater requested union representation. Fair asked
who Slater wanted and Slater replied he wanted Frank
Mann of the Union's Workmen's Committee " to repre-
sent him. Fair replied that he would permit Mann to
attend the interview but he could not speak, and repeat-
ed this to Mann when Mann entered his office. Fair then
told Slater, while he did not like to do it, he was giving
him a 3-day suspension, and handed Slater the document
described above. Slater read the document and said he
was drinking water, not coffee, and Greenough
was
wrong in stating he was in the operators' shack drinking
coffee; he also stated he was in the shack only a few
minutes on the second occasion to get a drink of water
and rest a little because he was tired. 1'
Fair started to
ask Greenough
if he saw Slater drinking coffee but
stopped, saying it did not matter, the discipline stood,
and Slater could take the matter further through the
Union if he desired. Fair then informed Slater of the
dates he would be suspended and the date he was to
return to work. Slater was off the job on the 3 days
specified and returned to work thereafter.
In a subsequent meeting between company representa-
tives and the Union's Workmen's Committee (on No-
vember 8), the Union asked what the Company's position
was concerning union representation at disciplinary inter-
views. The Company' 4 replied it was management's po-
sition that union representatives could attend such inter-
views but not particpate, i.e., they could attend only as
silent observers. The Union remonstrated, stating, when-
ever an employee desired union representation at such an
interview, the Union was entitled to attend and to par-
12 That Commitllee handle, negotiations and grileaance processing
:'
Slater testified at the hearing he left he
hack after
(ireenough',
first ightinlg of him there. Esent to w ork, and returned
to the shack for a
drink of water (alleging hcre sas no fountain on or near the job) ad to
rest for a minute whell Greenough returned and interrogated him (Fair
and (ireelough testified
the men
ere pernitted Io take unscheduled
breaks from time to time )
" The Conlpanl
w.as rcplescnited h)
It, peronlnel director J I
Lrong.
and his aIsIstants. J R Steers iind
r I1) Schuh
TEXACO,
INC
o41
642
I)DECISIONS OF NAIIONAL LA()OR RELAI'IONS BO)ARD
ticipate in the proceedings. The Company replied it was
adhering to its position. '" At that same meeting, union
objections to the Slater suspension were discussed, with-
out resolution. i,
It was either admitted, stipulated, or undisputed and I
find Long, Fair, Linnell, Greenough, Vaughn, Steers,
and Schuh were supervisors and agents of the Company
acting on its behalf and Guidinger and Mann were
agents of the Union acting on its behalf at all times perti-
nent.
B. Analysis and Conclusions
The Supreme Court's Weingarten decision'7 finally re-
solve a long running controversy between management
and labor over the issue of whether or not an employee
summoned by management to an interview which the
employee reasonably believed might result in his disci-
pline was entitled to representation by his union at such
conference. Prior to the Weingarten decision, manage-
ment maintained an employee was not entitled to union
representation until, unless, and after management had
levied a disciplinary penalty and labor contended an em-
ployee was entitled to union representation fiom the time
he requested it. Weingarten essentially sustained the latter
position.
The Company contends,
however, the Weingarten
principle only extends to investigatory interviews, i.e., in-
terviews to which the employee is summoned by man-
agement so management may question him concerning
an incident it is investigating to determine whether his
conduct warrants discipline, and the Deutsch and Slater
conferences occurred after such investigations had been
completed and management decisions reached to levy
discipline, and were called solely for the purpose of ad-
vising Deutsch and Slater of the nature of the discipline
and reasons therefor. The Company further contends its
refusal to permit Guidinger and Mann to speak or in any
other manner participate in the Linnell-Deutsch and
Fair-Slater conferences and its general policy of refusing
a participative role to the Union at similar conferences
are not violative of the Act, since the Company is will-
ing to and has discussed the Slater and other disciplinary
actions at regular monthly Company-Workmen's Com-
mittee meetings and a disciplined employee and the
Union may challenge disciplinary actions (with full par-
ticipation by the Union) within the grievance-arbitration
procedures established by the Company-Union contract.
A short answer to the Company's contentions is that
the Deutsch and Slater conferences were mixed; i.e.,
they had elements of both an investigation and assessing
of discipline.
When Deutsch and Slater were summoned to their re-
spective interviews, they were aware management was
investigating their previous conduct described hereto-
fore, they reasonably anticipated they were being sum-
moned because of that conduct, and they were fearful
their jobs were in jeopardy and apprehensive of manage-
I [.ong confirmed it vwa and is company policy to deny the Union
any role in such intrieress other than silent observer.
"t
lonllg It:sified company
and unionll represenltatives discussed such
mailers at their regular monthly meetings
' See fi
5. uprua.
ment's intentions at the interview. 8 They were desirous
of union protection against any attack on their job status
in view of their anticipations and fears, and therefore
sought and secured such representation. Their fears and
anticipations were well founded Linnell extracted admis-
sions from Deutsch, berated him over his conduct, and
refused to give Guidinger any opportunity to explain,
refute, or mitigate Deutsch's conduct; Fair handled the
Slater interview similarly. Deutsch and Slater were
denied any effective union representation, completely
thwarting their purpose in seeking it. Had Guidinger par-
ticipated in the Linnell-Deutsch interview, he may well
have developed Deutsch's testimony (at the hearing) that
he did not hear what Robinson shouted to him as Robin-
son left the tower; that he was unaware Robinson re-
moved his lock from the fan switch while he was com-
pleting his work, that no risk existed and a considerable
time was saved from his remaining on the tower and
completing his work after Robinson left the tower (since
the fan motor was inoperable, his work was completed in
a short time, and it would have taken considerable time
to climb down the tower, affix his lock, and climb up
again to complete the work); and had Mann participated
in the Fair-Slater interview, he may well have developed
Slater's testimony (at the hearing) he left and returned to
the shack between Greenough's arrivals there; he (and
others) made a regular practice of taking short rest
breaks, and management was aware of and permitted
this; some of the alleged infractions which Fair cited as
basis for the severity of the discipline assessed were inac-
curate or explainable, etc. In such case, Linnell and/or
Fair might have been persuaded to either desist from or
soften the disciplinary penalty assessed, and at the very
least such participation may have persuaded Deutsch,
Slater, Guidinger, and Mann of the fairness of the inter-
view and induced an acceptability of the result rather
than resort to the grievance-arbitration procedure to de-
velop such facts, when attitudes have hardened.
As Justice Brennan stated in the Weingarten decision
(420 U.S. at 262-264):
A single employee confronted by an employer in-
vestigating whether certain conduct deserves disci-
pline may be too fearful or inarticulate to relate ac-
curately the incident being investigated, or too ig-
norant to raise extenuating factors. A knowledge-
able union representative could assist the employer
by eliciting favorable facts, and save the employer
production time by getting to the bottom of the in-
cident occasioning the interview. Certainly his pres-
ence need not transform the interview into an ad-
versary contest. Respondent
suggests nonetheless
that union representation at this stage is unnecessary
because a decision as to employee culpability or dis-
ciplinary action can be corrected after the decision
to impose discipline has become final. In other
* For all hey knew, nmlalagemelt might had intended to interrogate
Ihern itensively concerninig their conducl. secure dmaging admissions
from them for future use ill the event the
seure diciplined ad
ubse-
quently challenged that disciplone under he grievance-arbitration prosil-
silons of the 'ompan-Uliion contract.
tc
I -XACO. INC
t4I
words, respondent would defer representation until
the filing of a formal grievance challenging the em-
plover's determination of guilt after the employee
has been discharged or otherwise disciplined. At
that point, however it becomes increasingly diffi-
cult for the employee to vindicate himself, and the
value of representation is correspondingly dimin-
ished. The employer may then be more concerned
with justifying his actions than re-examining them.
In this case, the value of Guidinger's and Mann's rep-
resentation at the to
interviews reached the vanishing
point!
I find no merit in the Company's argument the above
principles are inapplicable because Linnell and Fair in-
tended only to levy discipline on Deutsch and Slater
when they were summoned; certainly the two employees
were not advised this was the sole purpose when they
received their summons. In any event, I find the alleged
purpose of the interviews irrelevant; in each case, the
employee, reasonably apprehensive he was being sum-
moned to an interviewv where his job status was threat-
ened, sought and secured union representation, but
as
denied effective representation at the interview. 9
The Company's contention that its policy of "permit-
ting" union representatives to discuss disciplinary actions
at monthly union-company meetings and the availability
of the grievance-arbitration procedures to process com-
plaints over disciplinary actions preclude the finding of
an unfair labor practice over its denial of effective union
representation at disciplinary interviews is likewise with-
out merit. Neither an employee nor his representative
needs employer "permission"
to exercise a right and
function assured by statute and, as noted heretofore, the
statute assures an employee, upon
request, effective
union representation at disciplinary interviews with the
view such union participation may abort the proposed
disciplinary action or avoid any need to resort to later
bilateral discussions or formal, adversary proceedings.
Based on the foregoing, I find and conclude that by
denying
requested
effective
union
representation
to
Deutsch and Slater at their disciplinary interviews the
Company violated Section 8(a)(1) of the Act.
CoNctIUSIONS oi LAW
I. At all pertinent times the Company was an employ-
er engaged in commerce in a business affecting com-
merce and the Union was a labor organization within the
meaning of Section 2(2). (5), (6), and (7) of the Act.
2. At all pertinent times Linnell, Fair, Greenough,
Vaughn, Long, Steers, and Schuh were supervisors and
agents of the Company acting on its behalf and Gui-
dinger and Mann were agents of the Union acting on its
behalf within the meaning of the Act.
1 S
Chmax LfIiohdon um (owrlpu'.
Diwn,,
A
.4tnmar.
227 NRIl
I 1189 (19771. also sc (e ,rjicfd (;nccr , (aliJorn;a. Lid 227 N RH 1211
(19771. lnernaiu
l l.ad
(iari
,r 1$r ,rx'
I '1imon. pper South )Depart-
,,cni,. .t-1. -( 10
Qual/,
4anui(/l uri
('c .,
I al. 42(1 t
S 27h
1975)
(,sutailng 195 N R
1971: and .l,%d 0,1 (iorporln. 19 N R
1052
X 1972)
3. By denying effective representation by the Union to
Deutsch and Slater at their disciplinary interviews, the
Company violated Section 8(a)(I) of the Act.
4. The aforesaid unfair labor practices affected com-
merce as defined in the Act.
'flit
RI I)Y
The Company contends that, even if its conduct al-
leged as an unfair labor practice in this case violated the
Act, it should not be directed to rescind Slater's 3-day
suspension and reimburse him for the pay lost on the
ground it had cause for levying the discipline.
I reject the contention. The Board normally exercises
its remedial powers to make an employee whole when
his statutory rights have been violated, and the only
practicable way to rectify the Company's interference
with Slater's rights is by restoring him to status quo ante.
i.e., to the position he was in before the Company inter-
fered with his Section 7 rights. If the Company, after
such restoration, wvishes to properly conduct a disciplin-
ary interview and levy discipline against Slater for his
conduct on October 26 in which. at Slater's request, the
Union effectively participates, it may do so (unless other-
wise barred).
Having found the Company violated the Act by deny-
ing Deutsch and Slater the effective union representation
they requested at their disciplinary interviews, I shall
recommend the Company cease and desist from similar
denials in the future, expunge from its records any refer-
ences based on the conduct which led to Deutsch's repri-
mand and Slater's suspension, rescind Deutsch's repri-
mand and Slater's suspension, reimburse Slater for his
wage losses resulting from that suspension, with interest
on the sum due. Backpay and interest are to be comput-
ed in the manner prescribed in IK
.
f
bolworth Compa-
ny, 90 NLRB 289 (1950), and Florida Steel Corp., 231
NLRB 651 (1977),2) and post appropriate notices.
On the basis of the foregoing findings of fact, conclu-
sions of law. and the entire record, and pursuant to Sec-
tion lO(c) of the Act, I recommend the issuance of the
following recommended:
ORDER2 1
The Respondent, Texaco, Inc., its officers, agents, suc-
cessors, and assigns, shall:
1. Cease and desist from:
(a) Denying effective union representation to employ-
ees so requesting when summoned to disciplinary inter-
views.
(b) In any like or related manner interfering with, co.
ercing, or restraining its employees in the exercise of
their rights under Section 7 of the Act.
2. Take the following affirmative action designed to ef-
fectuate the policies of the Act:
" See. generaills.
I.. P/
ln
& h'
l
ttnkuii
( o.
13
N Rti 716 (fi2)
In' the .
t
il
o cu
..
opi.ns arte filed a', pro Idel h
Se,
102 4
of
the Rulcs arid Regulatillns of1 IIh N;liolll I abor Rlaii , ll ;loard, thet
{i(Jgllsl.
tu CIIIc
s01s. and;111
rccilrnmenlildC I )ritr herei
shall.
-as prolxiclcd
in Sec 1(12 48 if 1he Rule' and Rgulla.ltion .he ilopl
h
the Board and
hecme ils fidillgs, C.ocluli
onll d. l ll1
I
()ltil
l
d al
1
I o hll cIl
s IhereCo
shall he deemed '. is
.
c
1eni all purp.s.
tEXACO.
INC
e)43
644
DECISIONS OF NATI()ONAI I.ABOR REL.AII()NS BO()ARD
(a) Expunge from its records any references based on
the conduct which led to the Deutsch reprimand in late
September and the Slater suspension on October 28, re-
scind the Deutsch reprimand and the Slater suspensin,
and reimburse Slater for the wages he lost as the result
of that suspension in
the manner
set out in
"The
Remedy" portion of this Decision.
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copyiig, all
payroll records, social security payment records, time-
cards, personnel records and reports, and all other re-
cords necessary to analyze the amount of backpay due
under the terms of this Order.
(c) Post at the Company's
refinery at Anacortes,
Washington, copies of the attached notice marked "Ap-
pendix B." 2 2 Copies of said notice, on forms provided by
:2 In the eent thai this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
the Regional Director for Region 19, after being duly
signed by the Company's authorized representative, shall
be and posted by it immediately upon receipt thereof,
and be maintained by it for 60 consecutive days thereaf-
ter, in conspicuous places, including all places where no-
tices to employees are customarily posted. Reasonable
steps shall be taken by the Company to insure the notices
are not altered, defaced, or covered by other material.
(d) Notify the Regional Director for Region 19, in
writing, within 20 days from the date of this Order, what
steps the Respondent has taken to comply with the
Order.
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of he National Labor Relations Board"