251 NLRB 527
Botany 500
BOTANY 5)
527
Botany 500, a Division of Rapid-American Mens-
wear, Inc. and Sally Davidow. Case 4-CA-9780
August 26, 1980
DECISION AND ORDER
BY CHAIRMAN FANNING AND MEMBERS
PENELO AND TRUEISDAI.E
On March 26, 1980, Administrative Law Judge
Irwin Kaplan issued the attached Decision in this
proceeding. Thereafter, the General Counsel filed
exceptions and a supporting brief, and Respondent
filed a brief in answer to the exceptions.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions2 of the Administrative Law
Judge and to adopt his recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative
Law Judge
and
hereby orders that the complaint be, and it hereby
is, dismissed in its entirety.
I The General Counsel has excepted to certain credibility findings
made by the Administrative l.aw Judge. It is the Board's established
policy not to overrule an administrative law judge's resolutions with re-
spect to credibility unless the clear preponderance of all of the relevant
evidence convinces us that the resolutions are incorrect. Standard Dr),
Wall Products. Inc, 91 NLRB 544 (1950), enfd. 188 F2d 362 (3d Cir
1951)
We have carefully examined the record and find no basis for re-
versing his findings
2 In affirming the Administrative Law Judge's conclusion that deferral
to an arbitration award is appropriate in this case under the principles of
Spielberg Manufacturing Compeny, 112 NLRB 1080 (1955). Member Pen-
ello does not rely on the Administrative Law Judge's references to the
majority opinion in Suburban Motor Freight. Inc. 247 NLRB No. 2
(1980). Member Penello adheres to his dissenting opinion in the case
cited
DECISION
STATEMENT OF THE CASE
IRWIN KAPL AN, Administrative Law Judge: This case
was heard before me in Philadelphia, Pennsylvania, on
September 4 and 5 and October 3, 1979. The underlying
charge was filed by Sally Davidow on November 21,
1978, against Joseph Cohen Co. alleging that she was
discharged for reasons related to her efforts to become
business agent in the Amalgamated Clothing and Textile
Workers Union, Local 139 (herein called the Union). On
January 26, 1979, the charge was amended only with
regard to naming the Employer as Botany 500, a Divi-
sion of Rapid-Menswear, Inc. (herein also called Botany
251 NLRB No. 75
or Respondent).
A complaint and notice of hearing
issued on January 31, 1979 (amended at the hearing), al-
leging that Respondent discharged Davidow on August
10, 1978, because she engaged in concerted activities
with respect to conditions of employment and engaged
in intraunion matters and that Respondent thereby violat-
ed Section 8(a)(3) and (1) of the National Labor Rela-
tions Act, as amended (herein called the Act).
It was also alleged that Respondent independently vio-
lated Section 8(a)(1) of the Act by making certain coer-
cive and otherwise unlawful statements to Davidow on
June 6, 7, and 8, 1978, because she prepared and distrib-
uted a campaign leaflet containing, inter alia, unflattering
material about Respondent and the Union. Additionally.
it was alleged that on June 8, 1978, Respondent indepen-
dently violated Section 8(a)(1) of the Act by creating the
impression of surveillance of its employees' intraunion
activities.
On August 28, 1978, Alan Markovitz, the Union's at-
torney, filed a demand for arbitration contending that
Respondent discharged Davidow in violation of the col-
lective-bargaining agreement (Resp. Exh. 2). The arbitra-
tion hearing was conducted on September
12,
1978,
which resulted in an arbitrator's award on September 26,
1978, denying the grievance and finding that Respondent
discharged Davidow for just cause. In upholding the dis-
charge, the arbitrator found, inter alia. that the credible
evidence failed to sustain Davidow's contention that Re-
spondent was motivated by her union-related activities.
On February 8 and 22, 1979, Respondent filed an
answer and an amended answer, respectively. On March
20, 1979, Respondent moved for summary judgment
urging the National Labor Relations Board to decline to
assert jurisdiction on the averment that the above noted
arbitration decision comported with the standards set
forth in Spielberg Manufacturing Company, 112 NLRB
1080 (1955). Respondent also contended that the inde-
pendent 8(a)(l) allegations were time barred under Sec-
tion 10(b) of the Act because a valid charge was not
filed against Botany until more than 6 months after the
alleged unlawful acts occurred. On March 27, 1979, the
General Counsel filed an opposition to Respondent's
Motion for Summary Judgment, principally on the basis
that the interests of the Union and Davidow were "glar-
ingly hostile" and that it would not therefore serve the
policies of the Act to defer to the arbitration award. In-
sofar as Respondent's reliance on Section 10(b), the Gen-
eral Counsel contended, inter alia, that the original
charge was timely served albeit against a different named
employer but that at all times material herein Respondent
had actual knowledge thereof.
On June 14, 1979, the Board determined that the issues
can best be resolved by record testimony with leave for
Respondent to raise the same issues at the hearing and
accordingly denied the motion (G.C. Exh. (u)).
Upon the entire record, including my observation of
the demeanor of the witnesses, and after careful consid-
eration of the able and comprehensive post-trial briefs, I
find as follows:
Botany 500, a Division of Rapid-American Mens-
BOTAN 5(X)
527
528
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
FINDINGS OF FACT
I. JURISDICTION
Respondent, Botany 500, a Division of Rapid-Ameri-
can Menswear, Inc., is a Deleware corporation and is en-
gaged in the manufacture and wholesale distribution of
men's clothing at its Broad and Lehigh Avenue, Phila-
delphia, Pennsylvania, facility, its only facility involved
herein. During the past year, Respondent sold and
shipped goods valued in excess of $50,000 from its Broad
and Lehigh facility directly to customers outside the
Commonwealth
of
Pennsylvania.
The
Respondent
admits, and I find, that it is an employer engaged in com-
merce within the meaning of Section 2(6) and (7) of the
Act.
The Respondent admits, and I find, that Amalgamated
Clothing and Textile Workers Union, Local 139, Phila-
delphia Joint Board, Amalgamated Clothing and Textile
Workers Union, AFL-CIO, herein the Union, is and has
been at all times material herein a labor organization
within the meaning of Section 2(5) of the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
The Setting
Sally Davidow, the Charging Party herein, began
working for Joseph H. Cohen & Sons, a clothing manu-
facturer and predecessor company to Respondent Botany
in October 1975. She was employed at Respondent's
Broad and Lehigh Avenue, Philadelphia, facility (herein
called Philadelphia facility) initially as a pick-stitch oper-
ator, but, after approximately 6 weeks, transferred to the
vest department where she worked mostly as a sewing
machine operator joining facings and linings to vests.
Soon after Davidow began working for Respondent,
she joined the Amalgamated Clothing Workers of Amer-
ica, Local 139 (herein called the Union).' The Union and
Respondent have long maintained a collective-bargaining
relationship for all the employees (save statutory exclu-
sions) employed at Respondent's Philadelphia facility,
covering successive associationwide contracts, the most
recent of which by its terms is effective January 1, 1977,
until September 30, 1980.2 For most, if not all of the bar-
gaining history, Peter Amaroso, union business agent, has
serviced the above-noted unit employees.
According to Davidow, she experienced her first diffi-
culties with Amaroso in November 1976. On that occa-
sion she complained about having $1 deducted from her
paycheck to support then Candidate Carter's Presidential
campaign. Davidow wanted a refund and noted that an-
other employee had gotten the dollar returned to her
that very day. Amaroso informed Davidow that her re-
quest for a refund was untimely and explained that the
dollar was returned to the other employee because the
The Union after a merger became known as Amalgamated Clothing
and Textile Workers Union.
2 Respondent and Union are constituent members of the Philadelphia
Clothing Manufacturers Association (herein called the Association) and
the Philadelphia Joint Board, Amalgamated Clothing and Textile Work-
ers Union (herein called Joint Board) respectively. The Association and
Joint Board are named as the principal parties in the associationwide col-
lective-bargaining agreements. (See G.C. Exh. I(m), Exh. A.)
objection to pay it was based on religious reasons. When
Davidow continued to press for the refund, Amaroso as-
sertedly countered, "If you don't like it, you can get
out."
At some unspecified time, Davidow became a member
of a dissident group within the Union which, inter alia,
published a newspaper entitled "The Garment Worker."
Davidow contributed to the newspaper's spring 1977 edi-
tion with a cartoon depicting Respondent Vice President
Peter Colantonio and Peter Amaroso in caricature with
an arm around each other with the caption "PETE & RE-
PETE."3 (G.C. Exh. 7, p. 5.) Also, during the spring of
1977, Davidow campaigned actively against contract
ratification, which included, inter alia, the wearing of an
armband stating, "Vote No."4
In June 1978,5 Davidow decided to challenge Amar-
oso more directly. Within a few days of the June 1 an-
nouncement of union elections, Davidow decided to run
for the office of union business agent. She prepared a
campaign flyer during the first weekend in June and
commencing June 6 distributed approximately
1,000
copies.6 (G.C. Exh. l(p).) The opening message thereon
read as follows:
KICK THE COMPANY OUT OF OUR UNION
The flyer in pertinent part also contained the carica-
tures of Colantonio and Amaroso referred to previously
which had appeared in "The Garment Worker," with the
same caption "PETE & RE-PETE." (Id.)
Davidow testified that, on June 6 at or around the 10
a.m. break, Colantonio approached her while she was
standing near the coke machine and complained that she
spelled his name incorrectly on the flyer and did not
think that the picture of him was "very nice." It is undis-
puted that Colantonio stated that he could sue her for
slander. Colantonio's version of this encounter is some-
what different. According to him, he asked Davidow to
do him a favor and draw a better picture of him next
time.
The union election was conducted on June 7. Davi-
dow appeared at the facility before the 8:30 a.m. starting
time and went around promoting herself for the election
to be held later that day. Her last stop before starting the
workday was in the ladies bathroom on the sixth floor
where she continued to campaign. Shortly before 8 a.m.
Davidow came out of the ladies bathroom with her
friend Madeline Smith right behind her when Davidow
was suddenly confronted by Colantonio. He demanded
to know what she was doing on the sixth floor when it
was almost working time and he ordered her to go to
her station on the fifth floor, promising to return in 5
minutes to confirm that she left the area. Davidow stated
*' There is no evidence tending to shosA that either Respondent or the
Union had knowledge that DavidowK was responsible for the cartoon.
4 While Davidow asserted that "a lot of people got harassed for wear-
ing these armbands," the testimony thereon is conclusionary, vague, and
does not link Amaroso or ay other union official to such conduct
' All dates hereinafter refer to 1978 unless otherswise indicated.
6 The record reveals that at all material times in June, Respondent had
knowledge that Davidol, actively opposed Aoarnel for the office of union
business agent.
BOTANY 500
529
that she spoke to her lawyer and insisted that she had a
right to be there. Colantonio stated that he also spoke to
his lawyer and disputed that Davidow had any right to
be in the area. Davidow testified that, before Colantonio
left, he added, "I ought to have you locked up for the
damage you've done already." Smith largely corroborat-
ed Davidow's version of the incident. Colantonio's ac-
count differs materially only in that he denied making
any reference to locking Davidow up for the damage she
had done.
During the course of the morning of June 7, Davidow
and Smith had separate spirited encounters with Joe Di
Dinato, the shop chairman for the 5th floor employees,
regarding the election. Di Dinato was appointed to his
union position by Amaroso and vigorously campaigned
for his reelection. Smith asserted that she was "fairly ou-
traged" at the reasons given to employees by Di Dinato
for supporting Amaroso rather than Davidow and, when
she tried to defend Davidow, Di Dinato told her to shut
up. According to Smith, Supervisor John Amano escort-
ed her to the office where she also met John Camodeca,
production supervisor. Smith testified that Camodeca
told her that Davidow made a mistake by first runing for
business agent rather than for joint board or executive
board.
At or around 11 a.m. Davidow also exchanged com-
ments with Di Dinato about campaigning. She told him
that, if he could campaign during working hours, so
should she. Davidow testified that, when Di Dinato told
her to go ahead and campaign, she refused contending
that she would be fired for it. According to Davidow,
Di Dinato noted "You can get fired anyway, you can get
fired for that leaflet.'
The union meeting was held at the union hall at 4 p.m.
There were approximately 500 people in attendance in-
cluding John Camodeca and some other supervisors. At
least 25 percent of the employees in attendance had to
second a nomination for it to be accepted. Amaroso was
nominated first and over 300 employees expressed their
support of his candidacy. Madeline Smith nominated Da-
vidow. As only 14 employees backed her nomination,
Davidow failed to acquire the necessary 25 percent and
her nomination accordingly was rejected. Amaroso ran
unopposed and was reelected business agent.
According to Davidow the next day, June 8, at the 10
a.m. coffeebreak, she was again encountered by Colan-
tonio. She testified that Colantonio told her "the first
time its funny, but after that, its not so funny anymore
and I don't want you to do this kind of thing anymore."
Colantonio denies this incident in its entirety. Smith as-
serted that on that same day, June 8, she had two con-
versations with Production Manager Camodeca about
the union election meeting. The first occurred near her
machine at or around 8:30 a.m. She testified that Camo-
deca came over and volunteered that he got a phone call
from Colantonio who wanted to know who voted for
Davidow but he did not tell him. She testified further
that Camodeca came over later a second time and asked
her why she believed that Davidow did so poorly at the
7 While Di Dinato was a witness for Respondent at the hearing, he was
not questioned w ith regard to the above-cited encounters with Davidow
and Smith
election. According to Smith, when she told him that the
presence of supervisors was a major reason, he apolo-
gized and added, "If I knew that, I wouldn't have
gone."' Camodeca and Colantonio denied that he, Ca-
modeca, was asked to supply the names of the employees
who voted for Davidow, and Camodeca further denied
telling any employee that he had been so instructed.
The next 5 or 6 weeks passed without incident. On
July 17 Davidow was summoned to the office to see Su-
pervisor Amano in connection with vests she had sewn
with wrong size linings. The seams had to be ripped
open and the vests resewn. The entire factory was closed
during the last week in July and first week in August
and resumed operations Monday, August 7. On August
10, Davidow was again summoned to the office concern-
ing defective vests which she had sewn. She met with
Colantonio, Amano, and Shop Chairman Di Dinato. Co-
lantonio showed Davidow some of the defective vests
which she had sewn where the seems were too narrow
near the pleats. Davidow's offer to repair the vests was
rejected by Colantonio who told her that customers
were returning too many defective vests and she no
longer had a job.
Di Dinato and Davidow got together and immediately
phoned Amaroso for help. Amaroso wanted to know
whether Davidow had other problems at work and
whether she had been previously warned. Davidow told
Amaroso that the only other time she was called to the
office about her work was on July 17 (previously noted).
She explained however that her immediate supervisor on
that occasion told her that the defective work was not
her fault. She also denied that she had ever been warned
about her work.9 Amaroso told her that he would try to
visit the factory that day and resolve the matter. Amar-
oso did not appear at the facility that day but a meeting
was arranged for August 14.
The August 14 meeting was attended by Davidow,
Union Representatives Amaroso and Di Dinato, and
Company Representatives Colantonio, Amano, and Ca-
modeca, and Davidow's immediate supervisor, Dino
Sofia, for part of the time. Amaroso pressed Colantonio
to reconsider and give Davidow another chance which
he refused to do. Amaroso also asked everyone at the
meeting how many warnings had been give to Davidow.
Everyone but Davidow agreed that the August 10 inci-
dent involved at least the third warning given to her.
Davidow maintained that she had never been warned
before. Amaroso again asked Colantonio to give Davi-
dow another chance but Colantonio remained adamant in
his refusal to reinstate her.
As soon as the meeting ended, Davidow told Amaroso
that she wanted to go to arbitration. According to Davi-
" It is not alleged nor is it contended that the presence of supervisors
at the union meeting of June 7 violated Sec 8(a)1 I) of the Act.
9 This was disputed by both Quality Control Supervisor Amuno and
Shop Chairman Di Dinato. According to them, Davidow was warned
about her work on a number of occasions, both informally and frmally
A formal warning is made in the presence of the shop chairman. The Re-
spondent contends with corroboration from Di Dinauo that it has a long-
standing rule which provides fr
the discharge of employees upon three
formal warnings fior poor workmanship and, consistent therewith. Davi-
doe wBas discharged.
BOTANY 5(X)
52q
530
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
dow, Amaroso turned to Di Dinato and said, "she wants
me to lie for her." Davidow insisted that she was telling
the truth about the warnings. Amaroso told her that he
would call her when the arbitration was arranged.
For the next 2 weeks, Davidow phoned Amaroso
nearly every day to press for arbitration. She then re-
ceived a phone call from Alan Markovitz a union attor-
ney and an appointment was made for Davidow to dis-
cuss her case at his office on August 25. Davidow met
with Markovitz as scheduled and told him the "whole
story" including the alleged threats she received from
Colantonio because of her election campaign. According
to Markovitz he was sensitive to any potential conflict of
interest and he therefore discussed the matter of repre-
sentation
fully
with
Davidow.
He asked
Davidow
whether she believed that Amaroso was responsible for
her discharge and she answered
in the negative but
thought that he was happy to be rid of her. Davidow
wanted Markovitz to represent her at the arbitration al-
though he gave her the opportunity to have her own
lawyer. According to Markovitz, given the fact that Da-
vidow did not believe that Amaroso was responsible for
her discharge, and that Amaroso independently satisfied
him that her campaign for business agent had nothing to
do with the discharge, he, Markovitz, was convinced
that there was no conflict of interest with the Union or
Amaroso and he could represent her ably. He asked Da-
vidow to look for witnesses who were willing to testify
about Colantonio's threats in support of her case.
On September 7, Markovitz met with Davidow again
and reviewed the case in preparation of the arbitration
hearing which was held on September 12.
The arbitration hearing was conducted before Arbitra-
tor 1. Herman Stern. All witnesses were sworn and Da-
vidow was present throughout the entire proceeding.
Davidow testified, inter alia, about her campaign flyer
and the alleged threats by Colantonio including a threat
to sue Davidow for slander. She contended at the arbi-
tration that she was discharged because of the flyer and
because she ran for business agent. She also submitted to
the arbitrator a four-page typed memorandum which she
prepared largely disputing responsibility for defective
work and contending that she was discharged because
she ran for union offic. (G.C. Exh. I(m), Exh. B). Fur-
ther, she produced two witnesses, Madeline Smith and
Kim Koo, who testified, inter alia, about the Company's
disputed three formal warning system in support of Da-
vidow's case.
The Company's witnesses, Vice President Colantonio,
Quality Control Supervisor Amano, and Foreman Sofia,
testified, inter alia, about Davidow's work record and the
warnings she allegedly received. In addition Shop Chair-
man Di Dinato was required to testify and largely con-
firmed the Company's contentions.' 0
"' There is a dispute as to who called Di Dinato as a witness. Davidow
contends that Markovitz had Di Dinaro testify. Markovitz while conceding
that his recollection of that hearing (almost 13 month.s earlier) was less
than complete, does not believe that Di Dinato was his witness
Joel
Sternberg. Respondent's representative at the arbitration hearing, testified
that he called Di Dinato. Di Dirlato's testimony was vague, but it is clear
that Sternberg had previously interviewed him about the Company's
three-warning rule and planned to use him as a witness. The General
Counsel while conceding that the record on this point is unclear argues
At some unspecified point during the arbitration hear-
ing, Amaroso demanded to be heard. Davidow told Mar-
kovitz that, if Amaroso testified, she would leave. Amar-
oso did not testify as Markovitz motioned him to be
quiet.
On September 26, the arbitrator issued his award
denying the grievance and finding that Respondent dis-
charged Davidow for just cause. (G.C. Exh.
(m), Exh.
C.) In upholding the discharge, the arbitrator found on
the "weight of the evidence" that Davidow had received
three formal warnings for poor workmanship (id. at p.
6). He also rejected on "the weight of the credible evi-
dence" Davidow's contention that her discharge was pri-
marily motivated by personal animus resulting from her
campaign flyer and her efforts to become business agent
(id. at p. 8).
Discussion and Conclusions
A. Timeliness of the Charges
Respondent in its amended answer and Motion for
Summary Judgment contended that the 8(a)(1) allega-
tions were time-barred under Section 10(b) of the Act.
The acts and conduct alleged to be violative of Section
8(a)(l) occurred in June 1978. It is undisputed that the
original charge naming Cohen as the Employer was
timely filed on November 21, 1978. The amended charge
which was filed on January
26, 1979, more than 6
months after the alleged unfair labor practices occurred
was identical to the original, except that it named Botany
as the Employer. While Respondent's brief is largely
silent on the subject and thus appears to have abandoned
its position vis-a-vis Section 10(b), I find that in any event
the record clearly supports the timeliness of both the
original and amended charge.
The record discloses that, in late August 1975, Rapid-
American Corporation transferred the assets and liabil-
ities of its subsidiary, Cohen, to Rapid-American, Mens-
wear, Inc., which created Botany 500 Division of Rapid-
American, Menswear, Inc. (G.C. Exh. 9). The employees
of Cohen appear to have been little affected by the
change. Thus they continued to do substantially the same
work under the same supervision at the same facility. In
addition, Cohen's continued presence was reflected inter
alia, on payroll checks and employment applications.
(See G.C. Exhs. 10 and II.)
It was with this backdrop that the original charge
named Cohen as the Employer. It is noted that said origi-
nal charge named Cohen's Personnel Director Mel Zim-
merman as the employer representative to contact and
that he continued in the same post for Botany. Zimmer-
man was again named in the same manner in the amend-
ed charge. Moreover it is noted that both the original
and amended charges were sent by certified mail to the
same address and the return receipts thereon were signed
by the same individual. (See G.C. Exh.'s (a) and (c).) In
these circumstances Respondent's contention that it was
not provided actual and timely notice is without merit.
for an inference to be drawn that Di Dinato was Markovitz' witness For
reasons discussed infra. I find that Di Dinato was called to testify by
Slernberg.
BOTANY
00
531
The failure to originally name Botany was clearly only
an error of misnomer, and as such is not fatal to the
pleadings. " Accordingly Respondent's reliance on Sec-
tion 10(b) as a defense to the 8(a)(1) allegations is hereby
rejected.
B. 8(a)(1) Al4legations
The 8(a)(1) allegations all relate to statements made by
either Colantonio or Comadeca on June 6, 7, and 8. In
essence it is alleged that Colantonio unlawfully criticized
Davidow on June 6 and 7 because of her campaign leaf-
let which contained caricatures of Colantonio and Amar-
oso with arms around one another and other unflattering
material about the Company's and Union's bargaining re-
lationship. Further, it is alleged that on June 8 Colan-
tonio instructed Davidow not to prepare and distribute
such campaign material again. Still further, it is alleged
that Camodeca unlawfully created the impression of sur-
veillance by telling employee Madeline Smith that Co-
lantonio asked him who voted for Davidow for business
agent.
1. Colantonio's alleged coercive statements
Colantonio is alleged to have made his first coercive
statement to Davidow on June 6 during the 10 a.m. cof-
feebreak. Earlier that day Davidow openly distributed
many copies of her campaign flyer both inside and out-
side the company's facility. Davidow's testimony of her
conversation with Colantonio later that morning at the
10 a.m. coffeebreak was as follows:
He said, you know, I could have sued you for slan-
der for this and I just said, why and he said, be-
cause you spelled my name wrong. He said, you
know, that's not very nice. You spelled my name
wrong and you didn't paint a very nice picture and
I could sue you for slander, so I said, I didn't mean
any disrespect by spelling your name wrong and he
said, that doesn't matter, I could still sue you for
slander.
Colantonio described this conversation somewhat dif-
ferently. For example, ne testified that he requested Da-
vidow to draw a better picture of him next time. Fur-
ther, while Colantonio conceded that he told Davidow
that he could sue her for slander, he completed that
statement by adding "but, I won't."
In either case, I find that Colantonio's remarks do not
constitute a threat or are otherwise unlawfully coercive.
It is not contended that Colantonio uttered a single word
expressly criticizing the political message contained in
the flyer. In these circumstances I am unpersuaded that
there is a nexus between Colantonio's remarks and Davi-
dow's intraunion activities or her politics otherwise.
Rather the weight of the credible evidence tends to es-
tablish that Colantonio's statement was directed to the
misspelling of his name and the portrayal of him in cari-
cature. Thus as testified to by Davidow, when she asked
him why he could sue her for slander, he replied that she
I See Peterson Con ruction Conpuan
In . 1 06h NI RB 5( (1 953
misspelled his name and she did not paint a very nice
picture of him.
While such statements may not constitute "good-na-
tured banter" as contended by Respondent, it does not
follow that an inference must be drawn linking it to pro-
tected concerted activity. On the basis of this record I
find that the General Counsel has not established by the
credible evidence that Colantonio threatened or other-
wise unlawfully interfered with Davidow in violation of
Section 8(a)(l) of the Act. Accordingly, I shall dismiss
this allegation.
It is further alleged that, on the following morning.
June 7, shortly before the 8 a.m. starting time, Colan-
tonio made certain statements to Davidow in the pres-
ence of employee Madeline Smith, which tend to restrain
and coerce employees with regard to protected activities,
to wit, campaigning for union office and that Respondent
thereby violated Section 8(a)(1).
Davidow testified that she had just come out of the
sixth floor ladies bathroom with Smith behind her, when
they were confronted by Colantonio who was already
standing there. According to Davidow, Colantonio start-
ed "screaming" at her, demanding to know the nature of
her business and ordered her to go to her work station
on the fifth floor, claiming that she had no right to be in
that area. Davidow replied that she spoke to her lawyer,
and insisted that she had a right to remain in that area
before working time. Colantonio, in turn stated that he
too spoke to a lawyer who indicated otherwise. Accord-
ing to Davidow, with corroboration from Smith, Colan-
tonio ended this conversation by stating:
I'm going to come back in five minutes and you had
better be gone [to the fifth floor]. I ought to have
you locked up for the damage you've done already.
[Emphasis supplied.]
Colantonio denied that he threatened to have Davi-
dow locked up. According to him, it was a few minutes
before the 8 a.m. starting time and "he wanted her back
on her own floor so she can [sic] go to work."
As was the case with Colantonio's alleged threat the
previous day, there is no contention that he made any
specific reference to Davidow's electioneering. Further,
there is no evidence tending to establish that Colantonio
knew that Davidow was campaigning on the sixth floor
at that time. Thus the record does not clearly show that
either Davidow or Smith had campaign material in their
possession as they met Colantonio on leaving the ladies
bathroom.
While the issue vis-a-vis Colantonio's motivation in or-
dering Davidow to go to her work station is not free
from doubt, I am unpersuaded that the General Counsel
has established his burden on the basis of credible evi-
dence that Colantonio threatened Davidow as alleged. t2
12 While it is noted that Davidow's and Smith
testimony
as largely
mutually corroborative as to content, it is also noted that their testimony
appeared to be at odds, inter alia, with regard to the intensity of Colan-
tonio'
conduct
Thus
Davidow testified that Colantonio was already
standing there at the time they came out of he ladies balhroomn aid he
started "screaming " Smilh made no such reference to (Co/antonrio,c
ream-
Continued
BTANY 500
53'
532
I3)t'CISIONS ()OF NATIONAL LAIOR RELAI()ONS BOARI)
It is alleged that on June X, the day after the election,
Colantonio further threatened Davidow in violation of
Section 8(a)(1). Davidow testified in support thereof that
Colanitonio approached her at the 10 a.m. coffeebreak
and stated, "I don't want you to do this anymore. The
first time it's funny, but after that, it's not so funny any-
more ....
" According to Davidow, she was confused
by the remarks but rather than argue with Colantonio,
she attempted to walk away, when Colantonio com-
manded "don't walk away from me when I'm talking."
Davidovw testified that Colantonio then repeated his ear-
lier statement about it not being funny anymore. Colan-
tonio denied making the statement.
The Cieneral Counsel asserts that it is irrelevant that
Colantonio made no reference to Davidow's protected
activity given the totality of the circumstances including
Colantonio's admission that he took personal offense at
the way Darlvidow had portrayed him in the leaflet.
However it is no less plausible to view Colantonio's ad-
mission rolelv in terms of his displeasure at seeing himself
in caricature. Even Davidow admitted to being some-
what "confused" at Colantonio's remarks. In the absence
of any other probative evidence clearly reflecting on the
disputed statement, I find contrary to the General Coun-
sel that it is significant to note that Colantonio uttered
nothing about the pamphlet's political content or the
election campaign otherwise. In these circumstances I
find that the General Counsel has not established by a
preponderance of the credible evidence that Colantonio
admonished Davidow to refrain from engaging in pro-
tected activity. Accordingly, I shall dismiss this allega-
tion.
2. Creating the impression of surveillance
Madeline Smith testified that on June 8, the day fol-
lowing the intraunion election meeting, Supervisor Ca-
modeca approached her at her work station and volun-
teered that he had received a phone call from Colantonio
who asked for the names of the employees who voted
for Davidow but that he, Camodeca, did not give him
the information. According to Smith, she in turn said
nothing. Colantonio and Camodeca both deny any such
conversation and Camodeca further denies making the
alleged statement.
In urging that Smith be credited over Colantonio and
Camodeca, the General Counsel points out that Smith is
still employed by Respondent
and as such testified
against her pecuniary interest. He contends that Smith
had no motive to provide false testimony. While it has
long been noted that an individual testifying against his
or her pecuniary interest tends to support the reliability
ing According o Sith, (lanrronio
walked over to them and asked,
"hal
are ouI doing here, you have no right to he here." Further, if, as
cintendcd bh Davirtdw, ('C
olunriorir, \as screaming at her, it is noted that
none
f tile enlploees
sho sw ere allegedly in close proxmity in the
ladies haihroomn
prosided corro boratise testimony with regard (to that
milltcr, air
hat
)avidow
was engaged in electioneering at
hat time
Under
ll the circumstances, including my observation of the demeanor
of the vtlnesses, I credit (Colontonrior dcnial that he threatened to have
Duvrrdo, locked up
of that individual as a witness, ]
it is also noted with re-
spect to the case at hand that there are certain factors
which tend to militate against the reliability of the wit-
less.
The record discloses that Smith and Davidow began
working for Respondent at about the same time and for a
certain period they worked together as pick-stitch opera-
tors. The record further discloses that they became good
friends and were closely aligned as dissidents in the
Union. In this regard it is noted inter alia, that Smith
placed Davidow's name in nomination for business agent
at the union meeting. While these factors by themselves
do not serve as a basis for rejecting Smith's testimony,
they do tend to establish that she was not merely disin-
terested in the disposition of Davidow's case.
Insofar as the statement itself, I find it highly unlikely
that it was uttered. According to Smith not only did Ca-
modeca disclose to her that Colantonio wanted him to
name the employees who voted for Davidow but also
that he, Camodeca, refused to divulge those names. It
simply does not sound plausible that Camodeca would
tell Smith that he refused to cooperate with Vice Presi-
dent Colantonio. Even more incredible is that Smith as-
serted that Camodeca apologized for attending the union
meeting.' 4 In these circumstances I find that the state-
ment ascribed to Camodeca to be violative of Section
8(a)(l) was not made. Accordingly, I shall dismiss this al-
legation.
C. Spielberg Defense
The Board has long deferred to the arbitral process
when "the proceedings appear to have been fair and reg-
ular, all parties had agreed to be bound, and the decision
of the arbitration panel is not clearly repugnant to the
purposes and policies of the Act."'5 Respondent earlier
moved for summary judgment principally on the basis
that Davidow's arbitration comported favorably with the
above-noted Spielberg standards. (G.C. Exh. I(m).) The
General Counsel in opposition thereto argued that defer-
ral was inappropriate largely on the basis that the arbi-
tration was not fair and regular in that the interests of
Davidow, a union dissident, were in substantial conflict
with the union leadership.
The General Counsel also contended that a key Re-
spondent witness (Colantonio) made contradictory state-
ments following the arbitration hearing which reflected
adversely on his credibility in a critical area. Further, the
General Counsel asserted that one of the allegations in
the complaint, to wit, creating the impression of surveil-
lance was not presented at the arbitration. Thus the Gen-
':' See. eg.,
deral Sruiileos Sink Div. o
L'nurco Industries. Inc., 197
NLRB 489, 491 (1972); Gateway Transportation Co., Inc., 193 NLRB 47.
48 (1971); Georgia Rug Mill, 131 NLRB 1304, 1305, fn. 2 (1961).
4
he record discloses that a large number of supervisors including
Camodeca attended the union meeting and observed the election which
wras by a show of hands. While there is therefore every indication that
the supervisors kneew who voted ior Duvidow, the presence of supervisors
at this meeting was not alleged
r conterlded to he surveillance in
iola-
timol of Sec. 8(a)l . It is further noted that here are no allegalionls nor
probative evidence tending iio show that any of the approximately 14 em-
ployees
h
,ho voted fr
Davidow u ere thereafter coerced or otherwise dis-
crinlated against b
Respondctl
fr
s soting
( Spielberg Mu
tlauJat-ruring (rnparry,
upra at 1082
BOTANY 5(X)
5 3
eral Counsel argues that, as the arbitrator's award did
not purport to deal with that allegation, deferral was in-
appropriate for this additional reason. A still further
point stressed by the General Counsel was that Davidow
in running for union business agent challenged not only
the Union, but also the relationship of Respondent to the
Union. The General Counsel contends that a deferral to
the arbitrator's award rather than consideration of Davi-
dow's protected concerted activity and the circum-
stances of her discharge independently would lead to a
frustration of the policies and purposes of the Act. (G.C.
Exh.
(p).) As noted previously, the Board denied the
motion on the basis that the issues raised therein can best
be resolved by record testimony with leave for Respond-
ent to raise the same issues at the hearing. Accordingly,
the allegations in the complaint were fully litigated as
well as Respondent's Spielberg defense.
With regard to the merits vis-a-vis Davidow's dis-
charge it is noted that, while the General Counsel's pres-
entation was impressive, Respondent's defenses thereto
were not without appeal. However on the basis of the
entire record including the critical credibility resolutions.
I am persuaded that deferral herein is consistent with the
purposes and policies of the Act. A fortiori, I make no in-
dependent finding regarding Davidow's discharge.
For reasons perhaps most cogently expressed by the
Supreme Court in the Steelworkers Triology'6 our nation-
al labor policy has long favored arbitration as a vehicle
for promoting industrial peace. Justice Douglas referred
to the arbitration machinery under the collective-bar-
gaining agreement as "the very heart of the system of in-
dustrial government."' 7 He went on to further describe
the arbitral process and its relationship to collective bar-
gaining as follows:
Arbitration is the means of solving the unforesee-
able by molding a system of private law for all the
problems which may arise and to provide for their
solution in a way which will generally accord with
the variant needs and desires of the parties. The
processing of disputes through the grievance ma-
chinery is actually a vehicle by which meaning and
content are given to the collective bargaining agree-
ment.
Apart from matters that the parties specifically ex-
clude, all of the questions on which the parties disagree
must therefore come within the scope of the grievance
and arbitration provisions of the collective agreement.
The grievance procedure is, in other words, a part of the
continuous collective- bargaining process. It, rather than
a strike, is the terminal point of a disagreement. 8
In the case at hand the collective-bargaining agree-
ment contains the kind of grievance-arbitration machin-
ery cited hereinabove with arbitration as the terminal
step (G.C. Exh. I(m), Exh. A, pp. 29-30). That the use
of such grievance-arbitration machinery be encouraged is
J6 See United Steelworkerm of America v. A,nerican Manufacturing Co..
363 U.S. 564 (1960); United Steelworkers of .4merica v. Warrior & Gull
Navigation Co., 363 U.S. 574 (1960); United Steelworkers ofm.4mnrita
En-
terprise Wheel & Car Corp.. 363 L! S. 593 (1961)
'I
United Steeluorkers of America v. Warrior & Gulf Co., supra at 581
I Id
further reflected by Section 203(d) of the Act. which
states:
Final adjustment by a method agreed upon by
the parties is hereby declared to be the desirable
method for settlement of grievance disputes arising
over the application or interpretation of an existing
collective-bargaining agreement. 9
While the national labor policy clearly favors arbitra-
tion, this by itself does not mandate any blind adherence
to that forum. Thus the Board under Spielberg and its
progeny has required that certain minimum standards be
met before granting comity by deferring to the arbitra-
tor's award. 20
In Kansas Meat Packers2' the Board refused to defer
to the arbitral process noting inter alia, that the interest
of the union and employees were in substantial conflict
and concluded as follows:
[T]hat it would be repugnant to the purposes of the
Act to defer to arbitration in this case as to do so
would relegate the Charging Parties to an arbitral
process authored, administered and invoked entirely
by parties hostile to their interest.
In Kansas Meat Packing unlike the case at bar, the
union business agent encouraged the company to dis-
charge the employees involved. Further the discharged
employees elected not to file grievances. Moreover the
union concededly never investigated the circumstances
of the discharge. In the instant case by comparison the
record is devoid of any evidence tending to establish
union complicity in Davidow's discharge. Even Davi-
dow did not believe that the Union was responsible for
the discharge. Moreover the Union representatives at-
tempted to secure her reinstatement. When this failed the
arbitration was not "invoked" contrary to Davidow's de-
sires but rather was first initiated and then pressed for by
Davidow herself. Thus, Davidow not only demanded ar-
bitration but she phoned Union Business Agent Amaroso
nearly every day in order to expedite it. In these circum-
stances it is patently clear that Davidow voluntarily sub-
mitted herself to final and binding arbitration. 22
The record discloses that Union Attorney Markovitz
met with Davidow on two occasions to discuss fully the
circumstances of her discharge in preparation for the ar-
bitration. Davidow told Markovitz that she was dis-
charged because of her campaign flyer and other activi-
ties related to her efforts to become union business agent.
19 See also Gateway Coal Co. v United MineworAers of 4mereta. 414
U S 368, 377 (1973)
z0
he Spielberg doctrine was later enlarged so that
he arbitrator also
had to consider the unfair labor practice issue and have ruled oIn il Rth
eon Company, 140 NLRB 883 (1963). enforcement denied
26 F 2d 471
(Ist Cir 1964). See also Yourga Trucking. Incr. 19'7 NLRH 928 (19721. mnd
the Board's recent decision in Suburban Motor Freight. In,.
247 NLRB
No 2 (1980). extending the Spielherg doctrine still further by mposing on
the party urging deferral the burden to prove that the diScriminat m
.ai
litigated before the arbitrator
I2
I
Ka sa
.Sh
t Packers. u Dil,on orf . rirstto Fod. Ir . 198 Nl RB 543.
544 (1972)
22 The General CoIulsel does not contend that this clement is iI dis.
pute
BOTANY 500
533
534
DECISIONS
OF NATIONAL LABOR RELATIONS
BOARD
She also disclosed that she had consulted with another
lawyer with regard to her campaign. Markovitz credibly
testified that he was sensitive to any potential conflict of
interest and questioned Davidow on whether she be-
lieved that Amaroso
was at all responsible for her dis-
charge and whether she wanted to be represented by an-
other lawyer to which she responded in the negative.
Markovitz had also ascertained from Amaroso that he
had nothing to do with Davidow's discharge and that in
fact he had tried to have her reinstated. Armed with
such information from Amaroso which was largely con-
firmed by Davidow, Markovitz concluded that no con-
flict with the Union existed and he agreed to Davidow's
request that he represent her at the arbitration. Marko-
vitz also helped Davidow secure witnesses for the hear-
ing.
The arbitration hearing was conducted on September
12, approximately
I month after Davidow was dis-
charged. All the witnesses testified under oath and Davi-
dow was present for the entire proceeding. The record
discloses that Davidow's protected concerted activity
was fully aired at the hearing. Thus Davidow displayed
the flyer which she had prepared and used in her cam-
paign for union office and testified about Colantonio's
threats to lock her up and sue her for slander. In addi-
tion, much of this testimony was also in a four page
typed statement which Davidow prepared and then sub-
mitted to the arbitrator. Further, with Markovitz' assist-
ance,
she had two employee witnesses testify on her
behalf.
On the other hand Colantonio and Supervisors Amano
and Sofia testified that Davidow was discharged in con-
formity with the Company's long standing rule which
provided for discharge upon three formal warnings for
poor workmanship. In addition, Respondent's representa-
tive at the hearing, Joel Sternberg called Di Dinato as a
witness and he testified that he had knowledge of a
number of informal warnings and complaints about Davi-
dow's poor work .2
The arbitrator considered and rejected Davidow's as-
sertion that Colantonio discharged her because of her
campaign leaflet and her angry confrontations with him
: The arbitrator noted that Di Dinato was "a most reluctant witness
who resisted but was required to testify on this score." (G.C Exh
(m).
Exh C, p. 7 ) It is also noted that this was Di Dinaos first arbitration
hearing. This may explain in part why he failed to tell Markovitz that
Sternberg intended to call him as a witness. In any event the fact that Di
Dinato and Davido
disagreed on union politics does not by itself estab-
lish that he testified untruthfully or that the arbitration was not fair and
regular. This is particularly true herein, where I am persuaded that Davi-
dow was represented by an attorney who was keenly sensitive to the set-
ting and committed to fully support her at the arbitration. According to
the General Counsel. Markovilz and not Sternberg called Di Dinato to tes-
tify. As such. General Counsel asserts that Markovirz broke his promise to
Davidoz that he would not call Di Dinuato as a witness. I find that this
serious assertion is not supported by the credible testimony. Thus it ap-
pears highly unlikely that Markovitz would honor Davidow' request not
to call Amuroso but would defy her vis-a-vis Di Dinato It is noted that
Davidow threatened to walk out when Amaroso demanded to be heard but
he did not testiry because of Markovitz' efforts. On the other hand, she
admittedly threatened no such action when Di Dinato was called to tes-
tify While not decisive, it would appear that, if Markovitz or the Union
were engaged in such duplicitious conduct. there should have been some
8(b)( 1 (A) allegations before me and this was not doie.
in connection therewith. 24
In doing so the arbitrator
found that "[t]he weight of the credible evidence . . .
completely
failed
to sustain
[Davidow]
. . .
in this
record. " "
2
He further found on the basis of the credible
evidence that the pattern, frequency, and nature of Davi-
dow's poor workmanship was the real reason for her dis-
charge. He relied in part on the fact that even Davidow
admitted receiving two formal warnings and the evi-
dence otherwise disclosed numerous informal
warn-
ings.'
2
According to the General Counsel, the arbitrator, who
denied Davidow's grievance, is the permanent one under
the collective-bargaining
agreement
and therefore there
is a cloud of doubt regarding the fairness of the proceed-
ing."2 7 Thus the General Counsel states that "this particu-
lar arbitrator has a vested interest in seeing that the in-
cumbent union officials remain in power so that he may
be retained in subsequent contracts." He also noted that
the same arbitrator had an arbitration previously over-
turned in Pincus Brothers. Inc.,-Maxwell.'
2
I find in the circumstances of this case that none of the
factors noted by the General Counsel tends to reflect on
the arbitrator's impartiality or taints the arbitration pro-
ceeding otherwise. First it is noted that there is no trace
of fraud or collusion either alleged or disclosed by the
record. Further there is nothing in the record tending to
establish that Amaroso had or has anything to do with
designating the permanent arbitrator. Insofar as General
Counsel's reliance in Pincus Brothers, Inc., I find that this
case is clearly distinguishable on the facts. Thus the arbi-
trator erroneously concluded that writing and distribut-
ing handbills therein did not constitute protected con-
certed activity and therefore as a matter of law it was
repugnant. In the instant case the same arbitrator dis-
posed of discriminatory issues on the basis of credibility.
The Board has consistently stated that it will not refuse
to defer to an arbitrator's award simply because it would
reach a different result.
29
Under all the circumstances I
find that the connection drawn by the General Counsel,
24 As previously noted the General Counsel
in opposing Respondent's
Motion for Summary Judgment contended
that it had newly discovered
evidence. This consisted of Colanionio making an admissiin at the unem-
ploy ment hearing that he threatened to sue Davidowe for slander which
he denied at the earlier arbitration hearing. First. I do not credit Drvi-
dow's statement that Colantonio denied
stating that he could sue her for
slander. If Colantonio denied making threats at the arbitration hearing the
record herein tends to support him Thus I have previously credited Co-
lantonio'r denial that he threatened to lock up Davidow. With regard to
Colanionio's statement that he could sue Davidow
for slander, he credibly
testified that he added the words "hbut I won't." In an
event for reasons
presiously noted I found that the statement itself in the circumstances of
this case did not rise to the level of a ilation within the meaning of
Sec 8(a)( I).
z. The arbitrator's decision itself clearly establishes that the issue of
discrimination was litigated before him See Suburban Motor Freight,. Inc..
supru
'
I
tIhe case at hand. Davidow denied
receiving any warnings.
fornal or otherwise. I find that this conflict with her testimony in the
earlier arbitration hearing tends to cast further doubt on her overall
credibility
21 The General Counsel has also acknowledged that the arbitrator is
"competent and respected." (G C Exh.
(p).
p 7.)
u" 241 NLRB 805 (1979); see also Pincu
Broiher, lIc. ..- M.axell, 237
NL.RH 1063 (1978).
z2R See Ifawuiin Iluuling Srv'ic. Ltd , 219 NLRB 765. 766 (1975);
Ter-
minal rnsport Company. Ir,., 185 NIRi 672. 673 (1970)
BOH()TANY 5X00
535
without more, is too remote to forfeit the arbitration
when in all other respects it was fair and regular and the
award otherwise is not repugnant to the Act.30
In short, the record discloses that Davidow insisted on
having an expedited arbitration hearing and she was so
accommodated and that she was duly represented therein
by Union Attorney Markovitz whom she had requested.
Further, Markovitz encouraged and assisted Davidow in
securing witnesses and helped her otherwise prepare for
the arbitration. Insofar as the arbitration proceeding
itself, Davidow was provided a full opportunity and had
litigated not only the circumstances of her discharge but
matters relative to her protected concerted activity. In
addition she submitted her own position paper to the ar-
bitrator. In these circumstances the record is strong and
convincing that Davidow was accorded a full and fair
hearing.
:"' Cf. Brown Company, Brown Company. Livingston Graham Division: et
al., 243 NLRB N
100 (1979).
See also Terminal Transport Company,
Inc..
upra at 673. and Board Member Jenkins' dissent therein on the
basis, inter alia. that the Charging Party, unlike the case at hand, objected
to the arbitration panel.
On the basis of the foregoing and the entire record, I
find that deferral is appropriate under the Spielberg of
cases and is consistent with our national labor policy.
Accordingly, I shall dismiss the complaint in its entirety.
CONCLUSIONS OF LAW
I. Respondent is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. Respondent did not engage in the unfair labor prac-
tices alleged in the complaint.
Upon the foregoing findings of fact, conclusions of
law, and the entire record, and pursuant to Section 10(c)
of the Act, I hereby issue the following recommended:
ORDER 3
Th. cmplaint is dismissed in its entirety.
'" In the event no exceptions are filed as provided by Sec. 102.46 of
the Rules and Regulations of the National Labor Relations Board. the
findings, conclusions, and recommended Order herein shall, as provided
in Sec 102.48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall he deemed waived for all purposes
BOTANY 5(y)
535