040806respinitialdisclo

UNITED STATES OF AMERICA BEFORE THE FEDERAL TRADE COMMISSION OFRICE OF ADMINISTRATIVE LAW JUDGES ) In the Matter of ) 1 BASIC RESEARCH, L.L.C., 1 A.G. WATERHOUSE, L.L.C., 1 I KLEIN-BECKER usa, L.L.C., 1 Docket No. 9318 I NUTRASPORT, L.L.C., ) I SOVAGE DERMALOGIC ) I LABORATORIES, L.L.C. ) PUBLIC DOCUMENT I BAN, L.L.C., 1 DENNIS GAY, ) DANIEL B. MOWREY, and ) MITCHELL K. FRIEDLANDER, ) ) Respondents. 1 ) ' RESPONDENTS' INITIAL DISCLOSURES 1 Pursuant to RULE OF PRACTICE 3.31 (b), Respondents Basic Research, L.L.C., I I A . Waterhouse, L.L.C., Klein-Becker usa, L.L.C., NutraSport, L.L.C., Sovage Dermalogic Laboratories, L.L.C. and Ban, L.L.C., through undersigned counsel, make I their Initial Disclosures. 1. Individuals likely to have discoverable information relevant to the allegations of the Commission's complaint, to the proposed relief, or to the defenses of I 1 the respondent. Dennis Gay 5742 West Harold Gatty Drive Salt Lake City, Utah 841 16 Page 1 of 9 Mitchell Friedlander 5742 West Harold Gatty Drive Salt Lake City, Utah 841 16 Daniel Mowrey, P11.D. 5742 West Harold Gatty Drive Salt Lake City, Utah 841 16 Carla Fobbs 5742 West Harold Gatty Drive Salt Lalce City, Utah 841 16 Nathalie Chevreau, Ph.D. 5742 West Harold Gatty Drive Salt Lake City, Utah 841 16 Gina Gay 5742 West Harold Gatty Drive Salt Lalce City, Utah 841 16 Stephen Nagin 3225 Aviation Ave. - 3rd Floor Miami, FL 33 133-4741 (305) 854-5353 Pattoil Boggs 1660 Lincoln Street, #I900 Denver, CO 80264 Martin Hahn HOGAN & HARTSON 555 13th Street NW Washington, DC 20004 Kellie Andrews Coinnlittee on Energy & Commerce 3 16 Ford Building Washington, D.C. 20515 David Nelson Address Unknown Andrea Levine NAD 70 West 36th Street New York, NY 10018 Page 2 of 9 David Mallen NAD 70 West 36ih Skeet New York, NY 10018 Walter Gross Division of Enforceinent Bureau of Consumer Protection Federal Trade Commission 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Joshua S. Millard Division of Enforceinent Bureau of Consumer Protection Federal Trade Commission 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Jonathan Cowen Division of Enforcement Bureau of Consumer Protection Federal Trade Commission 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Richard Cleland Bureau of Consuiner Protection Federal Trade Conmission 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Timothy J. Muris Federal Trade Commission 601 New Jersey Ave., N.W., Suite NJ-2122 Washington, D.C. 20001 Mozelle W. Thoinpson Federal Trade Coinmission 601 New Jersey Ave., N.W., Suite NJ-2122 Washington, D.C. 20001 Page 3 of 9 Orsoil Swindle Federal Trade Commission 601 New Jersey Ave., N.W., Suite NJ-2122 Washington, D.C. 20001 Thoinas B. Leary Federal Trade Coininission 601 New Jersey Ave., N.W., Suite NJ-2122 Washington, D.C. 20001 Pamela Jones Harbour Federal Trade Conmission 601 New Jersey Ave., N.W., Suite NJ-2122 Washiilgton, D.C. 20001 5. Howard Beales, III Bureau of Consumer Protection Federal Trade Conmission 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Ken Shirley 97 South Red Willow Road Evanston, WY 82930 Bruce Frome, MD 415 North Crescent Drive, Suite 230 1 ! I Beverly Hills, CA 90210 Shinlizu Foresight Building 3-5-2, Iwamoto-cho Chiyoda-la, Tokyo 101-0032, Japan C. Livieri Address Unknown F. Novazi Address Unknown R. Lorini Address Unknown C.M. Collcer Address Unknown Page 4 of 9 D.S. Iblinan Address Unlu~own A. Minsh Address Unknown P.A. Daly Address Unlcnowi~ D.R. Krieger Address Unknown A.G. Dulloo Address Unknown J.B. Young Address Unknown D. DeWitt Address Unknown M. Garqito Address Unknown J. Antonio Address Unknown D. Allison Address Unlcnown E. Boozer Address Unknown A. Astrup Address Unla~own R. Pasquale Address Unknown L. Landsberg Address Unla~own Page 5 of 9 ~ . ~ . ~ .. Frank L. Greenway, M.D. Pennington Biomedical Research 6400 Perkins Road Baton Rouge, LA 70808-4124 George A. Bray, M.D Address Uih~own IT. Williiuan Address Unknown P. Walde Address Unknown P.L. Luisi Address Unknown A. Gazzaniga Address Unknown F. Stroppolo Address Unknown David Heber Address Unhown DermF'ham A Division of DermTech International 15222-B Avenue of Science Sail Diego, California 92128 (858) 618-1328 2. A copy of, or a description by category and location of, all documents, data compilations and tangible things in the possession, custody or control of the respondent(s) that are relevant to the allegations of the Commission's Complaint, to the proposed relief sought, or to the defenses of the respondent(s): a. Challenged Product advertisements - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 b. Substantiation for Challenged Product advertisements - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 1 Page 6 of 9 c. Porn~ulation of Challenged Products - 5742 West Harold Gatty Drive, Salt Lalce City, Utah 841 16 d. Structure and inter-relationships among corporate respondents - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 e. Customer correspondence and inquiries relating to the Challenged Products - 5742 West Harold Gatty Drive, Salt Lalce City, Utah 84116 f. Packaging and Promotional Material for the Challenged Products - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 g. Custonler Returns of the Challenged Products - 5742 West Harold Gatty Drive, Salt Lalce City, Utah 841 16 h. Testing of the Challenged Products - 5742 West Harold Gatty Drive, Salt Lalce City, Utah 841 16 i. Consumer Surveys re Challenged Products - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 w e g & L. Hillyer FELDMANGALE, P.A. Miami Center - 19" Floor 201 S. Biscayne Blvd. Miami,FL 33131 Counsel for Respondents A. G. Waterhouse, L.L.C., Basic Research, L.L. C., Klein-Becker, usa, L.L. C., Nutraspourt, L.L. C., Sovage Dennalogic Laboratories, L.L. C., and BAN L. L. C. Page 7 of 9 CERTIFICATE OF SERVICE I hereby certify that on this 6th day of August, 2004, I caused to be served the Respondents Basic Research, L.L.C., A.G. Waterhouse, L.L.C., Klein-Beclcer usa, L.L.C., NutraSport, L.L.C., Sovage Dermalogic Laboratories, L.L.C. and Ban, L.L.C. INITIAL DISCLOSURES as follows: (1) One paper copy by first class US. mail and one electronic copy in PDF foilnat by electronic mail to: Laureen Kapin Joshua S. Millard Robin F. Richardson Laura Scheider Walter C. Gross 111 Federal Trade Coinmission 600 Pennsylvania Avenue, N.W., Suite NJ-2122 Washington, DC 20580 Email: ll~apin@ftc.gov jmillard@,ftc.aov iuichardson@,ftc. gov Isclmeider@,ftc.aov (2) one paper copy via first class U.S. Mail to: Stephen E. Nagin NAGIN, GALLOP & FIGUEREDO, P.A. 3225 Aviation Ave. - 3rd Floor Miami, FL 33 133-4741 For Respondents Richard D. Burbidge Burbidge & Mitchell 215 S. State St., Suite 920 Salt Lake City, Utah 841 11 (801) 355-6677 (801) 355-2341 (fax) rburbid~e~b~rbid~eandmitche11com For Respondent Gay Page 8 of 9 Ronald F. Price Peters Scofield Price 3 10 Broadway Centre 1 11 East Broadway Salt Lake City, Utah 841 11 (801) 322-2002; ext. 103 (801) 322-2003 (fax) 1-fu@~s~1lawers.com For Respondent Mowrej~ Mitchell K. Friedlander 5742 West Harold Gatty Drive Salt Lake City, Utah 841 16 (801) 414-1800 (801) 517-7108 (fax) n1kf555@,,msn.col1l Respondent Pro Se Page 9 of 9