040810respinitialdisclos

UNITED STATES OF AMERICA BEFORE THE FEDERAL TRADE COMMISSION OFFICE OF ADMINISTRATIVE LAW JUDGES ) In the Matter of ) BASIC RESEARCH, L.L.C., ) A.G. WATERHOUSE, L.L.C., ) KLEIN-BECKER usa, L.L.C., ) Docket No. 9318 NUTRASPORT, L.L.C., ) SOVAGE DERMALOGIC ) LABORATORIES, L.L.C. 1 PUBLIC DOCUMENT BAN, L.L.C., DENNIS GAY, DANIEL B. MOWREY, and ) MITCHELL K. FRIEDLANDER, ) Respondents. RESPONDENTS' INITIAL DISCLOSURES Pursuant to RULE OF PRACTICE 3.3 1 (b), Respondents Basic Research, L.L.C., A.G. Waterhouse, L.L.C., Klein-Becker usa, L.L.C., NutraSport, L.L.C., Sovage Dermalogic Laboratories, L.L.C. and Ban, L.L.C., through undersigned counsel, make their Initial Disclosures. 1. Individuals likely to have discoverable information relevant to the allegations of the Commission's complaint, to the proposed relief, or to the defenses of the respondent. Dennis Gay 5742 West Harold Gatty Drive Salt Lake City, Utah 841 16 Page 1 of 9 Mitchell Friedlander 5742 West Harold Gatty Drive Salt Lake City, Utah 84116 Daniel Mowrey, Ph.D. 5742 West Harold Gatty Drive Salt Lake City, Utah 841 16 Carla Fobbs 5742 West Harold Gatty Drive Salt Lake City, Utah 841 16 Nathalie Chevreau, Ph.D. 5742 West Harold Gatty Drive Salt Lake City, Utah 841 16 Gina Gay 5742 West Harold Gatty Drive Salt Lake City, Utah 841 16 Stephen Nagin 3225 Aviation Ave. - 3rd Floor Miami, FL 33133-4741 (305) 854-5353 Patton Boggs 1660 Lincoln Street, #1900 Denver, CO 80264 Martin Hahn HOGAN & HARTSON 555 13th Street NW Washington, DC 20004 Kellie Andrews Committee on Energy & Commerce 3 16 Ford Building Washington, D.C. 20515 David Nelson Address Unknown Andrea Levine NAD 70 West 36" Street New York. NY 10018 Page 2 of 9 David Mallen NAD 70 West 36' Street New York, NY 10018 Walter Gross Division of Enforcement Bureau of Consumer Protection Federal Trade Commission 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Joshua S. Millard Division of Enforcement Bureau of Consumer Protection Federal Trade Commission 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Jonathan Cowen Division of Enforcement Bureau of Consumer Protection Federal Trade Commission 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Richard Cleland Bureau of Consumer Protection Federal Trade Commission 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Timothy J. Muris Federal Trade Commission 601 New Jersey Ave., N.W., Suite NJ-2122 Washington, D.C. 20001 Mozelle W. Thompson Federal Trade Commission 601 New Jersey Ave., N.W., Suite NJ-2122 Washington, D.C. 20001 i Page 3 of 9 Orson Swindle Federal Trade Commission 601 New Jersey Ave., N.W., Suite NJ-2122 Washington, D.C. 20001 Thomas B. Leary Federal Trade Commission 601 New Jersey Ave., N.W., Suite NJ-2122 Washington, D.C. 20001 Pamela Jones Harbour Federal Trade Conmission 601 New Jersey Ave., N.W., SuiteNJ-2122 Washington, D.C. 20001 J. Howard Beales, I11 Bureau of Consumer Protection Federal Trade Commission 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Ken Shirley 97 South Red Willow Road Evanston, WY 82930 Bruce Frome, MD 415 North Crescent Drive, Suite 230 Beverly Hills, CA 90210 Shimizu Foresight Building 3-5-2, Iwamoto-cho Chiyoda-ku, Tokyo 101-0032, Japan C. Livieri Address Unhown F. Novazi Address Uihown R. Lorini Address Unhown C.M. Colker Address Unknown Page 4 of 9 D.S. Kalman Address Unknown A. Minsh Address Unknown P.A. Daly Address Unknown D.R. Krieger Address Unknown A.G. Dulloo Address Unknown J.B. Young Address Unknown D. DeWitt Address Unknown M. Garavito Address Unknown J. Antonio Address Unknown D. Allison Address Unknown E. Boozer Address Unknown A. Astrup Address Unknown R. Pasquale Address Unknown L. Landsberg Address Unknown Page 5 of 9 Frank L. Greenway, M.D. Pennington Biomedical Research 6400 Perkins Road Baton Rouge, LA 70808-4124 George A. Bray, M.D Address Unknown H. Williman Address Unknown P. Walde Address Unknown P.L. Luisi Address Unknown A. Gazzaniga Address Unknown F. Stroppolo Address Unknown David Heber Address Unknown DermPhann A Division of DermTech International 15222-B Avenue of Science San Diego, California 92 128 (858) 618-1328 2. A copy of, or a description by category and location of, all documents, data compilations and tangible things in the possession, custody or control of the respondent(s) that are relevant to the allegations of the Commission's Complaint, to the proposed relief sought, or to the defenses of the respondent(s): a. Challenged Product advertisements - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 b. Substantiation for Challenged Product advertisements - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 Page 6 of 9 c. Formulation of Challenged Products - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 d. Structure and inter-relationships among corporate respondents - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 e. Customer correspondence and inquiries relating to the Challenged Products - 5742 West Harold Gatty Drive, Salt Lake City, Utah 84116 f. Packaging and Promotional Material for the Challenged Products - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 g. Custonler Returns of the Challenged Products - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 h. Testing of the Challenged Products - 5742 West Harold Gatty Drive, Salt Lake City, Utah 84116 1. Consumer Surveys re Challenged Products - 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 16 Respectfully submitted, Gregory L. Hillyer FELDMANGALE, P.A. Miami Center - 1 9Ih Floor 201 S. Biscayne Blvd. Miami, FL 33 13 1 Counsel for Respondents A.G. Waterhouse, L.L.C., Basic Research, L.L. C., Klein-Becker, ma, L.L. C., Nutraspourt, L.L.C., Sovage Dewnalogic Laboratories, L.L. C., and BAN, L.L. C. Page 7 of 9 CERTIFICATE OF SERVICE I hereby certify that on this 10th day of August, 2004, I caused to be served the Respondents Basic Research, L.L.C., A.G. Waterhouse, L.L.C., Klein-Becker usa, L.L.C., NutraSport, L.L.C., Sovage Dermalogic Laboratories, L.L.C. and Ban, L.L.C. INITIAL DISCLOSURES as follows: (1) One (1) original and one (1) copy by Federal Express to Donald S. Clark, Secretary, Federal Trade Commission, Room H-159, 600 Pennsylvania Avenue, N.W., Washington, D.C., 20580; (2) One (1) electronic copy via e-mail attachment in dob be@ ".pdfl format to the Secretary of the FTC at Secretaw@,ftc.gov; (3) Two (2) copies by U.S. Postal Service to Administrative Law Judge Stephen J. McGuire, Federal Trade Commission, Room H-104, 600 Pennsylvania Avenue N.W., Washington, D.C. 20580; (4) One (1) copy via e-mail attachment in dob be@ ".pdf' format to Commission Complaint Counsel, Laureen Kapin, Joshua S. Millard, and Laura Schneider, all care of lkapin@,ftc.gov, imillard@ftc.gov; rrichardsoncii,,ftc.gov; Isclineider@.ftc.gov with one (1) paper courtesy copy via U. S. Postal Service to Laureen Kapin, Bureau of Consumer Protection, Federal Trade Commission, Suite NJ-2122, 600 Pennsylvania Avenue, N.W., Washington, D.C., 20580; (5) One (1) copy via U. S. Postal Service to Elaine Kolish, Associate Director in the Bureau of Consumer Protection, Federal Trade Conlmission, 600 Pennsylvania Avenue, N.W., Washington, D.C. 20580 (6) One (1) copy via United States Postal Service to Stephen Nagin, Esq., Nagin Gallop & Figueredo, 3225 Aviation Avenue, Suite 301, Miami, Florida 33 13 1. (7) One (1) copy via United States Postal Service to Richard Burbidge, Esq., Jefferson W. Gross, Esq. and Andrew J. Dymek, Esq., Burbidge & Mitchell, 215 South State Street, Suite 920, Salt Lake City, Utah 841 11, Counsel for Dennis Gay. (8) One (1) copy via United States Postal Service to Ronald F. Price, Esq., Peters Scofield Price, A Professional Corporation, 340 Broadway Centre, 111 East Broadway, Salt Lake City, Utah 841 11, Counsel for Daniel B. Mowrey. (9) One (1) copy via United States Postal Service to Mitchell K. Friedlander, 5742 West Harold Gatty Drive, Salt Lake City, Utah 841 11, Pro Se. Page 8 of 9 CERTIFICATION FOR ELECTRONIC FILING I HEREBY CERTIFY that the electronic version of the foregoing is a true and correct copy of the original document being filed this same day of August loth, 2004 via Federal Express with the Donald S. Clark, Secretary, Room H-159, Federal Trade Commission, 600 Pennsylvania Avenue, N.W., Washington, D.C. 20580. Page 9 of 9