Quality Improvement Organization Manual (Pub. 100-10), Ch. 15 § 15230
Methods Of Evaluation - (Rev. 1, 05-23-03)
15230 - Methods Of Evaluation - (Rev. 1, 05-23-03)
Substantial elements of QIO contracts are performance-based, where a QIO is assessed
relative to specific performance measures established in the contract. Performance on
these measures can be used to objectively make determinations about non-competitive
renewals and/or be used as objective criteria in competitive procurements. Additionally,
ROs assess QIO performance based on on-site visits, regularly scheduled teleconferences,
data analysis, and off-site reviews of QIOs. Specifically, the on-site visit permits the RO
POs and/or Scientific Officers (SOs) to have a face-to-face meeting and allow CMS an
opportunity to understand all of the QIO activities within the context of their state. This
process entails the evaluation of QIO project activities and data reports, interviews with
QIO staff, and an examination of other pertinent records.
Ongoing monitoring will be accomplished by telephone and videoconferencing between
the PO and the QIO, on-site visits and analysis of information reported in project plans,
routine written reports, and review of contract deliverables.
The findings that result from on-site visits are compiled into formal summaries that
describe the QIO’s progress and performance. If the PO identifies major deficiencies, a
Performance Improvement Plan (PIP) will be requested. In the event a QIO is
unsuccessful at correcting the deficiencies contained in the PIP, CMS will consider
terminating the contract. RO POs would continue to perform ongoing monitoring of
other aspects of the contract. These include:
QIO proposed information collection activities (e.g., surveys), abstracts or articles
submitted to non-CMS sponsored peer reviewed publications or meetings;
Subcontract arrangements;
QIOs' internal quality control process;
QIOs’ case review requirements;
Communication requirements (Web site, physician/provider outreach, annual
reports, etc.);
Requests related to quality improvement projects (including ad hoc data requests,
CDAC requests, and approval of locally developed projects);
Confidentiality requirements;
Board membership and structure; and
QIO resource allocation/utilization and management (and other financial
information).