Quality Improvement Organization Manual (Pub. 100-10), Ch. 5 § 5055.6
Beneficiary Complaint: Preparing the Final Determination Letter to
5055.6 – Beneficiary Complaint: Preparing the Final Determination Letter to
Practitioners/Providers and Beneficiaries
(Rev. 28, Issued: 10-21-16, Effective: 10-21-16, Implementation: 10-21-16)
The QIO shall follow the procedures in this Section for preparing the QIO’s Final Determination
Letters (Appendix 5-4.1 and 5-4.2).
Upon receiving the QRD Form, the QIO prepares the Final Determination Letter to
Practitioners/Providers (Appendix 5-4.1) and Beneficiaries (Appendix 5-4.2) conveying the
decision to the practitioner and/or provider, and advising the practitioner and/or provider and
the beneficiary of the right to request a reconsideration within three (3) calendar days.
The QIO should:
• No later than 3 business days after completion of the review or end of the discussion
period notify (by telephone) the beneficiary and the practitioner/provider of the Final
Initial Determination and of the right to request a reconsideration of the QIO's Final
Initial Determination; and
• Mail the Final Determination Letter to Practitioners/Providers (Appendix
5-4.1) and to the beneficiary (Appendix 5-4.2) within five (5) calendar days of completion
of the review.
NOTE: If the determination is provided by telephone on the third business day and the
fifth calendar day falls on the same day, the letter should be mailed by 12:00 noon on the
next business day. See 42 CFR §476.130(d) (2).
The written notice to providers and practitioners must include:
• A statement for each concern that care did or did not meet the standard of care;
• The standard identified by the QIO for each of the concerns; and
• A summary of the specific facts that the QIO determines are pertinent to its findings,
including references to medical information and, if held, the discussion with the involved
practitioner and/or provider.
For all complaints involving providers or practitioners, the letter to the beneficiary (Appendix 5-
4.2) shall include at least ALL of the following:
1. A statement for each quality of care concern identified in the original written complaint and
whether care did or did not meet the standard of care.
NOTE: This does not include other quality of care concerns identified by the QIO during the
course of review.
2. A statement defining the standard of care that the QIO identified for each quality of care
concern raised by the beneficiary.
3. A statement of the facts describing how the practitioner/provider did or did not meet the
standard of care. The statement of facts should relate only to the facts that were essential in
determining whether a practitioner and/or provider met professionally recognized standards of
care.
In the Final Initial Determination Letter for complaints filed after July 31, 2014, a QIO must
also inform the beneficiary if the QIO receives a request for reconsideration from any of the
parties, the results of the QIO’s Final Initial Determination could change.
The QIO should also inform the beneficiary that if/when a reconsideration is requested and
reviewed, the beneficiary will receive a QIO Final Decision letter (See Appendix 5-5.2
Reconsideration Determination Letter to the Beneficiary) at a later date (See §5060.3 for
issuance of the QIOs Final Decision).