Medicare Claims Processing Manual (Pub. 100-04), Ch. 34 § 10.3
Reopenings of Denials Based on an Unanswered Additional
10.3 - Reopenings of Denials Based on an Unanswered Additional
Documentation Request (ADR)
(Rev. 1069, Issued: 09-29-06, Effective: 11-29-06, Implementation: 11-29-06)
If a claim is suspended for medical review, an ADR may be issued to obtain information
needed to make a determination. Providers, physicians, and suppliers are responsible for
providing the information needed to adjudicate their claims. If no response is received to
the ADR within the specified timeframes, the medical review department will likely deny
the service as not reasonable and necessary based on a lack of documentation.
If such a denial is appealed, the Medical Review department at the contractor shall
perform a reopening instead of an appeal if all of the following conditions are met:
1) A provider failed to timely submit documentation requested through an ADR;
2) The claim was denied because the requested documentation was not received
timely;
3) The requested documentation is received after the 45 day period with or without a
request for redetermination or reopening; AND,
4) The request is filed within 120 days of the date of receipt of the initial
determination.
If all 4 criteria are not present, the request is for a redetermination and it is submitted
within 120 days of the date of receipt of the initial determination, handle it as an appeal
and do not ship the case back to MR. In this instance, the request must meet the criteria
for a valid request for redetermination (see Pub. 100-04, Chapter 29, §310.1) in order for
the appeals unit to accept the request.
The CMS is handling these requests outside of the appeals process because CMS wants to
encourage providers, physicians and suppliers to submit documentation when requested
in order to prevent unnecessary appeals. Contractors should note that this requirement
does not extend the time frame for filing an appeal. Therefore, only those appeal requests
that are submitted within 120 days of the date of receipt of the initial determination and
meet all of the criteria above should be shipped back to MR for a reopening. When the
appeals unit ships cases back to the MR unit, MR must reopen those cases.
If the request is submitted after 120 days, contractors may grant a regular reopening at
their discretion or dismiss the request if no good cause explanation is provided for the
late filing.
If the ADR reopening results in an affirmation of the original denial or an adverse
decision, the provider will retain their right to a redetermination. The date of the MR
decision will be the date used to calculate the 120 days to request a redetermination.