State Operations Manual (Pub. 100-07), Ch. 3 § 3314
Time Periods for Disclosure Other Than Nursing Homes
3314 - Time Periods for Disclosure Other Than Nursing Homes
(Rev. 1, 05-21-04)
(See Chapter 7 for Disclosure requirements for SNFs and NFs)
For Medicare, §1864(a) of the Act specifies that the Secretary shall disclose survey
information within 90 days following the completion of each survey. Implementing
regulations in 42 CFR 401.133(a) and (b) further provide that survey-related information
prepared by the State and responded to by the facility must be disclosed within 90 days
following completion of the survey by the State but may not exceed 30 days following
CMS’ receipt of such information, or if prepared by CMS, within 30 days following the
final preparation.
For Medicaid, §1902(a)(36) of the Act and 42 CFR 431.115 provide that survey-related
information must be disclosed either upon determining that a provider is eligible to be
certified or recertified, or within 90 days after completion of the survey, whichever
occurs first. Any applicable State law(s) would also be considered.
Sections 1819(g)(5) and 1919(g)(5) of the Act provide disclosure requirements specific to
SNFs and NFs within 14 calendar days after the information is made available to the
facility. (Also see 42 CFR 488.325.)
For both Medicare and Medicaid, the date the survey is completed is the last day of the
survey.
The provisions of FOIA require that when a request to disclose information is received,
the information be released within 20 working days, or if this is not possible, the
requester be notified within 20 working days when the information will be released.
Follow this policy unless the State has other disclosure rules in which case those rules
apply to the time allowed for disclosure. (See PL 104-321.)
When the SA receives a request for information, disclosure of which is not clearly
permissible under the preceding sections, the SA declines to disclose the information
requested on the basis of the provisions of §1106 of the Act and refers the request to the
RO. The SA notifies the requester of this action within 20 working days and directs the
requester to contact the RO for additional information concerning the denial. (See PL
104-321.)