State Operations Manual (Pub. 100-07), Ch. 5 § 5410.1
Interaction of the Born-Alive Infant Protection Act and
5410.1 - Interaction of the Born-Alive Infant Protection Act and
EMTALA
(Rev. 18, Issued: 03-17-06; Effective/Implementation Dates: 03-17-06)
With the definition of the terms “person” and “individual” codified at 1 U.S.C. §8, it is
clear that there are circumstances where EMTALA protections are applicable to an infant
who is born alive, as that term is defined in 1 U.S.C. §8(b).
For example, assume that a hospital’s labor and delivery department meets the definition
of a “dedicated emergency department.” If an infant was born alive in that dedicated
emergency department, and a request was made on that infant’s behalf for screening for a
medical condition, (or if a prudent layperson would conclude, based on the infant’s
appearance or behavior, that the infant needed examination or treatment for an
emergency medical condition and that a request would have been made for screening) the
hospital and physician could be liable for violating EMTALA for failure to provide such
a screening examination. The born-alive infant is a “person” and an “individual” under 1
U.S.C. § 8(a) and the screening requirement of EMTALA applies to “any individual”
who comes to the emergency department.
Another example is a case of an infant born alive elsewhere on the hospital’s campus
(i.e., not in the hospital’s dedicated emergency department) and a prudent layperson
observer concluded, based on the born-alive infant’s appearance or behavior, that the
infant was suffering from an emergency medical condition. In such a circumstance, the
hospital and its medical staff are required to perform a medical screening examination on
that infant to determine whether or not an emergency medical condition existed. If the
hospital or its medical staff determined that the infant was suffering from an emergency
medical condition, the hospital has an obligation to admit the infant, or to comply with
either the stabilization requirement or the transfer requirement of EMTALA. The born-
alive infant is a “person” and an “individual,” as described above, and the stabilization
and transfer requirements of EMTALA apply to “any individual” who comes to the
hospital.
Finally, a third example is when the hospital admits a born-alive infant. EMTALA does
not apply to inpatients. If a born–alive infant is admitted to the hospital, EMTALA would
not apply to protect the infant in most circumstances. However, the Medicare COPs
would apply to the infant once he or she was admitted to the hospital as an inpatient.