MSPB Docket No. CH-1221-13-0359-B-1
Mark B. Barta v. Department of Defense (CH-1221-13-0359-B-1)
UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
MARK B. BARTA,
Appellant,
v.
DEPARTMENT OF DEFENSE,
Agency.
DOCKET NUMBER
CH-1221-13-0359-B-1
DATE: February 13, 2026
THIS FINAL ORDER IS NONPRECEDENTIAL1
Mark Blair Barta, Galena, Ohio, pro se.
Amanda J. Dinges and Mickey Lee , Indianapolis, Indiana, for the agency.
BEFORE
Henry J. Kerner, Vice Chairman
James J. Woodruff II, Member
FINAL ORDER
The appellant has filed a petition for review of the remand initial decision,
which denied his request for corrective action in this individual right of action
(IRA) appeal. Generally, we grant petitions such as this one only in the following
circumstances: the initial decision contains erroneous findings of material fact;
the initial decision is based on an erroneous interpretation of statute or regulation
or the erroneous application of the law to the facts of the case; the administrative
1 A nonprecedential order is one that the Board has determined does not add
significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
judge’s rulings during either the course of the appeal or the initial decision were
not consistent with required procedures or involved an abuse of discretion, and
the resulting error affected the outcome of the case; or new and material evidence
or legal argument is available that, despite the petitioner’s due diligence, was not
available when the record closed. Title 5 of the Code of Federal Regulations,
section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this
appeal, we conclude that the petitioner has not established any basis under section
1201.115 for granting the petition for review. Therefore, we DENY the petition
for review and AFFIRM the remand initial decision, which is now the Board’s
final decision. 5 C.F.R. § 1201.113(b).
BACKGROUND
The following facts, as set forth in the remand initial decision, are
generally undisputed. Barta v. Department of Defense, MSPB Docket No.
CH-1221-13-0359-B-1, Appeal File (B-1 AF), Tab 62, Remand Initial Decision
(RID). In 1993, the appellant was recruited by the Defense Finance and
Accounting Service (DFAS) as a GS-12 litigation attorney in the Office of
General Counsel (OGC) and was soon thereafter reassigned to an accounting and
fiscal law attorney position. RID at 1; B-1 AF, Tab 50 at 4. 2 In 2009, the
appellant left DFAS OGC to fulfill a new position as a Strategic Policy Analyst.
RID at 2; B-1 AF, Tab 50 at 5. In 2012, approximately 3 years after leaving
DFAS OGC, the appellant applied, and was not selected, for three different
attorney positions within OGC.3 RID at 2; B-1 AF, Tab 50 at 5. On or around
December 7, 2012, the appellant filed a complaint with the Office of Special
Counsel (OSC), in which he alleged that DFAS retaliated against him for making
2 The administrative judge noted that the appellant agreed with the agency’s proposed
stipulations at B-1 AF, Tab 50. RID at 1 n.1.
3 These attorney positions were (1) Supervisory Deputy Assistant General Counsel,
Administrative and Employment Law and Litigation Directorate, (2) Supervisory
Deputy General Counsel, and (3) Assistant General Counsel, Accounting and
Commercial Law Directorate. RID at 2; B-1 AF, Tab 50 at 5-7.
2
disclosures concerning his supervisor, the DFAS General Counsel (GC), during
an Internal Review (IR) investigation, an earlier Board appeal, and two equal
employment opportunity (EEO) complaints filed by fellow employees. RID at 3;
B-1 AF, Tab 50 at 7; Barta v. Department of Defense, MSPB Docket No.
CH-1221-13-0359-W-3, Appeal File (W-3 AF), Tab 1 at 4-5. On January 30,
2015, OSC issued a close-out letter and advised the appellant of his right to file a
Board appeal. RID at 3; W-3 AF, Tab 1 at 4-5.
The appellant filed an IRA appeal, which was dismissed twice without
prejudice and refiled. Barta v. Department of Defense, MSPB Docket No.
CH-1221-13-0359-W-1, Initial Appeal File, Tabs 1, 4; Barta v. Department of
Defense, MSPB Docket No. CH-1221-13-0359-W-2, Appeal File (W-2 AF),
Tabs 1, 27; W-3 AF, Tab 1. The administrative judge subsequently dismissed the
appeal for lack of jurisdiction. RID at 3; W-3 AF, Tab 25. In pertinent part, the
administrative judge noted that all of the appellant’s disclosures occurred in or
before 2010, prior to the expansion of appeal rights under the Whistleblower
Protection Enhancement Act of 2012 (WPEA), Pub. L. No. 112-199, 126 Stat.
1465, which became effective on December 27, 2012. Barta v. Department of
Defense, MSPB Docket No. CH-1221-13-0359-W-3, Remand Order, ¶ 4
(Sept. 22, 2022). The administrative judge found that, under pre-WPEA law
applicable to this appeal, the appellant failed to make a nonfrivolous allegation
that he made a protected disclosure because all of his alleged disclosures were
made during the course of an agency investigation or administrative proceeding
and that, prior to the enactment of the WPEA, whistleblower protection did not
extend to disclosures made in such proceedings. Id. She additionally found that,
to the extent that the appellant raised the same disclosures outside the context of
an investigation or administrative proceeding, those disclosures were not
protected because they were made to his supervisor about the supervisor’s own
misconduct. Id. The appellant filed a petition for review of that initial decision.
RID at 3.
3
The Board issued a Remand Order, which noted that it was undisputed that
the alleged disclosures and personnel actions occurred before the enactment of
the WPEA, and it agreed with the administrative judge’s decision to apply
pre-WPEA standards concerning the scope of an IRA appeal. Remand Order, ¶ 6.
The Board found that the appellant exhausted his administrative remedies with
OSC, and he nonfrivolously alleged that his disclosures during the IR
investigation about misuse of travel funds, use of the beach house, and the flower
fund (disclosures (1), (4), and (5)) were protected by 5 U.S.C. § 2302(b)(8) and
were a contributing factor in the nonselections. Id., ¶¶ 8, 10-15, 17-22. The
Board also found that the appellant did not nonfrivolously allege that
disclosures (2) and (3) were protected because they contained allegations that the
GC committed misconduct in violation of discrimination laws, which were
specifically excluded from coverage under 5 U.S.C. § 2302(b)(8).4 Id., ¶ 16. The
Board remanded the appeal for further adjudication, including a hearing on the
merits. Id., ¶¶ 1, 22.
On remand, the administrative judge held a hearing. B-1 AF, Tabs 52, 54.
The administrative judge issued a remand initial decision, which denied the
appellant’s request for corrective action. RID at 1. The administrative judge
found that the appellant proved that disclosures (1), (4), and (5) were protected by
5 U.S.C. § 2302(b)(8), but he did not prove that these disclosures were a
contributing factor in the nonselection actions. 5 RID at 5-17. The appellant has
4 The Board also determined that the administrative judge properly interpreted
pre-WPEA provisions and concluded that the appellant’s disclosures made during his
prior Board appeal (activity covered by 5 U.S.C. § 2302(b)(9)(A)) or through testifying
in an EEO proceeding filed by another employee (activity covered by
section 2302(b)(9)(B)) were not protected by 5 U.S.C. § 2302(b)(8) and did not
establish a basis for Board jurisdiction under pre-WPEA law. Remand Order, ¶ 9.
5 In pertinent part, the administrative judge found that the appellant did not prove that
any individuals who were involved in or had influence over the selection process for the
vacant positions had knowledge of his disclosures. RID at 11-17.
4
filed a petition for review, the agency has filed a response, and the appellant has
filed a reply. Remand Petition for Review (RPFR) File, Tabs 2, 4, 7-8.
DISCUSSION OF ARGUMENTS ON REVIEW
At the merits stage of an IRA appeal involving pre-WPEA disclosures and
personnel actions, the appellant must prove by preponderant evidence that he
made a disclosure that was protected by 5 U.S.C. § 2302(b)(8), and his disclosure
was a contributing factor in a personnel action taken against him. Scoggins v.
Department of the Army, 123 M.S.P.R. 592, ¶ 8 (2016). If the appellant meets
that burden, then the agency is given an opportunity to prove by clear and
convincing evidence that it would have taken the same personnel action absent
the protected disclosure. Id.
On review, the appellant makes the following assertions: (1) disclosures
related to discrimination matters are protected under 5 U.S.C. § 2302(b)(8);
(2) the administrative judge’s broad order in limine violated his due process
rights; and (3) the administrative judge abused her discretion when she
disallowed prior statements made under oath and disallowed evidence that
impeached one of the agency’s key witnesses. RPFR File, Tab 2 at 4. For the
following reasons, these assertions do not warrant a different outcome.
Disclosures involving violations of discrimination law are not protected by
5 U.S.C. §
2302(b)(8)(A)(i).
The appellant asserts on review that removing EEO matters from the scope
of the whistleblower protection statutes is inconsistent with the WPEA itself and
related legislative history. Id. He also asserts that the WPEA clarified that it is a
prohibited personnel practice to take or fail to take an action because of a
disclosure of information that an employee reasonably believed evidences “any
violation of any law, rule, or regulation,” which would include violations of
discrimination law. Id. at 5, 8 (emphasis supplied). He “renews his appeal of the
MSPB’s earlier decision,” id. at 5, which we understand to mean the Remand
5
Order. He also asserts that the Board should overrule its decision in Edwards v.
Department of Labor, 2022 MSPB 9, aff’d, No. 2022-1967, 2023 WL 4398002
(Fed. Cir. July 7, 2023), and that an opinion from the U.S. District Court for the
Southern District of Ohio on his age discrimination claim warrants a decision in
in his favor in this matter. RPFR File, Tab 2 at 7-11. We have considered these
assertions, but none warrants a different outcome.
As the appellant notes, WPEA § 101(a) changed the language of 5 U.S.C.
§ 2302(b)(8)(A)(i), which originally protected disclosures based on “a violation
of any law, rule, or regulation,” to protect disclosures based on “any violation of
any law, rule, or regulation.” WPEA § 101(a)(1) (emphasis supplied);
Abernathy v. Department of the Army, 2022 MSPB 37, ¶ 8 n.5; Scoggins,
123 M.S.P.R. 592, ¶ 11 n.6; Mudd v. Department of Veterans Affairs,
120 M.S.P.R. 365, ¶ 5 n.3 (2013). The Board has not explicitly stated whether
WPEA § 101(a) constitutes a clarification of existing law and, thus, whether it
has retroactive application to disclosures and personnel actions that predated the
effective date of the WPEA. In Day v. Department of Homeland Security,
119 M.S.P.R. 589, ¶¶ 10-26 (2013), the Board found that WPEA § 101(b)(2),
which involved disclosures made during an employee’s normal course of duties,
disclosures made to a supervisor about the supervisor’s own misconduct, and
disclosures containing information that had been previously disclosed, constituted
a clarification of the definition of a protected disclosure under existing law and
should be applied to cases pending before the Board. Conversely, the Board has
found that WPEA § 101(b)(1), involving the expanded IRA appeal rights in
5 U.S.C. § 2302(b)(9), did not constitute a clarification of existing law and did
not have retroactive application. See, e.g., Rebstock Consolidation v. Department
of Homeland Security, 122 M.S.P.R. 661, ¶¶ 7-8 (2015); Colbert v. Department of
Veterans Affairs, 121 M.S.P.R. 677, ¶¶ 6-7 (2014); Hooker v. Department of
Veterans Affairs, 120 M.S.P.R. 629, ¶¶ 8-15 (2014). However, even if we apply
6
the amendment in WPEA § 101(a) to our analysis, a different outcome is not
warranted.
Importantly, the appellant has not identified any legislative history in
which the Senate or the House expressed an intent to change the longstanding
precedent of the Board and the U.S. Court of Appeals for the Federal Circuit
(Federal Circuit) that section 2302(b)(8) does not protect disclosures involving
allegations of discrimination or EEO matters. 6 See, e.g., DeGrella v. Department
of the Air Force, 2022 MSPB 44, ¶ 13 (stating that, when legislating, Congress is
presumed to know an existing statute’s interpretation). Moreover, he cites to no
case law or other authority to support his assertion that disclosures involving
violations of discrimination law are protected under 5 U.S.C. § 2302(b)(8).
We also decline to revisit the Board’s decision in its Remand Order. Under
the law of the case doctrine, a tribunal will not reconsider issues that have already
been decided in an appeal, unless there is new and material evidence adduced at a
subsequent trial, controlling authority has made a contrary decision of law, or the
prior decision was clearly erroneous and would work a manifest injustice.
O’Connell v. Department of the Navy, 73 M.S.P.R. 235, 240 (1997). The
appellant has not identified, and we are not aware of, any exception to the law of
the case doctrine that would warrant revisiting the Board’s Remand Order. To
the contrary, as discussed herein, the Board’s decisions in Reese v. Department of
the Navy, 2025 MSPB 1, ¶ 31, and Edwards, 2022 MSPB 9, ¶¶ 10-23, reaffirm the
longstanding principle that allegations of discrimination and reprisal that fall
under Title VII, i.e., matters that can be pursued through the EEO process and
6 Rather, the WPEA Senate Report discussed cases such as Horton v. Department of the
Navy, 66 F.3d 279 (Fed. Cir. 1996), Willis v. Department of Agriculture, 141 F.3d 1139
(Fed. Cir. 1998), and Meuwissen v. Department of Interior, 234 F.3d 9 (Fed. Cir. 2000),
which involved disclosures made to persons in a position to remedy wrongdoing,
disclosures made as part of an employee’s normal job duties, and disclosures of
information already known, respectively, and it stated that “[t]hese holdings are
contrary to congressional intent.” S. Rep. No. 112-155 at 4 (2012), reprinted in
2012 U.S.C.C.A.N. 589, 593.
7
before the Equal Employment Opportunity Commission (EEOC), are excluded
from the protections of 5 U.S.C. § 2302(b)(8). The Board has held that separate
remedies exist for redressing claims of discrimination and claims of reprisal for
whistleblowing; claims must be brought under the appropriate statutory scheme.
Edwards, 2022 MSPB 9, ¶ 17.
We have considered the appellant’s remaining assertions on review, but
they do not warrant a different outcome. For example, the appellant asserts that
the Board erred in its holding in Edwards.7 RPFR File, Tab 2 at 7-10. The
appellant acknowledges that the Board’s decision in Edwards was affirmed by the
Federal Circuit, but he encourages us to “ignore” the court’s decision because,
among other things, it was a nonprecedential decision and decisions from the
Federal Circuit are “no longer controlling” in whistleblower reprisal cases. Id.
at 9. We are not persuaded by this assertion. Although historically the Board has
been bound by precedent from the Federal Circuit, appellants may now file
petitions for judicial review of Board decisions in whistleblower reprisal cases
with any circuit court of appeals of competent jurisdiction. 5 U.S.C.
§ 7703(b)(1)(B). However, the appellant has not identified on review any
authority from any circuit court of appeals that calls into question the Board’s
decision in Edwards. To the contrary, Edwards is consistent with authority from
other circuit courts. Edwards, 2022 MSPB 9, ¶¶ 15-17.
Additionally, in his petition for review, the appellant briefly mentions
Reese, which was then-pending at the Board, and he notes that the issue in Reese
7 In his petition for review supplement, the appellant includes an information sheet from
the U.S. House of Representatives, Office of the Whistleblower Ombuds. RPFR File,
Tab 4 at 5, 17-18. In this document, the Office of the Whistleblower Ombuds stated,
among other things, that the Board’s decision in Edwards “clarified and restricted its
jurisdiction,” “overturned its own related case precedent,” and “muddie[d] the waters.”
Id. at 18. Under 5 C.F.R. § 1201.115, the Board generally will not consider evidence
submitted for the first time with a petition for review absent a showing that it was
unavailable before the record was closed before the administrative judge despite the
party’s due diligence. Avansino v. U.S. Postal Service, 3 M.S.P.R. 211, 213-14 (1980).
However, even if we consider this evidence, a different outcome is not warranted.
8
involved whether disclosures to a supervisor regarding a violation of EEO law
were protected under 5 U.S.C. § 2302(b)(9)(A) and (b)(9)(C). RPFR File, Tab 2
at 8-9. Since the appellant filed his petition for review, the Board issued its
decision in Reese, which, as noted above, reaffirms that allegations of
discrimination and reprisal that fall under Title VII are excluded from the
protections of 5 U.S.C. § 2302(b)(8). Reese, 2025 MSPB 1, ¶ 31. The Board’s
conclusion in Reese is outcome determinative in this matter.
The Board in Reese also evaluated whether Ms. Reese’s activity was
protected by 5 U.S.C. § 2302(b)(9)(A)(i) and (b)(9)(C). Id., ¶¶ 41-52. However,
Reese is distinguishable because Ms. Reese’s protected activity and personnel
actions occurred after the effective date of the WPEA, which expanded IRA
appeal rights to include activity protected by 5 U.S.C. § 2302(b)(9)(A)(i) and (b)
(9)(C). See Colbert, 121 M.S.P.R. 677, ¶ 7. By contrast, all of the appellant’s
disclosures and personnel actions occurred well before the effective date of the
WPEA. Thus, even if we construed the appellant’s assertion on review to mean
that disclosures (2) and (3) were protected by 5 U.S.C.
§ 2302(b)(9)(A)(i) or (b)(9)(C), the Board has held that these expanded appeal
rights were not retroactive. See Colbert, 121 M.S.P.R. 677, ¶ 7 (finding that the
expanded IRA appeal rights provided by the WPEA that were set forth in
5 U.S.C. §§ 2302(b)(9)(A)(i) and (b)(9)(C) were not retroactive); see also
Edwards, 2022 MSPB 9, ¶¶ 29-33 (finding that the amendment to 5 U.S.C.
§ 2302(b)(9)(C), which added protection for disclosures made to “any other
component responsible for internal investigation or review,” as set forth in
section 1097(c)(1) of the 2018 National Defense Authorization Act, Pub. L. No.
9
115-91, 131 Stat. 1283 (2017), was not retroactive). Thus, these expanded appeal
rights do not apply to this matter.8
Finally, we have considered the appellant’s assertions that he “prove[d] his
case” before the U.S. District Court for the Southern District of Ohio, which he
claims “involved the same nonselection and same disclosures as those in the
present case,” and that the agency was “collaterally estop[ped] . . . from denying
the same facts.” RPFR File, Tab 2 at 10-11. We have found and reviewed the
district court opinion. Regarding his single-motive age discrimination claim, the
Magistrate Judge considered direct and circumstantial evidence and determined,
among other things, that the appellant engaged in activity protected by the Age
Discrimination in Employment Act (ADEA) when he opposed the agency’s
consolidation plan because it had a disparate impact on older employees, and the
agency knew of this activity, but the appellant did not rebut the agency’s
legitimate, nondiscriminatory reasons for the nonselection, including that the
appellant had “deficiencies in [his] skill set” and the selectee was “more
qualified.” Barta v. Austin, Civil Action No. 2:20-cv-1641, 2022 WL 1749051
at *4-8 (S.D. Ohio Mar. 18, 2022), reconsideration denied, 2022 WL 1061934
(S.D. Ohio Apr. 8, 2022). Regarding his mixed-motive claim, the Magistrate
Judge found that the appellant’s ADEA-protected activity was a motivating factor
in the nonselection, but the appellant was not entitled to reinstatement, backpay,
compensatory damages, or other forms of relief related to the end result of a
decision, which was the only relief that the appellant sought therein, because he
8 The appellant also asserts that, in Tao v. Merit Systems Protection Board,
855 F. App’x 716 (Fed. Cir. 2021), the Board “made concessions [which were]
inconsistent with the present claim that the [w]histleblower statu[t]es do not protect
activity protected by the Equal Employment Opportunity laws.” RPFR File, Tab 2 at 9.
The appellant does not specifically identify which concessions were inconsistent, and
our review of the decision itself reveals no inconsistency involving 5 U.S.C.
§ 2302(b)(8). However, all of Dr. Tao’s disclosures, activity, and personnel actions
occurred well after the effective date of the WPEA. Tao, 855 F. App’x at 717-18.
Therefore, it was appropriate for the Board and the court to alternatively consider
whether Dr. Tao’s activity was protected by 5 U.S.C. § 2302(b)(9).
10
did not show that it was the “but-for” cause. Id. at *8-9 (citing Babb v. Wilkie,
140 S. Ct. 1168, 1177-78 (2020)).
Under the doctrine of collateral estoppel, once an adjudicatory body has
decided a factual or legal issue necessary to its judgment, that decision may
preclude relitigation of the issue in a case concerning a different cause of action
involving a party to the initial case. Hau v. Department of Homeland Security,
123 M.S.P.R. 620, ¶ 13 (2015), aff’d sub nom. Bryant v. Merit Systems Protection
Board, 878 F.2d 1320 (Fed. Cir. 2017). Collateral estoppel, or issue preclusion,
is appropriate when (1) the issue is identical to that involved in the prior action,
(2) the issue was actually litigated in the prior action, (3) the determination of the
issue in the prior action was necessary to the resulting judgment, and (4) the party
against whom issue preclusion is sought had a full and fair opportunity to litigate
the issue in the prior action, either as a party to the earlier action or as one whose
interests were otherwise fully represented in that action. Id. The Board has
discretion to decline to apply collateral estoppel, even if the elements are met.
Kroeger v. U.S. Postal Service, 865 F.2d 235, 239 (Fed. Cir. 1988).
It is not clear from the appellant’s petition for review which “facts” the
agency is “collaterally estop[ped]” from denying as a result of the district court
opinion or how collateral estoppel applies to this matter. RPFR File, Tab 2 at 11.
It is also not immediately apparent that the district court case involved the same
nonselection and same disclosures, as the appellant asserts. From the contextual
information in the opinion, such as the identity of the selectee and the members
of the hiring panel, it appears that the district court matter involved the vacancy
for the position of Assistant General Counsel, Accounting and Commercial Law
Directorate. RID at 16-17. However, the Magistrate Judge referred to the
position as a Supervisory Attorney Advisor position. Barta, 2022 WL 1749051
at *1. Moreover, the district court opinion referenced the appellant’s opposition
to the consolidation plan as his protected activity, but it is not clear that this
11
opposition was expressed during the IR investigation or involved disclosures (2)
and (3).9 In the absence of such clarity, we decline to apply collateral estoppel. 10
The appellant’s remaining assertions on review do not warrant a different
outcome.
The agency filed a motion in limine, seeking to exclude evidence
regarding, in pertinent part, the “Base Realignment and Closure” or the resulting
OGC consolidation and/or age discrimination or disparate treatment that the
appellant claims resulted from the consolidation. B-1 AF, Tab 47. The appellant
opposed this motion. B-1 AF, Tab 48. The administrative judge granted the
motion at the start of the hearing. B-1 AF, Tab 52-1. On review, the appellant
asserts that it was improper for the administrative judge to exclude any discussion
of his EEOC case and/or the consolidation because it violated his due process
rights. RPFR File, Tab 2 at 11-12. In pertinent part, the appellant asserts that the
administrative judge directed one of his witnesses to comply with the order in
limine and the witness’s testimony was “profoundly limited.” Id. He also asserts
that, even though the administrative judge was bound by the Board’s Remand
Order regarding the dismissal of disclosures (2)-(3) relating to “EEO violations,”
he should have been allowed to discuss these disclosures and the “environment
related to these disclosures.” Id. at 12.
An administrative judge has broad discretion to regulate the course of the
hearing and to exclude evidence and witnesses that have not been shown to be
relevant, material, and nonrepetitious.
Thomas v. U.S. Postal Service,
116 M.S.P.R. 453, ¶ 4 (2011); Franco v. U.S. Postal Service, 27 M.S.P.R. 322,
325 (1985); 5 C.F.R. § 1201.41(b)(10). To obtain reversal of an initial decision
9 The appellant states on review that the disclosure in the district court matter was made
to his supervisor and “also to about 15 other attorney employees including the
wrongdoer[, the GC,] who was also the Agency Ethics Official as well as the Deputy
Agency Ethics Official.” RPFR File, Tab 2 at 8 n.3.
10 Even if we determined that the same nonselection and disclosures were involved in
the district court matter and this matter, the appellant has not explained how the
application of collateral estoppel warrants a different outcome in this IRA appeal.
12
on these grounds, the petitioning party must show on review that a relevant
witness or evidence, which could have affected the outcome, was disallowed. See
Thomas, 116 M.S.P.R. 453, ¶ 4. The appellant has not made such a showing.
Indeed, the evidence that the agency sought to exclude related to disclosures over
which the Board does not have jurisdiction, the appellant does not explain how
the witness’s testimony on these issues could have changed the outcome of this
IRA appeal, and he did not prove that his due process rights were violated in this
regard.
The appellant also asserts on review that the administrative judge
improperly disallowed “evidence produced in prior administrative actions and
[EEOC] investigation and litigation.” RPFR File, Tab 2 at 12. To the extent that
he is referring to the administrative judge’s decision to exclude as not relevant
transcripts from an EEOC hearing on the appellant’s discrimination complaints,
several witnesses from the EEOC matter were approved as witnesses in this
matter, and we discern no abuse of discretion with the administrative judge’s
decision to exclude the transcripts as irrelevant. B-1 AF, Tab 43 at 11 n.5.
The appellant also asserts that the administrative judge improperly denied
admission of an email, which he claimed would impeach the testimony of an
agency investigator who said that she did not recall the appellant making any
disclosures to her, because he did not provide the email to the agency during
discovery. RPFR File, Tab 2 at 13-14. In relevant part, the appellant
acknowledges that the remand initial decision “state[d] that the document is part
of the record,” but he asserts that it was “extremely difficult” to cross-examine
the investigator without the email. Id.
This assertion does not warrant a different outcome. In the remand initial
decision, the administrative judge acknowledged the investigator’s testimony, but
she noted that the record contained an email exchange in which the appellant
provided the investigator information about the beach house rental, which was the
subject of disclosure (4). RID at 7; W-2 AF, Tab 7 at 7; B-1 AF, Tab 54-1
13
(testimony of the investigator). The administrative judge found that it was more
likely than not that the appellant disclosed the allegations about the beach house
to the investigator during or shortly after IR’s 2009 investigation of the GC. RID
at 7. Additionally, in evaluating disclosure (5) (relating to the flower fund), the
administrative judge gave the investigator’s testimony little weight because she
failed to recall her email correspondence with the appellant concerning the beach
house disclosure, and she also concluded that the appellant disclosed the flower
fund issue to the investigator. RID at 8; B-1 AF, Tab 54-1 (testimony of the
investigator). Therefore, even if the administrative judge erred in not allowing
the appellant to question the investigator about this email, it is an adjudicatory
error that is not prejudicial to the appellant’s substantive rights and provides no
basis for reversal of the remand initial decision. See Panter v. Department of the
Air Force, 22 M.S.P.R. 281, 282 (1984).
Finally, the appellant asserts that the administrative judge was biased
against him. See, e.g., RPFR File, Tab 2 at 15 (stating that the administrative
judge “admirably and zealously advance[ed]” the agency’s position). In making a
claim of bias or prejudice against an administrative judge, a party must overcome
the presumption of honesty and integrity that accompanies administrative
adjudicators. Oliver v. Department of Transportation, 1 M.S.P.R. 382, 386
(1980). An administrative judge’s conduct during the course of a Board
proceeding warrants a new adjudication only if the administrative judge’s
comments or actions evidence “a deep-seated favoritism or antagonism that would
make fair judgment impossible.” Bieber v. Department of the Army, 287 F.3d
1358, 1362-63 (Fed. Cir. 2002) (quoting Liteky v. United States, 510 U.S. 540,
555 (1994)). The appellant has not presented such evidence in this regard. 11
11 In the conclusion section of his petition for review, the appellant seems to challenge
the administrative judge’s finding that he did not prove that the GC knew or suspected
that the appellant made disclosures (1), (4)-(5). RID at 11-13. For example, he asserts
that it is “clear” that the GC “could ascertain who made [the disclosure about his travel
violations].” RPFR File, Tab 2 at 15. He also asserts that, due to “the presence of his
14
NOTICE OF APPEAL RIGHTS12
You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By
statute, the nature of your claims determines the time limit for seeking such
review and the appropriate forum with which to file. 5 U.S.C. § 7703(b).
Although we offer the following summary of available appeal rights, the Merit
Systems Protection Board does not provide legal advice on which option is most
appropriate for your situation and the rights described below do not represent a
statement of how courts will rule regarding which cases fall within their
jurisdiction. If you wish to seek review of this final decision, you should
immediately review the law applicable to your claims and carefully follow all
filing time limits and requirements. Failure to file within the applicable time
limit may result in the dismissal of your case by your chosen forum.
Please read carefully each of the three main possible choices of review
below to decide which one applies to your particular case. If you have questions
about whether a particular forum is the appropriate one to review your case, you
should contact that forum for more information.
(1) Judicial review in general. As a general rule, an appellant seeking
judicial review of a final Board order must file a petition for review with the U.S.
Court of Appeals for the Federal Circuit, which must be received by the court
within 60 calendar days of the date of issuance of this decision. 5 U.S.C.
§ 7703(b)(1)(A).
best friend [] at the bar,” the GC “would be able to figure out the identity of the
whistleblower.” Id. The remand initial decision reflects the administrative judge’s
thoughtful analysis of this issue, and we are not persuaded that the administrative judge
erred in this regard. Accordingly, because we agree with the administrative judge that
the appellant did not prove his prima facie case, we do not proceed to the clear and
convincing analysis. Clarke v. Department of Veterans Affairs, 121 M.S.P.R. 154, ¶ 19
n.10 (2014), aff’d, 623 F. App’x 1016 (Fed. Cir. 2015).
12 Since the issuance of the remand initial decision in this matter, the Board may have
updated the notice of review rights included in final decisions. As indicated in the
notice, the Board cannot advise which option is most appropriate in any matter.
15
If you submit a petition for review to the U.S. Court of Appeals for the
Federal Circuit, you must submit your petition to the court at the following
address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
(2) Judicial or EEOC review of cases involving a claim of
discrimination. This option applies to you only if you have claimed that you
were affected by an action that is appealable to the Board and that such action
was based, in whole or in part, on unlawful discrimination. If so, you may obtain
judicial review of this decision—including a disposition of your discrimination
claims—by filing a civil action with an appropriate U.S. district court (not the
U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you
receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems
Protection Board, 582 U.S. 420 (2017). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the district court no later than 30 calendar days after your representative
receives this decision. If the action involves a claim of discrimination based on
16
race, color, religion, sex, national origin, or a disabling condition, you may be
entitled to representation by a court-appointed lawyer and to waiver of any
requirement of prepayment of fees, costs, or other security. See 42 U.S.C.
§ 2000e-5(f) and 29 U.S.C. § 794a.
Contact information for U.S. district courts can be found at their respective
websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .
Alternatively, you may request review by the Equal Employment
Opportunity Commission (EEOC) of your discrimination claims only, excluding
all other issues . 5 U.S.C. § 7702(b)(1). You must file any such request with the
EEOC’s Office of Federal Operations within 30 calendar days after you receive
this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the EEOC no later than 30 calendar days after your representative receives
this decision.
If you submit a request for review to the EEOC by regular U.S. mail, the
address of the EEOC is:
Office of Federal Operations
Equal Employment Opportunity Commission
P.O. Box 77960
Washington, D.C. 20013
If you submit a request for review to the EEOC via commercial delivery or
by a method requiring a signature, it must be addressed to:
Office of Federal Operations
Equal Employment Opportunity Commission
131 M Street, N.E.
Suite 5SW12G
Washington, D.C. 20507
(3) Judicial review pursuant to the Whistleblower Protection
Enhancement Act of 2012. This option applies to you only if you have raised
claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or
17
other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).
If so, and your judicial petition for review “raises no challenge to the Board’s
disposition of allegations of a prohibited personnel practice described in
section 2302(b) other than practices described in section 2302(b)(8), or
2302(b)(9)(A)(i), (B), (C), or (D),” then you may file a petition for judicial
review either with the U.S. Court of Appeals for the Federal Circuit or any court
of appeals of competent jurisdiction.13 The court of appeals must receive your
petition for review within 60 days of the date of issuance of this decision.
5 U.S.C. § 7703(b)(1)(B).
If you submit a petition for judicial review to the U.S. Court of Appeals for
the Federal Circuit, you must submit your petition to the court at the following
address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
13 The original statutory provision that provided for judicial review of certain
whistleblower claims by any court of appeals of competent jurisdiction expired on
December 27, 2017. The All Circuit Review Act, signed into law by the President on
July 7, 2018, permanently allows appellants to file petitions for judicial review of
MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals
for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.
The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115-195,
132 Stat. 1510.
18
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
Contact information for the courts of appeals can be found at their
respective websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .
FOR THE BOARD:
______________________________
Gina K. Grippando
Clerk of the Board
Washington, D.C.
19