Federal (United States) · Regulations
Part 31 — LEVERAGE TRANSACTIONS
27 sections
27 sections
- 17 C.F.R. § 31.3Fraud in connection with certain transactions in silver or gold bullion or bulk coins, or other commodities.
- 17 C.F.R. § 31.4Definitions.
- 17 C.F.R. § 31.5Unlawful conduct.
- 17 C.F.R. § 31.6Registration of leverage commodities.
- 17 C.F.R. § 31.7Maintenance of minimum financial, cover and segregation requirements by leverage transaction merchants.
- 17 C.F.R. § 31.8Cover of leverage contracts.
- 17 C.F.R. § 31.9Minimum financial requirements.
- 17 C.F.R. § 31.10Repurchase and resale of leverage contracts by leverage transaction merchants.
- 17 C.F.R. § 31.11Disclosure.
- 17 C.F.R. § 31.12Segregation.
- 17 C.F.R. § 31.13Financial reports of leverage transaction merchants.
- 17 C.F.R. § 31.14Recordkeeping.
- 17 C.F.R. § 31.15Reporting to leverage customers.
- 17 C.F.R. § 31.16Monthly reporting requirements.
- 17 C.F.R. § 31.17Records of leverage transactions.
- 17 C.F.R. § 31.18Margin calls.
- 17 C.F.R. § 31.19Unlawful representations.
- 17 C.F.R. § 31.20Prohibition of guarantees against loss.
- 17 C.F.R. § 31.21Leverage contracts entered into prior to April 13, 1984; subsequent transactions.
- 17 C.F.R. § 31.22Prohibited trading in leverage contracts.
- 17 C.F.R. § 31.23Limited right to rescind first leverage contract.
- 17 C.F.R. § 31.25Bid and ask prices; carrying charges.
- 17 C.F.R. § 31.26Quarterly reporting requirement.
- 17 C.F.R. § 31.27Registered futures association membership.
- 17 C.F.R. § 31.28Self-regulatory organization adoption and surveillance of minimum financial, cover, segregation and sales practice requirements.
- 17 C.F.R. § 31.29Arbitration or other dispute settlement procedures.
- 17 C.F.R. Appendix A to Part 31Schedule of Fees for Registration of Leverage Commodities