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  1. US law
  2. Federal (United States)
  3. Regulations
  4. Title 17 CFR — Commodity and Securities Exchanges
  5. Chapter II — SECURITIES AND EXCHANGE COMMISSION
  6. Part 255 — PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
  7. Subpart C — Covered Funds Activities and Investments

Federal (United States) · Regulations

Subpart C — Covered Funds Activities and Investments

7 sections

7 sections

  • 17 C.F.R. § 255.10Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
  • 17 C.F.R. § 255.11Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
  • 17 C.F.R. § 255.12Permitted investment in a covered fund.
  • 17 C.F.R. § 255.13Other permitted covered fund activities and investments.
  • 17 C.F.R. § 255.14Limitations on relationships with a covered fund.
  • 17 C.F.R. § 255.15Other limitations on permitted covered fund activities.
  • 17 C.F.R. § 255.16Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
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